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A. Bjorklund and M. A. Cenci (Eds.) Progress in Brain Research, Vol. 184 ISSN: 0079-6123 Copyright � 2010 Elsevier B.V. All rights reserved.
CHAPTER 9
Imaging the nigrostriatal system to monitor disease progression and treatment-induced complications
Renju Kuriakose and A. Jon Stoessl�
Pacific Parkinson’s Research Centre, University of British Columbia and Vancouver Coastal Health, Vancouver, BC, Canada
Abstract: Radiotracer imaging (RTI) techniques such as positron emission tomography (PET) allow the in vivo assessment of nigrostriatal DA function in Parkinson’s disease and have provided valuable insights into the mechanisms of nigrostriatal degeneration and the consequent compensatory changes. Moreover, functional imaging serves as an excellent tool in the assessment of the progression of PD and the evolution of treatment-related complications. However, various studies have shown discordance between clinical progression of PD and nigrostriatal degeneration estimated by PET or SPECT, and no RTI technique can be reliably used as a biomarker for progression of PD. Presynaptic dopaminergic imaging has consistently demonstrated an anterior–posterior gradient of dopaminergic dysfunction predominantly affecting the putamen, with side-to-side asymmetry in tracer binding. Dopaminergic hypofunction in the striatum follows a negative exponential pattern with the fastest rate of decline in early disease. Evaluation of central pharmacokinetics of levodopa action by PET has demonstrated the role of increased synaptic dopamine turnover and downregulation of the dopamine transporter in the pathophysiology of levodopainduced dyskinesias. In PD with behavioral complications such as impulse control disorders, increased levels of dopamine release have been observed in the ventral striatum during performance of a positive reward task, as well as loss of deactivation in orbitofrontal cortex in response to negative reward prediction errors. This suggests that there is a pathologically heightened “reward” response in the ventral striatum together with loss of the capacity to respond to negative outcomes. Overall, functional imaging with PET is an excellent tool for understanding the disease and its complications; however, caution must be applied in interpretation of the results.
Keywords: Positron emission tomography; dopamine turnover; dopamine transporter (DAT); fluorodopa; vesicular monoamine transporter type 2 (VMAT2); biomarker; compensation; dopamine receptors; fluctuations; dyskinesias; impulse control disorders
� Corresponding author. Tel.: þ1-604-822-7967; E-mail: [email protected]
DOI: 10.1016/S0079-6123(10)84009-9 177
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Introduction
Parkinson’s disease (PD) is one of the most common neurodegenerative disorders, with a prevalence rate of more than 1 in 100 among affected persons above the age of 65 years (de Rijk et al., 2000). Clinically PD is characterized by symptoms of bradykinesia, resting tremor, rigidity, and postural instability (Calne et al., 1992). The pathophysiological hallmark of PD is degeneration of nigrostriatal pathway leading to dopamine (DA) deficiency (Hornykiewicz, 1998). PD symptoms appear when 80% of the striatal DA or 50% of nigral cells are lost (Bernheimer et al., 1973; Fearnley & Lees, 1991). Dopamine replacement therapies, which include the DA precursor levo-dopa and DA agonists, are very effective in treating motor symptoms, but can cause substantial motor and behavioral adverse events. These side-effects include motor fluctuations and levodopa-induced dyskinesia (LID) and non-motor symptoms such as mood and anxiety fluctuations, psychosis, and impulse control disorders (ICDs) (Voon et al., 2009). LIDs are defined as involuntary, purposeless, irregular but sometimes repetitive movements, which are mainly choreic, and generally coincide with the peak anti-parkinsonian effect of levodopa (Obeso et al., 2007). LIDs affect at least 90% of patients with PD after 10 years of levodopa treatment (Fabbrini et al., 2007) and are a major cause of disability. ICDs (i.e., pathological gambling, compulsive shopping, hypersexuality, and binge eating), punding (i.e., abnormal repetitive non-goal-oriented behaviors), or hobbyism, and compulsive medication use are associated with dopaminergic therapy and are increasingly recognized in PD (Avanzi et al., 2006; Grosset et al., 2006; Miyasaki et al., 2007; Pezzella et al., 2005; Voon et al., 2006; Weintraub et al., 2006). Radiotracer imaging (RTI) techniques such as positron emission tomography (PET) and single photon emission computerized tomography (SPECT) allow the in vivo assessment of nigrostriatal DA function and have provided valuable insights into the mechanisms of nigrostriatal degeneration and the consequent compensatory changes
(Nandhagopal et al., 2008). These techniques also help to assess the progression of disease and evaluation of treatment interventions (Au et al., 2005).
Neuroimaging of the nigrostriatal system
Biochemistry of dopamine function
A basic knowledge of biochemistry of DA metabolism is essential to understand the imaging of nigrostriatal DA function. The first step in DA synthesis is the conversion of tyrosine to L-3-4dihydroxyphenylalanine (L-dopa). Exogenously administered L-dopa crosses the blood–brain barrier via the large neutral amino acid transporter. Striatal uptake of L-dopa requires active transport and its further conversion to DA is catalyzed by L-aromatic amino acid decarboxylase (AADC). Vesicular monoamine transporter type 2 (VMAT2) pumps both newly synthesized and recycled DA into presynaptic vesicles. Vesicular storage helps to maintain the molecular integrity of neurotransmitters by preventing their catabolism to potentially toxic compounds. Axonal depolarization leads to exocytotic release of DA into the extracellular space, where it interacts with pre- and post-synaptic DA receptors. The molecular effects of DA are terminated by conversion via methylation and oxidative deamination to homovanillic acid and also (indeed primarily) by reuptake into presynaptic terminals from the synaptic cleft. The membrane DA transporter (DAT) mediates this reuptake, following which DA is recycled into storage vesicles or converted to inactive metabolites.
Presynaptic imaging
There are three different strategies to assess presynaptic dopaminergic integrity using radioligands that measure various aspects of striatal DA processing.
6-[18F]-fluoro-L-dopa (F-DOPA) is used as a marker to monitor the uptake and decarboxylation of F-DOPA to fluorodopamine (FDA), and
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the subsequent storage of FDA in synaptic vesicles. It has been extensively characterized and is widely regarded as the “gold standard” for assessing the integrity of the nigrostriatal DA system. F-DOPA uptake correlates well with nigral cell counts in humans (Snow et al., 1993) and in nonhuman primates with MPTP-induced parkinsonism (Pate et al., 1993). It also reflects the clinical severity of PD, and correlates well with bradykinesia but not with tremor (Vingerhoets et al., 1997). The standard approach is to scan for 90–120 min following tracer injection, during which time tracer uptake is unidirectional in the normal brain. Prolonged scan times of up to 4 h (during which there is tracer egress) can be used to assess effective DA turnover, which is increased in early PD (Sossi et al., 2002). Biochemically, DA turnover is defined as the ratio between DA metabolites and DA. The concept of the effective dopamine turnover (EDT) that is measurable by F-DOPA PET has been developed to estimate DA turnover in vivo (Doudet et al., 1998). The blood to striatum dopa uptake rate constant Ki estimates the rate of DA synthesis and storage (Patlak et al., 1983). Ki reflects a combination of tracer uptake, decarboxylation to FDA, and subsequent trapping in synaptic vesicles, and has been shown to correlate well with the number of DA neurons and the levels of striatal DA (Snow et al., 1993). During the first 90 min after tracer injection, F-DOPA behaves as an irreversibly bound tracer in healthy normal individuals. Ki is obtained from data acquired during this time. However, with prolonged scanning time, some degree of reversibility is observed in the data, which indicates neuronal release of DA and subsequent metabolism. Such reversibility is quantified with the rate constant kloss. The rate constant kloss is a measure of the frequency of depletion of the trapped tracer component, and its inverse represents the mean dwell time of that component in brain tissue. The ratio kloss/Ki is a powerfully discriminating indicator of the turnover of the trapped F-DOPA compartment (EDT). Its inverse Ki/kloss can be interpreted as an effective distribution
volume (EDV) of the specific compartment alone with respect to the plasma tracer concentration and is a similarly discriminating measure of the ability of the trapping mechanism to store tracer. In Parkinson’s disease, the rate of F-DOPA uptake decreases and the rate of loss increases. Thus both EDT and its inverse EDV are sensitive markers of disease severity and progression. [18F]- and [11C]-labeled antagonists can be used
to determine the DAT density. DAT is a 620-amino acid protein, with 12 a-helical hydrophobic transmembrane domains, 2–4 extracellular glycosylation sites, and up to 5 intracellular phosphorylation sites, which is found exclusively in DA axons and dendrites (Hersch et al., 1997; Nirenberg et al., 1996). DAT levels correlate with striatal DA concentrations (Bezard et al., 2001). It is therefore a potential specific marker of DA nerve terminal density. The binding of DAT ligands correlates with the clinical severity of PD (Pirker, 2003; Seibyl et al., 1995). The reproducibility of scan results within subjects is also acceptable (Nurmi et al., 2000a; Seibyl et al., 1997; Volkow et al., 1995). [11C]dihydrotetrabenazine (DTBZ) can be used
to determine the VMAT2 density. There are two forms of VMAT expressed in human: VMAT1 is found in the adrenal glands, while VMAT2 is expressed exclusively in brain. VMAT2 is a 515-amino acid protein responsible for the uptake of intracytoplasmic monoamines into the synaptic vesicles. Although VMAT2 is not specific for DA, it is responsible for the packaging of all monoamine neurotransmitters and more than 95% of striatal monoaminergic innervation is dopaminergic. Tetrabenazine binds to VMAT2 and blocks the uptake of monoamines into the vesicles. In rats, the binding of striatal VMAT2 with [3H] methoxytetrabenazine correlated with SNc density (Vander Borght et al., 1995). Since the mid1990s, DTBZ has been used in humans to monitor the integrity of striatal monoaminergic nerve terminal density (Frey et al., 1996). The interpretation of dopaminergic scans is not
straightforward. Indeed, early PD is characterized by relative increases in F-DOPA uptake compared
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to the degree of denervation as assessed by DTBZ PET, probably reflecting compensatory upregulation of AADC activity (Lee et al., 2000). Hence, F-DOPA uptake may underestimate the degree of dopaminergic denervation, particularly in early disease. On the other hand, VMAT2 expression per existing DA terminal is thought to be relatively resistant to regulatory changes resulting from denervation and pharmacotherapy. DTBZ binding correlates well with presynaptic vesicle density and hence, in turn, reflects the nerve terminal density, although it is subject to competition from cytosolic DA and extensive depletion of vesicular DA may therefore lead to apparent elevation of VMAT2 binding (Boileau et al., 2008; Tong et al., 2008). Although DAT binding might be expected to reflect DA terminal density, the DAT is downregulated in early PD as a compensatory change (Lee et al., 2000) and may be further influenced by pharmacotherapy and age (Parkinson Study Group, 2002; Volkow et al., 1994). Therefore, DAT binding may tend to overestimate nigral cell loss.
Parkinson’s disease-related spatial covariance pattern (PDRP)
Functional brain imaging can provide other insights into possible mechanisms of therapy for PD and related disorders. In particular, metabolic imaging of the brain with 18F-fluorodeoxyglucose (FDG) PET has revealed useful information about disordered functional connectivity in neurodegenerative disease (see chapter by Eidelberg, this volume). By mapping glucose metabolism at a voxel level, this imaging approach provides a measure of regional synaptic activity and the biochemical maintenance processes that dominate the rest state. The effects of localized pathology on these cellular functions can alter functional connectivity across the entire brain in a disease-specific manner. Parkinson’s disease is associated with the expression of an abnormal metabolic pattern that is characterized by increased pallidothalamic and
pontine activity, and concurrent relative metabolic reductions in the cortical motor and association regions. The PD-related spatial covariance pattern expression is highly reproducible (Ma et al., 2007) and in addition to the accurate discrimination between patients with PD and healthy volunteers, this network measure was useful in the differential diagnosis of classic PD and atypical forms of parkinsonism (Eckert et al., 2007). Substantial evidence links the PD-related spatial covariance pattern to the motor manifestations of the disease. The activity of this network is associated with standardized motor ratings (Asanuma et al., 2006) and spontaneous firing rates of neurons in the motor pallidum (Eckert and Eidelberg, 2005). Moreover, PD-related spatial covariance pattern activity can be modulated by therapeutic lesioning or deep brain stimulation of the motor pallidum and the subthalamic nucleus (Asanuma et al., 2006; Trost et al., 2006). The reduction in network activity induced by these interventions is associated with the degree of post-operative motor benefit seen.
Post-synaptic imaging
D1 and D2 receptors can be evaluated using different radiotracers. [18F]fallypride, [11C]FLB-457 (PET ligand), and [11C]epidepride (SPECT ligand) belong to the family of ultra high-affinity DA receptor antagonist radioligands, which allows quantification and visualization of low-density DA extrastriatal D2/D3 receptors as well as striatal receptors (de Paulis, 2003). The radioligands
[123I][11C]raclopride (RAC) (for PET) and IBZM (for SPECT) are widely employed to assess striatal DA receptor availability. Since these ligands have a lower affinity for D2/D3 receptors, quantification of extrastriatal receptors is not possible (Pinborg et al., 2007). RAC competes with endogenous DA for in vivo binding to D2 receptors and changes in binding can therefore be used to infer alterations in synaptic DA concentration. Tracer binding is also influenced by age and, to a lesser extent, the stage of PD and
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DA replacement therapy (DRT). While increased tracer binding is observed in the more affected putamen in early PD (Antonini et al., 1997; Kaasinen et al., 2000), advanced PD and chronic DRT result in normalization of binding in the putamen and decreased binding in the caudate (Antonini et al., 1997; Thobois et al., 2004). In early PD, increased D2 binding has also been demonstrated using [11C]-N-methylspiperone (Kaasinen et al., 2000). Unlike RAC, this ligand is not thought to be subject to displacement by endogenous DA and the findings therefore suggest that increased binding of D2 ligands to putaminal D2 receptors in early PD additionally reflects receptor upregulation, as opposed to increased receptor occupancy due to endogenous DA deficiency. In contrast, D1 binding as assessed by [11C]SCH23390 and PET is normal in PD (Rinne et al., 1990), but may be decreased in conditions characterized by loss of striatal neurons, such as multiple system atrophy (MSA).
Assessment of progression
F-DOPA uptake in early PD is most severely decreased in the dorsal part of the caudal putamen but significant decreases can be seen throughout the striatum. Even in patients with unilateral disease, the less severely affected putamen is abnormal, in keeping with subclinical loss of dopaminergic function (Bohnen et al., 2006; Lee et al., 2000; Marek et al., 1996). An anterior–posterior gradient of dopaminergic dysfunction has been demonstrated in the putamen, with side-to-side asymmetry in tracer binding between the more and less severely affected striatum. As the disease progresses, the anterior–posterior gradient for striatal dopa influx and presynaptic reuptake of DA (DAT function) are maintained, suggesting a similar relative rate of decline throughout the putamen, while the degree of asymmetry between less and more affected putamen becomes less prominent (Bruck et al., 2009; Nandhagopal et al., 2009). Taken together, the findings support the
notion that while factors responsible for disease initiation may affect striatal subregions differently, disease progression could be due to non-specific mechanisms such as oxidative stress/free radical elaboration, excitotoxicity, mitochondrial damage, inflammation, etc (Muchowski, 2002; Schapira et al., 1998; Tatton et al., 2003) that might be expected to affect striatal subregions to a similar degree. This notion is supported by the observations of progression of parkinsonism many years after encephalitis lethargica (Calne and Lees, 1988) or after exposure to MPTP (Langston et al., 1999; McGeer et al., 2003), associated with active inflammation. Age-related alterations in striatal DA processing, neuronal attrition, mitochondrial perturbation, and oxidative stress may also play a role in disease progression (Braskie et al., 2008; Kraytsberg et al., 2006; Langston et al., 1999; McGeer et al., 2003;). Autopsy studies in PD have demonstrated a
45% decrease in nigral cell counts during the first decade of PD, 10 times greater than the loss associated with normal aging, with a tendency to approach the normal age-related linear decline in the later stages (Fearnley and Lees, 1991). This nonlinear pattern of nigral cell loss is supported by various PET studies (Bruck et al., 2009; Nandhagopal et al., 2009). Dopaminergic hypofunction in the putamen, as demonstrated by decline in F-DOPA uptake, is faster in the beginning of the disease than in the later stages, supporting the hypothesis of negative exponential decline (Nandhagopal et al., 2009; Nurmi et al., 2003; Schulzer et al., 1994). The caudate is affected much later and to a lesser degree than the putamen. Some studies, in which a linear decline is assumed, have estimated a slower rate of decline in the caudate compared to the putamen, but estimates based on exponential models of decline suggest that the rate is similar, although the intercept and asymptote of decline remain different. In tremor-dominant subjects, a significantly slower annual F-DOPA uptake decline has been noted in caudate than in other PD subtypes (0.6–1.3% compared with 4.3–6.5%). Estimation of preclinical duration in PD from F-DOPA PET studies
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varies according to the model that is used but is approximately 6 years (Hilker et al., 2005; Morrish et al., 1998) with estimated losses ranging from approximately 30% (Hilker et al., 2005; Morrish et al., 1998) to 55% (Lee et al., 2000) of normal putaminal F-DOPA uptake at the time of symptom onset, in broad agreement with post-mortem studies (Fearnley and Lees, 1991; Hilker et al., 2005; Morrish et al., 1998). The annual rate of decline in putamen DTBZ binding potential was 5.5% of baseline (Au et al., 2005). Given the limitations of the various PET measures, the studies so far suggest that nerve terminal loss in the nigrostriatal DA system progresses at an annual rate of 5–13% in the putamen (Morrish et al., 1998; Nurmi et al., 2000b, 2001, 2003). Changes in metabolic network activity with pro
gression of PD have been studied (Huang et al., 2007). PDRP activity has been found to increase linearly with disease progression, and is significantly elevated compared with control. The disease progression was associated with increasing metabolism in the subthalamic nucleus (STN) and internal globus pallidus (GPi), as well as in the dorsal pons and primary motor cortex. Advancing disease was also associated with declining metabolism in the prefrontal and inferior parietal regions. PDRP expression was elevated at baseline relative to healthy control subjects, and increased progressively over time. Changes in PDRP activity correlated with concurrent declines in striatal DAT binding and increases in motor ratings. Network analysis of metabolic imaging data showed a short preclinical period in PD, in which the dissociation of the normal relations between metabolic activity and age occurred about 5 years before the onset of symptoms.
Disparity between clinical and in vivo measures of disease progression
RTI has been used as an in vivo biomarker to assess the effect of treatment on disease progression in various clinical trials. These studies include
the CALM-PD study (Parkinson Study Group, 2000) which compared the early use of L-dopa with pramipexole using b-CIT SPECT (a measure of DAT binding), the REAL-PET study (Whone et al., 2003), which compared the use of ropinirole and L-dopa in de novo PD patients using F-DOPA PET, the ELLDOPA study (Fahn, 1999), in which the effects of L-dopa on clinical progression of PD were studied, and bCIT SPECT was included, and studies on fetal nigral transplantation with F-DOPA PET as an imaging modality (Freed et al., 2001; Nakamura et al., 2001; Olanow et al., 2003; Stoessl, 2003). The effects of glial cell line-derived neurotrophic factor (GDNF) on clinical and imaging endpoints have also been reported (Gill et al., 2003). All these studies showed discordant results
between clinical progression and the estimated disease progression as determined by PET or SPECT. In the CALM-PD (Parkinson study group, 2000, 2002) and REAL-PET studies (Whone et al., 2003), imaging findings suggested a slower rate of disease progression with pramipexole and ropinirole, respectively. However, the clinical improvement, based on the Unified Parkinson’s Disease Rating Scale (UPDRS), favored the L-dopa treatment group. In the ELLDOPA study (Fahn et al., 2004), the L-dopa treatment group had a slower rate of clinical progression compared to the placebo group when clinical assessments were performed after 2 weeks of wash-out. Although this most likely reflects inadequate washout of symptomatic effects even after 2 weeks, a more rapid rate of decline in the L-dopa treatment group was noted with b-CIT imaging. In the fetal nigral transplant studies (Freed et al., 2001; Nakamura et al., 2001; Olanow et al., 2003), there was a substantial increase in striatal uptake of F-DOPA following transplantation, but clinical improvement was disappointing. A recent randomized controlled trial of intraputaminal GDNF infusion in PD did not confer the predetermined level of clinical benefit despite increased F-DOPA uptake (Lang et al., 2006). The phase 1 open-label trial of intraputaminal stereotactic delivery of CERE-120 (adeno-associated virus serotype
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2-neurturin) to patients with idiopathic Parkinson’s disease demonstrated potential efficacy for treatment; however, no change in striatal uptake from baseline was seen with F-DOPA PET (Marks et al., 2008). The discordance between clinical progression
and RTI markers could in part be due to the effects of the therapies on the surrogate markers rather than on the disease process. Moreover, clinical progression was measured using UPRDS, which reflects a composite of dopaminergic and non-dopaminergic dysfunctions in PD (Lang and Obeso, 2004) and the clinical sign that best reflects the severity of the nigrostriatal lesion is bradykinesia (Vingerhoets et al., 1997). In the case of cell-based therapies such as transplantation, grafts may survive but fail to form synaptic connections with the host striatum. Thus, assessment of the nigrostriatal DA system alone may be inadequate to assess the overall disease progression in PD. Proper study design and analysis are needed, and the PET data must be interpreted with caution and in the context of the clinical outcome.
Imaging as a biomarker
Currently there is an increasingly important need for a biomarker to monitor the course of PD, as new therapies for this disorder are developed. RTI of the nigrostriatal dopaminergic system is a widely used but controversial biomarker in PD. Radiotracer-based imaging assessments of nigrostriatal dopaminergic function are useful to diagnose early Parkinson’s disease and monitor the progression of the disease. However, the association between these measures and clinical change has not always been straightforward (Ravina et al., 2005). These techniques do not assess the number or density of nigral dopaminergic neurons, and do not directly measure the biologic processes under study. Non-dopaminergic symptoms such as depression, cognitive impairment, and postural instability, which are major contributors to disability in PD, are not captured by DA-related tracers (Karlsen et al., 1999; Schrag et al., 2000). These
techniques do not reliably distinguish idiopathic PD from MSA or other forms of atypical PD, although FDG PET can potentially distinguish these groups using a discriminant function analysis (Antonini et al., 1998; Eidelberg et al., 1993) The interpretation of imaging data from these clinical trials is challenging because of the potential for direct pharmacologic regulation of the targets of these ligands (Albin & Frey, 2003; Ahlskog, 2003; Clarke & Guttam, 2002). The duration of these pharmacodynamic effects is often unknown, making washout designs problematic (Albin and Frey, 2003; Ahlskog, 2003; Clarke and Guttman, 2002). Various clinical trials highlight the variable relationship between RTI measure and clinical effects. Therefore, no RTI technique can be considered as a surrogate endpoint in PD for clinical trials.
Neuroimaging of treatment-related motor complications
Presynaptic mechanisms
Neuroimaging studies have provided in vivo support for the importance of pulsatile stimulation of DA receptors in the emergence of LID. Alteration in central pharmacokinetics of DA can be assessed using PET with ligands that bind to the VMAT2, the plasmalemmal DAT (Au et al., 2005; Brooks et al., 2003) and indirectly by ligands that bind to post-synaptic DA D2 receptors. Additionally, the fluorinated analog of levodopa, F-DOPA can be used to assess uptake and decarboxylation of levodopa to DA, as well as storage of DA in synaptic vesicles and, when prolonged scans (4 h, rather than the usual 90–120 min) are performed, DA turnover (Sossi et al., 2001). Dyskinesias tend to occur in more advanced
PD. One might therefore anticipate a loose relationship between markers of presynaptic dopaminergic integrity and LID. With the possible exception of dyskinesias that emerge following fetal mesencephalic transplantation (see below), there is little evidence for this in the literature,
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apart from a report by Linazasoro and colleagues, who found an inverse relationship between F-DOPA uptake and dyskinesias (Linazasoro et al., 2004). Fluctuations in motor function, which commonly occur together with dyskinesias, are associated with reduced F-DOPA uptake (Fuente-Fernandez et al., 2000), but there is substantial overlap between patients with and without motor fluctuations, suggesting that other factors play an important role. Traditional measures of presynaptic dopaminer
gic integrity give only a rough estimate of striatal DA nerve terminal density. The critical factor in the emergence of motor complications is the pattern of DA receptor stimulation. Thus, assessment of the central pharmacokinetics of levodopa action may provide greater insight. RAC labels D2/D3 receptors with relatively low affinity and its binding is subject to competition from endogenous DA (Breier et al., 1997; Seeman et al., 1989). Thus, interventions such as levodopa therapy that result in increased synaptic DA will result in reduced RAC binding as assessed by PET (Tedroff et al., 1996). De la Fuente-Fernandez et al. found a greater magnitude but less sustained decline in RAC binding in PD patients who had a stable response to levodopa at the time of the PET study but who went on to develop motor fluctuations within 3 years compared to those subjects who had stable response to medication 3 years later (Fuente-Fernandez et al., 2001). In a follow-up study, these authors found that the relative change in RAC binding 1 h after oral levodopa increases with disease duration and even after correction for this factor, is higher in subjects with LID compared to those with a stable response, while there is no difference between dyskinetic and non-dyskinetic subjects 4 h after levodopa (Fuente-Fernandez et al., 2004). This is compatible with a more pulsatile pattern of levodopa-induced DA release in subjects with motor complications. Similar findings have been reported by Pavese et al. (2006). Another way of assessing the kinetics of DA
release and metabolism is to estimate DA turnover using prolonged scans with F-DOPA. While uptake measured over the standard 90–120 min
scan reflects uptake, decarboxylation to FDA, and trapping of FDA in synaptic vesicles, prolonged scans also reflect the egress and subsequent metabolism of this trapped radioactivity. The model used to analyze the acquired radioactivity data thus shifts from one that assumes unidirectional transport of tracer (i.e., the radioactivity is trapped) to a reversible model. The EDV that is derived from this reversible tracer model correlates well with the inverse of the ratio of tracer loss to tracer uptake constants (Sossi et al., 2001), which in turn correlates with classical neurochemical measures of DA turnover (Doudet et al., 1998). DA turnover measured using this approach is increased early in PD (Sossi et al., 2002) and further increases occur with disease progression (Sossi et al., 2004). Even when one accounts for disease severity, the magnitude of the abnormality in DA turnover is greater in PD patients with younger disease onset than the abnormality of F-DOPA uptake (Sossi et al., 2006). This suggests that comparable degrees of denervation result in greater increases in DA turnover in younger individuals and is in keeping with the widely held view that such individuals are more prone to dyskinesias (Golbe, 1991; Grandas et al., 1999; Kumar et al., 2005; Quinn et al., 1987). The determinants of DA turnover are not fully
understood. However, it appears that in patients with PD, downregulation of the DAT results in increased turnover, again even after correcting for disease severity (Sossi et al., 2007). One would therefore predict that downregulation of DAT beyond the degree expected based on disease severity (i.e., loss of DA nerve terminals) would be an independent predictor of the development of LID and this indeed appears to be the case (Troiano et al., 2009). Thus, while downregulation of the DAT may serve a useful function in early disease in order to conserve levels of DA in the synapse (Calne and Zigmond, 1991; Lee et al., 2000), in the long run such a compensatory mechanism may prove deleterious. Dyskinesias that occur following fetal mesence
phalic transplantation may represent a special example, as they may occur either as an
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exaggerated form of LID or in some patients, may occur off medication (Freed et al., 2001; Olanow et al., 2003). Ma and colleagues reported postoperative increases in F-DOPA uptake in the left posterodorsal putamen and left ventral striatum of patients who developed post-transplant dyskinesias (Ma et al., 2002). In contrast, using a combination of F-DOPA and RAC, Piccini et al. found no evidence for increased graft-derived DA release in subjects with dyskinesias (Piccini et al., 2005). Politis et al. (2010) have recently used PET to demonstrate increased serotonergic innervation in the grafted striatum of patients with post-transplant off-medication dyskinesias.
Post-synaptic mechanisms
There is to date no convincing evidence for a clear relationship between the densities of either DA D1 or D2 receptors and motor complications, including dyskinesias, although prolonged treatment is associated with normalization of D2 receptors in the putamen (increased in untreated patients), reduction of D2 receptors in the caudate nucleus, and possibly with reduction of D1 receptors in the putamen (Antonini et al., 1997; Turjanski et al., 1997). There is extensive evidence from animal models
of alterations downstream to striatal DA receptors following chronic dopaminergic stimulation, thought to contribute to LID. These include upregulation of immediate early genes and of several neuropeptides, including enkephalin and dynorphin (Cenci and Lindgren, 2007). There is very limited evidence available in the imaging literature, largely reflecting the paucity of informative tracers. Piccini and colleagues demonstrated reduced striatal binding of the opioid ligand [11C]diprenorphine in PD patients with LID, presumably reflecting occupancy of striatal opioid receptors due to increased opioid levels (Piccini et al., 1997). Whone and colleagues demonstrated in a preliminary study a reduction in thalamic NK1 neurokinin receptor binding in PD patients with LID (Whone et al., 2002). Whether this represents a loss of NK1 receptors or increased
receptor occupancy reflecting increased availability of endogenous substance P is unclear.
Cerebral blood flow studies
Studies of cerebral blood flow can be used to infer changes in patterns of neuronal activity within the basal ganglia and its connections. In the rest state, tight correlations exist between regional cerebral metabolic rate and blood flow. However, because of their hemodynamic effects, dopaminergic treatments may cause a dissociation of these parameters. A large increase in cerebral blood flow following administration of LDOPA has been noted in thalamus and basal ganglia in PD patients with dyskinesia (Hershey et al., 1998; Hirano et al., 2008). Because regional cerebral blood flow is thought to predominantly reflect synaptic activity (bearing in mind the above-noted caveat), this finding may be compatible with a sensitized response to levodopa in the internal segment of the globus pallidus and while it is not easily explained by standard “box and arrow” models of the basal ganglia (Albin et al., 1989), it is very much in keeping with the reduction in LID that is consistently reported following pallidotomy (Fine et al., 2000). Sanchez-Pernaute and colleagues have studied the hemodynamic response to a selective DA D3 receptor agonist using fMRI and found that the response was increased in rodent and non-human primate animals with LID (Sanchez-Pernaute et al., 2007), in keeping with in vitro and behavioral evidence (Bezard et al., 2003; Bordet et al., 1997; van Kampen and Stoessl, 2003).
Potential future applications
With the few exceptions noted above, most studies performed to date have focused either on dopaminergic mechanisms or on patterns of cerebral activation in response to medication. Within the DA system, study of the D3 receptor may be of particular interest, but investigation has been hampered by the lack of selective positron-emitting tracers.
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Other neurotransmitters of interest with respect to their role in LID include 5-hydroxytryptamine, adenosine, excitatory amino acids, and GABA, but there are very few relevant imaging studies, in part reflecting the paucity of informative radioligands. Studies of cell signaling pathways and of immediate early gene expression similarly await the development of better tools for in vivo imaging.
Neuroimaging of treatment-related behavioral complications
While a number of other behavioral complications such as depression and cognitive impairment represent a major source of disability in PD, they predominantly reflect manifestations of the underlying disease rather than its therapy and are accordingly not discussed here (but see article by Brooks in this volume). The same is true for hallucinations and other psychotic features, which while potentially induced by medication, are often seen in association with diffuse Lewy body disease. The most important treatment-induced behavioral side-effect is a group of related problems generally referred to as the impulse control disorders (ICDs). ICD affects approximately 10% of patients treated with dopaminergic agents, particularly those treated with DA agonists (Evans et al., 2009; Voon et al., 2009) and can include pathological gambling and shopping, hypersexuality, binge eating, punding (repetitive non-goal-oriented behaviors), and compulsive medication use. While these behaviors may arise from an interaction between the underlying disease and its treatment, it is of interest that they have also been reported in the setting of DA agonist therapy of Restless Legs Syndrome, a condition where there is little direct evidence of meso-striatal/meso-limbic DA denervation (Tippmann-Peikert et al., 2007). Evans et al. (2006) used RAC PET to estimate levodopa-derived DA release in PD patients with compulsive medication use. In these subjects, DA release was much higher in the ventral striatum compared to PD patients without this complication. In contrast, both groups had comparable DA
release in the putamen. In keeping with other literature on drugs of abuse (Leyton et al., 2002), the degree of DA release correlated with the degree of “drug wanting” rather than the degree of “drug liking”. Steeves et al. (2009) recently used a similar approach to study DA release in PD patients with pathological gambling, but in response to a gambling task with monetary reward, compared to a control task. The patients with pathological gambling had higher relative DA release in the ventral striatum during performance of the card task. Interestingly, however, the levels of RAC binding in the ventral striatum during performance of the control task were much lower in the gambling patients. This may suggest either a higher level of basal DA release in patients with this complication or reduced levels of DA D2/D3 receptors. Support for the latter possibility is derived from animal models of drug abuse, in which impulsive traits are associated with reduced D2/D3 receptor availability in rats (Dalley et al., 2007). In addition to this evidence for sensitized medica
tion- and task-induced DA release, a key factor in ICD is the failure to stop, despite the conscious recognition of the deleterious effects these behaviors may have on the patient’s life. In this respect, it is relevant that DA release is thought to signal the error between predicted and actual delivery of reward (Schultz, 2001). Thus, dopaminergic therapy, while sufficient to improve the motor deficits seen in PD, cannot mimic the close temporal relationship between reward delivery (or lack thereof) and phasic DA release thought to underlie the temporal difference model of learning. This is particularly true for DA agonists, which produce relatively constant levels of dopaminergic stimulation. Using functional magnetic resonance imaging, van Eimeren and colleagues (Van Eimeren et al., 2009) demonstrated that use of the DA agonist pramipexole resulted in loss of deactivation in orbitofrontal cortex in response to negative reward prediction errors. This suggests that in addition to pathologically heightened “reward” responses in the ventral striatum of patients with ICD, there is likely to be loss of the capacity to respond to negative outcomes.
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Concluding comments
Functional imaging with PET can detect DA deficiency in PD and correlates loosely with disease severity, particularly with bradykinesia. However, despite its overall utility in assessing disease progression, caution must be used in the interpretation of the results, as disparity between imaging and clinical outcomes has been the rule in most studies of putative disease-modifying therapies. Functional imaging studies may be of particular benefit in studying the pathophysiology of disease and treatment-related complications in PD, particularly studies that take advantage of the dynamic capacity of PET to assess not only the functional integrity of the DA system, but also more detailed aspects of the response to pharmacological and behavioral stimuli known to modify DA release. In the future, the ability to perform analogous studies examining neurotransmitters other than DA should prove similarly fruitful.
Acknowledgments
The authors’ work is supported by the Canadian Institutes of Health Research, the Canada Research Chairs program, the Michael Smith Foundation for Health Research, the Pacific Alzheimer Research Foundation, and the Pacific Parkinsons Research Institute.
List of Abbreviations
PD Parkinson’s disease DA Dopamine LID Levodopa-induced dyskinesia ICD Impulse control disorders RTI Radio tracer imaging PET Positron Emission
Tomography SPECT Single Photon Emission
Computerized Tomography F-DOPA 6-[18F]-fluoro-L-dopa
FDA Fluoro dopamine MPTP 1-methyl-4-phenyl-1,2,3,6
tetrahydropyridine EDT Effective dopamine turnover EDV Effective dopamine volume DAT dopamine transporter DTBZ [11C]dihydrotetrabenazine VMAT Vesicular monoamine
transporter RAC [11C]raclopride DRT Dopamine replacement
therapy PDRP Parkinson’s disease-related
spatial covariance pattern STN Subthalamic nuclei GPi Globus pallidus interna UPDRS Unified Parkinson’s disease
Rating Scale FDG 18F-fluorodeoxyglucose
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