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HO CHI MINH NATIONAL ACADEMY OF POLITICS NGHEM THI THU NGA POLITICAL CULTURE OF THE TRAN PROSPEROUS DYNASTY SUMMARY OF DOCTORAL THESIS FIELD OF STUDY: CULTURAL SCIENCE Code: 62 31 06 40 HANOI - 2018

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Page 1: POLITICAL CULTURE OF THE TRAN PROSPEROUS DYNASTY _T.Anh_ _ Nghiem Thu Nga.pdf · prosperous Dynasty will contribute to the field of traditional political culture in the approach of

HO CHI MINH NATIONAL ACADEMY OF POLITICS

NGHEM THI THU NGA

POLITICAL CULTURE OF THE TRAN

PROSPEROUS DYNASTY

SUMMARY OF DOCTORAL THESIS

FIELD OF STUDY: CULTURAL SCIENCE

Code: 62 31 06 40

HANOI - 2018

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The thesis was completed at

Ho Chi Minh National Academy of Politics

Supervisors: Prof., Dr. Hoang Vinh

Reviewer 1: ........................................................

........................................................

Reviewer 2: ........................................................

........................................................

Reviewer 3: ........................................................

........................................................

The thesis shall be defended in front of the Thesis Committee at

Academy Level at Ho Chi Minh National Academy of Politics

At ...... hour ...... date ...... month ...... year 2018

The thesis can be found at The National Library

and Library of Ho Chi Minh National Academy of Politics

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INTRODUCTION 1. Reason for choosing the topic

- Proceeding from the role of political culture and the necessity of

studying political culture

Political culture is an important part of social culture (besides ethical

culture, legal culture, media culture...). Throughout the history of building

and defending the country, Vietnamese political culture has been created,

gradually perfected and participated in enriching the national culture. The

values of typical political culture have permeated the line of national

management and the personality of many leaders of the country,

contributing to promoting the strength of the nation, breaking out of the

harsh challenges of the calendar, taking the country to grow up

prosperously and immortally.

The study of political culture has a profound theoretical and practical

significance, but so far, in particular in the field of Cultural Science, the

issue of political culture remains unclear views, especially the connotation

and structure of political culture has not been established. Many lefting

open points of this issue require to be studied thoroughly.

- Proceeding from the necessity of studying political culture of the

Tran prosperous Dynasty

In contrast to the later historical periods, the Tran prosperous

Dynasty was not dominated by Confucianism’s thought, so the rulers had

more favorable conditions to develop their personal capacity, to become

the bright personality, contributing to build a creative political culture with

unique values, particularly marked in the history of the Vietnamese

monarchies, have made important contributions to the national culture.

Understanding political culture of the Tran prosperous Dynasty is to

understand the national internal and latent strength when facing difficult

challenges, is to contribute to explaine the reason of prosperity and failure

in history. Studying political culture of the Tran prosperous Dynasty, we

approach the value of national defense and development lessons, the

lesson of building a civilized politics, a culture for human.

From the cultural science approach, up to now, there has never been

a separate, deep, systematic study on the the Tran prosperous Dynasty

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issue. Locating an important conceptual tool in cultural science,

understanding an essential part of the social - cultural life of the nation at

the beginning of radiant, majestic independence, and many unknowns are

essential and meaningful.

- Proceeding from tasks of researching and teaching to meet the

development requirements of the country in anew period

One of the important tasks in the cause of building Vietnamese

culture and people to meet the requirements of sustainable development of

the country which was defined by the Vietnamese Communist Party in the

document of the Twelfth National Congress is to pay attention to

cultivating culture in the Party, State agencies and unions. The Document

also confirms that this is an important factor for building a clean and

strong political system.

In the process of performing that task, the contents of political culture

have been researched and taught in many angles, many majors. From the

perspective of cultural science, political culture has just stopped in early

research with modest results,Vietnamese traditional political culture has not

really paid attention. Therefore, the study of the political culture of Tran

prosperous Dynasty will contribute to the field of traditional political

culture in the approach of cultural science, at the same time it will be

helpful for studying and teaching relevant important contents such as:

Cultural history, Political culture, Cultural assignment, etc.

Based on these above reasons, the researcher selects the topic

“Political culture of the Tran prosperous Dynasty” for the PhD. thesis,

specializing in Cultural Science with the desire to systematically

recognize the face and value of political culture of the Tran prosperous

Dynasty, then contributing to discussing the experience lessons of the

Tran Dynasty for the construction and the development of current

Vietnamese political culture.

2. Research purposes and research tasks

2.1. Research purposes

The thesis studies political culture of the Tran prosperous Dynasty,

whereby relating and discussing the issue of building current Vietnamese

political culture.

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2.2. Research tasks

+ Clarifying some theoretical issues of political culture (concept,

structure);

+ Describing the face of political culture of the Tran prosperous

Dynasty through the basic elements;

+ Judging about the value of political culture of the Tran prosperous

Dynasty, since then, contacting and discussing some lessons for the

construction of our current political culture.

3. Subjects and scope of research

3.1. Research subjects

The thesis studies political culture of the Tran prosperous Dynasty (which

focuses on the face, values and historical lessons for the current period).

3.2. Research scope

- Concerning time: The political period of Tran Dynasty (1225-

1329), from the time King Tran Thai Tong came to the throne until King

Tran Minh Tong abdicated the throne in favour of Crown Prince Vuong.

The later period of the Tran Dynasty was not included in the scope of the

study, it was only mentioned at the relevant level of the thesis.

- Regarding space: Dai Viet in the Tran prosperous Dynasty in the

relationship with its neighbours countries, especially China (in the North)

and Champa (in the South).

- Contents: Mainly studying political culture of royal in the Tran

prosperous Dynasty (ie, the ruling subjects: kings, mandarins and generals).

4. Theoretical bases and research methodology

4.1. Theoretical basis

The thesis is based on the methodology of dialectical materialism

and the historical materialism of Marxism to analyze the premise and

historical context whichleading to the formation of political culture of Tran

prosperous Dynasty, to analyze the issue of individual role (the hero) and

the masses (the people) in history, to judge the value and lessons of

political culture in the Tran prosperous Dynasty for current period.

4.2. Research methodology

In order to complete the research purposes and research tasks, the

following methods shall be used in accordance with each specific content

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of the thesis: Method of synthesis of materials and historical materials;

Interdisciplinary method; Logical - historical method; Professional

method; Method of analysis and synthesis.

In order to implement the above methods well, the thesis carries out

specific research activities: in-depth interviews, statistics, comparison, …

5. New contributions of the thesis

5.1. Theoretical contributions

- Systematizing, supplementing and developing some related issues

to the theory of political culture; contributing to establishing the concept

and structure of political culture from a cultural science perspective;

- Through studying political culture of Tran prosperous Dynasty, the

thesis contributed to the methodology of studying a part of the social

culture in a particular historical age.

- The research results of the thesis will contribute to enriching

materials on culture, Vietnamese culture and Vietnamese political culture

as well as become reference materials for study, research and teaching

political culture courses, cultural science, Vietnamese cultural history...

5.2. Practical contributions

- The topic canalyses the face and value of political culture of the

Tran prosperous Dynasty period, through which to better understand

Vietnamese cultural history;

- From the understanding of political culture of a period in history

with advantages and disadvantages, the thesis draws on experienced

lessons in building and developing current Vietnamese political culture.

- The results of the thesis will contribute to enrich materials on

culture, Vietnamese culture, Vietnamese political culture and become

reference sources for studying, researching and teaching units of study on

political culture, culture of mission, Vietnamese cultural history… culture

of mission

6. Structure of the thesis

In addition to the introduction, conclusion, list of references and

appendix, thesis is structured into 4 chapters, 11 sections.

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Chapter 1

OVERVIEW OF THE RESEARCH SITUATION RELATED TO

POLITICAL CULTURE OF THE TRAN PROSPEROUS DYNASTY

1.1. THE REASEARCH SITUATION ABOUT POLITICAL CULTURE

1.1.1. International research situation Political culture was born very early both in the East and in the West.

It can be said, since the politics were born, political cultural issue was also

posed. In the East, ancient Chinese thinkers began the tradition of

approaching political culture in the history of human thought with

ideologies of “rule of virtue”, “rule of law” and “ rule of refraining from

activity contrary to nature. In the West, from the ancient times to the

Enlightenment, political cultural issue was studied as a subject of

philosophy. The term “political culture” was formally cited in 1784 (in the

book The Methods of Philosophy of Human History) by German

philosopher I. Herder (1744-1803) when he studied the interaction

between culture and politics.

Although political culture emerged so early, the study of political

culture was actually born with modern political science in the West. In

which, two main research trends emerged: Firstly, political culture is the

subjective dimension of the political system and the political process.

Secondly, the political culture is an integral part of the overall culture of

the society. With elaborate, plentiful researches from many perspectives,

researchers in the world have contributed to build conceptual formal

system, from which the PhD candidate can have general knowledge about

the theoretical system as well as the political culture approach method. The

inheritance of these research achievements is important and is really

necessary for the implementation of the thesis.

1.1.2. Research situation in Vietnam

1.1.2.1. Study the practical aspects of traditional political culture The study of traditional Vietnamese political culture often refers to

specific elements of political culture such as political culture value,

political culture thought, typical political personality, experience lesson

with the buildinng and developloping current Vietnamese political

culture... With these research results, the general appearance of the

traditional Vietnamese political culture is initially sketched out quite

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clearly. They will be useful references for PhD students when studying

political culture of a period of Vietnamese political culture in the tradition.

1.1.2.2. Study the theoretical aspects of modern science The general point of studies in this direction is that all the authors

mentioned the fundamental issues of the subject of political culture

Research, focusing on clarifying some theoretical contents such as: concept,

content, structure, function and role of political culture. However, each

approach has its own concept of political culture, can be broadly divided

into 3 main trends: 1/ political culture can be considered as a combination

of talent, smart words in political activity, political culture can be replaced

by “political art”; 2/ Political culture is understood as culture in politics,

which refers to the use of cultural elements in this field, in order to create a

moral environment for political activity, so that the political activity is both

healthy and ít can be achieved efficiency to maintain power; 3/ The concept

of political culture is a component of culture.

1.1.2.3. Research is applied/ used in the realities of current political culture

On the basis of theoretical issues on political culture, many

researches have been oriented towards the application to deal practical

problems of current Vietnamese political culture. From the realistic

perspective, the research documents in this trend have made quite

objective and real assessment about the current political culture of our

country, from which making recommendations to building, innovating and

developing political culture, in which the focus is the personality of the

leader and manager. These are important suggestions for the thesis in the

content which links to the issue of building our country’s political culture

in the current stage. 1.2. THE REASEARCH SITUATION ABOUT POLITICAL

CULTURE OF THE TRAN PROSPEROUS DYNASTY

1.2.1. General researches on the Tran Dynasty The Tran Dynasty in general, the Tran prosperous Dynasty in

particular, has always been a fascinating topic for scholars from various

disciplines such as history, philosophy, literature. Those documents have

provided PhD candidate with valuable information, many objective and

honest historical facts. Thus, the economic, political and social context of

the Tran period was reappeared, helping PhD candidate to have the

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necessary scientific basis to identify and interpret political culture of the

Tran prosperous Dynasty. This is very important when PhD candidate

implements a topic which the source material is mainly secondary

material. The general documents studies on the Tran Dynasty and the Tran

prosperous Dynasty also contributed to create a panoramic view, from

which PhD candidate can visualize and identify the position and

characteristics of political culture of the Tran Dynasty in the common

picture.

1.2.2. Researches on the specific aspects of political culture in the

Tran prosperous Dynasty There is no intensiveand systematic research political culture in the

Tran prosperous Dynasty. This issue is mainly embedded within the

researches on the Middle Ages, the Ly - Tran Dynasty period or the Tran

Dynasty and has only been approached from the individual aspects:

1.2.2.1. Research on valuable orientation in politics Political ideals and political institutions of the Tran Dynasty were the

most studied contents. In general, when discussing the political ideals of

the Tran Dynasty, the authors affirmed the values of patriotism, unity, the

intimate spirit with the people, the spirit of the three religions coexisting...

These values are gathered and shine most brightly during the prosperous

period of the Tran Dynasty. The contents of the political regime of the

Tran prosperous Dynasty (such as the way of country management,

policies for developing the country) are also discussed by many

researchers, especially the issue of diplomacy, training, recruiting officials

policy. The important contents of political valuable orientation such as

power philosophy, political ideology have not been studied deeply.

1.2.2.2. Researches on political operation The issue of political institutions with contents such as the state

apparatus, the officials system, the economic - politic model such as feud -

fields and gardens... are discussed in many documents. The authors have

quite specific descriptions of the appearance of the state apparatus with

analysis and comparison to find the characteristics of the Tran Dynasty

compared to other periods in Vietnamese history. The Tran Dynasty was

associated with three great anti-Mongol resistance wars, so the issue of

keeping the country, which is the focus of military art, is particularly

interested to researchers. In addition, some other political arts and skills

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are also researched meticulously: multi-ownership economic development

strategy; water management and farming strategy; using people strategy...

However, there is no document that describes the aspects of political

operation comprehensively.

1.2.2.3. Researches on political personality The political personality of the Tran Dynasty had a strong attraction

for researchers from both theoretical and practical points of view. In

which, the issue of personality formation, the role of political character,

the noble and necessary qualities of political characters (virtue, talent...) is

deeply clarified. Some portraits of political characters in the Tran Dynasty

have been sketched in a multi-dimensional perspective. In general,

however, the issue of political personality is discussed as “political

person” in general, or the contributions of individual historical characters,

but they have not been systematized into personality qualities that

represent and bring colour to the people the Tran Dynasty. Furthermore,

there is no document that explores the patterns of cultural personality, or

considers the political person as the creator and be influenced by the

political culture.

1.2.2.4. Researches on political external expression

This is the content that has not been thoroughly researched. In

general, the political external expression is only visible in the outlines of

some researches on culture, history and religion of the Tran Dynasty, such

as royal architecture project, royal attire, royal festivals and ceremonies,

religious architecture (temples, pagodas, temples...). Elements of political

symbolism have not been discussed, which has not been studied as a

component of political culture.

1.3. REQUIRED PROBLEMS NEEEDED TO BE CONTINUED TO

RESEARCH

Through the overview of the research situation, it is possible to draw

some observations:

- Although the term of political culture has been mentioned quite

early, but so far, due to the richness of approaching research from various

disciplines, this concept still has many arguments. In particular, the

concept, structure of political culture has not really been interested and had

thorough insights from the perspective of cultural science.

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- Concerning the issue of political culture in the Tran prosperous

Dynasty, there are many documents mentioned in different aspects and

levels. They are valuable and useful sources for PhD candidate to be

inherited, filtered and developed in the thesis.

But in general, due to research objectives, these materials are not

interested in identifying political culture of the Tran prosperous Dynasty

specifically and systematically, and based on a fundamental structure of

political culture from a perspective of cultural science. Therefore, each

document is almost a single piece and is mainly incorporated into

researches on the Tran Dynasty. Some very important elements of political

culture, such as political personality, external expression factors have not

been studied thoroughly or have not been identified, researched as a

component of political culture.

Thus, a comprehensive, systematic, specialized research in political

culture of Tran prosperous Dynasty as a perfect whole, especially in depth

analysis of appearance and evaluation of the value of political culture in

the Tran prosperous Dynasty - in the light of theories of cultural science -

have never appeared.

From that fact, PhD candidate choses the thesis “Political culture of

the Tran prosperous Dynasty” with the desire to: 1/ Contributing to

systematize and conceptualize the structure of political culture from the

perspective of cultural science; 2/ Analyzing the appearance of the

political culture of the Tran prosperous Dynasty - according to the basic

elements of the political culture structure which were established; 3/

Identifying the value of political culture in the Tran prosperous Dynasty

and discussing the application of the lesson of the Tran Dynasty in the

construction of current Vietnamese political culture.

Summary of Chapter 1

Overview of the document shows that political culture was formed

along with the advent of human political activity. However, as a research

subject of science, political culture began to emerging, starting in the West

after the Second World War. In Vietnam, the research on political culture

has taken place in many directions, but in general, it is still in the first

steps on theoretical and systematic basis which is not complete.

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Political culture of the Tran prosperous Dynasty is an important issue

that has been approached by many researchers in a multi-dimensional

perspective. However, up to now, there has not been a comprehensive,

specialized research on political culture of the Tran prosperous Dynasty

based on the theory of the traditional culture from the perspective of

culture science. That is also a problem that requires the thesis to continue

to study more thoroughly.

Chapter2

THE CONCEPT OF POLITICAL CULTURE AND THE

INTRODUCTION TO POLITICAL CULTURE OF THE TRAN

PROSPEROUS DYNASTY

2.1. CONCEPT OF POLITICAL CULTURE

2.1.1. Concept of political culture

2.1.1.1. Culture

Cultural terminology has been studied, researched and analyzed by

researchers from ancient times until today to clarify their connotatitive

meaning. However, till this day, there are many different definitions of

culture based on different approaches.

It can be said that the concept of culture in two cases (culture in

general - the whole culture) and culture in particular (cultures) is very

necessary for us to study political culture comprehensively culture.

Political culture is both characterized by the characteristics of culture in

general - the whole culture, and the nature and characteristics of culture in

particular (cultures), However, they mainly emphasize “Identification

factors” of each community, of each culture in political culture.

2.1.1.2. Politics

Politics is a work of organizing social life of a community (nation,

country) by general power. Essentially, politics reflects a cultural level of

humanity in general and of each individual community in particularin

terms of social organization and administration. Politics has always been

associated with mankind since the State was born, and it is one of the most

important activity areas of social life. All the theoretical and practical

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results of human creation involved in winning, holding, and using state

power belong to political culture. With this view, along with the process of

birth and development of the state, the concept of political culture has

formed and gradually improved.

2.1.1.3. Political culture

From a cultural science perspective, the thesis considers political

culture as an element, a field of culture in general, that is, political culture

is a part of the whole culture. I should think, when viewing political

culture as one aspect of culture, we need to put it in the general structure of

a culture to see the intimate relationship between it and culture in general.

Accordingly, culture consists of three sub-systems: social culture, material

culture, spiritual culture. Political culture belongs to social culture sub-

system, besides the elements: ethical culture, legal culture, cultural

communication: Political culture is an element of social culture, stipulated

by the cultural level and quality of a community in the organization of

community life, in the holding and enforcing the power of the community,

manifested as a certain political “type”, “form”, background in history.

Acknowledging political culture is a part of culture meaning that we

consider political culture as “a culture of politics” with a structural system

of many elements, not just subjective elements of individual political

Subject. Aand thus, in the thesis, when researching, identifying political

culture in the Tran prosperous Dynasty, PhD candidate studied the a

culture of politics - as part of the Dai Viet culture, rather than studying

cultural elements in politics, culture in the political activities of the Tran

prosperous Dynasty.

2.1.2. The structure of political culture

Political culture is a unified body composed of four main

components: 1/ Valuable orientation in politics (expressing through

political ideals, political philosophy and political direction); 2/ Political

operation (including operational tools and operational ways); 3/ Political

personality; 4/ Political external expression. When building political

culture all four aspects must be attached simultaneously. In which, the

personality of the political subject should be paid attention to, because this

is the central factor that governs the operation of the remaining elements.

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2.2. INTRODUCTION TO POLITICAL CULTURE OF THE TRAN

PROSPEROUS DYNASTY

2.2.1. Overview of the Tran Dynasty The Tran royalty began on December 12th in At Dau year (1225),

when Ly Chieu Hoang - the last king of the Ly Dynasty, ceded the throne

to Tran Canh, until 1400, if not counting the post-Tran Dynasty (Gian

Dinh De: 1407-1409, Truong Quang De: 1409-1413), there existed 175

years with 12 kings.

Tran Dynasty was one of a the peak developed dynasty in the history

of the Vietnamese monarchy, with distinctive features compared to the

previous dynasties and especially different from the later Le, Nguyen

Dynasties.

2.2.2. Concept of Tran prosperous Dynasty Based on the research results of the scientists and PhD candidate,

based on the historical fact of the Tran Dynasty, the thesis supposes that

the Tran prosperous Dynasty was the period from 1225 to 1329, means

from the time King Tran Thai Tong came to the throne until King Tran

Minh Tong abdicated the throne in favour of Crown Prince Vuong. Since

1329 may be counted in the Tran eschatology Dynasty and not belong to

the main subject of the thesis.

2.2.3. The premise to form political culture of the Tran

prosperous Dynasty The prosperity of the Tran Dynasty is a product of the aggregate

impact of many factors: the diversified developed economy associated

with the multi-ownership regime of land; the tyranny crisis resulting from

the end of the Ly Dynasty and the invasion of the Mongol Empire; a

culture based on the tradition of patriotism, humankind, tolerance, plus the

three religions coexisting, especially the appearance of Zen Buddhism; a

multi-level social structure with coming from the fishermen community of

the Tran aristocracy…

Summary of Chapter 2

On the basis of inheriting the scientific achievements of leading

researchers, PhD candidate has outlined a concept of political culture

which was derived from the perspective of cultural science. This new view

is necessary for studying a political culture with a clear structure (in

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particular that is the identification of political culture in the times of the

Tran prosperous Dynasty which PhD candidate performed in the thesis).

The Tran prosperous Dynasty (1225-1329) was the most proud stage

of the Tran Dynasty, in which political culture was formed and developed

along with the cultural flow of the nation. The economic, political, cultural

and social conditions of the thirteenth century were analyzed and

interpreted by the thesis as the preconditions for the foundation of political

culture of the Tran prosperous Dynasty with original values. These early

introductions are the basis from which the thesis is described in depth,

recognizing the appearance and value of political culture of Tran

prosperous Dynasty in the next chapters.

Chapter 3

THE FACE OF POLITICAL CULTURE IN THE TRAN

PROSPEROUS DYNASTY

3.1. VALUABLE ORIENTATION IN POLITICS

3.1.1. Political ideal Due to the historical context of foreign invasion and the

consolidation, development of the monarchy, the independent - strained

ideal became the highest political ideal in the Tran Dynasty. From the

determination to consolidate the court affairs, to restore the country to the

will of preserving the independence, sovereignty, affirming the skill and

spirit and the desire for eternal peace, that is the link between past, present

and future, becoming an oriented political ideology, reflecting the wide

strategic and high-level visibility of the Tran prosperous Dynasty. Thanks

to this orientation, political culture of the Tran prosperous Dynasty has

taken the self-confident, proud journey and left splendid footsteps on the

way of national history.

3.1.2. The philosophy of power The philosophy of power of the authorities in the Tran prosperous

Dynasty was formed on the awareness basis of the people’s role. People

have an important role to the success of individual hero, the survival of the

dynasty as well as the destiny of the country. For the authorities, the

people became a political entity, a major social force, playing an important

role in the cause of defending our country as well as in maintaining the

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social order and developing the country. Recognizing the role of the

people, the sovereigns of the Tran prosperous Dynasty were aware of the

limits of power that they held. Thus, in the process of ruling the country,

they had a emancipated attitude to power and knew how to use power

legitimately.

3.1.3. The path of ruling the country In the Ly Dynasty, the path of ruling the country was mainly

influenced by Buddhist thought. From the time of early Le, Mac to Nguyen Dynasty, the political path was influenced by Confucianism, combining it with the rule of virtue, the rule of literature and the rule of law… The political path of the Tran prosperous Dynasty had a mix of Buddhist, Confucianism ideas and national spirit. Thus, the political path of this period was the rule of virtue, flexible, harmonious in the intimate spirit with the people, tolerant emancipation.

3.2. POLITICAL OPERATION

3.2.1. Operational tools 3.2.1.1. Genealogic monarchy In order to consolidate the kingship, especially in the early days, the

Tran Dynasty established a genealogic monarchy. The Thang Long Imperial Court in the thirteenth century was originally Tran's genealogic administration. The holing power genealogic association was considered as a principle that the Tran kings tried to implement. Compared to the Ly Dynasty, the Tran’s aristocracy of the same family was more consolidated, a distinct class that many Tran kings had consciously protected. In order to build and maintain the genealogic monarchy, the Tran Dynasty implemented the regime of elders, the regime of feud - fields and gardens and the regime of marriage within the family.

3.2.1.2. Law Although it had not reached the level of completion or become the

highest monarchy model (which Vietnamese hitory has known) as in the Le Dynasty, the law of the Tran prosperous Dynasty had also shown its progressive, both reflecting the goodwill and the social management capacity of the rulers, and meeting the legitimate aspirations of the people. Therefore, from the king and mandarins to the people heightened law, always strictly observed to the rules, principles, regulations. Obviously, the law of this period had shown a legitimate political institution and hearted people.

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3.2.1.3. Power apparatus In order to run the society and enforce the law, the state apparatus of

the Tran Dynasty was built and consolidated. It was a quite strict,

organized and streamlined governmental machine and mandarinate. It can

be said that, compared with previous dynasties, the Tran prosperous

Dynasty had a higher level of development, both in terms of governmental

machine as well as the mandarinate. With the State’s model of genealogic

monarchy, the State’s model and mandarinatehad left unique markings

compared to other dynasties in the national history.

3.2.2. Method of operation

3.2.2.1. In the domestic operation Domestic operation are mainly expressed through the way of social

management and the mode of training and recruitment of rulers for the

state apparatus.

The social management method of the state of the Tran prosperous

Dynasty was manifested through the development and promulgation of

policies and the implementation of policies of the court. These policies

were always published broadly, publicly by the court for the subjects and

people to know and implement. In order to prepare for policy

development, the court based on the statements of the imperial mandarins,

chapters of localities, mandarins were sent to investigate the reality. In

addition, through the second channel - that was hearing the direct opinion

of the people or the king's traveling incognito, thenceforth, the Tran

Dynasty also could be the basis for putting timely, correc policies.

The method of training, recruiting the rulers of the Tran prosperous

Dynasty brought its own colour. Due to the requirements of strengthening

and developing the state apparatus, it was necessary for the mandarins to

experience Confucian, so the studying and developing of Tran Dynasty

was attached special importance. The training talents of the Tran Dynasty

was more intensive, more formal than the Ly Dynasty. In order to

maximum mobilization the talents into the state apparatus, the court

conducted the selection of people in different ways (System of former

competition-examinations, recommendation - election, candidacy,

genealogic recruitment - inheriting a title of one's father. The method of

using talented people of the Tran Dynasty had three points worthy of note:

choosing the right talent person, choosing the right person, delivering the

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right job -organizing a close test. The method of training, recruiting the

rulers was the inheritance of the studious tradition of Vietnamese culture,

but had been promoted extremely by the Tran Dynasty and reached great

effectiveness.

3.2.2.2. In foreign affairs In foreign affairs, the issues of fighting foreign aggression and

entertaining international relations with the North and the South were two

greatest concerns of the Tran prosperous Dynasty. With a rather diverse,

battle tested military organization and relatively dangerous weapons, be

carefully trained, with flexible operational Strategic tactics and the spirit of

a high-levelled determination, passionate patriotism, solidarity on the heart,

soldiers and the people of the Tran Dynasty created brilliant feat of arms in

the resistance against foreign aggression. Peaceful but resolute attitude with

Chiem Thanh, shrunk but be brave before the Yuan Dynasty had been the

right behavior of the court. The Tran Dynasty tried to embrace a flexible

diplomacy and took full advantage of the precious moments of peace to heal

the wounds of the war, prepared the forces for the coming wars. These

ingenious diplomacy strategies combined with ingenious military tactics led

Dai Viet to go from this victory to other victory. 3.3. POLITICAL PERSONALITY

3.3.1. The typical qualities of human of the Tran prosperous Dynasty In the face of political culture of the Tran prosperous Dynasty,

political personality played a very special role, it was a gathering of the

essence of politics. There could not have a political culture of the Tran

prosperous Dynasty with unique characteristics without the role of

political personality.

Political personality of the of Tran prosperous Dynasty was an

interesting point that could be exploited from many different perspectives.

From the cultural science point of view, the thesis mainly emphasizes on

the values of personality through a number of typical qualities: hero -

artist, self-respectful consciousness, selflessness.

3.3.2. “Clearsighted king - loyal subject”- the formal ideal of

human of the Tran prosperous Dynasty It can be said that, in the history of Vietnamese monarchies, never

appeared many clearsighted kings, loyal subjects, honest generals as in the

time of the Tran prosperous Dynasty. This form of personality had brought

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a particular colour to the political culture, containing the essence of the

dignity of the times and shining the values of political culture of the Tran

prosperous Dynasty. Among them, there were sỏm personalities which

developed to the top, became cultural personality with high moral quality,

dominant wisdom and strong dissemination, powerful influence, the

symbolization was King Tran Nhan Tong and Grand Prince of Hung Đạo

Tran Quoc Tuan. The appearance of the “clearsighted king - loyal subject”

also contributed to explain the survival of monarchs in history. 3.4. POLITICALEXTERNAL EXPRESSION

In the political external expression factors, elements of power and

social order could be considered as typical elements. In addition, because

the Tran prosperous Dynasty was very special period, the time of the

“spirit of Dong A”, therefore, when studying the political external

expression factors, the thesis pays attention to the factors expressing the

spirit of the times.

3.4.1. The factor expressing the power and solemnity Political culture associated with power and power went hand in

hand with the solemnity that a political regime should observe. Like other

monarchies, the power and solemnity of the Tran Dynasty was reflected

in typical elements: temples - state, palaces, citadel and rampart, feud,

throne, banned terrace, the letters which profaned tabooed names, sacret

object, ritual and legendary system... In which, dragon mascot and some

rituals such as state funeral, vow, sacrifice, enthronization, inauguration

were the elements which had strong colour of political culture The most

prosperous Tran.

3.4.2. The factor expressing the social order The social order was expressed through the elements from the

costumes, imperial equipage, the horse, the appellation, the title...

Depending on the high and low position in society, these aspects of

expression would be prescribed symmetrically and orderly. In the system

of external expression factors presenting the social order of the Tran

prosperous Dynasty, the most notable factor was the king’s father, the

ruler. These were two appellations referring to two supreme positions of

power in the Tran Dynasty. At the same time, they carried the meaning of

the ruler's attitude to power and the unique identity of the genealogic

monarchy of the Tran Dynasty.

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3.4.3. The factor expressing the spirit of the times The spirit of the times was clearly expressed in the spirit of Dong A

with patriotism, sense of national self-strengthening, self-respect. That

spirit had been transformed into a symbol of the “really kill” arm of the

generals of the Tran Dynasty, into the meaningful flags of the armies, the

whole army and the whole population conference as Dien Hong, Binh

Than or poetry treasures which praised the divine resistance and the iconic

heros of the era. Tolerance, liberation can also be considered as the spirit

of the Dong A. The spirit of openness, tolerance, acceptance of differences

were expressed through many unique external expression factors, from

literature, art, architectural projects, religious beliefs,...

Through some typical external expression factors, the aspirations of

power had been seen (or the solemn nature expressing power) of the

monarchical centralism dynasty, the generosity of the heroic era, the nature

of the intimate spirit with the people, liberation of politics. It was a

silhouette of a political culture when the caste divisions were not clear, the

distance between the rulers and the people was not too far, the abstinence

was not strict, the ritual did not really stand on ceremony.

Summary of Chapter 3 Chapter 3 describes the appearance of political culture of the Tran

prosperous Dynasty through a four-element system of organic

relationships: valuable orientation in politics, political operation, political

personality, and political external expression. Political value orientation

was the process of cognition, value choice, ideal formation which was

orientated for individuals and communities. That orientation had been

actualized with tools of political operation and ways of political operation.

The politics was operated by the political people whose core was their

personality with the typical qualities that made up the beauty and value of

political culture of the Tran prosperous Dynasty. And finally, the the

appearance and the value of political culture of this period were also

appeared through the unique political external expression. It was a picture

that might be incomplete, but it consisted of the vital components of the

lively and cohesive perfect whole. This view will be the basis for the PhD

candidate to evaluate the values of political culture of the Tran prosperous

Dynasty in the next chapter.

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Chapter4

THE TYPICAL VALUE OF POLITICAL CULTURE OF THE

TRAN PROSPEROUS DYNASTY AND LESSONS FOR THE

CAUSE OF BUILDING THE CURRENT VIETNAMESE

POLITICAL CULTURE

4.1. THE TYPICAL VALUE OF POLITICAL CULTURE OF THE

TRAN PROSPEROUS DYNASTY

4.1.1. Patriotic - solidary spirit Patriotism is considered as the top value in the list of cultural value

of Vietnam. But in the Tran prosperous Dynasty, patriotism attached

highly to the spirit of solidarity and unification. Although the Tran

Dynasty was a genealogic monarchist state model, was built, managed and

operated chiefly by Tran Dynasty’s aristocrats, but at this moment,

between the Tran Dynasty’s aristocrats and their people had the

attachment, family interests and national interests had the harmony and

high unity.

Patriotism attached to the great unity had created a unique value in

political culture of the Tran prosperous Dynasty, became a banner to

gather power, helped the Tran Dynasty’s people and military get many

honourable victories of building and defending the country.

4.1.2. The intimate spirit with the people The thought of the the intimate spirit with the people was not a rising

up unexpectedly phenomenon of the Tran prosperous Dynasty. But it can

be said that, at this stage, it was particularly prominent, becoming a

orthodox political ideology, dominant not only to political culture of the

times, with more clear and unique expressions than any other monarchies

in Vietnamese history.Tthe intimate spirit with the people in political

culture of the Tran prosperous Dynasty could be generalized in three

aspects: sentiments of nearing the people, loving the people; attitude of

respecting the people and policies of reassure the people.

4.1.3. The spirit of tolerance, liberation Unlike some dynasties before and after, the Tran Dynasty in the

period of prosperity was operated by the aristocratic class who were

familiar with waterways craft and rich martial spirit, were raised by the

thought of Nam Tong Buddhism, so political culture in this period had be

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impregnated with the spirit of tolerance, liberation. This spirit not only

expressed in the policies and ways of country management of the rulers,

but also penetrated deeply in the spiritual life of a hundred families and

spread in the political and social life. We can see this characteristic

expression through the behaviours of the human of the Tran prosperous

Dynasty in the following aspects, which are also the aspects challenging

the most spirit of tolerance: dealing with war, with “human rights” and

with the difference.

* The limitation in political culture of the Tran prosperous Dynasty The Tran prosperous Dynasty was the most prosperous in the history

of the monarchy of Vietnam. It is the period of clearsighted king - loyal

subject, the prosperous society, all aspects of life were stable and

developed. That proved the superiority of political culture of this period.

However, objectively, even this political culture itself had gotten the seeds

of negation, limitation. There were some outstanding limitations: the

limitation in the conception of the people, in the genealogic monarchy, in

the state machine, in the political personality. At a later stage, when there

was no longer a bright king, loyal subject, the ruler could not take the

political affairs, and the economic downturn, these germs had an

opportunity to flourish and spark internal contradictions. leading to the

degradation and extinction of the Tran Dynasty. 4.2. THE LESSON FOR THE BUILDING POLITICAL CULTURE

CAUSE OF OUR COUNTRY FROM THE EXPERIENCE OF THE

TRAN DYNASTY

4.2.1. The similarity of the political tasks between Dai Viet and

Vietnam today Tran Dynasty far away from us for nearly eight centuries, but there

are similarities or very close together in terms of political tasks, especially

the demands of defending the independent right and sovereignty as well as

building, developing the country, developing the national culture, fighting

for the cause of peace, cooperation...

During the Tran Dynasty, especially during the period of prosperity,

with the cause of defending the country and developingof the great

country, the Tran Dynasty left an extremely rich and valuable treasure of

knowledge and experience in the social management. Assembly, in the

building of a progressive political culture. The Vietnamese people today,

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follows the traditions, preserving and building the country, enters the

integration period, fully converges the internal and external conditions in

order to be able to unite, develop the country and contribute to the

development of peace and prosperity of all humanity. Thus, the issue of

inheriting and promoting the values of political culture in the Tran

prosperous Dynasty is both a pride, a task and a goal for Vietnam today to

create a modern, progressive and prosperous image.

4.2.2. The lesson on building a patriotic, solidary political culture A bright line of political culture of the Tran prosperous Dynasty was

to show highly the level of patriotism and solidarity. More than many

other monarchs in our country's history, the Tran Dynasty had built a

harmonious society, a highly unified and solidary politics.

Patriotism today is associated with a sense of accomplishment of two

major political tasks: building and defending the Fatherland. In the task of

defending the Fatherland, the internal strength of the country, the strength

of the political regime, the strength of the economy and national resources,

the strength of great national unity are the decisive factor.

4.2.3. The lesson of building a democratic political culture In their own prosperous period, the Tran Dynasty adopted a line of

national management with intimate spirit with the people, based on the

people. The people was the basis and the target of all Tran's political lines.

At present, we are building a Socialist - oriented legislative State, a

state of the People, by the People and for the People, that is, towards a

progressive and democratic politics, in which the people are guaranteed

their ownership completely. The issue of democracy, the intimate spirit with

the people is considered one of the most important issues of the country.

4.2.4. The lesson of building a political culture that respects

talents, intellectuals Overcoming short-sighted and selfish thought of talent envy, the

Tran Dynasty had a tolerant, open-minded view on talents. The policy of

meritocracy had helped the Tran Dynasty to stabilize their politics,

develop their culture, build a powerful kingdom and dynasty for over a

hundred years.

Of course, some points in the training and recruiting talents of the

thirtteen century, until today are no longer suitable. But the attitude and

behavior which cherished talented people, liberal thinking and practical,

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progressive policies of Tran Dynasty are not old. From the care of

education, examination, to the open seek men of great talent line to

mobilize the most talented people in the society, then how to use human

with right possibility, choose real talents, especially the attitude of public -

spiritedness and selflessness in recruiting, not letting incompetents,

Dishonest and servile people have the opportunity to abuse their power

and the frustrated real talents... are all precious principles for us to build a

democratic, justice, civilization,a prosperous country as well as be

confident in opening up and integrating with international friends.

4.2.5. The lesson of building a tolerant political culture, towards

peace, cooperation for development Tolerance - the issue of the age and universality of mankind, has

been especially highlighted, valued and practiced very effectively with

unique ways in our country, right from the Tran Dynasty - when

theoretical concepts, the principles of tolerance are unknown and not

mentioned by the political subjects.

In the context of globalization and international integration with many

displacement nowadays, the cause of building and developing our country

can not be separated from the philosophy of tolerance. Tolerant spirit

nowadays is not merely philanthropic, moderate in the way of politics. It is

the openness to open up talents, human creativity, the acceptance of

cultural diversity, the attitude of harmony dialogue to co-exist, develop...,

that means we need to build an “open culture”. However, in the

increasingly complex domestic and international context, with potential

threats to the survival of the regime, the tolerance, peace, cooperation and

development should be based on realistic, sharp intelligence.

4.2.6. The lesson of building political personality for the authorities Political personality was an important component of political culture of

the Tran prosperous Dynasty. The prosperous period of the Tran Dynasty

had created many beautiful personalities, contributed significantly to the

development of politics. In building current political culture, it is necessary to

build up the personality of the authorities, which is the centre is the issue of

awareness, attitude and using of power based on the sense of responsibility,

throw themselves in danger spot, and self-respectful and sense of shame

consciousness. The power associates with interest and authority, the higher

power, the bigger interest and authority. How can a person who is holding

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power exercise proper authority and do not trample on the public interest for

their personal interest. This is also the solution for the construction of

Vietnamese political culture to meet the requirements of sustainable

development of the country before new circumstances.

Summary of Chapter 4

On the basis of analysing the appearance of political culture in

Chapter 3, Chapter 4 outlines the validity and limitations of political

culture of the Tran prosperous Dynasty. It was the political culture, which

showed the spirit of patriotism - solidarity, the intimate spirit with the

people, tolerant emancipation. Besides the great values, political culture of

the Tran prosperous Dynasty also had some limitations in the concept of

people, in the regime of marriage within the family, in the organization of

state machine and in the personality of the ruler.

Due to similarities in political tasks, lessons political culture of the

Tran prosperous Dynasty such as: Building a patriotic, solidary political

culture; the intimate spirit with the people; meritocracy; tolerant

emancipation toward peace, cooperation for development..., still has

practical significance for the construction and development of political

culture tin in our country in the present period.

CONCLUSIONS

1. Political culture is an important area of social culture that plays an

important role in the history of the national culture and in the socio-political

life of a nation. Therefore, the issue of political culture has been interested in

researching and research approaching by mankind. The research on political

culture in our country has also taken place with a variety of approaches from

various disciplines. That richness and complexity brings a multi-dimensional

prism and also brings not small challenges to PhD candidate, requires

choising and locating on conception from the perspective of cultural science

as a theoretical tool for the process of the thesis.

On the basis of inheriting the internal and external scientific

achievements, from the perspective of cultural science, the thesis considers

political culture as an element of culture in general, belongs sub-system

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sociocultural. The term political culture here is understood to be a political

culture with a structural system of four components: valuable orientation

in politics, political operation, political personality, and political external

expression. It can be considered as four fundamental elements, having

organic relationship, creating a unified perfect whole that political cultures

in common, forming the political arena of a community.

2. The Tran prosperous Dynasty (1225-1329) was the period of

governing in peace and prosperity of the Tran Dynasty and Dai Viet

nation. In the Tran prosperous Dynasty, the country had developed

synchronously in all aspects and some field had achieved a brilliant peak,

creating a unique political culture that almost not repeated in the history of

Vietnamese royal dynasty.

Political culture of the Tran prosperous Dynasty has been studied by

many scientists. But the materrials overview shows that there is some

scientific gaps, which require a deeper, more comprehensive study of this

issue from the approach of cultural science. Based on the general cultural

structure, the aspect of political culture of the Tran prosperous Dynasty has

been described and explained by the thesis.

Due to special premises on economics, politics, culture, society,

political culture of the Tran prosperous Dynasty had full convergence and

sublimated the values of patriotism - solidarity, the intimate spirit with the

people, tolerance - liberation… On the objective dialectical view, the

thesis also evaluated the limitations of political culture of the Tran

prosperous Dynasty from the political path to the political regime, the

organization of state machine as well as the political personality.

3. The renovation and international integration of the country are

posing new problems for political science and for the Vietnamese political

culture. The present culture must both fit the requirements of the times and

inherit the fine quintessences of tradition. Lessons on building a political

culture of patriotism, solidarity; building a political culture of democracy,

respect for talented people; building a political culture of tolerance towards

peace, cooperation for development; building the political personality of

throwing themselves in danger spot, self-esteem, integrity and justice... left

by the Tran Dynasty are profound and valuable lessons that we need to

inherit and promote seriously towards to a civilized political culture, for

human beings, human heart.

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LIST OF AUTHOR’S PUBLICATIONS RELATED

TO THE THESIS

1. Nghiem Thi Thu Nga (2014), “The contribution of Confucian scholar

to the Vietnamese education in the middle ages”, Journal of

Education, (327), pp. 12-15.

2. Nghiem Thu Thu Nga (2017), “Cultural values in policy of using at an

important function of talents of Tran Dynasty”, Journal of Cultural

Studies, (20), pp. 63-68.

3. Nghiem Thu Thu Nga (2017), “Tran Nhan Tong’s typical contribution

of to Vietnamese culture”, Information about Culture and

Development, (53), pp. 26-33.

4. Nghiem Thu Thu Nga (2017), “Political culture of the Tran prosperous

Dynasty through the philosophy of power of the ruler”,

Information about Culture and Development, (54), pp. 18-23.

5. Nghiem Thu Thu Nga (2017), “Some unique points of the intimate

spirit with the people in Tran Dynasty”, Journal of Culture and

Arts, (398), pp. 6-9.

6. Nghiem Thu Thu Nga (2018), “The value of political culture of the

Tran prosperous Dynasty - viewed from political personality”,

Information about Culture and Developmen, (56), pp. 41-48.

7. Nghiem Thu Thu Nga (2018), “Some typical values of political culture

of the Tran prosperous Dynasty”, World Heritage Magazine, (143),

pp. 45-50.

8. Nghiem Thu Thu Nga (2018), “The vitality of the tolerant culture of the

Tran prosperous Dynasty,”, Journal of Culture and Arts, (407), pp.

19-22.