8
CLINICAL INVESTIGATION Prostate PREDICTORS OFANDROGEN DEPRIVATION THERAPY EFFICACY COMBINED WITH PROSTATIC IRRADIATION: THE CENTRAL ROLE OF TUMOR STAGE AND RADIATION DOSE SCOTT WILLIAMS, M.D., F.R.A.N.Z.C.R.,* MARK BUYYOUNOUSKI, M.D., y LARRY KESTIN, M.D., z GILLIAN DUCHESNE, M.D., F.R.A.N.Z.C.R.,* AND TOM PICKLES, M.D. x *Peter MacCallum Cancer Centre and University of Melbourne, Melbourne, Australia; y Fox Chase Cancer Center, Philadelphia, Pennsylvania; z William Beaumont Hospital, Royal Oak, Michigan; and x British Columbia Cancer Agency, Vancouver, Canada Purpose: To evaluate the response of clinically localized prostate cancer to various durations of planned androgen deprivation therapy (ADT) and to investigate subgroups predicting response. Methods and Materials: Data of 3,666 prostate cancer patients treated with either combined ADT and external beam radiotherapy (EBRT) or EBRTalone at four institutions were examined. ADT consisted of neoadjuvant, con- current, or adjuvant ADT or combinations of these regimens. The primary endpoint was time to biochemical fail- ure (nadir plus 2 ng/ml), assessed from the end of therapy. Factors predictive for the need for ADT were examined with interaction analyses. Results: The impact of increasing ADT duration was nonlinear with, on average, 6 months of adjuvant ADT result- ing in a reduction of the risk of biochemical failure by 38% (95% confidence interval [CI], 29%–46%), while 12, 24, and 36 months of ADT resulted in a 58% (95% CI, 47%–67%), 66% (95% CI, 55%–75%), and 66% (95% CI, 51%–77%) relative failure reduction, respectively. Patients with higher T stage cancers and those treated with lower radiation doses had a significantly greater benefit for increasing ADT duration (interaction, p = 0.016 and p = 0.007, respectively). Pretreatment prostate-specific antigen values, Gleason score, age, and risk group did not modify the response to ADT. Conclusions: The known ADT efficacy derived from randomized studies can be generalized to patients with differ- ent features, and individual predictions of potential benefit from ADT use and duration may be calculated to aid patient and physician decision making. Tumor stage and radiation dose variations were related to significantly dif- ferent ADT duration effects. The validity of these predictive factors requires prospective evaluation. Ó 2011 Elsevier Inc. Prostate cancer, Radiotherapy, Androgen deprivation, Outcomes. INTRODUCTION Durations of androgen deprivation therapy (ADT) varying from 4 months to 3 years or longer have been shown in ran- domized trials to result in improved outcomes for patients with locally advanced or high-grade prostate cancer treated with radiation therapy, including improved survival (1–4). On the basis of this high-level evidence, ADT has become widely used in intermediate and high-risk patients concurrent with radiation, combined with various ADT durations, neo- adjuvantly or adjuvantly, or both (5). Previous data have sug- gested that ADT duration should be selected based on broad- risk criteria, with those at highest failure risk having longer term ADT, while those with intermediate risk disease are treated with briefer courses (6–8). The use of planned adjuvant ADT has to be balanced against the significant toxicity it carries in many patients. ADT-induced metabolic syndrome is relatively common, with a substantial risk of diabetes (40% increased risk) and cardiac disease, including fatal myocardial infarction (16% increased risk) (9). Weight gain, muscle loss, and osteoporo- sis may occur (10). These and other toxicities typically pre- cipitate a quality-of-life detriment that can worsen with longer ADT durations (11). In counseling patients regarding the potential benefit of planned ADT or potential loss, as in the case of a man con- templating early ADT cessation due to toxicity, an under- standing of the factors responsible for response are required for the individual. The aims of this study were to define the Reprint requests to: Dr. Scott Williams, M.D., F.R.A.N.Z.C.R., Division of Radiation Oncology, Peter MacCallum Cancer Centre, Locked Bag 1 A’Beckett St., Victoria 8006, Australia. Tel: (61) 3 9656 1111; Fax: (61) 3 9656 1424; E-mail: scott.williams@ petermac.org Conflict of interest: none. Received Oct 3, 2009, and in revised form Nov 14, 2009. Accepted for publication Nov 16, 2009. 724 Int. J. Radiation Oncology Biol. Phys., Vol. 79, No. 3, pp. 724–731, 2011 Copyright Ó 2011 Elsevier Inc. Printed in the USA. All rights reserved 0360-3016/$–see front matter doi:10.1016/j.ijrobp.2009.11.044

Predictors of Androgen Deprivation Therapy Efficacy Combined With Prostatic Irradiation: The Central Role of Tumor Stage and Radiation Dose

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Int. J. Radiation Oncology Biol. Phys., Vol. 79, No. 3, pp. 724–731, 2011Copyright � 2011 Elsevier Inc.

Printed in the USA. All rights reserved0360-3016/$–see front matter

jrobp.2009.11.044

doi:10.1016/j.i

CLINICAL INVESTIGATION Prostate

PREDICTORS OF ANDROGEN DEPRIVATION THERAPY EFFICACY COMBINEDWITH PROSTATIC IRRADIATION: THE CENTRAL ROLE OF TUMOR STAGE AND

RADIATION DOSE

SCOTT WILLIAMS, M.D., F.R.A.N.Z.C.R.,* MARK BUYYOUNOUSKI, M.D.,y LARRY KESTIN, M.D.,z

GILLIAN DUCHESNE, M.D., F.R.A.N.Z.C.R.,* AND TOM PICKLES, M.D.x

*Peter MacCallum Cancer Centre and University of Melbourne, Melbourne, Australia; yFox Chase Cancer Center, Philadelphia,Pennsylvania; zWilliam Beaumont Hospital, Royal Oak, Michigan; and xBritish Columbia Cancer Agency, Vancouver, Canada

ReprinDivisionLocked B9656 111petermac.

Purpose: To evaluate the response of clinically localized prostate cancer to various durations of planned androgendeprivation therapy (ADT) and to investigate subgroups predicting response.Methods and Materials: Data of 3,666 prostate cancer patients treated with either combined ADT and externalbeam radiotherapy (EBRT) or EBRTalone at four institutions were examined. ADT consisted of neoadjuvant, con-current, or adjuvant ADT or combinations of these regimens. The primary endpoint was time to biochemical fail-ure (nadir plus 2 ng/ml), assessed from the end of therapy. Factors predictive for the need for ADT were examinedwith interaction analyses.Results: The impact of increasing ADT duration was nonlinear with, on average, 6 months of adjuvant ADTresult-ing in a reduction of the risk of biochemical failure by 38% (95% confidence interval [CI], 29%–46%), while 12, 24,and 36 months of ADT resulted in a 58% (95% CI, 47%–67%), 66% (95% CI, 55%–75%), and 66% (95% CI,51%–77%) relative failure reduction, respectively. Patients with higher T stage cancers and those treated withlower radiation doses had a significantly greater benefit for increasing ADT duration (interaction, p = 0.016and p = 0.007, respectively). Pretreatment prostate-specific antigen values, Gleason score, age, and risk groupdid not modify the response to ADT.Conclusions: The known ADT efficacy derived from randomized studies can be generalized to patients with differ-ent features, and individual predictions of potential benefit from ADT use and duration may be calculated to aidpatient and physician decision making. Tumor stage and radiation dose variations were related to significantly dif-ferent ADT duration effects. The validity of these predictive factors requires prospective evaluation. � 2011Elsevier Inc.

Prostate cancer, Radiotherapy, Androgen deprivation, Outcomes.

INTRODUCTION

Durations of androgen deprivation therapy (ADT) varying

from 4 months to 3 years or longer have been shown in ran-

domized trials to result in improved outcomes for patients

with locally advanced or high-grade prostate cancer treated

with radiation therapy, including improved survival (1–4).

On the basis of this high-level evidence, ADT has become

widely used in intermediate and high-risk patients concurrent

with radiation, combined with various ADT durations, neo-

adjuvantly or adjuvantly, or both (5). Previous data have sug-

gested that ADT duration should be selected based on broad-

risk criteria, with those at highest failure risk having longer

term ADT, while those with intermediate risk disease are

treated with briefer courses (6–8).

t requests to: Dr. Scott Williams, M.D., F.R.A.N.Z.C.R.,of Radiation Oncology, Peter MacCallum Cancer Centre,ag 1 A’Beckett St., Victoria 8006, Australia. Tel: (61) 31; Fax: (61) 3 9656 1424; E-mail: scott.williams@org

724

The use of planned adjuvant ADT has to be balanced

against the significant toxicity it carries in many patients.

ADT-induced metabolic syndrome is relatively common,

with a substantial risk of diabetes (40% increased risk) and

cardiac disease, including fatal myocardial infarction (16%

increased risk) (9). Weight gain, muscle loss, and osteoporo-

sis may occur (10). These and other toxicities typically pre-

cipitate a quality-of-life detriment that can worsen with

longer ADT durations (11).

In counseling patients regarding the potential benefit of

planned ADT or potential loss, as in the case of a man con-

templating early ADT cessation due to toxicity, an under-

standing of the factors responsible for response are required

for the individual. The aims of this study were to define the

Conflict of interest: none.Received Oct 3, 2009, and in revised form Nov 14, 2009.

Accepted for publication Nov 16, 2009.

Androgen deprivation duration effect d S. WILLIAMS et al. 725

relative efficacy of ADT over time and to examine in detail

the role of individual factors in predicting this response. To

maximize the power available to identify interactions be-

tween variables and generate hypotheses, the primary focus

was the use of a biochemical endpoint free from the influ-

ences of salvage therapies.

METHODS AND MATERIALS

Patient selectionPatients included in this study were required to have clinically

localized prostate adenocarcinoma. The distinction of disease risk

was made according to NCCN criteria (12), with high risk having

any one of the following features: a clinical stage T3 or higher,

a prostate-specific antigen concentration at presentation (iPSA) of

>20 ng/ml, or a Gleason score (GS) of 8 to 10; with low risk being

T2a or less, an iPSA concentration of #10 ng/ml, and a GS of # 6;

and intermediate risk being all the remainder.

A total of 3,666 eligible cases treated between 1989 and 2000

were identified from a collaborative database from four institutions

(British Columbia Cancer Agency, Fox Chase Cancer Center, Peter

MacCallum Cancer Center, and William Beaumont Hospital).

Radiation treatment methods have been previously published

(13–16). In summary, radiation was given via computed tomogra-

phy (CT)-planned conformal or intensity-modulated techniques

without image guidance, and whole-pelvis radiation was not rou-

tinely employed. ADT, which was initiated prior to or concurrent

with radiotherapy and continued for less than 1 month after radio-

therapy, was classified as neoadjuvant ADT (NAADT), with any

continuation beyond this point classified as adjuvant ADT

(AADT). The rate of ADT usage among institutions varied from

7% to 46%, with the two US-based centers using less ADT and hav-

ing fewer tumors with high-risk features than the Canadian or Aus-

tralian centers (Table 1). ADT, when given, was almost universally

begun prior to radiotherapy, with pure adjuvant scheduling in less

than 2% of cases in any center.

Follow-up was calculated from the date of completion of therapy;

therefore, for those receiving radiotherapy only or pure NAADT, the

date on which radiation was finished was the index date, while for

those who received a component of AADT, the calculated date of

finishing the hormone therapy became the start of follow-up. The

primary endpoint was biochemical failure (bF), defined by using

the Phoenix definition (17), where the date of a PSA rise to 2 ng/ml

or more above the lowest level to date indicated failure. Secondary

analyses were done for the time to distant metastatic failure (free-

dom from distant metastases), death from prostate cancer (cause-

specific survival), and death from any cause. There were 1,198 bF

events, 211 episodes of distant metastatic failure, 172 deaths from

prostate cancer, and 664 deaths from any cause at a median

follow-up of 75 months (Table 1).

StatisticsDescriptive data were expressed as either a median value with as-

sociated interquartile range (representing the values at the 25th and

75th centiles) or as counts with associated percentages. Modeling

was based on a proportional hazards model. Restricted cubic splines

were used to investigate nonlinearity of continuous variables (18).

Interactions between prognostic covariates (predictive variables)

were tested by including an additional product term between the

continuous range of ADT duration and a respective covariate of in-

terest within the model (19). A statistically significant interaction

term, then, suggests that the factor of interest modulates ADT dura-

tion effect and is a predictive factor for ADT duration response. To

reduce the potential for over-fitting bias, confidence intervals (CI) of

all p values were determined by bootstrap resampling (n = 1,000).

Treatment center was a stratification factor in all analyses.

The impact of individual variables was determined by the contri-

bution it makes to the model fit as shown by the equation c2 minus

degrees of freedom (c2 � df). Discrimination was assessed via the

concordance index (analogous to the area under the receiver opera-

tor characteristic curve) via bootstrap resampling (n = 150). The

ability to predict the likely rate of failure for an individual (calibra-

tion) was internally validated using bootstrap resampling (n = 150).

Analyses and the derived nomogram depicting the final model

based on bF were performed in R statistical language (R Foundation

for Statistical Computing, Vienna, Austria). Statistical significance

was denoted at the p value level of #0.05 and was always

two-sided.

RESULTS

Defining the functional form of ADT duration effectAlong with PSA (p < 0.0001), GS (p < 0.0001), stage

(p < 0.0001), age (p = 0.010), and radiotherapy dose (p =

0.0002), ADT duration (ADTd) (p <0.0001) had a statistically

significant impact on freedom from bF (FFbF). Strong non-

linearity of the response to increasing ADTd was demon-

strated by including a restricted cubic spline transformation

of ADTd within the model (p < 0.0001). The nonlinear re-

sponse appeared to show asymptotic behavior with minimal

additional ADTd effect beyond approximately 18 months of

therapy (Fig. 1). Using the benefit obtained from a 3-year

course of ADT as a reference for comparison (a 66% risk re-

duction), the average patient in this cohort received 56%

(95% CI, 45%–77%) of this potential total benefit in the first

6 months of ADT, 86% (95% CI, 73%–114%) by the end of

the first year, and 99% (95% CI, 92%–119%) by completing

2 years of therapy (Table 2). We were unable to correlate

ADTd with time to distant metastasis, death from prostate

cancer, or death from any cause due to an insufficient number

of events (p = 0.11, 0.20, and 0.85, respectively).

The subset of patients who received ADT only prior to or

concurrent with radiotherapy (NAADT) showed results qual-

itatively similar to those of the overall cohort. The predomi-

nant effect of NAADT was seen in the first 6 months of ADT,

with a reduction in the risk of bF of 30.2% (95% CI,

19.5%–39.5%), 46.6% (95% CI, 32.4%–57.8%), and

47.6% (95% CI, 33.4%–58.8%) associated with 3, 6, and 9

months, respectively, of ADT use prior to and concurrent

with radiotherapy.

Investigation of ADTd interactionsClinical stage and radiation dose had statistically signifi-

cant interactions with ADTd. When we used the bF endpoint,

dose dichotomization at the median biologically equivalent

dose (68 Gy) showed lower doses had a higher baseline fail-

ure rate coupled with a prominent effect to prolonged ADT

administration, which was less pronounced in those treated

with higher doses (p = 0.007). This translated into a 46%

(95% CI, 35%–54%), 76% (95% CI, 66%–83%), and 82%

Table 1. Demographics of the total cohort*

Center

Variable Subgroup BCCA (n = 992) FCCC (n = 1007) PMCC (n = 608) WBH (n = 1059) Combined (n = 3,666)

Age (years) 71 (56–80) 68 (52–78) 70 (54–79) 73 (57–84) 71 (54–82)iPSA (ng/ml) 9.4 (1.6–46.1) 8.3 (3.1–41.0) 11.5 (2.7–60.8) 8.3 (2.0–90.8) 9.1 (2.2–58.6)Gleason Score 2–5 298 (30%) 89 (9%) 79 (13%) 258 (24%) 724 (20%)

6 291 (29%) 565 (56%) 255 (42%) 484 (46%) 1595 (44%)7 289 (29%) 282 (28%) 215 (35%) 211 (20%) 997 (27%)

8–10 114 (11%) 71 (7%) 59 (10%) 106 (10%) 350 (10%)Clinical Stage 1a–c 183 (18%) 436 (43%) 72 (12%) 290 (27%) 981 (27%)

2a–b 396 (40%) 389 (39%) 156 (26%) 531 (50%) 1472 (40%)2c 107 (11%) 112 (11%) 147 (24%) 193 (18%) 559 (15%)3a 171 (17%) 49 (5%) 134 (22%) 17 (2%) 371 (10%)

3b–4 135 (14%) 21 (2%) 99 (16%) 28 (3%) 283 (8%)Risk group Low 89 (9%) 242 (24%) 24 (4%) 158 (15%) 513 (14%)

Intermediate 479 (48%) 552 (55%) 278 (46%) 646 (61%) 1960 (53%)High 424 (43%) 208 (21%) 306 (50%) 255 (24%) 1193 (33%)

ADT Duration(months)

10.1 (1.2–38.8) 8.0 (1.1–41.0) 5.9 (1.8–38.0) 7.0 (2.7–33.7) 8.0 (1.1–39.0)

ADT type None 539 (54%) 816 (81%) 349 (57%) 1010 (95%) 2714 (74%)NAAD/C 283 (29%) 105 (10%) 195 (32%) 47 (4%) 630 (17%)

NAAD/C/AAD 165 (17%) 83 (8%) 56 (9%) 2 (0%) 306 (8%)AAD 5 (1%) 3 (0%) 8 (1%) 0 (0%) 16 (0%)

Dose (Gy) 66.0 (52.5–70.0) 75.8 (70.5–82.1) 70.0 (66.0–74.0) 66.6 (66.0–77.4) 68.4 (64.0–82.1)BED (Gy) 66.0 (59.1–70.0) 72.8 (67.8–78.6) 70.0 (66.0–74.0) 64.7 (63.4–78.6) 68.0 (63.2–78.6)Follow-up (months) 85.0 (42.4–127.6) 66.7 (38.6–122.4) 62.2 (38.1–97.8) 83.7 (37.9–156.7) 75.2 (38.5–134.8)

Abbreviations: BCCA = British Columbia Cancer Agency; FCCC = Fox Chase Cancer Center; PMCC = Peter MacCallum Cancer Center;WBH = William Beaumont Hospital; iPSA = initial prostate specific antigen; NAAD = neoadjuvant androgen deprivation; C = concurrent;AAD = adjuvant androgen deprivation; BED = biologically effective dose in 2-Gy fractions estimated using an a/b ratio = 2 Gy.

* Table shows demographics of the total cohort divided by treating centre. Numbers are counts (percentage) for categorical data and median(95% CI) for continuous data.

726 I. J. Radiation Oncology d Biology d Physics Volume 79, Number 3, 2011

(95% CI, 65%–92%) reduction in relative risk of bF related to

6, 18, or 36 months of ADT (Table 3), respectively, in those

treated to equivalent doses of 68 Gy or less and a 27% (95%

CI, 12%–44%), 50% (95% CI, 25%–68%), and 49% (95%

CI, 19%–67%) reduction, respectively, in those treated to

higher doses (Fig. 2).

The addition of a term interacting trichotomous clinical

stage category with ADT duration significantly improved

Months of Androgen Deprivation

Rel

ativ

e R

isk

Red

uctio

n (%

)

0 6 12 18 24 30 36

100

90

80

70

60

50

40

30

20

10

0

Fig. 1. The relative effect of increasing durations of ADT on bF, in-creasing from 0 to 36 months duration along with 95% CIs. Graylines represent the relative risk reduction curves of 20 random boot-strap resampled values used to calculate the CIs.

a model already independently utilizing these covariates

(p = 0.016). Compared to the risk of failure in those receiving

no ADT, the respective relative risk of failure associated with

6, 18, or 36 months of ADT was reduced by 34% (95% CI,

21%–46%), 58% (95% CI, 41%–71%), and 48% (95% CI,

19%–71%), respectively, for cT2 cancers (Table 3), and

45% (95% CI, 35%–55%), 74% (95% CI, 63%–82%), and

76% (95% CI, 56%–84%) for cT3 cancers (Fig. 2). Estimates

beyond 6 months of ADTd were unreliable with cT1 cancers

due to low numbers of events with which to model (risk re-

duction at 6 months of ADTd, 10%; 95% CI,�25% to 41%).

To assess the relative predictive power afforded by consid-

ering the interactions, comparison of the individual predic-

tors, c2 � df, showed the interactive variables to have

considerably less impact than the primary ADTd effect (c2

� df of 9.6 and 8.8 for ADTd interactive with dose and stage,

respectively, and 41.4 for ADTd alone) and much less than

the impact of iPSA (c2� df = 274.9). Examining other prog-

nostic variables for interaction effect, classification by risk

(low, intermediate, or high) showed no impact on ADT dura-

tion effect (p = 0.25) nor did age, PSA, or GS (p = 0.22, 0.81,

0.47, respectively).

For the NAADT subset, statistically significant interac-

tions were seen between NAADT duration and both radio-

therapy dose (p = 0.027) and clinical T stage (p = 0.01),

which were functionally similar to those seen in the complete

cohort. There was not enough information about pure AAD

Table 2. The relative benefit to various ADT durations*

Proposed total ADT duration

ADT duration alreadyreceived (months)

3 months(range)

6 months(range)

9 months(range)

12 months(range)

18 months(range)

24 months(range)

36 months(range)

None 21 (16–26) 38 (29–46) 50 (39–59) 58 (47–67) 65 (54–74) 66 (55–75) 66 (51–77)3 16 (13–19) 27 (22–30) 34 (29–37) 41 (36–44) 44 (37–48) 45 (29–54)6 11 (9–11) 17 (15–19) 25 (21–27) 28 (21–33) 29 (11–39)9 7 (6–7) 14 (11–17) 17 (10–22) 18 (1–28)

12 7 (5–9) 10 (4–15) 8 (7–14)18 3 (�1 to �5) 4 (�10 to �12)24 1 (�9 to �6)

Abbreviations: as in Table 1.* The relative benefit to various ADT durations is shown in comparison to the ADT duration so far received. A man with a baseline failure

risk of 50% would have this risk reduced by an absolute 25% by completing 9 months of ADT. At the end of that 9 months, should he consideranother 9 months of ADT, then his failure risk would potentially be further reduced by 14% in relative terms by reaching the end of that du-ration, equating to an absolute benefit of 7% (with a plausible range of 5.5 to 8.5%).

Androgen deprivation duration effect d S. WILLIAMS et al. 727

for a reliable evaluation of duration effect or evaluation of the

timing of ADT relative to that for radiation therapy.

Predictions of the absolute ADT effect in the individualA nomogram which graphically summarizes the multivari-

able model is shown in Fig. 3. This figure shows the baseline

absolute risk of failure without the use of ADT. The absolute

benefit potentially gained by differing durations of ADT can

then be directly calculated using the appended values. Cali-

bration of this model using internal bootstrap validation

was excellent (Fig. 4), with all levels of expected outcomes

having confidences intervals covering the expected levels.

DISCUSSION

The seminal randomized studies (2–4, 20, 21) that proved

the efficacy of ADT combined with radiation have led to

a massive increase in the use of leutinizing hormone-releas-

ing hormone over the last decade (22, 23), although this trend

may be declining somewhat recently (24). While extrapola-

tion of these results to the contemporary clinic could be

expected to improve survival and other endpoints, there

will be a significant toxicity burden, which for some men

limits their acceptance of this therapy.

Clinically, it is often difficult to determine the correct bal-

ance between expected efficacy and the countering toxicity

for an individual patient. As the randomized studies that

guide our clinical decisions all had differences in ADTd,

treatment technique, patient characteristics, and endpoints,

it is unlikely that randomized data will be available to guide

us for all clinical scenarios. For those patients with high-risk

cancers, a prolonged (at least 2 years) ADTd is recommended

(25), based largely on an overall survival advantage that was

seen in one European ADT study performed prior to the PSA

era, where most patients had bulky tumors (20). With a moti-

vation similar to that of the current study, a meta-analysis of

the Radiation Therapy Oncology Group (RTOG) studies

from a similar era (6) used predefined risk strata based on

stage and grade (including pathological node-positive cases).

Although the iPSA levels were only available in <20% of

cases, there was the undoubted advantage of central pathol-

ogy review and long follow-up. Subgroup evaluation showed

that patients with bulky, high-grade, or node-positive cancers

most often benefited from long-term ADT, while those with

low-risk features (GS, 2–6; stage T1–T2, and unknown PSA)

showed no benefit from ADT. Where less advanced tumors

predominated in a study performed in the PSA era, an overall

survival benefit was limited to Gleason scores of 8 to 10 cases

(2). Further confounding our ability to rationalize the need for

ADT are the increased radiation doses used in contemporary

radiation oncology, which are known to improve clinical out-

comes (but not overall survival, as yet) in diverse risk groups

without ADT use (26, 27).

At the other end of the spectrum, the use of ADT in pa-

tients with low-risk cancers may lead to a survival detriment

(28) and is not a recommended intervention, especially when

dose escalation advantages are considered (26, 27). Interme-

diate risk patients present a more difficult decision-making

scenario, where both ADTd (none or short-term therapy)

and radiotherapy dose (conventional or escalated) are recom-

mended options, either in unison or in combination (25). Pre-

dictive variables which can be used to determine the need for

ADT in an individual within this group of patients are pres-

ently lacking.

With these data, we present a unifying approach to ratio-

nalize many of these issues in the individual patient. The re-

sults show the impact of ADT on risk of bF to be significant,

predictable, and highly nonlinear, with increasing benefits

until the impact reached an apparent zenith at approximately

18 months. In biological terms, these data suggest that apart

from the small but significant interaction with the primary

tumor bulk, the response to various durations of ADT is in-

dependent of conventional prognostic factors and therefore,

whether low, intermediate, or high risk, all cancers have

similar biological responses where increasing ADT durations

always result in greater effect.

The other interaction of significance, and the only one

open to a clinician’s control, was that of radiation dose. Level

Tab

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6(0

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)0

.34

(0.2

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0.5

6)

0.3

1(0

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.25

(0.1

2–

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1)

0.1

8(0

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)0

.10

(0.0

1–

0.7

6)

T2

0.6

1(0

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)0

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(0.4

0–

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0)

0.4

0(0

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Months of Androgen Deprivation

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)

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100

90

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70

60

50

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>68 Gy

(a)

pinteraction 0.007

Months of Androgen Deprivation

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Red

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)

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100

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80

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50

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Fig. 2. The normalized relative benefit of differing ADTd for sub-groups of radiation dose (a) and T stage (b). Radiation dose isexpressed as the equivalent dose in 2-Gy fractions based on ana/b ratio = 2 Gy.

728 I. J. Radiation Oncology d Biology d Physics Volume 79, Number 3, 2011

1 evidence of benefit from multiple randomized trials now

exists in support of increased radiation doses in the absence

of (26, 27, 29), or with, ADT (30, 31). Similarly, high-level

evidence exists for benefit in using ADT with standard radi-

ation doses (#70 Gy) (2, 4, 20, 32). This tumor control ben-

efit comes at a cost of toxicity, which is primarily related to

rectal complications in the dose escalation studies (26, 27,

31) and castration toxicity in ADT studies (33). The identifi-

cation of an interaction between ADTd and radiation dose is

of great interest, therefore, as it suggests that contemporary

radiotherapy doses (>70 Gy) may require shorter ADTd.

One approach would be to use these data to individually

direct the proposed ADTd to potential risk, with a desire to

optimize the therapeutic ratio. The cornerstone of this re-

quires evaluating the baseline risk of failure without ADT;

essentially, a more detailed version of standard risk criteria.

Knowing the behavior of ADT over time then enables poten-

tial benefit derivation which can be offset by how much tox-

icity the patient is willing to trade for benefit. For example,

assume a 5% absolute bF improvement at a given time point

would be the minimum acceptable to most patients and their

oncologists. Knowing that 3 months of ADT provides a 21%

relative risk reduction of bF, men with an absolute baseline

failure risk of $24% (range, 19%–31%) would derive

Fig. 3. A nomogram used to derive 60- and 90-month predicted probability of bF following completion of therapy incor-porating the ADTd.

Androgen deprivation duration effect d S. WILLIAMS et al. 729

$5% benefit (5/0.213 = 3.8). Similarly, those patients with

$13% failure risk would have this absolute improvement

in bF risk if $6 months of ADT was used. Correspondingly,

having defined the benefit to incremental increases in ADT

duration, we can see that a man who has already had 6 months

of ADT would gain at least another 5% absolute benefit by

completing another 3 months of ADT if he had a $45% base-

line risk. Alternatively, if his failure risk was 17% at baseline,

he would require an additional 30 months of therapy to see

a 5% benefit, which may not be a compelling argument. If

a man has reached 12 months ADTd and is tolerating it

0.2 0.4 0.6 0.8 1.0

0.2

0.4

0.6

0.8

1.0

5 Year FFbF predicted by Nomogram

Obs

erve

d 5

Year

FFb

F

Fig. 4. Calibration curve for the nomogram. The X axis portrays thenomogram predicted freedom from bF and the Y axis the observedvalues and 95% CI ranges from bootstrap resampling.

poorly, then he can be counseled that if his baseline risk

was <63%, he will not be losing more than 5% in absolute

biochemical benefit by not undertaking a further 6 to 24

months of therapy.

On the other hand, accurate predictions of ADT toxicity

are difficult to make. Following ADT cessation, functional

androgen recovery is variable, with approximately 90% of

men recovering within 3 years. Testosterone recovery ap-

pears to depend more on initial testosterone and age, rather

than the prescribed duration of ADT per se (34, 35), and

the duration of suppression likely exceeds that prescribed

by several months (34). Although testosterone levels were

not available in the present data, the prescribed ADT duration

rather than the physiological castration duration is the only

variable open to the physician, and hence the study data

may be more indicative of the clinical situation. Toxicity of

ADT includes not only those side effects that may be catego-

rized as a bothersome (such as hot flashes and erectile dys-

function) but also potentially serious complications such as

osteoporotic fracture or metabolic syndrome with attendant

risks of diabetes and weight gain (9, 36). Premature cardiac

death has also been identified (33), although this may be con-

fined to those with preexisting cardiac dysfunction (37).

Many patients are willing to trade quantity for improved

quality of life (38, 39), which becomes pertinent if ADTd be-

yond 18 months are predominately contributing to toxicity

rather than tumor control.

While the conclusions of our analysis may be weakened by

their generation from observational rather than randomized

data, this can also be a strength in terms of our specific

aims. Although ADT has unequivocal benefit based on

randomized controlled trial data, the fixed inclusion criteria

these studies utilize can limit the extrapolation of findings

730 I. J. Radiation Oncology d Biology d Physics Volume 79, Number 3, 2011

to the individual. To extend known ADT efficacy to either

subgroups of patients or individuals with prognostic features

outside those of the randomized studies (the establishment of

ADT ‘‘effectiveness’’ in these patients [40]), a range of data

and patient selection methods outside of those of the original

study criteria need to be to be examined. By employing mul-

ticenter data, interactive covariates, and a nonparametric

bootstrap method, we have developed model estimates which

are likely robust yet conservative (18, 19), suggesting appli-

cability across a broad range of cohorts, as reinforced by in-

ternal validation. Comparisons to published randomized trial

trials of ADTd also suggests that external validity is also sat-

isfactory. An Australian study (4) comparing 3 or 6 months of

ADT to none shows a Phoenix definition FFbF hazard ratio

(HR) of 0.70 (range, 0.56-0.88) and 0.58 (range, 0.46-

0.74), respectively, corresponding well to our predictions

of 0.79 (range, 0.74-0.84) and 0.62 (range, 0.54-0.71). In lon-

ger-term ADT studies, the Radiation Therapy Oncology

Group (RTOG) 9202 study (2) comparing 4 to 24 months

of ADT showed the 5-year risk of bF (ASTRO definition)

to be reduced from 55% to 28%, closely consistent with

that predicted (44% relative improvement for 3 to 24

months). Similarly, longer-term ADT data from Europe (1),

using a different bF definition, observed a HR of 0.42

(95% CI, 0.28–0.64). That value well approximates our find-

ing of an HR range at 36 months of 0.24 to 0.47 despite that

study’s use of 70 Gy of radiation. Those investigators’ recent

randomized follow-up study (41) finding that 6 months of

ADT was inferior to 36 months of ADT in locally advanced

disease may have been anticipated, although actuarial bF data

are not available for direct comparison.

CONCLUSIONS

In conclusion, we have shown that the bulk of the benefit of

AADT occurs in the first year of treatment (approximately

85% of that obtainable from a full 3 years, on average), with

relatively little additional benefit from the second (a further

5%). Due to the modeled minimal additional benefit, recom-

mendations for 3 years of ADT over 2 years cannot be

substantiated. When faced with these figures, many oncolo-

gists and their patients will choose a balance between ongoing

symptoms of castration and chance of cancer control. ADTd

can be specifically tailored to risk. Those patients with locally

advanced tumors may have greater benefit from ADT, as may

those treated with lower radiation doses. To what extent dose

escalation obviates this benefit requires prospective analysis

and evaluation on more advanced endpoints.

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