Political Parties and Elections Bill · 15 Person may not be “responsible person” for more than one third party. ii Political Parties and Elections Bill ... In the Political Parties,

HL Bill 45 54/4

Political Parties and Elections Bill

[AS AMENDED IN GRAND COMMITTEE]

CONTENTS

PART 1

THE ELECTORAL COMMISSION

Functions of Electoral Commission1 Compliance with controls imposed by the 2000 Act etc2 Investigatory powers of Commission3 Civil sanctions

Electoral Commissioners etc4 Selection of prospective Electoral Commissioners and Commission chairman5 Four Electoral Commissioners to be persons put forward by parties6 Number of Electoral Commissioners7 Political restrictions on Electoral Commissioners and staff

PART 2

POLITICAL DONATIONS ETC AND EXPENDITURE

Donations8 Declaration as to source of donation9 Defence to charge of failing to return donation from impermissible donor

Offences10 “Reasonable excuse” in relation to certain offences under the 2000 Act

Responsible persons and compliance officers11 Control of donations to members associations: responsible persons12 Control of donations to holders of elective office: compliance officers13 Control of loans etc to members associations: responsible persons14 Control of loans etc to holders of elective office: compliance officers15 Person may not be “responsible person” for more than one third party

Political Parties and Elections Billii

Unincorporated associations16 Reports of gifts received by unincorporated associations making donations

Thresholds17 Increased thresholds in relation to donations etc

Election expenses18 Limitation of pre-candidacy election expenses for certain general elections19 Election expenses: guidance by Commission

PART 3

ELECTIONS

20 Election falling within canvass period21 Candidate at parliamentary election may withhold home address from

publication22 Disposal of election documents in Scotland23 Filling vacant European Parliament seats in Northern Ireland24 Local returning officers for elections to the European Parliament

PART 4

ELECTORAL REGISTRATION

Co-ordinated on-line record of electors25 CORE information and action to be taken by electoral registration officers

Identifying information26 Voluntary provision of identifying information27 Regulations amending or supplementing section 2628 Report by Electoral Commission on provision of identifying information29 Obligatory provision of identifying information30 Provision supplementing section 29

Data schemes31 Schemes for provision of data to registration officers32 Schemes under section 31: proposals, consultation and evaluation

PART 5

GENERAL

33 Interpretation34 Amendments and repeals35 Transitional provision36 Money37 Extent38 Commencement

Political Parties and Elections Bill iii

39 Short title

Schedule 1 — Investigatory powers of Commission: Schedule to be insertedinto the 2000 Act

Schedule 2 — Civil sanctions: Schedule to be inserted into the 2000 ActSchedule 3 — Declaration as to source of donationSchedule 4 — Reports of gifts received by unincorporated associations

making donations: Schedule to be inserted into the 2000 ActSchedule 5 — Minor and consequential amendmentsSchedule 6 — Repeals

HL Bill 45 54/4

Political Parties and Elections BillPart 1 — The Electoral Commission

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A

B I L L[AS AMENDED IN GRAND COMMITTEE]

TO

Make provision in connection with the Electoral Commission; and to makeprovision about political donations and expenditure and about elections andelectoral registration.

E IT ENACTED by the Queen’s most Excellent Majesty, by and with the advice andconsent of the Lords Spiritual and Temporal, and Commons, in this present

Parliament assembled, and by the authority of the same, as follows:—

PART 1

THE ELECTORAL COMMISSION

Functions of Electoral Commission

1 Compliance with controls imposed by the 2000 Act etc

(1) In the Political Parties, Elections and Referendums Act 2000 (c. 41) (“the 2000Act”) section 145 (general function of Commission with respect to monitoringcompliance with controls imposed by that Act etc) is amended as follows.

(2) In subsection (1), for the words before paragraph (a) there is substituted “TheCommission shall have the function of monitoring, and taking such steps asthey consider appropriate with a view to securing, compliance with”.

(3) After subsection (6) there is inserted—

“(6A) The Commission may prepare and publish guidance setting out, inrelation to any requirement referred to in subsection (1), their opinionon any of the following matters—

(a) what it is necessary, or is sufficient, to do (or avoid doing) inorder to comply with the requirement;

(b) what it is desirable to do (or avoid doing) in view of the purposeof the requirement.”

B

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2 Investigatory powers of Commission

(1) For section 146 of the 2000 Act there is substituted—

“146 Investigatory powers of Commission

Schedule 19B makes provision about the investigatory powers of theCommission.”

(2) Before Schedule 20 to the 2000 Act there is inserted, as Schedule 19B, theSchedule set out in Schedule 1 to this Act.

(3) In Schedule 20 to the 2000 Act the following entries are inserted at theappropriate place—

3 Civil sanctions

(1) For section 147 of the 2000 Act (civil penalty for failure to deliver documentsetc) there is substituted—

“147 Civil sanctions

Schedule 19C makes provision for civil sanctions in relation to—(a) the commission of offences under this Act;(b) the contravention of restrictions or requirements imposed by or

by virtue of this Act.”

(2) After Schedule 19B to the 2000 Act (inserted by section 2 above) there isinserted, as Schedule 19C, the Schedule set out in Schedule 2 to this Act.

(3) In Schedule 20 to the 2000 Act the following entry is inserted at the appropriateplace—

“Paragraph 14(1) of Schedule 19B(failure to comply withinvestigation requirement)

On summary conviction: Level 5

Paragraph 14(2) of Schedule 19B(intentional obstruction of personexercising investigatory power)


Paragraph 14(3) of Schedule 19B(providing false information inpurported compliance withinvestigation requirement)

On summary conviction inEngland and Wales or Scotland:statutory maximum or 12 months

On summary conviction inNorthern Ireland: statutorymaximum or 6 months

On indictment: fine or 1 year”.

“Paragraph 14 of Schedule 19C(failure to comply with stop notice)

On summary conviction inEngland and Wales or Scotland:£20,000 or 12 months

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(4) In section 156 of the 2000 Act (orders and regulations), after subsection (4) thereis inserted—

“(4A) An order under paragraph 16 of Schedule 19C that contains—(a) provision made by virtue of paragraph 1(1), (2), (3), (4) or (5),

paragraph 5(1), (2), (3) or (4), paragraph 10(2)(b) or (3)(b) orparagraph 15(1)(a) of that Schedule, or

(b) provision amending an Act,shall not be made unless a draft of the statutory instrument containingthe order has been laid before, and approved by a resolution of, eachHouse of Parliament; and subsection (2) does not apply to such anorder.”

Electoral Commissioners etc

4 Selection of prospective Electoral Commissioners and Commission chairman

(1) Section 3 of the 2000 Act (appointment of Electoral Commissioners etc) isamended as follows.

(2) For subsection (2) there is substituted—

“(2) A motion for such an Address may be made only if—(a) the Speaker of the House of Commons agrees that the motion

may be made;(b) the motion has been the subject of consultation with the

registered leader of each registered party to which two or moreMembers of the House of Commons then belong; and

(c) each person whose appointment is proposed in the motion hasbeen selected in accordance with a procedure put in place andoverseen by the Speaker’s Committee.”


“(5A) In the case of a re-appointment (or further re-appointment) of anElectoral Commissioner, the reference in subsection (2)(c) to beingselected in accordance with a procedure put in place and overseen bythe Speaker’s Committee is to be read as including a reference to beingrecommended for re-appointment (or further re-appointment) by thatCommittee.”

5 Four Electoral Commissioners to be persons put forward by parties

(1) In section 3 of the 2000 Act, after subsection (4) (political restrictions onElectoral Commissioners) there is inserted—

“(4A) Paragraphs (a) and (d) of subsection (4) do not apply to theappointment of a person as a nominated Commissioner (within themeaning of section 3A).”

On summary conviction inNorthern Ireland: £20,000 or 6months

On indictment: fine or 2 years”.

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(2) After that section there is inserted—

“3A Four Electoral Commissioners to be persons put forward by parties

(1) Four of the Electoral Commissioners shall each be a person whom theregistered leader of a qualifying party put forward to be considered forappointment as an Electoral Commissioner (a “nominatedCommissioner”).

(2) In subsection (1) “qualifying party” means a registered party with twoor more Members of the House of Commons at the time of the person’sappointment.

(3) Three of the nominated Commissioners shall each be a person putforward by the registered leader of one of the three largest nominatingparties at the time of the person’s appointment.

(4) In subsection (3) “nominating party” means a party whose registeredleader—

(a) has put forward one or more persons to be considered forappointment as a nominated Commissioner, or

(b) previously put forward a person who was appointed as anominated Commissioner and is expected to continue to holdoffice.

(5) No appointment may be made that would result in two or morenominated Commissioners being persons put forward by the leader ofthe same party (and nothing in this section has effect so as to requirethat result).

(6) In the case of an appointment of a nominated Commissioner, thereference to section 3(2)(c) to being selected is to be read, whereappropriate, as a reference to being recommended.

(7) A nominated Commissioner may not be appointed as the chairman ofthe Commission.

(8) For the purposes of this section, the relative size of any two or moreregistered parties shall be determined according to the number ofMembers of the House of Commons belonging to each party at the timein question (or, in the case of two parties with the same number ofMembers, according to the total number of votes cast for personsstanding for election in the name of each of those parties at the mostrecent parliamentary general election).

(9) A reference in this section to a Member of the House of Commons doesnot include any Member of that House who at the time in question—

(a) has not made and subscribed the oath required by theParliamentary Oaths Act 1866 (or the correspondingaffirmation), or

(b) is disqualified from sitting and voting in that House.”

(3) In section 14 of the 2000 Act (Boundary Committees), in subsection (4), for “anElectoral Commissioner or a deputy Electoral Commissioner” there issubstituted “an Electoral Commissioner who is not a nominated Commissioner(within the meaning of section 3A), or a deputy Electoral Commissioner,”.

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6 Number of Electoral Commissioners

In section 1 of the 2000 Act (establishment of Electoral Commission), insubsection (3) (number of Commissioners), for “not less than five, but not morethan nine,” there is substituted “nine or ten”.

7 Political restrictions on Electoral Commissioners and staff

(1) In section 3(4)(d) of the 2000 Act (persons not to be appointed as ElectoralCommissioners within ten years of engaging in certain political activities), for“within the last ten years” there is substituted “within the last five years”.

(2) In Schedule 1 to the 2000 Act (the Electoral Commission), after paragraph 11there is inserted—

“Political restrictions on staff

11A (1) A person may not be appointed as a member of the staff of theCommission if the person—

(a) is an officer or employee of a registered party or of anyaccounting unit of such a party;

(b) holds a relevant elective office (within the meaning ofSchedule 7);

(c) has at any time within the relevant period (see sub-paragraph(2))—

(i) been such an officer or employee as is mentioned inparagraph (a), or

(ii) held such an office as is mentioned in paragraph (b),or

(iii) been named as a donor in the register of donationsreported under Chapter 3 or 5 of Part 4, or

(iv) been named as a participant in the register ofrecordable transactions reported under Part 4A.

(2) The relevant period is—(a) in relation to appointment as chief executive of the

Commission, the last five years;(b) in relation to appointment to a post on the staff of the

Commission that is designated by a notice in force underparagraph 11B, the period (immediately preceding theappointment) specified by the notice;

(c) in relation to appointment as any other member of the staff ofthe Commission, the last 12 months.

(3) A member of a registered party may not be appointed as chiefexecutive of the Commission.

(4) The appointment of any member of the staff of the Commission shallterminate—

(a) in the case of the chief executive, on the occurrence of such anevent as is mentioned in any of paragraphs (a) to (d) ofparagraph 3(3);

(b) in any other case, on the occurrence of such an event as ismentioned in any of paragraphs (a) to (ca) of paragraph 3(3).

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11B (1) The chief executive of the Commission may by giving notice to theSpeaker’s Committee—

(a) designate a particular post on the staff of the Commission,and

(b) specify as the relevant period for that post, for the purposesof paragraph 11A(2)(b), a period of two years or more,

if the chief executive reasonably believes that it is necessary to do soin order to maintain public confidence in the effectiveness of theCommission in carrying out any of its functions.

(2) The period specified under sub-paragraph (1)(b) may not be morethan five years.

(3) In deciding what that period should be, the chief executive of theCommission shall take into account—

(a) the level of seniority of the post;(b) how likely it is that any holder of the post will be required to

deal with politically sensitive matters.

(4) Each notice under sub-paragraph (1) must relate to only one post.

(5) A notice under sub-paragraph (1)—(a) has effect from the day on which it is received by the

Speaker’s Committee, and(b) (subject to sub-paragraphs (6) and (7)) expires at the end of

the period of three years beginning with that day.

(6) Sub-paragraph (5)(b) does not prevent a further notice being givenunder sub-paragraph (1) in relation to the post in question, either—

(a) before the previous notice would have expired, or(b) at any time after the expiry of the previous notice.

A further notice received by the Speaker’s Committee before theprevious notice would have expired supersedes the previous notice.

(7) If the chief executive of the Commission gives notice (a “cancellationnotice”) to the Speaker’s Committee cancelling a notice under sub-paragraph (1), the notice under that sub-paragraph ceases to haveeffect—

(a) on the day on which the cancellation notice is received by theSpeaker’s Committee, or

(b) (if later) on such date as may be specified in the cancellationnotice.

(8) Before giving a notice under this paragraph the chief executive of theCommission shall consult the Speaker’s Committee.

(9) The Commission shall publish, in such manner as they considerappropriate, information setting out the effect of all notices undersub-paragraph (1) that are in force at any particular time.”

(3) The amendment made by subsection (2) does not apply to the appointment ofa person—

(a) to assist the Boundary Committee for England in the performance of itsfunctions,

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(b) to assist the Commission in carrying out functions transferred to themby an order under section 18(1) of the 2000 Act (transfer of functions ofLocal Government Commission for England), or

(c) to perform duties including either or both of those.

PART 2

POLITICAL DONATIONS ETC AND EXPENDITURE

Donations

8 Declaration as to source of donation

(1) In section 54 of the 2000 Act (permissible donors), in subsection (1)(circumstances in which party may not accept donation), after paragraph (a)there is inserted—

“(aa) in the case of a donation of an amount exceeding £7,500, theparty has not been given a declaration as required by thatsection; or”.

(2) After that section there is inserted—

“54A Declaration as to source of donation

(1) Where a person (P) causes an amount exceeding £7,500 to be receivedby a registered party by way of a donation, a written declaration mustbe given to the party—

(a) by P, if P is an individual, or(b) if not, by an individual authorised by P to make the declaration,

stating, to the best of the individual’s knowledge and belief, whether ornot subsection (2) applies to the donation.

(2) This subsection applies to the donation if—(a) a person other than P has provided, or is expected to provide,

money or any other benefit to P with a view to, or otherwise inconnection with, the making of the donation, and

(b) the money, or the value of the benefit, is more than £7,500.

(3) Where a declaration under this section contains a statement to the effectthat subsection (2) applies to the donation, it must also—

(a) state whether or not, in the opinion of the person making thedeclaration—

(i) subsection (4) of section 54 applies to the donation;(ii) subsection (6) of that section applies to it;

(b) if the person’s opinion is that neither of those subsectionsapplies to the donation, give the person’s reasons for thatopinion.

(4) A declaration under this section must also state the full name andaddress of the person by whom it is made and, where subsection (1)(b)applies—

(a) state that the person is authorised by P to make the declaration;(b) describe the person’s role or position in relation to P.

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Political Parties and Elections BillPart 2 — Political donations etc and expenditure

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(5) A person who knowingly or recklessly makes a false declaration underthis section commits an offence.

(6) Regulations made by the Secretary of State may make provision as tohow the value of a benefit is to be calculated for the purposes ofsubsection (2).”

(3) In section 56 of the 2000 Act (acceptance or return of donations: general), insubsection (2) (steps to be taken if donation to be refused)—

(a) in paragraph (a), for “section 54(1)(b)” there is substituted “section54(1)(aa) or (b)”;

(b) after that paragraph there is inserted—“(aa) if the donation falls within section 54(1)(aa) (but not

section 54(1)(b)), the donation, or a payment of anequivalent amount, must be sent back to the personappearing to be the donor,”;

(c) in paragraph (b), for “that provision” there is substituted “section54(1)(b)”.

(4) Before subsection (4) of that section there is inserted—

“(3B) Where—(a) subsection (2)(aa) applies in relation to a donation, and(b) the donation is not dealt with in accordance with that provision,

the party and the treasurer of the party are each guilty of an offence.”

(5) In Schedule 6 to the 2000 Act (details to be given in donation reports), afterparagraph 1 there is inserted—

“Declarations as to source of donation

1A (1) In relation to each recordable donation in the case of which adeclaration under section 54A has been given, a quarterly or weeklyreport must either—

(a) state that no reason was found to think that the declarationwas untruthful or inaccurate, or

(b) give details of any respects in which the declaration wasfound or suspected to be untruthful or inaccurate.”

(6) In paragraph 6 of that Schedule (donations from impermissible donors)—(a) in the heading, at the end there is inserted “or without required

declaration”;(b) for “section 54(1)(a)” there is substituted “section 54(1)(a) or (aa)”;(c) in paragraph (a), after “the donor” there is inserted “or the person

appearing to be the donor”;(d) in paragraph (b), for “section 56(2)(a)” there is substituted “section

56(2)(a) or (aa)”.

(7) In Schedule 20 to the 2000 Act (penalties) the following entry is inserted at theappropriate place—

“Section 54A(5) (making a falsedeclaration as to source ofdonation)


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(8) Schedule 3 has effect.That Schedule makes amendments to—

(a) Schedules 7, 11 and 15 to the 2000 Act (control of donations toindividuals and members associations; to recognised third parties; andto permitted participants), and

(b) Schedule 20 to the 2000 Act (penalties),corresponding to those made by subsections (1) to (7).

(9) The Secretary of State, after consulting the Electoral Commission, may make anorder that—

(a) amends or modifies a provision of the 2000 Act inserted by this sectionor Schedule 3 so far as it applies in relation to Northern Ireland;

(b) makes provision that is consequential on or supplemental to that madeby virtue of paragraph (a) (including provision amending or modifyingany provision of the 2000 Act).

(10) The power to make an order under subsection (9) is exercisable by statutoryinstrument.

(11) No order may be made under subsection (9) unless a draft of the instrumentcontaining the order has been laid before and approved by a resolution of eachHouse of Parliament.

9 Defence to charge of failing to return donation from impermissible donor

In section 56 of the 2000 Act (acceptance or return of donations: general), aftersubsection (3) there is inserted—

“(3A) Where a party or its treasurer is charged with an offence undersubsection (3), it shall be a defence to prove that—

(a) all reasonable steps were taken by or on behalf of the party toverify (or ascertain) whether the donor was a permissibledonor, and

(b) as a result, the treasurer believed the donor to be a permissibledonor.”

Offences

10 “Reasonable excuse” in relation to certain offences under the 2000 Act

(1) The 2000 Act is amended as follows.

(2) In section 47 (failure by registered party to submit proper statement ofaccounts to Commission)—

(a) in paragraph (a) of subsection (1), after “are” there is inserted “, withoutreasonable excuse,”;

(b) in paragraph (b) of that subsection, after “is” there is inserted “, withoutreasonable excuse,”;



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(c) subsections (2) and (3) are omitted.

(3) In section 65 (submission of donation reports to Commission)—(a) in subsections (3) and (4), after “commits an offence if” there is inserted

“, without reasonable excuse,”;(b) subsection (5) is omitted.

(4) In section 71S (submission of transaction reports to Commission)—(a) in subsections (4) and (5), after “commits an offence if” there is inserted

“, without reasonable excuse,”;(b) subsection (6) is omitted.

(5) In paragraph 12 of Schedule 7 (failure to deliver donation report)—(a) in sub-paragraph (1), between “is” and “not delivered” there is inserted

“, without reasonable excuse”;(b) in sub-paragraph (2), after “which” there is inserted “, without

reasonable excuse,”;(c) sub-paragraph (3) is omitted.

(6) In paragraph 12 of Schedule 7A (failure to deliver transaction report)—(a) in sub-paragraph (1), between “is” and “not delivered” there is inserted

“, without reasonable excuse,”;(b) in sub-paragraph (2), after “which” there is inserted “, without

reasonable excuse,”;(c) sub-paragraph (3) is omitted.

Responsible persons and compliance officers

11 Control of donations to members associations: responsible persons

(1) Schedule 7 to the 2000 Act (control of donations to members associations etc) isamended as set out in subsections (2) to (4).

(2) In paragraph 1(9) (meaning of “the responsible person”), for paragraph (b)there is substituted—

“(b) otherwise, the person who is the responsible person by virtueof a notice in force under paragraph 1A.”

(3) After paragraph 1 there is inserted—

“Appointment of responsible person by members association with no treasurer

1A (1) A members association which does not have a treasurer—(a) may appoint an individual to be the responsible person in

relation to the association by giving notice to theCommission;

(b) shall do so within the period of 30 days beginning with thedate on which the association—

(i) accepts a controlled donation which is a recordabledonation for the purposes of paragraph 10, or

(ii) receives a controlled donation falling withinparagraph 6(1)(a) or (b),

if a notice under this sub-paragraph is not in force on thatdate.

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(2) A notice under sub-paragraph (1)—(a) must be signed on behalf of the members association;(b) must contain a statement signed by the individual to be

appointed as the responsible person confirming that theindividual is willing to be appointed.

(3) A notice under sub-paragraph (1) must state—(a) the name and address of the members association;(b) the full name of the individual to be appointed as the

responsible person;(c) the individual’s home address in the United Kingdom, or (if

there is no such home address) the individual’s homeaddress elsewhere.

(4) Subject to the following provisions of this paragraph, a notice undersub-paragraph (1) (“the original notice”)—

(a) shall be in force as from the date on which it is received by theCommission, but

(b) shall lapse at the end of the period of 12 months beginningwith that date unless the members association or theresponsible person gives the Commission a notice (a“renewal notice”) that they both wish the original notice toremain in force.

(5) A renewal notice—(a) has the effect of extending the validity of the original notice

for a further 12 months beginning with the time when itwould otherwise have lapsed (whether under sub-paragraph(4)(b) or on the expiry of a previous extension under this sub-paragraph);

(b) must be received by the Commission during the period ofone month ending at that time.

(6) A renewal notice must either—(a) confirm that all the statements contained in the original

notice, as it has effect for the time being, are accurate; or(b) indicate that any statement contained in that notice, as it so

has effect, is replaced by some other statement conformingwith the relevant provision of sub-paragraph (3).

A renewal notice must be signed on behalf of the membersassociation and by the responsible person.

(7) The members association or the responsible person may, at any timeafter giving the original notice, give the Commission a notice (a“notice of alteration”) indicating that any statement contained in theoriginal notice, as it has effect for the time being, is replaced by someother statement—

(a) contained in the notice of alteration, and(b) conforming with the relevant provision of sub-paragraph (3).

(8) A notice of alteration must be signed—(a) on behalf of the members association, and

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(b) by the responsible person or, in the case of a noticesubstituting a different individual as the responsible person,by that individual.

(9) A notice under this paragraph ceases to have effect on receipt by theCommission of a notice terminating it (a “notice of termination”)—

(a) given by and signed on behalf of the members association, or(b) given and signed by the responsible person.

(10) On receipt of a notice of termination given by the membersassociation or by the responsible person, the Commission mustinform the other party as soon as is reasonably practicable (unless thenotice was signed both on behalf of the members association and bythe responsible person).

(11) A reference in this paragraph to a notice being signed on behalf of amembers association is to the notice being signed by the secretary ofthe association or by a person who acts in a similar capacity inrelation to the association.

(12) A notice under the Schedule 7A version of this paragraph also haseffect as a notice under this paragraph.The “Schedule 7A version” of this paragraph means this paragraphas it applies, in relation to controlled transactions, by virtue ofparagraph 1(7A) of Schedule 7A.

Offence of failing to comply with paragraph 1A

1B A members association commits an offence if—(a) it is subject to the requirement in paragraph 1A(1)(b), and(b) without reasonable excuse it fails to comply with the

requirement.”

(4) In paragraph 12 (offence of failing to deliver donation report), in sub-paragraph (1) and in sub-paragraph (2), for paragraphs (a) and (b) and thewords following paragraph (b) there is substituted—

“(a) in the case of a regulated donee other than a membersassociation, the regulated donee is guilty of an offence;

(b) in the case of a members association, the association and theresponsible person are guilty of an offence.”


12 Control of donations to holders of elective office: compliance officers

(1) In Schedule 7 to the 2000 Act (control of donations to individuals etc), at the

“Paragraph 1B of Schedule 7(failure by members association tocomply with requirement toappoint responsible person)

On summary conviction: Level 5”.

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end there is inserted—

“PART 7

COMPLIANCE OFFICERS

Functions and liabilities of compliance officers

17 (1) A regulated donee who is the holder of a relevant elective office (the“office-holder”) may, by giving a notice to the Commission whichcomplies with paragraph 18(1), appoint an individual as complianceofficer for the office-holder.

(2) Where a notice under this paragraph is for the time being in force—(a) any duty imposed on the office-holder by virtue of paragraph

8, or under paragraph 10, 11 or 13, may be discharged eitherby the office-holder or by the compliance officer;

(b) section 56(3), (3B) and (4) as applied by paragraph 8, andparagraph 12(1) and (2), apply to the compliance officer aswell as the office-holder (so that either or both of them maybe charged with any offence under those provisions);

(c) if the compliance officer makes a declaration underparagraph 13, paragraph 13(4) applies to the complianceofficer instead of the office-holder.

(3) The compliance officer for an office-holder cannot be guilty of anoffence under paragraph 12(1) or (2) in respect of any controlleddonation received by the office-holder at a time when the noticeunder this paragraph was not in force.

(4) A person commits an offence if, at a time when a notice under thisparagraph is in force in relation to an office-holder, the personknowingly gives the compliance officer any information relatingto—

(a) the amount of any controlled donation made to the office-holder, or

(b) the person or body making such a donation,which is false in a material particular.

Notices of appointment, renewal, alteration and termination

18 (1) A notice under paragraph 17—(a) must be signed by the office-holder, and(b) must contain a statement signed by the individual to be

appointed as compliance officer confirming that theindividual is willing to be appointed.

(2) A notice under paragraph 17 must state— (a) the full name of the office-holder,(b) the relevant elected office that the person holds,(c) the office-holder’s home address in the United Kingdom, or

(if there is no such home address) the office-holder’s homeaddress elsewhere, and

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(d) if the office-holder is a member of a registered party, theparty’s registered name and the address of its registeredheadquarters.

(3) A notice under paragraph 17 must also state— (a) the full name of the individual to be appointed as compliance

officer,(b) if the individual holds a relevant elected office, what that

office is,(c) the individual’s home address in the United Kingdom, or (if

there is no such home address) the individual’s homeaddress elsewhere, and

(d) if the individual is a member of a registered party, the party’sregistered name and the address of its registeredheadquarters.

(4) Subject to the following provisions of this paragraph, a notice underparagraph 17 (“the original notice”)—

(a) shall be in force as from the date on which it is received by theCommission, but

(b) shall lapse at the end of the period of 12 months beginningwith that date unless the office-holder or the complianceofficer gives the Commission a notice (a “renewal notice”)that they both wish the original notice to remain in force.

(5) A renewal notice—(a) has the effect of extending the validity of the original notice

for a further 12 months beginning with the time when itwould otherwise have lapsed (whether under sub-paragraph(4)(b) or on the expiry of a previous extension under this sub-paragraph);

(b) must be received by the Commission during the period ofone month ending at that time.

(6) A renewal notice must either—(a) confirm that all the statements contained in the original

notice, as it has effect for the time being, are accurate; or(b) indicate that any statement contained in that notice, as it so

has effect, is replaced by some other statement conformingwith the relevant provision of sub-paragraph (2) or (3).

A renewal notice must be signed by the office-holder and thecompliance officer.

(7) The office-holder or the compliance officer may, at any time aftergiving the original notice, give the Commission a notice (a “notice ofalteration”) indicating that any statement contained in the originalnotice, as it has effect for the time being, is replaced by some otherstatement—

(a) contained in the notice of alteration, and(b) conforming with the relevant provision of sub-paragraph (2)

or (3).

(8) A notice of alteration must be signed—(a) by the office-holder, and

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(b) by the compliance officer or, in the case of a noticesubstituting a different individual as the compliance officer,by that individual.

(9) A notice under paragraph 17 ceases to have effect on receipt by theCommission of a notice terminating it (a “notice of termination”)given and signed by the office-holder or by the compliance officer.

(10) On receipt of a notice of termination given by the office-holder or bythe compliance officer, the Commission must inform the other partyas soon as is reasonably practicable (unless the notice was signedboth by the office-holder and by the compliance officer).

Register of compliance officers

19 (1) The Commission shall maintain a register of all notices given to themunder paragraph 17 which are for the time being in force.

(2) The register shall be maintained by the Commission in such form asthey may determine and shall contain, in the case of each such notice,all the information contained in the notice as it has effect for the timebeing in accordance with paragraph 18.

(3) Where any notice is given to the Commission under paragraph 17 orsub-paragraph (4)(b) or (7) of paragraph 18, they shall cause all theinformation contained in the notice, or (as the case may be) any newinformation contained in it, to be entered in the register as soon as isreasonably practicable.

(4) The information to be entered in the register in respect of anyindividual shall, however, not include the individual’s homeaddress.”


13 Control of loans etc to members associations: responsible persons

(1) Schedule 7A to the 2000 Act (control of loans etc to members associations etc)is amended as follows.

(2) In paragraph 1 (operation and construction of Schedule)—(a) in sub-paragraph (7)(d), the words after “(in relation to a members

association)” are omitted;

“Paragraph 17(4) of Schedule 7(knowingly giving complianceofficer false information aboutdonations)




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(b) after sub-paragraph (7) there is inserted—

“(7A) Paragraphs 1A and 1B of Schedule 7 apply for the purposesof this Schedule, in relation to controlled transactions, as theyapply for the purposes of that Schedule in relation tocontrolled donations.

(7B) Paragraph 1A(1)(b) of Schedule 7, as it applies by virtue ofsub-paragraph (7A) above, has effect as if for sub-paragraphs(i) and (ii) there were substituted—

“(i) enters into a controlled transaction which is arecordable transaction for the purposes ofparagraph 9 of Schedule 7A, or

(ii) enters into a controlled transaction falling withinparagraph 5 or 6(1)(b) of that Schedule,”.

(7C) A notice under paragraph 1A of Schedule 7 also has effect asa notice under the Schedule 7A version of that paragraph.The “Schedule 7A version” of paragraph 1A of Schedule 7means that paragraph as it applies, in relation to controlledtransactions, by virtue of sub-paragraph (7A) above.”

(3) In paragraph 12 (offence of failing to deliver transaction report), in sub-paragraph (1) and in sub-paragraph (2), for paragraphs (a) and (b) and thewords following paragraph (b) there is substituted—

“(a) in the case of a regulated participant other than a membersassociation, the regulated participant is guilty of an offence;

(b) in the case of a members association, the association and theresponsible person are guilty of an offence.”

14 Control of loans etc to holders of elective office: compliance officers

In Schedule 7A to the 2000 Act (control of loans etc to individuals etc), at theend there is inserted—

“Compliance officers

18 (1) This paragraph applies where a regulated participant who is theholder of a relevant elective office (the “office-holder”) has given anotice to the Commission under paragraph 17 of Schedule 7appointing an individual as compliance officer for the office-holder.

(2) Where the notice is for the time being in force—(a) any duty imposed on the office-holder under paragraph 9, 10,

11 or 13 may be discharged either by the office-holder or bythe compliance officer;

(b) paragraph 12(1) and (2) applies to the compliance officer aswell as the office-holder (so that either or both of them maybe charged with an offence under paragraph 12(1) or (2));

(c) if the compliance officer makes a declaration underparagraph 13, paragraph 13(4) applies to the complianceofficer instead of the office-holder.

(3) The compliance officer for an office-holder cannot be guilty of anoffence under paragraph 12(1) or (2) in respect of any controlled

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transaction entered into by the office-holder at a time when thenotice was not in force.”

15 Person may not be “responsible person” for more than one third party

(1) Section 88 of the 2000 Act (third parties recognised for the purposes of Part 6 ofthat Act) is amended as follows.

(2) In subsection (2)(a), after “(as defined by section 54(8))” there is inserted “whois not the responsible person in relation to another third party”.


“(3A) A notification given by a third party does not comply with therequirement in subsection (3)(b)(iii) or (c)(ii) (to state the name of theperson who will be responsible for compliance) if the person whosename is stated is—

(a) the responsible person in relation to another third party,(b) an individual who gives a notification under subsection (1) at

the same time, or(c) the person whose name is stated, in purported compliance with

the requirement in subsection (3)(b)(iii) or (c)(ii), in anotification given at the same time by another third party.

In this subsection “the person”, in relation to a notification to whichsubsection (3)(c) applies, is to be read as “the person or officer”.”

(4) Where—(a) a third party gives a notification under section 88(4)(b) of the 2000 Act

(“the renewal notification”) in respect of a notification under section88(1) (“the original notification”) that was given before thecommencement of this section, and

(b) the original notification contained a statement under section88(3)(b)(iii) or (c)(ii) naming someone who, at the time when therenewal notification is given, is the responsible person in relation toanother third party,

the renewal notification must indicate (under section 88(6)(b)) that thestatement is replaced by a statement naming someone who is not theresponsible person in relation to another third party.

Unincorporated associations

16 Reports of gifts received by unincorporated associations making donations

(1) After section 140 of the 2000 Act there is inserted—

“Reports to Commission by unincorporated associations making political donations

“140A Reports of gifts received by unincorporated associations

Schedule 19A, which requires unincorporated associations makingpolitical donations to report gifts received by them to the Commission,has effect.”

(2) Before Schedule 19B to the 2000 Act (inserted by section 2 above) there isinserted, as Schedule 19A, the Schedule set out in Schedule 4 to this Act.

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(3) In Schedule 20 to the 2000 Act the following entries are inserted at theappropriate place—

(4) The Secretary of State, after consulting the Electoral Commission, may make anorder that—

(a) amends or modifies the Schedule inserted into the 2000 Act bySchedule 4 so far as it applies in relation to Northern Ireland;

(b) makes provision that is consequential on or supplemental to that madeby virtue of paragraph (a) (including provision amending or modifyingany provision of the 2000 Act).

(5) The power to make an order under subsection (4) is exercisable by statutoryinstrument.

(6) No order may be made under subsection (4) unless a draft of the instrumentcontaining the order has been laid before and approved by a resolution of eachHouse of Parliament.

(7) In the Schedule inserted into the 2000 Act by Schedule 4 to this Act—(a) the reference in paragraph 1(1) to a calendar year does not include any

year before 2010;(b) a reference in paragraph 2 to a gift does not include any gift received

before the day on which this Act is passed.

Thresholds

17 Increased thresholds in relation to donations etc

(1) In the following provisions of the 2000 Act, for “£200” there is substituted“£500”—

“Paragraph 6(1) of Schedule 19A(failure to give notification orreport within specified period)


Paragraph 6(2) of Schedule 19A(giving notification or report thatfails to comply with requirementsof that Schedule)



On indictment: fine or 1 year

Paragraph 6(3) of Schedule 19A(making false declaration innotification or report)




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section 52(2)(b);section 54(4)(b) and (6)(b);section 71F(12)(b);in Schedule 7, paragraphs 4(3)(b) and 6(2) and (4)(b);in Schedule 7A, paragraph 2(4)(b);in Schedule 11, paragraphs 4(2) and 6(4) and (6)(b);in Schedule 15, paragraphs 4(2) and 6(5) and (7)(b).

(2) In the following provisions of the 2000 Act, for “£1,000” there is substituted“£1,500”—

section 62(6A)(a) and (b), (7)(b) and (11)(b);section 71M(7)(a) and (b), (8)(b) and (11)(b);in Schedule 7, paragraph 10(1A)(a) and (b) and (2)(b);in Schedule 7A, paragraph 9(2)(a) and (b) and (7)(b).

(3) In the following provisions of the 2000 Act, for “£5,000” there is substituted“£7,500”—

section 62(4)(a) and (b), (5)(b) and (11)(b);section 63(3);section 71M(4)(a) and (b), (5)(b) and (11)(b);section 71Q(3);in Schedule 7, paragraph 10(1A)(a) and (b) and (2)(b);in Schedule 7A, paragraph 9(2)(a) and (b) and (7)(b);in Schedule 11, paragraph 10(2)(a);in Schedule 15, paragraph 10(2)(a).

(4) In section 155 of the 2000 Act (power to vary specified sums), after subsection(2) there is inserted—

“(3) Subsection (4) applies in relation to the sums specified in—(a) Part 4;(b) Part 4A;(c) Schedule 11;(d) Schedule 15;(e) Schedule 19A.

(4) In each Parliament, other than a Parliament that is dissolved less thantwo years after the date of its first sitting, the Secretary of State musteither—

(a) make an order in pursuance of subsection (2)(a), or(b) lay before Parliament a statement setting out the Secretary of

State’s reasons for not doing so.”

(5) The amendment made by subsection (4) does not apply in relation to theParliament during which this Act is passed.

Election expenses

18 Limitation of pre-candidacy election expenses for certain general elections

(1) In the Representation of the People Act 1983 (c. 2) (“the 1983 Act”), after section

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76 there is inserted—

“76ZA Limitation of pre-candidacy election expenses for certain general elections

(1) This section applies where—(a) a Parliament is not dissolved until after the period of 55 months

beginning with the day on which that Parliament first met (“the55-month period”),

(b) election expenses are incurred by or on behalf of a candidate atthe parliamentary general election which follows thedissolution, and

(c) the expenses are incurred in respect of a matter which is usedduring the period beginning immediately after the 55-monthperiod and ending with the day on which the person becomes acandidate at that election.

For the purposes of this section, section 90ZA(1) has effect with theomission of the words “after the date when he becomes a candidate atthe election”.

(2) Election expenses incurred as mentioned in subsection (1) must not inthe aggregate exceed the permitted amount, which is the relevantpercentage of the following sum—

(a) for a candidate at an election in a county constituency, £25,000plus 7p for every entry in the register of electors;

(b) for a candidate at an election in a borough constituency, £25,000plus 5p for every entry in the register of electors.

(3) The relevant percentage is—(a) 100% where the dissolution was during the 60th month of the

Parliament;(b) 90% where the dissolution was during its 59th month;(c) 80% where the dissolution was during its 58th month;(d) 70% where the dissolution was during its 57th month;(e) 60% where the dissolution was during its 56th month.

For the purposes of this subsection, the “56th month” of a Parliament isthe month beginning immediately after the 55-month period; and so on.

(4) In subsection (2) above “the register of electors” means the register ofparliamentary electors for the constituency in question as it has effecton the last day for publication of notice of the election.

(5) Where election expenses are incurred as mentioned in subsection (1) inexcess of the permitted amount, any candidate or election agent who—

(a) incurred, or authorised the incurring of, the election expenses,and

(b) knew or ought reasonably to have known that the expenseswould be incurred in excess of that amount,

shall be guilty of an illegal practice.

(6) The candidate’s personal expenses do not count towards the permittedamount.”

(2) The amendments made by this section do not apply in relation to anyexpenses—

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(a) incurred before the commencement of this section, or(b) incurred in respect of any matters used before 1 January 2010.

19 Election expenses: guidance by Commission

In Schedule 4A to the 1983 Act (election expenses), in paragraph 14 (guidanceby Electoral Commission), for the words in sub-paragraph (1) from “givingguidance” to the end there is substituted “giving—

(a) guidance as to the matters which do, or do not, fall withinPart 1 or Part 2 of this Schedule;

(b) guidance (supplementing the definition in section 90ZA(3)above) as to the cases or circumstances in which expenses are,or are not, to be regarded as incurred for the purposes of acandidate’s election.”

PART 3

ELECTIONS

20 Election falling within canvass period

(1) After section 13BA of the 1983 Act there is inserted—

“13BB Election falling within canvass period

(1) This section applies where—(a) in connection with a canvass under section 10 above, the form

returned in respect of an address (“the relevant address”) iscompleted in such a way that, by virtue of section 10A(2) above,an application for registration is treated as having been made inrespect of that address; and

(b) notice is published of an election to which section 13B aboveapplies that is to be held—

(i) in an area which includes the relevant address,(ii) during the period starting with 1st July in the year of the

canvass and ending with 1st December in that year.

(2) The application shall be treated as made—(a) when the notice of election is published (if the canvass form has

already been returned),(b) when the form is returned (if the notice has already been

published), or(c) at such other time as may be prescribed.

(3) Subsection (2) above does not apply if—(a) the canvass form is returned after the appropriate publication

date; or(b) the form is returned too late for the application to be

determined in accordance with regulations on or before thatdate (even without there being any delay in dealing with theapplication or any objections to the registration).

(4) Where, in consequence of the determination of the application, an entryrelating to a person falls to be made in (or removed from) a register

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covering the relevant address, the registration officer by whom thatregister is maintained shall issue, in the prescribed manner, a noticespecifying the appropriate alteration.

(5) Where—(a) in consequence of the determination of the application, a

person’s entry in respect of an address other than the relevantaddress falls to be removed from a register maintained by aregistration officer other than the one referred to in subsection(4) above,

(b) at the time of the determination, notice has been published of anelection to which section 13B above applies that is to be held—

(i) in an area which includes that other address,(ii) during the period starting with 1st July in the year of the

canvass and ending with 1st December in that year,and

(c) the determination is made before the appropriate publicationdate for that election,

the other registration officer shall, on being informed of thedetermination, issue in the prescribed manner a notice specifying theappropriate alteration.

(6) A notice under subsection (4) or (5) above shall be issued on theappropriate publication date for the election in question, and thealteration shall take effect as from the beginning of that day.

(7) A requirement imposed by subsection (4) or (5) above does not applyif, before the appropriate publication date for the election in question,the registration officer concerned publishes a revised version of theregister incorporating the appropriate alteration.

(8) In this section—“the appropriate publication date” has the same meaning as in

section 13B above;“canvass form” means the form mentioned in subsection (1)(a)

above.

(9) For the purposes of this section, a canvass form is “returned” when it isreceived by the registration officer.”

(2) In section 13 of that Act (publication of registers), after subsection (1) there isinserted—

“(1A) Subsection (1)(a) above has effect, in the case of a registration officeracting for an area in which (or in part of which) an election to whichsection 13B below applies is held during the period—

(a) starting with 1st July in the year in question, and(b) ending with 1st December in that year,

as if for “1st December in that year” there were substituted “1stFebruary in the following year”.”

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21 Candidate at parliamentary election may withhold home address from publication

(1) Schedule 1 to the 1983 Act (parliamentary elections rules) is amended asfollows.

(2) In rule 6 (nomination of candidates)—(a) sub-paragraph (b) of paragraph (2) is omitted;(b) after paragraph (3) there is inserted—

“(4) The nomination paper must be accompanied by a form (inthis Schedule referred to as the “home address form”) whichstates the candidate’s—

(a) full names, and(b) home address in full.

Provision in paragraph (1) above about delivery of thenomination paper applies also to the home address form.

(5) The home address form—(a) may contain a statement made and signed by the

candidate that he requires the home address not to bemade public; and

(b) if it does so, must state the constituency within whichthat address is situated (or, if that address is outsidethe United Kingdom, the country within which it issituated).”

(3) In rule 11 (right to attend nomination)—(a) in paragraph (3), after “nomination paper” there is inserted “and

associated home address form”;(b) after paragraph (4) there is inserted—

“(5) The returning officer shall not permit a home address form tobe inspected otherwise than in accordance with this rule, orfor some other purpose authorised by law.”

(4) In rule 12 (validity of nomination papers), in paragraph (1)—(a) after “consent to it” there is inserted “and the home address form”;(b) after sub-paragraph (a) there is inserted—

“(aa) the returning officer decides that the home addressform does not comply with rule 6(4); or”.

(5) In rule 14 (publication of statement of persons nominated), after paragraph (3)there is inserted—

“(3A) In relation to a nominated person in whose case the home addressform (or, if the person is nominated by more than one nominationpaper, any of the home address forms) contains—

(a) the statement mentioned in rule 6(5)(a), and(b) the information mentioned in rule 6(5)(b).

the reference in paragraph (2) to the person’s address shall be readas a reference to the information mentioned in rule 6(5)(b).”

(6) After paragraph (4) of that rule there is inserted—

“(4A) Where—

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(a) two or more of the names shown on the statement are thesame or so similar as to be likely to cause confusion,

(b) paragraph (3A) applies in relation to each of the persons inquestion, and

(c) the information mentioned in rule 6(5)(b) is the same for eachof them,

the returning officer may cause any of their particulars to be shownon the statement with such amendments or additions as the officerthinks appropriate in order to reduce the likelihood of confusion.

(4B) Where it is practicable to do so before the publication of thestatement, the returning officer shall consult any person whoseparticulars are to be amended or added to under paragraph (4A).

(4C) The returning officer must give notice in writing to any personwhose particulars are amended or added to under paragraph (4A).

(4D) Anything done by a returning officer in pursuance of paragraph (4A)must not be questioned in any proceedings other than proceedingson an election petition.

(4E) A returning officer must have regard to any guidance issued by theElectoral Commission for the purposes of paragraph (4A).”

(7) Before rule 54 there is inserted—

“Destruction of home address forms

53A The returning officer shall destroy each candidate’s home addressform—

(a) on the next working day following the 21st day after theofficer has returned the name of the member elected; or

(b) if an election petition questioning the election or return ispresented before that day, on the next working day followingthe conclusion of proceedings on the petition or on appealfrom such proceedings.”

22 Disposal of election documents in Scotland

In the 1983 Act—(a) in section 63 (breach of official duty), in subsection (3)(b), the words

“sheriff clerk,” are omitted;(b) in Schedule 1 (parliamentary elections rules), for rule 58 there is

substituted—

“58 (1) This rule modifies rules 55 to 57 in relation to elections inScotland.

(2) In relation to such elections—(a) the documents mentioned in rule 55(1)—

(i) are not to be forwarded by the returningofficer as required by that rule,

(ii) instead, are to remain in the returning officer’scustody (and be endorsed by the officer asrequired by that rule),

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(b) the references in rules 56 and 57 to the relevantregistration officer are to be read as references to thereturning officer (and rule 55(1A) is to bedisregarded),

(c) the reference in rule 57(1) to the documents to beretained is to be read as a reference to the documentsremaining in the returning officer’s custody undersub-paragraph (a)(ii).”

23 Filling vacant European Parliament seats in Northern Ireland

(1) In section 5 of the European Parliamentary Elections Act 2002 (c. 24) (fillingvacant seats), after subsection (3) there is inserted—

“(4) As regards a seat in Northern Ireland, the regulations may, in specifiedcircumstances, require it to be filled as follows—

(a) where the previous MEP stood in the name of a registered partywhen elected (or most recently elected), by a person nominatedby the nominating officer of that party;

(b) where paragraph (a) does not apply but the previous MEP gavea notice in accordance with regulations under this Act namingone or more persons as substitutes, by a person so named.

(5) In subsection (4)—“nominating officer”, in relation to a registered party, means the

person registered as its nominating officer under the PoliticalParties, Elections and Referendums Act 2000 in the NorthernIreland register (within the meaning of that Act);

“registered party” means a party registered under that Act in thatregister;

“the previous MEP”, in relation to a vacancy, means the personwho was the MEP immediately before the vacancy arose.”

(2) Regulations containing provision made by virtue of this section may specifythat the provision has effect in relation to any seat that is vacant at the time theprovision comes into force and in respect of which notice of a by-election hasnot been published at that time.

24 Local returning officers for elections to the European Parliament

In section 6 of the European Parliamentary Elections Act 2002 (returningofficers), in subsection (5A) (meaning of “local returning officer”), forparagraph (a) there is substituted—

“(a) a person who, by virtue of section 35 of the Representation ofthe People Act 1983, is a returning officer for—

(i) elections of councillors of a district or London borough,(ii) elections of councillors of a county in which there are no

district councils,(iii) elections to the Council of the Isles of Scilly, or(iv) elections of councillors of a county or county borough in

Wales,or who by virtue of section 41 of that Act is a returning officerfor elections of councillors for a local authority in Scotland; or”.

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Political Parties and Elections BillPart 4 — Electoral registration

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PART 4

ELECTORAL REGISTRATION

Co-ordinated on-line record of electors

25 CORE information and action to be taken by electoral registration officers

(1) Section 2 of the Electoral Administration Act 2006 (c. 22) (co-ordinated on-linerecord of electors: use of information) is amended as follows.

(2) In subsection (6)— (a) in paragraph (b), after “is requested” there is inserted “in respect of the

same address or”;(b) in paragraph (c), for “acts as” there is substituted “is appointed as, or

votes as,”.


“(6A) A CORE scheme may require that where a CORE keeper informs anERO as mentioned in subsection (5), or informs an ERO of anysuspicions that the CORE keeper has concerning the commission of anoffence under the 1983 Act or other impropriety—

(a) the ERO must take such steps (if any) as appear to the ERO tobe appropriate in response to being so informed;

(b) the ERO must notify the CORE keeper of the steps taken (or ofthe reasons for not taking any), within such period and in suchform and manner as is specified—

(i) in the scheme, or(ii) by the CORE keeper in accordance with the scheme.”

(4) In subsection (7)(b), after “relating to the person” there is inserted “, or to anysuch suspicions as are mentioned in subsection (6A),”.

(5) In subsection (11)—(a) for “must not authorise” there is substituted “must not—

(a) authorise”;(b) at the end there is inserted—

“(b) authorise one ERO to supply information to another.”

Identifying information

26 Voluntary provision of identifying information

(1) In this section “identifying information”, in relation to a person, means—(a) the person’s signature or, if the person is someone to whom subsection

(2) applies, an indication to that effect;(b) the person’s date of birth;(c) the person’s national insurance number or, if the person has no national

insurance number, an indication to that effect.

(2) This subsection applies to a person for whom it is not reasonably practicable tosign in a consistent and distinctive way because he or she is blind or has someother disability, or cannot read.

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(3) A registration officer, in carrying out his or her functions, including inparticular—

(a) maintaining registers under section 9 of the 1983 Act,(b) conducting canvasses under section 10 of that Act, and(c) determining applications for registration under section 10A or 13A of

that Act,must take steps to obtain identifying information from each person who is, orwho claims to be, entitled to be or to remain registered in any of the officer’sregisters.

(4) The steps taken under subsection (3) to collect identifying information mustinclude—

(a) asking for the information, and(b) explaining how collecting identifying information can help to improve

the accuracy of the registers,but in taking those steps a registration officer must make clear that it is notobligatory to provide the information.

(5) A registration officer must keep a record showing the identifying informationobtained under this section.

(6) The duties under this section do not apply at any time before 1 July 2010.

(7) In this section and sections 27, 28 and 30—“register”, in relation to a registration officer, means a register maintained

by that officer under section 9 of the 1983 Act;“registration officer” has the same meaning as in the 1983 Act (see section

8 of that Act) except that it does not include the Chief Electoral Officerfor Northern Ireland.

27 Regulations amending or supplementing section 26

(1) The Secretary of State may by regulations—(a) amend subsection (1) or (2) of section 26;(b) make any other amendments to that section or this section that appear

to the Secretary of State to be necessary or desirable in consequence ofan amendment made by virtue of paragraph (a);

(c) make provision supplementing that section.

(2) The provision that may be made by virtue of subsection (1)(c) includes inparticular—

(a) provision as to forms on which identifying information may beprovided;

(b) provision as to explanations or other material to be provided byregistration officers, either on forms of the kind mentioned inparagraph (a) or otherwise;

(c) provision about the form and manner in which records under section26(5) are to be kept;

(d) provision for the disclosure by the authority responsible for nationalinsurance numbers (the “relevant authority”) to a registration officer orCORE keeper, following a request by that person, of—

(i) the national insurance number recorded in respect of anindividual specified or described in the request, or the fact that

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the individual is not recorded as having a national insurancenumber, and

(ii) in the case of such an individual recorded as having a nationalinsurance number, any further information about theindividual that is recorded by the relevant authority,

for the purpose of checking the accuracy of any information thatappears in a register or other record kept by a registration officer(including a record under section 26(5));

(e) provision authorising the relevant authority to charge fees to a personmaking a request of the kind mentioned in paragraph (d) to cover theauthority’s reasonable expenses in complying with such requests;

(f) provision as to action to be taken by a registration officer who suspects(whether as a result of checks of the kind referred to in paragraph (d) orotherwise) that any information collected under section 26 is false.

(3) Regulations under this section may contain transitional or saving provision.

(4) The power to make regulations under this section is exercisable by statutoryinstrument.

(5) Before making regulations under this section, the Secretary of State—(a) must consult the Electoral Commission, and(b) in the case of regulations containing provision amending subsection (1)

or (2) of section 26, must seek the Commission’s views as to whether, ifit was obligatory for every registered person to provide identifyinginformation, the provision would help or hinder the achievement of theregistration objectives.

(6) For the purposes of this section, the registration objectives are to secure, so faras is reasonably practicable—

(a) that persons who are entitled to be registered in a register are registeredin it,

(b) that persons who are not entitled to be registered in a register are notregistered in it, and

(c) that none of the information relating to a registered person that appearsin a register or other record kept by a registration officer is false.

(7) The first regulations under this section, and any subsequent ones that amendsection 26 or this section, may not be made unless a draft of the statutoryinstrument containing them has been laid before, and approved by a resolutionof, each House of Parliament.

(8) Any regulations under this section not falling within subsection (7) are subjectto annulment in pursuance of a resolution of either House of Parliament.

(9) In this section—“CORE keeper” has the same meaning as in Part 1 of the Electoral

Administration Act 2006 (c. 22);“false”, in relation to a signature, means that the signature is not the usual

signature of, or was written by a person other than, the person whosesignature it purports to be;

“identifying information” has the same meaning as in section 26;“registered person” means a person registered in a register.

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28 Report by Electoral Commission on provision of identifying information

(1) The Electoral Commission must keep under review the operation of section 26and any supplementary regulations.

(2) In each calendar year beginning with the year after that in which the dutiesunder that section first arise, the Commission must—

(a) submit to the Secretary of State a report on the operation of that sectionand any supplementary regulations, and

(b) publish the report in whatever way the Commission think appropriate.

(3) A report under this section must contain an assessment by the Commission—(a) as to the adequacy of the electoral registration system in Great Britain,

with particular reference to the effectiveness of registration officers inmeeting the registration objectives;

(b) as to what (if any) changes with regard to that system would benecessary or desirable for meeting those objectives if the provision ofidentifying information was made obligatory.

(4) The report for 2014 must contain (as well as the assessment mentioned insubsection (3))—

(a) the Commission’s assessment, on the basis of the available evidence(including in particular evidence as to the operation of section 26 andany supplementary regulations), as to whether it would help or hinderthe achievement of the registration objectives to make the provision ofidentifying information obligatory;

(b) the Commission’s recommendation as to whether or not the provisionof identifying information should be made obligatory.

(5) The report for 2014 must be—(a) submitted to the Secretary of State by 31 July in that year, and(b) laid before Parliament as soon as possible by the Secretary of State.

(6) If—(a) the recommendation in the report for 2014 is that the provision of

identifying information should be made obligatory, and(b) the recommendation is approved by a resolution of each House of

Parliament,the Secretary of State must as soon as reasonably practicable make an orderunder section 38(2) bringing section 29 into force.The Secretary of State may not make such an order if those conditions are notmet.

(7) If—(a) the report for 2014 does not contain a recommendation that the

provision of identifying information should be made obligatory, or(b) the report does contain such a recommendation, but it is not approved

by a resolution of each House of Parliament,the Secretary of State may require the Electoral Commission to submit, by aspecified date, a further report under this section containing the thingsmentioned in subsection (4).

(8) The date specified under subsection (7) must be at least one year after the dayon which the requirement is made but not more than two years after that day.

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(9) Subsections (5)(b) and (6) to (8) apply to a report submitted in response to arequirement under subsection (7) as they apply to the report for 2014.

(10) In this section—“identifying information” has the same meaning as in section 26;“obligatory” means obligatory for every person registered in a register;“registration objectives” has the same meaning as in section 27;“supplementary regulations” means regulations under section 27 made

by virtue of subsection (1)(c) of that section.

29 Obligatory provision of identifying information

(1) With effect from the commencement of this section, the amendments made tothe 1983 Act by section 1 of the Electoral Fraud (Northern Ireland) Act 2002(c. 13) extend to the whole of the United Kingdom.

(2) The 1983 Act is amended as follows.

(3) In section 10 (maintenance of registers: annual canvass)—(a) for subsection (4) there is substituted—

“(4) The form to be used for the purposes of a canvass shall be—(a) a form prescribed for those purposes, or(b) a form to the same effect.

Paragraph (b) does not apply in Northern Ireland and, in GreatBritain, does not apply if or to the extent that regulations soprovide.”;

(b) in subsection (4A), for “a canvass in Northern Ireland” there issubstituted “a canvass”;

(c) in subsection (4A)(c), at the beginning of sub-paragraph (ii) there isinserted “in the case of a canvass in Northern Ireland,”;

(d) in subsection (4B), for “The Chief Electoral Officer for NorthernIreland” there is substituted “A registration officer”;

(e) after that subsection there is inserted—

“(4C) In relation to each person without a national insurance numberto whom the form mentioned in subsection (4) above relates,regulations may require the form to be accompanied by suchother evidence to identify the person as may be prescribed.

(4D) A registration officer shall keep a record showing theinformation obtained under subsection (4A) above.”

(4) In section 10ZB (the relevant registration objectives)—(a) in the heading, the words “(Northern Ireland)” are omitted;(b) in subsection (3), for “the Chief Electoral Officer for Northern Ireland”

there is substituted “a registration officer”; (c) in subsections (4) and (5)(a), for “the Chief Electoral Officer” there is

substituted “the registration officer concerned”.

(5) In section 10A (maintenance of registers: registration of electors)—(a) in subsection (1A), the words “in respect of an address in Northern

Ireland” are omitted;

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(b) in subsection (1A)(c), at the beginning of sub-paragraph (ii) there isinserted “in the case of an application for registration in respect of anaddress in Northern Ireland,”;

(c) in subsection (1B), for “The Chief Electoral Officer for NorthernIreland” there is substituted “A registration officer”;

(d) after that subsection there is inserted—

“(1C) In relation to each person without a national insurance numberto whom an application for registration relates, regulations mayrequire the application to be accompanied by such otherevidence to identify the person as may be prescribed.

(1D) A registration officer shall keep a record showing theinformation obtained under subsection (1A) above.”;

(e) in subsection (2)(a), for the words from “the form” to “in a register”there is substituted “a completed form specifies any person as a personwho is entitled to be registered in a register in respect of a particularaddress”;

(f) in subsection (5)(a), for sub-paragraph (i) there is substituted—“(i) no canvass form was returned showing the

elector as resident at that address on that date,or”;

(g) in subsection (5A), for the words in paragraph (a) from the beginningto “does not include” there is substituted “a canvass form has beenreturned showing the elector as resident at that address but the formdoes not include”;

(h) in subsection (7), for the words after “in cases where” there issubstituted “no canvass form has been returned in respect of the personin question”;

(i) in subsection (9), before the definition of “determines” there isinserted—

““canvass form” means the form mentioned in section10(4) above;”.

(6) In section 13A (alteration of registers)—(a) in subsection (2A), the words “in respect of an address in Northern

Ireland” are omitted;(b) in subsection (2A)(c), at the beginning of sub-paragraph (ii) there is

inserted “in the case of an application for registration in respect of anaddress in Northern Ireland,”;

(c) in subsection (2B), for “The Chief Electoral Officer for NorthernIreland” there is substituted “A registration officer”.

(d) after that subsection there is inserted—

“(2C) In relation to each person without a national insurance numberto whom an application for registration under subsection (1)(a)above relates, regulations may require the application to beaccompanied by such other evidence to identify the person asmay be prescribed.

(2D) A registration officer shall keep a record showing theinformation obtained under subsection (2A) above.”

(7) In section 13BB (election falling within canvass period) (inserted by section 20above), in subsection (1)(a)—

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(a) for “the form returned in respect of an address (“the relevant address”)”there is substituted “a form”;

(b) for “an application for registration is treated as having been made inrespect of that address” there is substituted “an application forregistration in respect of a particular address (“the relevant address”) istreated as having been made”.

(8) In section 13D (provision of false information), in subsection (2), for “the ChiefElectoral Officer for Northern Ireland” there is substituted “a registrationofficer”.

(9) In section 201 (regulations), after subsection (2A) there is inserted—

“(2B) In the case of regulations under section 10(4C), 10A(1C) or 13A(2C), incarrying out the consultation required by section 7 of the PoliticalParties, Elections and Referendums Act 2000 the Secretary of State shallseek the views of the Electoral Commission as to whether the provisionto be made by the regulations would help or hinder the achievement ofthe registration objectives (within the meaning given by section 10ZB).”

(10) In Schedule 2 (provisions which may be contained in regulations as toregistration etc), in paragraph 1—

(a) after sub-paragraph (4) there is inserted—

“(4ZA) Provisions for the disclosure (otherwise than by virtue ofsub-paragraph (4) above) by the authority responsible fornational insurance numbers (the “relevant authority”) to aregistration officer or a CORE keeper (within the meaning ofPart 1 of the Electoral Administration Act 2006), following arequest by that person, of—

(a) the national insurance number recorded in respect ofan individual specified or described in the request, orthe fact that the individual is not recorded as havinga national insurance number, and

(b) in the case of such an individual recorded as having anational insurance number, any further informationabout the individual that is recorded by the relevantauthority,

for the purpose of checking the accuracy of any informationthat appears in a register or other record kept by aregistration officer.

(4ZB) Provisions authorising the relevant authority to charge feesto a person making a request of the kind mentioned in sub-paragraph (4ZA) to cover the authority’s reasonableexpenses in complying with such requests.”;

(b) in sub-paragraph (5), for “sub-paragraph (4) or (4A)” there issubstituted “sub-paragraph (4), (4ZA) or (4A)”;

(c) in sub-paragraph (6), for “sub-paragraph (4A)” there is substituted“sub-paragraph (4ZA) or (4A)”;

(d) in sub-paragraph (8), for “the Chief Electoral Officer for NorthernIreland” there is substituted “a registration officer”.

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30 Provision supplementing section 29

(1) Where on the commencement of section 29 a person is registered in a registermaintained by a registration officer, the person’s name is not to be removedfrom the register by virtue of section 10A(5A) of that Act (canvass form notincluding required information, etc) until the conclusion of the third canvass tobe concluded after the commencement of that section.

(2) An order bringing section 29 into force may—(a) repeal any provision of sections 26, 27 and 28;(b) make amendments to any enactment that are consequential on the

coming into force of section 29.

(3) The Secretary of State may (either before, at the same time as or after section 29is brought into force) by regulations—

(a) amend section 10(4A) or (4B), section 10A(1A) or (1B) or section13A(2A) or (2B) of the 1983 Act;

(b) make any other amendments to the 1983 Act that appear to theSecretary of State to be necessary or desirable in consequence of anamendment made by virtue of paragraph (a).

(4) Regulations under subsection (3)—(a) may make different provision for different purposes or different areas;(b) may make transitional or saving provision.

(5) The power to make regulations under subsection (3) is exercisable by statutoryinstrument.

(6) Before making regulations under subsection (3) the Secretary of State must—(a) consult the Electoral Commission, and(b) in the case of regulations containing provision amending section 10(4A)

or (4B), section 10A(1A) or (1B) or section 13A(2A) or (2B) of the 1983Act, seek the Commission’s views as to whether the provision wouldhelp or hinder the achievement of the registration objectives.

In paragraph (b) “registration objectives” has the same meaning as in section27.

(7) An order containing provision made by virtue of paragraph (b) of subsection(2), or regulations under subsection (3), may not be made unless a draft of thestatutory instrument containing the order or regulations has been laid before,and approved by a resolution of, each House of Parliament.

Data schemes

31 Schemes for provision of data to registration officers

(1) The Secretary of State may by order made by statutory instrument makeprovision (referred to below as a “scheme”) authorising or requiring specifiedpersons to provide to a specified registration officer, for the purposementioned in subsection (2), information contained in records kept by thosepersons.

(2) The purpose is assisting the registration officer to secure, so far as reasonablypracticable—

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(a) that persons who are entitled to be registered in a register are registeredin it,

(b) that persons who are not entitled to be registered in a register are notregistered in it, and

(c) that none of the information relating to a registered person that appearsin a register or other record kept by the officer is false,

and, in particular, assisting the officer to ascertain to what extent the objectivesreferred to in paragraphs (a) to (c) are being met and to determine what stepsshould be taken for meeting them.

(3) A scheme may authorise or require information to be provided at specifiedtimes or in specified circumstances.

(4) A scheme may not authorise or require information to be provided by a personother than—

(a) a local or public authority, or(b) a person providing services to, or authorised to exercise any function

of, a local or public authority.

(5) An order under this section may include more than one scheme.

(6) An order under this section has effect despite any statutory or other restrictionon the disclosure of information (but may not permit disclosure in breach ofsubsection (7)).

(7) Information provided to a registration officer under an order under this sectionmay not be disclosed to a person other than one to whom the officer maydelegate his or her functions, except—

(a) for the purpose mentioned in subsection (2), or(b) for the purposes of any criminal or civil proceedings.

A person who discloses information in breach of this subsection is guilty of anoffence and liable on summary conviction to a fine not exceeding level 5 on thestandard scale.

(8) An order under this section may contain incidental, supplemental, transitionalor saving provision.

(9) An order under this section must not be made unless a draft of the statutoryinstrument containing it has been laid before, and approved by a resolution of,each House of Parliament.

(10) In this section—“false”, in relation to a signature, means that the signature is not the usual

signature of, or was written by a person other than, the person whosesignature it purports to be;

“specified” means specified in an order under this section;“register”, in relation to a registration officer, means a register maintained

by that officer under section 9 of the 1983 Act;“registered person” means a person registered in such a register;“registration officer” has the same meaning as in the 1983 Act (see section

8 of that Act) except that it does not include the Chief Electoral Officerfor Northern Ireland.

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32 Schemes under section 31: proposals, consultation and evaluation

(1) A scheme may be included in an order under section 31 only if a proposal hasbeen submitted to the Secretary of State by the registration officer to whom thescheme relates and the scheme gives effect to the proposal, either—

(a) without modification, or(b) with modifications suggested by the Secretary of State and agreed to by

the officer.

(2) The Secretary of State may not make an order under section 31 without firstconsulting—

(a) the Electoral Commission;(b) any person authorised or required by the order to provide information

to a registration officer;(c) the Information Commissioner.

(3) An order under section 31 must specify a date (the “evaluation date”) for eachscheme included in the order.The Electoral Commission must prepare a report on the operation of eachscheme and, no later than the evaluation date, give a copy of it—

(a) to the registration officer concerned, and(b) to the Secretary of State.

(4) A report under subsection (3) must set out the terms of the scheme and mustcontain—

(a) a description of the scheme;(b) an assessment of the matters set out in subsection (5);(c) anything else specified in the order under section 31.

(5) The matters are—(a) the extent to which the scheme has achieved the purpose mentioned in

section 31(2);(b) whether there was any objection to the scheme, and if so how much;(c) how easy the scheme was to administer;(d) the extent to which the scheme resulted in savings of time and costs, or

the opposite.

(6) The registration officer concerned—(a) must give the Electoral Commission whatever assistance they

reasonably require in connection with the preparation of the report;(b) must publish the report in whatever way the officer thinks appropriate.

(7) In this section “registration officer” and “scheme” mean the same as in section31.

PART 5

GENERAL

33 Interpretation

In this Act—“the 1983 Act” means the Representation of the People Act 1983 (c. 2);

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Political Parties and Elections BillPart 5 — General

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“the 2000 Act” means the Political Parties, Elections and Referendums Act2000 (c. 41).

34 Amendments and repeals

Schedules 5 (minor and consequential amendments) and 6 (repeals) haveeffect.

35 Transitional provision

In relation to England and Wales, a reference inserted by this Act in Schedule20 to the 2000 Act (penalties) to imprisonment for 12 months is to be read, inthe case of an offence committed before the commencement of section 154(1) ofthe Criminal Justice Act 2003 (c. 44) (general limit on magistrates’ court’spower to impose imprisonment), as a reference to imprisonment for sixmonths.

36 Money

(1) There shall be paid out of money provided by Parliament any increaseattributable to this Act in the sums payable under any other Act out of moneyso provided.

(2) There shall be charged on and paid out of the Consolidated Fund any increaseattributable to this Act in the sums to be charged on and paid out of that Fundunder any other Act.

(3) There shall be paid into the Consolidated Fund any increase attributable to thisAct in the sums payable into that Fund under any other Act.

37 Extent

(1) This Act extends to England and Wales, Scotland and Northern Ireland.

(2) The following provisions extend also to Gibraltar—section 1(1) and (3);section 4;sections 5 to 7, paragraphs 9, 10, 11 and 26 of Schedule 5 and the entry in

Schedule 6 relating to Schedule 1 to the 2000 Act;section 9.

38 Commencement

(1) This Act comes into force on whatever day or days the Secretary of Stateappoints by order made by statutory instrument.

(2) An order under subsection (1)—(a) may make different provision for different purposes or different areas;(b) may make transitional or saving provision.

(3) Subsection (1) does not apply to—(a) section 1(1) and (3),(b) sections 4, 5 and 7, paragraphs 9, 10, 11 and 26 of Schedule 5 and the

entry in Schedule 6 relating to Schedule 1 to the 2000 Act,

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(c) section 16 and Schedule 4,(d) section 19,(e) section 23,(f) section 28(6),(g) section 33,(h) section 34 so far as relating to provisions in Schedules 5 and 6

mentioned above, and(i) sections 35 to 39,

which accordingly come into force on the day on which this Act is passed.

39 Short title

This Act may be cited as the Political Parties and Elections Act 2009.

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Political Parties and Elections BillSchedule 1 — Investigatory powers of Commission: Schedule to be inserted into the 2000 Act

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S C H E D U L E S

SCHEDULE 1 Section 2

INVESTIGATORY POWERS OF COMMISSION: SCHEDULE TO BE INSERTED INTO THE 2000 ACT

“SCHEDULE 19B Section 146

INVESTIGATORY POWERS OF COMMISSION

Power to require disclosure

1 (1) This paragraph applies to the following organisations andindividuals—

(a) a registered party or, in the case of a registered party withaccounting units—

(i) the central organisation of the party;(ii) an accounting unit of the party;

(b) a recognised third party (within the meaning of Part 6);(c) a permitted participant (within the meaning of Part 7);(d) a regulated donee (within the meaning of Schedule 7);(e) a regulated participant (within the meaning of Schedule

7A);(f) a candidate at an election (other than a local government

election in Scotland);(g) the election agent for such a candidate;(h) an organisation or individual formerly falling within any

of paragraphs (a) to (g).

(2) The Commission may give a disclosure notice to a person who—(a) is the treasurer or another officer of an organisation to

which this paragraph applies, or has been at any time inthe period of five years ending with the day on which thenotice is given; or

(b) is an individual to whom this paragraph applies.

(3) A disclosure notice is a notice requiring the person to whom it isgiven—

(a) to produce, for inspection by the Commission or a personauthorised by the Commission, any documents which—

(i) relate to the income and expenditure of theorganisation or individual in question, and

(ii) are reasonably required by the Commission for thepurposes of carrying out their functions;

or

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(b) to provide the Commission, or a person authorised by theCommission, with any information or explanation whichrelates to that income and expenditure and is reasonablyrequired by the Commission for those purposes.

(4) A person to whom a disclosure notice is given shall comply withit within such reasonable time as is specified in the notice.

Powers of entry and inspection

2 (1) This paragraph applies to the following organisations andindividuals—

(a) a registered party or, in the case of a registered party withaccounting units—

(i) the central organisation of the party;(ii) an accounting unit of the party;

(b) a recognised third party (within the meaning of Part 6);(c) a permitted participant (within the meaning of Part 7);(d) a members association (within the meaning of Schedule 7).

(2) A person authorised by the Commission may, for the purposes ofthe carrying out by the Commission of their functions—

(a) at any reasonable time enter premises occupied by anorganisation to which, or an individual to whom, thisparagraph applies, and

(b) having entered the premises, inspect any documentsrelating to the income and expenditure of the organisationor individual.

(3) This paragraph is subject to paragraph 3(6).

Powers in relation to suspected offences or contraventions

3 (1) This paragraph applies where the Commission have reasonablegrounds to suspect that—

(a) a person has committed an offence under this Act, or(b) a person has contravened (otherwise than by committing

an offence) any restriction or other requirement imposedby or by virtue of this Act.

In this paragraph “the suspected offence or contravention” meansthe offence or contravention referred to above.

(2) The Commission may by notice require any person (including anorganisation to which, or an individual to whom, paragraph 1applies)—

(a) to produce, for inspection by the Commission or a personauthorised by the Commission, any documents that theyreasonably require for the purposes of investigating thesuspected offence or contravention;

(b) to provide the Commission, or a person authorised by theCommission, with any information or explanation thatthey reasonably require for those purposes.

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(3) A person to whom a notice is given under sub-paragraph (2) shallcomply with it within such reasonable time as is specified in thenotice.

(4) A person authorised by the Commission (“the investigator”) mayrequire—

(a) the person mentioned in sub-paragraph (1), if that personis an individual, or

(b) an individual who the investigator reasonably believes hasrelevant information,

to attend before the investigator at a specified time and place andanswer any questions that the investigator reasonably considers tobe relevant.

(5) In sub-paragraph (4) “relevant” means relevant to an investigationby the Commission of the suspected offence or contravention.

(6) The power conferred by paragraph 2 may not be used to enterpremises and inspect documents for the purposes of aninvestigation by the Commission of the suspected offence orcontravention.

Court order for delivery of documents or provision of information etc

4 (1) This paragraph applies where the Commission have given a noticeunder paragraph 3 requiring documents to be produced.

(2) The High Court or (in Scotland) the Court of Session may make adocument-disclosure order against a person (“the respondent”) ifsatisfied on an application by the Commission that—

(a) there are reasonable grounds to suspect that a person(whether or not the respondent) has committed an offenceunder this Act or has contravened (otherwise than bycommitting an offence) any restriction or otherrequirement imposed by or by virtue of this Act, and

(b) there are documents referred to in the notice underparagraph 3 which—

(i) have not been produced as required by the notice(either within the time specified in the notice forcompliance or subsequently),

(ii) are reasonably required by the Commission for thepurposes of investigating the offence orcontravention referred to in paragraph (a), and

(iii) are in the custody or under the control of therespondent.

(3) A document-disclosure order is an order requiring the respondentto deliver to the Commission, within such time as is specified inthe order, such documents falling within sub-paragraph (2)(b) asare identified in the order (either specifically or by reference to anycategory or description of document).

(4) For the purposes of sub-paragraph (2)(b)(iii) a document is undera person’s control if it is in the person’s possession or if the personhas a right to possession of it.

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(5) A person who fails to comply with a document-disclosure ordermay not, in respect of that failure, be both punished for contemptof court and convicted of an offence under paragraph 13(1).

5 (1) This paragraph applies where the Commission have given a noticeunder paragraph 3 requiring any information or explanation to beprovided.

(2) The High Court or (in Scotland) the Court of Session may make aninformation-disclosure order against a person (“the respondent”)if satisfied on an application by the Commission that—

(a) there are reasonable grounds to suspect that a person(whether or not the respondent) has committed an offenceunder this Act or has contravened (otherwise than bycommitting an offence) any restriction or otherrequirement imposed by or by virtue of this Act, and

(b) there is any information or explanation referred to in thenotice under paragraph 3 which—

(i) has not been provided as required by the notice(either within the time specified in the notice forcompliance or subsequently),

(ii) is reasonably required by the Commission for thepurposes of investigating the offence orcontravention referred to in paragraph (a), and

(iii) the respondent is able to provide.

(3) An information-disclosure order is an order requiring therespondent to provide to the Commission, within such time as isspecified in the order, such information or explanation fallingwithin sub-paragraph (2)(b) as is identified in the order.

(4) A person who fails to comply with an information-disclosureorder may not, in respect of that failure, be both punished forcontempt of court and convicted of an offence under paragraph14(1).

Retention of documents delivered under paragraph 4

6 (1) The Commission may retain any documents delivered to them incompliance with an order under paragraph 4 for a period of threemonths (or for longer if any of following sub-paragraphs applies).In this paragraph “the documents” and “the three-month period”mean the documents and the period mentioned above.

(2) If within the three-month period proceedings to which thedocuments are relevant are commenced against any person forany criminal offence, the documents may be retained until theconclusion of those proceedings.

(3) If within the three-month period the Commission serve a noticeunder paragraph 2(1) of Schedule 19C of a proposal to impose afixed monetary penalty on any person and the documents arerelevant to the decision to serve the notice, the documents may beretained—

(a) until liability for the penalty is discharged as mentioned inparagraph 2(2) of that Schedule (if it is);

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(b) until the Commission decide not to impose a fixedmonetary penalty (if that is what they decide);

(c) until the end of the period given by sub-paragraph (5) (ifthey do impose a fixed monetary penalty).

(4) If within the three-month period the Commission serve a noticeunder paragraph 6(1) of Schedule 19C of a proposal to impose adiscretionary requirement on any person and the documents arerelevant to the decision to serve the notice, the documents may beretained—

(a) until the Commission decide not to impose a discretionaryrequirement (if that is what they decide);

(b) until the end of the period given by sub-paragraph (5) (ifthey do impose a discretionary requirement).

(5) If within the three-month period—(a) a notice is served imposing a fixed monetary penalty on

any person under paragraph 2(4) of Schedule 19C and thedocuments are relevant to the decision to impose thepenalty, or

(b) a notice is served imposing a discretionary requirement onany person under paragraph 6(5) of that Schedule and thedocuments are relevant to the decision to impose therequirement,

the documents may be retained until the end of the period allowedfor bringing an appeal against that decision or (if an appeal isbrought) until the conclusion of proceedings on the appeal.

(6) If within the three-month period—(a) a stop notice is served on any person under paragraph 10

of Schedule 19C, and(b) the documents are relevant to the decision to serve the

notice,the documents may be retained until the end of the period allowedfor bringing an appeal against that decision or (if an appeal isbrought) until the conclusion of proceedings on the appeal.

(7) If within the three-month period or the period given by sub-paragraph (6) (or, if applicable, by sub-paragraph (4) or (5)(b))—

(a) the Commission, having served a stop notice on anyperson under paragraph 10 of Schedule 19C, decide not toissue a completion certificate under paragraph 12 of thatSchedule in relation to the stop notice, and

(b) the documents are relevant to the decision not to issue thecertificate,

the documents may be retained until the end of the period allowedfor bringing an appeal against that decision or (if an appeal isbrought) until the conclusion of proceedings on the appeal.

Power to make copies and records

7 The Commission or a person authorised by the Commission—(a) may make copies of, or make records of any information

contained in—

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(i) any documents produced or inspected under thisSchedule;

(ii) any documents delivered to them in compliancewith an order under paragraph 4;

(b) may make copies or records of any information orexplanation provided under this Schedule.

Authorisation to be in writing

8 An authorisation of a person by the Commission under thisSchedule must be in writing.

Evidence of authority to enter premises etc

9 A person exercising a power under paragraph 2 in relation to anypremises shall produce evidence of the person’s authorisation ifrequired to do so by or on behalf of the owner, occupier or personin charge of the premises.

Meaning of “documents”

10 In this Schedule “documents” includes any books or records.

Documents in electronic form

11 (1) In the case of documents kept in electronic form—(a) a power of the Commission under this Schedule to require

documents to be produced for inspection includes powerto require a copy of the documents to be made available forinspection in legible form;

(b) a power of a person (“the inspector”) under this Scheduleto inspect documents includes power to require anyperson on the premises in question to give any assistancethat the inspector reasonably requires to enable theinspector—

(i) to inspect and make copies of the documents inlegible form or to make records of informationcontained in them, or

(ii) to inspect and check the operation of anycomputer, and any associated apparatus ormaterial, that is or has been in use in connectionwith the keeping of the documents.

(2) Paragraph 7(a) applies in relation to any copy made available asmentioned in sub-paragraph (1)(a) above.

Legal professional privilege

12 Nothing in this Schedule requires a person to produce or provide,or authorises a person to inspect or take possession of, anything inrespect of which a claim to legal professional privilege (inScotland, to confidentiality of communications) could bemaintained in legal proceedings.

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Admissibility of statements

13 (1) A statement made by a person (“P”) in compliance with arequirement imposed under this Schedule is admissible inevidence in any proceedings (as long as it also complies with anyrequirements governing the admissibility of evidence in thecircumstances in question).

(2) But in criminal proceedings in which P is charged with an offenceother than one to which sub-paragraph (3) applies or inproceedings within sub-paragraph (4) to which both theCommission and P are parties—

(a) no evidence relating to the statement is admissible againstP, and

(b) no question relating to the statement may be asked onbehalf of the prosecution or (as the case may be) theCommission in cross-examination of P,

unless evidence relating to it is adduced, or a question relating toit is asked, in the proceedings by or on behalf of P.

(3) This sub-paragraph applies to—(a) an offence under paragraph 14(3);(b) an offence under section 5 of the Perjury Act 1911 (false

statements made otherwise than on oath);(c) an offence under section 44(2) of the Criminal Law

(Consolidation) (Scotland) Act 1995 (false statements madeotherwise than on oath);

(d) an offence under Article 10 of the Perjury (NorthernIreland) Order 1979 (false statements made otherwise thanon oath).

(4) Proceedings are within this sub-paragraph if they arise out of theexercise by the Commission of any of their powers under Schedule19C other than powers in relation to an offence under paragraph14(3) below.

Offences

14 (1) A person who fails, without reasonable excuse, to comply withany requirement imposed under or by virtue of this Schedulecommits an offence.

(2) A person who intentionally obstructs a person authorised by or byvirtue of this Schedule in the carrying out of that person’sfunctions under the authorisation commits an offence.

(3) A person who knowingly or recklessly provides false informationin purported compliance with a requirement imposed under or byvirtue of this Schedule commits an offence.

Guidance by Commission

15 (1) The Commission shall prepare and publish guidance as to—(a) the circumstances in which the Commission are likely to

give a notice under paragraph 1 or 2(2);

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(b) the consequences (including criminal sanctions) that mayresult from a failure to comply with such a notice;

(c) the circumstances in which the Commission are likely toexercise their power under paragraph 2;

(d) the procedures to be followed in connection withquestioning under paragraph 3(4);

(e) the circumstances in which the Commission are likely toapply for an order under paragraph 4 or 5;

(f) the principles and practices to be applied in connectionwith the exercise of powers under paragraphs 6 and 7;

(g) any other matters concerning the exercise of powers underthis Schedule about which the Commission consider thatguidance would be useful.

(2) Where appropriate, the Commission shall revise guidancepublished under this paragraph and publish the revised guidance.

(3) The Commission shall consult such persons as they considerappropriate before publishing guidance or revised guidanceunder this paragraph.

(4) The Commission shall have regard to the guidance or revisedguidance published under this paragraph in exercising theirfunctions.

Information about use of investigatory powers in Commission’s annual report

16 (1) Each report by the Commission under paragraph 20 of Schedule 1shall contain information about the use made by the Commissionof their powers under this Schedule during the year in question.

(2) The report shall, in particular, specify—(a) the cases in which a notice was given under paragraph 1 or

2(2);(b) the cases in which premises were entered under paragraph

2;(c) the cases in which a requirement was imposed under

paragraph 3(4);(d) the cases in which an order under paragraph 4 or 5—

(i) was applied for;(ii) was made.

(3) This paragraph does not require the Commission to include in areport any information that, in their opinion, it would beinappropriate to include on the ground that to do so—

(a) would or might be unlawful, or(b) might adversely affect any current investigation or

proceedings.”

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CIVIL SANCTIONS: SCHEDULE TO BE INSERTED INTO THE 2000 ACT

“SCHEDULE 19C Section 147

CIVIL SANCTIONS

PART 1

FIXED MONETARY PENALTIES

Imposition of fixed monetary penalties

1 (1) The Commission may by notice impose a fixed monetary penaltyon a person if satisfied beyond reasonable doubt that the person—

(a) has committed a prescribed offence under this Act, or(b) has (otherwise than by committing an offence under this

Act) contravened a prescribed restriction or requirementimposed by or by virtue of this Act.

(2) The Commission may by notice impose a fixed monetary penaltyon a registered party if satisfied beyond reasonable doubt that aperson holding an office within that party—



(3) The Commission may by notice impose a fixed monetary penaltyon a recognised third party if satisfied beyond reasonable doubtthat the responsible person—



(4) The Commission may by notice impose a fixed monetary penaltyon a permitted participant if satisfied beyond reasonable doubtthat the responsible person—



(5) For the purposes of this Schedule a “fixed monetary penalty” is arequirement to pay to the Commission a penalty of a prescribedamount.

(6) In the case of a fixed monetary penalty imposed under sub-paragraph (1)(a), (2)(a), (3)(a) or (4)(a), where the offence inquestion is—

(a) triable summarily (whether or not it is also triable onindictment), and

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(b) punishable on summary conviction by a fine (whether ornot it is also punishable by a term of imprisonment),

the amount of the penalty may not exceed the maximum amountof that fine.

Representations and appeals etc

2 (1) Where the Commission propose to impose a fixed monetarypenalty on a person, they shall serve on the person a notice of whatis proposed.

(2) A notice under sub-paragraph (1) must offer the person theopportunity to discharge the person’s liability for the fixedmonetary penalty by payment of a prescribed sum (which must beless than or equal to the amount of the penalty).The following provisions of this paragraph apply if the persondoes not do so.

(3) The person may make written representations and objections tothe Commission in relation to the proposed imposition of the fixedmonetary penalty.

(4) After the end of the period for making such representations andobjections (see paragraph 3(2)) the Commission shall decidewhether to impose the fixed monetary penalty.If they decide to do so they shall serve on the person a noticeimposing the penalty.

(5) The Commission may not impose a fixed monetary penalty on aperson—

(a) if, taking into account (in particular) any matter raised bythe person, the Commission are no longer satisfied asmentioned in paragraph 1(1), (2), (3) or (4) (as applicable);

(b) in such other circumstances as may be prescribed.

(6) A person on whom a fixed monetary penalty is imposed mayappeal against the decision to impose the penalty on the groundthat—

(a) it was based on an error of fact,(b) it was wrong in law, or(c) it was unreasonable,

or on such other grounds as may be prescribed.

(7) An appeal under sub-paragraph (6) is to a county court or (inScotland) the sheriff.

Information to be included in notices under paragraph 2

3 (1) A notice under paragraph 2(1) must include information as to—(a) the grounds for the proposal to impose the fixed monetary

penalty;(b) the effect of payment of the sum referred to in paragraph

2(2);(c) the right to make representations and objections;

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(d) the circumstances in which the Commission may notimpose the fixed monetary penalty.

(2) Such a notice must also specify—(a) the period within which liability for the fixed monetary

penalty may be discharged, and(b) the period within which representations and objections

may be made.Neither period may be more than 28 days beginning with the dayon which the notice is received.

(3) A notice under paragraph 2(4) must include information as to—(a) the grounds for imposing the fixed monetary penalty;(b) how payment may be made;(c) the period within which payment may be made;(d) any early payment discounts or late payment penalties;(e) rights of appeal;(f) the consequences of non-payment.

Fixed monetary penalties: criminal proceedings and conviction

4 (1) Where a notice under paragraph 2(1) is served on a person—(a) no criminal proceedings for an offence under this Act may

be instituted against the person in respect of the act oromission to which the notice relates before the end of theperiod within which the person’s liability may bedischarged as mentioned in paragraph 2(2) (see paragraph3(2));

(b) if the liability is so discharged, the person may not at anytime be convicted of an offence under this Act in relation tothat act or omission.

(2) A person on whom a fixed monetary penalty is imposed may notat any time be convicted of an offence under this Act in respect ofthe act or omission giving rise to the penalty.

PART 2

DISCRETIONARY REQUIREMENTS

Imposition of discretionary requirements

5 (1) The Commission may impose one or more discretionaryrequirements on a person if satisfied beyond reasonable doubtthat the person—



(2) The Commission may impose one or more discretionaryrequirements on a registered party if satisfied beyond reasonabledoubt that a person holding an office within that party—

(a) has committed a prescribed offence under this Act, or

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(b) has (otherwise than by committing an offence under thisAct) contravened a prescribed restriction or requirementimposed by or by virtue of this Act.

(3) The Commission may impose one or more discretionaryrequirements on a recognised third party if satisfied beyondreasonable doubt that the responsible person—



(4) The Commission may impose one or more discretionaryrequirements on a permitted participant if satisfied beyondreasonable doubt that the responsible person—



(5) For the purposes of this Schedule a “discretionary requirement”is—

(a) a requirement to pay a monetary penalty to theCommission of such amount as the Commission maydetermine,

(b) a requirement to take such steps as the Commission mayspecify, within such period as they may specify, to securethat the offence or contravention does not continue orrecur, or

(c) a requirement to take such steps as the Commission mayspecify, within such period as they may specify, to securethat the position is, so far as possible, restored to what itwould have been if the offence or contravention had nothappened.

(6) Discretionary requirements may not be imposed on the sameperson on more than one occasion in relation to the same act oromission.

(7) In this Schedule—“variable monetary penalty” means such a requirement as is

referred to in sub-paragraph (5)(a);“non-monetary discretionary requirement” means such a

requirement as is referred to in sub-paragraph (5)(b) or (c).

(8) In the case of a variable monetary penalty imposed under sub-paragraph (1)(a), (2)(a), (3)(a) or (4)(a), where the offence inquestion is—

(a) triable summarily only, and(b) punishable on summary conviction by a fine (whether or

not it is also punishable by a term of imprisonment),the amount of the penalty may not exceed the maximum amountof that fine.

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Representations and appeals etc

6 (1) Where the Commission propose to impose a discretionaryrequirement on a person, they shall serve on the person a notice ofwhat is proposed.

(2) A person served with a notice under sub-paragraph (1) may makewritten representations and objections to the Commission inrelation to the proposed imposition of the discretionaryrequirement.

(3) After the end of the period for making such representations andobjections (see paragraph 7(2)) the Commission shall decidewhether—

(a) to impose the discretionary requirement, with or withoutmodifications, or

(b) to impose any other discretionary requirement that theCommission have power to impose under paragraph 5.

(4) The Commission may not impose a discretionary requirement ona person—

(a) if, taking into account (in particular) any matter raised bythe person, the Commission are no longer satisfied asmentioned in paragraph 5(1), (2), (3) or (4) (as applicable);

(b) in such other circumstances as may be prescribed.

(5) Where the Commission decide to impose a discretionaryrequirement on a person, they shall serve on the person a noticespecifying what the requirement is.

(6) A person on whom a discretionary requirement is imposed mayappeal against the decision to impose the requirement on theground—

(a) that the decision was based on an error of fact,(b) that the decision was wrong in law,(c) in the case of a variable monetary penalty, that the amount

of the penalty is unreasonable,(d) in the case of a non-monetary discretionary requirement,

that the nature of the requirement is unreasonable, or(e) that the decision is unreasonable for any other reason,



Information to be included in notices under paragraph 6

7 (1) A notice under paragraph 6(1) must include information as to—(a) the grounds for the proposal to impose the discretionary

requirement;(b) the right to make representations and objections;(c) the circumstances in which the Commission may not

impose the discretionary requirement.

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(2) Such a notice must also specify the period within whichrepresentations and objections may be made.That period may not be less than 28 days beginning with the dayon which the notice is received.

(3) A notice under paragraph 6(5) must include information as to—(a) the grounds for imposing the discretionary requirement;(b) where the discretionary requirement is a variable

monetary penalty—(i) how payment may be made,

(ii) the period within which payment must be made,and

(iii) any early payment discounts or late paymentpenalties;

(c) rights of appeal;(d) the consequences of non-compliance.

Discretionary requirements: criminal conviction

8 (1) A person on whom a discretionary requirement is imposed maynot at any time be convicted of an offence under this Act in respectof the act or omission giving rise to the requirement.

(2) Sub-paragraph (1) does not apply where—(a) a non-monetary discretionary requirement is imposed on

the person,(b) no variable monetary penalty is imposed on the person,

and(c) the person fails to comply with the non-monetary

discretionary requirement.

Failure to comply with discretionary requirements

9 (1) The Commission may by notice impose a monetary penalty (a“non-compliance penalty”) on a person for failing to comply witha non-monetary discretionary requirement imposed on theperson.

(2) Subject to any prescribed criteria, or any prescribed maximum orminimum amounts, the amount of a non-compliance penalty is tobe such as the Commission may determine.

(3) A person served with a notice imposing a non-compliance penaltymay appeal against the notice on the ground that the decision toserve the notice—

(a) was based on an error of fact,(b) was wrong in law, or(c) was unfair or unreasonable for any reason (for example

because the amount is unreasonable),or on such other grounds as may be prescribed.


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PART 3

STOP NOTICES

Imposition of stop notices

10 (1) Where sub-paragraph (2) or (3) applies, the Commission mayserve on a person a notice (a “stop notice”) prohibiting the personfrom carrying on an activity specified in the notice until the personhas taken the steps specified in the notice.

(2) This sub-paragraph applies where—(a) the person is carrying on the activity,(b) the Commission reasonably believe that the activity as

carried on by the person involves or is likely to involve theperson—

(i) committing a prescribed offence under this Act, or(ii) contravening (otherwise than by committing an

offence under this Act) a prescribed restriction orrequirement imposed by or by virtue of this Act,

and(c) the Commission reasonably believe that the activity as

carried on by the person is seriously damaging publicconfidence in the effectiveness of the controls in this Act onthe income and expenditure of registered parties andothers, or presents a significant risk of doing so.

(3) This sub-paragraph applies where—(a) the person is likely to carry on the activity,(b) the Commission reasonably believe that the activity as

carried on by the person will involve or will be likely toinvolve the person—

(i) committing a prescribed offence under this Act, or(ii) contravening (otherwise than by committing an

offence under this Act) a prescribed restriction orrequirement imposed by or by virtue of this Act,

and(c) the Commission reasonably believe that the activity as

likely to be carried on by the person will seriously damagepublic confidence in the effectiveness of the controlsmentioned in sub-paragraph (2)(c), or will present asignificant risk of doing so.

(4) The steps referred to in sub-paragraph (1) must be steps to securethat the activity is carried on or (as the case may be) will be carriedon in a way that does not involve the person acting as mentionedin sub-paragraph (2)(b) or (3)(b).

Information to be included in stop notices

11 A stop notice must include information as to—(a) the grounds for serving the notice;(b) rights of appeal;(c) the consequences of not complying with the notice.

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Completion certificates

12 (1) Where, after the service of a stop notice on a person, theCommission are satisfied that the person has taken the stepsspecified in the notice, they shall issue a certificate to that effect (a“completion certificate”).

(2) A stop notice ceases to have effect on the issue of a completioncertificate relating to that notice.

(3) A person on whom a stop notice is served may at any time applyfor a completion certificate.The Commission shall make a decision whether to issue acompletion certificate within 14 days of the day on which theyreceive such an application.

Appeals etc

13 (1) A person served with a stop notice may appeal against thedecision to serve it on the ground that—

(a) the decision was based on an error of fact,(b) the decision was wrong in law,(c) the decision was unreasonable,(d) any step specified in the notice is unreasonable, or(e) the person has not acted as mentioned in paragraph

10(2)(b) or (3)(b) and would not have done so even if thestop notice had not been served,


(2) A person served with a stop notice may appeal against a decisionnot to issue a completion certificate on the ground that thedecision—

(a) was based on an error of fact,(b) was wrong in law, or(c) was unfair or unreasonable,

or an such other grounds as may be prescribed.

(3) An appeal under sub-paragraph (1) or (2) is to a county court or (inScotland) the sheriff.

Failure to comply with stop notice

14 A person served with a stop notice who does not comply with it isguilty of an offence.

PART 4

ENFORCEMENT UNDERTAKINGS

15 (1) This paragraph applies where—(a) the Commission have reasonable grounds to suspect that a

person—(i) has committed a prescribed offence under this Act,

or

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(ii) has (otherwise than by committing an offenceunder this Act) contravened a prescribedrestriction or requirement imposed by or by virtueof this Act,

(b) the person offers an undertaking (an “enforcementundertaking”) to take such action, within such period, as isspecified in the undertaking,

(c) the action so specified is—(i) action to secure that the offence or contravention

does not continue or recur,(ii) action to secure that the position is, so far as

possible, restored to what it would have been if theoffence or contravention had not happened, or

(iii) action of a prescribed description,and

(d) the Commission accept the undertaking.

(2) Unless the person has failed to comply with the undertaking orany part of it—

(a) the person may not at any time be convicted of an offenceunder this Act in respect of the act or omission to which theundertaking relates;

(b) the Commission may not impose on the person any fixedmonetary penalty that they would otherwise have powerto impose by virtue of paragraph 1 in respect of that act oromission;

(c) the Commission may not impose on the person anydiscretionary requirement that they would otherwise havepower to impose by virtue of paragraph 5 in respect of thatact or omission.

PART 5

POWER TO MAKE SUPPLEMENTARY PROVISION ETC BY ORDER

Supplementary orders: general

16 (1) The Secretary of State may by order (a “supplementary order”)—(a) make provision (including transitional provision)

supplementing that made by this Schedule;(b) make provision that is consequential on or incidental to

that made by this Schedule.

(2) The following provisions of this Part are not to be read as limitingthe power conferred by sub-paragraph (1).

(3) A supplementary order may make provision amending, repealingor revoking an enactment (whenever passed or made).

Consultation

17 (1) Before making a supplementary order the Secretary of State shallconsult the Commission and such other persons (if any) as theSecretary of State considers appropriate.

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(2) If, as a result of any consultation required by sub-paragraph (1), itappears to the Secretary of State that it is appropriate substantiallyto change the whole or any part of the proposals, the Secretary ofState shall undertake such further consultation with respect to thechanges as the Secretary of State considers appropriate.

(3) If, before the day on which this Schedule comes into effect, anyconsultation was undertaken which, had it been undertaken afterthat day, would to any extent have satisfied the requirements ofthis paragraph, those requirements may to that extent be taken tohave been satisfied.

Monetary penalties

18 (1) A supplementary order may make any of the following provisionin relation to the power of the Commission to require a person topay a fixed monetary penalty, a variable monetary penalty or anon-compliance penalty—

(a) provision for early payment discounts;(b) provision for the payment of interest or other financial

penalties for late payment;(c) provision for enforcement.

(2) Provision made by virtue of sub-paragraph (1)(b) must secure thatthe interest or other financial penalties for late payment do not intotal exceed the amount of the penalty itself.

(3) Provision made by virtue of sub-paragraph (1)(c) may include—(a) provision for the Commission to recover the penalty, and

any interest or other financial penalty for late payment, asa civil debt;

(b) provision for the penalty, and any interest or otherfinancial penalty for late payment, to be recoverable, onthe order of a court, as if payable under a court order.

(4) In relation to the power of the Commission to require a person topay a fixed monetary penalty, a variable monetary penalty or anon-compliance penalty for failing to comply with a requirementor undertaking by the end of a particular period, a supplementaryorder may—

(a) make provision under which the amount of the penalty isdetermined by reference to the length of time between theend of that period and the time of compliance;

(b) make provision for successive penalties to be payable in acase of continued failure to comply.

Enforcement undertakings

19 A supplementary order may make any of the following provisionin relation to an enforcement undertaking—

(a) provision as to the procedure for entering into anundertaking;

(b) provision as to the terms of an undertaking;(c) provision as to publication of an undertaking by the

Commission;

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(d) provision as to variation of an undertaking;(e) provision as to circumstances in which a person may be

regarded as having complied with an undertaking;(f) provision as to monitoring by the Commission of

compliance with an undertaking;(g) provision as to certification by the Commission that an

undertaking has been complied with;(h) provision for appeals against refusal to give such

certification;(i) in a case where a person has given inaccurate, misleading

or incomplete information in relation to an undertaking,provision for the person to be regarded as not havingcomplied with it;

(j) in a case where a person has complied partly but not fullywith an undertaking, provision for that part-compliance tobe taken into account in the imposition of any criminal orother sanction on the person.

Extension of time for taking criminal proceedings

20 For the purposes of enabling criminal proceedings to be institutedagainst a person in respect of an offence under this Act—

(a) in the case referred to in paragraph 8(2), or(b) in a case where there has been a breach of an enforcement

undertaking or any part of an enforcement undertaking,a supplementary order may make provision extending any periodwithin which such proceedings may be instituted.

Appeals

21 (1) A supplementary order may make any of the following provisionin relation to an appeal in respect of the imposition of arequirement, or the service of a notice, under this Schedule—

(a) provision suspending the requirement or notice pendingdetermination of the appeal;

(b) provision as to the powers of the court to which the appealis made;

(c) provision as to how a sum payable in pursuance of adecision of that court is to be recoverable.

(2) Provision made by virtue of sub-paragraph (1)(b) may inparticular include provision conferring on the court to which theappeal is made—

(a) power to withdraw the requirement or notice;(b) power to confirm the requirement or notice;(c) power to take such steps as the Commission could take in

relation to the act or omission giving rise to therequirement or notice;

(d) power to remit the decision whether to confirm therequirement or notice, or any matter relating to thatdecision, to the Commission;

(e) power to award costs or (in the case of a court in Scotland)expenses.

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PART 6

GENERAL AND SUPPLEMENTAL

Combination of sanctions

22 (1) The Commission may not serve on a person a notice underparagraph 2(1) (notice of proposed fixed monetary penalty) inrelation to any act or omission in relation to which—

(a) a discretionary requirement has been imposed on thatperson, or

(b) a stop notice has been served on that person.

(2) The Commission may not serve on a person a notice underparagraph 6(1) (notice of proposed discretionary requirement), orserve a stop notice on a person, in relation to any act or omissionin relation to which—

(a) a fixed monetary penalty has been imposed on that person,or

(b) the person’s liability for a fixed monetary penalty has beendischarged as mentioned in paragraph 2(2).

Use of statements made compulsorily

23 (1) The Commission must not take into account a statement made bya person in compliance with a requirement imposed underSchedule 19B in deciding whether—

(a) to impose a fixed monetary penalty on the person;(b) to impose a discretionary requirement on the person;(c) to serve a stop notice on the person.

(2) Sub-paragraph (1)(a) or (b) does not apply to a penalty orrequirement imposed in respect of an offence under paragraph14(3) of Schedule 19B (providing false information in purportedcompliance with a requirement under that Schedule).

Unincorporated associations

24 Any amount that is payable under this Schedule by anunincorporated association shall be paid out of the funds of theassociation.

Guidance as to enforcement

25 (1) The Commission shall prepare and publish guidance as to—(a) the sanctions (including criminal sanctions) that may be

imposed on a person who—(i) commits an offence under this Act, or

(ii) contravenes a restriction or requirement that isprescribed for the purposes of paragraph 1, 5, 10 or15;

(b) the action that the Commission may take in relation to sucha person (whether by virtue of this Schedule or otherwise);

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(c) the circumstances in which the Commission are likely totake any such action.

(2) The guidance must include guidance about the Commission’s useof the power to impose a fixed monetary penalty, withinformation as to—

(a) the circumstances in which such a penalty may not beimposed;

(b) the amount of such a penalty;(c) how liability for such a penalty may be discharged and the

effect of discharge;(d) rights to make representations and objections and rights of

appeal in relation to such a penalty.

(3) The guidance must include guidance about the Commission’s useof the power to impose a discretionary requirement, withinformation as to—

(a) the circumstances in which such a requirement may not beimposed;

(b) rights to make representations and objections and rights ofappeal in relation to such a requirement;

(c) in the case of a variable monetary penalty, the matterslikely to be taken into account by the Commission indetermining the amount of the penalty (including, whererelevant, any discounts for voluntary reporting of non-compliance).

(4) The guidance must include guidance about the Commission’s useof the power to serve a stop notice, with information as to—

(a) the circumstances in which such a notice may not beserved;

(b) rights of appeal in relation to such a notice.

(5) The guidance must include guidance about the Commission’s useof the power to accept an enforcement undertaking.

(6) Where appropriate, the Commission shall revise guidancepublished under this paragraph and publish the revised guidance.

(7) The Commission shall consult such persons as they considerappropriate before publishing guidance or revised guidanceunder this paragraph.

(8) The Commission shall have regard to the guidance or revisedguidance published under this paragraph in exercising theirfunctions.

Payment of penalties etc into Consolidated Fund

26 Where, in pursuance of any provision contained in or made underthis Schedule, the Commission receive—

(a) a fixed monetary penalty, a variable monetary penalty or anon-compliance penalty,

(b) any interest or other financial penalty for late payment ofsuch a penalty, or

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(c) a sum paid as mentioned in paragraph 2(2) (in discharge ofliability for a fixed monetary penalty),

they shall pay it into the Consolidated Fund.

Reports on use of civil sanctions

27 (1) Each report by the Commission under paragraph 20 of Schedule 1shall contain information about the use made by the Commissionof their powers under this Schedule during the year in question.

(2) The report shall, in particular, specify—(a) the cases in which a fixed monetary penalty or

discretionary requirement was imposed or a stop noticeserved (other than cases in which the penalty, requirementor notice was overturned on appeal);

(b) the cases in which liability for a fixed monetary penaltywas discharged as mentioned in paragraph 2(2);

(c) the cases in which an enforcement undertaking wasaccepted.

(3) This paragraph does not require the Commission to include in areport any information that, in their opinion, it would beinappropriate to include on the ground that to do so—

(a) would or might be unlawful, or(b) might adversely affect any current investigation or

proceedings.

Disclosure of information

28 (1) Information held by or on behalf of—(a) the Crown Prosecution Service,(b) a member of a police force in England and Wales,(c) a Procurator Fiscal,(d) a constable of a police force in Scotland,(e) the Public Prosecution Service for Northern Ireland, or(f) a member of the Police Service of Northern Ireland,

may be disclosed to the Commission for the purpose of theexercise by the Commission of any powers conferred on themunder or by virtue of this Schedule.

(2) It is immaterial for the purposes of sub-paragraph (1) whether theinformation was obtained before or after the coming into effect ofthis Schedule.

(3) A disclosure under this paragraph is not to be taken to breach anyrestriction on the disclosure of information (however imposed).

(4) Nothing in this paragraph authorises the making of a disclosure incontravention of—

(a) the Data Protection Act 1998, or(b) Part 1 of the Regulation of Investigatory Powers Act 2000.

(5) This paragraph does not affect a power to disclose that exists apartfrom this paragraph.

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PART 7

INTERPRETATION

Interpretation of Schedule

29 In this Schedule—“completion certificate” has the meaning given in paragraph

12(1);“discretionary requirement” has the meaning given in

paragraph 5(5);“enforcement undertaking” has the meaning given in

paragraph 15(1)(b);“fixed monetary penalty” has the meaning given in

paragraph 1(5);“non-compliance penalty” has the meaning given in

paragraph 9(1);“non-monetary discretionary requirement” has the meaning

given in paragraph 5(7);“permitted participant” has the meaning given in section

105(1);“prescribed” means prescribed in a supplementary order;“recognised third party” has the meaning given in section

85(5);“responsible person”—

(a) in relation to a recognised third party, has themeaning given in section 85(7);

(b) in relation to a permitted participant, has the meaninggiven in section 105(2);

“stop notice” has the meaning given in paragraph 10(1);“supplementary order” has the meaning given in paragraph

16(1);“variable monetary penalty” has the meaning given in

paragraph 5(7).”


DECLARATION AS TO SOURCE OF DONATION

Schedule 7 to the 2000 Act (control of donations to individuals and members associations)

1 (1) In paragraph 6 of Schedule 7 to the 2000 Act (prohibition on acceptingdonations from impermissible donors), after paragraph (a) of sub-paragraph(1) there is inserted—

“(aa) in the case of a donation of an amount exceeding £7,500, thedonee has not been given a declaration as required byparagraph 6A, or”.

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(2) After paragraph 6 of that Schedule there is inserted—

“Declaration as to source of donation

6A (1) Where a person (P) causes an amount exceeding £7,500 to bereceived by a regulated donee by way of a donation, a writtendeclaration must be given to the donee—

(a) by P, if P is an individual, or(b) if not, by an individual authorised by P to make the

declaration,stating, to the best of the individual’s knowledge and belief,whether or not sub-paragraph (2) applies to the donation.

(2) This sub-paragraph applies to the donation if—(a) a person other than P has provided, or is expected to

provide, money or any other benefit to P with a view to, orotherwise in connection with, the making of the donation,and


(3) Where a declaration under this section contains a statement to theeffect that sub-paragraph (2) applies to the donation, it mustalso—

(a) state whether or not, in the opinion of the person makingthe declaration—

(i) sub-paragraph (2) of paragraph 6 applies to thedonation;

(ii) sub-paragraph (4) of that paragraph applies to it;(b) if the person’s opinion is that neither of those sub-

paragraphs applies to the donation, give the person’sreasons for that opinion.

(4) The declaration must also state the full name and address of theperson by whom it is made and, where sub-paragraph (1)(b)applies—

(a) state that the person is authorised by P to make thedeclaration;

(b) describe the person’s role or position in relation to P.

(5) A person who knowingly or recklessly makes a false declarationunder this paragraph commits an offence.

(6) Regulations made by the Secretary of State may make provision asto how the value of a benefit is to be calculated for the purposes ofsub-paragraph (2).”

2 (1) Paragraph 10 of that Schedule (donation reports: donations frompermissible donors) is amended as follows.

(2) In the heading, at the end there is inserted “etc.”.

(3) In sub-paragraph (1), for the words from “each controlled donation” to theend there is substituted “each controlled donation which is a recordabledonation and either—

(a) has been accepted by the donee, or

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(b) has not been accepted by the donee but is a donation in thecase of which a declaration under paragraph 6A has beengiven.”

(4) In sub-paragraph (4)(a), for “by virtue of paragraphs 2, 2A and 4” there issubstituted “, by virtue of paragraphs 1A, 2, 2A and 4”.

(5) In sub-paragraph (5)—(a) for “paragraphs 2, 2A and 4” there is substituted “paragraphs 1A, 2,

2A and 4”;(b) after paragraph (a) there is inserted—

“(aa) any reference to section 54A shall be read as areference to paragraph 6A above;”.

3 (1) Paragraph 11 of that Schedule (donation reports: donations fromimpermissible or unidentifiable donors) is amended as follows.

(2) In the heading, at the end there is inserted “or without required declaration”.

(3) In sub-paragraph (1)(a), for “paragraph 6(1)(a) or (b)” there is substituted“paragraph 6(1)(a), (aa) or (b)”.

(4) In sub-paragraph (1)(b), for “section 56(2)(a) or (b)” there is substituted“section 56(2)(a), (aa) or (b)”.

(5) In sub-paragraph (3), for “paragraph 6(1)(a)” there is substituted “paragraph6(1)(a) or (aa)”.

(6) In sub-paragraph (3)(a), after “the donor” there is inserted “or the personappearing to be the donor”.

(7) In sub-paragraph (3)(c), for “section 56(2)(a)” there is substituted “section56(2)(a) or (aa)”.

Schedule 11 to the 2000 Act (control of donations to recognised third parties)


“(aa) in the case of a donation of an amount exceeding £7,500, therecognised third party has not been given a declaration asrequired by paragraph 6A; or”.



6A (1) Where a person (P) causes an amount exceeding £7,500 to bereceived by a recognised third party by way of a donation, awritten declaration must be given to the recognised third party—



(2) This sub-paragraph applies to the donation if—

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(a) a person other than P has provided, or is expected toprovide, money or any other benefit to P with a view to, orotherwise in connection with, the making of the donation,and












5 (1) In paragraph 9 of that Schedule (statement of relevant donations), for“paragraphs 10 and 11” there is substituted “paragraphs 9A to 11”.

(2) After that paragraph there is inserted—

“Declarations under paragraph 6A

9A In relation to each relevant donation falling within paragraph10(2) in the case of which a declaration under paragraph 6A hasbeen given, the statement must either—



6 (1) Paragraph 11 of that Schedule (donations from impermissible donors) isamended as follows.

(2) In the heading, for “impermissible donors” there is substituted“impermissible or unidentifiable donors or without required declaration”.

(3) In sub-paragraph (1), for “paragraph 6(1)(a) or (b)” there is substituted“paragraph 6(1)(a), (aa) or (b)”.

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Schedule 15 to the 2000 Act (control of donations to permitted participants)


“(aa) in the case of a donation of an amount exceeding £7,500, thepermitted participant has not been given a declaration asrequired by paragraph 6A, or”.



6A (1) Where a person (P) causes an amount exceeding £7,500 to bereceived by a permitted participant by way of a donation, awritten declaration must be given to the permitted participant—



(2) This sub-paragraph applies to the donation if—(a) a person other than P has provided, or is expected to

provide, money or any other benefit to P with a view to, orotherwise in connection with, the making of the donation,and









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8 (1) In paragraph 9 of that Schedule (statement of relevant donations), for“paragraphs 10 and 11” there is substituted “paragraphs 9A to 11”.

(2) After that paragraph there is inserted—

“Declarations under paragraph 6A

9A In relation to each relevant donation falling within paragraph10(2) in the case of which a declaration under paragraph 6A hasbeen given, the statement must either—



9 (1) Paragraph 11 of that Schedule (donations from impermissible orunidentified donors) is amended as follows.

(2) In the heading, at the end there is inserted “or without required declaration”.

(3) In sub-paragraph (1), for “paragraph 6(1)(a) or (b)” there is substituted“paragraph 6(1)(a), (aa) or (b)”.




Schedule 20 to the 2000 Act (penalties)

10 In Schedule 20 (penalties) the following entries are inserted at theappropriate places—

“Paragraph 6A(5) of Schedule 7(making a false declaration as tosource of donation)



On indictment: fine or 1 year”

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REPORTS OF GIFTS RECEIVED BY UNINCORPORATED ASSOCIATIONS MAKING DONATIONS: SCHEDULE TO BE INSERTED INTO THE 2000 ACT

“SCHEDULE 19A Section 140A

REPORTS OF GIFTS RECEIVED BY UNINCORPORATED ASSOCIATIONS MAKING DONATIONS

Requirement to notify Commission of donations over £25,000

1 (1) Where in any calendar year an unincorporated association fallingwithin section 54(2)(h)—

(a) makes a political donation of more than £25,000, nothaving previously made any political donations in thatyear, or

(b) makes a political donation which takes the total amount ofsuch donations made by it in that year above £25,000,

the association must notify the Commission accordingly withinthe period of 30 days beginning with the date on which thedonation was made.

(2) A “political donation” is a donation to any of the following—(a) a registered party;(b) a regulated donee;(c) a recognised third party;(d) a permitted participant.




On indictment: fine or 1 year”





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(3) For the purposes of sub-paragraph (1)(b) a donation is not countedtowards the total unless it is a donation of more than £500.

(4) In this paragraph—“donation”—

(a) in relation to a registered party, has the meaninggiven in Chapter 1 of Part 4;

(b) in relation to a regulated donee, has the meaninggiven in Part 1 of Schedule 7;

(c) in relation to a recognised third party, has themeaning given in Part 1 of Schedule 11;

(d) in relation to a permitted participant, has the meaninggiven to “relevant donation” in Part 1 of Schedule 15;

“permitted participant” has the meaning given in section 105except that it does not include a registered party other thana minor party;

“recognised third party” has the meaning given in section 85;“regulated donee” has the meaning given in Part 1 of

Schedule 7.

(5) For the purposes of this paragraph—(a) the value of a donation to a registered party shall be

determined in accordance with section 53;(b) the value of a donation to a regulated donee shall be

determined in accordance with paragraph 5 of Schedule 7;(c) the value of a donation to a recognised third party shall be

determined in accordance with paragraph 5 of Schedule11;

(d) the value of a donation to a permitted participant shall bedetermined in accordance with paragraph 5 of Schedule15.

(6) Where a donation is sent on one day and received on another, it istreated for the purposes of this paragraph as made on the earlierof those days.

Requirement to report gifts received to Commission

2 (1) This paragraph applies where the making of a donation by anunincorporated association causes the association to be subject tothe notification requirement in paragraph 1; and in thisparagraph—

“the donation date” means the date on which that donationwas made;

“quarter” means a period of three months ending on 31stMarch, 30th June, 30th September or 31st December.

(2) Within the period of 60 days beginning with the donation date, theunincorporated association must make a report to theCommission —

(a) specifying every gift of more than £7,500 received by theassociation in the period—

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(i) beginning at the start of the calendar yearpreceding the year in which the donation date falls,and

(ii) ending with the donation date,or

(b) (if it is the case) stating that the association received nosuch gifts in the period mentioned in paragraph (a).

(3) Within the period of 30 days following the end of the first quarterto begin after the donation date, the unincorporated associationmust make a report to the Commission —

(a) specifying every gift of more than £7,500 received by theassociation in the period—

(i) beginning with the day after the donation date, and(ii) ending with the end of the quarter,

or(b) (if it is the case) stating that the association received no

such gifts in the period mentioned in paragraph (a).

(4) In relation to each subsequent quarter ending in the calendar yearin which the donation date falls or in the following calendar year,the unincorporated association must within the period of 30 daysfollowing the end of the quarter make a report to the Commission—

(a) specifying every gift of more than £7,500 received by theassociation in the quarter, or

(b) (if it is the case) stating that the association received nosuch gifts in the quarter.

(5) Where—(a) an unincorporated association receives two or more gifts

of more than £500 from the same person in the samecalendar year, and

(b) those gifts amount to more than £7,500 in total,the association is treated for the purposes of this paragraph asreceiving a gift of more than £7,500 on the day on which it receivesthe gift that takes the total amount of gifts from that person in thatyear above £7,500.

(6) Where—(a) an unincorporated association receives (or is treated by

sub-paragraph (5) as receiving) a gift of more than £7,500from a particular person, and

(b) later in the same calendar year the association receives agift of more than £1,500 from the same person,

that subsequent gift is treated for the purposes of this paragraphin the same way as a gift of more than £7,500.

(7) A reference in this paragraph to a gift of more than a certainamount is to be read, in the case of a gift in a form other thanmoney, as a reference to a gift with a value of more than thatamount.

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(8) Nothing in this paragraph requires an unincorporated associationto report to the Commission—

(a) any gift that it has already reported to them under thisparagraph, or

(b) in the case of an association that at the relevant time was amembers association within the meaning of Schedule 7,any gift that it is required to report to them under Part 3 ofthat Schedule.

Information to be included in reports under paragraph 2

3 (1) A report under paragraph 2 must give the following informationin relation to each gift that is required to be specified—

(a) the date on which it was received;(b) the form that it took;(c) the amount or value of it;(d) whatever details the unincorporated association knows of

the name and address of the person by whom the gift wasmade.

(2) Where paragraph 2(5) applies, each of the gifts of more than £500mentioned in that provision is required to be specified separatelyfor the purposes of sub-paragraph (1).

(3) Where a person (“P”) makes a gift indirectly through one or moreintermediaries, the reference in sub-paragraph (1)(d) to the personby whom the gift was made is to be read as a reference to P andeach of the intermediaries.

Declaration by authorised individual

4 A notification under paragraph 1 or a report under paragraph 2must contain a declaration, made by an individual authorised todo so by the unincorporated association concerned, that to the bestof the individual’s knowledge and belief—

(a) everything stated in the notification or report is accurate,and

(b) the notification or report contains everything that it isrequired to contain by this Schedule.

Additional matters to be included in notifications and reports

5 A notification under paragraph 1 or a report under paragraph 2must (as well as containing the things that paragraphs 1 and 4 orparagraphs 3 and 4 require it to contain)—

(a) state the name of the unincorporated association by whichit is given;

(b) state the address of the association’s main office in theUnited Kingdom;

(c) state the full name and address of the individual makingthe declaration under paragraph 4;

(d) state that the individual is authorised by theunincorporated association to make the declaration;

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(e) describe the individual’s role or position in relation to theassociation.

Offences

6 (1) An unincorporated association commits an offence if it—(a) is required by paragraph 1 to give a notification to the

Commission, or(b) is required by paragraph 2 to make a report to the

Commission,and fails without reasonable excuse to do so within the permittedperiod.

(2) An unincorporated association commits an offence if, withoutreasonable excuse, it—

(a) gives a notification to the Commission under paragraph 1,or

(b) makes a report to the Commission under paragraph 2,which fails to comply with any requirement of this Scheduleapplying to the notification or report.

(3) An individual who knowingly or recklessly makes a falsedeclaration under paragraph 4 commits an offence.

(4) For the purposes of sub-paragraph (1) the “permitted period” is—(a) in relation to a notification under paragraph 1, the period

of 30 days mentioned in paragraph 1(1);(b) in relation to a notice under sub-paragraph (2) of

paragraph 2, the period of 60 days mentioned in that sub-paragraph;

(c) in relation to a notice under sub-paragraph (3) ofparagraph 2, the period of 30 days mentioned in that sub-paragraph;

(d) in relation to a notice under sub-paragraph (4) ofparagraph 2, the period of 30 days mentioned in that sub-paragraph.

Register of recordable gifts to unincorporated associations

7 (1) The Commission shall maintain a register of all notifications madeto them under paragraph 1 and all gifts reported to them underparagraph 2.

(2) The register shall be maintained by the Commission in such formas they may determine and shall contain the following details—

(a) in the case of each notification under paragraph 1—(i) the name of the unincorporated association by

which the notification was given;(ii) the address of the association’s main office in the

United Kingdom;(iii) the date on which the notification was given;

(b) in the case of each gift reported under paragraph 2—(i) the name of the unincorporated association by

which the report was given;

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(ii) the address of the association’s main office in theUnited Kingdom;

(iii) (subject to sub-paragraph (4) and paragraph 8) theinformation provided under paragraph 3.

(3) Where the Commission are given any notification underparagraph 1 or any report under paragraph 2, they shall cause thedetails mentioned in sub-paragraph (2)(a) (in respect of anotification) or sub-paragraph (2)(b) (in respect of a report) to beentered in the register as soon as is reasonably practicable.

(4) The information to be entered in the register in respect of anyindividual shall not include the individual’s home address.

8 (1) This paragraph applies where—(a) an unincorporated association receives a gift in respect of

which an entry falls to be made in the register underparagraph 7, and

(b) at the time when the gift is received there is no entry in theregister in respect of that unincorporated association.

(2) The Commission shall not include in the register any informationthat would or might identify a person as someone by or throughwhom the gift was made unless—

(a) they have given to the person a notice stating that theypropose to include such information, and invitingrepresentations on the matter, and

(b) they decide, having considered any representations madeby the person, that it is reasonable to include suchinformation in the register.

(3) The Commission shall make reasonable efforts to give a noticeunder sub-paragraph (2)(a) in any case where, if a notice is notgiven, sub-paragraph (2) prevents information from beingincluded in the register.

(4) The Commission shall not make a decision on the matter referredto in sub-paragraph (2)(b) until after the period of 45 daysbeginning with the date on which they gave the notice under sub-paragraph (2)(a), unless representations from the personconcerned are received before the end of that period.

(5) Once they have made a decision on that matter the Commissionshall give notification of it to the person concerned.

Meaning of “gift”, etc

9 (1) In this Schedule “gift” includes bequest.

(2) Anything given or transferred to any officer, member, trustee oragent of an unincorporated association in that person’s capacity assuch (and not for the person’s own use or benefit) is to be regardedfor the purposes of this Schedule as given or transferred to theassociation (and references to gifts received by an unincorporatedassociation are to be read accordingly).

(3) Regulations made by the Secretary of State may—

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(a) make provision as to things that are, or are not, to beregarded as gifts to unincorporated associations for thepurposes of this Schedule;

(b) make provision as to how the value of a gift to anunincorporated association is to be calculated for thepurposes of this Schedule.

(4) Provision made under sub-paragraph (3)(a) may, in particular,provide for a person to be treated as making a gift where thatperson—

(a) pays expenses incurred by another;(b) provides any property, services or facilities for the use or

benefit of another otherwise than on commercial terms;(c) transfers any money or other property for a consideration

that is worth less than what is transferred (or for noconsideration).”


MINOR AND CONSEQUENTIAL AMENDMENTS

Representation of the People Act 1983 (c. 2)

1 (1) Section 10A (maintenance of registers: registration of electors) is amended asfollows.

(2) In subsection (2), the words “, on the 15th October in the year in question,”are omitted.

(3) After that subsection there is inserted—

“(2A) The application referred to in subsection (2) above shall (subject tosection 13BB(2)) be treated as made on the 15th October in the yearin question.”

2 In section 13 (publication of registers), in subsection (5)(b), for “section 13A,13B or 13BA” there is substituted “any of sections 13A to 13BB”.

3 In section 13A (alteration of registers), in subsection (5), for “this section andsection 13B or 13BA below” there is substituted “this section, section 13B or13BA below or section 13BB below”.

4 In section 65A (false statements in nomination papers etc), in subsection (1),after paragraph (a) there is inserted—

“(aa) (where the election is a parliamentary election) a statementunder rule 6(5)(b) of Schedule 1 to this Act which he knowsto be false in any particular; or”.

5 (1) Section 70 (effect of default in election agent’s appointment) is amended asfollows.

(2) In subsection (4)(a), after “the statement as to persons nominated” there isinserted “(or where, in the case of a parliamentary election, the address is notgiven on that statement, the address as given under rule 6(4) of Schedule 1to this Act)”.

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“(7) In the case of a parliamentary election, subsection (6) aboveapplies whether or not a statement has been made under rule 6(5)of Schedule 1 to this Act requiring the candidate’s home addressnot to be made public.”

6 In section 76A (power to vary provisions about election expenses), afterparagraph (d) of subsection (2) there is inserted—

“(e) section 76ZA(2) above.”

7 In section 90ZA (meaning of “election expenses”), for subsection (5) there issubstituted—

“(5) A reference in this Part of this Act to a candidate at an election, inrelation to election expenses, includes (where the context allows) areference to a person who becomes a candidate at the election afterthe expenses are incurred.”

8 (1) Schedule 1 (parliamentary elections rules) is amended as follows.

(2) In rule 6 (nomination of candidates), in paragraph (2)(a), after “names,”there is inserted “and”.

(3) In rule 9 (deposit), in paragraph (3), for “rule 6(1)” there is substituted “rule6(4)”.

(4) In rule 14 (publication of statement of persons nominated), in paragraph (2),after “nomination papers” there is inserted “and home address forms”.

(5) In rule 14A (correction of minor errors)—(a) in paragraph (1), after “nomination paper” there is inserted “or home

address form”;(b) in paragraph (2), after sub-paragraph (b) there is inserted —

“(c) in the home address form, errors as to theinformation mentioned in rule 6(5)(b).”

(6) In the Appendix of forms—(a) in the Form of nomination paper, in the first table following the

words “candidate at the said election”, the final column (homeaddress) is omitted;

(b) in the Form of Front of Ballot Paper, for the address after “RichardEdgbaston” there is substituted—

(c) in the directions as to printing the ballot paper, in paragraph 3(b),after “address” there is inserted “(or the constituency in which thataddress is situated)”.

Political Parties, Elections and Referendums Act 2000 (c. 41)

9 In section 1 (establishment of the Electoral Commission), in subsection (5)(appointment of chairman), after “in accordance with section 3” there isinserted “but subject to section 3A(6)”.

“(address in the Birmingham Northfield Constituency)”;

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10 In section 3 (appointment of Electoral Commissioners and Commissionchairman), in subsection (4) (political restrictions), for “A person may not beappointed” there is substituted “Subject to subsection (4A), a person may notbe appointed”.

11 In section 15 (Deputy Electoral Commissioners), in subsection (3) (DeputyElectoral Commissioner must be eligible for appointment as ElectoralCommissioner), for the words after “he is” there is substituted “prevented bysection 3(4) (read without regard to section 3(4A)) from being appointed asan Electoral Commissioner”.

12 In section 54 (permissible donors), in subsection (1)(b), for “that person”there is substituted “the person offering the donation”.

13 In section 55 (payments etc which are (or are not) to be treated as donationsby permissible donors), at the end of subsection (2) there is inserted—

“But such a payment shall not be regarded as a donation for thepurposes of section 54A or paragraph 6A of Schedule 7.”

14 In section 56 (acceptance or return of donations: general), in subsection (5)—(a) in paragraph (a), for “paragraph (a) or (b)” there is substituted

“paragraph (a), (aa) or (b)”;(b) in paragraph (b)(i), for “subsection (2)(a)” there is substituted

“subsection (2)(a) or (aa)”.

15 In section 58 (forfeiture of donations made by impermissible orunidentifiable donors), in subsection (1)(a) (donations that may not beaccepted), for “section 54(1)(a) or (b)” there is substituted “section 54(1)(a),(aa) or (b)”.

16 In section 62 (quarterly donation reports), in subsection (9) (donation reportto record donations that may not be accepted), for “section 54(1)(a) or (b)”there is substituted “section 54(1)(a), (aa) or (b)”.

17 In section 65 (submission of donation reports to Commission), in subsection(4) (offence of failing to comply with reporting requirements), for “therecording of donations in such a report” there is substituted “the informationto be given in such a report”.

18 In section 67 (weekly donation reports in connection with elections otherthan general elections), in subsection (1)(c) (application of section 147 withmodifications), for “section 147” there is substituted “an order underparagraph 16 of Schedule 19C”.

19 In section 71U (weekly donation reports in connection with elections otherthan general elections), in subsection (1)(c) (application of section 147 withmodifications), for “section 147” there is substituted “an order underparagraph 16 of Schedule 19C”.

20 In the heading to Part 9, after “COMPANIES” there is inserted “ANDUNINCORPORATED ASSOCIATIONS”.

21 In section 145 (function of Commission with respect to compliance withcontrols imposed by 2000 Act etc), in subsection (7) (definitions), for “andsections 146 and 148” there is substituted “, section 148 and Schedule 19B”.

22 In section 148 (general offences), in subsection (1) (offence of tampering withor hiding documents etc), for the words after paragraph (b) there issubstituted “any book, record or other document which is or is liable to be

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required to be produced for inspection under paragraph 1 or 3 of Schedule19B, and does so with the intention of falsifying the document or enablingany person to evade any of the provisions of this Act.”

23 In section 149 (inspection of Commission’s registers etc), in subsection (1),after paragraph (d) there is inserted—

“(e) paragraph 19 of Schedule 7;(f) paragraph 7 of Schedule 19A.”

24 In section 156 (orders and regulations), in subsection (2), for “subsections (3)and (4)” there is substituted “subsections (3) to (4A)”.

25 In section 160 (general interpretation), in subsection (1) (definitions), at theappropriate places there are inserted—

““contravention” includes a failure to comply, and cognate expressionsshall be construed accordingly;”;

““restriction” includes prohibition;”.

26 (1) Schedule 1 (the Electoral Commission) is amended as follows.

(2) In paragraph 3 (term of office etc of Electoral Commissioners)—(a) in sub-paragraph (3) (circumstances in which Electoral

Commissioner ceases to hold office), for “An ElectoralCommissioner” there is substituted “Subject to sub-paragraph (3A),an Electoral Commissioner”;

(b) after that sub-paragraph there is inserted—

“(3A) Paragraph (d) of sub-paragraph (3) does not apply to anominated Commissioner (within the meaning of section3A).”

(3) In paragraph 7 (Assistant Electoral Commissioners), in sub-paragraph (2)(Assistant Electoral Commissioner must be eligible for appointment asElectoral Commissioner), for the words after “he is” there is substituted“prevented by section 3(4) (read without regard to section 3(4A)) from beingappointed as an Electoral Commissioner”.

(4) In paragraph 11 (staff)—(a) sub-paragraphs (2) and (4) (which are superseded by the provision

made by section 7(2) above) are omitted;(b) in sub-paragraph (3), for “sub-paragraph (4)” there is substituted

“paragraph 11A(4)”.

27 (1) Schedule 7 (control of donations to individuals and members associations)is amended as follows.

(2) In sub-paragraph (1)(b) of paragraph 6 (prohibition on accepting donationsfrom impermissible donors), for “that person” there is substituted “theperson offering the donation”.

(3) In sub-paragraph (2) of paragraph 8 (acceptance or return of donations), for“section 56(3) and (4)” there is substituted “section 56(3), (3B) and (4)”.

28 (1) Schedule 11 (control of donations to recognised third parties) is amended asfollows.

(2) In paragraph 4 (payments etc not to be regarded as donations), at the end

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there is inserted—

“(3) Any payment out of public funds shall not be regarded as adonation for the purposes of paragraph 6A.”

(3) In sub-paragraph (2)(b) of paragraph 7 (acceptance or return of donations),for “section 56(3) and (4)” there is substituted “section 56(3), (3B) and (4)”.

29 (1) Schedule 15 (control of donations to permitted participants) is amended asfollows.

(2) In paragraph 4 (payments etc not to be regarded as donations)—(a) sub-paragraph (1)(a) is omitted;(b) at the end there is inserted—

“(3) Any payment out of public funds shall not be regarded asa donation for the purposes of paragraph 6A.

(4) For all other purposes of this Schedule, such a paymentshall not be regarded as a donation unless it is a grantprovided to a designated organisation by virtue of section110(2).”

(3) In sub-paragraph (2)(b) of paragraph 7 (acceptance or return of donations),for “section 56(3) and (4)” there is substituted “section 56(3), (3B) and (4)”.

30 In Schedule 20 (penalties), in the entry for section 56(3) or (4), for “(3) or (4)”there is substituted “(3), (3B) or (4)”.


REPEALS

Short title and chapter Extent of repeal

Representation of the PeopleAct 1983 (c. 2)

In section 10ZB, in the heading, the words“(Northern Ireland)”.

In section 10A—(a) in subsection (1A), the words “in respect

of an address in Northern Ireland”;(b) in subsection (2), the words “, on the

15th October of the year in question,”.In section 13A(2A), the words “in respect of an

address in Northern Ireland”.In section 63(3)(b), the words “sheriff clerk,”.In section 76A(2), the word “or” at the end of

paragraph (c).In Schedule 1—

(a) in rule 6, sub-paragraph (b) of paragraph(2);

(b) in the Appendix of forms, in the Form ofnomination paper, in the first tablefollowing the words “candidate at thesaid election”, the final column.

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Political Parties and Elections BillSchedule 6 — Repeals

77

Political Parties, Elections andReferendums Act 2000 (c. 41)

In section 47, subsections (2) and (3).In section 54(1), the word “or” at the end of

paragraph (a).Section 65(5).Section 71S(6).In section 145, in the heading, the word

“monitoring”.In section 149(1), the word “or” at the end of

paragraph (c).In Schedule 1, paragraph 11(2) and (4).In Schedule 7—

(a) in paragraph 6(1), the word “or” at theend of paragraph (a);

(b) paragraph 12(3).In Schedule 7A—

(a) in paragraph 1(7)(d), the words after “(inrelation to a members association)”;

(b) paragraph 12(3).In paragraph 6(1) of Schedule 11, the word “or”

at the end of paragraph (a).In Schedule 15—

(a) paragraph 4(1)(a);(b) in paragraph 6(1), the word “or” at the

end of paragraph (a).In Schedule 20, the entries relating to sections

146(5) and 146(6).Electoral Fraud (Northern

Ireland) Act 2002 (c. 13)Section 6(3).

Northern Ireland (Miscellan-eous Provisions) Act 2006(c. 33)

In Schedule 4, paragraphs 2, 3 and 4(5).

Short title and chapter Extent of repeal

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HL Bill 45 (xxxxxx) 54/4

Political Parties and Elections Bill

© Parliamentary copyright House of Lords and House of Commons 2009Applications for reproduction should be made in writing to the Information Policy Team,

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B I L L[AS AMENDED IN GRAND COMMITTEE]

To make provision in connection with the Electoral Commission; and to makeprovision about political donations and expenditure and about elections andelectoral registration.

Brought from the Commons on 3rd March 2009

Ordered to be Printed, 13th May 2009