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1 Product Profile Requirements Index Scope This document lays down the Essential Requirements under the mandatory testing Framework in accordance with Government of India Gazette Notification No. G.S.R. 1131(E), dated 05 th September 2017, for Subscriber Identity Module for 2G/3G/4G technologyto be used in Indian Telecom Network. Applicability Matrix Product Variant\ Interface Technology GSM CDMA 2000 WCDMA LTE/LTE A SIM Yes RUIM Yes USIM Yes ISIM Yes CSIM Yes Embedded SIM (eSIM) with single profile without remote provisioning (OTA) * * * * eSIM with Multiple profile without remote provisioning (OTA) * * * * eSIM with multiple profile with remote provisioning (OTA) – Embedded eUICC Yes Yes Yes Pluggable eUICC with multiple profile with remote provisioning (OTA) Yes Yes Yes *: In case of eSIM, vendor may select appropriate interface technology for which the product is offered for testing and certification.

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Page 1: Product Profile Requirements Index Scope This …tec.gov.in/pdf/ERs/20. ER_SIM 2G 3G 4G - AFTER MATCOF...1 Product Profile Requirements Index Scope This document lays down the Essential

1

Product Profile Requirements Index

Scope This document lays down the Essential Requirements under the mandatory testing Framework in accordance with Government of India Gazette Notification

No. G.S.R. 1131(E), dated 05th September 2017, for Subscriber Identity Module for 2G/3G/4G technologyto be used in Indian Telecom Network.

Applicability Matrix

Product Variant\ Interface Technology

GSM CDMA 2000 WCDMA

LTE/LTE A

SIM Yes RUIM Yes USIM Yes ISIM Yes CSIM Yes Embedded SIM (eSIM) with single profile without remote provisioning (OTA)

* * * *

eSIM with Multiple profile without remote provisioning (OTA)

* * * *

eSIM with multiple profile with remote provisioning (OTA) – Embedded eUICC

Yes Yes Yes

Pluggable eUICC with multiple profile with remote provisioning (OTA)

Yes Yes Yes

*: In case of eSIM, vendor may select appropriate interface technology for which the product is offered for testing and certification.

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1. EMI/ EMC Requirements:

2. Safety Requirements

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3. Security Requirements

As per Security Requirements finalised by Security wing of DoT

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4. Technical Requirements

4.1. Technical Requirements for SIM Clause Parameter Standard Limits/ Results

expected

Results

4.1.1. Physical and Logical Characteristics

Clause 4 Of 3GPP TS 31.101 (Rel.5 and

above)

Compliance

4.1.2. Transmission Speed

Clause 5.1 of 3GPP TS 31.101 (Rel.5 and

above)

Compliance

4.1.3. Voltage classes ( Class A, Class B, Class C at least two

consecutive classes eg AB or BC)

Clause 5A of 3GPP TS 31.101 (Rel.5 and

above)

Compliance

4.1.4. Minimum application clock frequency

Clause 6 of 3GPP TS 31.101 (Rel.5 and

above)

Compliance

4.1.5. Interface protocols

Clause 7A of 3GPP TS 31.101 (Rel.5 and

above)

Compliance

4.1.6. Card size and contact locations Clause 4 of ETSI TS 102 221 V11.1.0. Compliance

4.1.7. SIM – ME Interface 3GPP TS 51.011 (Release 4 and above)

4.1.7.1. Specification of the Subscriber Identity Module - Mobile

Equipment (SIM - ME) interface 3GPP TS 51.011 Release 4 or higher

Compliance

4.1.7.2. Specification of the 3 Volt SIM Phase-2 Clause 4 of GSM 11.12 version 4.3.1 Compliance

4.1.7.3. Specification of the 1.8 Volt SIM Phase -2

Clause 4 of GSM 11.18 version 7.0.1

GSM 11.18 version 4.3.1

Compliance

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4.1.7.4. Software Components shall include Operating System and SIM

Tool Kit Applications

Clause6, Clause 9, of 3GPP TS 51.011 Release

4 or higher. Clause 4, Clause 5 of 3GPP TS

51.014 Rel 4 or Higher

Compliance

4.1.8. SIM Application 3GPP TS 51.014 (Release 4 and above) Compliance

4.1.9. Subscriber Identity Module Application Programming

Interface (SIM API) for Java Card™ Stage 2

Clause 6, Clause 7 of 3GPP TS 43.019 (

Release V5.6.0 and above)

Compliance

4.1.10. Subscriber Identity Module Application Programming

Interface (SIM API); Stage 1

Clause 7, Clause 8, Clause 9

Of 3GPP TS 02.19 (Release 1999)

Compliance

4.1.11. Subscriber Identity Module Application Programming

Interface (SIM API) for Java Card™;Stage 2

Clause 6, Clause 7

Of 3GPP TS 03.19 (Release 1999)

Compliance

4.1.12. Security mechanisms for the SIM Application Toolkit; Stage 1

Clause 5, Clause 6 Of ETSI TS 101 180 rel 8

(GSM 02.48 version 8.0.0) (Release 1999)

Compliance

4.1.13. Security mechanisms for the SIM application toolkit; Stage 2

Clause 5,6,7,8,9 of 3GPP TS 03.48 (Release

1999)

Compliance

4.1.14. SIM shall support special SSD (Supplementary Secure Domain)

for SIM based apps.

Clause 7.2 Of Global Platform Specifications

of SIM Alliance Forum version 2.1.1 or higher

Compliance

4.1.15. Passive authentication Clause 7 of 3GPP TS 51.011 Release 4 Compliance

4.1.16. Network Security (at least but not limited to A3/A8 algorithm) Clause 7.1, &.2 of 3GPP TS 51.011 Release 4 Compliance

4.1.17. Read/Update access to NVM controlled by Operating System

and Issuer application

ISO-7816-4, Clause 9.2 of 3GPP TS 51.011

Release 4

Compliance

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4.2. Technical Requirements for USIM Clause Parameter Standard Limits/ Results

expected

Results

4.2.1. Physical and Logical Characteristics Clause 4 of ETSI TS 102 221 Rel 12 Compliance

4.2.2. Transmission Speed

Clause 5.1 Of 3GPP TS 31.101

(Rel.12 and above)

Compliance

4.2.3. Voltage classes ( Class A, Class B, Class C at least two consecutive

classes eg AB or BC)

Clause 5A Of 3GPP TS 31.101 (Rel.12

and above)

Compliance

4.2.4. Minimum application clock frequency

Clause 6 Of 3GPP TS 31.101 (Rel.12

and above)

Compliance

4.2.5. Interface protocols

Clause 7A 3GPP TS 31.101 (Rel.12

and above)

Compliance

4.2.6. Card size and contact locations Clause 4 of ETSI TS 102 221 V11.1.0. Compliance

4.2.7. Administrative commands for telecommunications applications in

Integrated Circuit Cards (ICC)

Clause 6 Of ETSI TS 102 222 Release

7 and above

Compliance

4.2.8. SIM – ME Interface

4.2.8.1. Specification of the Subscriber Identity Module - Mobile Equipment

(SIM - ME) interface

Clause 5, 6 of 3GPP TS 51.011

Release 4 or higher

Compliance

4.2.8.2. Specification of the Subscriber Identity Module - Mobile Equipment

(SIM - ME) interface 3GPP TS 11.11 V8.14.0

Compliance

4.2.8.3. Specification of the 3 Volt SIM Phase-2 Clause 4 of GSM 11.12 version 4.3.1 Compliance

4.2.8.4. Specification of the 1.8 Volt SIM Phase -2 Clause 4 of GSM 11.18 version 7.0.1 Compliance

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4.2.9. Subscriber Identity Module Application Programming Interface (SIM

API) for Java Card™ Stage 2

Clause 6, 7 of 3GPP TS 43.019 (

Release V5.6.0 and above)

Compliance

4.2.10. Subscriber Identity Module Application Programming Interface (SIM

API); Stage 1

Clause 5,6,7 8,9,10 3GPP TS 02.19

(Release 1999)

Compliance

4.2.11. Subscriber Identity Module Application Programming Interface (SIM

API) for Java Card™;Stage 2

Clause 6, 7 of 3GPP TS 03.19

(Release 1999)

Compliance

4.2.12. Security mechanisms for the SIM Application Toolkit; Stage 1

Clause 5,6,7 of ETSI TS 101 180 (GSM

02.48 version 8.0.0) (Release 1999)

Compliance

4.2.13. Security mechanisms for the SIM application toolkit; Stage 2

Clause 5, 6,7,8,9 of3GPP TS 03.48

(Release 1999)

Compliance

4.2.14. Security mechanisms for the (U)SIM application toolkit; Stage 2

Clause 5, 6,7,8,9 3GPP TS 23.048

(Release v5.9.0 and above)

Compliance

4.2.15. SIM shall support special SSD (Supplementary Secure Domain) for SIM

based apps.

Clause 7.2 Of Global Platform

Specifications of SIM Alliance Forum

version 2.1.1 or higher

Compliance

4.2.16. Support for PIN and PUK ISO7816-4, Clause 9 Of ETSI TS 102

221 Rel 13

Compliance

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4.3. Technical Requirements for UICC based ISIM

Clause Parameter Standard Limits/ Results

expected

Results

4.3.1. Physical and Logical Characteristics

Clause 4A,5 of 3GPP TS 31.101 (Rel.8 and

above)

Compliance

4.3.2. Transmission Speed

Clause 5.1 of 3GPP TS 31.101 (Rel.8 and

above)

Compliance

4.3.3. Voltage classes ( Class A, Class B, Class C at least two

consecutive classes e.g. AB or BC)

Clause 5.2,5A of 3GPP TS 31.101 (Rel.8 and

above)

Compliance

4.3.4. Minimum application clock frequency

Clause 5.3.1 of 3GPP TS 31.101 (Rel.8 and

above)

Compliance

4.3.5. Interface protocols

Clause 5.4 of 3GPP TS 31.101 101 (Rel.8 and

above)

Compliance

4.3.6. Card size and contact locations Clause 4, 4.5 ETSI TS 102 221 V11.1.0. Compliance

4.3.7. Administrative commands for telecommunications

applications in Integrated Circuit Cards (ICC)

Clause 6 of ETSI TS 102 222 Release 5 and

above

Compliance

4.3.8. Specification of the 3 Volt SIM Phase-2 Clause 4 of GSM 11.12 version 4.3.1 Compliance

4.3.9. Specification of the 1.8 Volt SIM Phase -2 Clause 4 of GSM 11.18 version 7.0.1 Compliance

4.3.10. SIM Application

4.3.10.1. Characteristics of the IP Multimedia Services Identity

Module (ISIM) application

Clause 5, 5.1 3GPP TS 31.103 (Release V8.6.0

and above)

Compliance

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4.3.10.2. Subscriber Identity Module Application Programming

Interface (SIM API) for Java Card™ Stage 2

Clause 6, 7 of 3GPP TS 43.019 ( Release V5.6.0

and above)

Compliance

4.3.10.3. IP Multimedia Services Identity Module (ISIM)

Application Programming Interface (API); ISIM API for

Java Card™

Clause 4.1, 5,Anexure A,B,C,D 3GPP TS 31.133

(Release v8.2.0 and above)

Compliance

4.3.11. Security mechanisms for the SIM Application Toolkit;

Stage 1

Clause 5,6,7 of ETSI TS 101 180 (GSM 02.48

version 8.0.0) (Release 1999)

Compliance

4.3.12. Security mechanisms for the (U)SIM application

toolkit; Stage 2

Clause 5, 6,7,8,9 of 3GPP TS 23.048 (Release

v5.9.0 and above)

Compliance

4.3.13. SIM shall support special SSD (Supplementary Secure

Domain) for SIM based apps.

Clause 7.2 Of of Global Platform Specifications

of SIM Alliance Forum version 2.1.1 or higher

Compliance

4.3.14. Support for PIN and PUK ISO7816-4, Clause 9 of

ETSI TS 102 221 Rel 13

Compliance

4.4. Technical Requirements for CSIM

Clause Parameter Standard Limits/

Results

expected

Results

4.4.1. Physical and Logical Characteristics Clause 4 of ETSI TS 102 221 Rel 12 Compliance

4.4.2. Transmission Speed Clause 5.1 Of 3GPP TS 31.101 (Rel.12 and above) Compliance

4.4.3. Voltage classes ( Class A, Class B, Class C at least

two consecutive classes e.g. AB or BC)

Clause 5A Of 3GPP TS 31.101 (Rel.12 and above) Compliance

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4.4.4. Minimum application clock frequency Clause 6 Of 3GPP TS 31.101 (Rel.12 and above) Compliance

4.4.5. Interface protocols Clause 7A 3GPP TS 31.101 (Rel.12 and above) Compliance

4.4.6. Card size and contact locations Clause 4 of ETSI TS 102 221 V11.1.0. Compliance

4.4.7. Administrative commands for

telecommunications applications in Integrated

Circuit Cards (ICC)

Clause 6 Of ETSI TS 102 222 Release 7 and above

Compliance

4.4.8. CSIM – ME Interface

4.4.8.1 Specification of the CDMA Subscriber Identity

Module - Mobile Equipment (CSIM - ME) interface Clause 5 of 3GPP2 C. S0065Bv1.0

Compliance

4.4.8.2 Specification of the Removable user Identity

Module - Mobile Equipment (RUIM - ME) interface 3GPP2. C. S0023Dv1.0

Compliance

4.4.8.3 Specification of the 3 Volt SIM Phase-2 Clause 4 of GSM 11.12 version 4.3.1 Compliance

4.4.8.4 Specification of the 1.8 Volt SIM Phase -2

Clause 4 of GSM 11.18 version 7.0.1

Compliance

4.4.9. SIM Application

Clause 6, Clause 10 of 3GPP TS 51.014 (Release 4 and

above)

Compliance

4.4.9.1 Subscriber Identity Module Application

Programming Interface (SIM API) for Java Card™

Stage 2

Clause 6, 7 of 3GPP TS 43.019 ( Release V5.6.0 and above)

Compliance

4.4.9.2 Subscriber Identity Module Application

Programming Interface (SIM API); Stage 1 Clause 5,6,7 8,9,10 3GPP TS 02.19 (Release 1999)

Compliance

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4.4.9.3 Subscriber Identity Module Application

Programming Interface (SIM API) for Java

Card™;Stage 2

Clause 6, 7 of 3GPP TS 03.19 (Release 1999)

Compliance

4.4.10. Security mechanisms for the SIM Application

Toolkit; Stage 1

Clause 5,6,7 of ETSI TS 101 180 (GSM 02.48 version 8.0.0)

(Release 1999)

Compliance

4.4.11. Security mechanisms for the SIM application

toolkit; Stage 2

Clause 5, 6,7,8,9 of3GPP TS 03.48 (Release 1999)

Clause 4 of 3GPP2. C. S0016-Dv1.0

Compliance

4.4.12. Security mechanisms for the (U)SIM application

toolkit; Stage 2

Clause 5, 6,7,8,9 3GPP TS 23.048 (Release v5.9.0 and

above)

Compliance

4.4.13. SIM shall support special SSD (Supplementary

Secure Domain) for SIM based apps.

Clause 7.2 Of Global Platform Specifications of SIM

Alliance Forum version 2.1.1 or higher

Compliance

4.4.14. Transmission Speed Clause 5.1 Of 3GPP TS 31.101 (Rel.12 and above) Compliance

4.4.15. EVDO Procedure Clause 3.4.1, 3.5.3 of 3GPP2 C. S. 0023Dv 1.0 Compliance

4.4.16. Over the air Service Provisioning and parameter

administration (OTASP/PA)

Clause 9.4.1 3GPP2 C. S. 0065Bv 1.0 Compliance

4.4.17. OTASP/PA NAM Parameter Clause 3.5.2 of 3GPP2 C.S. 0016Dv1.0 Compliance

4.4.18. OTASP/PA SSPR Parameter Clause 3.5.3 of 3GPP2 C.S. 0016Dv1.0 Compliance

4.4.19. OTASP/PA SSPR OTAPA request Clause 3.3.7 of 3GPP2 C.S. 0016Dv1.0 Compliance

4.4.20. OTASP/PA MS Key Exchange Clause 4.3.2.2 of 3GPP2 C. S. 0023Dv 1.0 and clause 5.1 of

3GPP2 C.S. 0016Dv1.0

Compliance

4.4.21. OTASP/PA SPC Clause 4.5.4 of 3GPP2 C.S. 0016Dv1.0 Compliance

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4.5. RUIM Clause Parameter Standard Limits/

Results

expected

Results

4.5.1 Physical and Logical Characteristics Clause 4 Of 3GPP TS 51.011 (Rel.4 and above) Compliance

4.5.2 Transmission Speed

Clause 5.1 of 3GPP TS 31.101 (Rel.5 and

above)

Compliance

4.5.3 Voltage classes ( Class A, Class B, Class C at least two

consecutive classes eg AB or BC)

Clause 5A of 3GPP TS 31.101 (Rel.5 and above) Compliance

4.5.4 Minimum application clock frequency Clause 6 of 3GPP TS 31.101 (Rel.5 and above) Compliance

4.5.5 Interface protocols Clause 7A of 3GPP TS 31.101 (Rel.5 and above) Compliance

4.5.6 Card size and contact locations Clause 4 of ETSI TS 102 221 V11.1.0. Compliance

4.5.7 RUIM – ME Interface 3GPP2 C.S0023-Dv1.0

4.5.7.1 Specification of the 3 Volt SIM Phase-2 Clause 4 of GSM 11.12 version 4.3.1 Compliance

4.5.7.2 Specification of the 1.8 Volt SIM Phase -2

Clause 4 of GSM 11.18 version 7.0.1

GSM 11.18 version 4.3.1

Compliance

4.5.8 SIM Application 3GPP TS 51.014 (Release 4 and above)

4.5.9 Security mechanisms for the SIM Application Toolkit;

Stage 1

Clause 5, Clause 6 Of ETSI TS 101 180 Rel 8

(GSM 02.48 version 8.0.0) (Release 1999)

Compliance

4.5.10 Security mechanisms for the SIM application toolkit;

Stage 2 Clause 5 of 3GPP TS 03.48 (Release 1999)

Compliance

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4.5.11 Over the air Service provisioning and Parameter

Admonition (OTASP/PA) Clause 4 of 3GPP2 C. S0016-Dv1.0

Compliance

4.5.12 Physical, Electrical, and Logical Interfaces (RUIM) Clause 2 of 3GPP2 C. S. 0023Dv 1.0 Compliance

4.5.13 Passive authentication (RUIM) Clause 7 of 3GPP TS 51.011 Release 4 Compliance

4.5.14 EVDO Procedure Clause 3.4.1, 3.5.3 of 3GPP2 C. S. 0023Dv 1.0 Compliance

4.5.15 Over the air Service Provisioning and parameter

administration (OTASP/PA)

Clause 4.5 of 3GPP2 C. S. 0023Dv 1.0 Compliance

4.5.16 OTASP/PA NAM Parameter Clause 4.5 of 3GPP2 C. S. 0023Dv 1.0 and

clause 3.5.2 of 3GPP2 C.S. 0016Dv1.0

Compliance

4.5.17 OTASP/PA SSPR Parameter Clause 4.5 of 3GPP2 C. S. 0023Dv 1.0 and

clause 3.5.3 of 3GPP2 C.S. 0016Dv1.0

Compliance

4.5.18 OTASP/PA SSPR OTAPA request Clause 4.5 of 3GPP2 C. S. 0023Dv 1.0 and

clause 3.3.7 of 3GPP2 C.S. 0016Dv1.0

Compliance

4.5.19 OTASP/PA MS Key Exchange Clause 4.3.2.2 of 3GPP2 C. S. 0023Dv 1.0 and

clause 5.1 of 3GPP2 C.S. 0016Dv1.0

Compliance

4.5.20 OTASP/PA SPC Clause 4.3.2.6 of 3GPP2 C. S. 0023Dv 1.0 and

clause 4.5.4 of 3GPP2 C.S. 0016Dv1.0

Compliance

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4.6. Technical Requirements for embedded SIM Clause Parameter Standard Limits/ Results

expected

Results

4.6.1 Physical and Logical Characteristics

Clause 6 of ETSI TS 102 671 Rel 9

Compliance

4.6.2 Answer to reset Content Clause 6.3 Of 3GPP TS 102 671 (Rel.9 and above) Compliance

4.6.3 Voltage classes

Clause 7.1 Of 3GPP TS 102 671 and clause 6.2 of ETSI

TS 102 221 Rel 9 and above

Compliance

4.6.4 Electrical and logical terminal interface Clause 7 Of 3GPP TS 102 671 Rel 9 Compliance

4.6.5 Administrative commands for

telecommunications applications in

Integrated Circuit Cards (ICC)

Clause 6 Of ETSI TS 102 222 Release 7 and above

Compliance

4.6.6 Specification of the 3 Volt SIM Phase-2 Clause 4 of GSM 11.12 version 4.3.1 Compliance

4.6.7 Specification of the 1.8 Volt SIM Phase -2 Clause 4 of GSM 11.18 version 7.0.1 Compliance

4.6.8 Subscriber Identity Module Application

Programming Interface (SIM API) for Java

Card™ Stage 2

Clause 6, 7 of 3GPP TS 43.019 ( Release V5.6.0 and

above)

Compliance

4.6.9 Subscriber Identity Module Application

Programming Interface (SIM API); Stage 1 Clause 5,6,7 8,9,10 3GPP TS 02.19 (Release 1999)

Compliance

4.6.10 Subscriber Identity Module Application

Programming Interface (SIM API) for Java

Card™;Stage 2

Clause 6, 7 of 3GPP TS 03.19 (Release 1999)

Compliance

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4.6.11 Security mechanisms for the SIM Application

Toolkit; Stage 1

Clause 5,6,7 of ETSI TS 101 180 (GSM 02.48 version

8.0.0) (Release 1999)

Compliance

4.6.12 Security mechanisms for the SIM application

toolkit; Stage 2 Clause 5, 6,7,8,9 of3GPP TS 03.48 (Release 1999)

Compliance

4.6.13 Security mechanisms for the (U)SIM

application toolkit; Stage 2

Clause 5, 6,7,8 3GPP TS 23.048 (Release v5.9.0 and

above)

Compliance

4.6.14 SIM shall support special SSD

(Supplementary Secure Domain) for SIM

based apps.

Clause 7.2 Of Global Platform Specifications of SIM

Alliance Forum version 2.1.1 or higher

Compliance

4.6.15 Pre-personalised Profiles i. SIM : Clause 10 of TS 51.011

ii. USIM :Clause 4, 5 of TS 131 102 Rel 6 and above

iii. ISIM :Clause 4 of TS 131 103 Rel 5 and above

iv. CSIM : clause 5 of 3GPP2 C. S 0065-B and above

v. RUIM :Clause 3 of 3GPP2 C. S0023-D and above

vi. eSIM : Clause 4, 5 of TS 131 102 Rel 6 and above

Compliance

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4.7. eUICC Clause Parameter Standard Limits/ Results

expected

Results

4.7.1 Interface protocols Clause 7A 3GPP TS 31.101 (Rel.12 and above) Compliance

4.7.2 Administrative commands for

telecommunications applications in

Integrated Circuit Cards (ICC)

Clause 6 Of ETSI TS 102 222 Release 7 and

above

Compliance

4.7.3 Provisioning Profile (Pre-personalised) i. SIM : Clause 10 of TS 51.011

ii. USIM :Clause 4, 5 of TS 131 102 Rel 6

and above

iii. ISIM :Clause 4 of TS 131 103 Rel 5 and

above

iv. CSIM : clause 5 of 3GPP2 C. S 0065-B

and above

v. RUIM :Clause 3 of 3GPP2 C. S0023-D

and above

vi. eSIM : Clause 4, 5 of TS 131 102 Rel 6

and above

Compliance

4.7.4 Remote Provision-able eUICC Profiles SIM ALLIANCE eUICC Profile Package: Interoperable Format Technical Specification

Version 2.1, 24 February 2017

Compliance

4.7.5 Over-The-Air Management for Pre-

personalised Profiles

3GPP TS 23.048 (Release v5.9.0 and above) for RFM / RAM / STK Application

Compliance

4.7.6 Over-The-Air Provisioning Mechanism for

Remote Provisionable Cards

GSMA Embedded SIM Remote Provisioning Architecture Version 1.1 30 January 2014

Compliance

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5. Other Requirements