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<Insert Picture Here> Upgrading to 11g – Best Practices Ashish Agrawal Mirella Gazzoni Senior Principal Technical Support Engineer Customer Support Manager Center of Excellence Customer Support Education

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Upgrading to 11g – Best Practices

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Page 1: Presentation - Upgrading to 11g – Best Practices

<Insert Picture Here>

Upgrading to 11g – Best Practices

Ashish Agrawal Mirella Gazzoni

Senior Principal Technical Support Engineer Customer Support Manager

Center of Excellence Customer Support Education

Page 2: Presentation - Upgrading to 11g – Best Practices

Recap

Agenda

Challenges & Best Practices

SQL Plan Management

AWR & STATSPACK

Real Application Testing

Q&A

Page 3: Presentation - Upgrading to 11g – Best Practices

t

2008

2003

2004

2005

2006

2007

2002

2009

2010

today

Lifetime Support Policy

2011

2012

2013

2014

Sustaining Support

Premier Support

R2 July 2007

Extended SupportJuly 2010

January 2009 January 2012

R2 July 2010 July 2013

http://www.oracle.com/support/library/brochure/lifetime-support-technology.pdf

2015

2016

August 2012 August 2015

July 2008

Page 4: Presentation - Upgrading to 11g – Best Practices

Lifetime Support Policy Deliverables

NoNo����������������Certification with new Oracle ProductsCertification with new Oracle Products

NoNo����������������Certification with existing Third Party Certification with existing Third Party

Products/VersionsProducts/Versions

NoNoNoNo��������Certification with New Third Party Certification with New Third Party

Products/VersionsProducts/Versions

NoNo����������������Upgrade ScriptsUpgrade Scripts

NoNo����������������Tax, Legal and Regulatory UpdatesTax, Legal and Regulatory Updates

PrePre--existing Onlyexisting Only����������������Updates, Fixes, Security Alerts and Critical Patch Updates, Fixes, Security Alerts and Critical Patch

UpdatesUpdates

������������������������Access to Knowledge BaseAccess to Knowledge Base

(MetaLink/Customer Connection/SupportWeb)(MetaLink/Customer Connection/SupportWeb)

������������������������Technical SupportTechnical Support

������������������������Major Product and Technology ReleasesMajor Product and Technology Releases

Sustaining

Support

Extended

Support

Premier

Support

Feature

Page 5: Presentation - Upgrading to 11g – Best Practices

Documentation

• Note: 466181.1 Upgrade Companion 10gR2

• Note: 601807.1 Upgrade Companion 11g

Page 6: Presentation - Upgrading to 11g – Best Practices

Documentation

• Note: 601807.1 Upgrade Companion 11g

Page 7: Presentation - Upgrading to 11g – Best Practices

Documentation

• Note: 601807.1 Upgrade Companion 11g

Page 8: Presentation - Upgrading to 11g – Best Practices

My Oracle Support Configuration Manager

A Support capability that automates configuration information

exchange between Oracle and our customers enabling faster

resolution and proactive detection of customer issues. My Oracle

Support utilizes core configuration management capabilities available

from Oracle Enterprise Manager and provides:

• The ability to define configurations and organize projects

• A view of System details and changes

• Create, track, and status Service Requests

• Advanced Knowledge Management capabilities

• Proactive problem avoidance with HealthChecks

• Proactive Product and Security Alerts

What is it?

Page 9: Presentation - Upgrading to 11g – Best Practices

OCM: The Big Picture

Support

HTTPS

Customer Site

< Back Next > Cancel

Oracle Support Live Link™

Oracle Live Link helps Oracle provide you timely and

focused Support.

A small amount of information about your environment is

sent to Oracle support to better handle your requests.

To see an example of the information, select this link.

Oracle Live Link ™Oracle Live Link ™

Enable Oracle Live Link

Disable Oracle Live Link

Simple install/command UI

Knowledge

Management

ProxyServer

My Oracle Support or MetaLink

SCM

Config View

Oracle CCR

Page 10: Presentation - Upgrading to 11g – Best Practices

What is a system?

Systems are named collections of hardware, software, and operating system running on a machine

Page 11: Presentation - Upgrading to 11g – Best Practices

System Health – Health Checks and Patch Advice

Page 12: Presentation - Upgrading to 11g – Best Practices

System Health Dashboard

Page 13: Presentation - Upgrading to 11g – Best Practices

Inventory and Usage - Details Page

To change from graphical view

Page 14: Presentation - Upgrading to 11g – Best Practices

Sample System Data being pulled …

Infrastructure level• Apps web configuration

• Apps web configuration files

• Context files

• Database configuration

• Database configuration files

• Custom context variables

• Environment context variables

• Global context variables

• Host context variables

• Install context variables

• Process context variables

• System context variables

• Technology stack inventory (file system)

• Workflow mailer configuration

• Workflow mailer configuration files

Infrastructure level• Apps web configuration

• Apps web configuration files

• Context files

• Database configuration

• Database configuration files

• Custom context variables

• Environment context variables

• Global context variables

• Host context variables

• Install context variables

• Process context variables

• System context variables

• Technology stack inventory (file system)

• Workflow mailer configuration

• Workflow mailer configuration files

JServ level• Configuration files

• Zones

JServ level• Configuration files

• Zones

HTTP Server level• Cipher suites

• Configuration files

• General

• Listen addresses

• Performance related settings

• Virtual hosts

HTTP Server level• Cipher suites

• Configuration files

• General

• Listen addresses

• Performance related settings

• Virtual hosts

Application Server

level• Configuration files

• Console configuration

• DCM configuration

• Deployed applications

• General

• OPMN configuration

Application Server

level• Configuration files

• Console configuration

• DCM configuration

• Deployed applications

• General

• OPMN configuration

eBusiness Suite• # of active users

• Applied patches

• Custom forms

• Applications system summary

• Applications topology

• Comprising patches

• Component versions

• Config version

• Custom applications

• Profile options registered under custom app.

• Custom database objects

• Cust. Hooks

• Custom message count

• Custom objects owned by Apps

• Custom request sets

• Responsibility count

• Custom triggers

• Custom value sets – table validated

• Custom value sets – other

• Custom workflows

• Data groups

• Database version

• End-Dated users

• Generic service components parameters

• High priority patches not applied

• JTF hooks

• Localization modules

• NSL languages

• Other customizations

• Application patch levels

• Printers

• Printer drivers

• Profile options

• Registered Oracle users

• Technology stack inventory (DB)

eBusiness Suite• # of active users

• Applied patches

• Custom forms

• Applications system summary

• Applications topology

• Comprising patches

• Component versions

• Config version

• Custom applications

• Profile options registered under custom app.

• Custom database objects

• Cust. Hooks

• Custom message count

• Custom objects owned by Apps

• Custom request sets

• Responsibility count

• Custom triggers

• Custom value sets – table validated

• Custom value sets – other

• Custom workflows

• Data groups

• Database version

• End-Dated users

• Generic service components parameters

• High priority patches not applied

• JTF hooks

• Localization modules

• NSL languages

• Other customizations

• Application patch levels

• Printers

• Printer drivers

• Profile options

• Registered Oracle users

• Technology stack inventory (DB)

Database level• Config version

• Control files

• Data files

• Instance information

• Feature usage

• High water mark

• Initialization parameters

• Session high water mark

• Options

• Redo logs

• Rollback segments

• SGA

• Tablespaces

• Database users

• Statspack configuration

Database level• Config version

• Control files

• Data files

• Instance information

• Feature usage

• High water mark

• Initialization parameters

• Session high water mark

• Options

• Redo logs

• Rollback segments

• SGA

• Tablespaces

• Database users

• Statspack configuration

Host level• Operating system initialized services

• Operating system ULIMITs

• Hardware

• CPUs

• IO devices

• Network interfaces

• Operating system

• Component

• File system

• Modules

• OS parameters

• Registered software

Host level• Operating system initialized services

• Operating system ULIMITs

• Hardware

• CPUs

• IO devices

• Network interfaces

• Operating system

• Component

• File system

• Modules

• OS parameters

• Registered software

Page 15: Presentation - Upgrading to 11g – Best Practices

Configuration ManagerOracle Configuration Manager and Oracle Enterprise Manager

• You do not need to install Enterprise Manager (EM) in

order to use the Oracle Configuration Manager.

• If EM Agent is already installed, you may also install the

Oracle Configuration Manager

• EM and Oracle Configuration Manager send data to

different repositories: Enterprise Manager sends to EM

Repository, Oracle Configuration Manager sends to

Customer Configuration Repository at Oracle Support.

• To manage your Oracle system with EM and also send

Configuration data back to configuration manager in My

Oracle Support or MetaLink, each must be installed on the

system.

Page 16: Presentation - Upgrading to 11g – Best Practices

Service Request Severity Definitions

Severity Level 4

Severity Level 3

Severity Level 2

Severity Level 1

No Business Impact

Minor Business Impact

Serious Business Impact

Critical Business Impact

No loss of service or resources

Minor loss of service or resources

Severe loss of service or resources w/o acceptable workaround

Complete loss of service or resources and work cannot

reasonably continue - the work is considered “mission critical”

Page 17: Presentation - Upgrading to 11g – Best Practices

Escalation Process

Support Representative

Manager /

Escalation Manager

Senior Manager

or Director

V.P. or

Executive

Customer

Call US: 800 223 1711Other Global Support Hot Lines:

http://www.oracle.com/support/contact.html

Page 18: Presentation - Upgrading to 11g – Best Practices

Global Customer Care

Global Customer Care is a highly available expert resource that resolves customers' business-related inquiries while capturing and sharing feedback to

enhance the customer relationship.Responsibilities include but are not limited to:

• Access and navigation of Oracle Support websites (including Metalink)

• Placing software orders

• Assisting with CSI questions

• Assisting with product or platform issues related to SR logging

• Locate and provide published information

• Create software upgrade orders

Call US: 800 223 1711Other Global Support Hot Lines:

http://www.oracle.com/support/contact.html

Page 19: Presentation - Upgrading to 11g – Best Practices

Oracle Support Serviceshttp://www.oracle.com/support

Page 20: Presentation - Upgrading to 11g – Best Practices

Oracle Advisor Webcasts Now Available Through My Oracle Support and MetaLink!

• A new way to receive information about your Oracle E-

Business Suite solutions

• Go to MetaLink Note 398877.1 -Welcome to the

Oracle Advisor Webcast Program!

• Includes links to the Advisor Webcast page

• Instructions for registering and viewing both live and archived

webcasts

• The current menu of scheduled webcasts to choose from

Page 21: Presentation - Upgrading to 11g – Best Practices

Process and Tools Advisor Webcasts

http://www.oracle.com/support/seminars.html

Page 22: Presentation - Upgrading to 11g – Best Practices

Customer Support Education

Delivery Options

• One-on-One Customer meetings and Webcasts

• Support Webcasts – targeting a core Customer audience

• Regularly scheduled free Internet Seminars

• Regional Support Education Workshops

• User Groups, SIGs, RUGs, etc.

Value to you

Following attendance at one of our presentations, Customers have

experienced, on average:

• Up to a 40% reduction in volume of new Service Requests

• As much as a 70% reduction in issues requiring further

escalation

• A 10% increase in overall Customer Satisfaction

Page 23: Presentation - Upgrading to 11g – Best Practices

Customer Support Education

Contact us via the email addresses below, or contact a

member of the CSE Team directly

• External email:

• North America:

[email protected]

Page 24: Presentation - Upgrading to 11g – Best Practices

Recap

Agenda

Challenges & Best Practices

SQL Plan Management

AWR & STATSPACK

Real Application Testing

Q&A

Page 25: Presentation - Upgrading to 11g – Best Practices

Upgrade Paths

OS Change?OS Change?YY NN

UPGRADEUPGRADE

Export/ImportExport/Import

CTAS, COPYCTAS, COPY

Transportable TablespacesTransportable Tablespaces

Transportable DatabaseTransportable Database

Oracle StreamsOracle Streams

DBUA DBUA

Downtime >45min?Downtime >45min?

YY

NN

SQL ApplySQL Apply

ORACLE recommended

ORACLE recommended

CLI CLI

SQL> @catupgrd

Page 26: Presentation - Upgrading to 11g – Best Practices

Challenges

• >90% of highly visible problems attributed to an upgrade do

not occur while upgrading but appear as unanticipated

performance degradations days or weeks after the upgrade

operation completed

• Usually too late to schedule another extended outage to downgrade

• Other changes have been introduced elsewhere to make the

downgrade even more complex

• Typical root causes:

• Optimizer regression - execution plan chosen is worse

• Queries are slow

• Reports or batches take longer to complete

• Increased overall resource requirements

• Changed behavior / new bottlenecks under high load

Page 27: Presentation - Upgrading to 11g – Best Practices

Best Practices – Preserve

• Preserve as much information as possible BEFORE you

upgrade the production environment to the new release -

that's of vital importance!!!

• Capture accurate performance statistics to act as baseline

• Allows comparison: before ↔ after

• Measure query and batch timings

• System level performance stats (OS Watcher / statspack /

AWR)

• Save execution plans

• Save old configuration information (RDA / OCM)

Page 28: Presentation - Upgrading to 11g – Best Practices

Best Practices – Preserve

• Keep a backup copy of your current optimizer

statistics. See Note 465787.1• Incorrect / inaccurate optimizer statistics is one cause

of suboptimal execution plans.• Save execution plans

Page 29: Presentation - Upgrading to 11g – Best Practices

Best Practices – Pre Upgrade

• Upgrade and stress test a test database first

• Do functional testing

• Always use real production data

• Create a copy of the production database with RMAN

• Or leverage a standby DB if multiple exist

• Run performance tests with real life loads!!!

• Rehearse both upgrade and back out procedures

• Consider other dependent components that have to be shut

down too

• Should be able to do steps in your sleep

• Most production systems upgrade during off-hours

• Use a buddy system to make sure checklists are followed

Page 30: Presentation - Upgrading to 11g – Best Practices

Pre Upgrade

• Create dictionary statistics prior to the upgrade - otherwise

it will take significantly longer

• Detailed scripts can be found here:

Oracle® Database Upgrade Guide Appendix B

• Or in / :

SQL> EXECUTE dbms_stats.gather_schema_stats('SYS',options => 'GATHER',estimate_percent => DBMS_STATS.AUTO_SAMPLE_SIZE,method_opt => 'FOR ALL COLUMNS SIZE AUTO',

cascade => TRUE);

SQL> EXECUTE dbms_stats.gather_schema_stats('SYS',options => 'GATHER',estimate_percent => DBMS_STATS.AUTO_SAMPLE_SIZE,method_opt => 'FOR ALL COLUMNS SIZE AUTO',

cascade => TRUE);

SQL> EXECUTE dbms_stats.gather_dictionary_stats;SQL> EXECUTE dbms_stats.gather_dictionary_stats;

Page 31: Presentation - Upgrading to 11g – Best Practices

Post Upgrade

• Create system statistics during a regular workload period -

otherwise non-appropriate values for the CBO will be used:

SQL> select pname NAME, pval1 WERT, pval2 INFOfrom aux_stats$;

NAME WERT INFO-------------------- ---------- ------------------------------STATUS COMPLETEDDSTART 04-07-2008 12:30DSTOP 05-07-2008 12:30FLAGS 1CPUSPEEDNW 1392,39IOSEEKTIM 11,405IOTFRSPEED 25595,605...

SQL> select pname NAME, pval1 WERT, pval2 INFOfrom aux_stats$;

NAME WERT INFO-------------------- ---------- ------------------------------STATUS COMPLETEDDSTART 04-07-2008 12:30DSTOP 05-07-2008 12:30FLAGS 1CPUSPEEDNW 1392,39IOSEEKTIM 11,405IOTFRSPEED 25595,605...

SQL> EXECUTE dbms_stats.gather_system_stats('start');...SQL> EXECUTE dbms_stats.gather_system_stats('stop');

SQL> EXECUTE dbms_stats.gather_system_stats('start');...SQL> EXECUTE dbms_stats.gather_system_stats('stop');

Page 32: Presentation - Upgrading to 11g – Best Practices

Post Upgrade

• Create fixed table statistics soon after the upgrade:

SQL> executedbms_stats.gather_fixed_objects_stats;

SQL> executedbms_stats.gather_fixed_objects_stats;

Page 33: Presentation - Upgrading to 11g – Best Practices

Validate statistics gathering strategy

Default for DBMS_STATS isDefault for DBMS_STATS isDefault for DBMS_STATS isDefault for DBMS_STATS is

DBMS_STATS.GATHER_SCHEMA_STATS(OWNNAME=>‘NAME',DBMS_STATS.GATHER_SCHEMA_STATS(OWNNAME=>‘NAME',DBMS_STATS.GATHER_SCHEMA_STATS(OWNNAME=>‘NAME',DBMS_STATS.GATHER_SCHEMA_STATS(OWNNAME=>‘NAME',----ESTIMATE_PERCENT=>DBMS_STATS.AUTO_SAMPLE_SIZE,ESTIMATE_PERCENT=>DBMS_STATS.AUTO_SAMPLE_SIZE,ESTIMATE_PERCENT=>DBMS_STATS.AUTO_SAMPLE_SIZE,ESTIMATE_PERCENT=>DBMS_STATS.AUTO_SAMPLE_SIZE,----METHOD_OPT=>'FOR ALL COLUMNS SIZE AUTO',METHOD_OPT=>'FOR ALL COLUMNS SIZE AUTO',METHOD_OPT=>'FOR ALL COLUMNS SIZE AUTO',METHOD_OPT=>'FOR ALL COLUMNS SIZE AUTO',----GRANULARITY =>'AUTO',GRANULARITY =>'AUTO',GRANULARITY =>'AUTO',GRANULARITY =>'AUTO',----CASCADE=>DBMS_STATS.AUTO_CASCADE,CASCADE=>DBMS_STATS.AUTO_CASCADE,CASCADE=>DBMS_STATS.AUTO_CASCADE,CASCADE=>DBMS_STATS.AUTO_CASCADE,----NO_INVALIDATE=>DBMS_STATS.AUTO_INVALIDATE);NO_INVALIDATE=>DBMS_STATS.AUTO_INVALIDATE);NO_INVALIDATE=>DBMS_STATS.AUTO_INVALIDATE);NO_INVALIDATE=>DBMS_STATS.AUTO_INVALIDATE);

ESTIMATE_PERCENT is set to AUTO_SAMPLE_SIZE.ESTIMATE_PERCENT is set to AUTO_SAMPLE_SIZE.ESTIMATE_PERCENT is set to AUTO_SAMPLE_SIZE.ESTIMATE_PERCENT is set to AUTO_SAMPLE_SIZE.In 11g You are encouraged to use AUTO_SAMPLE_SIZE for ESTIMATE_PIn 11g You are encouraged to use AUTO_SAMPLE_SIZE for ESTIMATE_PIn 11g You are encouraged to use AUTO_SAMPLE_SIZE for ESTIMATE_PIn 11g You are encouraged to use AUTO_SAMPLE_SIZE for ESTIMATE_PERCENT .ERCENT .ERCENT .ERCENT .

In 11g AUTO_SAMPLE_SIZE is very fast compared to earlier versiIn 11g AUTO_SAMPLE_SIZE is very fast compared to earlier versiIn 11g AUTO_SAMPLE_SIZE is very fast compared to earlier versiIn 11g AUTO_SAMPLE_SIZE is very fast compared to earlier versions.ons.ons.ons.and gives accuracy of close to 100 % sample size. and gives accuracy of close to 100 % sample size. and gives accuracy of close to 100 % sample size. and gives accuracy of close to 100 % sample size.

AUTO_SAMPLE_SIZE uses a new HashAUTO_SAMPLE_SIZE uses a new HashAUTO_SAMPLE_SIZE uses a new HashAUTO_SAMPLE_SIZE uses a new Hash----based Sampling for Column Statisticsbased Sampling for Column Statisticsbased Sampling for Column Statisticsbased Sampling for Column Statistics. . . .

Page 34: Presentation - Upgrading to 11g – Best Practices

Validate statistics gathering strategy

• New Features in dbms_stats in 11g

• Multicolumn Statistics

• Expression Statistics

• Statistic Preferences

Page 35: Presentation - Upgrading to 11g – Best Practices

Best Practices

• Possibilities for performance analysis and

prediction:

• STATSPACK

• AWR

• SQL Plan Management

• Real Application Testing

• SQL Performance Analyzer

• Database Replay

Page 36: Presentation - Upgrading to 11g – Best Practices

Recap

Agenda

Challenges & Best Practices

SQL Plan Management

AWR & STATSPACK

Real Application Testing

Q&A

Page 37: Presentation - Upgrading to 11g – Best Practices

Automatic Workload Repository

• Since Oracle 10g: AWR (Automatic Workload Repository)

• Statistics repository in the SYSAUX tablespace

• Contains AWR snapshots (current and past periods)

• Requires a license for Diagnostic Pack

• Command line report:

• @?/rdbms/admin/awrrpt.sql

• Export the AWR:

beginDBMS_SWRF_INTERNAL.AWR_EXTRACT(

dmpfile => 'awr_data.dmp',dmpdir => 'TMP_DIR',bid => 302,eid => 305);

end;/

beginDBMS_SWRF_INTERNAL.AWR_EXTRACT(

dmpfile => 'awr_data.dmp',dmpdir => 'TMP_DIR',bid => 302,eid => 305);

end;/

Page 38: Presentation - Upgrading to 11g – Best Practices

STATSPACK

• Database performance tool - pre-10g

• Note:394937.1 STATSPACK guide

• Export the PERFSTAT user

Page 39: Presentation - Upgrading to 11g – Best Practices

Recap

Agenda

Challenges & Best Practices

SQL Plan Management

AWR & STATSPACK

Real Application Testing

Q&A

Page 40: Presentation - Upgrading to 11g – Best Practices

Challenge

How do I ensure plan stability???

Page 41: Presentation - Upgrading to 11g – Best Practices

Plan Stability Techniques

• Optimizer - prevent execution plan changes:

• Classical approach:

• Rule Based Optimizer (Please note: RBO desupport since Oracle 10g)

• Hints

• Stored Outlines

• Rewriting SQL statements

• optimizer_features_enabled=n.n.n

• Change specific optimizer parameters

• Import and fix object and system statistics

• Modern, efficient and better resource consumption:

• SQL Plan Management

• SQL Profiling

Page 42: Presentation - Upgrading to 11g – Best Practices

Without SQL Plan Management

• Challenging to "freeze" execution plans and statistics

• Difficulty:

• Statement has been parsed and a plan got created.

Verification happens during execution:

• Now some conditions get changed (e.g. upgrade)

• A new plan will be created - is it better or worse???

HJ

HJ

GB

Parse Execute Plan acceptable

NL

NL

GB

Parse Execute Plan possiblynot acceptable

Page 43: Presentation - Upgrading to 11g – Best Practices

SQL Plan Management

• First preventive and fully transparent database mechanism

to ensure plan stability

• SQL execution plans will be recorded

• A SQL Baseline will be created

• Consists of accepted execution plans

• Contains only plans for statements being parsed/executed more than once

• Only known and verified and accepted plans will be used

• Package: DBMS_SPM

Page 44: Presentation - Upgrading to 11g – Best Practices

SQL Plan Management

• 3 phases for plan stability:

• Capture

• Create a SQL Baseline representing trusted execution plans

• Baseline is stored in SQL Management Base in tablespace

SYSAUX

• Selection

• Only accepted plans will be used

• New execution plans will be recorded in the plan history

• Evolution

• Evaluate all unverified plans for a given statement in the plan

history to become either accepted or rejected

Page 45: Presentation - Upgrading to 11g – Best Practices

SQL Plan Management

• White Paper:• http://www.oracle.com/technology/products/

manageability/database/pdf/ow07/spm_white_paper_ow07.pdf

Page 46: Presentation - Upgrading to 11g – Best Practices

SQL Plan Management

• Phase 1 - Capture• OPTIMIZER_CAPTURE_SQL_PLAN_BASELINE=TRUE (Default: FALSE)

Parse

HJ

HJ

GB

Plan History

HJ

HJ

GB

Plan Baseline

Execute Plan acceptable

Initial planwill be acceptedif repeated and

will be added to theSQL Plan Baseline

SQL MANAGEMENT BASEResiding in SYSAUX TS.

Will occupy max. 10% of SYSAUX.Weekly job will delete plans

not used since 53 weeks [default].

Page 47: Presentation - Upgrading to 11g – Best Practices

Plan History

Plan Baseline

SQL Plan Management

• Phase 2 - Selection

• OPTIMIZER_USE_SQL_PLAN_BASELINE=TRUE (Default: TRUE)

• Same statement parsed again but a different plan will be created

Parse

HJ

HJ

GB

New plan will be added to the PlanHistory but it won't be used unless it has been verified

NL

NL

GB

GB

NL

NL

Page 48: Presentation - Upgrading to 11g – Best Practices

Plan History

Plan Baseline

SQL Plan Management

• Phase 2 - Selection• OPTIMIZER_USE_SQL_PLAN_BASELINE=TRUE

Parse

HJ

HJ

GB

HJ

HJ

GB

Execute Plan known and acceptable

GB

NL

NL

The optimizer will use only one of the

VERIFIED plans stored in the SQL Baseline

because only these will guarantee PLAN

STABILITY

Page 49: Presentation - Upgrading to 11g – Best Practices

Plan History

Plan Baseline

Plan History

Plan Baseline

SQL Plan Management

• Phase 3 - Evolution

GB

NL

NL

HJ

HJ

GB

GB

NL

NL

DBA

Optimizer

GB

NL

NL GB

HJ

HJ

Equal or better planscan be added to the SQLPlan Baseline

Worse plan willbe kept in the Plan Historyand deletedautomatically

DBA schedulesverification

GB

NL

NL

Page 50: Presentation - Upgrading to 11g – Best Practices

SQL Plan Management

• DatabaseControl:

Page 51: Presentation - Upgrading to 11g – Best Practices

SQL Plan Management

• DatabaseControl - Configuration:

Start with 5-14 weeks:

exec DBMS_SPM.CONFIGURE('plan_retention_weeks',5);

Page 52: Presentation - Upgrading to 11g – Best Practices

SQL Plan Management

• DatabaseControl - details:

Page 53: Presentation - Upgrading to 11g – Best Practices

SQL Plan Management

• DatabaseControl - evolve:

Page 54: Presentation - Upgrading to 11g – Best Practices

SQL Plan Management - Scenarios

• Upgrade scenario 1:

• Parameterize the optimizer back to the "old" behaviour

• Works for all database releases since 8.0.3

• Upgrade scenario 2:

• Transport all well known plans to the new release

• Works since 10gR2

• Ship a new application (module) along with appropriate

SQL plan baselines:

• Ship the best execution plans for the new statements within a

staging table and ensure that they'll be used

• Works since 10gR2

Page 55: Presentation - Upgrading to 11g – Best Practices

SQL Plan Management - Upgrade 1

• Upgrade scenario 1

STS

Plan History

Plan Baseline

GB

NL

NL

GB

HJ

HJ

GB

NL

NL

Repeatable plans will be addedto the Plan Baseline upon 2ndexecution

GB

NL

NL

OPTIMIZER_FEATURES_ENABLE=9.2.0OPTIMIZER_CAPTURE_SQL_PLAN_BASELINE=TRUE

Now: Differentplans createdwith OFE=11will be added tothe Plan Historyfor later verification

OPTIMIZER_FEATURES_ENABLE=11.1.0OPTIMIZER_CAPTURE_SQL_PLAN_BASELINE=FALSE

Page 56: Presentation - Upgrading to 11g – Best Practices

SQL Plan Management - Upgrade 2

• Upgrade scenario 2

Staging

Table

STSexp imp

expdp impdpDB-Link ...

STS

Plan History

Plan Baseline

GB

NL

NL

GB

HJ

HJ

GB

NL

NL

10.2 plans will be addedto the SQL Plan Baseline

GB

NL

NL

Every new better plan found in 11gwill be added to the Plan History

� �

Page 57: Presentation - Upgrading to 11g – Best Practices

SQL Plan Management - New Application

• New application (module) gets delivered

exp impexpdp impdp

� �@Vendor

Plan Baseline

GB

NL

NL

GB

HJ

HJ

GB

NL

NL

DBMS_SPM.CREATE_STGTAB_BASELINE

DBMS_SPM.PACK_STGTAB_BASELINE

Staging

Table

DBMS_SPM.UNPACK_STGTAB_BASELINE

@Customer

Staging

Table

Plan Baseline

GB

NL

NL

GB

HJ

HJ

GB

NL

NL

Page 58: Presentation - Upgrading to 11g – Best Practices

Recap

Agenda

Challenges & Best Practices

SQL Plan Management

AWR & STATSPACK

Real Application Testing

Q&A

Page 59: Presentation - Upgrading to 11g – Best Practices

Real Application Testing

• Goal:

• Enable successful adoption of new technology and features -specifically new releases of the database - at low-cost and low-riskby:

• Record and replay a real workload to see how the new system performs

• Finding regressions and changing plans before the upgrade

• Licensable database pack "Real Application Testing"� Available with Oracle Database 11.1.0.6

� Available with patch set 10.2.0.4

� Available as single patch for 9.2.0.8 and 10.2.0.3

� For patch numbers please see Note:560977.1

� Can be used for upgrades from

� 9.2.0.8 to 10.2.0.3/4

� 9.2.0.8 to 11.1.0.x

� 10.2.0.3/4 to 11.1.0.x

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Real Application Testing

• Real Application Testing consists of:

• Database Replay • Package DBMS_WORKLOAD_CAPTURE

• Package DBMS_WORKLOAD_REPLAY

• SQL Performance Analyzer (SPA)• Package DBMS_SQLPA

• SQL Tuning Sets (STS)

• Package DBMS_SQLTUNE

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Real Application Testing

• White Paper:

• SQL Performance Analyzer:

• Techinical White Paper: SQL Performance Analyzerhttp://www.oracle.com/technology/products/manageability/database/pdf

/ow07/spa_white_paper_ow07.pdf

• Database Replay:

• Techinical White Paper: Database Replayhttp://www.oracle.com/technology/products/manageability/database/pdf/ow07/db_replay_white_paper_ow07_1.pdf

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Real Application Testing: Tools of the Trade

• Comprehensive testing of all

sub-systems of the database

server using real production

workload

• Unit testing of SQL with the goal to

identify the set of SQL statements

with improved/regressed performance

When to use?

• Replays real database workload

on test system, helps assess

impact of change on workload

throughput

• Predicts SQL performance deviations

before end-users can be impacted,

helps assess impact of change on

SQL response time

What is it?

• Captures workloads and replays it

with production characteristics

including concurrency,

synchronization &

dependencies

• Executes each SQL, stored in SQL

Tuning Set, in isolation using

production context and then

compares before and after execution

plans and run-time statistics

How it works?

Database ReplaySQL Performance Analyzer

SQLSQL

Dependency

Concurrency

Speed up/down

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• Database Control:

Real Application Testing

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Recap

Agenda

Challenges & Best Practices

SQL Plan Management

AWR & STATSPACK

Real Application Testing

Q&A

SQL Performance AnalyzerDatabase Replay

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Challenge

How do I find out which plans will be changed?

How do I verify parameter changes?

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Common SPA Usage Scenarios

• Common SPA usage scenario examples

• Database upgrades, patch set changes

• Parameter changes

• Schema changes

• Optimizer statistics refresh, etc.

• SPA interface

• Rich GUI through Enterprise Manager

• Command line interface through DBMS_SQLPA PL/SQL

package

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Transport SQL

SQL Performance Analyzer: Overview

……

…Client

Capture SQL

Middle Tier

Storage

Oracle DB

Re-execute SQL

Production Test

* No middle & application tier setup required

Make Changes / Tuning Regressions

• If adequate spare cycles available, optionally execute SQL here

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SQL Performance Analyzer: Workflow

Production Test

Capture

SQL (STS)

Transport

STS

Execute SQL

Pre-change

Execute SQL

Post-change

Compare

Perf.

Steps (1) (2) (3) (4) (5)

(6) Reiterate

(7)

No

Yes(7)

Done?

Make Change

Production Change / Tuning Deployment

Tuned System

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SPA Workflows

• Possible workflows:

• Optimizer upgrade simulation (Start: 8.0.0)

• Init parameter change

• Guided workflow for manual changes

• All are based on SQL Tuning Sets

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Database Upgrade: 10g to 11g

Scenario 1:

I want to upgrade from 10.x to 11.x database release to benefit from 11g functionality. How can I best accomplish the upgrade?

Goal:

Assess impact of upgrade on SQL workload performance so that there are no surprises after upgrade. Once upgraded to 11g new features can be enabled one at a time.

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Database Upgrade: 10g to 11g

• Step 1:• Capture workload into STS:Preferred method (> 10.2.0.1)

• Create STS from Top SQL in AWR / AWR Baseline

• For 9i database enable SQL tracing:

alter system set events'10046 trace name context forever, level 4';

alter system set events'10046 trace name context forever, level 4';

EXEC DBMS_SQLTUNE.CAPTURE_CURSOR_CACHE_SQLSET( .. )EXEC DBMS_SQLTUNE.CAPTURE_CURSOR_CACHE_SQLSET( .. )

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Database Upgrade: 10g to 11g

• Step 1 in EM:

Page 73: Presentation - Upgrading to 11g – Best Practices

Database Upgrade: 10g to 11g

• Step 2:

Upgrade a copy of 10g production to 11g test database

• Step 3:

Run SPA in 11g test database

• Select “Optimizer Upgrade” workflow link

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Database Upgrade: 10g to 11g

• Step 3 in EM: Run SPA task

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Database Upgrade: 10g to 11g

4

1

3

2

• SPA results

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Database Upgrade: 10g to 11g

1

2

• After using SQL Plan Management with a baseline

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Parameter Changes

2

31

• SPA Recommendation: SQL Tuning Advisor

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Parameter Changes

• SQL Tuning Advisor offers SQL Profiles

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Parameter Changes

1

• SPA run after SQL Profiles had been applied

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SQL Performance Analyzer

• SPA: SQL statement details example

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SPA for a 9i workload against 11g

• Upgrade scenario from 9i directly to 11g• See Note: 562899.1 for the White Paper and Note:455889.1 for a SPA example

Mapping Table

exp / imp

CUSTSH2124

SAL1SH1123

NameOwnerId

ORCL_ora_133674.trc

ORCL_ora_133674.trc

ORCL_ora_133674.trc

ORCL_ora_133674.trc

...

Event 10046

copy

SQL Performance Analyzer

STS

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Recap

Agenda

Challenges & Best Practices

SQL Plan Management

AWR & STATSPACK

Real Application Testing

Q&A

SQL Performance AnalyzerDatabase Replay

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Challenge

How will my system perform after an

upgrade?

Will all application calls work in 11g?

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• Capture and replay an actual production database workload

• Identify, analyze and fix potential instabilities before making changes to production

• Capture Workload in Production

• Capture full production workload with real load, timing & concurrency characteristics

• Move the captured workload to test system

• Replay Workload in Test

• Make the desired changes in test system

• Replay workload with full production characteristics

• Honor commit ordering

• Analyze & Report

• Errors

• Data divergence

• Performance divergence

Database Replay

Page 85: Presentation - Upgrading to 11g – Best Practices

Step 1: Workload Capture

File 1

File 2

File n

Production System

File System

ClientClient

…Client

Middle Tier

Storage

• All external client requests

captured in binary files

• System background and internal

activity excluded

• Minimal overhead

• Avoids function call when possible

• Buffered I/O

• Independent of client protocol

• Can capture on 9.2.0.8 and replay

on 11g

• Capture load for interesting time

period, e.g., peak workload,

month-end processing, etc.

Page 86: Presentation - Upgrading to 11g – Best Practices

Step 2: Process Workload Files

File 1

File 2

File n

Metadata

Replay Files

Test System• Setup test system

• Application data should be

same as production system as

of capture start time

• Use RMAN, Snapshot Standby,

imp/exp, Data Pump, etc. to

create test system

• Make change: upgrade db

and/or OS, change storage,

migrate platforms, etc.

• Pre-processing transforms

captured data into replayable

format

• Once pre-processed, workload

can be replayed many times

File 1

File 2

File n

Capture Files

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Step 3: Replay Workload

• Replays workload preserving timing, concurrency and dependencies of the captured system

• Replay Client is a special program that consumes processed workload and sends requests to the replay system

• For high concurrency workloads, it may be necessary to startmultiple clients

Test System

Replay Clients

File 1

File 2

File n

Replay Files

Metadata

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• Step-By-Step

Database Replay

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Database Replay

1.Create a copy of the database to replay the workload

• RMAN Duplicate

• Snapshot Standby

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Database Replay

2.Workflow in EM: Workload Capture

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Database Replay

2.Preparation steps in EM: Workload Capture

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Database Replay

3.Workload Filter:

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Database Replay

4.Prepare an empty directory for capture files

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Database Replay

• Job scheduling - specify time frame for capture:

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Database Replay

• Database Control - capture review and submit:

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Database Replay

• Database Control - capture summary:

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Database Replay

• Database Control - capture statistics:

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Database Replay

• Preprocessing captured workload:

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Database Replay

• Replaying the captured workload:

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Database Replay

• Choose directory containing preprocessed capture files

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Database Replay

• Workload Replay - choose replay name:

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Database Replay

• Workload Replay: Wait for replay clients to connect

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Database Replay

• Workload Replay Clients: Calibrate• $> wrc mode=calibrate replaydir=/tmp/testing

• Workload Replay Clients: Start• $> wrc system/oracle mode=replay

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Database Replay

• Workload Replay: WRC client(s) connected

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Database Replay

• Monitor Workload Replay during replay

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Database Replay

• Monitor divergence stats:

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Database Replay

• Workload Replay result:

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Database Replay

• Workload replay reporting:

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Additional Pieces of Info

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Important Upgrade Notes at a glance

Upgrade to Oracle 10gR2Note: 466181.1 Upgrade Companion 10gR2Note: 316889.1 Complete Checklist for Manual Upgrade to 10gR2Note: 555579.1 Known Issues 10.2.0.4

Upgrade to Oracle 11gNote: 601807.1 Upgrade Companion 11gNote: 429825.1 Complete Checklist for Manual Upgrades to 11gNote: 454506.1 Known Issues and Alerts 11.1.0.6

Performance TestingNote: 560977.1 Real Application Testing available for earlier releasesNote: 562899.1 Using SQL Performance Analyzer for upgd. 9.2 to 10.2Note: 394937.1 Statspack GuideNote: 295819.1 Potential Query Tuning Related IssuesNote: 345048.1 GROUP BY does not sort if you don't use ORDER BYUpgrading to Oracle Database 10g: What to expect from the Optimizer

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Upgrade Webpage on OTN

• http://www.oracle.com/technology/products/database/oracle11g/upgrade/index.html

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OTN Upgrade Forum

• http://forums.oracle.com/forums/forum.jspa?forumID=583&start=0

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Latest Patchset 11.1.0.7.0

Patch Number 6890831

Available for all major platforms

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• Note 738538.1 Known Issues specific to the 11.1.0.7 Patch Set

Upgrade Information / Alerts

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Real World Experience

• White Paper available on OTN• http://www.oracle.com/technology/products/database/oracle11g/upgrade/

presentations/9i_to_11g_real_world_customer_experience.pdf

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Guidelines

• Never ever change too many system components at once!

• Document all changes detailed and clearly into a change log!

• Always (!!!) use real world data for testing!

• Don't underestimate the test efforts. Reserve enough time and

resources for testing.

• ALWAYS collect as much performance data BEFORE the

upgrade will be started!!

• Create a fallback strategy!

• PLEASE test your fallback strategy - does it really work??

• Please remember:

Upgrade has never been easier - but you still have to test!!!

Page 117: Presentation - Upgrading to 11g – Best Practices

Recap

Agenda

Challenges & Best Practices

SQL Plan Management

AWR & STATSPACK

Real Application Testing

Q&A

Page 118: Presentation - Upgrading to 11g – Best Practices