33
Polyhedral Realizations and Non-Realizability for Vertex-Minimal Triangulations of Closed Surfaces in R 3 Undine Leopold Northeastern University October 2011 This work was done as the speaker’s 2009 undergraduate thesis project advised by Ulrich Brehm. Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 1 / 20

Polyhedral Realizations and Non-Realizability for...1 6 5 7 3 2 Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20 Polyhedral Non-Immersibility of Triangulated Nh Results!The

  • Upload
    others

  • View
    8

  • Download
    0

Embed Size (px)

Citation preview

Page 1: Polyhedral Realizations and Non-Realizability for...1 6 5 7 3 2 Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20 Polyhedral Non-Immersibility of Triangulated Nh Results!The

Polyhedral Realizations and Non-Realizability forVertex-Minimal Triangulations of Closed Surfaces in R3

Undine Leopold

Northeastern University

October 2011

This work was done as the speaker’s 2009 undergraduate thesis project advised by

Ulrich Brehm.

Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 1 / 20

Page 2: Polyhedral Realizations and Non-Realizability for...1 6 5 7 3 2 Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20 Polyhedral Non-Immersibility of Triangulated Nh Results!The

Introduction and Motivation

Triangulated Surfaces

Definition

A 2-manifold is a topological space, in which every point has an openneighborhood homeomorphic to R2. Connected, compact 2-manifolds arecalled closed surfaces .

Genus:

Mg : orientable of genus g , i.e. connected sum of g Tori (g = 0sphere)

Nh: non-orientable of genus h, i.e. connected sum of h ProjectivePlanes

Definition

A triangulation ∆ of a closed surface M2 is a simplicial complex, suchthat |∆| ∼= M2.

Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 2 / 20

Page 3: Polyhedral Realizations and Non-Realizability for...1 6 5 7 3 2 Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20 Polyhedral Non-Immersibility of Triangulated Nh Results!The

Introduction and Motivation

Example

A polygon representing a Klein Bottle:

Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 3 / 20

Page 4: Polyhedral Realizations and Non-Realizability for...1 6 5 7 3 2 Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20 Polyhedral Non-Immersibility of Triangulated Nh Results!The

Introduction and Motivation

Example

A triangulation of a Klein Bottle:

Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 3 / 20

Page 5: Polyhedral Realizations and Non-Realizability for...1 6 5 7 3 2 Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20 Polyhedral Non-Immersibility of Triangulated Nh Results!The

Introduction and Motivation

Triangulations and Polyhedral Realizations

Embedding An embedding of a closed surface M2 into R3 is aninjective map φ : M2 → R3.

Immersion An immersion of a closed surface M2 into R3 is a locallyinjective map φ : M2 → R3.

Polyhedral Realization A polyhedral realization of a triangulation∆ is a map φ : |∆| ∼= M2 → R3 such that:

φ is a simplex-wise linear embedding w.r.t. ∆ if M2 isorientable, a simplex-wise linear immersion if M2 isnon-orientableedges of ∆ are mapped to straight line segmentstriangles of ∆ are mapped to planar, non-degeneratetriangles

Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 4 / 20

Page 6: Polyhedral Realizations and Non-Realizability for...1 6 5 7 3 2 Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20 Polyhedral Non-Immersibility of Triangulated Nh Results!The

Introduction and Motivation

Differences Between the Smooth and Polyhedral Case

The existence of a triangulation does not guarantee itsrealizability in R3.

there may obstructions if the number of vertices is small or minimal

f -vector for our triangulations: (f0, f1, f2) = (n, 3n − 3χ, 2n − 2χ)

to date: Tetrahedron and Csaszar’s torus are the only known examplesof realizations of minimal triangulations with complete edge graph

Consider

nt the number of vertices needed to triangulate a surfacenp the number of vertices needed to find a realizable triangulation

What is the gap between nt and np (if there is one)?

Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 5 / 20

Page 7: Polyhedral Realizations and Non-Realizability for...1 6 5 7 3 2 Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20 Polyhedral Non-Immersibility of Triangulated Nh Results!The

Introduction and Motivation

Differences Between the Smooth and Polyhedral Case

The existence of a triangulation does not guarantee itsrealizability in R3.

there may obstructions if the number of vertices is small or minimal

f -vector for our triangulations: (f0, f1, f2) = (n, 3n − 3χ, 2n − 2χ)

to date: Tetrahedron and Csaszar’s torus are the only known examplesof realizations of minimal triangulations with complete edge graph

Consider

nt the number of vertices needed to triangulate a surfacenp the number of vertices needed to find a realizable triangulation

What is the gap between nt and np (if there is one)?

Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 5 / 20

Page 8: Polyhedral Realizations and Non-Realizability for...1 6 5 7 3 2 Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20 Polyhedral Non-Immersibility of Triangulated Nh Results!The

Algorithmic Treatment

Construction of Realizations

How do you find polyhedral realizations of vertex-minimal(or few-vertex) triangulations of a given surface?

’by hand’: Csaszar (1949), Brehm (1981, 1990), Bokowski and Brehm(1987-1989), Cervone (1994)

algorithmically: Bokowski and Lutz (2006-2008), Hougardy, Lutz, andZelke (2010)

Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 6 / 20

Page 9: Polyhedral Realizations and Non-Realizability for...1 6 5 7 3 2 Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20 Polyhedral Non-Immersibility of Triangulated Nh Results!The

Algorithmic Treatment

Construction of Realizations

How do you find polyhedral realizations of vertex-minimal(or few-vertex) triangulations of a given surface?

’by hand’: Csaszar (1949), Brehm (1981, 1990), Bokowski and Brehm(1987-1989), Cervone (1994)

algorithmically: Bokowski and Lutz (2006-2008), Hougardy, Lutz, andZelke (2010)

Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 6 / 20

Page 10: Polyhedral Realizations and Non-Realizability for...1 6 5 7 3 2 Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20 Polyhedral Non-Immersibility of Triangulated Nh Results!The

Algorithmic Treatment

Construction of Realizations

How do you find polyhedral realizations of vertex-minimal(or few-vertex) triangulations of a given surface?

’by hand’: Csaszar (1949), Brehm (1981, 1990), Bokowski and Brehm(1987-1989), Cervone (1994)

algorithmically: Bokowski and Lutz (2006-2008), Hougardy, Lutz, andZelke (2010)

Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 6 / 20

Page 11: Polyhedral Realizations and Non-Realizability for...1 6 5 7 3 2 Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20 Polyhedral Non-Immersibility of Triangulated Nh Results!The

Algorithmic Treatment

Treatment of the Orientable Case for Small Genus(Hougardy, Lutz, Zelke, 2010)

assigning vertex coordinates induces a simplex-wise linear map intoR3 for any triangulation of a closed surface

key idea: manipulation of vertex coordinates on the lattice of pointswith integer coordinates

decrease objective function by moving one vertex at a time by aunit step

result: All vertex-minimal triangulations of orientable surfaces ofgenus g ≤ 4 are polyhedrally realizable. Some of genus 5 are alsorealizable.

Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 7 / 20

Page 12: Polyhedral Realizations and Non-Realizability for...1 6 5 7 3 2 Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20 Polyhedral Non-Immersibility of Triangulated Nh Results!The

Algorithmic Treatment

The Objective Function

fobj =∑

pairs of triangles

length of the intersection segment

requirement of sufficiently general position of vertices ensurestriangles only intersect as above (segments!)

absolute minimum 0 indicates embedding

Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 8 / 20

Page 13: Polyhedral Realizations and Non-Realizability for...1 6 5 7 3 2 Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20 Polyhedral Non-Immersibility of Triangulated Nh Results!The

Algorithmic Treatment

Modification for Immersions and Symmetric Realizations

only self-intersections in the neighborhood of avertex are disallowed

the following proved to be a viable alternative(Brehm, L., in preparation):

fobj =∑

all pairs of non-adjacent triangleswith common vertex

length of the intersection segment

In addition, we successfully imposed compatible symmetry conditions onthe vertices yielding more beautiful results and speeding up thecomputation.

Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 9 / 20

Page 14: Polyhedral Realizations and Non-Realizability for...1 6 5 7 3 2 Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20 Polyhedral Non-Immersibility of Triangulated Nh Results!The

Algorithmic Treatment

Results

Minimal Realizations of Triangulated Orientable Surfaces:

Typ nt np symmetries realizedM1 7 7 Z2 (maximal)

M2 10 10 Z4 *

M3 10 10 Z4 (maximal)

M4 11 11 Z2 (maximal)

M5 12 12 Z2 *

M6 12 ≥ 13 –

*...Brehm, L.

Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 10 / 20

Page 15: Polyhedral Realizations and Non-Realizability for...1 6 5 7 3 2 Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20 Polyhedral Non-Immersibility of Triangulated Nh Results!The

Algorithmic Treatment

Results

Minimal Realizations of Triangulated Non-Orientable Surfaces:

Typ nt np symmetries realizedN1 6 9 Z3

N2 8 9 Z2

N3 9 9 * –

N4 9 ≤ 10 * –

N5 9 10 * Z3 *

N6 10 10 * Z2 *

*...Brehm, L.

Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 11 / 20

Page 16: Polyhedral Realizations and Non-Realizability for...1 6 5 7 3 2 Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20 Polyhedral Non-Immersibility of Triangulated Nh Results!The

Polyhedral Non-Immersibility of Triangulated Nh

Known Gaps Between nt and np

How do you prove that a triangulation is notgeometrically realizable?

few results: Klein Bottle (Cervone, 1994), Mobiusband (Brehm,1983), not necessarily vertex-minimal examples for Mg with g ≥ 5(Schewe, 2010)

algorithmic treatment possible, but difficult

→ use geometric, topological, combinatorial methods, focus on thenon-orientable case

Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 12 / 20

Page 17: Polyhedral Realizations and Non-Realizability for...1 6 5 7 3 2 Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20 Polyhedral Non-Immersibility of Triangulated Nh Results!The

Polyhedral Non-Immersibility of Triangulated Nh

Polyhedral Non-Immersibility of Triangulated Nh

Assumption: polyhedral immersion φ : |∆| → R3 exists

Key idea: consider the necessary self-intersection Dφ of the image

assume certain genericity conditions (always fulfillable) which makeDφ into a finite set of closed curves and

enable to show statements about the intersections of φ−1(Dφ) withedge cycles (simply closed)

edge cut analysis (Cervone) is helpful

→ Derive a contradiction!

Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 13 / 20

Page 18: Polyhedral Realizations and Non-Realizability for...1 6 5 7 3 2 Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20 Polyhedral Non-Immersibility of Triangulated Nh Results!The

Polyhedral Non-Immersibility of Triangulated Nh

Edge-Cut Analysis

Observation: An edge ab incident to triangles abc and abd cannot piercea triangle efg if {e, f , g} ∩ {a, b, c , d} 6= ∅.

In order for two triangles to intersect in space, exactly two of the triangles’six edges must pierce one of the triangles under consideration.

Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 14 / 20

Page 19: Polyhedral Realizations and Non-Realizability for...1 6 5 7 3 2 Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20 Polyhedral Non-Immersibility of Triangulated Nh Results!The

Polyhedral Non-Immersibility of Triangulated Nh

Methods for Proving Polyhedral Non-Immersibility

(Edge-) Cycle conditions:

cycles in M2 with orientable tubular neighborhood need to have aneven number of intersections with φ−1(Dφ)

cycles in M2 without orientable tubular neighborhood need to have anodd number of intersections with φ−1(Dφ) (at least one!)

Further considerations:

triple point conditions (Banchoff, 1974)

linking numbers (Brehm)

identification of geometric obstructions (Cervone)

exploiting automorphisms

Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 15 / 20

Page 20: Polyhedral Realizations and Non-Realizability for...1 6 5 7 3 2 Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20 Polyhedral Non-Immersibility of Triangulated Nh Results!The

Polyhedral Non-Immersibility of Triangulated Nh

Methods for Proving Polyhedral Non-Immersibility

(Edge-) Cycle conditions:

cycles in M2 with orientable tubular neighborhood need to have aneven number of intersections with φ−1(Dφ)

cycles in M2 without orientable tubular neighborhood need to have anodd number of intersections with φ−1(Dφ) (at least one!)

Further considerations:

triple point conditions (Banchoff, 1974)

linking numbers (Brehm)

identification of geometric obstructions (Cervone)

exploiting automorphisms

Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 15 / 20

Page 21: Polyhedral Realizations and Non-Realizability for...1 6 5 7 3 2 Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20 Polyhedral Non-Immersibility of Triangulated Nh Results!The

Polyhedral Non-Immersibility of Triangulated Nh

Example: A Non-Realizable Triangulation of the KleinBottle

8 9 7

6

5

7

9 8 6

41

6

5

7

3

2

Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20

Page 22: Polyhedral Realizations and Non-Realizability for...1 6 5 7 3 2 Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20 Polyhedral Non-Immersibility of Triangulated Nh Results!The

Polyhedral Non-Immersibility of Triangulated Nh

Example: A Non-Realizable Triangulation of the KleinBottle

8 9 7

6

5

7

9 8 6

41

6

5

7

3

2

Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20

Page 23: Polyhedral Realizations and Non-Realizability for...1 6 5 7 3 2 Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20 Polyhedral Non-Immersibility of Triangulated Nh Results!The

Polyhedral Non-Immersibility of Triangulated Nh

Example: A Non-Realizable Triangulation of the KleinBottle

8 9 7

6

5

7

9 8 6

41

6

5

7

3

2

Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20

Page 24: Polyhedral Realizations and Non-Realizability for...1 6 5 7 3 2 Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20 Polyhedral Non-Immersibility of Triangulated Nh Results!The

Polyhedral Non-Immersibility of Triangulated Nh

Example: A Non-Realizable Triangulation of the KleinBottle

8 9 7

6

5

7

9 8 6

41

6

5

7

3

2

Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20

Page 25: Polyhedral Realizations and Non-Realizability for...1 6 5 7 3 2 Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20 Polyhedral Non-Immersibility of Triangulated Nh Results!The

Polyhedral Non-Immersibility of Triangulated Nh

Example: A Non-Realizable Triangulation of the KleinBottle

8 9 7

6

5

7

9 8 6

41

6

5

7

3

2

Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20

Page 26: Polyhedral Realizations and Non-Realizability for...1 6 5 7 3 2 Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20 Polyhedral Non-Immersibility of Triangulated Nh Results!The

Polyhedral Non-Immersibility of Triangulated Nh

Example: A Non-Realizable Triangulation of the KleinBottle

8 9 7

6

5

7

9 8 6

41

6

5

7

3

2

Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20

Page 27: Polyhedral Realizations and Non-Realizability for...1 6 5 7 3 2 Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20 Polyhedral Non-Immersibility of Triangulated Nh Results!The

Polyhedral Non-Immersibility of Triangulated Nh

Example: A Non-Realizable Triangulation of the KleinBottle

8 9 7

6

5

7

9 8 6

41

6

5

7

3

2

Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20

Page 28: Polyhedral Realizations and Non-Realizability for...1 6 5 7 3 2 Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20 Polyhedral Non-Immersibility of Triangulated Nh Results!The

Polyhedral Non-Immersibility of Triangulated Nh

Example: A Non-Realizable Triangulation of the KleinBottle

8 9 7

6

5

7

9 8 6

41

6

5

7

3

2

Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20

Page 29: Polyhedral Realizations and Non-Realizability for...1 6 5 7 3 2 Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20 Polyhedral Non-Immersibility of Triangulated Nh Results!The

Polyhedral Non-Immersibility of Triangulated Nh

Results

→ The example on the previous slide is not geometrically realizable.

Applicability of edge cycle conditions in conjunction with edge-cut analysisand triple point considerations:

works for some triangulations of Projective Planes with 9 vertices

as well as for some triangulations of Klein Bottles with 9 vertices

with ’a lot more trickery’: vertex-minimal triangulations of N5 with 9vertices are not geometrically realizable (L., in preparation)

conjecture: works for other non-orientable surfaces as well

Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 17 / 20

Page 30: Polyhedral Realizations and Non-Realizability for...1 6 5 7 3 2 Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20 Polyhedral Non-Immersibility of Triangulated Nh Results!The

Polyhedral Non-Immersibility of Triangulated Nh

Results

→ The example on the previous slide is not geometrically realizable.

Applicability of edge cycle conditions in conjunction with edge-cut analysisand triple point considerations:

works for some triangulations of Projective Planes with 9 vertices

as well as for some triangulations of Klein Bottles with 9 vertices

with ’a lot more trickery’: vertex-minimal triangulations of N5 with 9vertices are not geometrically realizable (L., in preparation)

conjecture: works for other non-orientable surfaces as well

Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 17 / 20

Page 31: Polyhedral Realizations and Non-Realizability for...1 6 5 7 3 2 Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20 Polyhedral Non-Immersibility of Triangulated Nh Results!The

Polyhedral Non-Immersibility of Triangulated Nh

Thank you!

Questions?Time for Pictures?

Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 18 / 20

Page 32: Polyhedral Realizations and Non-Realizability for...1 6 5 7 3 2 Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20 Polyhedral Non-Immersibility of Triangulated Nh Results!The

Triangulations of N5 With 9 Vertices

Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 19 / 20

Page 33: Polyhedral Realizations and Non-Realizability for...1 6 5 7 3 2 Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 16 / 20 Polyhedral Non-Immersibility of Triangulated Nh Results!The

Triangulations of N5 With 9 Vertices

Undine Leopold (NEU) Polyhedral 2-Manifolds October 2011 20 / 20