PRC: Kunming Qingshuihai Water Supply Project...Analysis Report on Living Standard Follow-up Survey for Resettlement of Qingshuihai Project 4 Once the project has been completed, 96.84

Social Monitoring Report

Project Number: 40052 October 2009

PRC: Kunming Qingshuihai Water Supply Project The 3rd External Resettlement Monitoring Report

Prepared by: Kunming University of Science & Technology

People’s Republic of China

For Kunming Municipal Government

This report has been submitted to ADB by the Kunming Municipal Government and is made publicly

available in accordance with ADB’s public communications policy (2005). It does not necessarily reflect the views of ADB.

ADB-Financed

Kunming Qingshuihai Water Supply Project (KQWSP)

Analysis Report on Living Standard 3rd Follow-up Survey for Resettlement

（No.4）

Faculty of Management & Economics, Kunming University of Science & Technology

October, 2009

Analysis Report on Living Standard Follow-up Survey for Resettlement of Qingshuihai Project

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Content 1. Project Introduction ................................................................................................3

1.1 Project Brief Introduction ...................................................................................................3 1.2 Project Affected Area ..........................................................................................................4 1.3 Quantity of Land Requisition and Resettlement .................................................................5

1.3.1 Land Requisition ......................................................................................................5 1.3.2 House Demolishment ...............................................................................................6 1.3.3 Demolition for Other Auxiliary Facilities and Specific Facilities............................6

2. Monitoring Survey ...................................................................................................7 2.1 Range of Survey..................................................................................................................7 2.2 Survey Institutes..................................................................................................................8 2.3 Survey Approaches..............................................................................................................9 2.4 Process of Survey................................................................................................................9

2.4.1 Selection phase in survey sites .................................................................................9 2.4.2 Follow-up survey Phase ...........................................................................................9

3 Data Analysis of Follow-up Village........................................................................10 4 Data analysis on surveyed sample families...........................................................13

4.1 Demographical characteristics for the surveyed households.............................................13 4.1.1 Sex role ..................................................................................................................13 4.1.2 Age distribution......................................................................................................13 4.1.3 Distribution of nationalities....................................................................................14 4.1.4 Level of education (For Person aged 16 years or above) .......................................14 4.1.5 Marital status (For Person aged 16 years or above) ...............................................15 4.1.6 Status of employment (For Person aged 16 years or above) ..................................15

4.2 Living and Production status of surveyed household........................................................16 4.2.1 Property status of surveyed household...................................................................16 4.2.2 Public properties like water and power supply ......................................................17 4.2.3 Housing Conditions................................................................................................18 4.2.4 Residential environment.........................................................................................19

4.3 Financial status of surveyed households ...........................................................................21 4.3.1 Land area................................................................................................................21 4.3.2 Income....................................................................................................................22 4.3.3 Expenditure ............................................................................................................25 4.3.4 Number of out-town odd-jobbers among surveyed family members.....................26

4.4 Surveyed households’ evaluation of present living situation ............................................30 4.4.1 Evaluation of production conditions of individual household................................30 4.4.2 Evaluation of one’s own financial status in a context of the whole village............30 4.4.3 Evaluation of present residential environment .......................................................31 4.4.4 Evaluation of neighborhood relation......................................................................31 4.4.5 Evaluation of life satisfaction.................................................................................31 4.4.6 New-Added Economic Recovery Measure ............................................................32

5 Land Requisition and Resettlement ......................................................................33 5.1 Progress on land requisition and resettlement...................................................................33

5.1.1 Progress of Permanent Acquired Land...................................................................33 5.1.2 Progress of Temporary Land Acquisition...............................................................34 5.1.3 Progress of House Demolishment ..........................................................................35 5.1.3 Progress of Auxiliary Facility Demolishment ........................................................37

5.2 Compensation standards for land requisition and resettlement .........................................38 5.2.1 Compensation Standards for Permanent Land Acquisition....................................38 5.2.2 The Compensation Standard of Temporary Land Occupation ...............................40 5.2.3 Compensation Standards for Residential Houses and Auxiliary Facilities ............40 5.2.4 Scattered Trees .......................................................................................................42 5.2.5 The moving subsidies.............................................................................................42 5.2.6 Compensation for public infrastructure in the concentrated relocating place ........42 5.2.7 Subsidies of Building House ..................................................................................43 5.2.8 Subsidies of Poverty Household ............................................................................43


II

5.3 Payment Status on compensations for land requisition and resettlement..........................43 5.4 Payment progress on compensations for land requisition and resettlement ......................45

6 Management of Resettlement Funds & Disbursement........................................46 6.1 The Management of Resettlement Fund ...........................................................................46 6.2 The Appropriation and Payment of Resettlement Fund ....................................................47

7 Relocation ................................................................................................................49 7.1 Maichong Relocation Plot of Qinghai Village ..................................................................49 7.2 Haiwei Relocation Plot .....................................................................................................50 7.3 Renjiahou Relocation Plot in Laoba Village .....................................................................51 7.4 Ganchong Relocation Plot in Deshi ..................................................................................51 7.5 Other Scattered Relocation ...............................................................................................52 7.6 Rebuilding of Specific Units .............................................................................................53 7.7 Recovery of Communication around Reservoir................................................................53 7.8 Resolution of Transmission Line.......................................................................................54 7.9 Telecommunication and TV Cable ....................................................................................55 7.10 Water Conservancy Facilities..........................................................................................55

8 Public Participation and Grievance Redress........................................................56 9 Rehabilitation Measures.........................................................................................57 10 External Monitoring and Evaluation of Resettlement ......................................58 11 Conclusion..............................................................................................................63

11.1 Impact Degree Caused by Project ...................................................................................63 11.2 Future Efforts Suggested .................................................................................................64

Annex Ⅰ Survey Matrix of the follow-up survey on affected villages along Qingshuihai Water Supply Project...........................................................................66 Annex Ⅱ Survey Matrix of the household-survey on affected villages along Qingshuihai Water Supply Project...........................................................................77 Annex Ⅲ Survey sheet of economic rehabilitation on affected villages (from January to June 2009) ...............................................................................................88 Annex Ⅳ Status of public participation in Qingshuihai Water Supply Project.89 Annex Ⅴ Explanation of External Monitoring and Evaluation Index System of Resettlement for Qingshuihai Project (First) ( From January to June 2009) ......91

Kunming Qingshuihai

Water Supply Project

(KQWSP) is one of the

most significant projects

financed by Asian

Development Bank (ADB)

in Kunming City. The

objective for Kunming

Qingshuihai Water Supply

Project (KQWSP) is to

provide domestic and

industrial water supply for the Eastern Development Zone (EDZ) and the New Airport

Development Zone (NADZ) in Kunming City. With a view to achieving a smooth

progress of land requisition and resettlement for this project, Qingshuihai Branch

Company of Water Development and Construction has entrusted the Advisory Panel

of Experts of the Faculty of Management and Economics of Kunming University of

Science and Technology with providing external monitoring and advisory service for

land requisition and resettlement for the project.

1. Project Introduction

1.1 Project Brief Introduction

During Phase I of KQWSP (The Project), the completed works will include:

increased storage capacity in Qingshuihai reservoir; rehabilitation of the Xintian River,

Tabizi Longtan Pool and Jinzhongshan reservoir; the development of new water

storage and diversion works on the Banqiao River and Shiqio River, and the

establishment of water conveyance tunnels from both Shiqiao Rivers to Qingshuihai,

and from Qingshuihai to Jinzhongshan. The project involves the submergence of land,

reservoir impoundment structures, the development of diversion and water

conveyance systems, and the establishment of permanent access roads. The

resettlement plan and land acquisition are only for Phase I of KQWSP (The Project).


4

Once the project has been completed, 96.84 million m3 of water will be supplied

annually to the new Kunming city development areas. The total investment for the

project is CNY 1.863 billion. A loan funded by Asian Development Bank (ADB) will

provide up to $ 80 million (about CNY 616 million at CNY 7.7 per US$) for the

project. It is anticipated that project construction will start in October 2007, and be

completed about June of 2012. The legal representative of this project is Kunming

Water Supply Group Co., Ltd. (KWSG).

1.2 Project Affected Area

According to relative items in < Outline of Land Acquisition and Resettlement

Plan > ratified by Bureau for Reservoir Immigration, and < Resettlement Plan of

Kunming Qingshuihai Water Supply Project> (January, 2009) drawn up by Project

Office of Qingshuihai Project of Water Supply and Water Source Environmental

Management, Land acquisition and house demolition of this Project will involve 2

counties, which are Xundian Autonomous County of Hui Minority and Yi Minority

and Songming County. In Xundian Autonomous County of Hui Minority and Yi

Minority, Jinsuo Township, Diansha Township, Yangjie Township and Liushao

Township; Dianyuan Township, Yangqiao Township, Songyang Township in

Songming County will be affected directly. Totally, there are 7 townships, 21

administrative villages, 41 village groups, 6426 persons, 5269 persons of which are

affected directly and 798 persons are affected temporarily. In Xundian County,

directly and temporarily affected population are 3147 and 798 respectively, and the

population of Songming County are 2121 and 360. In total, about 6577.1 mu of

collective land will be permanently acquired for the Project, which including 869.3

mu of farmland, timberland 2628.1mu; the temporary land acquisition is 2293.2 mu,

the area of farmland and timberland is 869.3 mu and 1252.2 mu.

In the design year of Project, Project will involve 1121 households and 4394

persons affected by land acquisition without demolishment, 208 households and 773

persons affected by demolishment without land acquisition, and 36 households and

102 persons affected by both demolishment and land acquisition. The total population

affected directly by project is 5269 (1365 households). And resettled non-agricultural

population is 14 persons.

In addition, as for the specific facilities, the demolishment and removal of project


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will come down to 1 pumping station, 2 pumping dam, 3 converting stations, 12

bridges (culverts), 8.77km electricity transmit line, 41.42km water diversion channels,

27.3km rural road and 5.1km telecommunication lines. Table 1-1 Project Affected Area

County Township Administrative Village

Jinsuo Qinghai, Zetie, Xintian

Diansha Luliu、Haiwei

Liushao Enjia、Wu、Tuoqi、Maanshan Xundian

Yangjie Huangtupo、Sanyingzhuang、Daliusuo、Tianqiaodi、Dianxin、Dianlong、Duohe

Dianyuan Laoba、Zhouda

Songyang Shanjiao、Dong Songming

Yangqiao XiShan

1.3 Quantity of Land Requisition and Resettlement

1.3.1 Land Requisition

The total area of permanent land acquisition for Project is 15623.89 mu

(6.27km2): the earth area is 7343.71 mu, the waters is 8280.18 mu. Among earth area,

the area of farm land is 3096.94 mu, the garden is 71.76 mu, timberland 2877.62 mu,

pool is 42.91 mu, unused land 870.76 mu, the construction plot is 383.73 mu.

As for temporary acquired land, the total area is 2333.74 mu (2297.54 mu is

earth land and 36.2 mu is waters), and the farmland is 869.15 mu, timberland

1252.08 mu, unused land is 171.8 mu, the construction plot is 4.4 mu.

For this project, there are 5762.8 mu farm land will be acquired, which involve

1981.6 mu paddy field, 1111.9 mu dry land, 3.5 mu vegetable garden, 911.0mu

shield wood, 1.2mu bamboo, 992.2mu common timberland, 723.7 mu bush, 31.2 mu

fishpond and 6.6 mu orchard. The area of arable land is 3096.9mu, which account

47.1% of total. And the acquired area of building plot is 9.9 mu (public land) unused

land 804.4mu, which is 12.2% of total.

Up to June 30, 2009, according to the survey data from the all affected townships,

the quantity of land in permanent requisition were 5719.9 mu, 1823.21 mu of which

were paddy field, 1100.71 mu were dry land, 2182.19 mu were timberland, 4.52 mu

were garden, 466.44 mu were unused land, 111.53 mu were building plot and 31.3

mu were water area (Fishing pool).


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As for temporary land acquisition, by the end of June 2009, the total area were

1605.9 mu, including 134.18 mu paddy fields, 721.46 mu dry land, 750.26 mu

timberlands. (Data source: Sheet on area and compensation on land acquisition and resettlement for

Qingshuihai Water Supply Project provided by Qingshuihai Branch Company of Water

Development and Construction, <Resettlement Plan of Qingshuihai Water Supply Project>

(January 2009), Supervision Report of Qingshuihai Water Supply Project (1st ,2nd Quarter 2009))

1.3.2 House Demolishment

According to the Resettlement Plan revised in January 2009, the house

demolishment of project will affect 850 persons from 238 households; the total

demolition area is 81292.06 m2, which involve 2838.73m2 of public building and

2651.00m2 owned by Water Bureau of Xundian County.

Up to end of June 2009, about 2095.02 m2 with frame, brick-concrete and other

kinds of houses had been demolished; the area of brick-concrete was 299.2 m2,

brick-wood was 854.79 m2 and earth-wood was 941.02 m2.

Totally, the demolishment area of auxiliary houses was 974.94 m2, which

involved stable (brick-wood and earth-wood structure) 777.82 m2, tobacco house

(brick-wood and earth-wood structure) 27.54 m2, firewood house (brick-wood and

earth-wood structure) 138.92 m2, toilet (brick-wood, earth-wood and brick-concrete

structure ) 30.66 m2

(Data source: Sheet on area and compensation on house demolishment and resettlement for

Qingshuihai Water Supply Project provided by Qingshuihai Branch Company of Water

Development and Construction, <Resettlement Plan of Qingshuihai Water Supply Project>

(January 2009), Supervision Report of Qingshuihai Water Supply Project (1st , 2nd Quarter 2009))

1.3.3 Demolition for Other Auxiliary Facilities and Specific Facilities

According to the Resettlement Plan, the main items of auxiliary facilities and

specific facilities demolishment for Project involved: 36784 scatter woods, 1 primary

school, Grade 4 road 3.8km, cultivation lane 23.47km, 12 bridges, 1 pumping station,

2 pumping dam, 3 converting stations, 8.77km electricity transmit line, 41.42km

water diversion channels, 27.3km rural road and 5.1km telecommunication lines,


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stable houe (Brick-wood structure) 475.16 m2, firewood house 138.92 m2, toilet

(brick-wood structure) 26.66 m2，earth square 5318.04 m2, 2.51 m2 stone barricade, 1

iron gate, 1 methane-generating pit, 17.87 m3 water pool and 52.8 m2 brick-enclosure.

Up to June 30th, 2009, according to the data of survey from the townships,

2933.04 m2 square (earth 2334.38m2, cement 598.66m2), 2.51 m2 stone barricade, 1

iron gate, 1 methane-generating pit, 26.45 m3 water pool and 52.8 m2 brick-enclosure,

21 tombs, 1 fix-line telephone and 7 cable television had been demolished.

For specific facilities, there were 1.5km telecommunication lines and 0.2km

electric cable had been demolished at the end of June 2009. (Data source: Sheet on area and compensation on auxiliary facilities demolishment and

resettlement for Qingshuihai Water Supply Project provided by Qingshuihai Branch Company of

Water Development and Construction, <Resettlement Plan of Qingshuihai Water Supply Project>

(January 2009), Supervision Report of Qingshuihai Water Supply Project (1st , 2nd Quarter 2009))

2. Monitoring Survey

2.1 Range of Survey

Monitoring survey for this project was classified into 3 kinds: (1) Impact survey

on land requisition and resettlement; (2) Socio-economic survey in the

project-affected area; (3) Follow-up survey on the living standards of the

project-affected people.

（1）Impact inventory survey on land requisition and resettlement

a. Quantity of required land along alignment and connecting roads for the project, the

amount of demolished buildings and various special facilities, and number of affected

people by the project;

b. Quality, per mu yields and output value for the cultivated land acquired for the

project;

c. Costs for demolished buildings and facilities and their replacement price;

d. Economic profile of the affected households;

e. Economic profile on the affected villages;

f. Bearing capability of the affected people on land requisition and resettlement; g. Opinions and attitudes from the public on the Project


8

（2）Inventory survey on socio-economic in the project-affected area a. Brief account of the administrative areas, including the basic situations of Kunming

City and the project-affected Songming County and Xundian County under its

jurisdiction;

b. Major economic indices of the above-mentioned affected areas in 2007-2009;

c. Distribution of the impoverished people in the above-mentioned affected areas;

d. Living standards of the people of the ethnic minorities and women in the

above-mentioned affected areas;

e. Conditions of the highway networks in the above-mentioned affected areas.

（3）Inventory survey with follow-up way on the living standards of the affected

people:

a. Information about the affected village, including the populations, cultivated lands,

per capita incomes, and preparation and implementation of economic restoration plans

etc;

b. Information about the sample families, including occupation structure, the per

capita assets, per capita income, and the percentages of earnings from planting,

breeding, sideline and industrial productions etc;

c. Attitudes and opinions about the affected people on the project, particularly for the

policies of land requisition and resettlement, and economic restoration plans.

2.2 Survey Institutes

Yunnan Water Resources and Hydropower Survey, Design and Research Institute

(YDRI), Qingshuihai Branch Company of Water Development and Construction and

the governments of Xundian and Songming County were in charge of the survey work

in the project-affected area.

On March 2007, a Field-survey Investigation Group for land requisition and

resettlement had been organized and established, consisting of the members from the

Design Institute and each county and town, which involved conducting detailed

survey on the affected people, demolished buildings, acquired land and other affected

facilities in the project-affected area. After commencement of the project, the survey

work was undertaken by the Advisory Panel of Experts from the Faculty of

Management and Economics of Kunming University of Science and Technology and


9

also was assisted by Qingshuihai Branch Company of Water Development and

Construction and the governments of Xundian and Songming County.

2.3 Survey Approaches

Basic approaches adopted for impact survey for the project:

a. Documents survey and study;

b. Analysis of internal monitoring report;

c. Interviews with owners of projects and resettlement policy executive agencies at

various levels;

d. Family visit of P.R.A. (participatory rapid appraisal);

e. Consultation meeting;

f. On-site observation;

g. Investigation on typical cases

h. Sample survey

2.4 Process of Survey

2.4.1 Selection phase in survey sites

According to the major areas involved in land requisition and resettlement for the

construction of this expressway, the key sites for external monitoring and survey in

the project area were in the 4 administrative villages in Songming County and

Xundian County: 1 in Songming County (Laoba Administrative Village in Dianyuan

Township), 3 in Xundian County (Haiwei Administrative Village in Diansha

Township, Qinghai and Xintian Administrative village in Jinsuo Township). Every

village take out some village groups as survey sites based on the degree of effects of

planning and design on the project. Each village group take out some relocated

households in the respective as the objective of survey based on the types of

affections and the living standards with high, middle and low levels.

2.4.2 Follow-up survey Phase

After final design on the project is finished, surveyors from the Advisory Panel

of Experts from the Faculty of Management and Economics of Kunming University


10

of Science and Technology, and staff from the counties, towns and villages would

involve conducting survey on the affected units and rural people, i.e. socio-economic

survey on the affected villages and households including 21 administrative villages

and 287 affected households, accounting for 100% and 21.03% respectively in total

affected villages and total affected households.

At the end of June 2009, the Advisory Panel of Experts from the Faculty of

Management and Economics of Kunming University of Science and Technology

carried out monitoring survey on land requisition and resettlement for the project and

conducted household survey in the villages of collective resettlement. During the

survey, the expert panel had an all-round understanding on the land requisition and

resettlement in Songming and Xundian County, and held consultation meetings with

the people in charge of land requisition and resettlement from the counties, townships

and villages. The town/townships under survey are: Laoba Village in Dianyuan

Township Songming County, Qinghai Village in Jinsuo Township and Haiwei Village

in Diansha Township of Xundian County. It was totally 9 village groups and 274

relocated households. The major survey points for the external monitoring are:

progress on land requisition and resettlement, allocation and utilization for

compensations, as well as the status on economic restoration. But because of removal

or working at other place, there were actually 287 households had accepted survey.

Results from survey show that works for land requisition for Qingshuihai Project go

in smooth manner; various compensations are delivered timely to affected households

and without delay, appropriation with public funds; production and living of the

affected people by project construction are well arranged; and the living standards of

the villagers have been improved.

3 Data Analysis of Follow-up Village

Before starting of the project, among 21 follow-up surveyed villages, there were

134 village groups included, 38 of them are from 5 follow-up surveyed villages in

Songming County and rest 96 groups are in 16 follow-up surveyed villages in

Xundian County. Generally, there are 2642 households and 10198 persons from

Songming County, 10659 households and 41584 persons from Xundian County

included in follow-up villages. During January to December 2007, annual per capita


11

net income was RMB 1835.11 for surveyed villages, which of Songming County were

RMB 2318.52 and RMB 1351.7 for Xundian County.The land area of 21 follow-up

surveyed villages is 229244.37mu in total，area of Xundian County is 216157.37 mu，

area of Songming County is 13087 mu. The area of paddy field was 17880.2 mu（the

area of Songming County in 5150.5 mu，the area of Xundian County is 12729.7 mu），

the area of dry land is 43972.37 mu（the area of Songming County is 4901.5mu，the

area of Xundian County is 39070.87 mu），the area of woodland is 234441.4 mu（the

area of Songming County is 108849.9mu ， the area of Xundian County is

125591.5mu），the area of garden is 3909.6 mu（the area of Songming County is

1476.1mu，the area of Xundian County is 2433.5 mu），the area of unused land is

30671mu（the area of Songming County is 19335 mu，the area of Xundian County is

11336 mu），the area of housing plot is 9808 mu（the area of Songming County is 485

mu，the area of Xundian County is 9323 mu），the area of building plot is 9838.8mu

（ the area of Songming County is 353 mu， the area of Xundian County is

9485.8mu），the area of waters is 6498 mu（the area of Songming County is 320mu，

the area of Xundian County is 6178 mu）. Average per capita area of farm land for

follow-up village is 1.31mu (the area of Songming County is 1.11mu，the area of

Xundian County is 1.51mu). Average per capita area of house for the follow-up

villages in Songming County is 35.9 m2，and which of Xundian County is 22.6 m2，

average area of all sample villages is 29.3m2.

Up to June 30th, 2009, 5719.9 mu (86.97% of planned area)of the land owned by

follow-up survey villages have been acquired permanently，in which 1823.21 mu

(92% of planned area) is paddy fields; 1100.71 mu (98.99% of planned area) is dry

land, 4.52 mu (44.75% of planned area) is garden, 2182.19 mu (83.03% of planned

area) is timberland, 466.44 mu (57.99% of planned area) is waste land, building plot

is 111.53 mu and 31.3 mu fishpond (100% of planned area).

By the end of June 2009, the total temporary acquisitive land area of 21

follow-up villages was 1605.9 mu, the progress is 70.02%, among which, 134.18 mu

is paddy field, 721.46 mu is dry land, 750.26 mu is timberland, the progress of them

was 99.97%，98.14%，59.88% respectively.

Individually, there are 5 villages in Songming County affected by the Project, the


12

total area of land acquisition of which is 2269.91mu (permanent land acquisition is

2193.82mu, temporary land acquisition is 73.09 mu). As for Xundian County, there

are 4993.6 mu land had been acquired, which include permanent acquisition 3526.08

mu and temporary acquisition 1467.52 mu.

The amount of acquired land in affected village during January to June 2009 is

increased comparing with that in the second half of 2008, but the measures have been

implemented with land reallocation, such as production structures readjustment,

popularization for agricultural technology, the vigorous supports from local

governments, and having a rise for marketing price of farm products adjusted.

Therefore, the economic incomes for all affected villages have not dropped greatly.

With the decrease by 9.75%, the average farmland area per capita is 1.1mu, but the

average per mu output value for the grain crops has reached RMB 987 yuan, 4.7%

higher than that in 2007 and increased 8.86% than the first half in 2008 and was

generally equal to that of the second half of 2008. Influenced by the market situation

and season, the average per mu output value for orchard has dropped to RMB 1440

yuan, 26.4% lower than that in Baseline described and 34.8% lower than that during

January to June in 2008. The average per mu yield value for economic crops has

reached RMB 1338.47 yuan, with a decrease by 14.75% than that in Baseline

described and 10.7% in the first half in 2008. The per capita for net income has

reached RMB 927.08 yuan, which is with decreasing by 5.83% in the same period in

the first half of 2008 and generally kept same with other period. Please refer to the

following diagram and AnnexⅠfor basic information on each affected village.

0

500

1000

1500

2000

2500

Output Value ofGrain per mu(yuan)

Output Value ofEconomic Crop per

mu(yuan)

Output Value ofOrchard per mu(yuan)

Average Net Incomeper capita（yuan）

Item

Amount

Baseline Jan.-June 2008 July-Dec.2008 Jan.-June 2009

Figure 3-1 Diagram on the status of follow-up survey Villages (Average)


13

4 Data analysis on surveyed sample families

From January to June of

2009, the panel had

conducted household survey

on 287 sample households,

1057 villagers, the quantity

of which was decreased with

Baseline survey and the

survey during the first and

second half in 2008 due to

part of follow-up household

removed or the change of family member. Please refer to Annex II for details.

4.1 Demographical characteristics for the surveyed households

4.1.1 Sex role

Through the 287 household-survey, a total of 1057 persons, in which 542 persons

are males and 515 persons are females, accounting for 51.28 % and 48.72%

respectively, the ratio was 1.046:1. The figures are basically equal with those in the

baseline and 2008. Table 4-1 The Sex Ratio Comparison of Follow-up Household

Item

Survey Duration

Total Population

（Person）

Male Population

（Person）

Female

Population

（Person）

Male Ratio

（％）

Female Ratio

（％）

Baseline 1109 566 543 51.04 48.96

Jan.-June 2008 1103 564 539 51.13 48.87

July-Dec. 2008 1069 552 517 51.64 48.36

Jan.-June 2009 1057 542 515 51.28 48.72

4.1.2 Age distribution

During January to June 2009, most of the people in the surveyed households are

ranged from 16 to 60 years old, the population of them is 836, which take up 78.15%,


14

and there were 231 persons below 16 years and the proportion was 21.85%.

Compared with the baseline and the first and second half in 2008, the proportion is

almost equal.

Table 4-2 The Age Distribution Comparison of Follow-up Household Item

Survey Duration

Total Population （person）

The Population aged below 16

years （person）

The Population aged over 16

years （person）

The Proportion of The Population aged

below 16 years （％）

The Proportion of The Population aged

over 16 years （％）

Baseline 1109 243 866 21.91 78.09 Jan.-June

2008 1103 239 864 21.67 78.33

July-Dec. 2008 1069 236 833 22.08 77.92

Jan.-June 2009

1057 231 826 21.85 78.15

4.1.3 Distribution of nationalities

By the end of June 2009, among the 1057 survey subjects, Han nationality

consists of a majority enjoying 99% of the total while the number for the minority

nationalities is 6. And all of them are Yi nationality and who come from Village

groups of Haiwei No.5, Qinghai No.1 and Huaqing.

4.1.4 Level of education (For Person aged 16 years or above)

Gathered from survey data, among 826 survey subjects at and over 16 years, the

proportion of illiterate was 2.18% (18 persons), which over that described in the

second half of 2008 and baseline, because of change in the family members of sample

households. The proportion of primary school, middle school, high school and college

were 48.91%, 33.29%, 12.46% and 3.15% respectively, the change showed in follow

table. Table 4-3 The Education Level Proportion Comparison of Follow-up Household

Item Survey Duration

The total population aged over 16 years（person）

Illiterate（％）

Primary School （％）

Middle School （％）

High School （％）

College（％）

Baseline 866 1.85 50.66 34.42 10.62 2.45 Jan.-June

2008 864 2.43 50.65 34.40 10.63 1.89

July-Dec. 2008 833 2.16 50.42 33.4 11.04 2.52

Jan.-June 2009

826 2.18 48.91 33.29 12.46 3.15


15

4.1.5 Marital status (For Person aged 16 years or above)

The result from survey during January to June 2009 reflects that the population of

unmarried, who with spouse, divorced, bereft of spouse and other are 151，594，46，

33 and 2 respectively. The detail showed in following table. Table 4-4 The Marital Status Proportion Comparison of Follow-up Household

Survey Item

Survey Duration

The total population aged over 16 years（person）

Unmarried（％）

With spouse （％）

Divorced（％）

bereft of spouse （％）

Others（％）

Baseline 866 18.13 75.29 0.81 5.43 0.35 Jan.-June 2008 864 18.10 75.32 0.70 5.53 0.35 July-Dec. 2008 833 17.88 75.39 12.00 5.64 0.48 Jan.-June 2009 826 18.28 71.91 5.57 3.99 0.24

4.1.6 Status of employment (For Person aged 16 years or above)

（1）Employment situation

As the result from survey during January to June 2009 shows, population of

employment makes up the majority of all the 826 sample population above 16 years

of age with employed population being 630, accounting for 76.27% of the total, which

decreased by about 4 percentage point than that in the second half of 2008. And with a

high proportion, 86.51% of employed population involved in agriculture, forestry,

animal husbandry or fishery, while the structure of rest occupations is almost as the

baseline.

Table 4-5 Occupation Situation of Surveyed Family Members（%）

Time Workers

Laborers in the field of agriculture,

forestry, animal husbandry and

fishery

Commercial staff

Personnel involved in

culture, education and

sanitation

Employees in official organs and institutions

Other personnel

Baseline 2.69 91.37 3.96 0.57 0.42 0.99 Jan.- June

2008 2.53 90.86 4.22 0.84 0.42 1.13

July.- Dec. 2008 2.66 90.40 4.43 0.89 0.44 1.18

Jan.-June 2009 0.48 86.51 8.25 1.27 0.95 2.54 （2）Unemployed population

According to the result of survey during January to June 2009, among all the

surveyed family members at and over 16 years old, 23.73% is unemployed and the

figure of Undergraduate, House keeper, Idler, Retired, Labor force deprived and

Others were 78,10,1,3,59 and 5 respectively.


16

Table 4-6 Unemployed Population of Surveyed Households (%)

Time Undergraduate House keeper Idler Retired Labor force

deprived Others

Baseline 52.20 5.66 0.63 1.89 37.74 1.89 Jan.- June 2008 50.98 6.54 0.65 1.96 38.56 1.31

July.- Dec. 2008 50.00 6.41 0.64 1.92 37.82 3.21

Jan.-June 2009 45.41 5.61 11.73 2.04 30.10 5.10

Figure 4-1 Employment Distribution of Surveyed Family Members at and over 16 years (%)

4.2 Living and Production status of surveyed household

4.2.1 Property status of surveyed household

26 production materials are picked up for the property status survey, the production

materials of which include motorcycle, auto, livestock, sewing machine, tractor,

thresher, livestock-driven trailer, water pump, mechanical grain grinder, other

production machinery, and the living materials involve Color TV set, Black and white

TV set, DVD, Refrigerator, Washing machine, Computer, Microwaver, Water heater,

Air-conditioner, Water dispenser, Electric rice cooker, Fixed-line telephone, Mobile,

Bicycle, Electric fan, Furniture, Sewing machine. According to this category, the

amount of production materials and living materials owned by survey households

increased than that of baseline and in the first and the second half of 2008.

81.64

18.36

82.29

17.71

81.38

18.72

76.27

23.73

0

10

20

30

40

50

60

70

80

90

Employment Unemployment

Prop

ortio

n（%）

Baseline Jan.-June2008 July-Dec.2008 Jan.-June2009


17

Table 4-7 Possessions of Production and Subsistence Materials per Affected Household

Items

Survey

Duration

Average Possession of Production

Materials Per Household

（#/household）

±%

Average Possession of Living

Materials Per Household

（#/household）

±%

Baseline 6.64 -- 8.85 --

Jan.- June 2008

6.64 0.00 8.91 0.68

July.- Dec. 2008

6.30 -5.12 11.91 33.74

Jan.-June 2009

6.39 1.43 12.88 8.14

Figure 4-2 Possessions of Production and Living Materials of all sample household（%）

4.2.2 Public properties like water and power supply

The household-survey results conducted in the first half of 2009 show that

water-supply for the surveyed households were changed: the proportion of the

households who used water from river and pond was increased because the water

supply facilities of tap water were affected by the project. The situation of

power-supply for daily use had little worse than that of baseline, the proportion of

“Ensured” had decreased to 94.08%, but which improved comparing with the

situation in the second half 2008.

0% 10% 20% 30% 40% 50% 60% 70% 80% 90%

100%

Prop

ortio

n（%）

Baseline Jan.-June 2008 July-Dec.2008 Jan.-June 2009

Survey DurationLiving Production


18

Table 4-8 Domestic Water Supplies for Surveyed Households（%）

Time Water Source Baseline Jan.-June 2008 July-Dec. 2008 Jan.-June 2009

Tap water 94.12 94.12 93.72 89.20 Well water 1.38 1.38 1.39 6.62

Water from river and pond 4.50 4.50 4.88 4.18 Total 100.00 100.00 100.00 100.00

Table 4-9 Status on Electricity-Supply for the Household-Survey Family（%）

Time Electricity- Supply Baseline Jan.-June 2008 July-Dec. 2008 Jan.-June 2009

Ensured 98.62 98.27 93.38 94.08 Have but not ensured 1.04 1.38 6.27 5.57

Have not 0.35 0.35 0.35 0.35 Total 100.00 100.00 100.00 100.00

4.2.3 Housing Conditions

（1）Housing Type

During the first half of 2009, the result of survey shows that possession

proportion of storey building had generally been equal with the second half of 2008. Table 4-10 Housing Type of Surveyed Households

Time Housing Type Baseline Jan.-June

2008 July-Dec.

2008 Jan.-June

2009 Bungalow（%） 36.00 13.15 13.55 13.78

Storey Building （%） 64.00 86.85 86.45 86.22 Total 100.0 100.00 100.00 100.00

（2）Housing structure

For 356 houses

owned by all sample

households, the total was

equal with the second half

of 2008. In terms of

housing structure, 75 of

the total sample

households live in a

brick-concrete structure

while those reside in a

structure of brick-wood, frame-concrete and earth-wood account for 70, 16, and 195

respectively. The proportion of each kind of housing structure is generally equal with

baseline and the first half of 2008 reported.


19

Table 4-11 Housing Structure of Surveyed Households（%）

Time Housing Structure Baseline Jan.-June

2008 July-Dec.

2008 Jan.-June

2009 Brick-concrete 20.51 20.83 21.03 21.03

Brick-wood 18.54 18.61 19.61 19.61 Frame-concrete 3.65 3.89 4.59 4.59

Earth-wood 57.30 56.67 54.77 54.77 Total 100 100 100 100

（3）Residential housing area

According to the survey result of the first half 2009, among the 287 surveyed

households with total housing area 77466 m2, the minimal residential housing area is

30m2 while the maximal registers 700m2. The average residential housing area per

household is 269.92m2, which is generally equal with baseline and that in the first and

second half of 2008 respectively. Refer to Table 4-12 for detailed information of

housing area for the surveyed households.

Table 4-12 Residential Housing Area for Surveyed Households（m2）

Time Housing Structure Baseline Jan.-June

2008 July-Dec.

2008 Jan.-June

2009 Brick-concrete 208.89 192.05 195.13 196.1

Brick-wood 190.43 160.69 162.45 165.2 Frame-concrete 204.52 118.57 118.57 118.6

Earth-wood 224.23 250.62 249.8 277.6 Note：This table is only for household with house

4.2.4 Residential environment

（1）To bus station

Compared with the baseline and 2008, the average distance to bus station

decreased to 5.45km. As for the ways of commute, 72% of the people chose bus;

while 25% of surveyed referred to by foot. The average time spent to bus station had

been 29.02 minutes, which was more 8 minutes than former survey result, due to the

construction of project and the national project named ‘Village to Village’.

Table 4-13 The Communication Status of Survey Household to Bus Station Survey Duration

Survey Item Baseline Jan.-June 2008 July-Dec. 2008

Jan.-June 2009

Distance（km） 4.26 4.26 6.08 8.45 On Foot (%) 16.94 16.95 42.16 25

Bus (%) 83.06 83.05 57.84 72 Bicycle (%) 0.00 0.00 0.00 0.00

The way of commute

Other (%) 0.00 0.00 0.00 2 Spend Time (min) 21.3 20.7 28.15 29.02


20

（2）To location of county government Comparing survey results conducted in the first half 2009 with the baseline and

2008, the average distance had decreased to 19.91km. The ways of accessible traffic

chosen by the local people had changed that there were 2% of surveyed residents had

selected other ways to the location of county government and the spent time was

increased to 44.04min.

Table 4-14 The Communication Status of Survey Household to County Government Survey Duration


Jan.-June 2009


Bus (%) 100.00 98.99 99.65 94 Bicycle (%) 0.00 0.00 0.35 0.00

The way of commute

Other (%) 0.00 1.01 0.00 2 Time (min) 53.5 53.5 39.05 44.04

（3）To towns

Comparing with baseline and the survey conducted in the 2008, the average

distance to town during January to June 2009 increased to 7.19km. Although majority

of local people also prefer to choose bus to go to town instead of on foot, the time cost

decreased to 27.18min.

Table 4-15 The Communication Status of Survey Household to Towns Survey Duration


Jan.-June 2009


Bus (%) 100.00 98.99 73.52 86 Bicycle (%) 0.00 0.00 0.00 0.00

The way of commute


（4）To primary schools The average distance, which is also not over 1km, which was 0.99km, and time

cost by local people to go to primary school are generally same as the baseline

described; and all sample villagers go there on foot.

Table 4-16 The Communication Status of Survey Household to Primary School Survey Duration


Jan.-June 2009


Bus (%) 0.69 0.00 0.7 0.00 Bicycle (%) 0.00 0.00 0.00 0.00

The way of commute



21

（5）To middle schools Compared with the baseline and the situation of 2008, the average distance had

decreased to 6.79km. The time cost to go to middle school reduced than the situation

described in baseline. There were 11% of surveyed residents had selected foot as the

way of commute, and the proportion of by bus increased to 85%.

Table 4-17 The Communication Status of Survey Household to Middle School Survey Duration


Jan.-June 2009


Bus (%) 100.00 98.99 72.82 85 Bicycle (%) 0.00 0.00 0.00 1

The way of commute


（6）To hospitals Compared with the baseline and the first half of 2008, the average distance the

time spent to go to hospital generally increased, but the ways of communication had

been with some changes: the proportion of who choose on foot had decreased to

28%, but which of by bus had increased to 67%.

Table 4-18 The Communication Status of Survey Household to Hospital Survey Duration


Jan.-June 2009


Bus (%) 76.82 39.7 57.84 67 Bicycle (%) 0.00 0.00 0.00 3

The way of commute

Other (%) 0.00 1.01 0.00 2 Spend Time (min) 22.5 23 28.86 25.5

4.3 Financial status of surveyed households

4.3.1 Land area

Result from sample survey during the first half of 2009 reveals that the total area

of various kinds of land was 2505.84mu, which decreased 38.72% by baseline and

67.33% (1687.2 mu) of which was farming land (paddy field and dry land). As for

decreasing extent, building plot was with the maximum.

According to the outcome of survey conducted during January to June 2009, land

area per household is 8.73mu, which reduced 38.3% and 30.2% by described in

baseline and the second half of 2008. To be noticed, the area reflected in this report


22

includes all the land which cultivated in survey duration, no matter the land whether

to be acquired. Table 4-19 Total Land Area of Sample Households (mu)

Time

Land Type Baseline Jan.-June

2008 July-Dec.

2008 Jan.-June

2009

Comparing with Baseline

±%

Comparing with July-Dec.2008

±% Paddy

Field（mu） 797.64 706.54 695.4 434.1 -45.58 -37.58

Dry Land（mu） 2115.48 1940.43 1860.43 1253.1 -40.77 -32.64

Woodland（mu） 699.38 661.74 631.74 453.34 -35.18 -28.24

Garden（mu） 179.18 172.8 152.8 148.1 -17.35 -3.08

Waste land（mu） 167.62 170.19 168.19 139 -17.07 -17.36

Housing Plot（mu） 109.82 74.565 71.565 69.8 -36.44 -2.47

Building Plot（mu） 5.78 3 2.4 2.2 -61.94 -8.33

Water Area（mu） 14.45 8.86 6.86 6.2 -57.09 -9.62

Total（mu） 4089.35 3738.125 3589.39 2505.84 -38.72 -30.19

0%

20%

40%

60%

80%

100%

Baseline Jan.-June 2008 July-Dec. 2008 Jan.-June 2009

Survey Duration

Proportion(%)

Paddy Field Dry Land Woodland Garden Waste land Housing Plot Building Plot Water Area Figure 4-3 Total Contracted Land Area of Sample Household（%）

4.3.2 Income

（1）Average Total Income Per Household and Average Net Income Per Capita

Per household total income of the surveyed households during the first half 2009

is RMB 6359.59 yuan with Qinghai No.5 Group staying at the top (RMB 7424.5 yuan)


23

and Haiwei No.3 Group at the bottom (RMB 2991.11 yuan). 2 of the villages enjoy a

number of below 5000 yuan, which take up 18.18% of all sample groups. The

proportion of the household with income between 5000 to 7000 yuan is 72.73% (3

groups), and 1 village group are with per household total income over 7000 yuan. Table 4-20 Income Status of Surveyed Households (Yuan)

The average net income per capita during January to June 2009 was 1456.35

yuan of all sample households and with the minimum 651.92 yuan in Haiwei No.3

and the maximum 1785.37 yuan in Haiwei No.5, and the average was 1495.96 yuan.

There were 3 groups with the average income per capita below 1000 yuan, and the

proportion of the group with the income per capita between 1000 to 2000 yuan was

72.73%. Table 4-21 Average Net Income Per Capita of Surveyed Households (Yuan)

Average Total Income Per Household1

Village Group Baseline（yuan）

Jan.-June 2008 (yuan )

July-December 2008 (yuan )

Jan.-June 2009 (yuan )

Comparing with Jan.-June 2008 ±%

Deshi Group 15720.00 5869.51 3897.53 6286.49 7.10 Laoba Group 14742.86 6607.38 2675.75 7080.44 7.16 Haiwei No.2 7050.00 5131.25 3018.85 5492.13 7.03 Haiwei No.3 10588.89 2806.89 6744.44 2991.11 6.56 Haiwei No.4 13411.11 5012.78 6477.78 5364.65 7.02 Haiwei No.5 15980.55 6927.14 8526.50 7424.50 7.18 Haiwei No.6 13549.20 5617.00 3442.90 6014.79 7.08 Qinghai No.1 21031.82 5451.00 11794.50 5836.18 7.07 Qinghai No.2 17988.89 4812.61 14687.39 5149.27 7.00

Laohaitou 11766.67 6100.00 6566.70 6534.50 7.12 Huaqing 15108.33 4226.33 7684.17 4518.43 6.91 Average 14267.12 5937.44 6865.14 6359.59 7.11

Average Net Income Per CapitaVillage Group Baseline

（yuan） Jan.-June 2008

(yuan ) July-December 2008

(yuan ) Jan.-June 2009

(yuan ) Comparing with

Jan.-June 2008 ±% Deshi Group 3296 1576.14 1023.86 1475.62 -6.38

Laoba Group 2008 1904.51 859.89 1784.95 -6.28

Haiwei No.2 1624 1324.19 834.4 1238.29 -6.49

Haiwei No.3 1574 701.72 1195.16 651.92 -7.10

Haiwei No.4 2303 1099.71 1665.7 1026.83 -6.63

Haiwei No.5 2521 1904.96 700.32 1785.37 -6.28

Haiwei No.6 2549 1560.28 956.36 1460.68 -6.38

Qinghai No.1 3786 1131.33 2447.92 1056.61 -6.60

Qinghai No.2 3254 1056.43 3331.07 986.06 -6.66

Laohaitou 2705 1830 1970 1714.76 -6.30 Huaqing 2004 834.13 1470.87 776.65 -6.89 Average 2511.3 1555.68 1495.96 1456.35 -6.38


24

（2）Income Structure

From the perspective of income structure of survey household, by the end of June

2009, out of 6359.59 yuan of total income, 56.78% (3610.98 yuan) is derived from

grain planting, 16.78% (1067.21 yuan) from forestry or other crops planting and

5.01%（318.69 yuan) from fishery or poultry farming. Incomes proportions from other

industries are as follows: transportation 5.05%（321.02 yuan), construction 3.02%

（191.99 yuan), industry 0.04%（2.33 yuan), commerce and service industry 9.41%

（598.51 yuan), other sources of income is 3.91%（248.88 yuan).

Comparing with the survey result in the second half of 2008, with the increase with

the increasing in Grain Planting, Forestry or Other Crops Planting, Transportation,

Commerce and Service Industry, the proportion of rest of industries had reduced. Table 4-22 Income Source Distribution of Sample Village Group

Average Income Per Household（yuan）1 Proportion（%） Income Source

Baseline Jan.-June 2008

July-Dec. 2008

Jan.-June 2009 Baseline Jan.-June

2008 July-Dec.

2008 Jan.-June

2009 Grain planting 9286.34 2655.20 3814.12 3610.98 65.09 44.72 55.56 56.78

Forestry or other crops

planting 2553.33 783.05 942.76 1067.21 17.90 13.19 13.73 16.78

Fishery or poultry farming 854.92 308.36 281.75 318.69 5.99 5.19 4.10 5.01

Industry 37.27 32.87 2.36 2.33 0.26 0.55 0.03 0.04 Construction 199.05 266.19 169.58 191.99 1.40 4.48 2.47 3.02

Transportation 250.17 132.88 283.81 321.02 1.75 2.24 4.13 5.05 Commerce and

service 441.94 410.26 528.76 598.51 3.10 6.91 7.70 9.41

Others 644.10 1330.45 830.23 248.88 4.51 22.41 12.09 3.91 Total 14267.12 5937.44 6865.14 6359.59 100.00 100.00 100.00 100.00

0%

20%

40%

60%

80%

100%

Proportion (%)


Survey Duration

Others

Commerce andservice

Transportation

Construction

Industry

Fishery orpoultry farming

Forestry orother cropsplantingGrain planting

Figure4-4 Income Source Distribution of Sample Village Group (%)


25

4.3.3 Expenditure

During January to June 2009, the average expenditure per households of all

sample village groups was RMB 7628.47 yuan, 2524.28 yuan of which was operating

expenditure，which took up 33.09% of total, with a raising of 11.08 percentage

compared with the same period in 2008, the proportion of consumption expenditure is

66.91% with reduction of 1531.94 yuan comparing with which of the first half of

2008. Table 4-23 Per Household Expenditure of Each Village Group (Yuan,%)

Operating expenditure Consumption expenditure Total Item

Duration Amount (yuan)

Proportion (%)

Amount (yuan)

Proportion (%)

Amount (yuan)

Proportion (%)

Baseline 4441.18 28.86 10676.19 71.14 15117.37 100.00 Jan.-June 2008 1872.91 22.01 6636.13 77.99 8509.04 100.00 July.-Dec. 2008 2094.56 26.13 5920.77 73.97 8015.32 100.00 Jan.-June 2009 2524.28 33.09 5104.19 66.91 7628.47 100.00

Comparing with Jan.-June 2008 34.78 11.08 -23.08 -11.08 -10.35 0.00

Comparing with July-Dec. 2008 20.52 6.96 -13.79 -7.06 -4.83 0.00

Comparing with the second half of 2008, the average cultural expenditure per

household of the first half of 2009 was with the maximum reduction by 8.4%, but the

expenditures on Non-Staple Food and Fuel were increasing by 1.06% and 0.17%.

Differently, the proportion of Grain, Clothes and Socializing were decreasing by

0.55%、4.48% and 4.45% respectively.

Table 4-24 Per Household Consumption Structure of Surveyed Village Groups

Expense（yuan）1 Proportion（%）Time

Item Baseline

Jan.-June

2008

July-Dec.

2008

Jan.-June

2009 Baseline

Jan.-June

2008

July-Dec.

2008

Jan.-June

2009

Cultural Education 2257.44 1593.06 1415.16 791.15 20.03 24.01 23.90 15.50

Total 1809.18 890.42 957.7 639.77 17.57 13.42 16.18 15.63

Self-production 1066.48 644.92 543.66 328.83 10.73 9.72 9.18 8.03 Grain

Purchasing 742.7 245.49 404.22 307.69 6.83 3.70 6.83 7.52

Non-Staple Food 1483.22 387.39 275.64 292.20 11.31 5.84 4.66 5.72

Fuel 879.17 623.53 502.58 442.23 9.04 9.40 8.49 8.66

Clothes 1228.58 858.48 867.77 519.69 10.76 12.94 14.66 10.18

Health Care 1713.15 1252.25 944.29 813.05 14.67 18.87 15.95 15.93

Socializing 1850.45 1031.00 1022.37 654.43 16.63 15.54 17.27 12.82

Total 11221.18 6636.13 5920.77 5104.19 100.00 100 100.00 100.00


26

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%


Survey Duration

Proportion (%)

Cultural Education Grain Non-Staple Food Fuel

Clothes Health Care Socializing

Figure 4-5 Per Household Consumption Structure of Surveyed Village Groups（%）

0.00

10.00

20.00

30.00

40.00

50.00

60.00

70.00

80.00

Self-production Purchasing

Source of Grain

Proportion (%)


Figure 4-6 Grain Consumption Structure of Surveyed Households（%）

4.3.4 Number of out-town odd-jobbers among surveyed family members

（1）Family member distribution of out-town odd-jobbers

Generally speaking, during January to June 2009, there’re 65 family members

among 287 surveyed households staying out of town for odd job opportunities, which

decrease 3 persons by which of the second half in 2008 because of the influence from

financial crisis and the labor force demand for relocation plot construction. No

odd-jobbers are just observed for 4 village groups, which involved Haiwei No.3,


27

Qinghai No.1, Qinghai No.2, Laohaitou. (No analysis in the category of out-town

undertakings is given with the following descriptions being the same). Refer to Table

4-15 for detailed information. Table 4-25 Family Member Distribution of Out-town Odd-Jobbers

Total of out-town odd-jobbers Average population per capita Item

Group Jan.-June

2008 July – Dec.

2008 Jan.-June

2009 ±% Jan.-June 2008

July – Dec. 2008

Jan.-June 2009 ±%

Deshi 32 18 6 -66.67 0.39 0.23 0.07 -68.19Laoba 71 39 41 5.13 0.68 0.37 0.39 5.53

Haiwei No.2 3 0 5 -- 0.38 0 0.63 -- Haiwei No.3 0 0 0 -- 0.00 -- -- Haiwei No.4 4 4 1 -75.00 0.44 0.44 0.1 -77.27Haiwei No.5 7 6 9 50.00 0.32 0.27 0.41 51.52Haiwei No.6 0 1 2 100.00 0.00 0.11 0.25 127.27Qinghai No.1 0 0 0 -- 0.00 0 -- -- Qinghai No.2 0 0 0 -- 0.00 0 -- --

Laohaitou 0 0 0 -- 0.00 0 -- -- Huaqing 2 0 1 -- 0.17 0 0.083 --

Total 119 68 65 -4.41 0.5 0.3 0.26 -13.33

（2）Occupational distribution of out-town odd-jobbers

The survey has classified the variety of occupations that the odd-jobbers are

taking into 8 categories: grain planting, fishery or poultry farming, forestry or other

crops planting, industry, construction industry, transportation industry, commerce and

service industry as well as other trades. From an overall perspective, high

concentration of out-town odd-jobbers is found in construction and service industry

with a proportion of 16.92% and 55.38%, but the rate of grain planting, forestry,

industry, construction reduced in certain extent. Table 4-26 Occupational Distribution of Surveyed Out-town Odd-jobbers (%)

Based on an analysis by three-time industrial classification, namely, with grain

planting, fishery or poultry farming and forestry or other crops planting classified as

Deshi Laoba Haiwei No.2

Haiwei No.4

Haiwei No.5

Haiwei No.6 Huaqing Average

Village Group

Occupation Jan.-June 2009 Jan.-June

2008 July.-Dec.

2008 Jan.-June

2009 ±

Grain Planting 0 0 0 0 0 50 0 0.84 0 1.54 1.54Forestry or other crops

planting 0 2.44 0 0 0 0 0 2.52 0 1.54 1.54

Fishery or poultry farming 0 0 0 0 0 0 0 2.52 6.15 0.00 -6.15

Industry 0 2.44 0 0 11.11 0 0 10.92 3.76 3.08 -0.68Construction

Industry 50 12.2 20 100 11.11 0 0 27.73 8.12 16.92 8.8

Transportation Industry 0 4.88 20 0 0 50 0 2.52 33.24 6.15 -27.09

Commerce or service industry 50 60.98 0 0 77.78 0 100 44.54 29.44 55.38 25.94

Other trades 0 14.63 60 0 0 0 0 8.40 19.28 15.38 -3.9 Total 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00


28

the primary industry, industry and building as the secondary industry and

transportation, commercial service as well as other industries as tertiary industry, the

following result can be obtained: the majority of out-town odd-jobbers take up

occupations in the tertiary industry with a proportion of 76.91%, which increased

21.45 percentage points compared with that in the first half of 2008, but decreasing

5.05 percentage points by the last survey result. Table 4-27 Industrial Distribution of Surveyed Out-town Odd-jobbers (%)


Haiwei No.4

Haiwei No.5

Haiwei No.6 Huaqing Average Village Group

Industry Jan.-June 2009 Jan.-June

2008 July-Dec.

2008 Jan.-June

2009 Primary Industry 0 2.44 0 0 0 50 0 5.88 6.15 3.08

Secondary Industry 50 14.64 20 100 22.22 0 0 38.65 11.88 20

Tertiary Industry 50 80.49 80 0 77.78 50 100 55.46 81.96 76.91

Total 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00

（3）Geographic distribution of out-town odd-jobbers

Geographic distribution of out-town odd-jobbers is analyzed from 5 aspects,

namely, in the local villages or towns, other villages or towns in the local county,

other counties in the local city, other cities in the local province, other provinces.

From a general sense, most of out-town odd-jobbers stay in the other counties in the

local city, taking up a 44.44% with a decreasing by 7.03 percentage points, and

followed by a 33.33% for those staying in the other cities in the local province. No

odd-jobbers are working in foreign countries. See also Table 4-28 for a detailed

description.

Table 4-28 Geographic distribution of Surveyed Out-town Odd-jobbers（%）


Haiwei No.4

Haiwei No.5

Haiwei No.6 Huaqing Average Village Group

Location Jan.-June 2009 Jan.-June

2008 July-Dec.

2008 Jan.-June

2009 Local villages or

towns 0 4.88 60 100 11.11 100 100 9.24 10.29 11.11

Other villages or towns of the local

county 0 7.32 0 0 44.44 0 0 10.08 7.35 5.56

Other counties of the local city 66.67 65.85 40 0 44.44 0 0 52.94 51.47 44.44

Other cities of the local province 16.67 12.2 0 0 0 0 0 21.85 22.06 33.33

Other provinces 16.67 9.76 0 0 0 0 0 5.88 8.82 5.56 Foreign countries 0 0 0 0 0 0 0 0.00 0.00 0.00

Total 100 100 100 100 100 100 100 100.00 100.00 100.00


29

（4）Income status of out-town odd-jobbers

From a general prospective, the monthly income per capita of out-town

odd-jobbers from January to June of 2009 was equal to 869.3 yuan, which was less

0.31% than which during the first half of 2008, and reduced by 2.96% than which of

the second half of 2008.

Table 4-29 Income Level Distribution of Out-town Odd-jobbers from Surveyed Households

Village group

Survey Duration Deshi Laoba Haiwei

No.4 Haiwei No.4

Haiwei No.5

Haiwei No.6 Huaqing

Average monthly

wage

Baseline（yuan） 728.97 1231.77 -- 1400 406.25 -- -- 941.75

Jan-June 2008 (yuan) 827.26 1373.04 -- 625 642.86 -- -- 867.04

July –Dec. 2008（yuan） 615.43 1376.06 -- 803.5 658.33 1000 -- 890.66

Jan.-June 2009 (yuan) 708.49 999.21 876.30 1096.48 521.89 978.50 869.30 864.31

Comparing with the first half of 2008 ±% -14.36 -27.23 -- 75.44 -18.82 -- -- -0.31

Comparing with the second half of 2008 ±% 15.12 -27.39 -- 36.46 -20.72 -2.15 -- -2.96

0

200

400

600

800

1000

1200

Deshi Laoba HaiweiNo.4

HaiweiNo.4

HaiweiNo.5

HaiweiNo.6

Huaqing

Village Group

Mounthly Wage (yuan)

Figure 4-7 Monthly Wage Distribution of Out-town Odd-jobbers from Surveyed Households

（%）


30

4.4 Surveyed households’ evaluation of present living situation

4.4.1 Evaluation of production conditions of individual household

Production conditions are evaluated into 5 grades, namely: rather good, superior,

average, inferior and rather bad. Generally speaking, a 64.81% majority of people

think their production conditions are average while those who think of “superior” take

up 20.21%. The two ends of the criterion, rather good and rather bad, and inferior see

small proportions of 5.92%, 7.67% and 1.39% respectively.

Table 4-30 Evaluation of Production Conditions of Surveyed Households (%)

Evaluation Baseline (%)

Jan.-June 2008（%）

July-Dec.2008（%）


± (Comparing

with Baseline)

± (Comparing

with the first half of

2008)

± (Comparing

with the second half

of 2008) Rather good 9.69 6.23 6.27 5.92 -3.77 -0.31 -0.35

Superior 13.84 12.80 15.33 20.21 6.37 7.41 4.88 Average 67.13 64.36 70.38 64.81 -2.32 0.45 -5.57 Inferior 7.27 13.15 6.62 7.67 0.4 -5.48 1.05

Rather bad 2.08 3.46 1.39 1.39 -0.69 -2.07 0 Total 100.00 100.00 100.00 100.00 0 0 0

4.4.2 Evaluation of one’s own financial status in a context of the whole village

As production condition, financial status is evaluated into 5 grades. Generally

speaking, a 63.41% majority of people think their production conditions are average

while those who think of “superior” take up 18.82%. The criteria rather good and

rather bad are only 5.23% and 1.05% respectively. Sample evaluation is proved

slightly over average. Table 4-31 Surveyed Households’ Evaluation of Their Financial Status in the Village



July-Dec. 2008（%）


± (Comparing

with Baseline)

± (Comparing


2008)

± (Comparing


of 2008) Rather good 1.38 1.04 2.44 5.23 3.85 4.19 2.79

Superior 10.73 8.65 11.15 18.82 8.09 10.17 7.67 Average 75.78 70.93 75.96 63.41 -12.37 -7.52 -12.55 Inferior 9.00 15.57 8.71 11.50 2.5 -4.07 2.79

Rather bad 3.11 3.81 1.74 1.05 -2.06 -2.76 -0.69 Total 100.00 100.00 100.00 100.00 0 0 0


31

4.4.3 Evaluation of present residential environment

In general, with regard to the present residential environment, the overall

evaluation of the residential environment is slightly improved due to part of surveyed

households had been positively affected by the construction for the Project. Table 4-32 Surveyed Households’ Evaluation of Present Residential Environment



July-December 2008（%）


± (Comparing

with Baseline)

± (Comparing


2008)

± (Comparing


of 2008) Rather good 11.76 6.92 6.97 9.76 -2 2.84 2.79

Superior 9.69 9.69 11.15 18.12 8.43 8.43 6.97 Average 64.36 59.17 68.99 59.23 -5.13 0.06 -9.76 Inferior 10.73 19.03 10.45 10.10 -0.63 -8.93 -0.35

Rather bad 3.46 5.19 2.44 2.79 -0.67 -2.4 0.35 Total 100.00 100.00 100.00 100.00 0 0 0

4.4.4 Evaluation of neighborhood relation

There’s a generally good evaluation related to a harmonious neighborhood

relation with “average” and “rather good” accounting for an individual 48.78% and

21.6%. Only 13.24% of surveyed households regard their neighborhood relation as

“inferior” or “rather bad” neighborhood relation, and which decreased than that of

2008.

Table 4-33 Surveyed Households’ Evaluation of Neighborhood Relation





± (Comparing

with Baseline)

± (Comparing


2008)

± (Comparing


of 2008) Rather good 36.33 34.26 40.77 16.38 -19.95 -17.88 -24.39

Superior 12.46 14.53 17.07 21.60 9.14 7.07 4.53 Average 50.52 43.94 40.42 48.78 -1.74 4.84 8.36 Inferior 0.00 6.57 1.74 8.01 8.01 1.44 6.27 Rather

bad 0.69 0.69 0.00 5.23 4.54 4.54 5.23

Total 100.00 100.00 100.00 100.00 0 0 0

4.4.5 Evaluation of life satisfaction

In general, 51.92% of surveyed households hold an “inferior” opinion toward

their present being, which increased 48.44% than which described in the second half

of 2008. The satisfaction extent of most of survey household had been inferior to


32

which of baseline and the 2008.

Table 4-34 Surveyed Households’ Evaluation of Life Satisfaction





± (Comparing

with Baseline)

± (Comparing


2008)

± (Comparing


of 2008) Rather good 13.50 9.69 5.57 5.23 -8.27 -4.46 -0.34

Superior 11.76 12.80 14.98 17.07 5.31 4.27 2.09 Average 65.05 57.79 60.28 17.07 -47.98 -40.72 -43.21 Inferior 5.54 14.53 3.48 51.92 46.38 37.39 48.44 Rather

bad 4.15 5.19 15.68 8.71 4.56 3.52 -6.97

Total 100.00 100.00 100.00 100.00 0 0 0

4.4.6 New-Added Economic Recovery Measure

According to the result of survey conducted during January to June 2009,the total

area of new-added orchard in 11 sample village groups are 10mu, and there were

newly 11 mu for planting economic crops, 42 is the quantity of new-added livestock.

In addition, there are 5 villagers as new-added out-town odd-jobbers. The total

income of above measures is 88000yuan. Table 4-35 Summary of New-Added Economic Recovery Measure in Surveyed

Households（Jan.-June. 2009）

New-Added Planting areas

for orchard

New-Added Cultivating area

for economic crops

New-added livestock

New-added out-town

odd-jobbers

New-Added Income Village Group

mu mu Capita Person yuan Deshi 3 4500 Laoba 1 5 4000

Haiwei N0.2 1 4800 Haiwei N0.3 1 Haiwei N0.4 2 2 2800 Haiwei N0.5 3 6 23 1 63000 Haiwei N0.6 1 3 4 1 5400 Qinghai No.1 Qinghai No.2

Laohaitou Huaqing 3 7 3500

Total 9 11 42 5 88000


33

5 Land Requisition and Resettlement

5.1 Progress on land requisition and resettlement

Construction of Qingshuihai Water Supply Project had begun October 2007. By

the end of June 2008, land requisition had been carried out in almost all of villages,

following tables reflect in detail.

5.1.1 Progress of Permanent Acquired Land

By the end of June 2009, there were 25 village groups of Xundian County and 15

village groups from Songming County had involved permanent land acquisition. Total

area of permanent acquired land was 5719.9 mu，account for 86.97% of total planned

area (6577.1 mu). And the acquired area of paddy field, dry land, garden, timberland,

unused land, building plots and fishpond is 1823.21mu, 1100.71mu, 4.52mu, 2182.19

mu, 466.44mu, 31.3mu and 111.53mu, which respectively account for 92%, 98.99%，

44.75%, 83.03%, 29.06% and 100% of plan. (Planned area of acquired paddy field,

dry land and fishpond is 1981.6mu, 1111.9mu, 10.1mu, 2628.1mu, 804.4mu, 9.9mu,

383.73mu, 31.3mu respectively)

0 20 40 60 80 100 120

Paddy Field

Dry Land

Timberland

Garden

Unused Land

Building Plot

Fish Pool

Total

Land Type

Progress(%)

Completed Incompleted

Figure 5-1 Progress of Land Requisition (From October 2007 to June 2009)


34

Table 5-1 Summary Sheet on Land Requisition From October 2007 to June 2009

Land in requisition (mu) Number of people actually affected County

Paddy Field Dry land Forestry Garden Waste Land Building Plot Fishpond/Pond Total Village Population

Songming 1097.05 293 546.21 4.52 130.03 111.53 11.48 2193.82 5 431

Xundian 726.16 807.71 1635.98 0 336.41 0 19.62 3525.88 16 833

Total 1823.21 1100.71 2182.19 4.52 466.44 111.53 31.1 5719.7 21 1264

Up to June of 2009, the total area of permanent land acquisition of Songming

County was 2193.82mu, which involved 431 villagers from 5 villages.

As for the Xundian County, total area of permanent land acquisition was

3525.88mu, which affected 833 villagers from 16 villages. Table 5-2 The Progress of Permanent Land Acquisition (Oct.2007~June.2009)

Songming County Xundian County

Planned Area Acquire Area (Up to 31st June of 2009) Progress Planned Area Acquire Area

(Up to 31st June of 2009) Progress

County

Land mu mu % mu mu %

Paddy Field 1253.4 1097.05 87.53 728.3 726.16 99.71Dry Land 301.1 293 97.31 810.8 807.71 99.62

Timberland 700.3 546.21 78.00 1928 1635.98 84.85Garden 5.4 4.52 83.70 5 0 0.00

Unused Land 155.1 130.03 83.84 649.4 336.41 51.80Building Plot 373.83 111.53 29.83 9.9 0 0.00

Fish Pool 0.00 11.48 -- 31.3 19.62 62.68Total 2414.9 2193.82 90.85 4162.2 3526.08 84.71

5.1.2 Progress of Temporary Land Acquisition

Up to the end of June 2009, there were 134.18 mu paddy field, 721.46 mu dry land

and 750.26 mu timberland; total in 1605.9 mu had been temporary land acquisition.

The total area of temporary land acquisition of Songming County was 138.38mu,

which involved 431 villagers from 5 villages.As for Xundian County, the total area of

temporary land acquisition was 1456.72 mu, which affected 833 villagers from 16

villages. Table 5-3 The Progress of Temporary Land Acquisition (Oct.2007~June.2009)


Planned Area Acquire Area

(Up to 31st June of 2009)

Progress Planned Area Acquire Area (Up to 31st June of 2009) Progress

Unit mu mu % mu mu %

Paddy Field 65.3 0 0.00 68.9 68.89 99.99 Dry Land 60 66.64 111.07 675.1 654.82 97


35

Timberland 496.6 6.45 1.30 756.1 743.81 98.37 Garden 0 0 -- 0 0 0

Unused Land 108.1 0 0.00 63.8 0 0 Building Plot 0 0 -- 0 0 0

Fish Pool 0 0 -- 0 0 0 Total 729.8 73.09 10.02 1563.9 1467.52 93.84

0

20

40

60

80

100

120

Paddy Field Dry Land Timberland Unused Land Total

Land Type

Progress (%)

Completed Incompleted Figure 5-2 The Progress of Temporary Land Acquisition (Oct.2007~June.2009)

5.1.3 Progress of House Demolishment

Up to 30th June 2009, including residential house and auxiliary houses,

2095.02m2 houses had been demolished, which is 10.47% by the area in

Resettlement Plan. (Planned area is 81917.5m2.) Among them, brick-concrete house

299.21 m2, brick-wood house 854.79m2, earth-wood house 941.02m2, which is

respectively 14.76%, 40.1%, 6.92% of the area in Plan. (Planned areas of

demolished house are: brick-concrete house 9185.9m2, brick-wood house 12822.2m2,

earth-wood house 34593.7 m2) By the end of June in 2009, the total area of house

demolishment of Xundian County was 1649.04m2, which affected 833 villagers from

16 villages. The area of Songming County is 445.98 m2 with the progress of 0.91%. Table 5-4 Summary sheet on demolished houses and relocation

From October 2007 to June 2009 Number of people affected by

house demolishment and removalArea of demolished houses (㎡)

County

Number of households Number of

people Frame Brick-concrete Brick-wood Earth-wood

Total

Songming 5 431 0 0 95.48 350.5 445.98Xundian 16 833 0 299.21 759.31 590.52 1649.04

Total 21 1264 0 299.21 854.79 941.02 2095.02


36

0 20 40 60 80 100

Progress (%)

Frame

Brick-concrete

Brick-wood

Earth-wood

TotalHouse Type

Completed Incompleted

Figure 5-3 Progress of House Demolishment (From October 2007 to June 2009)

Table 5-5 The Progress of House Demolishment


Planned Area Demolishment Area (Up to 31st June of 2009) Progress Planned Area

Demolishment Area (Up to 31st June of

2009) Progress

Unit m2 m2 % m2 m2 % Frame 3448.5 0 0.00 0.00 0.00 --

Brick-concrete 7830.3

0 0.00 1355.60 299.21 22.07 Brick-wood 7539.5 95.48 1.27 5282.70 759.31 14.37 Earth-wood 30205.8 350.5 1.16 4387.90 590.52 13.46

Total 49024.1 445.98 0.91 11026.30 1649.04 14.96

Besides of common house, there were 974.94m2 auxiliary houses had been

demolished, which is 4.46% by planned area. Among them, the demolishment

progress of Livestock House, Firewood house and Toilet reached 12.86%, 0.45%,

1.77% and 1.68% respectively. (According to Resettlement Plan, total area of

auxiliary house demolishment is 21867.2m2, including Livestock House 6048.6m2,

Firewood house 1819.8m2 and Toilet 7860.5m2). Table 5-6 The Progress of Auxiliary House Demolishment (From October 2007 to June

2009) Songming County Xundian County

Planned Amount


2009) Progress Planned

Amount


2009) Progress

Unit m2 m2 % m2 m2 % Brick-wood 807.90 51.12 6.33 1638.9 521.36 31.81 Stable Earth-wood 2934.60 113.5 3.87 667.2 91.84 13.76


37

Total 3742.50 164.62 4.40 2306.1 613.2 26.59 Brick-wood 227.20 0 0.00 0.1 0 0.00 Earth-wood 5899.60 27.54 0.47 11.5 0 0.00

Tobacco House

Total 6126.80 27.54 0.45 11.6 0 0.00 Brick-wood 2514.00 0 0.00 369.4 138.92 37.61 Earth-wood 4818.80 0 0.00 158.3 0 0.00 Firewood

Total 7332.80 0 0.00 527.7 138.92 26.33 Brick-wood 347.20 0 0.00 187.5 26.66 14.22 Earth-wood 1217.00 0 0.00 68.2 4 5.87 Toilet

Total 1564.20 0 0.00 255.7 30.66 11.99 Total 18766.30 192.16 1.02 3101.1 782.78 25.24

Table 5-7 Summary Sheet of Auxiliary House Demolishment (From October 2007 to June

2009)

Stable Tobacco House Firewood House Toilet County Affected

Situation Brick-wood Earth-wood Brick-wood Earth-woodBrick-wood Earth-wood Brick-wood Earth-wood

Village Population （m²）（m²）（m²）（m²）（m²）（m²）（m²）（m²）

Songming 5 413 51.12 113.5 0 27.54 0 0 0 0 Xundian 16 833 521.36 91.84 0 0 138.92 0 30.66 4

Total 21 1246 572.48 205.34 0 27.54 138.92 0 30.66 4

5.1.3 Progress of Auxiliary Facility Demolishment

Taking 30th June 2009 as the end, auxiliary facility demolishment involved 8 types,

included 1 gate, 1 methane tank, 26.45 m3 pool, drying yard 1762.08 m², stone

barricade 2.51 m3 and enclosure(brick) 52.8m², 21 tomb and 7 cable TV, and the

progress is 1.61%, 8.33%, 7.64%, 3.04%, 0.08%, 5.19%, 28.38% and 68%

respectively. (According to Resettlement Plan, the demolished quantities of above

auxiliary facilities are: 62 gates, 12 methane tanks, 346 m3 pool, drying yard 40921.7

m², stone barricade 3315.9 m3 and enclosure (brick) 1017.2 m²，74 tombs and 190

cable TVs. Table 5-8-1 Summary Sheet on Demolishment for Auxiliary Facilities (A)

From October 2007 to June 2009 Gate Drying Yard County Affected Situation

Wood Iron Methane

tank Pool Well Fix-line telephone

Cable TV Concrete Stone Earth

Unit Village Population No. Tank m3 Well Set Set （m²）（m²）（m²） Songming 5 413 0 0 0 0 0 1 1 80.96 0 1090 Xundian 16 833 0 1 1 26.45 0 6 0 517.7 0 1224.38

Total 21 1246 0 1 1 26.45 0 7 1 517.7 0 1224.38Table 5-8-2 Summary Sheet on Demolishment for Auxiliary Facilities (B)

From October 2007 to June 2009 Tomb Enclosure Stone

barricadeCounty Affected household Magnificent Stone Earth Brick Stone Earth

Unit Village Population Tomb Tomb Tomb （m²）（m²）（m²）（m3）


38

Songming 5 413 0 0 0 0 0 0 0 Xundian 16 833 2 19 0 215.8 181 0 2.51

Total 21 1246 2 19 0 215.8 181 0 2.51 Table 5-9 Demolishment Progress of Auxiliary Facilities（Xundian County and Songming

County） Songming County Xundian County

Planned Amount Demolishment Amount

(Up to 31st June of 2009) Progress Planned Amount

Demolishment Amount

(Up to 31st June of 2009)

Progress

Concrete 14412.4 80.96 0.56 2281.9 517.7 22.69Stone 373.7 0 0.00 0 0 -- Earth 24175.2 1090 4.51 16746.5 1244.38 7.43

Drying Yard (m²)

Total 38961.2 1170.96 3.01 19028.4 1762.08 9.26 Brick 801.4 0 0.00 215.8 52.8 24.47Stone 12.2 0 0.00 0 0 -- Earth 787.7 0 0.00 181 0 0.00

Enclosure (m²)

Total 1601.3 0 0.00 396.8 52.8 13.31Stone

barricade (m3)

Total 2683.9 0 0.00 632 2.51 0.40

Wood 4 0 0.00 0 0 -- Iron 54 0 0.00 4 1 25.00Gate（#）

Total 58 0 0.00 4 1 25.00Methane tank（#） 1 0 0 0.00 11 1

Pool（m3） 9.2 0 0 0.00 336.9 26.45Well（#） 0 0 0 -- 60 0

Decorated 0 0 -- 3 2 66.67Stone 0 0 -- 20 19 95.00Earth 0 0 -- 51 0 0.00

Tomd（#）

Total 0 0 -- 74 21 28.38Cable TV（#） 2 0 1 50.00 188 6

Fix-line telephone（#） 4 0 1 25.00 64 0

5.2 Compensation standards for land requisition and resettlement

5.2.1 Compensation Standards for Permanent Land Acquisition

（1）Paddy Field and Dry Land

The compensation standards for permanent land acquisition and inundated area

had been calculated according to relative policies and regulations issued by nation or

Yunnan Province. The calculation price referred to price in the third quarter 2007.

Based on <Regulations on Land Acquisition Compensation and Resettlement for

Large and Medium Size Water Resources and Hydroelectric Construction Projects>

(Command of State Council No.471) and <Regulation of Yunnan Province on Land


39

Administration>, standards of land compensation and resettlement subsidies for

requisition of farmland (including paddy field and dry land) is 16 times its Average

Annual Output Value (AAOV) of the latest three years, and standard of compensation

and subsidy for requisition of garden plot is 13 times its Average Annual Output Value

(AAOV) of the latest three years.

Based on the estimated annual output of paddy field and dry land of affected

villages that are all located in Xundian County and Songming County, the

compensation standard of this project is assured according to the average. The

compensation of paddy field and dry land are shown as Table 5-10.

Table 5-10 Compensation Standards for Permanent Land Acquisition（Paddy Field, Dry Land）

Paddy Field Dry Land Land TypeItem Standard Calculation Standard Calculation

Compensation Fee for Land Acquisition（yuan/mu） 24480 (AAOV)1530yuan ×16 17600 (AAOV)1100yuan×16

Standing Crop Compensation（yuan/mu） 765 (AAOV)1530yuan×0.5 550 (AAOV)1100yuan×0.5

Total（yuan/mu） 25245 18150 （2）Orchard, Vegetable Plot

Garden plot is mainly orchard with pears and apples cultivated. There are 70 to 80

fruit trees cultivated in one mu land, which brings the income of 1500 to 1800 yuan

annually. Therefore, the compensation standard is 21450 yuan/mu.

Table 5-11 Compensation Standards for Permanent Land Acquisition （Orchard, Vegetable

Plot）

Vegetable Plot Orchard Land Type Item Standard Calculation Standard Calculation

Compensation Fee for Land Acquisition（yuan/mu） 27200 (AAOV)1700yuan×16 21450 (AAOV)1650yuan×13

Standing Crop Compensation（yuan/mu） 850 (AAOV)1700yuan×0.5

Sunshade（yuan/m2） 7.5 Total（yuan/mu） 28050 21450

（3）Woodland The inundated area of forest land is mainly forestry land and bush forest. The

forest land is mainly conifer and sundry trees. The bush forest is mainly sundry forest

such as the new forest after felling. The compensation of woodland is fixed according

to <Regulation of Yunnan Province on Forest Land Administration.

Table 5-12 Compensation Standards for Permanent Land Acquisition（Woodland） Timber Tree Land Shrub Land Shelter Forest Land Land Type

Item Standard Calculation Standard Calculation Standard Calculation

Compensation Fee for Land Acquisition

4000 Value of forest storage×4 2400 CTTL1×60% 12000 CTTL1×3


40

（yuan/mu） Compensation Fee for

Trees Felling （yuan/mu） 800 Value of forest storage×0.8 480 4000 CTTL1×5

Subsidy for Resettlement （yuan/mu） 200 Annual Value of forest storage×2 120 200 CTTL1

Total （yuan/mu） 5000 3000 16200 Note: 1. CTTL is the abbreviation of Compensation of Timber Tree Land （4）Unused Land

According to Yunnan Province Approval for Non-use National or Collective Land

Compensation and Resettlement Subsidy of Large and Medium Size Water Resources

and Hydroelectric Construction Projects ( YZP[2003]53, Government of Yunnan), the

unused land is compensated by the half of compensation standard of dry land, which

is 8800yuan/mu.

5.2.2 The Compensation Standard of Temporary Land Occupation

The period of temporary land occupation for project construction is about

averagely three years. Therefore, the compensation standard is calculated according to

three years.

(1) Farmland. The compensation standard for temporary farmland occupation is 3

times of AAOV of the latest three years, the compensation standard for temporary

paddy field occupation is 4590 yuan/mu, the dry land 3300 yuan/mu.

(2) Forestry land. The compensation standard for temporary forestry land

occupation is assured in terms of the factual output of the period of occupation, which

contains the compensation fees of trees felling, timber land 1800 yuan/mu, and bush

forest 1080 yuan/mu, shelter forest land 2527 yuan/mu.

(3) Unused land. As for unused land that has no output, there is no relevant

compensation.

（4）For the temporary occupation near the entry of Maichong tunnel, which involve

land and houses of Holiday Club of Xundian Water Bureau, the compensation will be

paid according to standards of similar house and auxiliary facilities.

5.2.3 Compensation Standards for Residential Houses and Auxiliary Facilities

According to the current price, the construction cost of living rooms is

computed at full replacement cost respectively in terms of frame structure, brick

concrete structure, brick wood structure and earth wood structure. According to the


41

computed results, the compensation standards for house and auxiliary facility

demolition are as follow.

Table 5-13 Compensation Standards for Demolishment（Living House）

Item Unit Type Standard (yuan/unit) frame structure 700

brick concrete structure 500 brick wood structure 300 Living House m2

earth wood structure 230 Table 5-14 Compensation Standards for Demolishment（Auxiliary Facilities）

Table 5-15 Compensation Standards for Demolishment（Special Facilities）

Item Unit Type Standard (yuan/unit)

Channel Km - 100000 Water Supply Pipe Km - 30000

Power Transfer Station No. - 10000 Electricity Supply Line Km - 35000 Communication Line Km - 20000

Road Km - 200000

Item Unit Type Standard (yuan/unit) brick wood structure 270 Livestock House m2 earth wood structure 200 brick wood structure 220 House for Tobacco

Baking m2 earth wood structure 140 brick wood structure 200 Firewood House m2 earth wood structure 120

brick concrete structure 500 brick wood structure 300 Toilet m2 earth wood structure 230

Concrete 12 Stone 18 Drying Yard m2 Earth 3 Brick 23 Stone 30 Fence Wall m2 Earth 15

Protection Wall m3 160 wood 300 Door No. iron 600

Wire Television No. 300 Well No. 300 Pond m3 70

Magnificent 2000 Stone 1200 Tomb tomb Earth 800

Methane-generating pit No. 2000 Fix-line Telephone No. 108


42

Bridge No. - 50000

5.2.4 Scattered Trees

According to actual situation, the trees scattered nearby houses and fields will be

compensated based on the standards for fruit tree, economic tree and timber tree. Table 5-16 Compensation Standards for Scattered Trees

Age of Tree Scattered Trees Type Unit

Long (yuan/unit) Medium (yuan/unit) Short (yuan/unit)

Fruit Tree No. 150 80 5 Economic Tree No. 120 60 4

Timber Tree No. 60 30 3 Bamboo Forest No. 100 60 20

5.2.5 The moving subsidies

. The moving subsidies include the fares, moving time-lost compensation and

transition subsidies etc. The fares is 45 yuan per capita, the moving subsidy is 1200

yuan per household, is 660 yuan per capita ( in terms of the number of labor forces),

and transition subsidy is 300 yuan per household. In addition, every displaced person

can get 300 yuan for living support subsidy during the period of displacement so as to

alleviate their living burden during that period.

5.2.6 Compensation for public infrastructure in the concentrated relocating place

Compensation for public infrastructure in the concentrated relocating place，such

compensation includes charges for house site, ground leveling, water and power

supply facilities, streets, sewerage system, lighting, etc. The compensation standards

of four concentrated relocating places are as follow: Maichong relocating place of

Qinghai Village Committee: 11726yuan/person, Haiwei relocating place:

12633yuan/person, Renjiahou relocating place of Laoba Village: 15141yuan/person,

Deshi relocating place 10764yuan/person. The standard of other concentrated

relocating places are equal with which for Maichong relocating place of Qinghai

Village: 11726yuan/person。


43

5.2.7 Subsidies of Building House

According to the current price, the construction cost of living rooms is

computed at full replacement cost respectively in terms of brick concrete structure,

brick wood structure and wood structure. According to the computed results, the

compensation standards for house demolition are lower than replacement cost.

Therefore, the affected people have additional subsidies to rebuild their house after

they are compensated, which is 1500yuan/person and assured based on actual

situations of Yunnan Province.

5.2.8 Subsidies of Poverty Household

Through investigating, there are poverty households in project affected area, so

20% of total population affected by demolishment and removal will get the subsidies:

1600yuan/persone.

5.3 Payment Status on compensations for land requisition and

resettlement

Up to June 30, 2009, the payment progress on compensations for land requisition

and resettlement for the whole project had completed partly, the status of payment on

compensation are showed in following tables. Table 5-17 Summary on Compensation for Permanently Acquired Land in Affected Area

County Songming Xundian Total Administrative Village No. 5 16 21

Village Group No. 13 17 30 Affected Population Person 413 833 1246 Paddy Field Ten thousand yuan 2943.41 1780.98 4724.39Dry Land Ten thousand yuan 515.67 544.98 1060.65Woodland Ten thousand yuan 231.48 1425.14 1656.62

Garden Plot Ten thousand yuan 19.67 0 19.67 Unused Land Ten thousand yuan 98.15 296.04 394.19 Housing Plot Ten thousand yuan 0 0 0 Building Plot Ten thousand yuan 0 0 0 Ty

pe o

f Acq

uire

d La

nd

Water Area Ten thousand yuan 30.59 52.81 83.4 Total Ten thousand yuan 3838.97 4099.95 7938.92


44

Table 5-17 Summary on Compensation for Temporarily Acquired Land in Affected Area County Songming Xundian Total

Administrative Village No. 5 16 21 Village Group No. 13 17 30 Affected

Population Person 413 833 1246 Paddy Field Ten thousand yuan 29.97 4.59 34.56 Dry Land Ten thousand yuan 22 175.63 197.63Woodland Ten thousand yuan 70.61 112.51 183.12

Garden Plot Ten thousand yuan 0 0 0 Unused Land Ten thousand yuan 0 0 0 Housing Plot Ten thousand yuan 0 0 0 Building Plot Ten thousand yuan 0 0 0 Ty

pe o

f Acq

uire

d La

nd

Water Area Ten thousand yuan 5 16 21 Total Ten thousand yuan 122.58 292.73 415.31

Table 5-18 Summary on Compensation for Demolished House in Affected Area

County Songming Xundian Total Administrative

Village No. 5 16 21

Village Group No. 13 17 30 Affected

Population Person 413 833 1246 Concrete-frame

structure （yuan） 241.39 0 241.39

Brick-concrete structure （yuan） 383.39 67.79 451.18

Brick-wood structure （yuan） 169.1 128.48 297.58

Type of Demolished

House

Earth-wood structure （yuan） 694.73 46.99 741.72

Total （yuan） 1488.61 243.26 1731.87

Table 5-19 Summary on Compensation for Auxiliary Facilities in Affected Area County Songming Xundian Total

Administrative Village No. 5 16 21 Village Group No. 13 17 30 Affected

Population Person 413 833 1246 Livestock House （yuan） 66.25 24.23 90.48

House for Tobacco Baking （yuan） 84.36 0.32 84.68

Firewood House （yuan） 108.11 4.92 113.03 Toilet （yuan） 38.41 3.43 41.84

Drying Yard （yuan） 24.86 1.58 26.44 Fence Wall （yuan） 1.88 0.39 2.27

Protection Wall （yuan） 43.79 2.8 46.59 Door （yuan） 3.36 0 3.36

Type of Demolished

Facilities

Methane-generating pit （yuan） 1.4 0.4 1.8


45

Pond （yuan） 0.08 1.26 1.34 Well （yuan） 0.78 0.33 1.11

Fix-line Telephone （yuan） 0 0 0 Wire Television （yuan） 4.59 0.3 4.89

Tomb （yuan） 3.08 0 3.08 Total （yuan） 380.95 39.96 420.91

5.4 Payment progress on compensations for land requisition and

resettlement

Up to June 30th 2009, the payment progress on compensations for land requisition

and resettlement for the whole project had reached 60.18% in the planned

compensation sum, of which compensation sum for rural resettlement has got an

amount by 87.72%; compensation sum for other expenses had got an amount by

21.87%, and the payment progress of Compensation to enterprise, Fund for specific

facility rebuilding, Contingency, External Capital of Project is 75.81%, 5.26%,

21.87%, 54.85% respectively. Please refer to the following table below for details. Table 5-20 Payment Progress on Compensation Cost for Land Acquisition and Resettlement

Item

Planned compensation cost for land acquisition and

resettlement

Funds paid (before 30th June. 2008)

Funds paid (before 31st Dec. 2008)

Funds paid (before 30th June 2009)

Payment progress

(%) (before

30th June 2009)

Unit 10000 yuan 10000 yuan 10000 yuan 10000 yuan （%） 1 Rural Resettlement 15867.86 6559.29 8171.58 13442.84 84.72 2 Compensation to

enterprise 373.7 171.09 171.09 283.31 75.81

3 Fund for specific facility rebuilding 1901.55 40.00 100.00 5.26

4 Compensation for specific facility

restoring 100.93 0.00

5 Fund for reservoir bottom cleaning 52.64 43.7 83.02

6 Other Expenses1 1821.2 346.15 347.74 398.24 21.87 7 Environmental

Protection 40 0.00

8 Contingency 2025.0 73.5 337.50 1110.75 54.85 9 Taxes 2 3365.11 0.00

10 External Capital of Project3 25 12 12.00 12.00 48.00

Total resettlement compensation

(including taxes) 25572.99 7162.03 9079.91 15390.84 60.18


46

Note： 1. Other expenses include expense of survey and designing, monitoring, resettlement implementation

management cost；2. Taxes include tax for possession and use of land, expense of opening up wasteland for farming,

cost of forest recovery；3. External Capital is mainly for project investigation external expenses and compensation of

local coordinators.

6 Management of Resettlement Funds & Disbursement

6.1 The Management of Resettlement Fund

In order to enhance the

financial management of

resettlement fund and ensure the

safety and proper utilization of

the fund, during 8th July 2008 to

9th July 2008, Kunming Water

Supply Group Co. Ltd. (KWSG),

the project office of Kunming

Qingshuihai Water Supply

Project (KQWSP), Huaxin

Huakun Accountants Affairs Office, the audit office of KWSG and the financial

section of KQWSP had respectively checked and field investigated the situation of

accounting and financial management of resettlement offices in Songming County

and Xundian County of Qingshuihai Water Supply Project. Furthermore, in 16th July

2008, some relative problems and suggestions had been put forward in detail by

issuing the documents named < Rectify and Reform Notice of Inspection to

Resettlement Fund Management of Qingshuihai Water Supply in Songming County>

(QingYinShuiCai No.〔2008〕1) and < Rectify and Reform Notice of Inspection to

Resettlement Fund Management of Qingshuihai Water Supply in Songming County>

(QingYinShuiCai No.〔2008〕2). Currently, according to above documents, the

resettlement institutions of Songming County and Xundian County had improved the

financial management of resettlement fund, and during the process of land acquisition,

demolishment and resettlement, comply with the national and provincial financial

management regulations and < Resettlement Fund Management Regulations of


47

Large-Medium Scale Hydro-project in Yunnan Province > and <Practical Suggestions

of Yunnan Province People Government for Compensation and Resettlement of

Large-Medium Scale Hydro-project>, taking ‘Government Charge, Project

Management, Specific Account, Audit Monitoring’ as the management principles, the

report systems of construction process and fund distribution and usage had been set up

in order to ensure the safety of fund allocation and effective utilization.

6.2 The Appropriation and Payment of Resettlement Fund

Up to 30th June of 2009, Qingshuihai Company had allocated resettlement fund

for both Xundian and Songming County 157.8414million yuan（Xundian County

72.3056 million yuan，Songming County 85.5358million yuan），Among them, Rural

Resettlement fund 134.4284 million yuan（Xundian County 59.4566 million yuan，

Songming County 74.9718 million yuan），Compensation to enterprise 2.8331 million

yuan（Xundian County 2.8131 million yuan），Fund for specific facility rebuilding

1.00 million yuan（Xundian County 1.00 million yuan），Other Expenses 3.9824

million yuan（Xundian County 1.9324 million yuan，Songming County 2.05 million

yuan），Contingency 11.1075 million yuan（Xundian County 3.6935 million yuan），

External Capital of Project 0.12 million yuan（Xundian County 0.02 million yuan，

Songming County 0.1 million yuan）.

By the end of June 2009, Qingshuihai Project had used resettlement fund for both

Xundian and Songming County 146.8384 million yuan（Xundian County 62.3862

million yuan，Songming County 84.4522 million yuan），among them, Rural

Resettlement fund 138.3880 million yuan（Xundian County 57.2721 million yuan，

Songming County 81.1159 million yuan），Compensation to enterprise 2.5733 million

yuan（Xundian County 2.5733 million yuan），Fund for specific facility rebuilding

1.6447 million yuan（Xundian County 0.4347 million yuan，Songming County 1.21

million yuan），Other Expenses 4.2325 million yuan（Xundian County 2.1062 million

yuan，Songming County 2.1263 million yuan），Fund for communication recovery of

reservoir 4.3476 million yuan（Xundian County 4.3476 million yuan）。


48

Table 6-1 Fund Appropriation of Resettlement Fund

0.00

5000.00

10000.00

15000.00

20000.00

Total 15784.14 14683.84 1100.30

Xundian County 7230.56 6238.62 991.94

Songming County 8553.58 8445.22 108.36

AllocationCapital

Capital Usage Remained

Figure 6-1 Usage of Fund（Xundian County, Songming County）

County Township Village Affected Population

Actual Amount （Up to 30th June 2009）

Wu 4 27.1 Tuoqi 12 86.3 Enjia 21 117.7 Liushao

Maanshan 8 52.8 Haiwei 197 542.3 Diansha Luliu 78 421.9 Xintian 0 110.5 Jinsuo 20 157.6 Jinsuo Zetie 271 442.5

Daliusuo 26 268 Duohe 6 38.7

Huangtupo 48 163 Sanyingzhuang 46 47.2

Tianqiaodi 50 89.9 Dianlong 0 55.7

Xundian

Yangjie

Dianxin 46 91.4 Shanjiao 0 0 Songyang Dong 17 41

Yangqiao Xishan 8 7.8 Zhouda 265 374.5

Songming

Dianyuan Laoba 141 622.8 Total 1264 3758.7


49

7 Relocation

Up to 30th June 2009, the accounting and compensation distribution for houses

and auxiliary facilities compensation of Haiwei Relocation Plot in Xundian County of

Kunming Qingshuihai Water Supply Project had not been completed, due to most of

affected villagers thought actual compensation standard was much lower than they

expected. However, affected villagers from Haitou Village involved in Qingshuihai

Reservoir had received the compensation for over 600mu acquired land, the

compensations of house and auxiliary facilities will distribute at the beginning of

building relocation houses. As for scatter resettlement 3 households from Huaqing

Village Group, 2 of which had accepted all compensations. 1 affected household in

Laohaitou Village Group had not relocated and accepted the compensation, but

another scattered affected in Xiaobeidang had removed to new relocation house and

obtained all of compensation for house demolishment. The situation of rebuilding

road from Qinghai Village to Haiwei Village had been investigated and checked by

Xundian County, the compensation had been generally distributed.

The resettlement of Ganchong and Renjiahou Relocation Plots in Laoba Village

had got the compensation gradually, and all of compensation can be distributed to

affected villagers with the closure of construction of houses, and specific facilities and

public infrastructure, can be funded according to actual construction progress.

7.1 Maichong Relocation Plot of Qinghai Village

According to

<Resettlement Plan>,

Qinghai Administrative

Village Maichong

resettlement plot will

relocate 50 villagers from

10 households in Qinghai

Village, the new plots are

planned to make a

requisition of dry land


50

7.36mu, the average area per capita is 98 m2, and there are totally 10 houses (1 A

Type, 3 B Type, 6 C Type) and 1 public room will be built.

Due to locate in runoff area, the location of Maichong Relocation Plot in Qinghai

Village had been re-selected by Resettlement Office in Xundian County. Currently,

the location had been fixed and by the coordination of Resettlement Office in Xundian

County, the formalities of timberland acquisition had been in progress. According to

planning, the construction of relocation plot will be triggered in September 2009.

7.2 Haiwei Relocation Plot

According to

<Resettlement Plan>,

the Haiwei

Relocation Plot was

planned to receive

104 villagers from 31

households in Haiwei

Village. The new

plots are planned to

make a requisition of

dry land 15.67mu, the average area per capita is 100 m2, and there are totally 31

houses (12 A Type, 15 B Type, 4 C Type) and 1 public room will be built.

The infrastructure of Haiwei Relocation Plot had stared at September 29th 2007,

and the roadbed had completed at October 25th 2007, followed with the completion of

ground flattering and shield wall at February 23 2008, the houses had been built from

15th August 2008. At present, the houses, roads, water supply facilities, power supply

and afforestation had completed in all. In order to provide proper living and

production circumstance, the construction of auxiliary houses are in preparation phase,

such as stable, firewood house, tobacco house.


51

7.3 Renjiahou Relocation Plot in Laoba Village

According to <Resettlement Plan>, the Renjiahou Relocation Plot in Laoba Village

of Songming County was planned to receive 363 villagers from 105 households in

Laoba Village. The new plots are planned to make a requisition of dry land 54.53mu,

the average area per capita is 100 m2, and there are totally 108 houses (33 A Type, 57

B Type, 18 C Type) and 1 public room will be built.

July 15th as the contract

beginning, the infrastructure

of Renjiahou Relocation

Plots in Laoba Village had

been completed and checked

in 24th March 2009, which

include ground flattering and

shield wall. By using the

housing plot in relocation

plot, affected households had begun to build new family since April 2009. Up to the

end of June of 2009, all of affected households of Renjiahou Relocation Plots had

involved in the construction of relocation plot, among them, the houses of 69

household had been completed (56 households with 3-floor building, 9 households

with 2-floor building, and 4 households with 1-floor building), the outside decoration

of 16 households had been close to end and inside decoration had been in progress,

another 10 households involved in outside decoration, the rest 9 household had taken

part in building house (6 households with 1 floor completion, 2 households with 2

floor completion, and 1 with the completion of foundation). For those problems, such

as fissure of wall and the backfill of foundation, Resettlement Office in Songming

County had carried out some measures and authorized monitoring unit and contractor

to resolve.

7.4 Ganchong Relocation Plot in Deshi

According to <Resettlement Plan>, the Ganchong Relocation Plot in Deshi

Village of Songming County was planned to receive 297 villagers from 77 households

in Laoba Village. The new plots are planned to make a requisition of dry land


52

43.69mu, the average area per capita is 98 m2, and there are totally 77 houses (14 A

Type, 42 B Type, 21 C Type) and 1 public room will be built.

May 27th 2008 as the

contract beginning, the

infrastructure of Ganchong

Relocation Plots in Laoba

Village had been completed

and checked in February

21st 2009, which include

ground flattering and shield

wall. By using the housing

plot in relocation plot,

affected households had begun to build new family since April 2009. Up to the end of

June of 2009, all of affected households of Ganchong Relocation Plots had involved

in the construction of relocation plot, among them, the houses of 47 household had

been completed (40 households with 3-floor building, 4 households with 2-floor

building, and 1 households with 1-floor building), the outside decoration of 15

households had been close to end and inside decoration had been in progress, another

9 households involved in outside decoration, the rest 5 households had taken part in

building house (2 households with 1 floor completion, 3 households with 2 floor

completion, and 1 had removed in new house).

7.5 Other Scattered Relocation

According to <Resettlement

Plan>, the sub-project in

Gegentang affected 35 villagers

from 12 households, 10 households

of which were affected by house

demolishment without land

acquisition, 2 households of which

were affected by permanent land

acquisition. For the former, cash

compensation and temporary


53

removal were the main way to resettlement, but permanent removal and cash

compensation were the measures for the latter. All of them were scattered resettlement

without united relocation plot.

Gegentang Scattered Resettlement: 2 of households affected by land acquisition

had generally completed the building of houses and will remove in this year. Another

10 households affected by temporary land acquisition will remove to former

residential after the completion of project construction.

Huaqing Scattered Resettlement: 3 of households affected by land acquisition

had generally completed the building of houses and 2 of them had removed into new

residential, another 1 will remove in this year.

Laohaitou Scattered Resettlement: 1 household affected by land acquisition had

relocated near the location of village committee without beginning of house building.

Xiaobeidang Scattered Resettlement: 1 household affected by land acquisition

had generally completed the building and decoration of houses, who will remove in

this year.

7.6 Rebuilding of Specific Units

Project Office of Qingshuihai Project had authorized Hydro-Electric Survey and

Design Institution of Yunnan Province to design the working drawing for rebuilding

of specific units involved in Qingshuihai Water Supply Project, which include

Primary School and Village Committee of Laoba Village. Currently, the design had

been completed, and the construction will start after professional check.

7.7 Recovery of Communication around Reservoir

Project Office of

Qingshuihai Project had

authorized Hydro-Electric

Survey and Design

Institution of Yunnan

Province to design the

working drawing for

recovery of road and


54

communication near reservoir involved in Qingshuihai Water Supply Project.

Currently, the design of rebuilt roads of Haiwei Village within inundated area had

been completed.

Hydro-Electric Survey and Design Institution of Yunnan Province had authorized

Sichuan Shuqiao Highway Survey and Design Company to draw up the working

drawing of rebuilt roads of Haiwei Village within inundated area, and which had

completed in February 2009. The rebuilt roads of Haiwei Village within inundated

area is throughout the southwestern part of Diansha Township of Xundian County,

with the beginning of junction near Qingshuihai vacation village in Diansha Township

and the end at Haiwei Village, the total mileage is 6.01039km. According to the work

drawing, the road is the rural 4-Grade road with double traffic lane and 20km/hour

permitted speed, 6.5m wide of roadbed and 6.0m wide of road surface. The main

work quantities are as follow: cubic meter of earth and stone 215500m3, cubic meter

of earth 142553 m3, cubic meter of stone 72947 m3, backfill 14747 m3, drainage

engineering 6326.55 m3, protection of roadbed 8334 m3, bridge and culvert

197.77m/13 culvert, stone slope wall 2921 m2.

In order to ensure the resettlement progress of Qingshuihai Water Supply Project,

Resettlement Office of Xundian County had prepared pre-phase tasks and coordinated

relevant departments positively; the construction makeshift road and the formalities of

land acquisition had been completed. As the basis, Resettlement Office of Xundian

County had held the bidding and selected contractor (Kunming Xishan Highway

Engineering Company) and monitoring unit (Yunnan Tuyuan Engineering Monitoring

Company) for the road rebuilding at March 28th 2009. May 2009 as the start, rebuilt

roads of Haiwei Village within inundated area is in the progress of cubic meter of

earth and stone.

7.8 Resolution of Transmission Line

According to the Resettlement Plan, the length of inundated transmission line

(10kV) is 1.4km, the recovery length is 2.5km, and the starting point and terminal

point is at Bailong valley and Haiwei Village respectively.

10th December 2007, Resettlement Office of Xundian County had signed contract

with Xundian County Qunyi Electric Facility Company for installation of electricity

supply facilities in Haiwei Village. After contracting, the line had been rebuilt and


55

mains transformers had been installed. 12th December 2007 as the beginning, the

entire work had been completed and brought into service in 20th December 2007.

7.9 Telecommunication and TV Cable

26th November 2007, Resettlement Office of Xundian County had signed contract

with Telecommunication Company of Xundian County for the line rebuilding and

recovery in Haiwei Village

(<Construction Cooperation

Agreement of Haiwei Relocation

Village in Diansha Township>). In

the program, 2km line from

P0261263 to P02612796 will be

built and former line from

P02612763 to P02612796 will be

demolished. Totally, 2km

telecommunication lines and 2km

telecommunication cable had been built by the coordination with Xundian County and

the whole work had gone into operation currently.

7.10 Water Conservancy Facilities

According to Resettlement Plan, main water conservancy facilities should be

rebuilt or improved of Qingshuihai Water Supply Project are the watering facilities in

relocation plots named Maichong, Haiwei, Renjiahou, Ganchong and Xintianhe.

(1) Watering facilities in relocation plots of Renjiahou and Ganchong

In the Resettlement Plan, there are 2 watering places in Renjiahou Relocation Plot.

The volume of principal watering place is 300m3, which is the water source of living

watering of Laoba Relocation Plot, irrigation of paddy fields at Huoshishan, and

living watering of Ganchong Relocation Plot. Another watering place is at Renjiahou

Relocation Plot with the volume of 100m3, which is the water source of living

watering of Renjiahou Relocation Plot and irrigation of paddy field in Huoshishan.

Currently, the principal watering place is in progress.

(2) Water Supply Facilities of Dagoumao Valley in Qinghai Village


56

According to Resettlement Plan, Dagoumao Valley Water Supply in Qinghai

Village had been planned to install small steel plate sand rushing dam at the water

source point, which with sluice gate of 1.5×1.5m as the area and length of 10m and

height of 2m. Then by the deposit pool near the water supply hole and pipe coded

DN100PE, the water will be diverted to Maichong Relocation Plot for the drinking

water and the sub-pipe network can provide drinking water for the administration

office of Qingshuihai and scattered households nearby. Currently, Xundian County

had organized relevant departments to implement the preparation for the construction

of Dagoumao Valley Water Supply Engineering.

(3) Water Supply Facilities of Haiwei Relocation Plot

According to Resettlement Plan, Water Supply Facilities in Haiwei Relocation Plot

had been planned to install steel plate dam at the water source point, which with the

sluice gate of 1.5×1.5m as the area, the length of 10m and height of 1.5m~2m, and

the sand deposit pool is with the length of 5.0m and width of 2.0m. Connected with

deposit pool, the water supply pipe will be buried and divert water to the water pool in

the relocation plot. Resettlement Office of Xundian County had triggered the

construction of this facility since August 2008, and which had been checked and put

into use.

8 Public Participation and Grievance Redress

According to the laws,

regulations and policies of

PRC, Yunnan Province and

ADB for land acquisition

and resettlement, in order to

safeguard the legal

entitlements of APs and

displaced units, as well as

minimize any complaints

and disputes, it is required

to further develop the relevant policies and implementation provisions for

resettlement, listen to the public opinions, prepare the resettlement plan and


57

practically attend to the implementation, thus to achieve the target of resettlement.

Public participation in the phases of preparation and implementation is of great

necessity.

During the first half in 2009, under the guidance of the PPTA consultants, KPMO,

KWSG and YDRI have organized a series of socio-economic survey and public

opinion consultation. The activities in this regard are detailed in Annex Ⅳ.

9 Rehabilitation Measures

External consulting expert team made an investigation on 21 affected villages

during January to June 2009. Economic rehabilitation plan includes adjustment plan

on industrial construction, reconstruction plan on hydropower and other infrastructure

facilities, the use plan on compensation for land acquisition, anticipated economic

benefit, etc. Part of affected villages have made respective economic rehabilitation

plan in accordance with the actual situation of respective village. Due to low level of

agriculture production technology, low production value for grains and corns before

land acquisition, in view of which the related authorities place more attention on

industrial construction adjustment in order to increase agriculture production value,

make up for the loss for lost land. The related measures have been taken as follows:

increase the planting areas for orchard, increase the cultivating area for economic

crops, develop the breeding industry and encourage surplus population to go out-

of-town and make a living.

In accordance with the incomplete statistics from related authorities, during

the period from January to June 2009, some track-survey villages have done actions

as the requirements of the industrial construction adjustment require, which can make

up with the losses from lost land by land acquisition. After land acquisition the

additional orchard area is 115 mu, resulting in increasing the production value with

92000 yuan RMB. 955 mu is added for economic crops planting, which increased

production value with 916800 yuan RMB. 1192 additional livestock are bred and

increased the production value with 655600 yuan RMB, if computed with the lowest

price 550 yuan RMB for each domestic animal. Outworkers far away from their

hometown is added to 216 persons and increased production value with 993600 yuan


58

RMB, if computed with average 4600 yuan RMB every half year for per person. The

total increased value for above-mentioned four items is 2658000 yuan RMB. Raised

income per year for each household is 195 yuan RMB. Details were showed in Annex

Ⅲ.

10 External Monitoring and Evaluation of Resettlement

Based on external monitoring and evaluation index system mentioned in baseline

report, by field inspection,

interview and investigation,

follow-up village survey

and sample household

survey, 10 objectives in 3

parts of project had been

evaluated quantitatively,

which showed in Table

10-1.

By scoring and

evaluating, the situation of

project implementation had

been valued 3.83 point, which is better than average. As the reasons, the progress of

land acquisition and demolishment had been affected by temporary removals,

relocation plot selection and other objective conditions, and some resettlements need

time to find reliable ways of relocation, the general progress of project had been

dragged.

With 3.68 point, the situation of resettlement had average evaluation.

Explanatorily, the economic and living conditions of resident involved in project had

not changed so much, which can basically keep the same with 2008. But Project

Office and relative departments should pay more attention on these issues in further

task.

By referring to relevant materials and field survey, it can be found that some risk

control measures and precaution schemes need improvement and establishment in

further. Facing 3.44 point rewarded to the situation of project risk, project office


59

should focus on laying down complete and comprehensive risk prevention and

warning program in order to ensure the implementation of the project.

General status of the project is marked 3.65 point, which demonstrated that there

are actually some problems in immature project operation and coordination at

starting phase, so each aspect should be enhanced by detecting problems

cooperatively.

Table 10-1 External Monitoring and Evaluation Index System of Resettlement for Qingshuihai Project (January-June.2009)

ⅠProject Implementation Objective Criteria Basis of Evaluation Scoring grade Score

1.1 Implementation of preparation for land acquisition, demolition and resettlement 5.0

1.2 Progress of land acquisition and demolition 3.0 1.3 Construction progress of resettlement location 3.0

1.4 Progress of resettlement

Comparing with <RP>, actual progress matches plan: Qualified The difference between actual progress and plan is ±15%: Average The difference between actual progress and plan is ±30%: Unqualified 1.0

1 Project Progress

Evaluation of project progress Average marks of 1.1~1.4

Qualified: 5.0 point Average: 3.0 point Unqualified: 1.0 point 3.0

2.1 Quality of land acquisition and demolition 3.0

2.2 Quality of house and infrastructure in resettlement location

Constructive quality reaches the standard: Qualified Constructive quality basically reaches the standard: Average Construction with quality defects : Unqualified

5.0

2.3 Satisfaction of resettlement Most of villagers are satisfied: Qualified Part of villagers unsatisfied: Average Most of villagers are unsatisfied: Unqualified

3.0

2.4 Handling of relative quality problem Handling properly and timely: Qualified Handling properly but untimely: Average Handling improperly and untimely: Unqualified

3.0

2 Project Quality

Evaluation of project quality Average marks of 2.1~2.4

Qualified: 5.0 point Average: 3.0 point Unqualified: 1.0 point

3.5

3.1 Appropriation of Resettlement fund

Appropriation of resettlement fund on schedule: Qualified Appropriation of resettlement fund in quota but with delay: Average Appropriation of resettlement fund not on

schedule: Unqualified

5.0 3 Project Fund

3.2 Distribution of Resettlement compensation Distribution of resettlement compensation on schedule: Qualified Distribution of resettlement compensation in quota but with delay: Average Distribution of resettlement compensation not on


5.0


61

schedule: Unqualified

3.3 Usage of Resettlement fund

Usage of resettlement fund on schedule: QualifiedUsage of resettlement fund with differences: Average Usage of resettlement fund not on schedule: Unqualified

5.0

Evaluation of project fund Average marks of 3.1~3.3 5.0 Evaluation of project implementation Average evaluation of 1~3 3.83

Ⅱ Situation of Resettlement and Rehabilitation Objective Criteria Basis of Evaluation Scoring grade Score

4.1 Productive materials and conditions 3.0 4.2 Living materials and conditions 3.0 4.3 Fixed assets owned by household 3.0 4.4 Economic Income 3.0 4.5 Expenditure

Comparing with Baseline, improved: Qualified unchanged: Average aggravated: Unqualified

3.0

4 Economic status of Resettlement

Evaluation of Economic status of Resettlement Average marks of 4.1~4.5


5.1Traffic and communication conditions 3.0 5.2 Educational condition and enrolling 3.0 5.3 Health care 3.0 5.4 Infrastructure and public service

Comparing with Baseline, improved: Qualified unchanged: Average aggravated: Unqualified 3.0

5 Living condition of Resettlement

Evaluation of Living condition of Resettlement Average marks of 5.1~5.4


3.0

6.1 Employment of family members 3.0 6.2 Education of family members 3.0

6.3 Marriage of family members

Comparing with Baseline, improved: Qualified unchanged: Average aggravated: Unqualified

3.0 6 Family status of Resettlement

Evaluation of Family status of Resettlement Average marks of 6.1~6.3


3.0

7.1 Mechanism of grievance 5.0 7.2 Assistant tasks of relative government 5.0 7.3 Demand meeting 5.0 7.4 Response and feedback of villagers

Evaluating according to actual situation and the grade are: Qualified, Average, Unqualified

3.0

7 Rights Safeguard of Resettlement

Evaluation of Rights Safeguard of Resettlement Average marks of 7.1~7.4

Qualified: 5.0 point Average: 3.0 point Unqualified: 1.0 4.0


62

point 8.1 Support of vulnerable groups 5.0 8.2 Extension of economic recovery measures 3.0 8.3 Stabilization of community life and culture 5.0 8.4 Life of minority 5.0 8.5 Poverty relief

Evaluating according to actual situation and the grade are: Qualified, Average, Unqualified

5.0

8 Social development of Resettlement community Evaluation of Social development of Resettlement

community Average marks of 8.1~8.5


9.1 Afforestation of Resettlement place 3.0 9.2 Natural resources reservation of Resettlement place 5.0

9.3 Pollution prevention of Resettlement place 3.0 9.4 Soil and water conservation of Resettlement place

Evaluating according to reports and data provided by relative environmental protection departments and the grade are: Qualified, Average, Unqualified

5.0

9 Environmental protection of Resettlement place

Evaluation of Environmental protection of Resettlement place Average marks of 9.1~9.4 4.0

Evaluation of project resettlement Average evaluation of 4~9


3.68 Ⅲ Project Risks

10.1 Project Risk of progress 1.0 10.2 Project Risk of quality 5.0 10.3 Project Risk of investment and fund 5.0 10.4 Project Risk of economic aggravation of resettlement 3.0

10.5 Project Risk of aggravation of living condition for resettlement 3.0

10.6 Project Risk of change of family of resettlement 3.0

10.7 Project Risk of right safeguard 3.0 10.8 Project Risk of social development 5.0 10.9 Project Risk of environmental protection

Evaluating according to actual situation and the grade are: Low possibility and with proper prevention measures: Qualified Medium possibility but with proper prevention measures: Average High possibility and without proper prevention measures: Unqualified

3.0

10 Project risks

Evaluation of project risk Average marks of 10.1~10.9


3.44 General Evaluation of Project Average evaluation of 1~10 3.65

11 Conclusion

11.1 Impact Degree Caused by Project

Up to June of 2009, the total area of permanent land acquisition of Songming

County was 2193.82mu, which involved 431 villagers from 5 villages.As for the

Xundian County, total area of permanent land acquisition was 3525.88mu, which

affected 833 villagers from 16 villages.

By the end of June 2009, there were 25 village groups of Xundian County and 15

village groups from Songming County had involved permanent land acquisition. Total

area of permanent acquired land was 5719.9 mu，account for 86.97% of total planned

area (6577.1 mu). And the acquired area of paddy field, dry land, garden, timberland,

unused land, building plots and fishpond is 1823.21mu, 1100.71mu, 4.52mu, 2182.19

mu, 466.44mu, 31.3mu and 111.53mu, which respectively account for 92%, 98.99%，

44.75%, 83.03%, 29.06% and 100% of plan. (Planned area of acquired paddy field,

dry land and fishpond is 1981.6mu, 1111.9mu, 10.1mu, 2628.1mu, 804.4mu, 9.9mu,

383.73mu, 31.3mu respectively)

Up to the end of June 2009, there were 134.18 mu paddy field, 721.46 mu dry

land and 750.26 mu timberland; total in 1605.9 mu had been temporary land

acquisition, which involved also involved 1264 villagers from 21 villages.

Up to 30th June 2009, including residential house and auxiliary houses,

2095.02m2 houses had been demolished, which is 10.47% by the area in

Resettlement Plan. (Planned area is 81917.5m2.) Among them, brick-concrete house

299.21 m2, brick-wood house 854.79m2, earth-wood house 941.02m2, which is

respectively 14.76%, 40.1%, 6.92% of the area in Plan. (Planned areas of

demolished house are: brick-concrete house 9185.9m2, brick-wood house 12822.2m2,

earth-wood house 34593.7 m2). The total area of house demolishment of Xundian

County was 1649.04m2, which affected 833 villagers from 16 villages. The area of

Songming County is 445.98 m2 with the progress of 0.91%.

Taking 30th June 2009 as the end, auxiliary facility demolishment involved 8

types, included 1 gate, 1 methane tank, 26.45 m3 pool, drying yard 1762.08 m², stone

barricade 2.51 m3 and enclosure(brick) 52.8m², 21 tomb and 7 cable TV, and the


64

progress is 1.61%, 8.33%, 7.64%, 3.04%, 0.08%, 5.19%, 28.38% and 68%

respectively. (According to Resettlement Plan, the demolished quantities of above

auxiliary facilities are: 62 gates, 12 methane tanks, 346 m3 pool, drying yard 40921.7

m², stone barricade 3315.9 m3 and enclosure (brick) 1017.2 m²，74 tombs and 190

cable TVs.

As for living standards, the general situation is basically equal with which in the

first half and baseline except the conditions of communication and employment.

11.2 Future Efforts Suggested

(1) Considering the completion of the timberland acquisition formalities of Maichong

Relocation Plot in Qinghai Village and in order to promote the building of houses and

removal, it is suggested that Resettlement Office of Xundian County should enhance

the performances on coordination and communication with relative departments for

the construction of relocation plot infrastructure and water supply facilities, which are

the necessary conditions to resettlement.

The resettlement houses and Qingshuihai Water Supply project are in the progress

currently, but there are some qualitative hidden perils of resettlement houses, which

built by affected households. So for the safety and the recovery of resettlement, it is

suggested that Resettlement Office of Songming County should authorize qualified

institution to monitor and check the quality of resettlement houses in order to ensure

the living safety of resettlement.

(2) At present, the houses, roads, water supply facilities, power supply network and

afforestation of Haiwei Relocation Plot had been completed, and the auxiliary houses

of households affected by demolishment are built. In order to accomplish the removal

as soon as possible, endure the safety of local people who affected by the Project and

recover living and production quickly, it is suggested that by coordinating the

department concerned, Xundian Government should make more effort to build

auxiliary houses and complete all of auxiliary facilities as soon as possible, which are

the basis of the removals and living recovery.

(3) Currently, the house engineering of Relocation Plot named Renjiahou of Laoba

Village is in the progress. According to the outcome of field survey, there are housing

plots of 3~4 households are backfilled, and the progress of one household had been

paused because of crack. In order to ensure the quality of relocation houses and safety


65

of resettlement, it is suggested that Resettlement Office and other connected

departments of Songming County should positively organize qualified institutions,

such as monitoring, designer of work drawing and Qingshuihai Company to analyze

the reasons and the resolutions of current problems, and then carry out effective

measures.

(4) According to the explanation of staff from Resettlement Office of Songming

County, Dianyuan Twonship, which administrated by Songming County formerly, had

been transferred to Panlong District of Kunming City since August 2008. In order to

reach the planned progress and complete construction of relocation plot qualitatively,

it is suggested that Kunming Municipal Government, Qingshuihai Company,

Government of Songming County, Resettlement Offices, Government of Panlong

District should decide and authorize the implementer of resettlement, fund

management and routine tasks for the progress of removal of resettlement from

Dianyuan Township.

Annex Ⅰ Survey Matrix of the follow-up survey on affected villages along Qingshuihai Water Supply Project

Survey Matrix of the follow-up survey on affected villages （A）

Item Village Group（No.） Household（No.）

Township, County Administrative Village Baseline Jan.-June 2008 July-Dec.2008 Jan.-June 2009 ±% Baseline Jan.-June 2008 July-Dec.2008 Jan.-June 2009 ±%

Qinghai 9 9 9 9 0.00 759 761 762 798 4.72

Xintian 10 10 10 10 0.00 974 974 978 978 0.00Jinsuo,Xundian

Zetie 11 11 11 11 0.00 1163 1172 1171 1171 0.00

Luliu 3 3 3 3 0.00 338 401 338 338 0.00Diansha,Xundian

Haiwei 15 15 15 15 0.00 635 640 639 641 0.31

Enjia 2 2 2 2 0.00 136 136 136 147 8.09

Wu 2 2 2 2 0.00 146 146 146 144 -1.37

Tuoqi 3 3 3 3 0.00 247 247 255 255 0.00Liushao,Xundian

Maanshan 2 2 2 2 0.00 141 145 145 421 190.34

Huangtupo 5 5 5 5 0.00 466 466 466 466 0.00

Sanyingzhuang 5 5 5 5 0.00 784 784 784 784 0.00

Daliusuo 2 2 2 2 0.00 712 712 712 713 0.14

Tianqiaodi 7 7 7 7 0.00 848 848 848 848 0.00

Dianxin 10 10 10 10 0.00 1291 1291 1290 1290 0.00

Yangjie,Xundian

Duohe 4 4 4 4 0.00 812 812 812 812 0.00


67

Dianlong 6 6 6 6 0.00 1207 1207 1207 1207 0.00

Laoba 4 4 4 4 0.00 436 436 437 437 0.00Dianyuan,Songming

Zhouda 5 5 5 5 0.00 402 403 408 473 15.93

Shanjiao 9 9 9 9 0.00 728 731 731 731 0.00Songyang,Songming

Dong 8 8 8 8 0.00 435 436 432 336 -22.22

Yangqiao,Songming Xishan 12 12 12 12 0.00 641 643 642 642 0.00

Total 134 134 134 134 0.00 13301 13391 13339 13632 2.20

Survey Matrix of the follow-up survey on affected villages （B）

Item Population（Person） Total Area of Land（mu）

Township, County Administrative Village Baseline Jan.-June 2008 July-Dec2008 Jan.-June 2009 ±% Baseline Jan.-June 2008 July-Dec2008 Jan.-June 2009 ±%

Qinghai 3012 3040 3048 2982 -2.17 21770 21770 21702.8 21635.6 -0.31 Xintian 4106 4108 4111 4118 0.17 36939 36939 36860.8 36779 -0.22 Jinsuo,Xundian

Zetie 4929 4949 4952 4963 0.22 37575 37575 37458.8 37342.6 -0.31 Luliu 1233 1279 1283 1280 -0.23 1726 1726 1638.2 1550.4 -5.36 Diansha,Xundian

Haiwei 2357 2368 2379 2370 -0.38 45002.5 44726.2 44274.1 43822 -1.02 Enjia 474 474 476 515 8.19 5012.9 3974 3591.3 3208.6 -10.66 Wu 609 609 611 838 37.15 7308 7308 7167.5 7027 -1.96

Tuoqi 894 894 897 1350 50.50 9167 9167 9013.6 8890.2 -1.37 Liushao,Xundian

Maanshan 508 510 514 583 13.42 4041 4036 3267.6 2499.2 -23.52 Yangjie,Xundian Huangtupo 1984 2006 2010 1970 -1.99 4255.3 4255.3 3951.5 3647.7 -7.69


68

Sanyingzhuang 3013 3018 3022 3055 1.09 5411.5 5411.5 5305.8

5200.1 -1.99 Daliusuo 2501 2501 2503 2527 0.96 8122 8122 7937.4 7752.8 -2.33

Tianqiaodi 3197 3200 3205 3255 1.56 2269.8 2272.2 2140.1 2007.9 -6.18 Dianxin 4987 4989 4993 4987 -0.12 7435.32 7435.32 7280.02 7079.92 -2.75 Duohe 3062 3064 3066 3095 0.95 11323.8 11323.8 11255.9 11188 -0.60

Dianlong 4718 4720 4726 4718 -0.17 8798.3 8798.3 8673.3 8548.2 -1.44 Laoba 1545 1555 1561 1576 0.96 24870 24695 24535.6 24535.6 -0.00 Dianyuan,Songming

Zhouda 1593 1596 1599 1633 1.43 23714 23714 23507.2 23457.7 -0.21 Shanjiao 2982 2998 3003 3018 0.50 3570 3536 3453.8 3410.1 -1.27 Songyang,Songming

Dong 1865 1867 1880 1416 -24.68 29411 29411 28742.9 28334.6 -1.42

Yangqiao,Songming Xishan 2213 2217 2220 2237 0.77 49306 49306 48740.7

48444.7 -0.61 Total 51782 51962 52059 52486 0.82 347028 345501 340498.9 336361.92 -1.21

Survey Matrix of the follow-up survey on affected villages （C）

Item Average Farm Land Area Per Capita (mu) Output of Grain（ton）


Qinghai 0.32 0.32 0.32 0.32 -0.31 1469.5 890 881.7 910 3.21 Xintian 1.52 1.52 1.51 1.51 -0.22 1430 730 858 745 -13.17 Jinsuo,Xundian

Zetie 0.75 0.75 0.75 0.75 -0.31 1302 750 781.2 760 -2.71 Luliu 1.4 1.3 1.29 1.22 -5.36 493.2 246.2 295.92 237 -19.91 Diansha,Xundian

Haiwei 1.48 1.38 1.32 1.31 -1.02 1165 736 699 724 3.58


69

Enjia 4.98 3.4 2.86 2.56 -10.66 60 46 36 47.5 31.94 Wu 2.37 2.37 2.37 2.32 -1.96 315 200 189 115 -39.15

Tuoqi 2.57 2.57 2.55 2.52 -1.37 52 52 31.2 53 69.87 Lishao,Xundian

Maanshan 1.49 1.47 0.52 0.40 -23.52 265 165 159 173 8.81 Huangtupo 0.58 0.64 0.63 0.58 -7.69 95 48 57 81 42.11

Sanyingzhuang 0.78 0.78 0.78 0.76 -1.99

963.5 310 578.1 931 61.04

Daliusuo 1.19 1.18 1.16 1.13 -2.33 314 167 188.4 155 -17.73 Tianqiaodi 0.65 0.6 0.59 0.55 -6.18 895.4 228 537.24 252 -53.09

Dianxin 0.64 0.64 0.64 0.62 -2.75 125 65 75 60 -20.00 Duohe 1.26 1.17 1.17 1.16 -0.60 1394.2 695 836.52 707 -15.48

Yangjie,Xundian

Dianlong 0.74 0.74 0.74 0.73 -1.44 1524.5 762 914.7 759 -17.02 Laoba 1.32 1.19 1.19 1.19 0.00 610.5 200 366.3 246 -32.84 Dianyuan,Songming

Zhouda 1.03 1.028 1.03 1.03 -0.21 240 128 144 160 11.11 Shanjiao 1.18 1.179 1.18 1.17 -1.27 1728 539 1036.8 515 -50.33 Songyang,Songming

Dong 0.46 0.46 0.41 0.40 -1.42 34 18 20.4 20 -1.96

Yangqiao,Songming Xishan 0.91 0.904 0.90 0.89 -0.61

897 538 538.2 504 -6.35

Total 1.33 1.22 1.22 1.10 -9.75 732.04 357.77 439.22 388.31 -2.77

Survey Matrix of the follow-up survey on affected villages （D）

Item Output Value of Grain per mu(yuan) Output Value of Economic Crop per mu(yuan)


Jinsuo,Xundian Qinghai 866 870 909.3 947 4.19 -- -- --


70

Xintian 900 900 945 980 3.71 1000 1000 900 987 9.67 Zetie 915 905 960.75 986 2.58 1794 1680 1614.6 1658.16 2.70 Luliu 665 1161 698.25 1264 81.07 1778 2028 1600.2 2001.636 25.09 Diansha,Xundian

Haiwei 1200 730 1260 795 -36.91 1500 960 1350 947.52 -29.81 Enjia 500 560 525 610 16.16 400 500 360 493.5 37.08 Wu 1350 1350 1417.5 1470 3.71 1580 1580 1422 1559.46 9.67

Tuoqi 850 685 892.5 746 -16.42 685 800 616.5 789.6 28.08 Lishao,Xundian

Maanshan 1500 1500 1575 1634 3.71 1100 1100 990 1085.7 9.67 Huangtupo 850 850 892.5 926 3.71 1100 960 990 947.52 -4.29

Sanyingzhuang 860 460 903 501 -44.52

970 470 873 463.89 -46.86

Daliusuo 850 600 892.5 653 -26.79 2000 1000 1800 987 -45.17 Tianqiaodi 700 700 735 762 3.71 1500 1500 1350 1480.5 9.67

Dianxin 800 800 840 871 3.71 750 750 675 740.25 9.67 Duohe 820 820 861 893 3.71 1500 1500 1350 1480.5 9.67

Yangjie,Xundian

Dianlong 780 780 819 849 3.71 -- -- -- Laoba 1500 1600 1575 1742 10.63 2200 2500 1980 2467.5 24.62 Dianyuan,Songming

Zhouda 650 540 682.5 588 -13.84 1400 1600 1260 1579.2 25.33 Shanjiao 1860 1860 1953 2026 3.71 6100 6100 5490 6020.7 9.67 Songyang,Songming

Dong 600 600 630 653 3.71 1275 1250 1147.5 1233.75 7.52

Yangqiao,Songming Xishan 775 770 813.75 839 3.05

1200 1200 1080 1184.4 9.67

Total 942.43 906.71 989.55 987 -0.22 1570.11 1498.84 1413.09 1338.47 -5.28


71

Survey Matrix of the follow-up survey on affected villages（E）

Item Output Value of Orchard per mu(yuan) Economic Income(Ten Thousands)1

Township, County Administrative Village Baseline Jan.-June 2008 July-Dec. 2008 Jan.-June 2009 ±% Baseline Jan.-June 2008 July-Dec.2008 Jan.-June 2009 ±%

Qinghai -- -- -- -- 692.3 451.7 479.76 468.86 -2.27 Xintian 1250 1200 1347.50 1206 -10.5 381.5 211.5 264.38 219.54 -16.96

Jinsuo, Xundian

Zetie 1453 850 1566.33 854 -45.46 1140 490 790.02 508.62 -35.62 Luliu -- -- -- 0 -- 114.8 74.07 79.56 76.88 -3.36 Diansha,Xundian

Haiwei 500 2500 539.00 2512 366.14 663.7 168 459.94 174.38 -62.09 Enjia 1000 800 1078.00 804 -25.42 34 25 23.56 25.95 10.14 Wu -- -- -- 0 -- 96.3 55.5 66.74 57.61 -13.68

Tuoqi -- -- -- 0 -- 71.8 61 49.76 63.32 27.25 Liushao,Xundian

Maanshan 1000 1000 1078.00 1005 -6.77 69.8 34.9 48.37 36.23 -25.11 Huangtupo 1000 1300 1078.00 1307 21.2 383 198 265.42 205.52 -22.57

Sanyingzhuang -- -- -- 0 -- 717 450 496.88 467.10 -5.99 Daliusuo 2000 -- -- 0 -- 974 845 674.98 877.11 29.95

Tianqiaodi -- -- -- 0 -- 1203 510.9 833.68 530.31 -36.39 Dianxin 1300 3000 1401.40 3015 115.14 2864 1604 1984.75 1664.95 -16.11 Duohe 1000 1000 1078.00 1007 -6.56 956 478 662.51 496.16 -25.11

Yangjie,Xundian

Dianlong -- -- -- 0 -- 649 324.5 449.76 336.83 -25.11 Laoba 500 500 539.00 505 -6.24 658 380 455.99 394.44 -13.50 Dianyuan,Songming

Zhouda 1100 1100 1185.80 1117 -5.77 1249 685 865.56 711.03 -17.85 Shanjiao 3200 3200 3449.60 3216 -6.77 6822 3545 4727.65 3679.71 -22.17 Songyang,Songming

Dong 10000 10000 10780.00 10111 -6.21 298.5 160 206.86 166.08 -19.71


72

Yangqiao,Songming Xishan 2100 2100 2263.80 2130 -5.89 2180 1610 1510.74 1671.18 10.62 Total 1957.36 2196.15 2110.03 1440 -5.89 1057.99 588.67 733.19 611.04 -16.66

Survey Matrix of the follow-up survey on affected villages（F）

Item Output of Labor Force(Ten Thousands)1 Average Area of Housing per capita(m2)

Township, County Administrative Village Baseline Jan.-June 2008 July-Dec. 2008 Jan.-June 2009 ±% Baseline Jan.-June 2008 July-Dec.2008 Jan.-June 2009 ±%

Qinghai 14 11 8.32 8.558 2.86 29 29 29 29 0.00 Xintian 15 8 8.92 6.224 -30.22 14 14 14 14 0.00

Jinsuo, Xundian

Zetie 50 30 29.72 23.34 -21.47 30 30 30 30 0.00 Luliu -- -- -- 0 0.00 10.7 10.34 10.34 10.34 0.00 Diansha,Xundian

Haiwei 9.7 6 5.77 4.668 -19.10 18 18 18 18 0.00 Enjia -- -- -- 0 0.00 15 15 15 15 0.00 Wu 5 2 2.97 1.556 -47.61 40 40 40 40 0.00

Tuoqi 4 3 2.38 2.334 -1.93 35 35 35 35 0.00 Liushao,Xundian

Maanshan 8 5 4.76 3.89 -18.28 30 30 30 30 0.00 Huangtupo 150 70 89.17 54.46 -38.93 20 20 20 20 0.00

Sanyingzhuang 126 66 74.90 51.348 -31.44 20 20 20 20 0.00

Daliusuo 46 23 27.34 17.894 -34.55 20 20 20 20 0.00 Tianqiaodi 66 30 39.23 23.34 -40.50 25 25 25 25 32.00

Dianxin 120 60 71.33 46.68 -34.56 25 25 25 25 0.00 Duohe 30.9 15.5 18.37 12.059 -34.35 20 20 20 20 0.00

Yangjie,Xundian

Dianlong 168 80 99.87 62.24 -37.68 20 20 20 20 0.00


73

Laoba 30 20 17.83 15.56 -12.73 68.5 68 68 68 0.00 Dianyuan,Songming

Zhouda 49 27 29.13 21.006 -27.89 23.5 21.6 21.5 21.5 0.00 Shanjiao 163 92 96.89 71.576 -26.13 28 27.8 27.7 27.7 0.00 Songyang,Songming

Dong 5 4 2.97 3.112 4.78 18.6 18.5 18.5 18.5 0.00

Yangqiao,Songming Xishan 519 350 308.51 272.3 -11.74 40.9 40 40 40 0.00

Total 83.08 47.50 49.39 33.44 -32.30 26.25 26.44 26.44 26.44 0.00

Survey Matrix of the follow-up survey on affected villages（G）

Item Class（No.） Shop（No.）

Township, County Administrative Village Baseline Jan.-June 2008 July-Dec. 2008 Jan.-June 2009 ±% Baseline Jan.-June 2008 July-Dec. 2008 Jan.-June 2009 ±%

Qinghai 10 10 10 10 0.00 11 11 11 11 0.00 Xintian 15 15 15 15 0.00 11 11 11 11 0.00 Jinsuo,Xundian

Zetie 14 14 14 14 0.00 25 25 25 25 0.00 Luliu 3 3 3 3 0.00 3 3 3 3 0.00 Diansha,Xundian

Haiwei 6 6 6 6 0.00 12 7 7 7 0.00 Enjia 4 4 4 4 0.00 5 5 5 5 0.00 Wu 2 2 2 2 0.00 3 3 3 3 0.00

Tuoqi 5 5 5 5 0.00 2 2 2 2 0.00 Liushao,Xundian

Maanshan 3 3 3 3 0.00 3 3 3 3 0.00 Huangtupo 8 8 8 8 0.00 9 9 9 9 0.00

Sanyingzhuang 11 11 11 11 0.00 10 10 10 10 0.00

Yangjie,Xundian

Daliusuo 8 8 8 8 0.00 6 6 6 6 0.00


74

Tianqiaodi 12 12 12 12 0.00 8 8 8 8 0.00 Dianxin 21 21 21 21 0.00 9 9 9 9 0.00 Duohe 10 10 10 10 0.00 8 8 8 8 0.00

Dianlong 15 15 15 15 0.00 8 8 8 8 0.00 Laoba 7 7 7 7 0.00 7 7 7 7 0.00 Dianyuan,Songming

Zhouda 7 7 7 7 0.00 3 3 3 3 0.00 Shanjiao 8 8 8 8 0.00 12 12 12 12 0.00 Songyang,Songming

Dong 7 7 7 7 0.00 3 3 3 3 0.00

Yangqiao,Songming Xishan 7 7 7 7 0.00 11 11 11 11 0.00

Total 183 183 183 183 0.00 169 164 164 164 0.00

Survey Matrix of the follow-up survey on affected villages（H）

Item Clinic（No.） Household equipped telephone（Household）

Township, County Administrative Village Baseline Jan.-June 2008 July-Dec. 2008 Jan.-June 2009 ±% Baseline Jan.-June 2008 July-Dec. 2008 Jan.-June 2009 ±%

Qinghai 3 3 3 3 0.00 260 265 273 280 2.70 Xintian 4 4 4 4 0.00 230 230 234 243 3.99 Jinsuo,Xundian

Zetie 4 4 4 4 0.00 1050 1100 1108 1164 5.04 Luliu 1 1 1 1 0.00 4 4 4 4 5.80 Diansha,Xundian

Haiwei 2 2 2 2 0.00 234 255 257 270 4.98 Enjia 1 1 1 1 0.00 103 113 118 120 1.32 Wu -- -- 136 140 142 148 4.31

Liushao,Xundian

Tuoqi 1 1 1 1 0.00 103 103 105 109 3.78


75

Maanshan 1 1 1 1 0.00 30 35 36 37 2.86 Huangtupo 1 1 1 1 0.00 370 390 397 413 3.93

Sanyingzhuang 1 1 1 1 0.00 460 460 464 487 4.89 Daliusuo 1 1 1 1 0.00 400 400 402 423 5.27

Tianqiaodi 1 1 1 1 0.00 650 655 657 693 5.48 Dianxin 1 1 1 1 0.00 615 615 620 651 4.95 Duohe 1 1 1 1 0.00 300 300 308 317 3.05

Yangjie,Xundian

Dianlong 1 1 1 1 0.00 460 460 467 487 4.21 Laoba 1 1 1 1 0.00 407 407 412 431 4.52 Dianyuan,Songming

Zhouda 3 3 3 3 0.00 268 270 279 286 2.39 Shanjiao 1 1 1 1 0.00 868 876 882 927 5.08 Songyang,Songming

Dong 1 1 1 1 0.00 400 400 403 423 5.01

Yangqiao,Songming Xishan 1 1 1 1 0.00 586 586 589 620 5.26 Total 31 31 31 31 0.00 7934 8064 8157 8532 4.59

Survey Matrix of the follow-up survey on affected villages（I）

Item Average Net Income per capita（yuan） Permanent Acquired Land

(Up to June.30th 2009) House Demolishment (Up to June.30th 2009)

Affected Population (Up to June.30th 2009)

Township, County Administrative

Village Baseline Jan.-June

2008 July-Dec.2008Jan.-June

2009 ±% Area

（mu） Compensation（yuan）

Area（m2）

Compensation（yuan） Household Population

Qinghai 1379 1000 1034.25 1058.30 2.33 67.2 27.1 0 0 1 4

Xintian 748 683 486.2 722.82 48.67 81.8 86.3 0 0 3 12

Jinsuo, Xundian Zetie 1478 800 960.7 846.64 -11.87 116.2 117.7 0 0 5 21


76

Luliu 847 460 550.55 486.82 -11.58 87.8 52.8 0 0 2 8

Diansha, Xundian Haiwei 1005 580 653.25 613.81 -6.04 452.1 267.3 2340.4 275 49 197

Enjia 800 405 520 428.61 -17.57 382.7 421.9 0 0 20 78

Wu 780 430 507 455.07 -10.24 140.5 110.5 0 0 0 0

Tuoqi 750 480 487.5 507.98 4.20 123.4 157.6 0 0 5 20

Liushao, Xundian Maanshan 913 540 593.45 571.48 -3.70 768.4 442.5 0 0 68 271

Huangtupo 1683.5 845 1094.275 894.26 -18.28 303.8 268 0 0 7 26

Sanyingzhuang 1749.1 849.1 1136.915 898.60 -20.96 105.7 38.7 0 0 2 6

Daliusuo 2363 1182 1535.95 1250.91 -18.56 184.6 163 0 0 12 48

Tianqiaodi 1576.5 789 1024.725 835.00 -18.52 132.2 47.2 0 0 12 46

Dianxin 1638.3 820 1064.895 867.81 -18.51 200.1 89.9 0 0 13 50

Duohe 2136 1069 1388.4 1131.32 -18.52 67.9 55.7 0 0 0 0

Yangjie,Xundian Dianlong 1780.4 830 1157.26 878.39 -24.10 125.1 91.4 0 0 12 46

laoba 2123 1114.5 1379.95 1179.48 -14.53 0 0 0 0 0 0

Dianyuan,Songming Zhouda 2266.6 1089.5 1473.29 1153.02 -21.74 49.5 41 0 0 4 17

Shanjiao 2787 1460 1811.55 1545.12 -14.71 43.7 7.8 0 0 2 8

Songyang,Songming Dong 2600 1400 1690 1481.62 -12.33 408.3 374.5 0 0 66 265

Yangqiao,Songming Xishan 2816 1570 1830.4 1661.53 -9.23 296 622.8 0 0 35 141

Total 1629.50 876.00 1065.74 927.08 -10.28 5719.9 3758.7 2340.4 275 316 1264


77

Annex Ⅱ Survey Matrix of the household-survey on affected villages along Qingshuihai Water Supply Project

Survey Matrix of the household-survey（A）—— Family Members Survey Duration Jan.-June 2009 Township,County Diansha,Xundian Jinsuo,Xundian Dianyuan,Songming

Administrative VillageTotal

Haiwei Qinghai Xintian Laoba

Village Group Baseline Jan.-June 2008 July-Dec.2008

Jan.-June 2009

Haiwei No.2

Haiwei No.3

Haiwei No.4

Haiwei No.5

Haiwei No.6

Qinghai No.1

Qinghai No.2 Laohaitou Huaqing Laoba Deshi

1. For all Family Members in Sample Household a. Household（No.） 289 289 287 287 8 9 9 22 10 11 18 3 12 105 80

b. Population 1109 1103 1069 1057 32 31 39 70 36 52 77 10 46 353 311 c.Ratio（%） 100 100 100 100 2.90 3.37 3.84 6.17 3.37 4.96 6.55 0.94 5.80 34.24 27.88

d. Sex role Male (Person) 566 564 552 542 19 17 17 39 20 27 38 9 33 187 146

Female (Person) 543 539 517 515 12 19 24 27 16 26 32 5 29 179 148 e. Age distribution

0-15 Years (Person) 243 239 236 231 3 7 8 24 13 10 9 4 18 73 67 Over 16 year (Person) 866 864 833 826 28 29 33 42 23 43 61 6 44 293 231

f. Nationality Han Nationality

(Person) 1102 1092 1063 1051 31 36 41 61 38 51 70 10 60 366 298

Ethnic minority (Person) 7 11 6 6 0 0 0 2 0 2 0 0 2 0 0

2．For 16 & above 16 years old a. Education level

Illiterate (Person) 16 21 18 18 1 1 2 0 8 1 3 0 0 1 1 Primary school

(Person) 439 439 420 404 8 18 8 15 9 26 28 4 38 146 120

Junior secondary school(Person) 297 292 279 275 14 9 11 19 6 15 27 2 4 92 80

Senior secondary school 93 92 92 103 1 0 6 7 0 1 2 0 2 46 27


78

(Person) Junior college or above

(Person) 21 20 21 26 4 1 6 1 0 0 1 0 0 5 3

Total （Illiterate Excluding）(Person) 850 843 812 808 27 28 31 42 15 42 58 6 44 289 230

b. Marital status Unmarried(Person) 157 153 149 151 7 5 6 6 0 14 22 0 5 43 41

With spouse(Person) 652 651 628 594 20 22 25 34 22 24 36 6 36 225 170 Divorced(Person) 7 8 10 46 0 0 1 1 0 1 2 0 0 5 0

Spouse died(Person) 47 48 47 33 1 2 1 1 1 4 1 0 3 13 20 Others(Person) 3 4 4 2 0 0 0 0 0 0 0 0 0 4 0 Total (Person) 866 864 833 826 28 29 33 42 23 43 61 6 44 290 231

c. Employment status 不在业人口（人） 159 153 156 196 7 8 9 8 4 6 8 0 2 50 51

在业人口（人） 707 711 677 630 21 21 24 34 19 37 53 6 42 240 180

小计（人） 866 864 833 826 28 29 33 42 23 43 61 6 44 290 231 d. Occupation Distribution for Employed

Worker(Person) 19 18 18 3 0 0 1 0 0 0 0 0 0 14 3 Laborer in agriculture,

forestry, animal husbandry and fishery(Person)

646 646 612 545 21 21 19 30 18 35 53 6 40 197 172

Business personnel(Person) 28 30 30 52 0 0 0 2 0 0 0 0 2 25 1

Person of culture, education or health

care(Person) 4 6 6 8 0 0 1 1 0 2 0 0 0 2 0

Person in organ or public

institution(Person) 3 3 3 6 0 0 3 0 0 0 0 0 0 0 0

Others(Person) 7 8 8 16 0 0 0 1 1 0 0 0 0 2 4 Total(Person) 707 711 677 630 21 21 24 34 19 37 53 6 42 240 180

e. Unemployment Undergraduate(Person) 83 78 78 89 6 5 4 3 0 3 6 0 2 21 28 House keeper(Person) 9 10 10 11 0 2 0 2 0 3 0 0 0 1 2

Idler (Person) 1 1 1 23 0 0 0 0 0 0 0 0 0 0 1 Retiree(Person) 3 3 3 4 0 0 2 0 0 0 0 0 0 0 1


79

Forfeit ability of labor(Person) 60 59 59 59 1 1 3 3 4 0 2 0 0 26 19

Others(Person) 3 2 5 10 0 0 0 0 0 0 0 0 0 5 0 Total(Person) 159 153 156 196 7 8 9 8 4 6 8 0 2 50 51

Survey Matrix of the household-survey（B）—— Household Property and Residential Conditions

Survey Duration Jan.-June 2009

Township,County Diansha Xundian Jinsuo Xundian Dianyuan

Songming

Administrative Villag

Total

Haiwei Qinghai Xintian Laoba

Village Group BaselineJan.-June

2008 July-Dec.2008 Jan.-June 2009

Haiwei

No.2

Haiwei

No.3

Haiwei

No.4

Haiwei

No.5

Haiwei

No.6

Qinghai

No.1

Qinghai

No.2 Laohaitou Huaqing Laoba Deshi

a. Household（No.） 289 289 287 287 8 9 9 22 10 11 18 3 12 105 80

b. Population（No.） 1109 1103 1069 1057 31 36 41 66 36 53 70 10 62 366 298

c.Ratio（%） 100 100 100 100 2.90 3.37 3.84 6.17 3.37 4.96 6.55 0.94 5.80 34.24 27.88 1. Household Property

Color TV(set) 269 269 272 274 8 7 9 22 6 10 17 3 12 99 79

Black-and-white

TV(set) 17 18 14 10 0 0 0 2 0 0 0 0 1 4 7

DVD(set) 191 192 201 189 4 0 3 20 5 5 0 0 11 90 63

Refrigerator(set) 43 45 40 32 0 0 1 5 0 1 2 0 2 17 12

Washing

Machine(set) 214 215 202 198 3 2 9 19 7 9 13 2 5 58 75

Computer(set) 9 8 5 818 0 1 0 0 0 0 0 0 0 4 0

Microwaver(set) 104 104 107 52 0 0 1 17 2 0 7 2 5 67 6

Water Heater(set) 81 84 77 70 0 0 4 17 3 1 7 0 5 26 14


80

Air Condition(set) 3 3 4 4 0 0 0 1 0 0 0 0 2 1 0

Water

dispenser(set) 127 128 131 103 0 0 4 4 0 0 2 1 4 59 57

Electric cooker(set) 390 393 393 309 8 8 11 40 11 12 18 3 15 186 81

Fixed phone(set) 121 120 120 184 4 1 2 2 7 0 10 0 6 39 49

Mobile phone(set) 364 368 377 297 9 6 15 34 10 10 8 2 11 192 80

Motorcycle(set) 87 87 95 96 0 0 2 8 3 5 8 2 10 29 28

Auto(set) 32 33 30 44 0 0 2 3 0 2 2 0 0 13 8

Bicycle(set) 40 42 45 7 0 0 1 0 0 1 1 1 2 7 32

Electric Fan(set) 64 61 59 52 0 0 1 4 0 0 8 2 9 31 4

Furniture(set) 393 398 386 563 5 5 9 53 19 9 10 2 41 157 76

Sewing

machine(set) 127 127 127 682 0 0 3 6 4 3 7 0 3 56 45

Livestock(set) 1289 1285 1286 929 19 44 87 148 151 16 27 5 192 297 300

Tractor(set) 3 4 6 2007 0 0 0 0 0 0 0 1 1 2 2

Thresher(set) 124 126 122 28 0 0 0 3 0 1 2 0 6 49 61

Trailer(set) 249 248 239 208 10 7 10 33 13 8 13 1 12 60 72

Water pump(set) 101 101 101 1511 0 0 1 1 0 0 0 0 1 55 43

Mechanical grain

grinding mill(set) 20 20 21 14 0 0 0 8 0 0 1 1 4 5 2

Other production

machines(set) 14 16 17 7 0 1 0 0 0 0 0 1 6 7 2

Living

Materials(set) 2676 2695 2685 3697 41 30 77 257 77 68 120 20 144 1135 716

Production Materials(set)

1786 1784 1775 1833 29 51 98 193 164 25 43 8 216 468 480

2. Residential Conditions


81

Domestic Water

1)Tap Water（%） 94.12 94.12 93.73 89.20 100.00 77.78 100.00 100.00 100.00 81.82 88.89 100.00 8.33 100.00 100.00

2)Well Water（%） 1.38 1.38 1.39 6.62 0.00 11.11 0.00 0.00 0.00 18.18 5.56 0.00 0.00 0.00 0.00

3) Water from river

and pond(%) 4.50 4.50 4.88 4.18 0.00 11.11 0.00 0.00 0.00 0.00 5.56 0.00 91.67 0.00 0.00

Power Supply 1) Ensured（%） 98.62 98.27 93.38 94.08 100.00 66.67 100.00 95.45 90.00 100.00 100.00 100.00 100.00 100.00 100.00

2) Have but not

ensured (%) 1.04 1.38 6.27 5.57 0.00 33.33 0.00 4.55 0.00 0.00 0.00 0.00 0.00 0.00 0.00

3) Have not（%） 0.35 0.35 0.35 0.35 0.00 0.00 0.00 0.00 10.00 0.00 0.00 0.00 0.00 0.00 0.00 Housing Type

Bungalow（%） 36.00 13.15 13.55 13.78 12.50 44.44 55.56 13.64 50.00 54.55 16.67 100.00 58.33 0.95 0.00

Storey Building

（%） 64.00 86.85 86.45 86.22 87.50 55.56 44.44 86.36 50.00 45.45 83.33 0.00 41.67 99.05 100.00

Brick-concrete

Area（m2） 208.89 192.05 195.13 196.1 8.75 42.06 20.00 7.27 0.00 51.82 34.44 59.33 89.17 62.16 56.71

Age（year） 2 2.3 2.3 2.3 0.63 1.33 2.22 0.14 0.00 4.27 2.28 5.00 5.00 2.09 2.39

Brick-wood

Area（m2） 190.43 160.69 162.45 165.2 17.50 0.00 85.11 96.82 164.20 32.73 27.34 0.00 120.67 30.29 7.41

Age（year） 4.35 4.38 4.38 4.38 2.88 0.00 5.00 7.41 11.80 3.00 3.28 0.00 13.00 1.39 0.39

Frame-concrete

Area（m2） 204.52 118.57 118.57 118.6 0.00 0.00 0.00 0.00 38.00 0.00 21.11 0.00 26.67 3.81 2.20

Age（year） 2.1 2.2 2.2 2.2 0.00 0.00 0.00 0.00 3.90 0.00 3.94 0.00 7.42 0.10 0.18

Earth-wood

Area（m2） 224.23 250.62 249.8 277.6 65.00 89.22 66.67 25.45 49.30 24.55 114.97 26.67 93.50 324.46 128.54

Age（year） 13.9 14.8 14.8 14.8 18.50 23.89 11.78 4.59 13.00 5.27 15.22 13.33 30.75 14.68 11.76 Communication Conditions


82

1）To bus station

Distance（km） 4.26 4.26 6.08 8.45 30 2.3 3.74 7.00 1.69 0.75 4.44 0.93 5.00 5.00 1.00 Way of

Communication

1）On foot（%） 16.96 16.95 42.16 25 0.00 100.00 55.56 0.00 80.00 100.00 11.11 66.67 100 0.00 0.00

2）By bus（%） 83.04 83.05 57.84 72 100.00 0.00 44.44 100.00 20.00 0.00 88.89 33.33 0.00 100.00 100.00

3）By bicycle（%） 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4）Other（%） 0.00 0.00 2 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00

Spent Time（min） 21.3 20.7 28.15 29.02 56.00 36.6 12.11 15.68 6.80 13.63 23.61 48.33 60.00 30.00 5.00 2)To the Location

of County Government

Distance（km） 17.03 16.98 19.97 19.91 30.00 27.00 31.11 29.27 31.00 12.00 18.67 17.33 35.00 17.71 5.00 Way of

Communication

1）On foot（%） 0.00 0.00 0.00 4 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00

2）By bus（%） 100.00 98.99 99.65 94 100.00 88.89 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00

3）By bicycle（%） 0.00 0.35 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4）Other（%） 1.01 0.00 2 0.00 11.11 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00

Spent Time（min） 53.5 53.65 39.05 44.04 56.00 66.67 106.67 41.36 56.00 60.00 60.00 60.00 180.00 59.43 20.00 3）To Towns


Communication

1）On foot（%） 0.00 0.00 25.78 10 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00

2）By bus（%） 100.00 98.99 73.52 86 100.00 88.89 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00

3）By bicycle（%） 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4）Other（%） 1.01 0.00 4 0.00 11.11 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00

Spent Time（min） 30.2 30.63 32.39 27.18 15.00 20.56 19.44 15.18 15.00 60.00 41.11 46.67 120.00 30.00 20.00 4）To Primary

School


83


Communication

1）On foot（%） 99.31 99.41 99.30 99 100.00 100.00 100.00 100.00 100.00 100.00 94.44 100.00 100.00 99.05 100.00

2）By bus（%） 0.69 0.59 0.70 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5.56 0.00 0.00 0.95 0.00

3）By bicycle（%） 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4）Other（%） 0.00 0.00 1 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00

Spent Time（min） 11.1 11.49 11.89 13.65 7.38 13.67 7.11 9.54 7.9 11.82 14.06 5.66 40.00 5.27 15.00 5） To Middle

School


Communication

1）On foot（%） 0.00 0.00 27.18 11 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00

2）By bus（%） 100.00 98.99 72.82 85 100.00 88.89 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00

3）By bicycle（%） 0.00 0.00 1 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4）Other（%） 1.01 0.00 2 0.00 11.11 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00

Spent Time（min） 31.4 31.83 31.87 27.23 15.00 23.89 29.44 17.73 15.00 50.00 55.00 40.00 120.00 30.10 20.00 6） To Hospital


Communication

1）On foot（%） 23.18 59.29 0.42 28 0.00 77.78 100.00 0.00 80.00 100.00 94.44 100.00 100.00 0.00 0.00

2）By bus（%） 76.82 39.70 0.58 67 100.00 11.11 0.00 100.00 20.00 0.00 5.56 0.00 0.00 100.00 100.00

3）By bicycle（%） 0.00 0.00 3 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4）Other（%） 1.01 0.00 2 0.00 11.11 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00

Spent Time（min） 22.5 22.13 28.86 25.5 15.00 23.11 9.44 17.50 8.90 14.09 10.67 10.67 40.00 30.00 20.00


84

Survey Matrix of the household-survey（C）——Financial Status

Survey Duration Jan.-June 2009 Township, County Diansha, Xundian Jinsuo Xundian Dianyuan Songming

Administrative Village Total

Haiwei Qinghai Xintian Haiwei

Village Group Baseline Jan.-June 2008 July-Dec.2008

Jan.-June 2009

Haiwei No.2

Haiwei No.3

Haiwei No.4

Haiwei No.5

Haiwei No.6

Qinghai No.1


a. Household （No.） 289 289 287 287 8 9 9 22 10 11 18 3 12 105 80 b. Population（No.） 1109 1103 1069 1057 31 36 41 66 36 53 70 10 62 366 298

c. Ratio（%） 100 100 100 100 2.90 3.37 3.84 6.17 3.37 4.96 6.55 0.94 5.80 34.24 27.88 1. Land Area

1) Paddy Field（mu） 797.64 706.54 695.4 434.1 8.23 22.90 0.00 2.64 0.00 0.00 34.14 1.90 0.00 370.64 230.76 2)Dry Land（mu） 2115.48 1940.43 1860.43 1253.1 5.87 46.74 18.81 133.48 55.01 58.90 111.29 9.50 436.81 808.17 158.84 3)Woodland（mu） 699.38 661.74 631.74 453.34 18.72 43.70 6.27 287.09 93.58 14.06 14.29 0.00 17.96 129.39 3.61

4)Garden（mu） 179.18 172.8 152.8 148.1 0.00 0.48 0.00 0.00 0.48 0.00 0.00 0.00 10.26 42.18 110.77 5)Waste land（mu） 167.62 170.19 168.19 139 0.00 106.96 0.00 0.95 0.00 0.00 0.00 0.00 28.50 23.37 1.90

6)Housing Plot（mu） 109.82 74.57 71.565 69.8 0.00 1.43 0.00 4.47 0.00 0.95 0.95 0.00 1.90 60.58 0.57 7)Building Plot（mu） 5.78 3 2.4 2.2 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2.85 0.00 0.00 8)Water Area（mu） 14.45 8.86 6.86 6.2 0.00 0.00 0.00 0.00 3.80 0.00 4.62 0.00 0.00 0.00 0.00

Total（mu） 4089.35 3738.13 3589.39 2505.84 32.81 222.21 25.08 428.62 152.86 73.91 165.29 11.40 498.28 1434.33 506.45 2.Income

1)Grain planting(yuan) 9286.34 2655.20 3814.12 3610.98 39543.00 24266.76 29028.58 52417.26 25548.60 49761.46 84894.46 17934.00 38866.80 219618.00 170128.00 2)Forestry or other

crops planting(yuan) 2553.33 783.05 942.76 1067.21 0.00 490.00 0.00 34829.20 19321.68 7824.32 0.00 0.00 1187.76 50813.00 107310.00

3)Fishery or poultry farming(yuan) 854.92 308.36 281.75 318.69 0.00 0.00 0.00 39860.52 7236.32 0.00 0.00 0.00 7897.82 15680.00 16660.00

4)Industry(yuan) 37.27 32.87 2.36 2.33 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5880.00 3430.00 5)Construction(yuan) 199.05 266.19 169.58 191.99 0.00 0.00 2382.38 2450.00 0.00 0.00 0.00 0.00 0.00 23030.00 47530.00

6)Transportation(yuan) 250.17 132.88 283.81 321.02 0.00 0.00 5157.74 8663.20 0.00 0.00 0.00 0.00 0.00 13034.00 10780.00 7)Commerce and

service(yuan) 441.94 410.26 528.76 598.51 0.00 0.00 0.00 7561.68 2940.00 0.00 0.00 0.00 0.00 73843.00 31850.00

8)Others(yuan) 644.10 1330.45 830.23 248.88 686.00 0.00 7644.00 3567.20 0.00 1176.00 0.00 0.00 1749.30 278001.50 83986.00 Total (yuan) 14267.12 5937.44 6865.14 6359.59 40229.00 24756.76 44186.24 149349.06 55046.60 58761.29 84894.46 17934.00 50681.68 683109.00 472654.00

3.Out-town odd-jobbers


85

Number of out-town odd-jobbers（person） 126 119 68 65 5 0 1 9 2 0 0 0 1 41 18

Occupational distribution of

out-town odd-jobbers

1) Grain Planting (%) 1.59 0.84 0 1.54 0 0 0 50 0 0 0 2) Forestry or other crops planting (%) 0.79 2.52 0 1.54 0 0 0 0 0 2.44 0

3) Fishery or poultry farming (%) 8.73 2.52 6.15 0 0 0 0 0 0 0 0

4) Industry (%) 8.73 10.92 3.76 3.08 0 0 11.11 0 0 2.44 0 5) Construction

Industry (%) 23.02 27.73 8.12 16.92 20 100 11.11 0 0 12.2 50

6) Transportation Industry (%) 6.35 2.52 33.24 6.15 20 0 0 50 0 4.88 0

7) Commerce or service industry(%) 30.95 44.54 29.44 55.38 0 0 77.78 0 100 60.98 50

8)Other trades 19.84 8.40 19.28 15.38 60 0 0 0 0 14.63 0 Geographic

distribution of out-town

odd-jobbers(%)

1)Local villages or towns(%) 19.84 9.24 10.29 11.11 60 100 11.11 100 100 4.88 0

2)Other villages or towns of the local

county (%) 11.90 10.08 7.35 5.56 0 0 44.44 0 0 7.32 0

3)Other counties of the local city(%) 44.44 52.94 51.47 44.44 40 0 44.44 0 0 65.85 66.67

4)Other cities of the local province (%) 15.08 21.85 22.06 33.33 0 0 0 0 0 12.2 16.67

5)Other provinces(%) 8.73 5.88 8.82 5.56 0 0 0 0 0 9.76 16.67 6)Foreign countries

(%) 0.00 0.00 0.00 0 0 0 0 0 0 0 0

Average Income (yuan) 941.75 867.04 890.66 864.31 876.3 1096.48 521.89 978.5 869.3 999.21 708.49

4. Expenditure Expenditure for

Production (yuan) 2257.44 1593.06 1415.16 2524.28 793.75 1555.56 3088.89 1266.82 635.00 1245.45 713.89 933.33 1433.33 1690.48 2098.13


86

Expenditure for Living (yuan) 1809.18 890.42 957.7 5104.19 5285 5264.44 7946.22 7965.45 4228.00 4236.36 3730.56 1983.33 5015.83 5923.81 4691.68

1) Cultural Eduction(yuan) 2257.44 1593.06 1415.16 791.15 2300 883.33 1994.44 715.45 1840.00 545.45 1200.00 200.00 1691.67 2857.14 783.17

2)Grain(yuan) 1809.18 890.42 957.7 639.77 1075 972.22 943.11 1272.73 860.00 945.45 683.33 550.00 891.67 428.57 1153.03 Self-production(yuan) 1066.48 644.92 543.66 328.83 287.5 116.67 305.56 256.36 230.00 418.18 477.78 166.67 891.67 428.57 1086.78

Purchasing(yuan) 742.7 245.49 404.22 307.69 787.5 855.56 637.56 1016.36 630.00 527.27 205.56 383.33 0.00 0.00 66.25 3)Non-Staple Food(yuan) 1483.22 387.39 275.64 292.20 38.75 205.56 266.67 1252.27 31.00 209.09 66.67 0.00 175.83 238.10 364.20

4)Fuel(yuan) 879.17 623.53 502.58 442.23 443.75 631.11 1216.67 943.18 355.00 690.91 588.89 466.67 950.00 571.43 397.77 5)Clothes(yuan) 1228.58 858.48 867.77 519.69 296.25 305.56 750.00 1100.45 237.00 454.55 472.22 233.33 575.00 847.62 451.52

6)Health Care(yuan) 1713.15 1252.25 944.29 813.05 687.5 1816.67 1925.33 1478.18 550.00 772.73 230.56 166.67 98.33 447.62 650.27 7)Socializing(yuan) 1850.45 1031.00 1022.37 654.43 443.75 450.00 850.00 1203.18 355.00 618.18 488.89 366.67 633.33 533.33 891.74

Survey Matrix of the household-survey（D）—— Evaluation of present living situation and Economic Recovery

Survey Duration January-June.2009 Township,

County Diansha Xundian Jinsuo Xundian Dianyuan Songming

Administrative Village

Average/Total

Haiwei Qinghai Xintian Haiwei

Village Group Baseline Jan.-June 2008 Baseline Jan.-June.2009

Haiwei No.2

Haiwei No.3

Haiwei No.4

Haiwei No.5

Haiwei No.6

Qinghai No.1


a. Household （No.） 289 289 287 287 8 9 9 22 10 11 18 3 12 105 80

b. Population（No.） 1109 1103 1069 1057 31 36 41 66 36 53 70 10 62 366 298

c. Ratio（%） 100 100 100 100 2.90 3.37 3.84 6.17 3.37 4.96 6.55 0.94 5.80 34.24 27.88 Evaluation of present living situation 1.Evaluation of production conditions

Rather good（%） 9.69 6.23 6.27 5.92 0.00 0.00 0.00 0.00 0.00 0.00 5.56 0.00 0.00 5.71 13.41 Superior（%） 13.84 12.80 15.33 20.21 0.00 0.00 0.00 31.82 20.00 0.00 0.00 0.00 0.00 7.62 24.39 Average（%） 67.13 64.36 70.38 64.81 100.00 22.22 33.33 54.55 50.00 90.91 88.89 100.00 66.67 72.38 52.44 Inferior（%） 7.27 13.15 6.62 7.67 0.00 55.56 11.11 13.64 30.00 9.09 5.56 0.00 16.67 14.29 8.54

Rather bad（%） 2.08 3.46 1.39 1.39 0.00 22.22 55.56 0.00 0.00 0.00 0.00 0.00 16.67 0.00 1.22 2. Evaluation of Their Financial Status in the Village


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Rather bad（%） 3.11 3.81 1.74 1.05 0.00 44.44 33.33 0.00 0.00 0.00 0.00 0.00 0.00 1.90 2.44 3. Evaluation of Present Residential Environment


Rather bad（%） 3.46 5.19 2.44 2.79 0.00 44.44 77.78 0.00 20.00 0.00 0.00 0.00 8.33 0.00 1.22 4. Evaluation of Neighborhood Relation


Rather bad（%） 0.69 0.69 0.00 5.23 0.00 11.11 0.00 0.00 0.00 0.00 5.56 0.00 0.00 0.00 0.00 5. Evaluation of Life Satisfaction


Rather bad（%） 4.15 5.19 15.68 8.71 0.00 22.22 22.22 0.00 60.00 0.00 0.00 0.00 25.00 0.00 2.44

Annex Ⅲ Survey sheet of economic rehabilitation on affected

villages (from January to June 2009)

Follow-up Village

Newly-added area

for orchard（mu）

Newly-added area

for economic crops（mu）

Newly-addedlivestock（each）

Additional outworkers

through doing odd

works for others（person）

Additional income for per

household（yuan）

Worked for

Qingshuihai

Project

（Person）

Qinghai Xintian 147 15 58 58 Jinsuo

Zetie Luliu 31 160 160

Diansha Haiwei 15 180 200 20 20 20 Enjia Wu 32 103 103

Tuoqi Liushao

Maanshan Huangtupo

Sanyingzhuang Daliusuo

Tianqiaodi Dianxin 27 50 50 Duohe

Xun

dian

Yangjie

Dianlong 18 30 30 laoba 350 35 60 60

Dianyuan Zhouda Shanjiao

Songyang Dong 50 100 38 20 20 So

ngm

ing

Yangqiao Xishan 50 325 845 Total 115 955 1192 216 501 501


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Annex Ⅳ Status of public participation in Qingshuihai Water Supply Project (From January to June 2009)

Time Location Subject Participant Issues

6th March 2009

Haiwei Relocation Plot in Xundian

County, Ganchong, Renjiahou

Relocation Plot in Songming County

Field Survey on relocation plot

Vice monitor of relocation plot construction,

monitoring staff, the representatives of

Qingshuihai Company and Resettlement Office

Field Survey on the situation of house building, road recovery, Water supply, power supply and afforestation in Haiwei Relocation Plot, and the construction progress of ground

flattering, stone barrier, housing plot distribution of Deshi Ganchong, Laoba Rejiahou Relocation Plot

12th March 2009

Resettlement Office of Qingshuihai

Project in Songming County

Survey and check of the usage of resettlement fund

Monitoring staff, the representatives of

Qingshuihai Company and accounting staff of

Resettlement Office

Survey and check of the usage of resettlement fund and communication with relevant staff

24th March 2009

Renjiahou Relocation Plot in Songming County

Field Survey on relocation plot




Putting forward suggestions about temporary drainage, design change, improvement on document collection

8th April 2009

Resettlement Office in Xundian County

Coordination and resolving problems involved in

resettlement


Qingshuihai Company, affected village, village

committee and Resettlement Office

Field Survey on the situation of house building, road recovery, Water supply, power supply and afforestation in Haiwei Relocation Plot

9th April 2009

Resettlement Office in Songming

County, Renjiahou

Field Survey on relocation plot and water supply facilities


Qingshuihai Company,

Field Survey for the progress of relocation plot and water supply facilities, and carrying out interview with financial staff

and monitors


90

Relocation Plot in Songming County

affected village, village committee of Dinayuan

Township and Resettlement Office

13th April 2009

Resettlement Office in Xundian County

Field Survey on resettlement and removals


Qingshuihai Company, affected village, village

committee and Resettlement Office

Communicating with the staff of resettlement offices for surveying the situation of resettlement, and introducing the evidence, tasks, working organization of resettlement to staff from Resettlement Office of Xundian County, and providing suggestions about resettlement removal, water supply facilities

27th April 2009

Resettlement Office in Xundian

County，Relocation Plots of Haiwei, Haitou, Huaqing and Xiaobeidang

Field Survey on resettlement and removals




Field Survey on the situation of house building, road recovery, Water supply, power supply and afforestation in Haiwei

Relocation Plot, and the construction progress of location selection, house building of Scattered Relocation Plot


91

Annex Ⅴ Explanation of External Monitoring and Evaluation Index System of Resettlement for

Qingshuihai Project (First) ( From January to June 2009)

ⅠProject Implementation Objective Criteria Explanation of Criteria Fulfilled Items and Problems Evaluation and Score

1.1 Implementation of preparation

for land acquisition,

demolition and resettlement

Main Involved Items: ⑴RP Preparation: ①Establish resettlement office ②Entrust RP compiler ③ Detailed socio-economic survey ④

Compiling RP ⑤Renewing of RP according to the Detailed Design ⑵ Information Disclosure and Public Participation: ①

Consultation with relevant departments and APs ②

Disclosure draft RP to APs ③Disclosure of revised RP and RIB to APs ④Uploading RP on ADB website ⑤Uploading the renewal RP on ADB website ⑶RP Approval: ①RP approval MWR ②RP approval by ADB ③The updated RP approval by ADB ⑷Procedures for Construction Land ①Land preliminary examination ②Approval of land use (Partial) ③Approval of land use (Partial)

Fulfilled Criteria as following: (1)RP Preparation (2)Information Disclosure and Public Participation (3)RP Approval (4)Procedures for Construction Land Generally matching

with scheme and plan Evaluation: Qualified

Score: 5.0

1 Project Progress

1.2 Progress of land

acquisition and demolition

Main Involved Items: ①Progress of temporary land acquisition and demolition ②Progress of permanent land acquisition and demolition ③Progress of reservoir bottom cleaning

Progress of permanent temporary land acquisition and demolition matched schedule in RP No implementation of reservoir bottom cleaning

Generally matching with scheme and plan Evaluation: Average

Score: 3.0


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1.3 Construction progress of resettlement

location

Main Involved Items: ①Implementation of the scheme in RP ②Delay and shutdown within resettlement location construction

Construction progress of relocation site matched schedule in RP without delay and shutdown

Generally matching with scheme and plan Evaluation: Qualified

Score: 3.0

1.4 Progress of resettlement

Main Involved Items: ①Appropriate arrangement and relocation of affected people ②Entering and being stationed in relocation site

Part of temporary resettlement had not found appropriate relocation site, removal had been delayed

The difference between plan and actual progress is

about 30% Evaluation: inferior

Score: 1.0

2.1 Quality of land

acquisition and demolition

Main Involved Items: ① Task quality of temporary land acquisition and demolishment ②Task quality of permanent land acquisition and demolishment ③Task quality of reservoir bottom cleaning ④Major accident during land acquisition and demolishment

Task of permanent temporary land acquisition and demolition matched scheme in RP but with some changes in land type No major accident

Task quality basically reaches the standard Evaluation: Average

Score: 3.0

2.2 Quality of house and

infrastructure in resettlement

location

Main Involved Items: ①Implementation of the program in Resettlement Plan ②Standardization of quality of house and infrastructure in resettlement location ③Report or tip-off about quality of house and infrastructure in resettlement location

Construction of relocation site matched schedule in RP but without quality test and report or tip-off about quality of house and infrastructure in resettlement location

The quality basically reaches the demand of

RP Evaluation: Qualified

Score: 5.0

2 Project Quality

2.3 Satisfaction of resettlement

Main Involved Items: ①Complain or appeal about land acquisition and demolishment from resettlement ②Complain or appeal about relocation site and approach from resettlement ③Complain or appeal about economic recovery approach from resettlement ④Complain or appeal about resettlement of vulnerable group

There were some complain and dissatisfaction about compensation standard and the house of relocation site

Part of affected people were dissatisfied to

resettlement Evaluation: Average

Score: 3.0


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and minority ⑤Public participation

2.4 Handling of relative quality

problem

Main Involved Items: ①Handling of dispute or problem about land acquisition and

demolishment ② Handling of dispute or problem about resettlement production and living

The scheme for resolving the problem about the house of relocation site had been put forward but without consensus

Appropriate handling but not prompt

Evaluation: Average Score: 3.0

3.1 Appropriation

of Resettlement fund

Main Involved Items: ①Situation of appropriation of resettlement fund according to budget ②Situation of appropriation of resettlement fund according to schedule ③Procedure of appropriation of resettlement fund according to certain regulations ④Tip-off of appropriation of resettlement fund

The appropriation of resettlement fund according to budget, schedule and regulations without complain and tip-off

The task of appropriation of resettlement fund was qualified. Evaluation: Qualified

Score: 5.0

3.2 Distribution of Resettlement compensation

Main Involved Items: ①Situation of distribution of resettlement fund according to budget ②Situation of distribution of resettlement fund according to schedule ③Procedure of distribution of resettlement fund according to certain regulations ④Tip-off of distribution of resettlement fund

The distribution of resettlement fund according to budget, schedule and regulations, but some affected people had not received compensation because who worked at other cities No complain and tip-off

The distribution of resettlement fund is

basically qualified but with delay

Evaluation: Good Score: 5.0

3 Project Fund

3.3 Usage of Resettlement

fund

Main Involved Items: ①Situation of usage of resettlement fund according to plan and certain regulations ②Tip-off about diverting of resettlement fund

The usage of resettlement fund according to budget, schedule and regulations without complain and tip-off

Evaluation: Qualified Score: 5.0

Ⅱ Situation of Resettlement and Rehabilitation Objective Criteria Explanation of Criteria Fulfilled Items and Problems Evaluation and Score

4 Economic Status of

Resettlement 4.1 Productive materials and conditions

Main Involved Items: ①The quantity of productive materials and conditions owned

by surveyed households

The levels of quantity, types, quality of productive materials and conditions owned by surveyed households are

Basically equal with Baseline

Evaluation: Average


94

②The types of productive materials and conditions owned by surveyed households ③The quality of productive materials and conditions owned by surveyed households

generally equal with those of Baseline Score: 3.0

4.2 Living materials and conditions

Main Involved Items: ①The quantity of living materials and conditions owned by

surveyed households ②The types of living materials and conditions owned by surveyed households ③The quality of living materials and conditions owned by surveyed households

The levels of quantity, types, quality of living materials and conditions owned by surveyed households are generally

equal with those of Baseline



4.3 Fixed assets owned by household

Main Involved Items: ①The quantity of house owned by surveyed households

(area) ② The types of house owned by surveyed households (bungalow, storied building) ③The quality of house owned by surveyed households (structure and age)

The levels of quantity, types, quality of houses owned by surveyed households are generally equal with those of Baseline



4.4 Economic Income

Main Involved Items: ①Sum of income of surveyed household ②Sources of income of surveyed household ③Stability of income of surveyed household

The levels of total income, income source and stability earned by surveyed households are generally equal with those of Baseline



4.5 Expenditure

Main Involved Items: ①Sum of expenditure of surveyed household ②Structure of expenditure of surveyed household ③ Comparability between income and expenditure of surveyed household

The levels of total expenditure, expenditure structure, comparability for surveyed households are generally equal with those of Baseline



5 Living condition of Resettlement

5.1Traffic and communication

conditions

Main Involved Items: ①Communication ways of surveyed household ②Communication distance of surveyed household ③Communication time-cost of surveyed household

The situation of communication ways, distance and time-cost to main public location taken by surveyed household are generally equal with those of Baseline




95

5.2 Educational condition and

enrolling

Main Involved Items: ①Quantity of educational institutions in project affected area ②Complete situation of educational institutions in project affected area ③Enrollment of local children in project affected area ④Teaching conditions of educational institutions in project affected area

The quantity, complete situation, teaching conditions of educational institutions and enrollment of local children in project affected area are generally equal with those of Baseline



5.3 Health care

Main Involved Items: ①Quantity of medical institutions in project affected area ② Complete situation of medical institutions in project affected area ③Medical convenient conditions of local people in project affected area ④Medical levels of medical institutions in project affected area

The quantity, complete situation, medical convenient conditions and medical levels of medical institutions in project affected area are generally equal with those of Baseline



5.4 Infrastructure

and public service

Main Involved Items: ①Domestic water supply situation in project affected area ②Domestic energy supply situation in project affected area ③Domestic road situation in project affected area

Domestic water, energy supply and road situation in project affected area are generally equal with those of Baseline



6.1 Employment of

family members

Main Involved Items: ①Employment status of family members from surveyed households ②Industries of employed family members from surveyed households

The employment status and industrial distribution of family members from surveyed households are generally equal with those of Baseline



6.2 Education of family members

Main Involved Items: Educational degree and structure of family members from surveyed households

The educational degree and structure of family members from surveyed

households are generally equal with those of Baseline



6 Family Status of

Resettlement

6.3 Marriage of family members

Main Involved Items: Marriage situation of family members from surveyed households

The Marriage situation of family members from surveyed households

are generally equal with those of Baseline




96

7.1 Mechanism of grievance

Main Involved Items: ①Establishment of relative system and organization ②Implementation and execution of system ③Efficiency of problem resolving

Establishment of relative system and organization had been complete, but with adjustment and running-in


7.2 Assistant tasks of relative

government

Main Involved Items: ①Establishment of relative system and organization ②Matching and execution of system ③Efficiency of problem resolving

Relative system and departments had been established, but with adjustment and running-in


7.3 Demand meeting

Main Involved Items: ①Expression and receiving of expectation of resettlement ②Feedback of expectation of resettlement ③Meeting of expectation and demand of resettlement

The expectations and requests can be expressed freely and accepted by official but with inadequate feedback


7 Rights Safeguard of Resettlement

7.4 Response and feedback of villagers

Main Involved Items: ①Formulation of response and feedback system

②Operation and implementation of response and feedback system

The system and mechanism of appeal and feedback are still established and adjusted


8.1 Support of vulnerable

groups

Main Involved Items: ①Layout of support measures ②Implementation of support measures ③Effects of support measures

Certain support measures had been put forward and implemented with the process of resettlement


8.2 Extension of economic

recovery measures

Main Involved Items: ①Layout of economic recovery measures ②Implementation and extension of economic recovery measures ③Effects of economic recovery measures

Certain support measures had been put forward and implemented with the process of resettlement but the extension for them is weaker


8 Social Development

of Resettlement Community

8.3 Stabilization of community life

and culture

Main Involved Items（Community stability）: ①Community public order ②Neighborhoods of community Main Involved Items（Community culture）: ①Cultural activities of community ②Harmony of community culture

Current community public order is stable and with harmony neighborhoods There are community cultural activities carried out regularly



97

8.4 Life of minority

Main Involved Items: ①Conservation of culture of minority ②Layout of specific support measures for minority ③Effects of specific support measures for minority

Economic and cultural support measures had been put forward and implemented with the process of resettlement


8.5 Poverty relief

Main Involved Items: ①Layout of specific measures for poverty relief ③Effects of specific measures for poverty relief

Poverty relief measures had been put forward and implemented with the process of resettlement


9.1 Afforestation

of Resettlement place

Main Involved Items: ①Afforestation ②Natural forest reservation

There are some barren region lack of afforestation


9.2 Natural resources

reservation of Resettlement

place

Main Involved Items: ①Water resources reservation ②Land resources reservation ③Mineral resources reservation ④Biological resources reservation

Natural resources of Resettlement place had been reserved well.


9.3 Pollution prevention of Resettlement

place

Main Involved Items: ①Prevention of water pollution ②Prevention of soil pollution ③Prevention of air pollution ④Garbage disposal

The ways and measures of garbage disposal were not incomplete


9 Environmental protection of Resettlement

place

9.4 Soil and water

conservation of Resettlement

place

Main Involved Items: ①Measures of soil and water conservation ②Prevention and control of mud-rock flow and hill-creep

Measures of soil and water conservation had been implemented and mud-rock flow and hill-creep had been prevented and controlled effectively.


Ⅲ Project Risk Objective Criteria Explanation of Criteria Fulfilled Items and Problems Evaluation and Score

10 Project risks 10.1 Project Risk of

progress

Main Involved Items: ①Possibility of risk ②Layout of comprehensive control and management

Possibility of risk is medium because part of interim resettlement had not been complete according to plan Evaluation:

Unqualified Score: 1.0


98

measures ③Implementation conditions of measures

10.2 Project Risk of quality

Main Involved Items: ①Possibility of risk ②Layout of comprehensive control and management measures ③Implementation conditions of measures

There are some defects of land acquisition, demolishment , but which can be resolved by proper measures in order to reduce risk possibility


10.3 Project Risk of investment and fund


The risk possibility is medium because there are some defects of compensation distribution, and which can not be resolved by current measures


10.4 Project Risk of economic aggravation of resettlement


Although there is generally no change in resettlement economic situation, inadequate extension of economic recovery measures may induce risk of economic aggravation of resettlement


10.5 Project Risk of aggravation of living condition for resettlement


Although there is generally no change in resettlement living conditions, project construction and demolishment may induce risk of living condition aggravation of resettlement


10.6 Project Risk of change of family of resettlement


Although there is generally no change in employment of affected people, macro economic environment and crisis of employment may induce unemployment of resettlement


10.7 Project Risk of right safeguard

Main Involved Items: ①Possibility of risk ②Layout of comprehensive control and management measures

No occurrence of injury of affected people’s right and interest, there are risks induced by the system of accepting and handling dispute was incomplete



99

③Implementation conditions of measures

10.8 Project Risk of social development


The governments and Project office issued some development measures for resettlement, and affected people were willing to accept and taking part in positively, possibility of risk was relatively low


10.9 Project Risk of environmental protection


There were some risk of environmental protection induced by lagging of afforestation and garbage disposal Evaluation: Average

Score: 3.0


100

Kunming Water Supply Group Co., Ltd. (KWSG) Head of Consultation Expert Team of the External Monitoring

Kunming Qingshuihai Water Development Company (KQWSP) and Evaluation Institution for Resettlement

ChenGang Wang Songjiang

Deputy manager ,Senior engineer

(Signature)

Professor, Dean of Business Administration Department in Faculty of Management & Economics,

Kunming University of Science & Technology

(Signature) Wang Song Jiang

Date: October 16，2009

Date: October 8，2009