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Predictors and Outcomes of Nurse Practitioner Burnout in Primary Care Practices Cilgy M. Abraham Submitted in partial fulfillment of the requirements for the degree of Doctor of Philosophy under the Executive Committee of the Graduate School of Arts and Sciences COLUMBIA UNIVERSITY 2020

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Page 1: Predictors and Outcomes of Nurse Practitioner Burnout in

Predictors and Outcomes of Nurse Practitioner Burnout in Primary Care Practices

Cilgy M. Abraham

Submitted in partial fulfillment of the requirements for the degree of

Doctor of Philosophy under the Executive Committee

of the Graduate School of Arts and Sciences

COLUMBIA UNIVERSITY

2020

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© 2020

Cilgy M. Abraham All Rights Reserved

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Abstract

Predictors and Outcomes of Nurse Practitioner Burnout in Primary Care Practices

Cilgy M. Abraham

Burnout among primary care providers, which include physicians, nurse practitioners,

and physician assistants, can negatively impact patients, providers, and organizations.

Researchers have reported that up to 37% of primary care physicians experience burnout, yet the

prevalence, predictors, and outcomes associated with primary care nurse practitioner burnout

remains unknown. Since 69% of nurse practitioners provide primary care to patients, this

dissertation investigates the predictors and outcomes associated with primary care nurse

practitioner burnout. A history of burnout as well as the importance of investigating burnout

among primary care nurse practitioners are discussed in the first chapter. A systematic review of

the predictors and outcomes of primary care provider burnout is discussed in the second chapter.

The third chapter describes a cross-sectional study conducted among 396 primary care nurse

practitioners from New Jersey and Pennsylvania, which investigated whether the practice

environment is associated with nurse practitioner burnout. The fourth chapter describes a cross-

sectional study investigating whether the use of multifunctional electronic health records is

associated with primary care nurse practitioner burnout. The fifth chapter includes another cross-

sectional study examining the relationship between primary care nurse practitioner burnout and

quality of care, and if the practice environment moderates the relationship between burnout and

quality of care. Finally, the sixth concluding chapter summarizes the findings from chapters two

to five and provides recommendations for future research, practice, and policy.

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Table of Contents

List of Tables .................................................................................................................................. v

List of Figures ................................................................................................................................. v

Funding .......................................................................................................................................... vi

Acknowledgments ......................................................................................................................... vii

Dedication ....................................................................................................................................... x

Chapter 1: Introduction ................................................................................................................... 1

1.1 History of Burnout .......................................................................................................... 1

1.11 Clinician Burnout in Acute Care Settings ........................................................................... 2

1.12 Primary care and Nurse Practitioners ................................................................................. 3

1.13 Primary care Provider Burnout ........................................................................................... 5

1.14 Aims of Dissertation ........................................................................................................... 7

1.15 Gaps in the literature ........................................................................................................... 7

1.16 Conceptual Framework ....................................................................................................... 9

1.17 Study Designs ................................................................................................................... 11

1.18 IRB Application ................................................................................................................ 12

1.19 Conclusion ........................................................................................................................ 12

1.20 Tables and Figures in Chapter 1 ....................................................................................... 13

Chapter 2: Predictors and Outcomes of Burnout among Primary Care Providers in the U.S.: A

Systematic Review ........................................................................................................................ 15

2.1 Introduction ......................................................................................................................... 16

2.11 New Contributions ............................................................................................................ 18

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2.12 Conceptual Framework ..................................................................................................... 18

2.13 Methods............................................................................................................................. 19

2.14 Results ............................................................................................................................... 22

2.15 Discussion ......................................................................................................................... 29

2.16 Implications for Clinical Practice and Research ............................................................... 34

2.17 Limitations ........................................................................................................................ 35

2.18 Conclusion ........................................................................................................................ 35

2.19 Figure 1 ............................................................................................................................. 37

2.20 Table 1 .............................................................................................................................. 38

2.21 Table 2 .............................................................................................................................. 48

2.22 Table 3 .............................................................................................................................. 49

2.23 Table 4 .............................................................................................................................. 50

2.24 Table 5 .............................................................................................................................. 51

Chapter 3: Primary Care Practice Environment and Burnout Among Nurse Practitioners .......... 52

3.1 Introduction ......................................................................................................................... 53

3.11 Methods............................................................................................................................. 55

3.12 Results ............................................................................................................................... 60

3.13 Discussion ......................................................................................................................... 61

3.14 Conclusion ........................................................................................................................ 64

3.15 Figure 1 ............................................................................................................................. 65

3.16 Table 1 .............................................................................................................................. 66

3.17 Table 2 .............................................................................................................................. 68

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Chapter 4: Use of Multifunctional Electronic Health Records and Burnout among Primary Care

Nurse Practitioners ........................................................................................................................ 69

4.1 Introduction ......................................................................................................................... 70

4.11 Methods............................................................................................................................. 72

4.12 Results ............................................................................................................................... 78

4.13 Discussion ......................................................................................................................... 79

4.14 Conclusion ........................................................................................................................ 82

4.15 Figure 1 ............................................................................................................................. 83

4.16 Table 1 .............................................................................................................................. 84

4.17 Table 2 .............................................................................................................................. 86

Chapter 5: Primary care Nurse Practitioner Burnout and Quality of Care ................................... 87

5.1 Introduction ......................................................................................................................... 88

5.11 Methods............................................................................................................................. 90

5.12 Results ............................................................................................................................... 96

5.13 Discussion ......................................................................................................................... 98

5.14 Conclusion ...................................................................................................................... 101

5.15 Figure 1 ........................................................................................................................... 102

5.16 Figure 2 ........................................................................................................................... 103

5.17 Table 1 ............................................................................................................................ 104

5.18 Table 2 ............................................................................................................................ 106

5.19 Table 3 ............................................................................................................................ 107

5.20 Table 4 ............................................................................................................................ 108

Chapter 6: Recommendations for Research, Practice, and Policy .............................................. 109

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6.1 Discussion of Findings ...................................................................................................... 110

6.11 Strengths and Limitations ............................................................................................... 112

6.12 Recommendations for Research, Practice, and Policy .................................................... 113

Conclusion .................................................................................................................................. 116

References ................................................................................................................................... 117

Appendix A: Search Strategy for Study 1 ................................................................................... 142

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List of Tables

Tables and Figures in Chapter 1………………………………………………………………...13 2.20 Table 1……………………………………………………………………………………..38 2.21 Table 2……………………………………………………………………………………..48 2.22 Table 3……………………………………………………………………………………..49 2.23 Table 4…………………………………………………………………………………..…50 2.24 Table 5………………………………………………………………………………..……51 3.16 Table 1…………………………………………………………………………………..…66 3.17 Table 2……………………………………………………………………………………..68 4.16 Table 1…………………………………………………………………………………..…84 4.17 Table 2………………………………………………………………………………..……86 5.17 Table 1……………………………………………………………………………………104 5.18 Table 2……………………………………………………………………………………106 5.19 Table 3……………………………………………………………………………………107 5.20 Table 4……………………………………………………………………………………108

List of Figures

2.19 Figure 1…………………………………………………………………………………..…37 3.15 Figure 1…………………………………………………………………………………..…65 4.15 Figure 1……………………………………………………………………………………..83 5.15 Figure 1…………………………………………………………………………………....102 5.16 Figure 2……………………………………………………………………………………103

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Funding

This dissertation was supported by grant number R36HS027290 from the Agency for

Healthcare Research and Quality, as well as from the Robert Wood Johnson Foundation-Future

of Nursing Scholars Program. The data that were used in studies two through four came from the

parent study, grant number R01MD011514, funded by the National Institute on Minority Health

and Health Disparities. The content is solely the responsibility of the authors and does not

necessarily represent the official views of the Agency for Healthcare Research and Quality, the

Robert Wood Johnson Foundation, nor the National Institute on Minority Health and Health

Disparities.

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Acknowledgments

This dissertation would not have been possible without the encouragement from so many

people who may not all be listed. I thank Dr. Poghosyan, dissertation sponsor, for her feedback

with improving this dissertation, allowing me to use the data from her parent study, and helping

me to become a better writer- a skill that I will use throughout my career. I also thank

dissertation committee members- Drs Liu, Stone, Topaz, and Martsolf. Specifically, I thank Dr.

Liu for frequently sharing her time, sometimes meeting with me on a weekly basis, to help me

improve my quantitative skills. I thank Dr. Stone for teaching me how to conduct a cost-effective

analysis and for opening opportunities for me during the past three years. I thank Dr. Topaz for

being a co-mentor on my R36 dissertation grant and for his valuable feedback. Lastly, I thank

Dr. Martsolf for his feedback and for being part of this dissertation committee.

Also, I sincerely thank my PhD cohort- Anthony, Katherine, Sabrina, Jiyoun, and Kelsea-

for their encouragement, kindness, support, and amazing sense of humor. Moreover, I am

grateful to the faculty and staff (past and present) at Columbia University School of Nursing. I

especially thank Dr. Norful for her mentorship, guidance, and faith in my abilities to persevere. I

thank Dr. Ghaffari for being generous with his time by helping me with STATA and for making

me a better health services researcher. I thank Dr. Smaldone for supporting me in seeking

opportunities that are aligned with my interests. I thank Judith and Ashley for their kindness and

willingness to help. I thank Drs Carter, Hessels, Arcia, Sun, and Shang for providing

constructive feedback to help me become a better scholar. I especially thank Drs Dorritie, Voigt,

and Beauchemin for all of their words of wisdom, support, and guidance. I sincerely thank my

fifth-floor workstation colleagues- Glenny, Elizabeth, & Rudy- for inspiring me, making me

laugh, and for always brightening my day. I also thank the many faculty and staff on the fifth

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floor, as well as from the Columbia Health Sciences library, the Operations team, the

Custodial/Janitorial staff, and the Grants Management team. Furthermore, I thank faculty and

staff at the Robert Wood Johnson Foundation- Future of Nursing Scholars program for their

support and encouragement. I also thank Dr. Chanlongbutra and the AHRQ for supporting my

dissertation.

I am incredibly grateful to my Rutgers family. In particular, I thank Dr. Pamela de

Cordova and Dr. Sarah Kelly who have had a profound influence on me and have changed my

life in more ways than I can describe. You have both seen me evolve from a teenager to now an

adult, and have been there for me every step of the way. Your compassion, patience, time,

encouragement, and kindness have shaped me into the scholar who I am today and have helped

me to see the type of person I want to become in the future. I thank you for giving me the best

foundation necessary for grad school, and for creating a safe and welcoming environment for me

to grow, listening to all of my aspirations, never doubting my abilities, and never discouraging

me from pursuing my interests. I also thank April Ancheta for inspiring me in so many ways and

for reminding me that the road less traveled is often the most fruitful. Additionally, I am grateful

to my IWL-LSP family- my wonderful cohort as well as amazing leaders- Sasha, Lisa, and Dr.

Trigg. There are no words that I can use to describe how appreciative I am to be part of the IWL

community. You all were so instrumental in developing my research skills and for preparing me

for grad school.

At age 17, Dr. Repollet told me that one day I was going to get my doctorate. At that

time, I never believed him because I could not see that in my future. However, Dr. Rep- you

were correct. I am very thankful to Ms. Hanley for her support, encouragement, and faith in my

ability to persevere. I sincerely thank Mrs. Mesa for encouraging me to be unapologetic in

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pursuing my dreams, advising me to listen to my heart, and reminding me to never settle for the

path of least resistance. Her inspiring words have influenced me throughout my life, and

whenever I am lost or unsure of what I should do next, Mrs. Mesa’s words have proven to be the

light in the darkness. Thank you to my peer mentor, Alma Gonzalez, who continuously inspire

me to dream big and for reminding me to make the world how it should be instead of accepting

how it is. Furthermore, I thank my cousin, Tincy, for all of her support throughout my schooling

and for being the sister that I always wanted. You have all saw something bigger in me that I

could not see in myself, and I am sincerely thankful to each and every one of you.

Most importantly, I thank my incredible family, Mom and Dad, whose continuous love

and support are the reason that I am here today. Mom- you taught me to work hard, never give-

up, believe in myself, live simply but love deeply. Dad- you taught me to think critically,

challenge myself to be better each day, be fearless, and to fight for my beliefs and convictions.

You have both instilled in me a love for learning very early on and I am forever grateful. I will

never forget the sacrifices that you have made so that I could pursue my dreams- thank you.

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Dedication

In loving memory of Cynthia and Selbin Abraham, who continue to watch over and guide

me in all that I do.

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Chapter 1: Introduction

1.1 History of Burnout

The investigation of burnout in health care workers began with Herbert Freudenberger in

1974. Freudenberger is credited for creating the term “burnout,” which he described as relevant

to those in the caring professions (Samra, 2018; Schaufeli, Leiter, & Maslach, 2009), such as

nursing, medicine, psychotherapy, and social work. Burnout was defined as exhaustion resulting

from demands placed on one’s energy, and is often characterized by fatigue, frustration,

cynicism, and malaise (Freudenberger, 1974; Reith, 2018).

Since then, Christina Maslach added to Freudenberger’s work by developing a multi-

dimensional model of burnout that consists of three subscales: 1) emotional exhaustion, 2)

depersonalization, and 3) personal accomplishment (Maslach & Jackson, 1981). The emotional

exhaustion subscale measures feelings of being emotionally overwhelmed and exhausted by

one’s work (Maslach & Jackson, 1981). The depersonalization subscale measures the degree of

feeling impersonal or detached toward others, whereas the personal accomplishment subscale

measures feelings of competence and success in one’s work (Maslach & Jackson, 1981). Based

on this work, the Maslach Burnout Inventory (MBI), which contains three subscales to measure

burnout, was developed. Maslach and colleagues concluded that all three subscales of the MBI

had a Cronbach’s alpha above .7 (Maslach & Jackson, 1981). Given its good psychometric

property, for several decades, the MBI has been extensively used to measure burnout among

professionals such as nurses, physicians, residents, and social workers in a variety of settings

including different hospital units (e.g., critical care/intensive care units, medical/surgical units),

long-term care settings, and ambulatory outpatient facilities (Reith, 2018; Tawfik et al., 2017;

Corboda et al., 2011; Schaufeli et al., 2009; Jennings, 2008; Schaefer & Moos, 1996).

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1.11 Clinician Burnout in Acute Care Settings

Burnout is a national health crisis affecting health care providers in the United States

(U.S.) (Noseworthy et al., 2017). Nearly 49% of pediatric critical care physicians (Shenoi et al.,

2018), 76% of emergency medical residents (Lin et al., 2019), and 25% of maternity nurses

experience burnout (Clark & Lake, 2020). Burnout affects clinicians by impeding their ability to

deliver high quality, safe care to patients (Noseworthy et al., 2017). Clinicians experiencing

burnout are also more likely to leave their job (Willard-Grace et al., 2019), report leaving

necessary care undone (Clark & Lake, 2020), commit medical errors, report lower quality of

patient care, and have lower satisfied patients (West, Dyrbye, & Shanafelt, 2018). As a result, a

2019 landmark report identified clinician burnout as a public health crisis (Jha et al., 2019) and

the National Academy of Medicine (2018) launched an initiative to reduce clinician burnout and

improve patient and clinician well-being.

An extensive body of research exists on clinician burnout in the acute care settings (West

et al., 2016; Bragard, Dupuis, & Fleet, 2015; Dewa et al., 2017; Cimiotti et al., 2012; McHugh et

al., 2011). Several researchers report that organizational (i.e., practice environment) and

structural (e.g., use of electronic health records [EHRs] containing multifunctional features

including computerized capabilities and electronic reminders for decision support) features

within health care settings are the most common predictors of clinician burnout (Robertson et al.,

2017; Jha et al., 2019; National Academy of Medicine, 2018; Van Bogaert et al., 2013; McHugh

et al., 2011). For example, poor practice environments for hospital nurses, characterized by low

autonomy to make patient care decisions, multiple job demands, and limited support from

administrators lead to burnout (McHugh et al., 2011), and burnt-out nurses were more likely to

perceive lower quality of care delivered to patients (Nantsupawat et al., 2016; Poghosyan et al.,

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2010). For physicians, greater job demands and high workload, use of multifunctional EHRs,

limited teamwork, long hospital shifts, and inefficient working relations with colleagues were all

associated with physician burnout (Bragard et al., 2015; West et al., 2016; Olson et al., 2018).

1.12 Primary care and Nurse Practitioners

Although there is much evidence on clinician burnout in the acute care setting, most

health care services in the U.S. are delivered in primary care practices (Petterson et al., 2018),

yet to date little is known about provider burnout in primary care. Primary care serves as the first

point of entry to the health care system and includes services such as disease prevention, health

promotion, and chronic disease care management (World Health Organization, 2019; Shi, 2012).

Access to primary care is critical for improved outcomes including lower disease and death rates,

fewer hospitalizations and emergency department utilization (Petterson et al., 2018; Shi, 2012;

Chang et al., 2011), and fewer visits to specialists among those with access to primary care

(Szafran et al., 2018). Researchers also report that an investment in primary care can result in

more than a six-fold decrease in Medicare costs for inpatient and post-acute care services

(Lazris, Roth, & Brownlee, 2018; Reschovsky et al., 2012). Lower health care costs and lower

mortality may be explained by the fact that people receiving primary care are more likely to

receive preventative health care services which can help to detect potential health problems

before they worsen and require costly intervention (World Health Organization, 2019). Thus,

primary care is central to ensuring optimal patient outcomes (World Health Organization, 2019).

In addition, primary care can be delivered in interdisciplinary teams that include

physicians, physician assistants, and Nurse Practitioners (NPs) (Petterson et al., 2018).

Traditionally, primary care was delivered by physicians (Szafran et al., 2018), however the

number of primary care physicians in the U.S. has decreased and only 20% of new physicians are

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entering primary care (The Lancet, 2019). Furthermore, in 2014, over 400 million patient visits

were made to a primary care physician in the U.S. (Petterson et al., 2018; Centers for Disease

Control and Prevention, 2014), which shows that there is a high demand for primary care

services. However, there only exists approximately one primary care physician for nearly 1,450

people in the U.S. (Petterson et al., 2018). Given the high usage of primary care, the limited

supply of primary care physicians, and the decline in interest to practice in primary care among

graduates of medical schools in the U.S. (Petterson et al., 2018), there exists major challenges to

meeting the demands for patient care in primary care practices. However, primary care providers

(PCPs) such as NPs and physician assistants are increasingly delivering health care to patients in

a variety of primary care settings and thus are changing the primary care workforce (Petterson et

al., 2018). Specifically, of these providers, by 2030, NPs will comprise about one-third of all

PCPs (U.S. Department of Health and Human Services, 2016).

Primary care NPs are registered nurses with advance training at the Master’s or Doctoral

level and can assess, diagnose, and manage patient conditions, order and interpret tests, prescribe

medications, and provide patient education (AANP, 2020). Given their extensive training,

primary care NPs can be utilized to meet the demands for primary care. For example, one

national study found that NPs were providing health care services to patients in rural and low-

income communities, thereby increasing access to health care for these patients (Xue, Smith, &

Spetz, 2019). Another study found a 7.6% and 7.1% increase from 17.6% and 15.9% in the

number of NPs practicing in rural and non-rural areas since 2008 (Barnes et al., 2018), which

suggests an increase in the number of NPs providing patient care in underserved communities.

Additionally, NPs deliver cost-effective care (Abraham et al., 2019; Kuo et al., 2015; Martin-

Misener et al., 2015) and have the potential to reduce health disparities (Poghosyan & Carthon,

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2017) by providing accessible, high quality care to minorities, low-income individuals, women,

the elderly, and individuals with disabilities (Buerhaus et al., 2015; Weston et al., 2018;

Buerhaus, 2018). Given the central role that NPs have in reducing health disparities and

increasing access to cost-effective health care, organizations such as the Federal Trade

Commission (2014), National Governors Association (2012), and the American Association of

Retired Persons (Jenkins, 2018) have all encouraged the use of NPs in primary care.

1.13 Primary care Provider Burnout

Although the primary care workforce is projected to increase significantly through the

use of NPs, few researchers have investigated the predictors and outcomes of burnout in the

primary care setting (Rabatin et al., 2016; Williams et al., 2007; Linzer et al., 2009). Moreover,

many of these researchers have traditionally focused on the primary care physician workforce to

the exclusion of primary care NPs and physician assistants (Rabatin et al., 2016; Babbott et al.,

2014; Williams et al., 2007; Linzer et al., 2009). Such studies show that poor practice

environments and use of EHRs with multifunctional features, reminders, and alert systems add to

provider stress, workload, job dissatisfaction (Robertson et al., 2017; Babbott et al., 2014; Linzer

et al., 2009) and lead to primary care physician burnout (Robertson et al., 2017). In addition,

researchers conducting a multi-site study found primary care physician burnout to be associated

with poor quality of patient care, which they defined poor quality of care as discharging patients

early to make care delivery feasible, not fully discussing treatment options or answering patient

questions, making treatment or medication errors, prescribing medications without fully

assessing patients, and skipping procedures to facilitate early patient discharge (Williams et al.,

2007). As a result, it appears that among primary care physicians, the practice environment and

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use of multifunctional EHRs can contribute to their burnout which may then impact the quality

of care they deliver to patients.

Although there are more than 290,000 NPs licensed in the U.S. (AANP, 2020), and

nearly 70% of NPs deliver primary care services to patients (AANP, 2020), the prevalence,

predictors, and outcomes associated with primary care NP burnout remains minimally

investigated. This is a limitation because researchers have found that 46.1% of NPs work in a

poor practice environment (Carthon et al., 2020) and an extensive body of evidence suggests that

working in a poor or challenging practice environment is a known contributor to provider

burnout (Abraham et al., 2019; West et al., 2018; Willard-Grace et al., 2019; Rabatin et al., 2016;

Babbott et al., 2014; Edwards et al., 2018; Helfrich et al., 2014; Blechter et al., 2017; Spinelli et

al., 2016; Olayiwola et al., 2018). However, compared to other PCPs, NPs are more likely to

practice in low-income, high-minority practices (Barnes et al., 2018; Buerhaus et al., 2015)

which typically have fewer resources needed for patient care (Chan et al., 2019), and therefore

NPs may be experiencing unique challenges in their practices. Furthermore, in another study,

researchers have found that NP role is not clearly defined in some practices and some

administrators do not have a clear understanding of NP skills (Poghosyan & Aiken, 2015). These

researchers have also reported that one in every four NPs lack necessary organizational support

(Poghosyan & Aiken, 2015), which may create challenging environments to provide patient care.

As a result, these challenges might predispose NPs to burnout and ultimately impact the quality

and safety of patient care in primary care settings. Thus, it is critically important to investigate

factors associated with NP burnout in primary care because such knowledge will inform future

interventions to reduce burnout, improve provider well-being, and patient outcomes.

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1.14 Aims of Dissertation

The overall purpose of this dissertation is to identify factors associated with primary care

NP burnout. Table 1 details the chapters of this dissertation and the aims for each dissertation

study.

1.15 Gaps in the literature

The gaps existing in the literature serve as the foundation for the four studies that

encompass this dissertation.

Study 1/Chapter 2: Existing systematic reviews have investigated burnout among health

care providers such as physicians (Panagioti et al., 2018; Wen et al., 2016), nurses (Monsalve-

Reyes et al., 2018), and physician assistants and NPs (Hoff, Carabetta, & Collinson, 2017).

However, none of these existing systematic reviews are inclusive of all PCPs (i.e., physicians,

NPs, and physician assistants) within a single review, which is a limitation because primary care

in the U.S. is delivered by an interdisciplinary team of providers including NPs, physician

assistants, and physicians (Petterson et al., 2018), and it is important to understand the factors

that contribute to their collective experiences of burnout. To our knowledge, a comprehensive

review on the predictors and outcomes of burnout among all PCPs does not exist. Therefore, this

is the first review to examine predictors and outcomes of burnout among all PCPs in the U.S.

Given the adverse consequences associated with clinician burnout, this systematic review

(chapter 2) fills a gap in the primary care literature by generating knowledge on the prevalence of

burnout in PCPs and how burnout impacts PCPs and the care that they deliver to patients.

Study 2/Chapter 3: The findings from our systematic review (study 1/chapter 2) revealed

that the primary care practice environment was a commonly reported, modifiable predictor of

PCP burnout (Helfrich et al., 2014; Willard-Grace et al., 2013). Additionally, several studies

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included in the systematic review focused solely on primary care physician burnout (Rabatin et

al., 2016; Robertson et al., 2017; Babbott et al., 2014; Yoon, Daley, & Curlin, 2017) whereas

none of the study authors focused solely on primary care NP burnout. Instead, several authors

included all PCPs (i.e., primary care NPs, physician assistants, and physicians) (Williard-Grace

et al., 2019; Williard-Grace et al., 2013; Olayiwola et al., 2018; Edwards et al., 2017). However,

of the authors that included NPs (Edwards et al., 2018; Olayiwola et al., 2018; Willard-Grace et

al., 2019; Willard-Grace et al., 2013), they combined NPs and physician assistants as the same

group of professionals, which is a limitation because NPs and physician assistants are from two

different professions and have different training, skills, competencies, and regulations governing

their ability to practice clinically. As a result, to date, no study has examined modifiable

predictors associated with primary care NP burnout. Given this gap in the literature, study 2

(chapter 3) of this dissertation seeks to fill these gaps by identifying the prevalence of burnout

among primary care NPs and whether the practice environment is associated with NP burnout in

primary care practices.

Study 3/Chapter 4: Similarly, in the systematic review, we found that use of

multifunctional EHRs was a commonly reported, modifiable predictor of PCP burnout (Babbott

et al., 2014; Robertson et al., 2017). However, those researchers investigating PCP burnout have

mostly focused on primary care physicians (Babbott et al., 2014; Robertson et al., 2017). To our

knowledge, no researcher has published a study investigating use of multifunctional EHRs with

primary care NP burnout, which is a limitation because NPs deliver a significant portion of

primary care services in the U.S. (U.S. Department of Health and Human Services, 2016), yet

factors contributing to their burnout remain largely unknown. Thus, study 3 (chapter 4) of this

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dissertation attempts to fill this gap in the literature by determining whether use of

multifunctional EHRs is associated with primary care NP burnout.

Study 4/Chapter 5: Most studies in our systematic review (study 1/chapter 2) did not

investigate outcomes of PCP burnout (Helfrich et al., 2014; Olayiwola et al., 2018; Robertson et

al., 2017; Babbott et al., 2014; Edwards et al., 2018; Yoon et al., 2017). Of the few studies that

did (Rabatin et al., 2016; Linzer et al., 2009; Ratanawongsa et al., 2008; Williams et al., 2007),

none have investigated outcomes specifically for primary care NP burnout, revealing another

major gap in the literature. One researcher found primary care physician burnout to be associated

with poor quality of patient care (Williams et al., 2007). Furthermore, other researchers report

that physician burnout leads to compromised patient care (i.e., poor care quality, medical errors,

and lower patient satisfaction) (West et al., 2018). Yet, to date, no researcher has investigated

whether primary care NP burnout is associated with lower quality of care, and if the practice

environment moderates that relationship. This is a major gap in the literature because primary

care NPs provide a large proportion of care to patients (U.S. Department of Health and Human

Services, 2016), but we do not know their levels of burnout nor its impact on care quality. Thus,

to fill this gap, the purpose of study 4 (chapter 5) is to investigate the association between

primary care NP burnout and quality of care, and to assess if the primary care NP practice

environment moderates the relationship between burnout and quality of care.

1.16 Conceptual Framework

This dissertation will focus on the relationship between potential predictors (i.e., practice

environment and use of multifunctional EHRs) and an outcome (i.e., quality of care) associated

with primary care NP burnout while controlling for NP and primary care practice characteristics.

Given this focus, the dissertation will be guided by the Clinician Well-Being and Resilience

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model (Brigham et al., 2018), in which clinician and practice characteristics are taken into

consideration in predicting clinician burnout and the model also shows the relationship between

clinicians and the consequences of burnout (i.e., clinician well-being, clinician-patient

relationship, and patient well-being). The Clinician Well-Being and Resilience model was

developed by researchers at the National Academy of Medicine (Brigham et al., 2018). The

model was created because there was a lack of existing conceptual models to illustrate factors

associated with clinician burnout and well-being across all health care professions (Brigham et

al., 2018).

For this dissertation, we adapted the Clinician Well-Being and Resilience model (Figure

1) to focus on burnout and variables associated with burnout (i.e., practice environment and use

of multifunctional EHRs), and a potential outcome of burnout (i.e., lower quality of care). The

practice environment is a complex phenomenon that describes how organizational structure

within the work setting has the potential to impact an employees’ performance and productivity

(Kanter, 1976; Carthon et al., 2020; Poghosyan et al., 2013). The practice environment for

primary care NPs is defined as an NP’s perception of these four domains: NP-Physician

relations, Professional Visibility, Independent Practice and Support, and NP-Administration

Relations (Poghosyan et al., 2013). A limitation in any of these domains may create a

challenging practice environment for NPs to deliver patient care. Use of multifunctional EHRs is

defined as use of EHR systems with functions that allow for imputing patient information,

ordering medications, and providing clinical decision support (Huang, Gibson, & Terry, 2018;

Schoen et al., 2012). When EHR systems contain more of these features, they are considered to

be multifunctional (Huang et al., 2018). For this dissertation, use of multifunctional EHRs has

been conceptualized as computerized capabilities and electronic reminder systems for decision

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support of clinical guidelines (Friedberg et al., 2009). Quality of care is conceptualized as an

NP’s self-report of the quality of care delivered in the primary care practice. The adapted

conceptual model also accounts for variables measuring NP (i.e., age, sex, education, race,

marital status, hours worked per week, workload, experience, and years employed in current

practice) and practice (i.e., size, type of practice, hours of operation) characteristics. We

hypothesized that poor practice environments and greater use of multifunctional EHRs will be

associated with primary care NP burnout and burnt-out NPs will perceive delivering lower

quality of care. We also hypothesized that the practice environment will moderate the

relationship between NP burnout and quality of care.

1.17 Study Designs

Chapter 2 of this dissertation is a systematic review of the predictors and outcomes of

burnout among PCPs in the U.S. and was published in Medical Care Research and Review.

Based on the results from the systematic review, chapter 3 is a secondary analysis of cross-

sectional survey data collected from 396 NPs in New Jersey and Pennsylvania where we tested

the association between the primary care practice environment and NP burnout. Chapter 4 is also

a secondary analysis of the same cross-sectional survey data used in chapter 3, and we

investigated the association between use of multifunctional EHRs and primary care NP burnout.

Similarly, using the knowledge that was gained from chapter 2 on outcomes of PCP burnout,

chapter 5 is a secondary analysis of the same cross-sectional survey data as used in chapters 3

and 4, in which we investigated the association between primary care NP burnout and quality of

care, and if the primary care practice environment moderates the relationship between NP

burnout and quality of care.

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1.18 IRB Application

This dissertation work encompasses one systematic review and three studies using

secondary data obtained from the parent study (L. Poghosyan, R01MD011514). Researchers

have obtained approval from the Institutional Review Board at Columbia University to conduct

the studies in this dissertation.

1.19 Conclusion

Clinician burnout is a public health threat and affects provider well-being and patient

safety (Jha et al., 2019). This dissertation will provide timely evidence on factors associated with

NP burnout in primary care. Moreover, NPs practice in challenging environments and use EHRs

which have the potential to be improved, but knowledge of primary care NP burnout, practice

environment, EHR use, and quality of care is limited, indicating a major gap in evidence.

Knowledge on the factors associated with primary care NP burnout is needed to ensure that, in

the future, clinician and practice administrators can be aware of these factors which could be

remedied to ultimately reduce NP burnout. Since the primary care practice environment and

usability of EHRs may be modifiable, knowledge from this dissertation will be used to develop

future interventions to improve the practice environment and operability of EHRs to

subsequently reduce burnout and improve the quality of primary care delivery.

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1.20 Tables and Figures in Chapter 1

Table 1. Dissertation Chapters and Aims

Chapter Title Aims 2 Predictors and Outcomes of

Burnout among Primary Care Providers in the United States: A Systematic Review

1. To identify the predictors and outcomes of burnout among primary care providers within the United States.

3 Primary care Practice Environment and Burnout among Nurse Practitioners

1. To describe the NP practice environment and burnout among NPs in primary care practices. 2. Investigate whether the primary care NP practice environment (i.e., NP-physician relations, NP-administration relations, independent practice and support, and professional visibility) is associated with NP burnout.

4 Use of Multifunctional Electronic Health Records and Burnout among Primary Care Nurse Practitioners

1. Determine whether use of multifunctional EHRs is associated with NP burnout in primary care practices.

5 Primary care Nurse Practitioner Burnout and Quality of Care

1. To investigate the association between NP burnout and quality of care for patients in primary care practices. 2. To assess if the primary care NP practice environment moderates the relationship between NP burnout and quality of care.

Note. NP = Nurse Practitioner; EHR = Electronic Health Record;

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Figure 1. Adapted Clinician Well-Being and Resilience Model

Note. EHR = Electronic Health Record; NP = Nurse Practitioner;

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Chapter 2: Predictors and Outcomes of Burnout among Primary

Care Providers in the U.S.: A Systematic Review

This chapter contains a systematic review that was conducted to investigate the predictors

and outcomes of burnout among primary care providers in the U.S. This manuscript is published

in Medical Care Research and Review. The citation is as follows:

Abraham, C.M., Zheng, K., & Poghosyan, L. (2019). Predictors and outcomes of burnout among

primary care providers in the United States: A systematic review. Medical Care Research

and Review. https://doi.org/10.1177/1077558719888427

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2.1 Introduction

Burnout is a national health crisis affecting health care providers throughout the United

States (U.S.) (Noseworthy et al., 2017). Nearly 37% of nurses (McHugh et al., 2011), 48% of

critical care physicians (Larkin, 2018), and 69% of surgical residents (Lebares et al., 2018)

experience burnout. Burnout has been defined as a “prolonged response to chronic interpersonal

stressors” (Maslach & Leiter, 2016, p. 103) and is characterized by the presence of emotional

exhaustion, depersonalization, and feelings of low personal accomplishment (Maslach &

Jackson, 1981). Burnout influences clinicians by impeding their ability to deliver high quality,

safe care (Noseworthy et al., 2017), which subsequently leads to poor patient outcomes and

threatens patient safety. Given the high prevalence of clinician burnout, the Federation of State

Medical Boards (2018) issued a policy report on physician wellness and burnout, and the

American Public Health Association reported alarming rates of provider burnout resulting from

organizational problems and the rapidly changing practice environment (Krisberg, 2018).

Increasingly, attention has been focused on reducing the high prevalence of clinician

burnout in the U.S. The National Academy of Medicine (2018) launched an Action Collaborative

to advance research and harness interdisciplinary initiatives to improve clinician well-being.

Additionally, findings from the 2018 National Physician Burnout and Depression survey showed

physicians in primary care to have one of the highest rates, 47%, of burnout (Peckham, 2018).

Despite the growing attention given to clinician burnout in the U.S., there remains a knowledge

gap on the overall prevalence, predictors, and outcomes of burnout among all primary care

providers (PCPs) that includes physicians, nurse practitioners (NPs), and physician assistants

(PAs) (U.S. Department of Health and Human Services, 2016).

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Primary care improves population health (van Weel & Kidd, 2018) and serves as the first

point of entry to the health care system. Greater access to primary care is associated with

improved health outcomes and decreased utilization of costly acute care services such as

hospitalizations and emergency department use (Shi, 2012; Chang et al., 2011; Kravet et al.,

2008). In the U.S., 72.6% of all NPs (AANP, 2019), 26.7% of certified PAs (NCCPA, 2019), and

28% of physicians actively deliver primary care to patients (Dall et al., 2018), yet minimal

evidence exists on burnout inclusive of all PCPs, which is concerning since primary health care

is delivered by an interdisciplinary team of providers (Phillips & Bazemore, 2010). Most

research to date has been focused on exploring predictors and outcomes of burnout among

physicians in many clinical specialties (Panagioti et al., 2018; Wen et al., 2016; Tawfik et al.,

2018), demonstrating that physician burnout is associated with poor quality of patient care,

compromised patient safety (Panagioti et al., 2018; West et al., 2018), and medical errors (Wen

et al., 2016). As NPs and PAs are unique types of PCPs who may be at risk for burnout, it is

important to investigate the predictors and outcomes of burnout inclusive of all PCPs to ensure

delivery of safe, high quality patient care.

Researchers have found that predictors of clinician burnout are often modifiable and

include the practice environment, payment models, and policies governing professional practice,

licensure, and reimbursements (Brigham et al., 2018). In a systematic review and meta-analysis

of 47 studies, burnout was associated with compromised patient safety, low clinician

professionalism, low quality of care, and low patient satisfaction (Panagioti et al., 2018).

Although several factors can influence burnout and its subsequent outcomes, there has yet to be a

comprehensive review of literature on the relationship between provider burnout, predictors, and

outcomes with a specific focus on primary care. With primary care having a significant role in

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the health care system (Shi, 2012) and PCPs being at the forefront (Corley, 2017), it is

imperative to understand the factors that increase the risk of provider burnout and the subsequent

consequences in primary care. Therefore, the purpose of this systematic review was to identify

the predictors and outcomes of burnout among PCPs within the U.S.

2.11 New Contributions

This systematic review comprehensively investigates the predictors and outcomes of

burnout among PCPs in the U.S. and makes new contributions to the existing evidence.

Researchers have previously studied burnout among physicians (Panagioti et al., 2018) and PAs

and NPs (Hoff, Carabetta, & Collinson, 2017) in diverse health care settings and specialties not

limited to primary care. However, it is important to investigate the predictors and outcomes of

provider burnout specifically in the primary care setting because most health care in the U.S. is

delivered in primary care practices (Starfield, Shi, & Macinko, 2005). Thus, evidence focused on

hospital-based clinicians cannot be generalized to PCPs. In addition, prior studies and reviews

are not inclusive of all PCPs (i.e., physicians, NPs, and PAs), which is a limitation since primary

care in the U.S. is often delivered by an interdisciplinary team of providers including NPs, PAs,

and physicians. Therefore, examining burnout among all types of PCPs will allow for the

development of future interventions to reduce PCP burnout.

2.12 Conceptual Framework

This review is guided by the Clinician Well-Being and Resilience model which depicts

external and internal predictors associated with clinician well-being while illustrating the

relationship between clinician well-being with clinician, patient, and organizational outcomes

(Brigham et al., 2018). According to the model, external predictors that can influence clinician

well-being and burnout include: 1) practice environment, 2) organizational factors (e.g.,

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harassment, workload), 3) health care responsibilities, 4) rules and regulations (e.g., national and

state policies governing clinical practice, documentation requirements), and 5) society/culture

(e.g., stigmatization of burnout) (National Academy of Sciences, 2018). The internal predictors

within the model are 1) personal factors (e.g., work-life balance, sense of meaning, inclusion and

connectivity, personal values) and 2) skills and abilities (e.g., clinical competency, coping,

communication) (National Academy of Sciences, 2018).

The Clinician Well-Being and Resilience model guided our review by allowing us to

categorize the predictors (i.e., personal and organizational) and outcomes (i.e., patient, provider,

and organizational) of PCP burnout. Furthermore, the model suggests that regulatory factors can

influence clinician well-being. This implies that scope of practice regulations, which are

common for primary care NPs and PAs, may impact clinician well-being. Thus, this model

enabled a conceptually-motivated process in examining the current evidence on burnout among

primary care physicians, NPs, and PAs.

2.13 Methods

Data Sources and Searches: The Preferred Reporting Items for Systematic Reviews and

Meta-analyses (PRISMA) guided this review (Moher et al., 2009). We published a study

protocol of this review in Prospero, an international database of prospective systematic reviews

(Abraham, Zheng, & Poghosyan, 2018). We consulted with a library informationist who

provided guidance in the development of our search strategy. Two researchers completed a

comprehensive literature search in eight electronic databases: PubMed, Embase, Cumulative

Index to Nursing and Allied Health Literature (CINAHL), Cochrane Library, Ovid Medline,

ProQuest, Joanna Briggs Institute, and PsychINFO. ProQuest was searched for gray literature.

The search strategy consisted of medical subject headings (MeSH) as well as database specific

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subject headings to identify studies that reported predictors and/or outcomes of burnout among

PCPs in the U.S. Keywords included: “burnout,” “burn* out,” “nurse practitioner*,” “advance*

practice nurse*,” “physician assistant*,” “physician*,” “clinician*,” “doctor*,” “primary care

provider*,” “primary care,” “predictor*,” “factor*,” “cause*,” “outcome*,” “associate*,”

“lead*,” “led*,” and “consequence*” (Appendix A). Domestic studies were identified using the

Boolean term “AND” with burnout, nurse practitioners or advanced practice nurses, physicians,

physician assistants, clinicians, doctors, and primary care. The search was not limited by a set

timeframe as we wanted to include all relevant studies discussing predictors and/or outcomes of

PCP burnout. Manual searches of reference lists from the retrieved articles were conducted but

no new studies were identified. The literature search was first conducted from 01/01/2019 to

02/03/2019 and an updated search was conducted from 9/30/2019 to 10/02/2019 to ensure that

all studies that met inclusion criteria were included.

Study Selection and Eligibility for Full-text Review: The PRISMA flow diagram of the

literature search is depicted in Figure 1. The literature search yielded 2,313 studies, all of which

were exported into EndnoteX8 citation management software. After removal of duplicates, 1,772

studies remained and underwent initial screening. Of these, 68 studies were deemed relevant by

title and abstract screening and were then reviewed by full-text using the following eligibility

criteria. Studies were included if they: 1) were empirical research studies, 2) focused on

predictors and/or outcomes of burnout among PAs, NPs, or physicians exclusively, or in

combination, 3) took place in any primary care setting in the U.S., and 4) were written in

English. Only studies conducted in the U.S. were included because the PCP workforce may

differ internationally since not all countries have an NP and/or PA primary care workforce.

Studies were excluded for the following reasons: 1) study samples were limited to students

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instead of practicing PCPs; 2) studies were conducted in acute care settings; 3) studies were

conducted outside the U.S.; 4) studies did not focus on predictors or outcomes of burnout in

PCPs; 5) studies were unrelated to burnout in PCPs; 6) studies were editorials, news/policy

briefs, or commentaries; and 7) studies evaluated programs instead of investigating predictors or

outcomes of PCP burnout. Of the 68 studies reviewed in full-text, 47 were excluded because

researchers did not focus on providers practicing in primary care (n = 10 studies), study authors

did not discuss predictors or outcomes of burnout in PCPs (n = 31), studies occurred in an

international setting (n = 2), study authors addressed burnout in health professional students (n =

2), and study authors evaluated programs instead of comprehensively investigating predictors or

outcomes of PCP burnout (n = 2), resulting in a total of 21 articles eligible for inclusion in this

review.

Assessment of Methodological Quality and Risk of Bias: Two authors independently

appraised the quality of included studies using the Joanna Briggs Institute (JBI) critical appraisal

checklists for cross-sectional and cohort studies (Moola et al., 2017). Both JBI checklists were

developed to help investigators determine the risk of bias and methodological quality of studies.

The checklists include questions assessing clarity of inclusion criteria, description of participants

and recruitment, measures of variables, use of confounding variables, statistical analyses, and

methods to address attrition (Moola et al., 2017). Response options for each question include

“yes,” “no,” “unclear,” or “not applicable.” Consistent with previous researchers who have used

the JBI checklist (de Cordova et al., 2018), studies had to receive a “yes” for at-least five out of

the eight questions (62.5%) in the cross-sectional study checklist and a “yes” for at-least seven

out of the eleven questions (63.6%) in the cohort study checklist to be considered sufficient in

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quality for inclusion in this review. The more “yes” ratings a study has, the higher the quality

and lower the risk of bias.

Data Extraction: The study purpose, setting, sample size, PCP type, response rate,

instrument used to measure PCP burnout, predictors and/or outcomes that were significantly

associated with PCP burnout, and the prevalence of burnout from each study are presented in

Table 1. Two supplementary tables, summarizing the predictors and outcomes across studies,

were created to concisely display the results within this review. To reduce the potential for bias,

two authors independently extracted information from each study and then compared results. If

there was a lack of clarity about the study, we contacted the first author of the study for further

clarification.

2.14 Results

Study Characteristics: Of the included 21 studies, 19 studies used cross-sectional

designs and two studies used cohort designs. The studies were conducted in several U.S. states

with some study authors using a national sample of PCPs (Simonetti et al., 2017; Edwards et al.,

2017; Spinelli et al., 2016; Helfrich et al., 2014; Yoon et al., 2017; Zubatsky et al., 2018;

Helfrich et al., 2017). Across studies, the sample size ranged from 96 to 4,130 PCPs, and most

studies (n = 13) used a single item (Rohland, Kruse, & Rohrer, 2004; Dolan et al., 2015) to

measure burnout. Overall, prevalence of PCP burnout ranged from 13.5% to 60%. Predictors of

PCP burnout consisted of 1) personal and 2) organizational factors. Outcomes of PCP burnout

occurred at the 1) patient, 2) provider, and 3) organizational level.

Quality Appraisal: All 21 studies were deemed of sufficient quality and were included

in this review. Cross-sectional studies had appraisal scores between six to all eight questions

with a “yes” rating (Table 2), and cohort studies had seven to all 11 questions receiving a “yes”

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rating (Table 3). Fifteen cross-sectional studies received all “yes” ratings in quality appraisal.

Three studies did not have clear information on either the confounding factors included in their

analysis (Blechter et al., 2017; Whitebird et al., 2017) or the use of all valid and reliable outcome

measures (Robertson et al., 2017). One study did not provide a detailed overview of study

subjects and setting (Rabatin et al., 2016), whereas one cohort study received a seven out of 11

because it was unclear whether 1) predictors were measured similarly among PCPs who were

burned-out versus not burned-out, 2) participants were free of the outcome at the start of the

study, and 3) reasons for loss to follow-up were not sufficiently described (Ratanawongs et al.,

2008).

Predictors of PCP Burnout: Several study authors demonstrated that PCP

characteristics were predictors of burnout, including length of tenure at current practice, sex,

personal values, a “sense of calling” to medicine, career satisfaction, satisfaction with resources

needed for patient care, and perceptions of being able to care for complex patients.

Organizational predictors were modifiable characteristics of the primary care practice where

PCPs work and included practice environment, working status, teamwork, electronic health

records, and the size and setting of the health care system.

Personal Predictors. Length of tenure at the current primary care practice was associated

with burnout, with mixed evidence existing on whether longer or shorter tenure increases PCP

burnout (Olayiwola et al., 2018; Helfrich et al., 2014; Edwards et al., 2018; Whitebird et al.,

2017; Zubatsky et al., 2018). In a study with 359 PCPs from San Francisco, PCPs working in the

practice for more than five years had lower emotional exhaustion scores (p < .05) compared to

PCPs working less than one year (Olayiwola et al., 2018). Similarly, PCPs working more than 10

years reported lower emotional exhaustion than those working less than six years (Zubatsky et

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al., 2018). However, PCPs with two or more years of tenure had higher odds of burnout (odds

ratio (OR) = 2.13 to 2.68) compared to PCPs with less than six months of tenure (Helfrich et al.,

2014). Consistent with these findings, a different group of researchers reported that PCPs with

greater tenure in medical practice had higher burnout (Whitebird et al., 2017), and another found

that PCPs with greater than three years of employment at the current practice had a 1.48 higher

odds of burnout (95% confidence interval (CI) = 1.32 to 1.64; p < .001) compared to PCPs with

three or less years of tenure at the current practice (Edwards et al., 2018).

The findings were mixed regarding sex as a predictor of PCP burnout. One study found

that female physicians had higher levels of burnout compared to male physicians (36.0% versus

19.0%, p < .001) (Rabatin et al., 2016). Similarly, another study found lower levels of emotional

exhaustion in male physicians compared to female physicians (Zubatsky et al., 2018). However,

in a different study, burnout was higher among males compared to females (38.6% versus 27.4%,

p = .117) (Spinelli et al., 2016).

Additionally, primary care physicians were less likely to be burned-out and were more

likely to stay in their current practice if their values aligned with that of administration and

leadership (p < .05) (Babbot et al., 2014). Furthermore, a “sense of calling” implies that PCPs

have an inner purpose, are motivated, and view their profession as a central aspect of their lives

(Yoon et al., 2017). Using a national survey of 896 primary care physicians, physicians with a

high “sense of calling” into medicine were less likely to report burnout compared to those with a

low sense of calling (OR = 0.4; 95% CI = 0.3 to 0.7; p = .002) (Yoon et al., 2017). In a separate

study with PCPs practicing in 172 clinics across eight states, researchers found that lower PCP

career satisfaction (p < .001), lower satisfaction with resources needed to care for complex

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patients (p < .001), and lower perceptions of being able to care for complex patients were

associated with greater symptoms of burnout (p < .001) (Whitebird et al., 2017).

Organizational Predictors. Various features of the practice environment were the most

frequently reported predictors of PCP burnout. For example, in a study with 422 primary care

physicians, burnout increased when work control, emphasis on quality, communication,

organizational trust, and workplace cohesiveness all decreased (p < .05). Whereas, in a different

cross-sectional study involving 204 physicians and 31 NPs/PAs from 174 primary care practices

in New York City, the odds of PCP burnout were lower (OR = 0.12; 95% CI = 0.002 to 0.85) in

practices with strong leadership, communication between members, trust, and teamwork

(Blechter et al., 2017).

Poor work control and greater time pressure were commonly reported factors

contributing to primary care physician burnout (p < .05) (Rabatin et al., 2016; Linzer et al., 2009;

Babbot et al., 2014). Additionally, burned-out physicians were four times more likely to be in

chaotic workplaces (p < .001) and were four times less likely to be in an environment that

promoted work-life balance (p < .001) (Rabatin et al., 2016). Similarly, chaotic practice

environments that made PCPs feel overwhelmed with the demands of their job were associated

with burnout (OR= 4.33; 95% CI = 3.78 to 4.96) (Helfrich et al., 2014), as well as high

workloads as measured by having patient panels beyond the recommended capacity (OR = 1.19,

95% CI = 1.01 – 1.40) (Helfrich et al., 2017). Staff turnover was associated with increased PCP

burnout (Edwards et al., 2017; Helfrich et al., 2017), yet adequately staffed primary care

practices were associated with reduced burnout (Edwards et al., 2017; Helfrich et al., 2014;

Helfrich et al., 2017).

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A PCP’s work schedule (i.e., full-time status and hours worked per week) also predicted

burnout. For example, PCPs employed full-time had higher burnout compared to those who

worked part time (33.9% versus 24.6%, p = .03) (Spinelli et al., 2016). Similarly, PCPs working

greater than 40 hours per week were 1.88 times more likely to be burned-out (95% CI = 1.64 to

2.15; p < .001) compared to PCPs working 40 hours or less per week (Edwards et al., 2018).

Furthermore, burnout was associated with working extended hours during the weekend (OR=

1.48; 95% CI = 1.06 to 2.05) (Helfrich et al., 2017).

In addition, a study involving 231 PCPs and 280 staff members across 16 primary care

clinics in San Francisco, found that when PCPs were working in teams with greater structure

which was defined as the PCP consistently working with the same staff (p < .05), and greater

organizational culture which was defined as the perception that PCPs had of working effectively

with their colleagues (p < .001), PCPs felt less emotionally exhausted (Willard-Grace et al.,

2013). The benefits of team-based primary care were also seen in a national study with 288

primary care physicians who reported lower burnout (e.g., depersonalization [β = -2.48, 95% CI

= -4.54 to -0.42]) with higher levels of integrated behavioral health services within primary care

(Zubatsky et al., 2018). When PCPs were not working in teams, certain primary care tasks were

associated with burnout. For example, providing patient education on self-care activities (β =

3.83, p = .03, 95% CI = 0.33 to 7.32) and lifestyle changes (β = 4.11, p = .03, 95% CI = 0.39 to

7.83) contributed to PCP burnout (Kim et al., 2018). However, effective team communication

reduced PCP burnout (p < .001) (Kim et al., 2018). In addition, among 2,481 PCPs, the

prevalence of burnout was 2.5% higher in physicians than in NPs/PAs [Physicians = 25.1%

burned-out; NPs/PAs = 22.6% burned-out] (Edwards et al., 2018).

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Furthermore, providers employed in primary care practices transitioning to electronic

health records (EHRs) reported higher emotional exhaustion (β = 0.80; 95% CI = 0.16 to 1.44; p

< .05) compared to PCPs in practices that were not in EHR transition (Willard-Grace et al.,

2013). Seventy-five percent of primary care physicians and resident physicians attributed their

feelings of burnout to greater use of complex EHRs; particularly, those physicians and resident

physicians who spent more than six hours per week using the EHR outside of their assigned

work hours were 2.9 times more likely to report burnout (95% CI = 1.9 to 4.4) compared to those

who spent six hours or less on the EHR (Robertson et al., 2017). In addition, primary care

physicians in practices with moderate use of multifunctional EHRs had higher burnout compared

to physicians in practices that used minimal features of the EHR (p = .08) (Babbott et al., 2014).

Primary health care system characteristics such as the size and setting also contribute to

PCP burnout, with the odds of burnout higher among PCPs working in non-solo practices

compared to solo practices (OR = 1.71, 95% CI = 1.35 to 2.16) (Edwards et al., 2018). Similarly,

PCPs in a hospital/health system owned practice (OR = 1.42, 95% CI = 1.16 to 1.73) and

federally qualified health centers (OR = 1.36, 95% CI = 1.03 to 1.78) had higher odds of burnout

than PCPs in physician owned practices (Edwards et al., 2018). Furthermore, limited capacity

and lack of organizational resources to address the needs of patients increased the risk of PCP

burnout, yet, greater clinic resources were associated with lower emotional exhaustion in PCPs

(β = -0.41, 95% CI = -0.82 to -0.01, p < .05) (Olayiwola et al., 2018).

Outcomes of PCP Burnout: Patient Level. Most studies (n = 15) did not investigate any

outcomes of PCP burnout. Of the six studies that reported outcomes, there were mixed findings

between PCP burnout and patient outcomes. Specifically, two studies reported no associations

between PCP burnout and quality of patient care and medical errors (Rabatin et al., 2016; Linzer

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et al., 2009), blood pressure and diabetes care management, screening for colon cancer,

depression, or use of tobacco (Rabatin et al., 2016). However, others suggested PCP burnout was

associated with negative rapport-building statements (i.e., criticism) during a provider-patient

interaction (p < .001) (Ratanawongs et al., 2008) and an increase in the likelihood of medical

errors (p < .05) and poor patient care (p < .01) (Williams et al., 2007). Additionally, physician

burnout was neither associated with differences in patient satisfaction (Ratanawongs et al.,

2008), nor antibiotic prescribing for patients with acute respiratory infections in primary care

(Sun et al., 2017).

Provider Level. One multi-site study investigated the association between physician

burnout and well-being (Rabatin et al., 2016). In particular, lower job satisfaction and job-

associated stress were reported outcomes of primary care physician burnout. Specifically,

burned-out physicians were less likely to be satisfied with their present job, since only 9% of

burned-out physicians reported being satisfied with their job compared to 59% of non-burned out

physicians who were satisfied (p < .001) (Rabatin et al., 2016). In addition, physicians

experiencing burnout were more likely report high job stress (p < .001) (Rabatin et al., 2016).

Organizational Level. Burnout is associated with poor organizational outcomes such as

PCPs leaving the practice. In a longitudinal cohort study, nearly 53% of PCPs reported burnout;

and job turnover was more common among burned-out PCPs (OR = 1.57, 95% CI = 1.02 to 2.40,

p = .04) (Willard-Grace et al., 2019). In a different study, PCP burnout was associated with PCPs

leaving their organization (21% non-burned-out versus 56% burned-out, p < .001) (Rabatin et al.,

2016).

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2.15 Discussion

To our knowledge, this is the first systematic review to explore predictors and outcomes

of burnout among all types of providers practicing in primary care practices in the U.S. Overall,

there was a wide range in the prevalence of PCP burnout, with 60% being the highest reported

rate. Studies reported either personal predictors or modifiable organizational predictors

contributing to PCP burnout, with few exploring outcomes.

The findings of the reviewed studies were mixed regarding the association of sex and

length of tenure on PCP burnout. The mixed findings in whether male or female clinicians or

those with longer or shorter tenure report burnout was consistent with existing literature which

reports that one particular sex does not have a greater risk for burnout (Purvanova & Muros,

2010). Additionally, the reviewed studies used different instruments to measure burnout and had

an unequal number of males and females (Spinelli et al., 2016; Rabatin et al., 2016) which may

potentially explain the mixed findings regarding sex as a predictor of burnout. For example,

Spinelli and colleagues (2016) measured burnout using the Maslach Burnout Inventory (MBI). In

addition, they had 423 female participants and 44 male participants, of which 96 were PCPs yet

the prevalence of PCP burnout by sex was not reported (Spinelli et al., 2016). Whereas, Rabatin

and colleagues (2016) measured burnout using a single item, and had 187 female and 235 male

participants included in their study. Similarly, mixed findings regarding length of tenure and

PCP burnout may be explained by the differences in practice characteristics. For example,

Helfrich and colleagues (2014) used a national sample of PCPs from the Veteran’s Health

Administration (VA), and these PCPs may differ from PCPs not affiliated with the VA. In

contrast, Olayiwola and colleagues (2018) investigated burnout specifically among PCPs from

three delivery systems in San Francisco. Since these PCPs are not a representative sample of all

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PCPs in the U.S, mixed findings regarding length of tenure and burnout are likely to occur.

Future research using consistent measurement tools, a national sample of PCPs with similar

representation of males, females, and PCPs with varying levels of clinical experience will help to

address some of the limitations seen in existing studies.

Most studies report organizational predictors of burnout, suggesting that characteristics of

primary care practices can lead to PCP burnout. Our findings are consistent with other

researchers who found that a poor practice environment is a predictor of burnout among

registered acute care nurses (Van Bogaert et al., 2013). Since much of the organizational

predictors of PCP burnout appear to be modifiable, this gives clinicians and administrators an

opportunity to intervene and improve the primary care practice environment to ultimately reduce

PCP burnout. Based on our results, improving the practice environment may be done by ensuring

that PCPs have adequate staff and resources for patient care, have autonomy over their practice,

and have technical assistance readily available when using the EHR.

While several studies in this review examined factors associated with PCP burnout, only

six out of 21 studies investigated the consequential outcomes. Although there was a limited

number of outcome-related studies on PCP burnout, other studies on clinician burnout have

found burnout to be adversely associated with patient care, provider well-being, and

organizational outcomes (West et al., 2018). Researchers investigating outcomes of burnout

among nurses (Liu & Aungsuroch, 2017) and surgeons (Shanafelt et al., 2010) found that

burnout was associated with lower quality of patient care, and such findings were comparable in

a systematic review with international studies in which physician burnout was associated with

poorer patient care (Panagioti et al., 2018). In contrast to Panagioti and colleagues (2018), our

review showed mixed results on the association between PCP burnout and quality of care in

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primary care practices in the U.S., which may stem from differences in methodology since we

included neither international studies nor studies conducted in the acute care setting. Thus, we

cannot conclude that PCP burnout is adversely associated with lower quality of care, but our

review does suggest that burnout influences PCPs (i.e., job satisfaction). In particular, lower job

satisfaction among PCPs experiencing burnout may increase PCP turnover, which can

subsequently compromise patient care due to the limited availability of PCPs. The relationship

between turnover and PCP burnout should be explored in future studies.

Furthermore, all of the studies in this review investigated burnout among primary care

physicians. Of the studies that included other PCPs such as NPs and PAs, these researchers

grouped NPs and PAs into one category (Edwards et al., 2018; Olayiwola et al., 2018; Willard-

Grace et al., 2019; Willard-Grace et al., 2013). Categorizing NPs and PAs as a single group is

problematic because NPs and PAs come from two different professions with distinct licensures

and regulations. As a result, the disaggregated rates of burnout across NPs and PAs remain

unclear. Furthermore, only one study in this review (Willard-Grace et al., 2019) included NPs

and PAs when investigating outcomes associated with PCP burnout. The scarcity of burnout

research focused on PCPs such as NPs and PAs is a gap in the literature and problematic because

NPs and PAs are increasingly delivering primary care to patients (Auerbach, Straiger, &

Buerhaus, 2018).

Our systematic review provides novel findings compared to previously conducted

reviews. For example, in a systematic review and meta-analysis on the prevalence of burnout in

primary care registered nurses, who have different scope of practice regulations than NPs, nearly

28% of nurses reported high emotional exhaustion- a component of burnout (Monsalve-Reyes et

al., 2018). However, Monsalve-Reyes and colleagues (2018) investigated neither predictors nor

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outcomes associated with nurse burnout, yet they state that nurse practice environments (e.g.,

increased workload and lack of control over their work) may increase feelings of burnout, which

is consistent with the findings from our review. Furthermore, previous reviews on physician

burnout included international studies with physicians from specialties not limited to primary

care (e.g., surgery, palliative care, neurology, emergency medicine, anesthesia, urology)

(Rotenstein et al., 2018; Panagioti et al., 2018). As a result, our findings add new evidence as we

specifically focused on primary care and studies conducted in the U.S.

Strengthens and Weaknesses of Study Designs: The studies included in this review had

some methodological strengths. Several studies had a large representative sample of PCPs

(Edwards et al., 2018; Yoon et al., 2017) practicing in different primary care settings in rural and

urban locations as well as in VA clinics (Helfrich et al., 2014; Simonetti et al., 2017; Edwards et

al., 2017; Helfrich et al., 2017). Some studies also had survey response rates greater than 80%

(Willard-Grace et al., 2019; Williams et al., 2007; Edwards et al., 2018; Zubatsky et al., 2018),

which reduces the risk for non-response bias.

Despite these strengths, the studies in our review had methodological challenges similar

to studies in other reviews on clinician burnout (Hoff et al., 2017; Rotenstein et al., 2018). Most

studies in our review did not have longitudinal designs which limited our ability to determine

whether certain predictors cause burnout or burnout causes specific outcomes. Across studies,

there was a lack of consistency in how burnout was defined and measured which can create

variability in the results. Some authors defined PCP burnout only by the presence of emotional

exhaustion (Willard-Grace et al., 2013; Kim et al., 2018), some included symptoms of emotional

exhaustion, depersonalization, and feelings of low personal accomplishment within their

evaluation of PCP burnout (Spinelli et al., 2016; Sun et al., 2017; Zubatsky et al., 2018), some

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included only two of the three symptoms (Ratanawongsa et al., 2008), and two study authors

used some or all subscales (i.e., exhaustion, cynicism, and professional efficacy) within the MBI-

general survey (Olayiwola et al., 2018; Willard-Grace et al., 2019). The remaining study authors

used a single survey item which asked PCPs to use their own definition of burnout to rate their

current level of burnout.

In addition, several cross-sectional studies did not control for a comprehensive set of

variables which may bias the overall results (Rabatin et al., 2016; Spinelli et al., 2016; Robertson

et al., 2017). For example, some authors included work hours as a covariate in the analysis but

did not control for PCP workload which is concerning since high workloads can confound the

relationship between burnout and potential outcomes (Babbott et al., 2014; Blechter al., 2017).

Additionally, some study authors (Robertson et al., 2017; Babbott et al., 2014) did not include

important EHR covariates (e.g., user experience and training with the EHR, EHR type and

complexity, organizational support with the EHR) (Yen & Bakken, 2012) in their analyses which

is concerning because omitting them can affect the results. Furthermore, a major limitation

associated with cross-sectional study designs is the presence of unmeasured or unobservable

confounders, which may be influencing the relationship between predictors, outcomes, and

burnout, and thus lead to spurious results. For example, it may be possible that the unmeasured

variable of low self-efficacy may influence both feelings of career dissatisfaction (a predictor of

PCP burnout) and burnout. As a result, low self-efficacy can make the relationship between

career dissatisfaction and burnout specious. Lastly, several studies were conducted in a single

city (e.g., San Francisco, New York City, Baltimore) which limits the generalizability of findings

to PCPs living in other parts of the U.S. (Willard-Grace et al., 2019; Ratanawongs et al., 2008;

Olayiwola et al., 2018; Blechter et al., 2017). Nonetheless, our review and prior reviews suggests

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the importance of conducting future burnout studies with robust study designs (e.g.,

longitudinal), large representative samples of PCPs, and the use of consistent tools to measure

and define burnout.

2.16 Implications for Clinical Practice and Research

The findings of this review have implications for practice and research. To reduce PCP

burnout, at the practice level, clinicians and administrators can take actions to improve the

primary care practice environment. Our findings suggest that improving the practice environment

may be done by fostering team culture, increasing PCP autonomy, promoting work-life balance,

and ensuring a sufficient supply of staff and resources needed to provide patient care. This

review also highlights the importance of administrators providing support to PCPs during the

implementation of EHRs, since use of EHRs may be associated with PCP burnout.

Furthermore, some studies reported that not working in teams (Kim et al., 2018), staff

turnover, and high workloads (e.g., having patient panels beyond reasonable capacity) were

associated with PCP burnout (Helfrich et al., 2017; Edwards et al., 2017), yet greater

collaboration (i.e., integration between behavioral health and primary care services) reduces

burnout (Zubatsky et al., 2018). These findings suggest that collaboration within the primary care

setting may allow PCPs to distribute their workload to potentially reduce feelings of burnout.

Moreover, there remains a scarcity of research investigating burnout among primary care NPs

and PAs. Additional research is needed to identify the rates of burnout, as well as the predictors

and outcomes associated with primary care NP and PA burnout. Supported by our conceptual

model, it is important to include primary care NPs and PAs in burnout research because their

experiences of burnout may be influenced by rules and regulations governing their ability to

practice. However, none of the studies included in this review examined the influential role that

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regulations have on PCP burnout, yet in an international study, rules and regulations were

recognized as a source of burnout for pediatric hospital nurses (Bilal & Ahmed, 2017).

More research is needed to identify outcomes associated with PCP burnout in the U.S.

Internationally, burnout is associated with the abuse of alcohol and drugs in PCPs (Soler et al.,

2008), fatigue and irritability (Abdulla, Al-Qahtani, & Al-Kuwari, 2011), and lower patient

satisfaction (Anagnostopoulos et al., 2012). The limited outcomes-related research in the U.S.

indicates a need for more qualitative and quantitative research with robust study designs (e.g.,

longitudinal studies). Using these study designs, we can further investigate how PCP burnout is

associated with patient safety, quality of care, provider well-being, and organizational outcomes.

2.17 Limitations

Although a comprehensive search was conducted, this review focused on studies

published in English, creating the potential for missing relevant studies in other languages. This

study is also limited to PCPs in the U.S., thereby excluding relevant studies in other countries.

However, primary care delivery may differ in other countries thereby increasing the risk for

heterogeneity in our findings if international studies were included.

2.18 Conclusion

Across the U.S., physicians, NPs, and PAs, are delivering primary care services. The

demand for their services is expected to grow given an aging population with chronic conditions.

Without support from administrators, PCPs experiencing high workloads, multiple job demands,

and limited staffing may be susceptible to burnout. Intervening to improve the primary care

practice environment may hold potential for reducing the high rates of burnout among PCPs in

the U.S. Despite the timeliness and importance of addressing PCP burnout, current studies have

various design flaws, and so future studies with robust study designs, clear definitions and

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standardized instruments to measure burnout are needed to advance the knowledge on PCP

burnout.

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2.19 Figure 1

PRISMA Flow Diagram Illustrating the Literature Search

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2.20 Table 1

Characteristics of Included Studies (n = 21)

Author, Year Study Purpose

PCP Sample, Setting, Response Rate, Study Design

Measure of Burnout

Predictors Outcome & Burnout Prevalence in PCPs

Willard-Grace et al., 2013

Determine relationship between emotional exhaustion in primary care workers with team structure and culture

PCP sample • Physicians

(n = 115) • NP/PAs

(n = 31) • Residents

(n = 85) Setting = • San

Francisco, California

Response Rate = • 55% Study Design = • Cross-

sectional

MBI Organizational = • Team

structure • Team

culture • Transition

to EHR • Job role

(e.g., being a resident)

Personal = • Longer

tenure • More half

days worked

Outcomes = • NR Prevalence = • 60.0%

high emotional exhaustion

Rabatin et al., 2016

Investigate relationship between work conditions, burnout, quality of care, and medical errors in primary care

PCP sample = • Family

physicians and general internists (n = 422)

Setting = • New York

City, New York; Chicago, Illinois; Milwaukee, Madison, and smaller towns in Wisconsin

Response Rate = • 56%

Rohland et al., (2004) single item burnout measure

Organizational = • Poor work

control • Greater

time pressure

• Work-life imbalance

• Chaotic work environment

Personal = • Gender

Organizational = • Intention

to leave practice

Provider = • Lower

physician job satisfaction

• Greater job stress

Patient = • No

significant association between burnout &

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Study Design = • Cross-

sectional

patient outcomes

Prevalence = • 36.0% in

female physicians

• 19.0% in male physicians

Simonetti et al., 2017

Determine whether patient-centered medical home implementation is related to PCP burnout and estimate the variation in the prevalence of burnout from 2012 to 2013

PCP sample = • Physicians,

NPs, & PAs (n = 4130)

Setting = • Veterans

Affairs primary care clinics in the U.S.

Response Rate = • 62.3% in

2012 and 56.3% in 2013

Study Design = • Cross-

sectional

Rohland et al., (2004) single item burnout measure

Organizational = • Job role at

practice

Outcomes = • NR Prevalence = • 45.5% in

PCPs

Edwards et al., 2017

Determine whether task delegation is associated with PCP burnout

PCP sample = • Physicians,

NPs, & PAs (n = 721)

Setting = • Veterans

Affairs primary care clinics in the U.S.

Estimated Response Rate = • 21% Study Design = • Cross-

sectional

Rohland et al., (2004) single item burnout measure

Organizational = • Workload

(i.e., task delegation & reliance)

• Task discordance

• Staffing • Staff

turnover • Presence of

a PACT coach

Personal = • Years of

VA

Outcomes = • NR Prevalence = • 48.0% in

PCPs

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employment

Blechter et al., 2017

Determine prevalence of burnout and factors associated with burnout in PCPs in small primary care practices

PCP sample • Physicians

(n = 204) • NPs/PAs

(n = 31) Setting = • New York

City, New York

Response Rate = • NR Study Design = • Cross-

sectional

Rohland et al., (2004) single item burnout measure

Organizational = • Adaptive

reserve score*

Outcomes = • NR Prevalence = • 13.5% in

PCPs

Spinelli et al., 2016

To use the MBI and the Areas of Worklife Survey to identify the prevalence and workplace factors associated with burnout in PCPs and staff

PCP sample = • Physicians,

advanced practitioners, & mental health providers (n = 96)

Setting = • Midwestern

region of the U.S., specific city/state NR

Response Rate = • 55.7% Study Design = • Cross-

sectional

MBI Organizational = • Full-time

work status • Job role • ^ Work

environment

Personal = • Gender • Tenure

Outcomes = • NR Prevalence = • 37.5% in

PCPs

Helfrich et al., 2014

Determine whether team-based primary care is related to lower burnout in PCPs in the

PCP sample = • Physicians,

NPs, & PAs (n = 1769)

Setting = • Veterans

Affairs primary care

Rohland et al., (2004) single item burnout measure

Organizational = • Job role • Being

assigned to a PACT

• Staffing

Outcomes = • NR Prevalence = • 45.0% in

PCPs

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Veteran Affairs PACT

clinics in the U.S.

Response Rate = • NR Study Design = • Cross-

sectional

• Chaotic work environment

• Work demands

• Participatory decision making

Personal = • Longer

tenure (2 or more years)

Olayiwola et al., 2018

Investigate relationship between PCP burnout and clinic capacity to address the social needs of patients

PCP sample • Physicians

(n = 174) • Resident

physicians (n = 141)

• NPs/PAs (n = 44)

Setting = • San

Francisco, California

Response Rate = • 71% Study Design = • Cross-

sectional

MBI-General Survey

Organizational = • Job role • Organizatio

nal capacity to address patients’ social needs

Personal = • Tenure • Half days

worked

Outcomes = • NR Prevalence = • 51.2% of

PCPs had high exhaustion

• 40.1% had high cynicism

• 23.0% had feelings of low professional efficacy

Linzer et al., 2009

Determine relationship between poor primary care work conditions with patient care, physician stress, burnout, and intention to leave practice

PCP sample • Family

Physicians (n = 204)

• General Internists (n = 218)

Setting = • New York

City, New York; Chicago, Illinois; Milwaukee, Madison,

Rohland et al., (2004) single item burnout measure

Organizational = • Time

pressure during patient care visits

• Chaotic work environment

• Work control

• Organizational culture

Patient = • No

association between burnout and patient care (quality and medical errors)

Prevalence = • 26.5% in

primary

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and smaller towns in Wisconsin

Response Rate = • 56% Study Design = • Cross-

sectional

care physicians

Robertson et al., 2017

Determine prevalence of burnout, satisfaction with work-life balance, and the relationship between practice and primary care physicians’ and resident physicians’ characteristics with burnout

PCP sample • Physicians

(n = 245) • Resident

physicians (n = 340)

Setting = • Virginia,

North Carolina, South Carolina, and Florida

Response Rate = • 68% Study Design = • Cross-

sectional

Rohland et al., (2004) single item burnout measure

Organizational = • EHR • Greater

out-of-work hours spent using the EHR

Personal = • Gender

Outcomes = • NR Prevalence = • 37.0% in

primary care physicians

Babbott et al., 2014

Examine relationship between EHR functions, work conditions with physician burnout, stress, and satisfaction

PCP sample = • At baseline,

family physicians and general internists (n = 422)

Setting = • New York

City, New York; Chicago, Illinois; Milwaukee, Madison, and smaller towns in Wisconsin

Rohland et al., (2004) single item burnout measure

Organizational = • Use of

multifunctional EHRs

• Time pressure during patient care visits

• Work control

• Lack of organizational emphasis on quality, communica

Outcomes = • NR Prevalence = • NR

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Response Rate = • 56% Study Design = • Cross-

sectional

tion, trust, and workplace cohesiveness

Personal = • Values

align with leadership

Edwards et al., 2018

Investigate relationship between burnout in primary care workers and characteristics of primary care practices

PCP sample • Physicians

(n = 1535) • NPs/PAs

(n = 946) Primary Care practices located in = • Oregon,

Washington, Wisconsin, Idaho, Illinois, Indiana, Colorado, New York, New Mexico, North Caroline, Virginia, and Oklahoma

Response Rate = • 87% Study Design = • Cross-

sectional

Rohland et al., (2004) single item burnout measure

Organizational = • Practice

size • Type of

health care system

• Affiliation with ACO

• Job role • Longer

hours worked per week

Personal = • Longer

tenure

Outcomes = • NR Prevalence = • 25.1% in

physicians • 22.6% in

NPs/PAs

Yoon et al., 2017

Assess relationship between a sense of calling with primary care physician and

PCP sample = • Internal

medicine, family medicine, and general practice physicians

Rohland et al., (2004) single item burnout measure

Personal = • Sense of

Calling

Outcomes = • NR Prevalence = • 22.8% in

primary care physicians

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psychiatrists burnout, well-being, and commitment to clinical practice

(n = 896) Setting = • Specific

states in the U.S. NR

Response Rate = • 63% Study Design = • Cross-

sectional Ratanawongs et al., 2008

Explore relationship between primary care physician burnout and patient-physician communication

PCP sample = • Physicians

(n = 40) Setting = • Baltimore,

Maryland Response Rate = • NR Study Design= • Longitudina

l cohort study

MBI Organizational = • Patient

insurance status

Patient = • Provider-

patient communication

Prevalence = • 38% High

Burnout • 27%

Medium Burnout

• 35% Low Burnout

Williams et al., 2007

Identify the conditions that are associated with physician burnout, stress, and dissatisfaction and whether these outcomes result in the delivery of poor quality care

PCP sample = • Physicians

(n = 426) Setting = • New York

City, New York; Chicago, Illinois; Milwaukee, Madison, and smaller towns in Wisconsin

Response Rate = • Ranged

from 70% to 100% across different settings

Study Design =

Rohland et al., (2004) single item burnout measure

Organizational = • Job stress Personal = • Job

satisfaction

Patient = • Self-

reported likelihood of error

• Suboptimal patient care**

Prevalence = • NR

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• Cross-sectional

Kim et al., 2018

Examine whether not relying on team members to perform primary care tasks by PCPs is associated with PCP burnout

PCP sample = • Physicians,

NPs, & PAs (n = 327)

Setting = • VA primary

care practices in California and Nevada

Response Rate = • 54% in

wave 1 of the survey and 39% in wave 2 of the survey

Study Design = • Cross-

sectional

MBI Organizational = • Not

working in teams to provide patient education on disease specific self-care activities and lifestyle factors

• Team communication

Outcomes = • NR Prevalence = • NR

Willard-Grace et al., 2019

Determine whether PCP burnout and low employee engagement predicts PCP turnover

PCP sample = • Physicians

(n = 199) • NP/PAs

(n = 53) Setting = • San

Francisco, California

Response Rate = • 90% Study Design = • Longitudina

l cohort study

MBI-General Survey

Predictors = • NR

Organizational = • Turnover Prevalence = • 53% in

PCPs

Zubatsky et al., 2018

Determine whether higher integration of behavioral

PCP sample = • Physicians

(n = 288) Setting = • National

sample with

MBI Organizational = • Behavioral

health integration

Outcomes = • NR Prevalence = • NR

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health services in primary care is associated with lower burnout among primary care physicians

specific states NR

Response Rate = • 91.5% Study Design = • Cross-

sectional

in primary care

Personal = • Gender • Shorter

tenure

Sun et al., 2017

Investigate the association between primary care physician burnout and empathy with antibiotic prescribing for patients with acute respiratory infections

PCP sample = • Physicians

(n = 102) Setting = • Primary

care practices within the Cleveland Clinic Health System in Ohio

Response Rate = • NR Study Design = • Cross-

sectional

MBI Predictors = • NR

Patient = • No

association between physician burnout and antibiotic prescribing

Prevalence = • NR

Whitebird et al., 2017

To describe PCP’s feelings of burnout, job satisfaction, and satisfaction with resources needed for caring for complex patients

PCP sample = • Physicians

(n = 578) • NPs

(n = 56) • PAs

(n = 57) Setting = • Minnesota,

Colorado, California, Washington, Michigan, Pennsylvania, Florida, and Massachusetts

Rohland et al., (2004) single item burnout measure

Personal = • Longer

tenure • Career

dissatisfaction

• Lower PCP perceptions of being able to care for complex patients

• Lower PCP satisfaction with resources for treating

Outcomes = • NR Prevalence = • 31%

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Response Rate = • 45.6 % Study Design = • Cross-

sectional

complex patients

Helfrich et al., 2017

Examine the association between staffing and workload with burnout among primary care workers

PCP sample = • Physicians,

NPs, & PAs (n = 1517)

Setting = • Veterans

Affairs primary care clinics in the U.S.

Response Rate = • 20.9 % Study Design = • Cross-

sectional

Dolan’s et al., (2015) single item burnout measure

Organizational = • Inadequate

staffing • Staff

turnover • Workload

(i.e., patient panel overcapacity)

• Working extended hours during weekends

• Working extended hours with team

Outcomes = • NR Prevalence = • 49.2% in

PCPs

Note. NPs = Nurse Practitioners; PAs = Physician Assistants; NR = Not Reported; EHRs = Electronic Health Records; ACO = Accountable Care Organization; PCP = Primary Care Provider; *Adaptive reserve score is defined as a measure of the organization’s leadership, communication practices, trust and teamwork, work culture, and collective efficacy. The higher the adaptive reserve score, the greater the organization’s ability to implement change; ^Work environment domain consists of workload, control, fairness, values, rewards, and a sense of community; MBI = Maslach Burnout Inventory consists of the emotional exhaustion, depersonalization, and personal accomplishment subscales; MBI-General Survey consists of the exhaustion, cynicism, and professional efficacy subscales; PACT = Patient Aligned Care Team; **Suboptimal patient care is defined as discharging patients to make care delivery feasible, not fully discussing treatment options or answering patient questions, making treatment or medication errors, ordering medications without assessing patients, and skipping procedures to facilitate early patient discharge; Study authors who reported using a single item burnout measure, all used the same single item regardless of citing Dolan et al., 2015 or Rohland et al., 2004.

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2.21 Table 2

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2.22 Table 3

Quality Appraisal of the Cohort Studies (n = 2)

Studies Appraisal Questions Ratanawongs et

al., 2008 Willard-Grace et al., 2019

Q1 Were the two groups similar and recruited from the same population?

• •

Q2 Were the exposures measured similarly to assign people to both exposed and unexposed groups?

? •

Q3 Was the exposure measured in a valid and reliable way?

• •

Q4 Were confounding factors identified? • • Q5 Were strategies to deal with confounding factors

stated? • •

Q6 Were the groups/participants free of the outcome at the start of the study (or at the moment of exposure)?

? •

Q7 Were the outcomes measured in a valid and reliable way?

• •

Q8 Was the follow up time reported and sufficient to be long enough for outcomes to occur?

• •

Q9 Was follow up complete, and if not, were the reasons to loss to follow up described and explored?

? •

Q10 Were strategies to address incomplete follow up utilized?

° •

Q11 Was appropriate statistical analysis used? • • Note. • = Yes; ° = No; ? = Unclear; N/A = Not Applicable; Q = Question;

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2.23 Table 4

Predictors associated with PCP Burnout

Predictors Association with Burnout

Poor work control ↑ Time pressure ↑ High workload/demands ↑ Task discordance ↑ Patient panel overcapacity ↑ Chaotic practice environments ↑ Poor staffing ↑ Staff turnover ↑ Full-time employment ↑ Working > 40 hours/week ↑ Not working in teams ↑ Certain patient care tasks ↑ Use of EHRs ↑ Greater out-of-work hours spent using the EHR ↑ PCPs in accountable care organizations ↑ Working extended hours during weekends ↑ Career dissatisfaction ↑ Lower PCP satisfaction with resources needed to care for complex patients ↑ Lower PCP perceptions of being able to care for complex patients ↑ Certain types of primary care practices (e.g., Non-solo primary care practices, Hospital/Health system owned practice, & Federally Qualified Health Centers)

Availability of clinic resources to address patient needs ↓ Task delegation ↓ Presence of a PACT coach ↓ Sense of calling ↓ Consistently working with the same staff ↓ Positive team culture ↓ Tighter team structure ↓ Participatory decision making ↓ Effective team communication ↓ Higher levels of behavioral health integration in primary care ↓ Alignment of personal values with administration ↓ Strong emphasis on leadership, communication, trust, & teamwork within practices

Length of tenure * Sex *

Note. “↑” increases burnout; “↓” decreases burnout; “*” mixed; EHR = electronic health record; PCP = primary care provider; PACT = Patient Aligned Care Team;

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2.24 Table 5

PCP burnout and associated outcomes

Outcomes Association with PCP burnout Lower quality of patient care * Medical errors * Lower job satisfaction Y High job stress Y PCPs leaving the practice (i.e., turnover) Y Lower patient satisfaction N Antibiotic prescribing for patients with ARI N

Note. “Y” yes, associated with PCP burnout; “*” mixed whether there is an association with PCP burnout; “N” not associated with PCP burnout; PCP = primary care provider; ARI = Acute respiratory infections;

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Chapter 3: Primary Care Practice Environment and Burnout

Among Nurse Practitioners

In this chapter, the author investigates whether the primary care practice environment is

associated with NP burnout. This manuscript has been submitted to a peer reviewed journal.

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3.1 Introduction

Clinician burnout is recognized by feelings of emotional exhaustion, depersonalization,

and low personal accomplishment (Maslach & Jackson, 1981). Nearly 50% of pediatric critical

care physicians (Shenoi et al., 2018), 40.1% of transplant surgeons (Jesse, Abouljoud, &

Eshelman, 2015), and 35.3% of nurses (Dyrbye et al., 2019) are burnt-out. Given the high

prevalence of burnout, researchers have classified burnout as a public health crisis (Jha et al.,

2019). Burnout has gained national attention as it leads to lower clinician productivity, job

dissatisfaction, and increases clinician’s intention to leave their job (West et al., 2018; Dewa et

al., 2014; Shanafelt et al., 2015). Clinicians experiencing burnout are also more likely to be

involved in adverse events (Panagioti et al., 2018) such as medical errors (Dewa et al., 2017) and

health care associated infections (Cimiotti et al., 2012).

To date, an extensive body of research exists on clinician burnout in the acute care setting

(Clark & Lake, 2020; Shenoi et al., 2018; Jesse et al., 2015; Bragard et al., 2015; Dewa et al.,

2017; Cimiotti et al., 2012). Such researchers frequently suggest that a poor practice environment

within the health care setting contributes to clinician burnout (McHugh et al., 2011; Jha et al.,

2019; National Academy of Medicine, 2018; Van Bogaert et al., 2013). In one study of hospital

nurses, researchers found that low autonomy to make patient care decisions, multiple job

demands, and limited support from administrators leads to burnout (McHugh et al., 2011). In a

meta-analysis with 17 studies, hospital nurses in better work environments had 26% lower odds

of burnout (Lake et al., 2019), thus indicating that the environment where nurses deliver patient

care can influence burnout. In additional studies focusing on physicians, researchers have found

that a poor practice environment such as high workload and inefficient working relations with

colleagues were significantly associated with burnout (Bragard et al., 2015; West et al., 2016;

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Olson et al., 2018). While most researchers have focused on burnout in the acute care setting

(Bragard et al., 2015; Dewa et al., 2017; McHugh et al., 2011; Cimiotti et al., 2012; O’Mahony,

2011), little attention has been given to burnout among primary care providers (PCPs) including

physicians, nurse practitioners (NPs), and physician assistants. Given that most health care

services are delivered by clinicians in primary care practices (Petterson et al., 2018), the

investigation of clinician burnout in the primary care setting is crucial.

Among all health care providers, PCPs have one of the highest rates of burnout (48%)

(Edwards et al., 2018), and researchers report that poor practice environments are a common

modifiable predictor of burnout (Abraham, Zheng, Poghosyan, 2019; Willard-Grace et al., 2019;

Rabatin et al., 2016; Babbott et al., 2014; Edwards et al., 2018; Helfrich et al., 2014; Blechter et

al., 2017; Spinelli et al., 2016; Olayiwola et al., 2018). Yet, of the studies investigating burnout

among PCPs, most explore primary care physician burnout (Rabatin et al., 2016; Babbott et al.,

2014; Linzer et al., 2009). As a result, the prevalence and factors associated with burnout among

other types of PCPs, specifically NPs, remains greatly understudied.

Currently, 69% of NPs deliver primary care services to patients (AANP, 2020), and by

2030 it is projected that NPs will comprise about one-third of all PCPs (U.S. Department of

Health and Human Services, 2016). Primary care NPs are nurses with additional training at the

Masters or Doctoral level and can assess, diagnose, and manage patient conditions, order and

interpret tests, prescribe medications, and provide patient education (AANP, 2020). Compared to

other PCPs, NPs are more likely to practice in low-income, high-minority practices (Barnes et

al., 2018; Buerhaus et al., 2015) which generally have limited resources needed for patient care

(Chan et al., 2019). Furthermore, 46.1% of NPs reported working in a poor practice environment

(Carthon et al., 2020), and, in another study, one in every four NP felt that their role was not

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well-understood by practice administrators (Poghosyan & Aiken, 2015). In addition, only 39.5%

of NPs reported that practice administrators treat NPs and physicians equally (Poghosyan &

Aiken, 2015), suggesting that possibly more than half of the NPs felt otherwise. Moreover, NPs

in poor practice environments had limited administrative support and resources, strained

relations with physicians, poor communication with staff, and limited independence (Poghosyan

et al., 2013). As a result, challenges within the primary care practice environment may

predispose NPs to burnout. The purpose of this study is to assess burnout among primary care

NPs and investigate whether the primary care NP practice environment is associated with NP

burnout.

3.11 Methods

Conceptual Framework: The Clinician Well-Being and Resilience model (Brigham et

al., 2018) guided this study (Figure 1). The model was developed by researchers at the National

Academy of Medicine and illustrates the relationship between internal and external factors

contributing to burnout and the consequences of burnout (Brigham et al., 2018). We adapted the

model to focus specifically on the relationship between primary care NP practice environment,

burnout, NP demographic characteristics (i.e., age, sex, education, race, marital status, hours

worked per week, years of NP experience, workload, and years employed in the current

practice), and characteristics of the primary care practice (i.e., size, hours of operation, and type

of practice).

Study Design and Data Sources: This study is a secondary analysis of cross-sectional

survey data obtained from a large study (Poghosyan et al., 2020) focused on health disparities for

older adults with chronic conditions receiving primary care services from NPs.

Description of the Parent Study: Participants & Setting: Researchers discerned primary

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care NPs from the SK&A OneKey primary care practice database which contains information on

practicing primary care NPs (DesRoches et al., 2015). NPs practicing in any one of the following

three types of primary care practices were included; 1) an independent solo practice with the

physician specializing in primary care and a minimum of one NP working in that practice, 2) a

medical group practice where the entire practice focuses on primary care and a minimum of one

NP working in that practice, or 3) a medical group practice employing one or more physicians

and which has at-least 50% of the physicians specializing in primary care with a minimum of one

NP working in that practice. Considering that there were more NPs in larger states (i.e.,

California, Texas, and Pennsylvania) than in smaller states (i.e., Washington, New Jersey, and

Arizona), researchers used a random sample of NPs to create comparable counts of NPs across

the states included in the sample.

Data Collection: Primary care NPs completed surveys asking about their practice

environment, burnout, demographics, and characteristics of their main practice site. Using a

modified Dillman approach for mixed-mode surveys (Dillman, Smyth, & Christian, 2014),

researchers sent NPs mailed surveys which also contained an online link to enable NPs to

complete the surveys electronically or by paper. In total, three rounds of mailed questionnaires

and two postcard reminders were sent to non-responding NPs. To increase the overall response

rate, researchers conducted follow up calls to non-responding NPs. In these calls, it was

determined that some NPs were ineligible because they never worked in the practice or no longer

worked in the practice. Other NPs were labeled as “unknown” because, despite researchers

calling those practices three separate times, no one answered to allow researchers to verify NP

eligibility. Ultimately, 1,244 NPs from six states completed the survey. Response rates were

determined using three different scenarios. In one scenario, it was assumed that all non-

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responding NPs were eligible and this resulted in the most conservative response rate of 22.2%.

In a second scenario, it was assumed that almost half of the “unknown,” non-responding NPs

were ineligible, and this resulted in a 25.7% response rate. In the third scenario, it was assumed

that all of the non-responding NPs were ineligible, resulting in a 31.8% response rate. Thus, the

true response rate may range from 22.2% to 31.8%.

Present Study: For this secondary data analysis, we had a final sample of 396 primary

care NPs practicing in either New Jersey or Pennsylvania. These two states were chosen because

they have comparable measures of access to care (U.S. News & World Reports, 2019) and

quality of care (U.S. News & World Reports, 2019), and so NPs practicing in these states would

be working in comparable health care markets. Approval from the institutional review board of a

large university located in the Northeast was received prior to conducting this study.

Measures: Practice Environment: To measure the practice environment, the Nurse

Practitioner Primary Care Organizational Climate Questionnaire (NP-PCOCQ) was used

(Poghosyan et al., 2013). The NP-PCOCQ is a 29-item survey which has four subscales

measuring the following domains: NP-Physician Relations (NP-PR), Professional Visibility

(PV), NP-Administration Relations (NP-AR), and Independent Practice and Support (IPS)

(Poghosyan et al., 2013). The NP-PR subscale (7 items) measured the degree of teamwork

between NPs and physicians, and it also measured whether physicians trust the decisions made

by NPs regarding patient care. The PV subscale (4 items) measured the clarity and visibility of

the NP role within their practice. The NP-AR subscale (9 items) measured NP’s perception of

relations with administrators from their practice, and the IPS subscale (9 items) measured the

availability of resources and support NPs have in their practice. The NP-PCOCQ is widely used

across the U.S. and abroad (Poghosyan et al., 2017; Scanlon et al., 2018; Poghosyan et al., 2015;

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Rowand, 2017; Haupt, 2016) and has strong psychometric properties. This tool has been tested

for content, construct, structural, discriminant, and predictive validity (Poghosyan et al., 2013).

In this present sample of primary care NPs from New Jersey and Pennsylvania, the Cronbach’s

alpha for the NP-AR subscale was 0.94, the NP-PR subscale was 0.88, the PV subscale was 0.85,

and the IPS subscale was 0.87.

The NP-PCOCQ uses a 4-point Likert scale that ranges from “strongly agree” to

“strongly disagree” (Poghosyan et al., 2013). Higher mean subscale scores for each individual

NP-PCOCQ subscale indicated better primary care NP practice environments. Since the practice

environment is a shared perception held by NPs, organizational level scores were generated by

aggregating the individual practice environment scores of NPs in the same practice for each of

the four NP-PCOCQ subscales.

Burnout: Primary care NP burnout, as the dependent variable, was measured using a

widely used non-proprietary, single item measure (Dolan et al., 2015). One of its earliest use was

in a study investigating the association between physician outcomes and health maintenance

organizations (Dolan et al., 2015). In a national sample of primary care clinicians, this non-

proprietary single item burnout measure was compared against a standalone item from the

emotional exhaustion subscale of the Maslach Burnout Inventory (Dolan et al., 2015).

Researchers concluded that the prevalence of burnout was relatively comparable when using the

non-proprietary single item measure (38.5%) versus the single item from the emotional

exhaustion subscale of the Maslach Burnout Inventory (36.7%) (Dolan et al., 2015). Another

advantage of using the non-proprietary single item measure is that it is cost-free and less

burdensome for participants (Dolan et al., 2015). For our study, NPs self-reported their level of

burnout from one (I enjoy my work. I have no symptoms of burnout) to five (I feel completely

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burned-out and often wonder if I can go on). A higher score indicated greater burnout (Dolan et

al., 2015). For the ease of interpretation, we dichotomized responses so that scores ranging from

three to five were combined to indicate “burnout,” and scores one to two were combined to

indicate “no burnout.” This dichotomization of the burnout variable has been commonly used in

prior studies investigating PCP burnout (Helfrich et al., 2014; Edwards et al., 2018).

Covariates: We retrieved data on characteristics of NPs (i.e., age, sex, race, education,

marital status, workload, years employed in current practice, number of hours worked per week,

and years of NP experience) and characteristics of the main practice site (i.e., size, hours of

operation, and type of primary care practice).

Statistical Analysis: All data were cleaned and coded in SPSS statistical software (IBM

Corp, 2017). The distribution of continuous variables was inspected for outliers using boxplots

and any outlier values from the dataset were removed. We used the variance inflation factor

(VIF) statistics to check for multicollinearity, and VIF values less than five suggested lack of

multicollinearity (Akinwande, Dikko, Samson, 2015).

Multiple Imputation: Given that certain variables in our study had up to 12% of missing

observations, we used multiple imputation analyses because it is a methodologically rigorous

approach to handling missing data and it is recommended over traditional techniques such as

mean substitution (Murray, 2018; McCleary, 2002). We created 10 simulated versions of the

dataset based on the percentage of missing data (Bodner, 2008). Those datasets were analyzed,

combined, and adjusted to generate pooled results which represented the aggregated scores from

the 10-simulated versions of the dataset (Murray, 2018; McCleary, 2002). We extracted and

imported the pooled dataset into STATA statistical software (StataCorp LP, 2015).

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Multi-level Analyses: We estimated risk ratio (RR) rather than odds ratio using four

multi-level cox regression models with time as a constant variable. This was done because the

prevalence of NP burnout was greater than 10%, and researchers have found that logistic

regression models estimating odds ratio may overestimate the results when the prevalence of an

outcome is more than 10% (Diaz-Quijano, 2012). While cox regression models report the hazard

ratio (Stare & Maucort-Boulch, 2016), the use of a constant time variable makes the value of the

hazard ratio the same as the RR (Diaz-Quijano, 2012). Thus, throughout, we use the term “risk

ratio” instead of “hazard ratio.” To illustrate the strength and direction of the relationship

between the four practice-level NP-PCOCQ practice environment subscales and burnout, we

reported the 95% confidence intervals (CI), the p-values, and the RRs. The four multi-level cox

regression models include NP-level demographic variables in level one of the model as well as

survey modality (i.e. mail or online), and NP burnout. Variables measuring the practice

environment, practice size, main practice site, and hours of operation were practice-level

variables within level two of the model. We included state as a fixed-effect variable.

3.12 Results

This study used data from 396 NPs, with 27.5% of NPs being from New Jersey and the

rest from Pennsylvania (Table 1). Most NPs were female (90.4%) and White (89.4%). The

average age of these NPs was 49.5 years (Standard Deviation [SD] = 12.0 years). Only 3% of

NPs had a PhD or other doctorate as their highest educational degree, 7.1% held a Doctorate of

Nursing Practice (DNP), and 87.6% had a Master’s degree. On average, NPs worked 38.9 hours

per week (SD = 11.2) with most of their time spent on providing direct clinical patient care,

followed by coordinating patient care. Most primary care NPs (60.4%) practiced in a physician-

owned clinic. The practice-level scores on the NP-PCOCQ subscales ranged from 2.82 (SD =

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0.71) on NP-AR to 3.42 (SD = 0.48) on IPS. The practice-level score on the PV subscale was

3.11 (SD = 0.65), and 3.33 (SD = 0.52) for the NP-PR subscale.

Overall, 25.3% of NPs were burnt-out. Multicollinearity was not discovered in any of the

final multi-level cox regression models (mean VIF = 1.70). In our multi-level models in which

time was a constant variable (Table 2), higher practice-level PV subscale scores were associated

with 51% lower risk of NP burnout (RR = .49, 95% CI = .36 to .66). Similarly, higher practice-

level NP-PR subscale scores were associated with 51% lower risk of NP burnout (RR = .49, 95%

CI = .34 to .71). Higher practice-level NP-AR subscale scores were associated with 58% lower

risk of NP burnout (RR = .42, 95% CI = .31 to .56), and higher practice-level IPS subscale scores

were associated with 56% lower risk of NP burnout (RR = .44, 95% CI = .29 to .65), after

controlling for provider and other practice-level characteristics.

3.13 Discussion

In this study, we examine the association between the primary care practice environment

and burnout among NPs in New Jersey and Pennsylvania. We found that the prevalence of

primary care NP burnout is 25.3% which is slightly higher than the combined burnout prevalence

of 22.6% among primary care NPs and physician assistants (Edwards et al., 2018). Burnout

among primary care NPs is concerning as it may affect the care that is delivered to patients.

However, across all subscales, when NPs practice in favorable environments, the risk of them

reporting burnout significantly decreases anywhere from 51% to 58%.

In particular, higher mean NP-PR, IPS, PV, and NP-AR subscale scores are associated

with 51%, 56%, 51%, and 58% lower risk of NP burnout, respectively. These findings suggest

that NP burnout decreases when NPs practice in environments that promote optimal relations

with physicians and administrators, administrators have an understanding of NP role, skills, and

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competencies, and NPs are supported and provided resources needed to perform their jobs.

Moreover, our findings are consistent with a recent study which found that nurses working in

environments with strong collaboration, greater communication and effective decision making,

and supportive administrators reported lower burnout (Kim et al., 2020). Thus, our study and

existing studies (Kim et al., 2020; Lake et al., 2019) highlight the important role of the practice

environment in influencing burnout among nurses.

However, of the four practice environment subscales, NPs reported that their relations

with practice administrators was the lowest. This finding is consistent with a prior qualitative

study reporting that most NPs felt that administration was not supportive nor understanding of

the contributions that NPs make to patient care, and in some cases, NPs were not represented

within the administration (Poghosyan et al., 2013). Although our study did not explore why NP-

AR was suboptimal, it is important to investigate the relations between NPs and practice

administrators since having favorable relationships with management may be important for

ultimately reducing burnout.

Implications: The results of this study provide implications for clinical practice. Since

NPs are increasingly delivering patient care in primary care practices and play a vital role in the

health care system, it is crucial to reduce NP burnout. With strong links already reported between

provider burnout and adverse patient and organizational outcomes (West et al., 2018), it is

essential that clinicians and administrators in primary care practices make reducing NP burnout

an organizational priority. One way for clinicians and practice administrators to reduce NP

burnout is by fostering the development of a healthy primary care practice environment. For

example, in a qualitative study involving primary care workers (e.g., physicians, nurses, assistant

nurses, administrative staff) in Sweden, researchers found that healthy primary care practice

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environments consisted of primary care workers practicing in an organization with positive,

accessible, and fair leaders who encouraged collaboration, teamwork, empowerment, and

autonomy (Josefsson et al., 2018). Additionally, consistent with our findings, Josefsson and

colleagues (2018) reported that visibility and recognition of clinician role, was also a feature of a

healthy work environment. Based on the results from our study, it is possible that creating a

healthy practice environment may hold much potential for alleviating NP burnout.

In addition to practice implications, we also have implications for future research. Since

NPs reported that their relations with administrators was least favorable when compared with the

other three practice environment subscales, future research should investigate what interventions

are successful in improving relations between NPs and administrators. Furthermore, more

research is needed to examine how the relations between primary care NPs and practice

administrators are related to patient (e.g., quality of care, patient satisfaction) and organizational

outcomes (e.g., turnover). Lastly, future research should be conducted with all PCPs (i.e.,

physicians, NPs, and physician assistants) which will allow researchers to better understand how

burnout impacts all PCPs and the quality of care delivered to patients in primary care settings

across the U.S.

Limitations: There are limitations in this study. The generalizability of study findings is

limited because our sample stemmed from two states: New Jersey and Pennsylvania. Thus, the

findings are limited to only primary care NPs from these two states. Since this study relied on

self-report data, bias may be an issue. Despite best attempts to encourage NPs to complete the

survey, the low response rate may suggest that the NPs in our study are unlike NPs nationally.

However, we found that NPs in our study were relatively alike in race (89.4% White vs. 87%

White nationally) and age (49.5 years vs. 49 years nationally) to NPs from the National Nurse

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Practitioner Sample Survey (AANP, 2019). Furthermore, we cannot conclusively say poor

practice environments cause NP burnout since we had cross-sectional survey data and such data

limits causal inference. Despite these limitations, our study contributes to the growing literature

on provider burnout by identifying the current prevalence of primary care NP burnout and a key

variable, the practice environment, that may contribute to their burnout.

3.14 Conclusion

To our knowledge, this is the first study investigating the association between the primary

care practice environment and NP burnout. This study provides valuable evidence and supports

existing literature by showing that favorable NP practice environments have the potential for

reducing primary care NP burnout. Additional research examining the association between NP

practice environments with outcomes such as NP intention to leave the practice and quality of

patient care are recommended.

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3.15 Figure 1

Adapted Clinician Well-Being and Resilience Model

Note. NP = Nurse Practitioner;

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3.16 Table 1

Characteristics of Primary Care Nurse Practitioners (n = 396)

N (%) Mean (SD) Age 49.5 years (12.0) Female 358 (90.4) Highest Educational Degree Master’s degree 347 (87.6) Doctorate of Nursing Practice (DNP) 28 (7.1) PhD or other doctorate 12 (3.0) Other 9 (2.3) Race White 354 (89.4) Hispanic/Latino 12 (3.0) Marital status Married 315 (79.5) Years of NP experience 11.4 years (8.9) Years employed in current practice 6.4 years (6.3) Average number of hours worked per week 38.9 hours (11.2) NP workload Providing direct patient care 31.1 hours (10.1) Coordinating patient care 5.6 hours (6.0) Providing care management services 2.0 hours (3.3)

Performing quality assurance and improvement activities

1.6 hours (3.5)

Conducting administrative activities/leadership 1.7 hours (3.9) Survey Modality Mail 309 (78.0) Online 87 (22.0) Burnout 100 (25.3) Characteristics of Primary Care Practices Practice Location New Jersey 109 (27.5) Pennsylvania 287 (72.5) Main practice site Physician practice 239 (60.4) Community health center 51 (12.9) Hospital based clinic 37 (9.3) Retail-based clinic 8 (2.0) Urgent care clinic 12 (3.0) Nurse managed clinic 4 (1.0) Other 45 (11.4) Practice Open on Weekends 141 (35.6)

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Practice Open at Night None 127 (32.1) Once a week 78 (19.7) Twice a week 82 (20.7) Three times a week 24 (6.1) Four or more times a week 85 (21.5) Primary Care NP Practice Environment Scores Professional Visibility 3.11 (0.65) NP-Administration Relations 2.82 (0.71) NP-Physician Relations 3.33 (0.52) Independent Practice and Support 3.42 (0.48)

Note. SD = Standard Deviation; NP = Nurse Practitioners; Mean scores on the primary care NP practice environment subscales range from 1 to 4, with higher score indicating more favorable practice environments for NPs;

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3.17 Table 2

Results of multi-level cox regression models, with time as a constant variable, assessing the

association between practice environment subscales and NP burnout (N = 396)

Note. NP = Nurse Practitioner; *Because we did not have NP responses recorded over various time points, we created a constant time variable. When there is a constant time variable in a multi-level cox regression model, the hazard ratio is the same as the risk ratio. Thus, we reported the risk ratio in this table; Four independent multi-level models were run, one for each practice environment subscale. a In each model, we controlled for age, sex, race, education, marital status, workload, years of experience as an NP, average hours worked per week, practice size, hours of operation (nights and weekends), type of primary care practice, survey type, and state.

Modela Practice environment subscale Risk Ratio*

P > |z| 95% Confidence Interval

1 Professional Visibility 0.49 0.00 0.36 0.66 2 Independent Practice and

Support 0.44 0.00 0.29 0.65

3 NP-Physician Relations 0.49 0.00 0.34 0.71 4 NP-Administration Relations 0.42 0.00 0.31 0.56

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Chapter 4: Use of Multifunctional Electronic Health Records and

Burnout among Primary Care Nurse Practitioners

In this chapter, the author investigates whether use of multifunctional Electronic Health

Records (EHRs) is associated with primary care NP burnout. This manuscript has been submitted

to a peer reviewed journal.

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4.1 Introduction

In the United States (U.S.), nearly 48% of primary care providers (PCPs) including

physicians, nurse practitioners (NPs), and physician assistants are experiencing burnout

(Edwards et al., 2018). Burnout is described as an internalized feeling of emotional exhaustion,

depersonalization, and feelings of low personal accomplishment (Maslach & Jackson, 1981). In

2018, the American Public Health Association identified burnout as a significant public health

problem (Krisberg, 2018) and accumulating evidence shows that burnout negatively impacts

clinicians, patients, and the entire health care system (West et al., 2018). Clinician burnout can

lead to medical errors (West et al., 2018), increased risk of motor vehicle accidents and

suicidality (Patel et al., 2018), and increase intention to leave their job (Abraham et al., 2019;

West et al., 2018; Dewa et al., 2014).

There are several known factors that contribute to clinician burnout including high

workloads, poor staffing, long work hours, poor practice environments, job stress, loss of

workplace autonomy, and limited support and resources to provide patient care (Abraham et al.,

2019; West et al., 2018). A large body of research shows that widespread use of electronic health

records (EHRs) is emerging as another major source of burnout for PCPs (Willard-Grace et al.,

2019; Abraham et al., 2019; Babbott et al., 2014). EHRs in primary care practices include

reminder systems and multiple computerized features allowing for patient medication updates,

use of drug-related alerts, prescription ordering, and documentation of clinical notes during a

patient visit (Huang et al., 2018). In a national study involving physicians, those who used EHRs

and computerized physician order entries were less satisfied with the amount of time they spent

on clerical tasks and were at greater risk for burnout (Shanafelt et al., 2016). Furthermore, 62.5%

of physicians felt that the EHR did not improve their efficiency in providing patient care

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(Shanafelt et al., 2016), which is concerning because inefficiencies within practices can lead to

physician burnout (Panagioti, Geraghty, & Johnson, 2018).

Since the passage of the Health Information Technology for Economic and Clinical

Health Act in 2009, use of EHRs in primary care practices increased from 25% to nearly 90%

(Gordon, Baier, & Gardner, 2015). Providers increasingly use EHRs with multiple features, poor

usability and interoperability (Howe et al., 2018), and report that using these multifunctional

EHRs contributes to their feelings of burnout (Robertson et al., 2017; Babbott et al., 2014). In

particular, primary care physicians report greater burnout in practices with more EHR features

such as electronic alerts and computerized capabilities (e.g., electronic medication prescribing,

laboratory requests and results, radiology reports and images, referrals to specialists, discharge

summaries, electronic messaging to and from patients) (Babbott et al., 2014). As a result, 75% of

primary care physicians attribute their feelings of burnout to EHR use (Robertson et al., 2017).

One reason why the EHR may contribute to physician burnout is because of the increased time

physicians spend on the EHR. For example, in a multi-site study with physicians in ambulatory

facilities across Illinois, New Hampshire, Virginia, and Washington, physicians spent an

additional two hours on the EHR for every hour that they provided direct clinical care to patients

(Sinsky et al., 2016). The increased time physicians spend on the EHR may stem from the

complex features within the EHR, such as computerized physician order entries, patient portals,

medical documentation requirements, and management of one’s inbox (Arndt et al., 2017), and

can increase risk for burnout.

Overall, use of multifunctional EHRs containing various computerized capabilities and

poor usability or operability contribute to primary care physician burnout (Rabatin et al., 2016;

Babbott et al., 2014; Edwards et al., 2018; Helfrich et al., 2014; Linzer et al., 2009). However, it

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is unknown whether use of multifunctional EHRs is associated with burnout in primary care NPs

who, in 2016, represent about 25.2% of the primary care workforce in rural practices and 23.0%

in non-rural practices (Barnes et al., 2018; Pohl et al., 2018). Primary care NPs have obtained

additional education at the Masters or at the Doctoral level and are qualified to assess, diagnose,

and treat patients, manage chronic conditions, order tests and prescribe medications, and provide

health and wellness to those across the lifespan (AANP, 2020). In the U.S., 69% of practicing

NPs deliver primary care services to patients (AANP, 2020). Compared to all PCPs, primary care

NPs have the fastest growing PCP workforce with an expected growth of 93% from 2013 to

2025 in the U.S. (U.S. Department of Health and Human Services, 2016).

In addition to a growing NP workforce, NPs are using EHRs, which is a known predictor

of clinician burnout (West et al., 2018), but it is unknown whether using multifunctional EHRs is

a contributor of primary care NP burnout. With NPs delivering a significant portion of primary

care to patients, if the EHR is associated with NP burnout, interventions can be designed to

improve the usability and operability of EHRs in primary care practices, thus promoting NP

well-being and improving patient care. The purpose of this study is to determine whether use of

multifunctional EHRs is associated with NP burnout in primary care practices.

4.11 Methods

Conceptual Framework: The study is guided by the Clinician Well-Being and

Resilience model (Brigham et al., 2018) (Figure 1). Researchers at the National Academy of

Medicine developed the model to show the factors associated with clinician burnout and well-

being across all health care professions (Brigham et al., 2018). For this study, we adapted the

model to focus on the relationship between use of multifunctional EHRs and primary care NP

burnout while also considering NP and practice characteristics. Use of multifunctional EHRs is

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conceptualized as computerized capabilities and electronic reminder systems for decision support

of clinical guidelines, which exist within the primary care practice (Friedberg et al., 2009). The

adapted conceptual model also includes characteristics describing NPs such as age, sex,

education, marital status, hours worked per week, workload, experience, and years employed in

the current practice. Characteristics of the primary care practice include size, type of practice,

and hours of operation.

Study Design and Data Source: This is a secondary analysis of cross-sectional survey

data collected from the parent study (Poghosyan et al., 2020) which is described below.

Description of the Parent study: Participant & Setting: Researchers for the parent study

identified primary care NPs from the SK&A OneKey primary care practice database which

contains information on NPs in office-based practices as well as practices owned by or operated

in hospitals (DesRoches et al., 2015). To recruit NPs in primary care practices, researchers

obtained data on three types of primary care practices: 1) Independent solo practitioner practices

in which a physician had a specialization of primary care (i.e., family medicine, general practice,

internal medicine, internal medicine/pediatrics, internal medicine/preventive medicine, general

preventive medicine, or geriatrics) and at-least one NP worked in the practice. 2) Medical group

practice sites in which the entire facility specialized in primary care and at least one NP worked

in that practice. 3) Medical group practice sites with one or more physician, and that

encompassed at-least 50% of physicians having the specialty of “primary care,” and at-least one

NP worked in that practice. Since the number of NPs in larger states (i.e., California,

Pennsylvania, Texas) is greater than the number of NPs in smaller states (i.e., New Jersey,

Arizona, Washington), a random sampling of NPs was conducted to allow for similar numbers of

NPs across states.

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Data Collection: From 2018-2019, primary care NPs completed surveys containing

measures of their use of the EHR, burnout, demographics, and characteristics of their main

practice site. To collect data, researchers used a modified Dillman approach for mixed-mode

surveys (Dillman et al., 2014), in which the mailings contained an online survey link to allow

NPs to complete the survey electronically or on paper. In total, three mailed questionnaires were

sent to NPs followed by two rounds of reminder postcards to non-responding NPs two weeks

after the first and second mailings. To obtain a higher overall NP response rate, follow-up phone

calls were made to the non-responding NPs. In these calls, some NPs were deemed ineligible

(e.g., never worked or no longer worked in the practice) and others were labeled as “unknown,”

because researchers could not contact the NP, even with three separate attempts, to verify

eligibility. In total, 1,244 NPs from six states completed the survey. However, the response rate

was determined using three distinctive scenarios. If we assume that all of the non-responding

NPs were eligible for our study, the most conservative response rate would be 22.2%. If we

assume that approximately half of the NPs who were labeled as “unknown” in the follow-up

calls were ineligible, the response rate would be 25.7%. Lastly, if we assume that all of the non-

responding, “unknown” NPs were ineligible, the response rate is 31.8%. We anticipate the actual

response rate to be between 22.2% and 31.8%.

Current Study: We extracted data on all 396 primary care NPs practicing in either New

Jersey or Pennsylvania because these states have similar health care markets and rankings for

access to care (U.S. News & World Reports, 2019) and quality of care (U.S. News & World

Reports, 2019). As a result, NPs in these states would be practicing in similar markets. Approval

to conduct this study was obtained from the institutional review board of a large university

located in the Northeast.

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Measures: Use of multifunctional EHRs: The EHR subscale comprised of two validated

survey items (i.e., computerized capabilities and electronic care reminder systems) which were

used to measure use of multifunctional EHRs (Friedberg et al., 2009). In previous studies

investigating use of EHRs in primary care practices, provider responses from these items (i.e.,

computerized capabilities and electronic care reminder systems) were combined to create an

overall provider-level EHR subscale score (Friedberg et al., 2009; Martsolf et al., 2018). Below

is a description of how this EHR subscale score was created.

The first item measures five computerized capabilities (i.e., recording patient history and

demographics, clinical notes, patient’s medications and allergies, ordering prescriptions, and

viewing lab or imaging results) within the EHR and NPs responded either “yes” or “no” to

whether each capability was present in their practice. The second item measures the presence of

five electronic care reminder systems for decision support of clinical guidelines (i.e.,

asthma/chronic obstructive pulmonary disease, cardiovascular disease, hypertension, congestive

heart failure, and diabetes), by asking NPs whether each reminder system is present in their

practice. Participants responded “yes” or “no” to each type of reminder system. For both of these

items, a “yes” score was coded as one and a “no” score was coded as zero. Consistent with

previous studies using these EHR items (Friedberg et al., 2009; Martsolf et al., 2018), responses

from both EHR items were combined to create a single EHR subscale. A practice-level EHR

score was calculated by averaging the individual EHR subscale responses from NPs in the same

practice. Thus, using a sample of primary care NPs from New Jersey and Pennsylvania, the EHR

subscale had a Cronbach’s alpha of 0.86.

Burnout: Burnout was measured using a non-proprietary, single item which has been

widely used across several studies (Dolan et al., 2015; Helfrich et al., 2017; Helfrich et al., 2014;

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Edwards et al., 2018). This measure has been validated in a national sample of NPs, primary care

physicians, physician assistants, registered nurses, medical technicians, administrative clerks,

and licensed practical nurses where this non-proprietary single item burnout measure was

compared against a commonly used, standalone item from the emotional exhaustion subscale of

the Maslach Burnout Inventory (MBI:EE) (Dolan et al., 2015). The non-proprietary single item

measure is correlated with the standalone single item from the MBI:EE and has sensitivity and

specificity greater than 80% and an area under the receiver operator curve of 0.93, indicating that

this is an appropriate, less burdensome, cost-free, and reliable substitute to the standalone item in

the MBI:EE (Dolan et al., 2015). Additionally, researchers found a closely related prevalence of

burnout when using the single item extracted from the MBI:EE (36.7%) compared to the non-

proprietary single-item measure (38.5%) (Dolan et al., 2015). In this study, NPs rated their

overall level of burnout from 1 (I enjoy my work. I have no symptoms of burnout) to 5 (I feel

completely burned-out and often wonder if I can go on), with higher scores indicating greater

burnout. In accordance with previous published studies, burnout responses were dichotomized so

scores 3 to 5 were combined to indicate “burnout,” and scores 1 to 2 combined to indicate “no

burnout” (Edwards et al., 2018; Helfrich et al., 2014).

Individual NP and practice level covariates: We obtained variables measuring

characteristics of NPs including their race, age, sex, education, marital status, years employed in

current practice, number of hours worked per week, workload, and years of NP experience, and

variables measuring characteristics of the primary care practice including size, weekend and

night hours of operation, and type of primary care practice.

Statistical Analysis: Using SPSS statistical software (IBM Corp, 2017), we cleaned,

coded, and removed outlier variables from the dataset and used boxplots to check the distribution

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of scores for continuous variables. Variance inflation factor (VIF) statistics were used to detect

the presence of multicollinearity. The absence of multicollinearity was determined when VIF

was less than five (Akinwande et al., 2015).

Multiple Imputation: Since up to 12% of the data were missing and presence of missing

data can limit the statistical power and lead to biased estimates (Kang, 2013), we conducted

multiple imputation analyses. Multiple imputation is methodologically rigorous compared to

other approaches, such as mean substitution, since each missing observation is replaced with a

set of stimulated potential values (Murray, 2018; McCleary, 2002). We conducted multiple

imputation analyses using 10 stimulated versions of the dataset which was determined using the

percentage of missing data (Bodner, 2008). From these 10 stimulated versions, we merged and

adjusted the obtained coefficients and standard errors for missing data (Murray, 2018; McCleary,

2002). This pooled, estimated dataset was extracted and imported into STATA statistical

software (StataCorp LP, 2015) for further analyses.

Multi-level Analyses: To test if use of multifunctional EHRs predicted NP burnout, we

ran a multi-level cox regression model with time as a constant variable to estimate risk ratio.

This model fits best for our analyses because the prevalence of NP burnout was greater than

10%, and when that occurs the odds ratio in logistic regression models can overestimate the

results and the suggested alternative is cox regression (Diaz-Quijano, 2012). Cox-regression

models identify the hazard ratio (Stare & Maucort-Boulch, 2016). In our study, the use of a

constant time variable allows the hazard ratio to be the same as risk ratio (Diaz-Quijano, 2012).

Therefore, we use the term “risk ratio” instead of “hazard ratio” throughout this paper. In

addition to reporting the risk ratio, we reported the 95% confidence interval and the p-values to

show the strength of relationship between use of multifunctional EHRs and burnout. The multi-

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level cox regression model contained variables measuring characteristics of NPs within level one

of the model, including age, sex, race, education, marital status, years of NP experience,

workload, hours worked per week, and survey modality (online or mail). The outcome variable,

NP burnout, was also a level one variable since burnout is a unique feeling experienced by the

individual NP. Variables measuring use of multifunctional EHRs, main practice site, weekend

hours of operation, evening hours of operation, and practice size were practice-level variables

within level two of the model. State was included as a fixed-effects variable.

4.12 Results

Overall, 396 NPs were included in the study (Table 1). Majority of NPs were from

Pennsylvania (72.5%) and the rest were from New Jersey. The average age of NPs was 49.5

years (Standard Deviation [SD] = 12.0 years), 90.4% were female, 89.4% White, 87.6% had a

Master’s degree as their highest educational degree, and 79.5% were married. NPs were

employed in their current practice for an average of 6.4 years (SD = 6.3 years). Over 60% of NPs

reported working in a physician owned practice. Also, NPs reported that most of their workload

consisted of providing direct patient care (average = 31.1 hours [SD = 10.1 hours]), followed by

coordinating patient care (average = 5.6 hours [SD = 6.0 hours]). Nearly 25% of primary care

NPs reported burnout.

Almost all primary care practices had computerized capabilities (i.e., recording patient

history and demographics, clinical notes, patient’s medications and allergies, ordering

prescriptions, and viewing lab or imaging results). However, the presence of electronic care

reminder systems for decision support of clinical guidelines varied among practices with only

51.3% of NPs reported that there were electronic care reminder systems for patients with

congestive heart failure, 54.8% for asthma/chronic obstructive pulmonary disease, 58.1% for

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cardiovascular disease, 59.1% for hypertension, and 65.2% for diabetes. The average practice-

level score for use of multifunctional EHRs was 0.76 (SD = 0.24).

Multicollinearity was not detected in the final model (VIF = 1.70). In the multi-level cox

regression model, a significant negative association was found between use of multifunctional

EHRs and the risk of NP burnout (Risk Ratio = 0.30, 95% CI = 0.13 to 0.71, p = .01). The use of

multifunctional EHRs was associated with 70% lower risk of NP burnout, after controlling for

provider and practice level characteristics (Table 2).

4.13 Discussion

In this study, we investigate the association between use of multifunctional EHRs and

primary care NP burnout. While we found that nearly a quarter of primary care NPs from New

Jersey and Pennsylvania are experiencing burnout, the use of multifunctional EHRs did not

increase NP burnout. Instead, it appears that use of multifunctional EHRs (computerized

capabilities and electronic care reminder systems) is associated with 70% lower risk of NP

burnout.

Our findings are contrary to findings reported by other researchers who suggest that

greater use of EHRs in the primary care setting is associated with physician burnout (Robertson

et al., 2017; Babbott et al., 2014). The differences in our findings may partly be because we

collected survey data from 2018-2019, which is recent, and so primary care NPs may be in

practices that are better equipped with using the EHR, since EHRs were recommended for

practice nearly 11 years ago (Gordon et al., 2015). Furthermore, some advantages of EHRs, such

as reliable prescribing, complete documentation that could be shared with other clinicians, and

improved coordination of health care services may assist NPs in providing patient care (Office of

the National Coordinator for Health Information Technology, 2019), thereby reducing their

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workload and potentially reducing burnout. Since it is unknown whether these specific features

of the EHR serve as a protective mechanism against NP burnout, future research studies

examining the relationships between other components of the EHR and NP burnout are

recommended.

Although in this study, use of multifunctional EHRs is operationalized by the presence of

computerized capabilities and electronic reminder systems both of which are not associated with

increased NP burnout, there may still be other components of the EHR, which are not

investigated in this study, contributing to NP burnout. For example, we did not investigate how

much time NPs spend on the EHR and whether more time spent on the EHR is associated with

NP burnout, but researchers have found that increased time spent on the EHR contributes to

physician burnout (Arndt et al., 2017). Thus, we cannot conclude that the EHR as a whole

reduces NP burnout, but we can only conclude that two features of the EHR (i.e., computerized

capabilities and electronic reminder systems) are not associated with NP burnout. In addition,

with nearly 90% of NPs reporting that they had EHRs with computerized capabilities, therefore,

our results are more reflective of the impact of electronic reminder systems. Our results might

suggest that NPs using more reminder systems, which assist in decision support of clinical

guidelines, experience lower levels of burnout and this finding should be further explored.

Moreover, we found that personal characteristics of NPs such as their age, race, sex,

education, and marital status are not associated with burnout. Our findings are consistent with

researchers who report that the fundamental causes of burnout are not personal characteristics of

the individual but instead lie within the organization (Moss, 2019; Harrison et al., 2017; Sillero

& Zabalegui, 2018; Stearns & Benight, 2016; Dillon et al., 2020). For example, these researchers

have suggested that unmanageable and increasing workloads associated with the EHR, unfair

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treatment of colleagues, lack of role clarity, unsupportive supervisors, and a workplace culture

focused on productivity are just some features within the organization that can lead to burnout

(Moss, 2019; Sillero & Zabalegui, 2018; Dillon et al., 2020). Therefore, future interventions

seeking to improve organizational working conditions (e.g., reducing high workloads stemming

from the EHR, improving team communication, working with supportive colleagues) may be

more fruitful in reducing burnout compared to individual, personal interventions (e.g., yoga or

meditation); however more research is needed to verify which interventions are best.

Limitations: The use of cross-sectional survey data limits our ability to determine a

causal relationship between use of multifunctional EHRs and NP burnout. Additionally, one

EHR variable (computerized capabilities) in this study had limited variability. With most NPs

reporting that their practice had computerized capabilities, it is possible that the computerized

capability items were features required to be in the EHR. Another limitation within this study is

the absence of important EHR covariates such as NP training and experience with the EHR,

availability of support with the EHR, and usability and functionality of the EHR which were not

present in the parent study. Researchers have found that these variables can influence provider

satisfaction with the EHR (Yen & Bakken, 2012), thus omitting them may bias our results. The

generalizability of our findings should be used with caution since our sample originated only in

New Jersey and Pennsylvania, therefore our results are not applicable to NPs in other states or

countries.

The survey response rate is low. While one may speculate whether the NPs in our survey

are different from the overall NP population, we found that NPs in our study are relatively

similar in race (89.4% White vs. 87% White nationally) and sex (90.4% female vs. 91.7% female

nationally) compared to NPs from the National Nurse Practitioner Sample Survey (AANP,

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2019). Despite the limitations, our results may provide new information on primary care NP use

of multifunctional EHRs and their burnout. Knowing how primary care NPs are using the EHR

can help in the development of future studies examining what features of the EHR help NPs to

deliver coordinated primary care to patients.

4.14 Conclusion

To our knowledge, this is one of the first studies investigating primary care NPs use of

multifunctional EHRs and their experiences of burnout. Although 25% of NPs reported

experiencing burnout, the use of multifunctional EHRs was not associated with NP burnout.

While our findings are contrary to prior studies on EHR use and physician burnout, it may be

that the NPs in our study became more adjusted and familiar with operating EHRs since the

passage of the Health Information Technology Act in 2009. Nonetheless, additional research

studies with robust EHR specific covariates are needed to further examine the usability and

operability of the EHR among all PCPs.

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4.15 Figure 1

Adapted Clinician Well-Being and Resilience Model

Note. EHRs = Electronic Health Records;

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4.16 Table 1

Characteristics of Primary Care Nurse Practitioners (N = 396)

N (%) Mean (SD) Age 49.5 years (12.0) Female 358 (90.4) Highest Educational Degree Master’s degree 347 (87.6) Doctorate of Nursing Practice (DNP) 28 (7.1) PhD or other doctorate 12 (3.0) Other 9 (2.3) Race White 354 (89.4) Black of African American 11 (2.8) American Indian or Alaska Native 2 (0.5) Asian 18 (4.5) Native Hawaiian or other Pacific islander 5 (1.3) Other 6 (1.5) Hispanic/Latino 12 (3.0) Marital status- Married 315 (79.5) Years of NP experience 11.4 years (8.9) Years employed in current practice 6.4 years (6.3) Average number of hours worked per week 38.9 hours (11.2) NP workload Providing direct patient care 31.1 hours (10.1) Coordinating patient care 5.6 hours (6.0) Providing care management services 2.0 hours (3.3)

Performing quality assurance and improvement activities

1.6 hours (3.5)

Conducting administrative activities/leadership 1.7 hours (3.9) Survey Modality Mail 309 (78.0) Online 87 (22.0) Burnout 100 (25.3) Characteristics of Primary Care Practices Practice Location New Jersey 109 (27.5) Pennsylvania 287 (72.5) Main practice site Physician practice 239 (60.4) Community health center 51 (12.9) Hospital based clinic 37 (9.3) Retail-based clinic 8 (2.0) Urgent care clinic 12 (3.0)

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Nurse managed clinic 4 (1.0) Other 45 (11.4) Practice Open on Weekends 141 (35.6) Practice Open at Night None 127 (32.1) Once a week 78 (19.7) Twice a week 82 (20.7) Three times a week 24 (6.1) Four or more times a week 85 (21.5) Computerized capabilities present within the practice Recording patient history 388 (98.0) Recording clinical notes 385 (97.2) Recording patient’s medications and allergies 387 (97.7) Ordering prescriptions 380 (96.0) Viewing lab or imaging results 379 (95.7) Presence of electronic reminder systems in the practice for patients with: Asthma/COPD 217 (54.8) Cardiovascular Disease 230 (58.1) Hypertension 234 (59.1) Congestive Heart Failure 203 (51.3) Diabetes 258 (65.2) Use of Multifunctional EHRs 0.76 (0.24)

Note. SD = Standard Deviation; NP = Nurse Practitioners; COPD = chronic obstructive pulmonary disease;

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4.17 Table 2

Multi-level Cox Regression model, with time as a constant variable, assessing the effect of use of

multifunctional EHRs on NP burnout while controlling for provider and practice level covariates

(n = 396)

Risk Ratio*

P > |z| 95% Confidence Interval

Use of multifunctional EHRs 0.3 0.01 0.13 0.71 Average hours worked/week 1 0.82 0.98 1.03 Age 0.99 0.41 0.97 1.01 Female 1.21 0.61 0.58 2.51 Marital Status- Married 0.8 0.34 0.50 1.27 Education Master’s Degree 3.15 0.27 0.42 23.92 Doctorate of Nursing Practice 2.83 0.34 0.34 23.98 Other Degree 3.04 0.38 0.26 35.8 Race- White 1.31 0.49 0.61 2.83 Years of Experience as an NP 1.01 0.65 0.98 1.04 Workload^ Providing patient care 1.01 0.3 0.99 1.04 Coordinating patient care 1.01 0.66 0.97 1.05 Providing care management services

0.99 0.81 0.92 1.07

Performing quality improvement 1.02 0.61 0.94 1.1 Practice leadership and administrative tasks

1 0.97 0.94 1.07

Type of practice - Physician practice 0.91 0.65 0.60 1.38 Open during the Weekends 0.89 0.66 0.54 1.47 Open at Night 0.94 0.41 0.82 1.08 Practice Size 1 0.45 0.99 1.03 Survey type 1.11 0.68 0.69 1.77 State 0.8 0.33 0.50 1.26

Note. NP = Nurse Practitioner; EHRs = Electronic Health Records; Workload^ = Measured as hours per week performing the following tasks; * = Since we did not have NP responses recorded over various time points, we created a constant time variable. With time as a constant variable, the hazard ratio is the same as the risk ratio. Thus, we reported the risk ratio in this table.

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Chapter 5: Primary care Nurse Practitioner Burnout and Quality of

Care

In this chapter, the author investigates the relationship between primary care NP burnout

and quality of care and if the practice environment moderates the relationship between burnout

and quality of care. This manuscript has been submitted to a peer reviewed journal.

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5.1 Introduction

Clinician burnout is identified by feelings of emotional exhaustion, depersonalization,

and low personal accomplishment (Maslach & Jackson, 1981). Over the last two decades,

researchers have found that burnout is prevalent among clinicians and consequently impacts

quality of care and patient outcomes within the acute care setting (West et al., 2018; Panagioti et

al., 2018). In a recent study, 44% of cardiologists and 50% of neurologist experience burnout

(Kane, 2020). The high prevalence of burnout is concerning because clinician burnout negatively

affects both clinicians and patients (West et al., 2018). Burnt-out clinicians are more likely to

report job stress and dissatisfaction, fatigue, irritability, and abuse alcohol and drugs (Rabatin et

al., 2016; Abdulla et al., 2011; Soler et al., 2008). Furthermore, clinician burnout negatively

affects patients as it is associated with urinary tract and surgical site infections (Cimiotti et al.,

2012), low patient satisfaction, poor quality of care (Nantsupawat et al., 2016; Panagioti et al.,

2018; Dewa et al., 2017) and high rates of medical errors thereby, compromising patient safety

(West et al., 2018).

Despite the adverse clinician and patient outcomes associated with burnout, most studies

that currently exist are focused on clinicians in the acute care settings (Tourigny et al., 2019;

Wen et al., 2016; Van Bogaert et al., 2013; Cimiotti et al., 2012). This is a limitation because

most health care delivery occurs in primary care settings provided by primary care providers

(PCPs) who are physicians, physician assistants, and nurse practitioners (NPs) (Petterson et al.,

2018). Studies conducted in the acute care setting cannot be generalized to primary care. Of the

studies investigating burnout among PCPs, most explore primary care physician burnout

(Robertson et al., 2017; Rabatin et al., 2016; Babbott et al., 2014; Linzer et al., 2009). Some of

these researchers found that 37% of primary care physicians were burnt-out (Robertson et al.,

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2017), which is concerning since burnt-out physicians are also more likely to deliver suboptimal

patient care (Dewa et al., 2017). However, no study author, to date, has reported the prevalence

and outcomes associated with primary care NP burnout which is a limitation because nearly a

third of PCPs are projected to be NPs by 2030 (U.S. Department of Health and Human Services,

2016) and close to 70% of NPs currently deliver primary care services to patients (AANP, 2020).

Currently, a scarcity of research exists on the association between primary care NP

burnout and the practice environment. Poor practice environments are a major contributor to

burnout in the primary care setting (Abraham et al., 2019), and an extensive body of evidence

exists on the challenges within the practice environment that are unique to NPs (Poghosyan et

al., 2013; Poghosyan & Aiken, 2015; Poghosyan et al., 2017). For example, NPs in poor practice

environments have inadequate support and resources from administrators, suboptimal

communication with staff, limited autonomy (Poghosyan et al., 2013), and such organizational

challenges may predispose NPs to burnout and impact the quality of care they deliver to patients.

In another study, 46.1% of NPs were working in a poor practice environment (Carthon et al.,

2020) which is concerning because numerous researchers have shown that working in poor

practice environments can lead to burnout (Rabatin et al., 2016; Lake et al., 2019; Aiken et al.,

2012) and poor patient outcomes (Lake et al., 2019; Lake et al., 2016; Olds et al., 2017).

However, NPs who worked in a good environment were more likely to incorporate patient

preferences into care delivery compared to NPs in either mixed or poor environments (Carthon et

al., 2020). Since the environment where clinicians deliver care has long been shown to affect

provider outcomes and patient care (Rabatin et al., 2016; Lake et al., 2019; Olds et al., 2017;

Aiken et al., 2012), it is plausible that working in a poor practice environment may lead to NP

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burnout and the delivery of low quality patient care, however, these implications require further

investigation.

Burnout in primary care NPs can be a barrier to achieving favorable clinical outcomes

and high-quality care. Hence, identifying the prevalence of burnout in primary care NPs and its

clinical consequence for patients will be the first step in designing future interventions to

improve primary care delivery and potentially reduce NP burnout. The overarching purpose of

this study is to determine whether primary care NP burnout is associated with lower quality of

care in primary care practices and whether the NP practice environment moderates the

relationship between NP burnout and quality of care.

5.11 Methods

Conceptual Framework: Our study was informed by the Clinician Well-Being and

Resilience model (Brigham et al., 2018) (Figure 1), which exemplifies the relationship between

factors contributing to clinician burnout and outcomes of burnout such as compromised clinician

well-being, clinician-patient relationships, and patient well-being (Brigham et al., 2018). We

adapted the conceptual model to display the relationship between NP demographics, practice

characteristics, burnout, and quality of care. Burnout is conceptualized based on the NP’s own

reports of burnout which can range from NPs reporting no symptoms of burnout to completely

burned-out. Quality of care is conceptualized as an NP’s perception of the quality of care

delivered within their primary care practice. Variables measuring characteristics of NPs include

age, sex, education, marital status, race, hours worked per week, experience, years employed in

the current practice, workload, as well as practice characteristics such as size, type of practice,

and hours of operation are also included in the adapted conceptual model.

Study Design and Data Source: This current study is a secondary analysis of cross-

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sectional survey data that were obtained from the parent study (Poghosyan et al., 2020), which

investigated ways to reduce health disparities in outcomes for chronically ill elderly adults

receiving primary care services from NPs.

Description of the Parent study: Participants & Setting: Primary care NPs were

recruited from the SK&A OneKey primary care practice database which is a comprehensive

database containing information on health care providers (e.g., NPs) in the U.S. (DesRoches et

al., 2015). Three different types of primary care practices employing NPs were included: 1) an

independent practice with a physician who has a primary care specialization and no less than one

NP employed in that practice, 2) a medical group practice that delivers primary care and employs

no less than one NP in the practice, or 3) a medical group practice with one or more physician,

at-least half of the physicians have a primary care specialization, and no less than one NP

employed in that practice. As there were more NPs in geographically larger states (i.e.,

California, Pennsylvania, Texas) than in smaller states (i.e., New Jersey, Arizona, Washington),

a random sampling of NPs was conducted.

Data Collection: From 2018-2019, primary care NPs completed surveys containing valid

measures of burnout, quality of care, practice environment, demographics, and characteristics of

their main practice site. Researchers from the parent study collected survey data using a modified

Dillman approach for mixed-mode surveys (Dillman et al., 2014), in which the mailed surveys

contained an online link to let NPs complete the surveys either on paper or electronically.

Overall, there were three rounds of mailed surveys sent to NPs and two rounds of reminder

postcards which were sent two weeks after the first and second survey mailings. To maximize

the overall response rate, follow-up phone calls to non-responding NPs were also conducted.

During some of these calls, researchers could not confirm whether the NPs were truly eligible

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(e.g., actually worked in the primary care practice) and so these NPs were labeled as “unknown,”

non-responding NPs. In total, 1,244 NPs across six states completed the survey. The most

conservative response rate, 22.2%, was one in which we assumed that all non-responding NPs

were eligible. However, we also calculated a response rate, 31.8%, based on a scenario where all

non-responding NPs were ineligible. Therefore, we anticipate the real response rate to be in a

range from 22.2% to 31.8%.

Current Study: Our final sample contained 396 primary care NPs practicing in either

New Jersey or Pennsylvania. These two states were selected because they have comparable

rankings for access to care (U.S. News & World Reports, 2019) and quality of care (U.S. News

& World Reports, 2019); hence, NPs working in these states would be practicing in related

health care markets. We obtained approval from the institutional review board of a large

university located in the Northeast prior to conducting this study.

Measures: Burnout: Primary care NP burnout was measured using a non-proprietary,

single-item measure. This single-item was validated in a nationally representative sample of

primary care workers (i.e., physicians, NPs, physician assistants, registered nurses, medical

technicians, administrative clerks, and licensed practical nurses) by comparing this single item

burnout measure against a standalone single item from the emotional exhaustion subscale of the

Maslach Burnout Inventory (Dolan et al., 2015). Dolan and colleagues (2015) concluded that the

prevalence of burnout was relatively similar while using the non-proprietary single item measure

(38.5%) rather than the single item from the emotional exhaustion subscale of Maslach Burnout

Inventory (36.7%). For this present study, NPs self-reported their experience of burnout from

one (I enjoy my work. I have no symptoms of burnout) to five (I feel completely burned-out and

often wonder if I can go on). Higher scores suggested greater burnout (Dolan et al., 2015).

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Consistent with prior studies investigating burnout among PCPs (Edwards et al., 2018; Helfrich

et al., 2014), burnout responses were dichotomized by combining scores three to five to indicate

“burnout,” and scores one to two to indicate “no burnout.”

Practice Environment: The practice environment was measured using the Nurse

Practitioner Primary Care Organizational Climate Questionnaire (NP-PCOCQ), which is a 29-

item survey containing the following four subscales: Professional Visibility (PV) (4 items), NP-

Physician Relations (NP-PR) (7 items), NP-Administration Relations (NP-AR) (9 items), and

Independent Practice and Support (IPS) (9 items) (Poghosyan et al., 2013). The NP-PR subscale

measured the level of collegiality and teamwork between physicians and NPs, the PV subscale

measured how well NP role is understood within the organization, the NP-AR subscale measured

NP perceptions of their relations with organization administrators, and the IPS subscale

measured the presence of organizational support and resources available to NPs (Poghosyan et

al., 2013). Since each NP-PCOCQ subscale represents a different dimension of the practice

environment, we did not combine scores across the four subscales to generate one practice

environment score. Using a sample of 396 primary care NPs from New Jersey and Pennsylvania,

the Cronbach’s alpha for the PV subscale was 0.85, the NP-AR subscale was 0.94, the IPS

subscale was 0.87, and the NP-PR subscale was 0.88.

Responses for each NP-PCOCQ survey item ranged from “strongly agree” to “strongly

disagree” (Poghosyan et al., 2013). Scores for the individual NP-PCOCQ subscales ranged from

one to four, with higher mean subscale scores indicating better NP practice environments.

Practice-level scores for each NP-PCOCQ subscale were generated by aggregating the individual

mean subscale scores of NPs in the same practice. To avoid the possibility of high

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multicollinearity, each practice-level NP-PCOCQ subscale score was centered to have a mean of

zero before being included in the moderation analysis (Shieh, 2011; Aiken & West, 1991).

Quality of care: Quality of care was measured by asking NPs “how would you rate the

quality of care your organization delivers as a whole?” Response options are on a 5-point Likert

scale, ranging from “poor” to “excellent,” with higher scores indicating better perceptions of care

quality. Researchers have found that nurse-perceived quality of care is a consistent indicator of

the quality of patient care in outcomes such as failure to rescue, mortality, and patient

satisfaction (McHugh & Stimpfel, 2012). Furthermore, various researchers have used nurse-

perceived quality of care as an outcome measure and have produced valuable, clinically

significant results (Ball et al., 2017; Stalpers et al., 2016; Nantsupawat et al., 2016). Thus, NP

perceptions of quality of care may provide valuable information on the quality of care delivered

to patients within their organizations.

Provider and Practice-level covariates: We attained variables measuring the demographic

characteristics of NPs (i.e., age, sex, race, marital status, highest educational degree, years

employed in current practice, number of hours worked per week, workload, and years of NP

experience) and variables measuring practice characteristics (i.e., size, hours of operation, and

the type of primary care practice).

Statistical Analysis: The dataset was cleaned and variables were coded in SPSS (IBM

Corp, 2017). The distribution of scores for continuous variables and potential outlier scores were

identified using boxplots within SPSS. Outlier values were removed from the dataset. To

determine if multicollinearity was present, we used variance inflation factor (VIF) statistics. A

VIF value less than five suggested no multicollinearity (Akinwande et al., 2015).

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Multiple Imputation: We used multiple imputation analyses because some variables in

our study had up to 12% of missing data and multiple imputation allows researchers to obtain

accurate results, prevent a potential loss in statistical power, and generate valid variance

estimates when there is missing data (Murray, 2018; Stuart et al., 2009; McCleary, 2002). Given

these benefits, we conducted multiple imputation analyses by creating 10 simulated versions of

the dataset which was ascertained from the percentage of missing data (Bodner, 2008). The

results from the 10 complete datasets were combined and adjusted for obtained coefficients and

standard errors for missing data (Murray, 2018; McCleary, 2002). All multi-level analyses were

conducted using the pooled estimates from the multiple imputation analyses.

We extracted and imported the pooled data into STATA statistical software (StataCorp

LP, 2015) to conduct all multi-level analyses. For Aim 1, to determine if NP burnout is

associated with quality of care, we conducted a multi-level proportional odds cumulative logit

model containing variables measuring burnout, quality of care, and characteristics of NPs within

level one of the model and variables measuring characteristics of the practice within level two of

the model. Since NPs had the option of completing either mail or online surveys, we controlled

for survey modality within our multi-level models. State was included as a fixed effects variable.

Moderation analysis: For Aim 2, a Baron and Kenny moderation analysis (Baron &

Kenny, 1986) was conducted to assess if each NP-PCOCQ subscale moderates the relationship

between burnout and quality of care. Figure 2 illustrates a path diagram representing the

moderation model (Baron & Kenny, 1986). As shown in Figure 2, there are three paths that can

influence the outcome variable which is quality of care. Path A tests the impact of NP burnout on

quality of care. Path B tests the impact of the moderator variable (i.e., the four practice

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environment subscales) on quality of care. Lastly, path C tests the impact of the interaction term

on quality of care.

To test for moderation, we ran two separate models for each of the practice-level PV,

IPS, NP-PR, and NP-AR subscales after centering these subscale scores to a mean of zero. In the

first multi-level proportional odds cumulative logit model, quality of care was the outcome

variable, and the two independent variables were burnout and the centered practice-level practice

environment subscale (i.e., either PV, IPS, NP-PR, or NP-AR). In the second model, the only

newly added variable was the centered interaction term which was created by multiplying

burnout with the centered practice-level practice environment subscale. A cross-level interaction

term was created because we had variables within level one (NP level) and level two (practice

level) of the multi-level model. If the interaction variable was statistically significant, it was

reported that the practice environment subscale moderates the relationship between burnout and

quality of care. Among all models, significance values less than 0.05 were deemed statistically

significant.

5.12 Results

There were 396 NPs included in the study with nearly 73% of NPs from Pennsylvania

(Table 1). Most NPs were female (90.4%), White (89.4%), had a Master’s degree (87.6%), and

had an average of 11.4 years of NP experience (Standard Deviation [SD] = 8.9 years). None of

the NPs perceived delivering poor quality of care, 4.3% perceived fair, 14.9% perceived good,

43.4% perceived very good, and 37.4% perceived delivering excellent quality of care. Nearly

25% of NPs reported burnout. No multicollinearity was detected in the final model, since the

VIF was 1.69. In the multi-level model, NP burnout was associated with quality of care. The

odds of perceiving higher quality of care was 85% less for NPs experiencing burnout, as

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compared to NPs not experiencing burnout (Cumulative Odds Ratio [COR] = 0.15, 95% CI =

0.09 to 0.24, p = .000), after controlling for NP and practice level covariates (Table 2).

Moderation Analysis: To test the hypothesis if the NP practice environment moderates

the relationship between NP burnout and quality of care, two multi-level proportional-odds

cumulative logit models were conducted for each practice environment subscale (Tables 3 and

4).

Professional Visibility: In the first model, burnout and the mean PV subscale score were

both significantly associated with quality of care (p < .00). With a one unit increase in the mean

PV subscale, the odds of perceiving higher quality of care increased to 4.39 times (COR = 4.39,

95% CI = 3.10 to 6.20, p = .000). In the second model, the cross-level interaction variable

between burnout and the mean PV subscale score was not significant (Beta Coefficient = -0.10, p

= .77).

Independent Practice and Support: Similar to the PV subscale, the cross-level interaction

variable between burnout and the mean IPS subscale score was not significant (Beta Coefficient

= -0.005, p = .99). However, without the interaction term, burnout and the mean IPS subscale

score were significantly associated with quality of care (p < .00). With a one unit increase in the

mean IPS subscale, the odds of perceiving higher quality of care increased to 7.57 times (COR =

7.57, 95% CI = 4.77 to 12.03, p = .000).

NP-Physician Relations: In the multi-level proportional-odds cumulative logit model, the

cross-level interaction variable between burnout and the mean NP-PR subscale score was not

significant (Beta Coefficient = -0.20, p = .63). When the interaction term is removed, with a one

unit increase in the mean NP-PR subscale, the odds of perceiving higher quality of care increased

to 4.76 times (COR = 4.76, 95% CI = 3.15 to 7.20, p = .000).

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NP-Administration Relations: The cross-level interaction variable between burnout and

the mean NP-AR subscale score was not significant (Beta Coefficient = -0.27, p = .43).

Nevertheless, with a one unit increase in the mean NP-AR subscale, the odds of perceiving

higher quality of care increased to 3.83 times (COR = 3.83, 95% CI = 2.76 to 5.30, p = .000).

5.13 Discussion

In this study, we examine whether NP burnout is associated with quality of care in

primary care practices and whether NP practice environment moderates the relationship between

burnout and quality of care. We found that nearly 25% of NPs report burnout and that an

association exists between NP burnout and lower perceptions of care quality, since the odds of

NPs perceiving higher quality of care was 85% less for NPs experiencing burnout, as compared

to NPs not experiencing burnout. Furthermore, we found that the primary care NP practice

environment did not moderate the relationship between NP burnout and quality of care. This

finding is important because it suggests that, specifically within our sample of primary care NPs,

the practice environment does not explain the link between NP burnout and quality of care.

Although there is no moderating effect, we did find that the primary care practice environment is

independently associated with quality of care. In particular, with a one unit increase in the mean

PV, IPS, NP-PR, and NP-AR subscales, the odds of perceiving higher quality of care increased

to 4.39, 7.57, 4.76, and 3.83 times, respectively. This implies that working environments where

administrators and staff members have a good understanding of the NP role, NPs are allowed to

provide care within their scope of practice, and NPs have positive relations with physicians and

practice administrators all contribute to NPs’ perceptions of delivering higher quality of care. As

such, fostering a healthy practice environment for an NP may be an important mechanism to

improving patient care delivery.

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Our findings are consistent with researchers who also report that nurse burnout is

associated with lower perceptions of care quality (Nantsupawat et al., 2016; Poghosyan et al.,

2010). One researcher found that for every unit increase in the emotional exhaustion score for

nurses, there was a 2.53 times increase in reporting fair or poor quality of patient care

(Nantsupawat et al., 2016), which shows that burnout in nurses can influence nurse perceptions

of care quality. Moreover, our findings are also consistent with the larger body of evidence

showing that when nurses practice in favorable environments, perceptions of care quality may

also improve (Lake et al., 2016; Lake et al., 2019; Kanai-Pak et al., 2008). For example, in better

practice environments, nurses were 66% less likely to perceive fair or poor quality of care

compared to nurses in poor environments (Lake et al., 2016). As a result, one may infer that

improvements made to the NP practice environment (e.g., organizational support for NPs,

adequate supply of resources to provide care, optimal relationships with physicians and

administrators, and professional visibility within their practice) may help to subsequently

improve NP perceptions of care quality. In a systematic review on interventions to reduce

physician burnout, researchers report that improving the practice environment by reducing

workload and time pressure, improving team communication and physician involvement in

organizational changes, and working with a supportive supervisor can reduce burnout

(Wiederhold et al., 2018). Therefore, it may be possible that such improvements made to the NP

practice environment may also reduce NP burnout.

Implications for Clinical Practice and Future Research: Clinicians and practice

administrators can view the independent associations between the practice environment and

quality of care as evidence showing how working in favorable practice environments is

associated with perceptions of delivering higher quality of patient care. As a result,

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organizational changes designed to improve the practice environment and reduce NP burnout

may also improve quality of patient care. To ensure that patients receive the highest quality of

care in primary care practices, future research should involve all PCPs to see how the practice

environment for NPs, physicians, and physician assistants can be modified to reduce provider

burnout and optimize care quality for patients. Given the high prevalence of NP burnout, it is

also recommended that researchers conduct studies to investigate what interventions are best to

reduce primary care NP burnout.

Limitations: Since this study uses cross-sectional survey data, it is not possible to

determine whether burnout causes lower NP-perceive quality of care. Additionally, the data

collected in the parent study uses NP perceptions of quality of care which may be different from

patient reported quality of care. However, researchers have successfully measured perceptions of

care quality among primary care physicians (Pantell et al., 2019), and provider perceptions of

quality of care has been shown to be a reliable indicator for quality of care delivered to patients

(McHugh & Stimpfel, 2012). The overall response rate is low which may suggest that the NPs

who completed the survey are different from NPs nationally. However, NPs in our study were

fairly akin in race (89.4% White vs. 87% White nationally), age (49.5 years vs. 49 years

nationally), and sex (90.4% female vs. 91.7% female nationally) to NPs nationally (AANP,

2019). Moreover, since this study investigates burnout among primary care NPs in New Jersey

and Pennsylvania, the generalizability of our findings is limited and may not be applicable to

NPs in other states and countries. Nonetheless, findings from our study may be of interest to

clinicians and administrators seeking to improve the quality of care delivered within their

organizations.

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5.14 Conclusion

This study examined the relationship between primary care NP burnout and quality of

care in practices located in New Jersey and Pennsylvania. We found that NP burnout was

associated with lower perceptions of delivering higher quality of care. Similarly, favorable

primary care NP practice environments were associated with higher perceptions of care quality,

but the practice environment did not moderate the relationship between burnout and quality of

care. Ultimately, results from our study provide valuable insight for practice administrators to

prioritize reducing primary care NP burnout and to create favorable practice environments for

NPs, which may contribute to the delivery of high quality patient care.

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5.15 Figure 1

Adapted Clinician Well-Being and Resilience model

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5.16 Figure 2

Adapted Moderation Model by Baron and Kenny (1986)

Note. NP = Nurse Practitioner; Each practice environment subscale has a separate moderation model.

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5.17 Table 1

Characteristics of Primary Care Nurse Practitioners (N = 396)

N (%) Mean (SD) Age 49.5 years (12.0) Female 358 (90.4) Highest Educational Degree Master’s degree 347 (87.6) Doctorate of Nursing Practice (DNP) 28 (7.1) PhD or other doctorate 12 (3.0) Other 9 (2.3) Race White 354 (89.4) Black of African American 11 (2.8) American Indian or Alaska Native 2 (0.5) Asian 18 (4.5) Native Hawaiian or other Pacific islander 5 (1.3) Other 6 (1.5) Hispanic/Latino 12 (3.0) Marital status Never Married 27 (6.8) Married 315 (79.5) Separated 5 (1.3) Divorced 39 (9.8) Widowed 10 (2.5) Years of NP experience 11.4 years (8.9) Years employed in current practice 6.4 years (6.3) Average number of hours worked per week 38.9 hours (11.2) NP workload Providing direct patient care 31.1 hours (10.1) Coordinating patient care 5.6 hours (6.0) Providing care management services 2.0 hours (3.3)

Performing quality assurance and improvement activities

1.6 hours (3.5)

Conducting administrative activities/leadership 1.7 hours (3.9) Survey Modality Mail 309 (78.0) Online 87 (22.0) Burnout 100 (25.3) Quality of Care Poor 0 (0.0) Fair 17 (4.3) Good 59 (14.9)

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Very good 172 (43.4) Excellent 148 (37.4) Characteristics of Primary Care Practices Practice Location New Jersey 109 (27.5) Pennsylvania 287 (72.5) Main practice site Physician practice 239 (60.4) Community health center 51 (12.9) Hospital based clinic 37 (9.3) Retail-based clinic 8 (2.0) Urgent care clinic 12 (3.0) Nurse managed clinic 4 (1.0) Other 45 (11.4) Practice Open on Weekends 141 (35.6) Practice Open at Night None 127 (32.1) Once a week 78 (19.7) Twice a week 82 (20.7) Three times a week 24 (6.1) Four or more times a week 85 (21.5) Primary Care NP Practice Environment Subscale Scores Professional Visibility 3.11 (0.65) NP-Administration Relations 2.82 (0.71) NP-Physician Relations 3.33 (0.52) Independent Practice and Support 3.42 (0.48)

Note. SD = Standard Deviation; NP = Nurse Practitioners; Higher mean scores on the practice environment subscale indicate more favorable practice environments for NPs; Higher scores on the quality of care scale indicates the PCP’s report of delivering the best possible care to patients in that organization.

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5.18 Table 2

Multi-level proportional-odds cumulative logit models assessing the effect of burnout on quality

of care while controlling for provider and practice level covariates (n = 396)

Cumulative Odds Ratio

P > |z| 95% Confidence Interval

Burnout 0.15 0.00 0.09 0.24 Average hours worked/week 0.99 0.61 0.97 1.02 Age 1.00 0.89 0.98 1.02 Female 0.96 0.90 0.48 1.91 Marital Status- Married 0.78 0.31 0.48 1.27 Education Master’s Degree 1.12 0.86 0.33 3.80 Doctorate of Nursing Practice 1.64 0.49 0.41 6.56 Other Degree 0.66 0.65 0.11 3.95 Race- White 1.21 0.58 0.62 2.35 Years of Experience as an NP 1.02 0.13 0.99 1.05 Workload^ Providing patient care 1.02 0.12 0.99 1.05 Coordinating patient care 0.98 0.27 0.94 1.02 Providing care management services

1.02 0.70 0.94 1.10

Performing quality improvement 1.07 0.10 0.99 1.16 Practice leadership and administrative tasks

1.00 0.92 0.94 1.06

Type of practice - Physician practice 1.28 0.24 0.85 1.93 Open during the Weekends 1.08 0.74 0.68 1.73 Open at Night 1.09 0.20 0.96 1.24 Practice Size 1.03 0.05 1.00 1.06 Survey type 0.88 0.60 0.55 1.42 State 0.46 0.00 0.29 0.74

Note. NP = Nurse Practitioner; Workload^ = Measured as hours per week performing the following tasks;

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5.19 Table 3

Multi-level proportional-odds cumulative logit models assessing the effect of burnout and

practice environment with quality of care (n = 396)

Cumulative Odds Ratio

P > |z| 95% Confidence Interval

Model 1 for Professional Visibility Subscale = Burnout 0.23 0.00 0.14 0.36 Professional Visibility 4.39 0.00 3.10 6.20

Model 1 for Independent Practice and Support Subscale =

Burnout 0.21 0.00 0.13 0.34 Independent Practice and Support 7.57 0.00 4.77 12.03

Model 1 for NP-Physician Relations Subscale =

Burnout 0.21 0.00 0.13 0.34 NP-Physician Relations 4.76 0.00 3.15 7.20 Model 1 for NP-Administration Relations Subscale = Burnout 0.27 0.00 0.16 0.43 NP-Administration Relations 3.83 0.00 2.76 5.30

Note. NP = Nurse Practitioner;

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5.20 Table 4

Multi-level proportional-odds cumulative logit models testing whether the practice environment

moderates the relationship between burnout and quality of care (n = 396)

Quality of Care Beta Coefficient

P > |z| 95% Confidence Interval

Model 2 for Professional Visibility Subscale = Burnout -1.51 0.00 -2.00 -1.02 Professional Visibility 1.51 0.00 1.10 1.93 Interaction Term (Burnout*Professional Visibility)

-0.10 0.77 -0.80 0.59

Model 2 for Independent Practice and Support Subscale =

Burnout -1.54 0.00 -2.03 -1.06 Independent Practice and Support 2.03 0.00 1.48 2.57 Interaction Term (Burnout*Independent Practice and Support)

-0.005 0.99 -0.92 0.91

Model 2 for NP-Physician Relations Subscale =

Burnout -1.58 0.00 -2.07 -1.10 NP-Physician Relations 1.63 0.00 1.12 2.14 Interaction Term (Burnout*NP-Physician Relations)

-0.20 0.63 -1.02 0.62

Model 2 for NP-Administration Relations Subscale =

Burnout -1.39 0.00 -1.90 -0.88 NP-Administration Relations 1.42 0.00 1.04 1.81 Interaction Term (Burnout*NP-Administration Relations)

-0.27 0.43 -0.93 0.40

Note. NP = Nurse Practitioner;

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Chapter 6: Recommendations for Research, Practice, and Policy

In this chapter, the author 1) discusses the results of all four studies encompassing this

dissertation, 2) describes the strengths and limitations of the dissertation, and 3) provides

recommendations for research, practice, and policy.

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6.1 Discussion of Findings

This dissertation encompasses one systematic review investigating predictors and

outcomes of burnout among all primary care providers (PCPs) and three additional cross-

sectional studies which investigated factors associated with primary care Nurse Practitioner (NP)

burnout. In study one of this dissertation, we identified the predictors and outcomes of burnout

among all PCPs in the United States. In this systematic review consisting of 21 studies, we found

that high workload, poor primary care practice environments, and use of multifunctional EHRs

were commonly reported predictors of PCP burnout (Abraham et al., 2019). Since the studies

included in the systematic review mostly investigated primary care physician burnout, there

remained a gap in the literature on factors associated with primary care NP burnout. As a result,

the remaining studies in this dissertation were conducted to fill this gap by specifically

investigating factors associated with primary care NP burnout.

In study two of this dissertation, we examined whether the primary care practice

environment was associated with NP burnout. The aim of this study was achieved by using

cross-sectional survey data collected from 396 NPs from New Jersey and Pennsylvania to

conduct multi-level cox regression models, that included NP demographics, burnout, and survey

modality in level one of the model and variables measuring the practice environment, and

characteristics of the primary care practice in level two of the model. Multi-level models are

ideal to use because they can account for the hierarchical effect of provider and practice level

variables (Nezlek, 2008). The overall prevalence of burnout among 396 primary care NPs from

New Jersey and Pennsylvania was 25.3%. In the multi-level models, we found that higher mean

scores on the Professional Visibility, NP-Physician Relations, NP-Administration Relations, and

Independent Practice and Support subscales, of the tool measuring NP practice environment,

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were associated with 51%, 51%, 58% and 56% lower risk of NP burnout, respectively. We

conclude that nearly a quarter of primary care NPs from New Jersey and Pennsylvania are burnt-

out, and the primary care practice environment is associated with NP burnout.

For study three, we tested the association between the use of multifunctional EHRs and

primary care NP burnout. Using data from the same sample of 396 NPs and similar methods as

in study two, we ran a multi-level cox regression model and found that the use of multifunctional

EHRs was associated with 70% lower risk of NP burnout. Although this finding was contrary to

our hypothesis, it may be because use of multifunctional EHRs was operationalized by the

presence of only two features: computerized capabilities and electronic reminder systems for

decision support of clinical guidelines. Hence, we can only conclude that these two features of

the EHR did not contribute to primary care NP burnout.

Lastly, in study four, we investigated whether NP burnout was associated with lower NP

perceptions of care quality in primary care practices. We also tested if each primary care practice

environment subscale (i.e., NP-Physician Relations, NP-Administration Relations, Professional

Visibility, and Independent Practice and Support) moderates the relationship between NP

burnout and quality of care. Using data from the same sample of primary care NPs as in studies

two and three, we first developed a multi-level proportional odds cumulative logit model and

found that the odds of perceiving higher quality of care was 85% less for NPs with burnout

compared to those without burnout. To test for moderation, we ran multi-level proportional odds

cumulative logit models for each practice environment subscale and found that the practice

environment did not moderate the relationship between burnout and quality of care. However,

with a one unit increase in the mean Professional Visibility, Independent Practice and Support,

NP-Physician Relations, and NP-Administration Relations subscales, the odds of perceiving

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higher quality of care increased to 4.39, 7.57, 4.76, and 3.83 times, respectively. As a result, NPs

working in favorable practice environments also perceive delivering higher quality of patient

care.

6.11 Strengths and Limitations

This dissertation has various strengths. To begin with, our systematic review is currently

the first and only comprehensive review investigating predictors and outcomes of burnout

inclusive of all PCPs in the U.S. In this review, we first published a study protocol in accordance

with PRISMA guidelines, conducted an extensive literature search twice, and to reduce the

potential for bias- two researchers independently appraised the quality of the included studies,

extracted information from each study, and then compared results (Abraham et al., 2019). Given

our rigorous approach, our review contained studies with a large representative sample of PCPs

(Edwards et al., 2018; Yoon et al., 2017) practicing in a variety of settings including rural and

urban locations as well as in Veteran Affairs primary care clinics (Edwards et al., 2017; Helfrich

et al., 2014).

Additional strengths are noted within studies two to four of this dissertation. For

example, we were able to determine a prevalence of burnout specifically among NPs which is

useful since some researchers (Edwards et al., 2018) have only reported combined burnout

prevalence rates for NPs and physician assistants. Second, we provide valuable evidence on

factors associated with NP burnout in primary care practices. Third, we used data that came from

a large sample of primary care NPs and this dataset is unique because it is the only dataset

containing variables measuring NP burnout, practice environment, use of multifunctional EHRs,

and quality of care in the primary care setting. Fourth, we used rigorous methods involving

multiple imputation analyses to address the problem of missing data and multi-level modeling to

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account for the clustering effect of NPs within their practices. Lastly, our findings are timely

since administrators and clinicians are calling for greater investigation into the factors associated

with provider burnout to ultimately reduce burnout (Eadie, 2020).

Despite these strengths, this dissertation had several limitations. First, the systematic

review was focused only on PCPs in the U.S., which may not be generalizable to PCPs in other

countries. Second, studies two to four of this dissertation involved a sample of primary care NPs

from only two states, New Jersey and Pennsylvania, in the Northeast which limits the

generalizability of the results to other U.S. states and geographic regions in the West, Midwest

and South. Third, the use of survey data where respondents are asked to self-report on their

behaviors may be subjected to response bias, even though NPs were informed that their

responses would remain confidential. Fourth, important EHR covariates (e.g., NP training and

experience with the EHR, organizational support available to NPs using the EHR, provider

satisfaction with the EHR) were not included in study three because these covariates were not

available from the parent study. As a result, our findings regarding the association between use

of multifunctional EHRs and NP burnout may be oversimplified. Fifth, although nurse

perceptions of quality of care have been shown to align with patient outcomes in the acute care

setting (McHugh & Stimpfel, 2012), and although researchers have successfully measured

perceptions of care quality among primary care physicians (Pantell et al., 2019), it remains

unknown whether NP perceptions of care quality align with patient perceptions of care quality

specifically in the primary care setting.

6.12 Recommendations for Research, Practice, and Policy

This dissertation also has several research, practice, and policy implications.

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Research Implications: Since we found a significant association between primary care

practice environments and NP burnout, future qualitative studies should be conducted to gather

rich data on what can be modified in the practice environment to reduce NP burnout and improve

the quality of patient care. Additionally, further research with various measures of the EHR are

needed to better determine what features of the EHR contribute to NP burnout. Such studies can

be enhanced through use of focus group interviews which would specifically ask primary care

NPs about their experiences with the EHR. Research using large studies with national samples of

NPs are also needed to see if primary care NP burnout is associated with objective, measurable

patient outcomes such as mortality and hospitalizations. In the future, it should be tested whether

differences exist in the multi-level regression analyses when using a multiply imputed dataset

that was created using a single statistical software compared to two separate software. Lastly,

future research using a retrospective analysis of primary care NP perceptions of care quality in

the context of patient outcomes and perceptions of care are needed to further support the

appropriateness of using measures such as NP perceptions of care quality.

Practice Implications: Since in our systematic review we found that a high workload for

PCPs contributed to PCP burnout, practice administrators may consider reducing a PCP’s

workload as a potential means of reducing burnout. One improvement that can be made within

primary care teams to reduce PCP workload might be through NP-physician co-management,

which involves two PCPs (i.e., NP and physician) sharing the responsibility of patient care tasks

(Norful et al., 2018). Using 26 interviews of primary care NPs and physicians, researchers have

found that successful NP-physician co-management helped to reduce PCP workload which may

help to reduce PCP burnout in the primary care setting (Norful et al., 2018). As a result,

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clinicians and practice administrators may consider incorporating NP-physician co-management

within their primary care teams.

With nearly 25% of primary care NPs in New Jersey and Pennsylvania experiencing

burnout, clinicians and practice administrators may consider NP burnout a high priority issue

since burnout has been shown to be associated with lower perceptions of care quality for

patients. One way to address provider burnout may be through improvements in the primary care

practice environment. For example, favorable relations with administrators and physicians may

reduce NP burnout. Additionally, practice administrators can promote greater professional

visibility for NPs- one that would allow administrative staff and physicians to have a better

understanding of what NPs are capable of doing in their practice. Practice administrators can also

ensure that their practices have enough resources for NPs to deliver patient care since a lack of

support and resources may contribute to burnout. Moreover, practice administrators should

provide support and resources (e.g., additional training and education with features of the EHR)

to PCPs especially during the implementation of EHRs since in our systematic review, it was

determined that a lack of support with the EHR can lead to PCP burnout.

Policy Implications: Clinicians as well as practice administrators can use the results

from this dissertation to better understand which factors are associated with primary care NP

burnout and craft appropriate organizational policies designed to reduce NP burnout. For

example, results from our systematic review suggest that organizational policies that seek to

reduce provider workload, ensure an adequate supply of staff and resources, and improve the

primary care practice environment might be some steps that can be taken to reduce provider

burnout. Moreover, New Jersey and Pennsylvania are both states with laws reducing the ability

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of NPs to practice to the fullest extent of their education (AANP, 2019). As a result, it should be

examined whether such state-level policies have any association with NP burnout.

Conclusion

In conclusion, this dissertation investigated predictors and an outcome associated with

burnout among primary care NPs across two states. Overall, favorable practice environments

were associated with lower risk of NP burnout. The use of multifunctional EHRs did not

contribute to NP burnout however more research using a comprehensive set of EHR-specific

covariates is needed to examine this correlation. Lastly, NP burnout was associated with lower

perceptions of quality of care. However, the practice environment did not moderate the

relationship between burnout and quality of care. Instead, NPs working in favorable practice

environments also reported higher perceptions of care quality. Cumulatively, the studies from

this dissertation reveal that some organizational predictors of burnout are modifiable, thereby

suggesting an opportunity for improvements to be made within primary care practices to

ultimately reduce primary care NP burnout.

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Appendix A: Search Strategy for Study 1

Database Search Phrase 1 PubMed (("burnout" OR "Burnout, Professional"[Mesh] OR "burnout" [Tiab] OR

"burn* out")) AND ("Nurse Practitioners"[Mesh] OR "advance* practice nurse*" [Tiab] "advance* practice nurse*" OR "nurse practitioner*" [Tiab] OR "nurse practitioner*" OR "primary care provider*" OR "doctor*" [Tiab] OR "clinician*" [Tiab] OR "clinician*" OR "Physicians"[Mesh] OR "physician*" [Tiab] OR "physician*" OR "physician assistant*" OR "physician assistant*" [Tiab]) AND ("factor*" OR "factor*" [Tiab] OR "lead*" OR "lead*" [Tiab] OR "led*" OR "led*" [Tiab] OR "associate*" OR "associate*" [Tiab] OR "predictor*" OR "predictor*" [Tiab] OR "cause*" [Tiab] OR "cause*" OR "outcome*" OR "outcome*" [Tiab] OR "consequence*" OR "consequence*" [Tiab])) AND (“primary care” OR “primary care” [Tiab]))

2 Embase ('burnout'/exp OR burnout:ti,ab OR 'burn* out'/exp OR burn* out:ti,ab) AND ('clinician*'/exp OR clinician*:ti,ab OR 'physician*'/exp OR physician*:ti,ab OR 'doctor*'/exp OR doctor*:ti,ab OR 'nurse practitioner*'/exp OR 'nurse practitioner*' OR 'physician assistant*'/exp OR 'physician assistant*' OR 'primary care provider*'/exp OR 'primary care provider*' OR 'advance* practice nurse*'/exp OR 'advance* practice nurse*' OR primary AND ('care'/exp OR care) OR nurse* AND practitioner*:ti,ab OR advance* AND practice AND nurse*:ti,ab) AND ('factor*' OR 'cause*' OR 'outcome*' OR 'predictor*' OR 'consequence*' OR 'led*' OR 'lead*' OR 'associate*') ('burnout') AND ('physician*' OR 'nurse practitioner*' OR 'advance* practice nurse*' OR 'general practitioner*' OR 'primary care provider*' OR 'physician assistant*') AND ('primary medical care' OR 'primary health care') AND ('predictors*' OR 'outcomes*' OR 'consequences*' OR 'led*' OR 'lead*' OR 'associate*') 'burn*out' AND 'primary health care'

3 PyschINFO ("burnout" or "burn*out") and ("clinician*" or "doctor*" or "physician*" or "primary care provider*" or "nurse practitioner*" or "advance* practice nurse*" or "physician assistant*") and ("primary care") and ("outcome*" or "predictor*" or "factor*" or "consequence*" or "led*" or "lead*" or "associate*" or "cause*") ((primary care provider*.ti,ab.) OR (nurse practitioner*.ti,ab.) OR (advance* practice nurse*.ti,ab.) OR (physician assistant*.ti,ab.) OR (physician*.ti,ab.) OR (primary care physician*.ti,ab.)) AND ((burn*out.ti,ab.) OR (burned out.ti,ab.)) AND ((factor*.ti,ab.) OR (outcome*.ti,ab.) OR (cause*.ti,ab.) OR (consequence*.ti,ab.) OR (predictor*.ti,ab.) OR (led*.ti,ab.) OR (lead*.ti,ab.) OR (associate*.ti,ab.)) AND (primary care.ti,ab.))

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4 ProQuest^ ("burnout" OR "burn* out") AND ("nurse practitioner*" OR "advance* practice nurse*" OR "physician*" OR "doctor*" OR "clinician*" OR "physician assistant*"OR "primary care provider*") AND ("primary care") AND ("outcome*" OR "factor*" OR "predictor*" OR "consequence*" OR "associate*" OR "lead*" OR "led*" OR "cause*")

5 Joanna Briggs Institute Evidenced-Based Practice Database

("burnout" or "burn* out") and ("clinician*" or "doctor*" or "physician*" or "primary care provider*" or "nurse practitioner*" or "advance* practice nurse*" or "physician assistant*") and ("primary care") and ("outcome*" or "predictor*" or "factor*" or "consequence*" or "associate*" or "led*" or "lead*" or "cause*") ("burnout" or "burn* out") and ("clinician*" or "doctor*" or "physician*" or "primary care provider*" or "nurse practitioner*" or "advance* practice nurse*" or "physician assistant*") and ("primary care")

6 Ovid Medline

('burnout' or 'burn* out') and 'primary care' and ('physician*' or 'nurse practitioner*' or 'advance* practice nurse*' or 'physician assistant*' or 'clinician*' or doctor*' or primary care provider*') and ('outcome*' or 'predictor*' or 'factor*' or 'consequence*' or 'associate*' or 'led*' or 'lead*' or 'cause*').mp. [mp=title, abstract, original title, name of substance word, subject heading word, floating sub-heading word, keyword heading word, protocol supplementary concept word, rare disease supplementary concept word, unique identifier, synonyms]

7 CINAHL- Cumulative Index to Nursing and Allied Health Literature

((TI burnout AND AB burnout) OR (TI burn* out AND AB burn* out)) AND ((TI nurse practitioner* AND AB nurse practitioner*) OR (TI advance* practice nurse* AND AB advance* practice nurse*) OR (TI physician* AND AB physician*) OR (TI doctor* AND AB doctor*) OR (TI physician assistant* AND AB physician assistant*) OR (TI primary care provider* AND AB primary care provider*) OR (TI clinician* AND AB clinician*) OR ((MH "Nurse Practitioner*")) OR (MH "Physician Assistant*") OR (MH "Physician*")) ("burnout" OR "burn* out") AND ("nurse practitioner*" OR "advance* practice nurse*" OR "physician*" OR "doctor*" OR "clinician*" OR "primary care provider*" OR "physician assistant*") AND ("primary care") AND ("outcome*" OR "factor*" OR "predictor*" OR "consequence*" OR "associate*" or "led*" or "lead*" or "cause*")

8 Cochrane Library

("burnout" or "burn* out") and ("clinician*" or "doctor*" or "physician*" or "primary care provider*" or "nurse practitioner*" or "advance* practice nurse*" or "nurse practitioner*" or "physician assistant*") and ("primary care") and ("factor*" or "predictor*" or "consequence*" or "associate*" or "led*" or "lead*" or "cause*" or "outcome*") ("burnout" or "burn* out") and ("clinician*" or "doctor*" or "physician*" or "primary care provider*" or "nurse practitioner*" or "advance* practice nurse*" or "nurse practitioner*" or "physician assistant*") and ("primary care")

Note. ^The authors applied an additional “burnout” filter to the search in ProQuest; To ensure that all appropriate studies were retrieved, the authors used more than one search phrase for certain databases that were yielding a low number of articles when all search terms were

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included; The Joanna Briggs Institute of Evidence-Based Practice (JBI EBP) was accessed through the JBI EBP database option within Ovid Medline.