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1Bitton A, et al. BMJ Global Health 2019;4:e001551. doi:10.1136/bmjgh-2019-001551
Primary healthcare system performance in low-income and middle-income countries: a scoping review of the evidence from 2010 to 2017
Asaf Bitton, 1,2 Jocelyn Fifield, 1 Hannah Ratcliffe,1 Ami Karlage,1 Hong Wang,3 Jeremy H Veillard,4,5 Dan Schwarz, 1,6 Lisa R Hirschhorn 1,7
Research
To cite: Bitton A, Fifield J, Ratcliffe H, et al. Primary healthcare system performance in low-income and middle-income countries: a scoping review of the evidence from 2010 to 2017. BMJ Global Health 2019;4:e001551. doi:10.1136/bmjgh-2019-001551
Handling editor Stephanie M Topp
► Additional material is published online only. To view please visit the journal online (http:// dx. doi. org/ 10. 1136/ bmjgh- 2019- 001551).
Received 7 March 2019Revised 25 April 2019Accepted 15 June 2019
For numbered affiliations see end of article.
Correspondence toDr Asaf Bitton; abitton@ bwh. harvard. edu
© Author(s) (or their employer(s)) 2019. Re-use permitted under CC BY-NC. No commercial re-use. See rights and permissions. Published by BMJ.
AbsTrACTIntroduction The 2018 Astana Declaration reaffirmed global commitment to primary healthcare (PHC) as a core strategy to achieve universal health coverage. To meet this potential, PHC in low-income and middle-income countries (LMIC) needs to be strengthened, but research is lacking and fragmented. We conducted a scoping review of the recent literature to assess the state of research on PHC in LMIC and understand where future research is most needed.Methods Guided by the Primary Healthcare Performance Initiative (PHCPI) conceptual framework, we conducted searches of the peer-reviewed literature on PHC in LMIC published between 2010 (the publication year of the last major review of PHC in LMIC) and 2017. We also conducted country-specific searches to understand performance trajectories in 14 high-performing countries identified in the previous review. Evidence highlights and gaps for each topic area of the PHCPI framework were extracted and summarised.results We retrieved 5219 articles, 207 of which met final inclusion criteria. Many PHC system inputs such as payment and workforce are well-studied. A number of emerging service delivery innovations have early evidence of success but lack evidence for how to scale more broadly. Community-based PHC systems with supportive governmental policies and financing structures (public and private) consistently promote better outcomes and equity. Among the 14 highlighted countries, most maintained or improved progress in the scope of services, quality, access and financial coverage of PHC during the review time period.Conclusion Our findings revealed a heterogeneous focus of recent literature, with ample evidence for effective PHC policies, payment and other system inputs. More variability was seen in key areas of service delivery, underscoring a need for greater emphasis on implementation science and intervention testing. Future evaluations are needed on PHC system capacities and orientation toward social accountability, innovation, management and population health in order to achieve the promise of PHC.
InTroduCTIonIn recent years, primary healthcare (PHC) has re-emerged as an important strategy in both
improving population health and in making healthcare systems more effective, respon-sive and efficient. In 2016, 193 countries adopted the Sustainable Development Goals (SDGs), making the achievement of universal health coverage (UHC) a principal goal for the global health community through 2030.1 Multiple global, national and subnational
Key questions
What is already known? ► Improving primary healthcare (PHC) performance will be essential for achieving universal health cov-erage, but evidence about how to do so is lacking or fragmented, and there is a pressing need to prioritise research efforts, build the field of research around targeted questions and better understand how to ensure the core service delivery functions of PHC.
What are the new findings? ► Some areas of PHC system performance are well-re-searched, such as PHC policies, health financing and health workforce, but we lack a sufficient evidence base in a wide enough range of countries about how to adapt these strategies to new contexts.
► Major research gaps exist in understanding social accountability, effective information and quality management systems, fund flows and how to im-prove facility and district management.
► Our country-specific review of 14 countries with improving systems in 2010 generally found con-tinued progress over the last decade in the scope of services, quality of services, access for margin-alised populations and progressive health financing initiatives.
What do the new findings imply? ► As countries implement new PHC strategies, they should be designed with rigorous evaluation and measurement across a wider array of countries in order to share and grow knowledge and learning about translating PHC research to universal health coverage implementation.
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2 Bitton A, et al. BMJ Global Health 2019;4:e001551. doi:10.1136/bmjgh-2019-001551
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organisations recognise that strong PHC systems will be essential to achieving UHC.2–7 Additionally, the global health community has just celebrated the 40th anniver-sary of the Alma-Ata Declaration with the issuance of the 2018 Astana Declaration, which reconfirmed the central role of PHC to improving health and defined PHC as a triad of multisectoral policies to promote health, engaged communities to promote health and integrated clinical and public health services to deliver better primary care.8
Despite this increased focus on the centrality of PHC, the performance of PHC systems globally, and in partic-ular in low-income and middle-income countries (LMIC), is poor. Significant improvements in PHC systems and service delivery are needed in order to meet the SDGs and achieve UHC. Efforts to do so, however, are hampered by the state of PHC research in LMIC which is currently fragmented, underfunded and under-prioritised. While a plethora of research exists on different facets of PHC globally, there is a need to prioritise disparate research efforts, build the field of research around targeted ques-tions linked to the provision of equitable care and better understand how to ensure the core service delivery func-tions of PHC that are linked to desired outcomes.
Several notable publications over the last decade have attempted to describe the state of PHC knowledge, and, more specifically, to identify interventions that have successfully improved outcomes and identified emerging or remaining knowledge gaps. However, these reviews did not employ a systematic approach, described middle- and high-income countries rather than LMIC or focused narrowly on the functions of PHC.9 10 Thus, just as researchers, policymakers and other stakeholders in LMIC are re-focusing improvement efforts on PHC, there is an urgent need to better understand the state of recent research on PHC in LMIC, and to map remaining gaps in that research.
To meet this need, we conducted a scoping review of the recent literature to assess the state of global knowl-edge on PHC in LMIC and understand where further PHC systems research efforts are most needed. This scoping review was completed as the foundational docu-ment for a priority setting exercise conducted in July 2017 (described more fully elsewhere in this online supple-mentary files).11 The goal of that exercise was to identify specific content areas for which more in-depth research into measurement and improvement strategies is likely to lead to significant impact on PHC service delivery, outputs and outcomes. The results of the priority-setting exercise formed the basis for a new PHC research consor-tium in LMIC.11
MeTHodsWe conducted the scoping review in accordance with the Preferred Reporting Items for Systematic Reviews and Meta-Analyses Extension for Scoping Reviews guidance.12 A scoping review was deemed to be appropriate given that the purpose of this review was to explore broadly
the evidence on primary healthcare research in LMIC, a topic that is diverse, wide-ranging and methodologically complex. A further justification for this approach was that PHC has a wide and heterogeneous evidence base, and a paucity of existing summative systematic reviews. Additionally, the review sought to assess the extent, range and nature of the evidence, elements that are well suited to exploration using a scoping review methodology.12
scoping the reviewWe anchored our review in the conceptual framework of the Primary Healthcare Performance Initiative (PHCPI) -- a collaboration between the World Health Organ-ization (WHO), the World Bank Group and the Bill & Melinda Gates Foundation, in partnership with Ariadne Labs and Results for Development Institute.7 13 14 PHCPI aims to catalyse improvement in PHC in LMIC through better measurement and evidence-based improvement strategies. The PHCPI conceptual framework (figure 1) describes the necessary components of a high-functioning PHC system.14 As defined by the WHO, PHC includes three components: primary care services and integrated health services, empowered people and communities and multisectoral policy and action.15 PHCPI focuses on PHC overall, with a particular focus on integrated health service delivery and people-centred care.13
PHCPI defines a PHC system as the totality of the system, inputs and service delivery components that contribute to high-quality primary care services and achieve the four functions of PHC described by Barbara Starfield - first contact accessibility, continuity, comprehensiveness and coordination - as well as person-centredness.14 16 This conception of PHC systems guided our search strategy.
For this review, we focused specifically on the 13 topics within the system, inputs and service delivery domains of the framework, recognising that by design, improvements in these areas should lead to improvements in outputs and outcomes and that the levers for PHC improvement are generally within these domains. Definitions for each of these specific topic areas are included elsewhere.17
Beginning with a search guided by the PHCPI concep-tual framework, we then conducted a country-specific review of 14 countries identified as high or rapidly improving performers in the last systematic summary of PHC literature, so as to more deeply examine the global literature in the context of these countries.2 We therefore limited our research on these countries to the past 7 years, since the 2010 summary was published, so as to provide updated summaries of these countries’ literature and gain insights into the current state of their PHC systems and trajectories since that publication (full results of this search are presented in online supplementary file 3).
Information sourcesOur scoping review process included four main compo-nents. The first was a search of the peer-reviewed litera-ture in PubMed. We limited the date range of included studies to 1 January, 2010 to 20 March, 2017. The former
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Bitton A, et al. BMJ Global Health 2019;4:e001551. doi:10.1136/bmjgh-2019-001551 3
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Figure 1 PHCPI conceptual framework. PHCPI, Primary Healthcare Performance Initiative.
date was selected such that our review could build off of the last review of PHC initiatives in LMIC, as discussed above.2 The latter date was selected to align with a priority setting meeting that occurred in July 2017, for which the extended results of this review (presented in online supplementary file 3) were a foundational resource.11
This first component of the systematic review included two separate searches. We started with a generic search for all review publications in PubMed that included the term ‘primary care’ OR ‘primary healthcare’ AND a set of search terms used to identify all articles from a low-in-come or middle-income country (online supplementary file 1). Next, to focus on the topics of interest from the PHCPI conceptual framework, we conducted a search of review articles using the terms ‘primary care’ OR ‘primary healthcare’, AND the search terms from above to specify articles about LMIC, AND a set of key terms from the targeted areas of the PHCPI conceptual frame-work. These latter terms are also included in the online online supplementary file 1.
The second main component of our scoping review was a search to explore primary healthcare performance in 14 countries profiled in Kruk et al 2010.2 As described above, this was the most recent review of the state of primary healthcare in LMIC. Among other data, Kruk et al described 14 countries that had implemented primary healthcare initiatives at a large scale or were fragile states that had made substantial progress in promoting primary healthcare as the first point of contact. These countries included: Costa Rica; Cuba; Brazil; Bolivia; Mexico; Niger; Ghana; The Gambia; Thailand; Sri Lanka; Kerala, India; Iran; Afghanistan and Liberia.2 Although this list is far from representative of all progress or innovation
in PHC in LMIC, it has considerable overlap with coun-tries profiled in the World Health Report 2008, Shi et al’s9 2012 examination of primary care functions as assessed using the primary care assessment tool, and countries profiled by PHCPI.18 19 This component of the review was conducted using search terms of ‘primary care’ or ‘primary healthcare’ in addition to each of the country names.
For the third main component of our search, we reviewed all articles labelled as ‘low- or middle-income countries’ in the PHC evidence portal, part of the McMaster University Health Systems Evidence portal for collecting and making a standardised rating of systematic reviews of health interventions.20 21
Finally, in the fourth component of our review, we conducted a search of all publications in PubMed from 1 January, 2010 to 31 May, 2017, by the 17 individuals who had confirmed participation at the Primary Healthcare Measurement and Implementation Research Consor-tium Priority Setting Meeting.11
selection of data sourcesTo select articles for inclusion from these searches, at least one author reviewed titles using the inclusion criteria that the article focused on the primary care setting in a low-income or middle-income country, addressed a topic relevant to the PHCPI framework, and that the publication was available in English. A subsequent full-text review was conducted by at least one author with the following criteria: (1) the article focused on primary healthcare, not on vertical, disease-specific issues; (2) the intervention or method of study was related to strength-ening primary healthcare systems or functions, even if
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4 Bitton A, et al. BMJ Global Health 2019;4:e001551. doi:10.1136/bmjgh-2019-001551
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Figure 2 Summary of search, selection and inclusion process.
disease-specific outcomes were assessed; (3) the article concerned a large population area, not a small-scale pilot; (4) the article connected to the PHCPI framework and/or one of the countries of focus; (5) the article was a research or review article that included qualitative or quantitative data or described a new methodology and (6) the article was available in English. For the articles from the PHC evidence portal, they needed to also meet the criteria that they included evidence from at least three LMICs to ensure that the focus was primarily on LMIC as opposed to high-income countries. During the full-text review, additional articles were included through a bibliographic search (figure 2).
data charting and analysisTo extract the content from the full set of identified articles, every article was tagged for its relevance to the
PHCPI conceptual framework (figure 1) using Mendeley V.1.19 (Elsevier, Amsterdam, Netherlands). Articles could include multiple tags, and for each tag, one author extracted and summarised the relevant information. Finally, authors reviewed all extractions for each topic and generated evidence highlights and gaps. The full list of included articles is presented in the online supple-mentary file 2, and full summaries are presented in the online supplementary file 3.
Patient and public involvementPatients were not involved in this study.
resulTsWe retrieved a total of 5219 articles using the search strategy, of which 481 were accessed in full text, and
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Bitton A, et al. BMJ Global Health 2019;4:e001551. doi:10.1136/bmjgh-2019-001551 5
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Table 1 Selected characteristics of reviewed publications
Identified studies
# %
Year published
Before 2010 1 0.5%
2010 6 2.9%
2011 18 8.7%
2012 17 8.2%
2013 20 9.7%
2014 30 14.5%
2015 38 18.4%
2016 57 27.5%
2017* 20 9.7%
Region
Africa 45 21.7%
USA 50 24.2%
South-East Asia 19 9.2%
Europe 2 1.0%
Eastern Mediterranean 26 12.6%
Western Pacific 9 4.3%
Multiple 38 18.4%
NA 18 8.7%
Article type
Systematic review 36 17.4%
Non-systematic review 17 8.2%
Primary research (all) 127 61.4%
Primary research - quantitative 85 41.1%
Primary research - qualitative 19 9.2%
Primary research - mixed methods 23 11.1%
Conceptual literature 27 13.0%
*the search concluded on 31 May, 2017.NA, not available.
207 met the inclusion criteria and were included in the scoping review (figure 1). The list of all included studies are included in the online supplementary file 2.
Publication descriptionsOf the included articles, 70% were published between 2014 to 2017, with more than one-quarter of the articles published in 2016 alone (table 1). Despite parts of our search strategy focusing specifically on review articles, the majority of identified articles were primary research (61.4%), and 66.9% of these analysed quantitative data. Systematic reviews comprised 17.4% of the total identi-fied articles.
FindingsTable 2 presents our synthesised findings from this scoping review. We found that a number of areas of PHC system performance are well-studied. The four topics
with the highest volume of research were workforce, payment systems, provider competence and PHC policies, together accounting for two-thirds of the total included studies (table 2). Effective, integrated and comprehen-sive PHC policy and governance systems appear to be associated with better long-term system performance.22–26 Good evidence exist that insurance programmes can increase access to PHC by decreasing financial barriers and preventing catastrophic losses; whereas, user fees act as an additional barrier to access.26–30 More public spending on PHC appears to be associated with more equitable outcomes. In addition, fee for service (FFS) payment systems alone do not appear to be associated with better outcomes. Capitation appears to be show modest improved outcomes, as does pay for performance on top of FFS (though the benefits are often transient).
Financial limitations are not the only access barriers to care access. We found evidence that gaps in medication and other supplies not only impede care delivery but also decrease access as patients may avoid or bypass facilities that lack necessary resources, and quality of care.31–33 However, even in areas with a high volume of evidence there are remaining research questions or little infor-mation on implementation, social accountability mecha-nisms for PHC, adjustment to population health needs or adaptation to other contexts.
The evidence for the core PHC functions (first-contact access, continuity, comprehensiveness, coordination and person-centredness) was moderate-to-strong in LMIC. Comprehensiveness, access and person-centredness in particular had strong evidence of linkages to important improved outcomes. Coordination and continuity were less-studied, but still associated with moderate improve-ments. Related domains in trust and provider compe-tence clearly showed both the association with improved outcomes when both are high, as well as even stronger relationships to poor outcomes when both are low.
There were a number of topics that had a moderate evidence base that was often concentrated on a few specific service delivery topics or geographical areas. For instance, there is evidence that empanelment and multidisciplinary teams serve as a useful base on which to build PHC strategies and to attend to population health concerns in limited countries.24 34–39 Management appears to play an important role in mediating or improving facility outcomes, but there is little information available on how to measure it systematically or improve it.40 Moti-vating providers through both explicit (ie, financial) and implicit ways appears to be important to maintaining and improving clinical outcomes. Additionally, in contexts lacking sufficient clinicians, the evidence shows that task shifting to community health workers or other health workers can provide increased patient access to care and increased coverage to effective interventions. Task shifting was shown to be most successful when supported by policies, training and proper integration of commu-nity health workers into the existing workforce.34 41–43 However, evidence is lacking on the best ways to use these
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6 Bitton A, et al. BMJ Global Health 2019;4:e001551. doi:10.1136/bmjgh-2019-001551
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Tab
le 2
S
ynth
esis
ed k
ey fi
ndin
gs a
nd g
aps;
red
= lo
w e
vid
ence
(0 t
o 6
artic
les)
, yel
low
= m
oder
ate
evid
ence
(7 t
o 13
art
icle
s), g
reen
= h
igh
evid
ence
(14+
art
icle
s)
Sub
do
mai
n (m
app
ed t
o
PH
CP
I fra
mew
ork
- fi
gur
e 1)
Syn
thes
ised
find
ing
sK
now
led
ge
gap
sE
vid
ence
bas
e
A1.
Gov
erna
nce
and
lead
ersh
ipW
e fo
und
an
exte
nsiv
e nu
mb
er o
f pub
licat
ions
on
succ
essf
ul p
rimar
y he
alth
care
pol
icie
s in
six
th
emes
: effe
ctiv
e na
tiona
l pro
gram
me
pol
icie
s, b
und
ling
serv
ices
thr
ough
inte
grat
ed p
roto
cols
, in
tegr
atio
n w
ith t
he p
rivat
e se
ctor
, tas
k sh
iftin
g, d
ecen
tral
isat
ion
and
com
pre
hens
ive,
rig
hts-
bas
ed, p
artic
ipat
ory
app
roac
hes.
Mos
t ev
iden
ce c
omes
from
a s
mal
l num
ber
of c
ount
ries
that
im
ple
men
ted
suc
cess
ful i
nter
vent
ions
and
focu
ses
on p
olic
ies
linki
ng fi
nanc
ial c
over
age
exp
ansi
on
to P
HC
com
mun
ity w
orkf
orce
tra
inin
g an
d d
eplo
ymen
t. O
ne s
tron
g ex
amp
le o
f qua
lity
man
agem
ent
infr
astr
uctu
re c
ame
from
Cos
ta R
ica’
s E
BA
IS t
eam
s th
at c
olle
ct v
ital r
egis
try
and
clin
ical
dat
a fr
om t
heir
emp
anel
led
pop
ulat
ion;
the
se d
ata
are
then
sen
t th
roug
h a
dat
a fe
edb
ack
loop
and
in
form
loca
l act
ion
pla
ns.2
4 W
e fo
und
litt
le e
vid
ence
on
soci
al a
ccou
ntab
ility
, but
one
rev
iew
of 3
7 so
cial
acc
ount
abili
ty p
rogr
amm
es fo
und
tha
t p
rovi
der
rec
eptiv
ity t
o ci
tizen
s’ d
eman
ds
for
bet
ter
heal
thca
re is
med
iate
d b
y p
rovi
der
per
cep
tions
of l
egiti
mac
y of
citi
zen
grou
ps.
54
A1.
a P
rimar
y he
alth
care
pol
icie
s -
Mos
t ev
iden
ce o
n P
HC
pol
icie
s is
con
cent
rate
d o
n a
few
freq
uent
ly d
ocum
ente
d c
ount
ry e
xam
ple
s su
ch a
s B
razi
l, Th
aila
nd a
nd Ir
an; m
ore
evid
ence
from
mor
e co
untr
ies
is n
eed
ed.
Hig
h -
47
artic
les
A1.
b Q
ualit
y m
anag
emen
t in
fras
truc
ture
- C
omp
arat
ivel
y lit
tle is
p
ublis
hed
ab
out
the
cont
ours
and
con
stru
cts
of e
ffect
ive
qua
lity
man
agem
ent
in P
HC
sys
tem
s, in
par
ticul
ar h
ow t
o se
t up
sys
tem
s an
d t
rain
sta
ff to
gen
erat
e d
ata
feed
bac
k lo
ops.
Low
- 4
art
icle
s
A1.
c S
ocia
l acc
ount
abili
ty -
It is
unc
lear
how
to
bes
t us
e so
cial
ac
coun
tab
ility
mec
hani
sms
for
imp
rove
men
t w
here
pro
vid
ers
are
not
emp
ower
ed n
or in
tere
sted
in e
xter
nal i
nput
. Evi
den
ce is
nee
ded
to
qua
ntify
the
imp
act
of in
vest
ing
in s
ocia
l acc
ount
abili
ty.
Low
- 3
art
icle
s
A2.
Hea
lth fi
nanc
ing
Ther
e w
as a
sig
nific
ant
amou
nt o
f evi
den
ce o
n he
alth
fina
ncin
g, a
nd p
aym
ent
syst
ems
in
par
ticul
ar. I
n p
artic
ular
, the
re w
as s
tron
g ev
iden
ce t
hat
intr
oduc
ing
or in
crea
sing
use
r fe
es h
as a
ne
gativ
e im
pac
t on
prim
ary
heal
th s
ervi
ces
utili
satio
n, e
spec
ially
pre
vent
ive
serv
ices
.29
Mod
erat
e ce
rtai
nty
evid
ence
sug
gest
s th
at p
ay fo
r p
erfo
rman
ce is
ass
ocia
ted
with
slig
ht im
pro
vem
ents
in
heal
th p
rofe
ssio
nals
’ use
of t
ests
or
trea
tmen
ts, p
artic
ular
ly fo
r ch
roni
c d
isea
ses,
but
litt
le o
r no
im
pro
vem
ent
in u
tilis
atio
n ou
tcom
es w
as fo
und
.55
Com
par
ed w
ith F
FS, c
apita
tion
app
ears
in a
few
st
udie
s to
be
asso
ciat
ed w
ith m
oder
atel
y b
ette
r ou
tcom
es, b
ut t
he e
ffect
on
utili
satio
n an
d t
otal
co
sts
is s
till u
ncle
ar. P
ublic
sp
end
ing
in p
rimar
y he
alth
care
was
sho
wn
to p
rom
ote
mor
e eq
uita
ble
ou
tcom
es t
han
spen
din
g fo
cuse
d o
n se
cond
ary
care
.44
Lack
of f
und
s, p
oor
qua
lity
of c
are
and
lack
of
tru
st w
ere
doc
umen
ted
to
be
maj
or r
easo
ns fo
r lo
w fi
nanc
ial c
over
age
in L
MIC
, and
fina
ncia
l ha
rdsh
ip w
as m
ore
com
mon
in p
oore
r co
untr
ies.
28 5
6
A2.
a P
aym
ent
syst
ems
- Fu
rthe
r co
mp
arat
ive
evid
ence
is n
eed
ed
to u
nder
stan
d t
he r
elat
ive
imp
act
of F
FS v
s ca
pita
tion
and
glo
bal
b
udge
ts o
n ut
ilisa
tion
and
out
com
es. F
utur
e w
orks
sho
uld
als
o ex
amin
e th
e b
enefi
t of
hyb
ridis
ed m
odel
s of
fina
ncin
g as
wel
l as
elem
ents
of s
trat
egic
pur
chas
ing
such
as
gate
keep
ing.
Hig
h -
30
artic
les
A2.
b S
pen
din
g on
prim
ary
heal
thca
re -
Mor
e re
cent
, com
par
able
an
d w
idel
y av
aila
ble
cou
ntry
leve
l and
dis
aggr
egat
ed d
ata
is n
eed
ed
on P
HC
sp
end
ing
leve
ls a
s w
ell a
s re
sear
ch o
n op
timis
ing
reso
urce
al
loca
tion
mec
hani
sms
to p
rom
ote
equi
ty o
f out
com
es.
Mod
erat
e -
7 ar
ticle
s
A2.
c Fi
nanc
ial c
over
age
- H
ighe
r co
vera
ge w
as s
how
n to
pro
mot
e hi
gher
util
isat
ion
of b
enefi
cial
PH
C s
ervi
ces.
Mor
e re
sear
ch is
ne
eded
on
the
bes
t ty
pes
of i
nsur
ance
for
mix
ed p
rivat
e/p
ublic
sy
stem
s, a
s w
ell a
s ho
w t
o se
que
nce
finan
cial
cov
erag
e ex
pan
sion
s w
ith s
ervi
ce d
eliv
ery
refo
rms.
Mod
erat
e -
10
artic
les
A3.
Ad
just
men
t to
pop
ulat
ion
heal
th n
eed
sTh
e re
view
ed li
tera
ture
dem
onst
rate
s th
at s
urve
illan
ce s
yste
ms
are
an e
ssen
tial c
omp
onen
t of
re
silie
nt h
ealth
sys
tem
s an
d n
eces
sary
for
resp
ond
ing
to a
ll ty
pes
of s
hock
s. T
hey
can
be
bol
ster
ed
by
func
tioni
ng v
ital s
tatis
tics
reso
urce
s, r
obus
t lo
cal c
omm
unic
atio
n ne
twor
ks, p
opul
atio
n tr
ust
in t
he h
ealth
sys
tem
s an
d p
latf
orm
s fo
r co
mm
unity
dia
logu
e.57
Nat
iona
l prio
rity
sett
ing
is fo
und
to
be
dep
end
ent
on e
ffect
ive
com
mun
ity e
ngag
emen
t, b
oth
loca
lly a
nd n
atio
nally
, but
goo
d
evid
ence
on
how
to
effe
ctiv
ely
scal
e th
ese
app
roac
hes
is la
rgel
y ab
sent
.54
58 T
he e
vid
ence
sho
ws
that
com
mun
ity o
wne
rshi
p a
nd m
obili
satio
n as
wel
l as
adju
stm
ent
to s
ocia
l nor
ms
and
val
ues
are
faci
litat
ors
of s
usta
inab
le s
yste
m in
nova
tion.
46 C
ase
stud
ies
of h
ealth
sys
tem
str
esse
s in
Leb
anon
an
d In
don
esia
foun
d t
hat
succ
essf
ul r
esili
ence
hin
ged
on
rap
idly
mob
ilise
d p
ublic
and
priv
ate
sect
or a
ctor
s an
d n
odal
coo
rdin
atio
n an
d s
urve
illan
ce e
ffort
s.57
A3.
a S
urve
illan
ce -
Mor
e re
sear
ch is
nee
ded
to
und
erst
and
whi
ch
surv
eilla
nce
app
roac
hes
are
feas
ible
and
effe
ctiv
e ac
ross
PH
C
syst
ems
in L
MIC
, inc
lud
ing
how
to
inte
grat
e d
ata
feed
bac
k lo
ops
into
sur
veill
ance
sys
tem
s. F
urth
er w
ork
is n
eed
ed fo
r b
ette
r N
CD
su
rvei
llanc
e in
PH
C.
Mod
erat
e -
7 ar
ticle
s
A3.
b P
riorit
y se
ttin
g -
Ad
diti
onal
res
earc
h is
nee
ded
to
und
erst
and
ho
w b
est
to m
onito
r an
d c
omm
unic
ate
the
effe
ctiv
enes
s of
p
riorit
y se
ttin
g d
ecis
ions
for
pla
nnin
g p
urp
oses
and
in r
esp
onse
to
emer
ging
dis
ease
s/ou
tbre
aks.
Mod
erat
e -
7 ar
ticle
s
A3.
c In
nova
tion
and
lear
ning
- T
here
is a
maj
or g
ap in
the
kn
owle
dge
of t
he in
div
idua
l com
pet
enci
es, o
rgan
isat
iona
l cap
aciti
es
and
sys
tem
s fe
atur
es n
eed
ed t
o en
sure
tha
t le
ader
s ca
n b
e fle
xib
le
and
ad
apt
to c
hang
ing
heal
th n
eed
s.
Low
- 5
art
icle
s
B1.
Dru
gs &
sup
plie
sG
aps
in a
vaila
bili
ty o
f sp
ecifi
c d
rugs
and
sup
plie
s w
ere
wel
l doc
umen
ted
at
the
faci
lity
and
co
mm
unity
leve
ls a
cros
s m
any
coun
trie
s. T
hese
gap
s ar
e as
soci
ated
with
low
er r
ead
ines
s, lo
wer
q
ualit
y an
d r
educ
ed a
bili
ty t
o ex
pan
d n
eed
ed s
ervi
ces.
31–3
3 E
vid
ence
from
Eth
iop
ia, M
alaw
i and
R
wan
da
show
s th
at m
ultim
odal
inte
rven
tions
to
imp
rove
sup
ply
cha
ins
can
be
effe
ctiv
e b
ut r
equi
re
inte
grat
ion
of p
rod
uct
flow
, dat
a flo
w a
nd e
ffect
ive
peo
ple
into
inte
rven
tion
des
ign.
59 S
ucce
ss
was
sho
wn
to b
e m
ore
likel
y w
hen
the
wor
kfor
ce is
ab
le a
nd m
otiv
ated
to
use
inte
grat
ed d
ata
to
cont
inua
lly m
onito
r th
e su
pp
ly s
yste
m.5
9
Mor
e re
sear
ch is
nee
ded
on
how
new
tec
hnol
ogie
s ca
n b
est
be
inte
grat
ed t
o st
reng
then
sup
ply
cha
ins,
red
uce
stoc
k-ou
ts a
nd
was
tage
and
ens
ure
resp
onsi
vene
ss t
o em
ergi
ng n
eed
s as
wel
l as
bes
t p
ract
ices
for
ensu
ring
app
rop
riate
pric
ing
and
qua
lity
of
med
icat
ions
acr
oss
all s
ourc
es o
f car
e (in
clud
ing
pub
lic a
nd p
rivat
e fa
cilit
ies
and
pha
rmac
ies)
.
Mod
erat
e -
7 ar
ticle
s
Con
tinue
d
on June 29, 2021 by guest. Protected by copyright.
http://gh.bmj.com
/B
MJ G
lob Health: first published as 10.1136/bm
jgh-2019-001551 on 16 August 2019. D
ownloaded from
http://gh.bmj.com/
Bitton A, et al. BMJ Global Health 2019;4:e001551. doi:10.1136/bmjgh-2019-001551 7
BMJ Global Health
Sub
do
mai
n (m
app
ed t
o
PH
CP
I fra
mew
ork
- fi
gur
e 1)
Syn
thes
ised
find
ing
sK
now
led
ge
gap
sE
vid
ence
bas
e
B2.
Fac
ility
infr
astr
uctu
reTh
e re
view
ed li
tera
ture
sho
wed
tha
t en
surin
g ad
equa
te d
istr
ibut
ion
of fa
cilit
ies
req
uire
s a
natio
nal
pol
icy
and
str
ateg
y an
d a
pp
rop
riate
inve
stm
ents
.60
A fo
cus
on fa
cilit
y in
fras
truc
ture
can
incr
ease
ge
ogra
phi
cal a
cces
s, e
ven
in w
ar-t
orn
coun
trie
s lik
e A
fgha
nist
an o
r co
untr
ies
in p
erp
etua
l pol
itica
l an
d e
nviro
nmen
tal c
risis
suc
h as
Hai
ti, b
ut m
ust
be
acco
mp
anie
d w
ith a
deq
uate
dru
gs a
nd s
ervi
ce
del
iver
y.28
61
Mor
e re
sear
ch in
faci
lity
infr
astr
uctu
re c
an b
ette
r cl
arify
the
ap
pro
pria
te m
ix o
f fac
ility
typ
es b
ased
on
pop
ulat
ion,
hea
lth n
eed
s,
geog
rap
hy a
nd b
urd
en o
f dis
ease
as
wel
l as
effe
ctiv
e m
app
ing
of p
rivat
e se
ctor
faci
litie
s an
d t
heir
inte
grat
ion
into
pol
icie
s an
d
stra
tegi
es t
o d
eter
min
e ne
eds
for
add
ition
al fa
cilit
ies.
Low
- 3
art
icle
s
B3.
Info
rmat
ion
syst
ems
A s
yste
mat
ic r
evie
w o
f sys
tem
atic
rev
iew
s of
eH
ealth
imp
lem
enta
tion
foun
d t
hat
the
follo
win
g st
reng
then
out
com
es: s
elec
ting
tech
nolo
gy b
ased
on
abili
ty t
o b
e ad
apte
d, i
nclu
din
g en
d-u
sers
d
urin
g d
esig
n, in
tero
per
abili
ty w
ith o
ther
sys
tem
s, in
cent
ives
to
red
uce
star
t-up
cos
ts, s
tand
ard
s an
d p
olic
ies
to g
uid
e im
ple
men
tatio
n an
d e
nsur
e d
ata
safe
ty a
nd in
put
s su
ch a
s el
ectr
icity
and
co
nnec
tivity
.62
An
eigh
t co
untr
y st
udy
of p
rimar
y ca
re fa
cilit
ies
foun
d t
hat
mos
t in
form
atio
n sy
stem
s ar
e no
t d
esig
ned
to
ensu
re c
ontin
uity
of p
atie
nt in
form
atio
n an
d t
hat
even
few
er h
ave
an e
lect
roni
c m
edic
al r
ecor
d a
ble
to
ensu
re c
ontin
uity
and
coo
rdin
atio
n.31
Maj
or a
reas
rel
ated
to
PH
C in
form
atio
n sy
stem
s co
uld
ben
efit
from
m
ore
rese
arch
, inc
lud
ing:
ap
pro
ache
s to
ens
ure
inte
rop
erab
ility
b
etw
een
dat
a so
urce
s, s
cala
ble
and
affo
rdab
le a
pp
roac
hes
for
pla
nnin
g eH
ealth
, inn
ovat
ions
tha
t ca
n st
reng
then
info
rmat
ion
syst
ems
with
out
sign
ifica
nt in
fras
truc
ture
cha
nges
and
effi
cien
t an
d fe
asib
le a
pp
roac
hes
to b
uild
off
exis
ting
eHea
lth t
echn
olog
y to
st
ruct
ure
Hea
lth M
anag
emen
t In
form
atio
n S
yste
ms
(HM
IS) t
o se
rve
pat
ient
s, p
rovi
der
s an
d m
anag
ers.
Low
−2
artic
les
B4.
Wor
kfor
ceW
hile
glo
bal
sta
ndar
ds
exis
t on
the
num
ber
and
typ
e of
hea
lthca
re w
orke
rs p
er p
opul
atio
n,
mea
sure
s of
nat
iona
l ave
rage
s of
ten
mis
s in
equi
ty o
f dis
trib
utio
n w
hich
req
uire
loca
l sol
utio
ns.3
1 Th
e lit
erat
ure
ind
icat
ed t
hat
ensu
ring
adeq
uate
hum
an r
esou
rces
for
PH
C in
rur
al a
reas
and
the
p
ublic
sec
tor
rem
ains
a c
halle
nge,
and
a n
umb
er o
f int
erve
ntio
ns h
ave
bee
n tr
ied
with
var
ying
im
pac
t.63
–65
Ad
diti
onal
ly, m
ultip
le s
tud
ies
show
ed t
hat
task
shi
ftin
g ca
n b
e ef
fect
ive
to a
dd
ress
sh
orta
ges
of p
rovi
der
s b
ut r
equi
res
sup
por
tive
sup
ervi
sion
, ad
equa
te s
upp
lies
and
pre
-ser
vice
and
in
-ser
vice
tra
inin
g th
at m
atch
es t
he s
cop
e of
ser
vice
s.34
41
43 6
6 67
Fin
ally
, com
mun
ity-b
ased
hea
lth
wor
kers
can
be
a va
luab
le e
xpan
sion
of t
he w
orkf
orce
but
req
uire
tra
inin
g, s
yste
ms
and
wor
k to
in
tent
iona
lly in
tegr
ate
phy
sica
lly a
nd c
ultu
rally
into
faci
lity-
bas
ed c
are
syst
ems.
68
Des
pite
the
sig
nific
ant
num
ber
of a
rtic
les
rela
ted
to
wor
kfor
ce,
add
ition
al r
esea
rch
coul
d fo
cus
on: t
he id
eal m
ix a
nd n
umb
er o
f p
rovi
der
s b
ased
on
diff
eren
t co
ntex
ts a
nd p
opul
atio
n he
alth
nee
ds;
th
e op
timal
rol
e, t
rain
ing
and
rem
uner
atio
n of
com
mun
ity-b
ased
he
alth
wor
kers
; the
ap
pro
pria
te r
ole
for
info
rmal
pro
vid
ers
and
ef
fect
ive
and
feas
ible
ap
pro
ache
s to
ens
ure
equi
tab
le d
istr
ibut
ion
of
hum
an r
esou
rces
.
Hig
h -
29
artic
les
B5.
Fun
ds
N
one
Our
sea
rche
s re
turn
ed n
o ar
ticle
s co
ncer
ned
with
the
ava
ilab
ility
of
fund
s at
the
faci
lity
leve
l. W
hile
it c
ould
be
an a
rtef
act
of t
he
PH
CP
I con
cep
tual
fram
ewor
k, in
whi
ch s
yste
ms-
leve
l pay
men
t an
d fi
nanc
ing
and
faci
lity-
leve
l fina
ncia
l man
agem
ent
are
bot
h re
pre
sent
ed a
s se
par
ate
area
s, it
cou
ld a
lso
refle
ct a
lack
of
rese
arch
focu
s on
the
op
timal
dis
trib
utio
n an
d o
ptim
isat
ion
of P
HC
fa
cilit
y-b
ased
fina
nce
syst
ems,
incl
udin
g fis
cal m
anag
emen
t an
d
auth
ority
at
the
faci
lity
leve
l.
Low
- 0
art
icle
s
C1.
Pop
ulat
ion
heal
th
man
agem
ent
Mos
t st
udie
s re
fere
nce
the
succ
ess
of c
omm
unity
-bas
ed p
rogr
amm
e fo
r m
anag
ing
pop
ulat
ion
heal
th a
cros
s a
limite
d n
umb
er o
f LM
IC, i
nclu
din
g C
osta
Ric
a, B
razi
l and
Gha
na.2
4 34
69
Cou
ntrie
s th
at h
ave
exp
and
ed p
roac
tive
PH
C p
rovi
sion
bey
ond
the
clin
ic h
ave
show
ed e
vid
ence
of m
ore
effe
ctiv
e lo
cal p
riorit
y se
ttin
g an
d im
pro
ved
con
tinui
ty, c
omp
rehe
nsiv
enes
s an
d c
oord
inat
ion.
24 3
4
35 T
he li
tera
ture
sho
ws
that
com
mun
ity-b
ased
pro
gram
mes
mus
t b
e w
ell i
nteg
rate
d in
to t
he c
are
del
iver
y an
d p
ublic
hea
lth s
yste
ms
in o
rder
to
be
effe
ctiv
e. F
inal
ly, w
hile
not
ext
ensi
vely
stu
die
d,
evid
ence
sho
ws
that
em
pan
elm
ent
has
bee
n a
criti
cal c
omp
onen
t of
com
mun
ity-b
ased
hea
lth
wor
ker
pro
gram
me
to d
efine
the
gro
up o
f pat
ient
s fo
r ta
rget
ing
outr
each
and
ser
vice
del
iver
y.34
C1.
a Lo
cal p
riorit
y se
ttin
g -
Out
sid
e a
few
cou
ntrie
s lik
e G
hana
, m
ore
rese
arch
is n
eed
ed t
o un
der
stan
d h
ow lo
cal p
riorit
y se
ttin
g sh
ould
be
mea
sure
d, w
hat
inte
rven
tions
will
ens
ure
effe
ctiv
e d
ata
use
for
loca
l prio
rity
sett
ing
and
whi
ch d
ata
are
mos
t ac
tiona
ble
at
the
loca
l lev
el.
Mod
erat
e -
7 ar
ticle
s
C1.
b C
omm
unity
eng
agem
ent
- Fu
ture
res
earc
h sh
ould
exp
lore
ef
fect
ive
way
s to
dev
elop
, sup
por
t an
d s
usta
in m
eani
ngfu
l co
mm
unity
eng
agem
ent,
incl
udin
g at
the
faci
lity
leve
l.
Hig
h -
16
artic
les
C1.
c E
mp
anel
men
t -
Ther
e is
rel
ativ
ely
little
evi
den
ce o
n em
pan
elm
ent
in L
MIC
. Fut
ure
rese
arch
can
exp
lore
effe
ctiv
e m
odel
s of
em
pan
elm
ent
and
the
crit
eria
nee
ded
to
imp
lem
ent
emp
anel
men
t.
Low
- 5
art
icle
s
C1.
d -
Pro
activ
e p
opul
atio
n ou
trea
ch -
Gap
s re
mai
n in
un
der
stan
din
g ho
w t
o st
ruct
ure
heal
th w
orke
r tr
aini
ng a
nd o
ther
su
pp
orts
to
ince
nt m
ore
pro
activ
e (a
s op
pos
ed t
o re
activ
e) c
are.
Mod
erat
e −
11
artic
les
Tab
le 2
C
ontin
ued
Con
tinue
d
on June 29, 2021 by guest. Protected by copyright.
http://gh.bmj.com
/B
MJ G
lob Health: first published as 10.1136/bm
jgh-2019-001551 on 16 August 2019. D
ownloaded from
http://gh.bmj.com/
8 Bitton A, et al. BMJ Global Health 2019;4:e001551. doi:10.1136/bmjgh-2019-001551
BMJ Global Health
Sub
do
mai
n (m
app
ed t
o
PH
CP
I fra
mew
ork
- fi
gur
e 1)
Syn
thes
ised
find
ing
sK
now
led
ge
gap
sE
vid
ence
bas
e
C2.
Fac
ility
org
anis
atio
n an
d
man
agem
ent
At
the
faci
lity
leve
l, m
ultid
isci
plin
ary
team
s ha
ve b
een
criti
cal c
omp
onen
ts o
f PH
C s
yste
m r
efor
ms
in C
osta
Ric
a, B
razi
l and
Tur
key.
Alth
ough
evi
den
ce is
lim
ited
, whe
re im
ple
men
ted
, mul
tidis
cip
linar
y te
ams
have
imp
rove
d c
ontin
uity
of t
eam
mem
ber
ship
and
lead
ersh
ip, i
ncre
ased
pat
ient
tru
st
and
imp
rove
d p
atie
nt s
elf-
man
agem
ent.
24 3
4 36
70
71 A
num
ber
of s
yste
mat
ic r
evie
ws
of s
upp
ortiv
e su
per
visi
on h
ave
foun
d t
hat
it is
ass
ocia
ted
with
mod
est
imp
rove
men
ts in
clin
ical
per
form
ance
, su
ch a
s kn
owle
dge
leve
l, ad
here
nce
to c
linic
al p
roto
cols
and
con
sist
ency
in r
ecor
d k
eep
ing.
72
E-h
ealth
has
bee
n fo
und
to
be
asso
ciat
ed w
ith m
ore
effic
ient
use
of d
ata
in fa
cilit
ies,
mor
e ef
fect
ive
pat
ient
feed
bac
k, a
nd g
reat
er a
dhe
renc
e to
pro
toco
ls u
sing
mob
ile-b
ased
alg
orith
ms,
alth
ough
si
gnifi
cant
sta
ff tr
aini
ng a
nd s
upp
ort
is n
eed
ed t
o en
sure
effe
ctiv
e tr
ansi
tions
.65
Ther
e ar
e a
few
ex
amp
les
of m
etho
ds
to e
nsur
e co
ntin
uous
, ite
rativ
e p
erfo
rman
ce m
easu
rem
ent
and
man
agem
ent
in fa
cilit
ies,
incl
udin
g C
osta
Ric
a’s
EB
AIS
tea
ms
that
use
dat
a fr
om h
ome
visi
ts t
o as
sess
p
erfo
rman
ce a
gain
st n
atio
nal a
nd r
egio
nal t
arge
ts a
s w
ell a
s a
bal
ance
d s
core
card
ap
pro
ach
that
ha
s b
een
used
in A
fgha
nist
an.2
4 73
C2.
a Te
am-b
ased
car
e or
gani
satio
n -
Ther
e is
a g
ener
al p
auci
ty o
f ev
iden
ce o
n op
timis
ing
team
-bas
ed c
are
bey
ond
a fe
w m
idd
le-
inco
me
coun
trie
s; m
ore
evid
ence
is n
eed
ed o
n ho
w t
o tr
ain
pro
vid
ers
to b
ecom
e te
ams,
idea
l lea
der
ship
str
uctu
re a
nd h
ow b
est
to fi
nanc
e te
ams.
Mod
erat
e −
13
artic
les
C2.
b F
acili
ty m
anag
emen
t ca
pab
ility
and
lead
ersh
ip -
The
re is
a
dea
rth
of e
vid
ence
on
man
agem
ent
com
pet
enci
es a
nd t
rain
ing
of
faci
lity
man
ager
s.
Mod
erat
e -
9 ar
ticle
s
C2.
c In
form
atio
n sy
stem
s us
e -
Ther
e is
litt
le a
vaila
ble
lite
ratu
re
on h
ow b
est
to im
ple
men
t an
d im
pro
ve lo
cal u
se o
f inf
orm
atio
n co
mm
unic
atio
n te
chno
logy
and
eH
ealth
to
imp
rove
out
com
es in
P
HC
as
wel
l as
wha
t id
eal,
low
-cos
t, s
imp
le e
Hea
lth d
ocum
enta
tion
and
dat
a re
cord
s lo
ok li
ke in
low
res
ourc
e se
ttin
gs.
Low
- 5
art
icle
s
C2.
d P
erfo
rman
ce m
easu
rem
ent
and
man
agem
ent
- A
lthou
gh t
here
is
sub
stan
tial e
vid
ence
on
theo
retic
al fr
amew
orks
for
per
form
ance
m
anag
emen
t, it
s ad
apta
tion
to lo
cal c
onte
xts
is r
athe
r lim
ited
, w
ith s
ome
coun
try-
bas
ed e
xcep
tions
. Mor
e ev
iden
ce is
nee
ded
on
the
effe
ctiv
enes
s of
sup
por
tive
sup
ervi
sion
in u
nder
-res
ourc
ed
envi
ronm
ents
.
Hig
h -
15
artic
les
C3.
Acc
ess
Rem
oval
of fi
nanc
ial f
ees,
whe
n co
mb
ined
with
geo
grap
hica
l acc
ess
has
bee
n se
en t
o in
crea
se
use
of s
ervi
ces
and
red
uce
mor
talit
y in
a n
umb
er o
f cou
ntrie
s, a
lthou
gh d
egre
e of
imp
act
varie
d,
and
att
entio
n to
con
text
ual b
arrie
rs is
nec
essa
ry.4
5 74
75 L
itera
ture
ind
icat
es t
hat
com
mun
ity h
ealth
w
orke
rs c
an im
pro
ve g
eogr
aphi
cal a
cces
s th
roug
h p
roac
tive
outr
each
, but
onl
y fo
r a
limite
d
scop
e of
ser
vice
s. T
imel
y ac
cess
to
serv
ices
has
bee
n sh
own
to b
e a
chal
leng
e ac
ross
a n
umb
er
of s
ettin
gs, a
nd s
yste
m r
edes
ign
such
as
inte
grat
ion
and
cha
nges
in p
atie
nt fl
ow c
an im
pro
ve
timel
ines
s, b
ut m
ore
evid
ence
on
pat
ient
out
com
es is
nee
ded
.75
76
C3.
a Fi
nanc
ial a
cces
s -
Mor
e ev
iden
ce is
nee
ded
on
the
sust
aina
bili
ty o
f exi
stin
g m
odel
s as
wel
l as
feas
ible
and
effe
ctiv
e w
ays
to m
easu
re t
he im
pac
t of
insu
ranc
e sc
hem
es o
n re
duc
ing
finan
cial
acc
ess
bar
riers
acr
oss
sub
-pop
ulat
ions
.
Mod
erat
e -
13
artic
les
C3.
b G
eogr
aphi
cal a
cces
s -
Mor
e re
sear
ch is
nee
ded
on
how
to
dec
entr
alis
e w
hile
mai
ntai
ning
qua
lity
of in
put
s, a
vaila
bili
ty, a
nd
com
pet
ency
at
a na
tiona
l lev
el.
Mod
erat
e -
12
artic
les
C3.
c Ti
mel
ines
s -
We
foun
d li
ttle
evi
den
ce o
n ho
w t
o im
pro
ve
timel
ines
s. R
esea
rch
is n
eed
ed o
n: m
easu
ring
timel
ines
s,
imp
rove
men
ts o
f tim
elin
ess
that
als
o en
sure
exp
erie
ntia
l and
te
chni
cal q
ualit
y an
d n
ovel
ap
pro
ache
s to
exp
and
tim
ely
acce
ss t
o sp
ecia
lty c
are.
Low
- 2
art
icle
s
Tab
le 2
C
ontin
ued
Con
tinue
d
on June 29, 2021 by guest. Protected by copyright.
http://gh.bmj.com
/B
MJ G
lob Health: first published as 10.1136/bm
jgh-2019-001551 on 16 August 2019. D
ownloaded from
http://gh.bmj.com/
Bitton A, et al. BMJ Global Health 2019;4:e001551. doi:10.1136/bmjgh-2019-001551 9
BMJ Global Health
Sub
do
mai
n (m
app
ed t
o
PH
CP
I fra
mew
ork
- fi
gur
e 1)
Syn
thes
ised
find
ing
sK
now
led
ge
gap
sE
vid
ence
bas
e
C4.
Ava
ilab
ility
of e
ffect
ive
PH
CTh
e lit
erat
ure
show
s th
at a
com
bin
atio
n of
str
ateg
ies
incl
udin
g tr
aini
ng o
pp
ortu
nitie
s fo
r p
rovi
der
s in
mor
e ru
ral a
reas
, sal
ary
incr
ease
s an
d s
upp
ortin
g in
fras
truc
ture
can
incr
ease
ava
ilab
ility
in
und
erse
rved
are
as.7
7 A
com
mon
ap
pro
ach
to in
crea
sing
pro
vid
er a
vaila
bili
ty is
tas
k sh
iftin
g w
hich
has
bee
n sh
own
to b
e ef
fect
ive
in a
num
ber
of s
ettin
gs b
ut r
equi
res
adeq
uate
tra
inin
g an
d
sup
por
t.42
66
77 T
here
are
sig
nific
ant
gap
s in
com
pet
ency
des
crib
ed a
cros
s co
untr
ies,
are
as o
f ca
re, p
roce
sses
of c
are
(ie, d
iagn
osis
, tre
atm
ent,
exa
ms)
, cad
res
and
hea
lth s
ecto
rs.5
1–53
Pro
toco
l-b
ased
ap
pro
ache
s th
at fo
cus
on a
ran
ge o
f com
mon
con
diti
ons
(suc
h as
Inte
grat
ed M
anag
emen
t of
Chi
ldho
od Il
lnes
s -
IMC
I) ar
e as
soci
ated
with
imp
rove
men
ts in
tec
hnic
al c
omp
eten
cy b
ut n
ot
alw
ays
outc
omes
.78
Bur
nout
and
low
mot
ivat
ion
is c
omm
on in
a n
umb
er o
f cou
ntrie
s, a
nd m
yria
d
mea
sure
men
t to
ols
exis
t. A
num
ber
of s
tud
ies
rep
orte
d t
hat
inte
rven
tions
suc
h as
per
form
ance
-b
ased
fina
ncin
g co
mb
ined
with
a b
alan
ced
sco
reca
rd a
nd o
ther
per
form
ance
-tie
d in
cent
ives
d
id n
ot im
pro
ve m
otiv
atio
n.49
50
The
stud
ies
that
we
iden
tified
rel
ated
to
pat
ient
-pro
vid
er r
esp
ect
and
tru
st fo
und
tha
t se
rvic
e in
tegr
atio
n le
d t
o hi
gher
pat
ient
rep
orts
of r
esp
ect,
lack
of r
esp
ect
is
asso
ciat
ed w
ith lo
wer
sat
isfa
ctio
n in
mat
erni
ty c
are
serv
ices
, and
in A
fgha
nist
an, p
oor
trus
t an
d
dis
resp
ect
in m
ater
nity
ser
vice
s is
ass
ocia
ted
with
byp
ass
or n
on-u
se o
f car
e.36
79
80 F
inal
ly, u
nsaf
e p
ract
ices
in d
iagn
osis
and
tre
atm
ent
- in
clud
ing
med
icat
ion
qua
lity
- is
wel
l doc
umen
ted
.53
81 B
ut
othe
r d
omai
ns o
f saf
ety
are
not
wel
l-st
udie
d.
C4.
a P
rovi
der
ava
ilab
ility
- G
aps
exis
t re
gard
ing
cont
extu
al fa
ctor
s th
at d
rive
avai
lab
ility
in d
iffer
ent
sett
ings
, sus
tain
abili
ty o
f effe
ctiv
e in
terv
entio
ns a
nd t
he r
ole
of t
ask
shift
ing.
Low
- 6
art
icle
s
C4.
b P
rovi
der
com
pet
ence
- M
ore
rese
arch
is n
eed
ed t
o ex
pla
in
the
varia
nce
in t
he q
ualit
y of
car
e d
eliv
ery
acro
ss c
ount
ries,
as
wel
l as
the
influ
ence
of c
onte
xtua
l fac
tors
suc
h as
pay
men
t, c
ontin
uing
tr
aini
ng a
nd c
red
entia
ling
on p
rovi
der
com
pet
ence
.
Hig
h -
32
artic
les
C4.
c P
rovi
der
mot
ivat
ion
- Th
ere
is a
gap
in k
now
led
ge r
egar
din
g w
hich
inte
rven
tions
to
incr
ease
intr
insi
c an
d e
xtrin
sic
mot
ivat
ion
are
feas
ible
and
sus
tain
able
, as
wel
l as
how
bes
t to
mea
sure
the
imp
act
of m
otiv
atio
n on
car
e d
eliv
ery,
pro
vid
er a
vaila
bili
ty a
nd r
eten
tion.
Hig
h -
22
artic
les
C4.
d P
atie
nt-p
rovi
der
res
pec
t an
d t
rust
- A
bet
ter
und
erst
and
ing
of h
ow t
o im
pro
ve e
xper
ient
ial q
ualit
y, in
clud
ing
trus
t, is
nee
ded
. A
dd
ition
ally
, a g
ap r
emai
ns in
the
und
erst
and
ing
of t
he r
elat
ions
hip
b
etw
een
tech
nica
l qua
lity
and
pat
ient
sat
isfa
ctio
n an
d r
epor
ted
re
spon
sive
ness
.
Hig
h -
14
artic
les
C4.
e S
afet
y -
Evi
den
ce is
nee
ded
on
effe
ctiv
e, fe
asib
le a
nd s
cala
ble
in
terv
entio
ns t
o su
stai
nab
ly im
pro
ve s
afet
y b
oth
in d
irect
pat
ient
ca
re a
nd fa
cilit
y p
ract
ices
and
env
ironm
ent.
Thi
s ne
eds
to b
e ac
ross
th
e ra
nge
of P
HC
-del
iver
y so
urce
s (c
omm
unity
-bas
ed, f
acili
ty,
pub
lic a
nd p
rivat
e).
Low
- 4
art
icle
s
C5.
Hig
h-q
ualit
y P
HC
A r
evie
w o
f pat
ient
exp
erie
nce
of c
are
in S
outh
Am
eric
a fo
und
tha
t m
ore
than
hal
f of r
esp
ond
ents
re
por
ted
not
hav
ing
a re
gula
r p
rimar
y ca
re p
rovi
der
.75
A s
yste
mat
ic r
evie
w o
f int
erve
ntio
ns t
o im
pro
ve a
cces
s to
car
e fo
r ch
ildre
n fo
und
tha
t in
terv
entio
ns t
hat
del
iver
ed s
ervi
ces
at o
r cl
oser
to
hom
e an
d t
ext
mes
sage
s w
ere
asso
ciat
ed w
ith a
sig
nific
ant
imp
rove
men
t in
out
com
es.8
2 R
elat
ed
to c
ontin
uity
, a s
tud
y in
Bra
zil f
ound
tha
t ce
ntre
s w
ith m
ore
avai
lab
le s
ervi
ces
and
bet
ter
stru
ctur
e,
equi
pm
ent
and
sup
ply
ava
ilab
ility
and
info
rmat
ion
syst
ems
wer
e as
soci
ated
with
bet
ter
cont
inui
ty.8
3 H
owev
er, a
stu
dy
from
Iran
foun
d t
hat
pat
ient
s w
ho v
isite
d t
he s
ame
fam
ily p
hysi
cian
did
not
ne
cess
arily
rep
ort
grea
ter
pat
ient
-per
ceiv
ed r
elat
iona
l con
tinui
ty; p
atie
nt a
nd p
rovi
der
per
cep
tions
of
con
tinui
ty a
re in
fluen
ced
by
diff
eren
t fa
ctor
s.75
84
Gap
s in
bot
h co
ord
inat
ion
and
per
son-
cent
red
ca
re h
ave
bee
n d
ocum
ente
d a
cros
s si
x La
tin A
mer
ican
/Car
ibb
ean
coun
trie
s.75
The
re a
re m
yria
d
stud
ies
that
hav
e ex
plo
red
det
erm
inan
ts o
f sat
isfa
ctio
n w
ith p
erso
n-ce
ntre
d c
are
incl
udin
g st
ruct
ural
fact
ors,
pro
cess
fact
ors,
per
cep
tions
of q
ualit
y an
d o
utco
mes
.80
85
C5.
a Fi
rst
cont
act
acce
ssib
ility
- W
hile
the
re a
re m
yria
d in
terv
entio
n ty
pes
for
imp
rovi
ng a
cces
s, m
ore
evid
ence
is n
eed
ed a
bou
t w
hich
le
vers
sho
uld
be
used
in w
hich
con
text
s as
wel
l as
the
app
rop
riate
to
ols
for
mea
surin
g fir
st c
onta
ct a
cces
s in
LM
IC.
Mod
erat
e -
12
artic
les
C5.
b C
ontin
uity
- M
ost
of t
he e
vid
ence
on
cont
inui
ty is
from
Lat
in
Am
eric
a an
d Ir
an; k
ey q
uest
ions
rem
ain
on t
he im
pac
t of
con
tinui
ty
to a
pro
vid
er v
s co
ntin
uity
to
a te
am o
r fa
cilit
y in
imp
rovi
ng
outc
omes
and
per
cep
tions
of c
are.
Mod
erat
e -
11
artic
les
C5.
c C
omp
rehe
nsiv
enes
s -
Mor
e ev
iden
ce is
nee
ded
on
the
inte
grat
ion
of c
urat
ive
and
pre
vent
ive
care
with
in P
HC
faci
litie
s as
w
ell a
s th
e b
est
way
s to
tra
in s
taff
to b
ecom
e m
ore
com
pre
hens
ive
in c
apac
ity a
nd a
pp
roac
h to
the
car
e of
eac
h p
atie
nt.
Hig
h -
16
artic
les
C5.
d C
oord
inat
ion
- Th
ere
is a
dea
rth
of e
vid
ence
on
the
exp
erie
nce
of c
are
coor
din
atio
n w
ithin
larg
e, fr
agm
ente
d p
ublic
/priv
ate
syst
ems
in s
ub-S
ahar
an A
fric
a an
d S
outh
Asi
a as
wel
l as
the
bes
t w
ays
to
imp
rove
coo
rdin
atio
n an
d in
form
atio
n tr
ansf
er a
bou
t tr
ansi
tions
of
care
and
ref
erra
ls in
the
se s
yste
ms.
Mod
erat
e -
11
artic
les
C5.
e -
Per
son-
cent
red
- M
ore
exp
lora
tion
is n
eed
ed o
n th
e ap
par
ent
lack
of r
elat
ions
hip
bet
wee
n ob
serv
ed q
ualit
y an
d c
are
seek
ing
beh
avio
ur a
s w
ell a
s p
erce
ived
vs
obse
rved
qua
lity.
Hig
h -
18
artic
les
EB
AIS
, Eq
uip
os B
ásic
os d
e A
tenc
ión
Inte
gral
de
Sal
ud; F
FS, f
ee fo
r se
rvic
e; L
MIC
, low
-inc
ome
and
mid
dle
-inc
ome
coun
trie
s; N
CD
, non
-com
mun
icab
le d
isea
se; P
HC
, prim
ary
heal
thca
re; P
HC
PI,
Prim
ary
Hea
lthca
re P
erfo
rman
ce In
itiat
ive.
Tab
le 2
C
ontin
ued
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BMJ Global Health
Table 3 Summary of the quantity of evidence and the trajectory of 14 PHC systems (2010 to 2017); red = low evidence (0 to 6 articles), yellow = moderate evidence (7 to 13 articles), green = high evidence (14+ articles)
Country Evidence baseTrajectory of PHC system since 2010
Afghanistan Moderate – 12 Improving
Bolivia Low - 4 Indeterminate
Brazil High - 43 Improving
Costa Rica Low – 3 Stable to improving
Cuba Low – 1 Indeterminate
Gambia Low - 2 Indeterminate
Ghana High - 14 Improving
Iran Moderate - 11 Stable
Kerala Low - 2 Indeterminate
Liberia Low - 3 Stable to improving
Mexico Moderate - 10 Stable to improving
Niger Low - 3 Indeterminate
Sri Lanka Low - 5 Stable to improving
Thailand High - 15 Stable to improving
PHC, primary healthcare.
strategies in various LMIC contexts, and the extent to which task shifting can work for more complex condition or in people with multiple comorbidities.
We found the least volume of evidence on funds, infor-mation systems and timeliness. For funds in particular - a topic defined as the availability, control and management of funds at the facility level - our search returned no arti-cles.17 Very little information was available as well for how PHC systems can learn and innovate in a reliable manner, and better engage populations in their work. Much more research is also needed on patient safety in PHC settings in LMIC.
Country-specific findingsOur review of 14 countries in Kruk et al’s (2010) paper described progress in many of the reviewed countries (table 3). Of the nine countries with sufficient evidence, all had either stable or improving outcomes since 2010. Eight (57%) of the 14 countries reviewed were catego-rised as ‘Low’ for the quantity of the evidence, with six of those eight having three or fewer articles published during the period of review. Five of those six were ulti-mately categorised as an ‘Indeterminate’ trajectory given the dearth of evidence. Only three countries (21%) were qualified as ‘High’ quantity of evidence. It is notable that 33% of all country-specific articles focused on Brazil exclusively, which generates a disproportionately high amount of high-quality PHC evidence. No country previ-ously identified had clearly worsening outcomes. The full summaries of the country update are in online supple-mentary file 4.
dIsCussIonWe conducted a scoping review of the recent literature on PHC in LMIC (2010 to 2017), based on the struc-ture of the PHCPI conceptual framework. We profile 207 articles in this review, which reveal a heterogeneous focus of the recent literature. We found a few thoroughly researched components of PHC particularly in the areas of PHC policy, payment and workforce - including prov