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Presented to: Hershey Aviation Conference
By: Ed Gabsewics, Charlie Campbell & Suki Gill
Date: March 3, 2010
Federal AviationAdministration
Environmental Review Requirements
Understanding the Process
2Federal AviationAdministration
Environmental Review Requirements
March 3, 2010
Environmental Review Requirements Overview
• Compliance with Federal Laws• FAA Responsibilities• Sponsor Responsibilities• Levels of Environmental Review• Conditions of Approval• Tips to Assure Approval• Timelines
3Federal AviationAdministration
Environmental Review Requirements
March 3, 2010
National Environmental Policy Act (NEPA) of 1969 Requires ALL Federal Agencies to:
Consider Impacts of Their Federal Actions
Involve the Public
Demonstrate Compliance with Laws
Completion of Process/Finding
Document Such Consideration
4Federal AviationAdministration
Environmental Review Requirements
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What triggers a Federal Action?(Refer to 5050.4B Chapter 1, Section 9.g.)
1) Receive Federal grant (AIP)
2) Use of PFC funding
3) Airport Development Requiring ALP Change
4) Acquire Land or Land Release (ALP Change)
5) New Airport Development Project
(Regardless of Funding Source)
6) Approving NCPs under 14 CFR, Part 150
5Federal AviationAdministration
Environmental Review Requirements
March 3, 2010
FAA’s Role
• Responsible for Assessing Significance of Environmental Impacts
• Assures that Documentation is a Full, Accurate& Fair Assessment of the Potential Environmental Impacts
• Initiates Consultation with SHPO, Tribal Governments
6Federal AviationAdministration
Environmental Review Requirements
March 3, 2010
FAA Environmental References(http://www.faa.gov/airports/eastern/environmental/)
Order 1050.1E
Environmental Impacts: Policies and Procedures (March 20, 2006)
Order 5050.4B
NEPA Implementing Instructions for Airport Actions (April 28, 2006)
FAA Airports Desk Reference for Airport Actions (October 2007)
7Federal AviationAdministration
Environmental Review Requirements
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Other Laws Triggered by Federal Action
Endangered Species Act National Historic Preservation Act Clean Air Act & Clean Water Act EO 11988 Floodplain Management
EO 11990 Protection of Wetlands Farmland Protection Policy Act
Section 4(f) – Parks, Historic Sites Others (20+)
8Federal AviationAdministration
Environmental Review Requirements
March 3, 2010
Levels of Environmental Review
• Categorical Exclusion (CATEX) - Actions must be listed in 1050.1E, paragraphs 307-312
• Environmental Assessment (EA)- Finding of No Significant Impact
(FONSI)
• Environmental Impact Statement (EIS) - Record of Decision (ROD)
9Federal AviationAdministration
Environmental Review Requirements
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Definition of a Categorical Exclusion
“…categories of actions that normally do not individually or cumulatively have significant adverse effects on the human environment and which have been found [by the federal agency] to have no such effect.”
--40 CFR 1508.4
10Federal AviationAdministration
Environmental Review Requirements
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When can you typically use a Categorical Exclusion?
• If Proposed Action …
Is Listed on CATEX list in 1050.1E, paragraphs 307-312
Does not involve any Extraordinary Circumstances
Has No Significant Effects Identified by Resource Agencies
11Federal AviationAdministration
Environmental Review Requirements
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CATEX List(See 1050.1E, paragraphs 307-312)
1) Administrative/General
2) Certification
3) Equipment and Instrumentation
4) Facility Siting, Construction, & Maintenance
5) Procedural
6) Regulatory
12Federal AviationAdministration
Environmental Review Requirements
March 3, 2010
Who Prepares Documentation?
Sponsors/Consultants are Responsible for:
– Identifying the Need for Action– Developing Conceptual Alternatives– Preparing Required Environmental
Documentation– Providing Additional Data & Information to
the FAA
13Federal AviationAdministration
Environmental Review Requirements
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How to prepare a Categorical Exclusion?
Do your homework…
Need enough project-specific information for the FAA to make an independent decision
Sponsor/Consultant must provide information as to how they made the decision of no impact
14Federal AviationAdministration
Environmental Review Requirements
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Planning for Success
Early Coordination with FAA!!
Get familiar with Orders 5050.4B & 1050.1E + Desk Reference
Plan ahead for agency coordination
Don’t overlook requirements of Special Purpose Laws
Allow adequate time for agencies to conduct needed studies
If questions, call ADO Environmental Specialists or your Project Manager
Avoid potential headaches in the future by completing a thorough review now!
15Federal AviationAdministration
Environmental Review Requirements
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CATEX Tips
Project Title = Grant Title Cite appropriate Category (1050.1E, Para. 307– 312) Clearly describe the proposed action. Read and follow the form! Include thorough documentation Attach additional/supporting details Check that coordination is still current Always attach a project map.
16Federal AviationAdministration
Environmental Review Requirements
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Extraordinary Circumstance(s)? (See 1050.1E, Para 304a – k)
• When normally CATEXable action possibly involves an extraordinary circumstance, FAA must comply with any special purpose laws and determine if impacts warrant a CATEX or…
• Decide if an EA or EIS needed
17Federal AviationAdministration
Environmental Review Requirements
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When is an Environmental Assessment Appropriate?
- Actions normally CATEX’d, but which have extraordinary circumstances
- Uncertain environmental impact
potential
- Significance criteria not well defined
(Most Actions NOT listed in 1050.1E, Para. 307 – 312)
18Federal AviationAdministration
Environmental Review Requirements
March 3, 2010
Actions Normally Requiring an EA(See 1050.1E – Chapter 4)
• New Airport Location• New Runway or Major Runway Extension• Runway Strengthening
– Potential Noise Increase of 1.5 dB or more• Road Construction or Relocation
– Change in Level of Service• Land Acquisition with Major Runway Projects• New Instrument Approach Procedures
– Less than 3000 feet above ground level• Issuance of Air Type & Carrier Certificates• Well Drilling on Airport Property
19Federal AviationAdministration
Environmental Review Requirements
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Purpose of EA
• Focus is presumed lack of significant impact or ability to mitigate
• Documents lack of significant impacts
• Provides adequate environmental analysis to support an FAA finding (FONSI) and in some cases a decision (ROD)
20Federal AviationAdministration
Environmental Review Requirements
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Short EA Form?
• Consider all aspects of the project and potential for extraordinary circumstances
• Talk with FAA early to discuss potential for Short Environmental Assessment Form use
• Newly Revised Short EA Form available on-line
21Federal AviationAdministration
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Got Significant Impacts?
• Stop EA process and start EIS process
• Lost time and resources
• FAA may require new consultant selection process
22Federal AviationAdministration
Environmental Review Requirements
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Conditions of Approval(AIP or Non-AIP Funding)
Environmental Approval Must be Issued Before a Grant is Issued &/or Any Construction can Begin (Regardless of Funding Source)
Environmental Approval DOES NOT = Final Project Approval or Funding Availability
Environmental Finding Valid for 3 YEARS, then Further Validation Required
23Federal AviationAdministration
Environmental Review Requirements
March 3, 2010
Plan Ahead!
• If you need to do projects, FAA needs environmental documents by April 30 of the year preceding the year funding is requested
• Note: Environmental documents for FY11 Projects are due to FAA by April 30, 2010.
24Federal AviationAdministration
Environmental Review Requirements
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Environmental Forms On-Line
• Environmental Evaluation Forms and References are available at:
http://www.faa.gov/airports/eastern/environmental/
25Federal AviationAdministration
Environmental Review Requirements
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• Why do we need an update?
• When is a Short Form EA appropriate?
• New Categorical Exclusion Form
Revised Short Form EA Overview
26Federal AviationAdministration
Environmental Review Requirements
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Revised Short Form EA
• Where can the new document be found?
http://www.faa.gov/airports/eastern/environmental/media/C10.DOC
27Federal AviationAdministration
Environmental Review Requirements
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Why do we need an update?
• The Form C has been in use since 1999 and has not been updated since.
• FAA Orders 5050.4B and 1050.1E
became effective in 2006.
• The Airports Desk Reference became effective in 2007.
• Form’s A and B were combined and became the Categorical Exclusion Form in 2007.
28Federal AviationAdministration
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When Should a Short Form EA Be Used?
• First and foremost, speak to your local EPS to assess the potential impacts and see if the Short EA is appropriate.
• Follow the instructions on the last page
• Does the project meet applicable criteria?
29Federal AviationAdministration
Environmental Review Requirements
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When Should a Short Form EA Be Used?
Example #1:
-Off-Airport Obstruction Removal
-Project includes tree topping, cutting & clearing
-Environmental Impacts – Air Quality and minor wetland impacts
-No other extraordinary circumstances apply
30Federal AviationAdministration
Environmental Review Requirements
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When Should a Short Form EA Be Used?
Example #2:
-Land Release
-Project includes releasing 20 acres of land for non-aviation purposes. A two-story, 30,000 square foot, commercial building will be constructed. A parking lot will also be constructed for approximately 130 parking spaces.
-Environmental impacts – Air quality, noise (traffic) and minor wetland impacts.
Example #3:
-Land Release
-Project is same as Example #2
-Environmental impacts – Air quality, noise (traffic), Federal wetland impacts, historic resources, floodplain.
31Federal AviationAdministration
Environmental Review Requirements
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Some Points to Remember…..
• Contact your local EPS
• Make use of the space within the Short Form
• Strong Purpose & Need and Project Description
• Attach necessary consultation & mapping
• Don’t overlook requirements of special purpose laws
32Federal AviationAdministration
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NEW Categorical Exclusion Form for Administrative/General Actions & Equipment
• This Form will be completed by the local ADO for those projects that fall under the following categories ONLY:
307h Approval of an airport’s sponsor request to impose Passenger facility Charges or approval to impose and use Passenger Facility Charges for planning studies.
307m FAA administrative actions associated with transfer of ownership or operation of an existing airport, for acquisition or long-term lease as long as the transfer is limited to ownership, right of possession, and/or operating responsibility.
307n Issuance of grants to prepare noise exposure maps and noise compatibility programs.
307o Issuance of planning grants which do not imply a project commitment, such as airport planning grants and grants to states participating in the state block grant program
309h Acquisition of security equipment required by rule or regulation for the safety or security of personnel and property on the airport or snow removal equipment.