PNJ coxc TV CP VANG MC 0,1. QUY 1'1III NIIUANPHU !-IHUAN IEWELRY IOINT STOCK COMPANY

se. .Jf..M1l-/20 17/BC-CtY. '. Ngay 27 thang 07 nam 2017

BAo cAo TINH HINH QU.AN TRJ CONG TY NIEM YET(Sau thang dftu nam 2017)

Kfnh gfri - Uy ban Chung khoan Nha mnrc- S6' Giao djch Chung khoan TPHCM

Ten cong ty niem y~tDia chi tru s6 chinhDi~n thoaiFaxV6n di€u I~Mil chirng khoan

: CONG TY CO PHAN VANG BAC DA QUY PHU NHUAN: 170E Phan Dang Luu, Phuong 3, Quan Phu Nhuan, TPHCM: (08) 3995 1703: (08) 3995 1702: 982.745.770.000 d6ng: PNJ

I. HO~T DQNG CUA D~I HQI DONG CO DONG:Thong tin v€ cac cl!(>c h<;>pva Nghj quyet/Quyet djnh cua Dai ~(>i d6n,g c~ dong (bao g6m ca cac Ngh]quyet cua Dai h(>idong co dong duoc thong qua duoi hinh thirc lay y kien bang van ban):

Stt S6 Ngh] quyet/ Quyet dinh Ngay Noi dung

01 603/2017/BB-DHDCD-CTY 27104/2017Bien ban Dai hQi d6ng c6 dong thuongnien narn 2017

02 604/2017INQ-DHDCD-CTY 27104/2017Nghj quyet Dai h(>i d6ng c6 dongthirong nien nam 2017Bien ban Dai h(>id6ng c6 dong diroi

03 182/2017/BB-DHDCD-CTY 23102/2017 hinh thirc Ifry y kiSn c6 dong bang vanban

Nghi quyetDai h~i d6pg c6 dO,ngduoi04 183/2017INQ-DHDCD-CTY 23102/2017 hinh thirc lay y kien co dong bang van

ban

II. HQI DONG QUA.N TRJ (Bao cao nam):~ ~1. ThOng tin ve thanh vien H6i dong quan tri /HDQT):Stt Thanh vien HDQT Chirc vu Ngay b~t d~ul S6 buoi Tyl~ Ly do khong

khong con la hQP tham du tham dir hopthanh vien HDQT hQp

HDQT tham du

Chu tich01 Cao Thi Ngoc Dung HDQT kiem 20 100%

TGDB~t d~u la

Ph6 Chu tjchThanh vien

02 te Tri Thong 27/04/2017 9 100% HDQTHDQT t11ngay

27/04/2017

03 Nguyen Thj Cuc Oy vien 20 100%HDQT

04 Pham Thj My H~hUy vien

19 95% Di cong tacHDQT

Stt Thanh vien HDQT Chirc VI,! Ngay b~t d~ul S6 buoi Ty I~ Ly do khongkhong con la hQp tham du tham du hopthanh vien HDQT hQp

HDQT tham du'" " B~t dftu la

Uy vien Thanh vien05 Pham Vii Thanh Giang 27/04/2017 8 88% HDQTHDQT tir ngay

27/04/2017

06 Nguyen vn Phan Uy vien 20 100%HDQTUy vien

- - -

07 te Htru H:~mh HDQT kiem 19 95% Di cong tacPh6 T6ngGiam d6c

08 Le Quang Phuc Uy vien 20 100%HDQTK~t thuc chirc

-

Uy vien danh Uy vien09 Nguyen Tuan Quynh 27/04/2017 11 100% HDQTtheoHDQT

nguyen vong canhanK~t thuc chirc

Uy vien danh Uy vien10 Nguyen Thi Bfch Ha 27/04/2017 11 100% HDQT theoHDQT

nguyen vong canhan

2. Hoat dQng gtam sat cua HllQT dBi vO'i Ban TBng Giam dBe:Chu tjch HQi d6ng quan tr], Ph6 Chu tich HQi d6ng quan tri va cac Thanh vien HQi d6ng quan tr]chuyen trach tham dir cac cuoc hop giao ban cua Ban di€u hanh dinh ky hai tuan, thang, 6 thang, narn.Viec giarn sat cua HQi d6ng quan tr] d6i voi Ban T6ng Giam d6c dtroc thuc hien qua bao cao hoatdQng hang thang, hang quy, nam.

'/<

3. Hoat di)ng cua cac ti€u ban t~uQe HllQT:. ,. , .- Hai tieu ban true thuoc HQi dong quan tr]: Tieu ban Chien 1U'Q'cva Tieu ban Tai chinh da: bat dau heat

dQng tir d~u narn 2017. Cac tnrong ti~u ban da: d~ trinh va dU'Q'CHQi d6ng quan tri thong qua K~hoach hanh dQng nam 2017 va phan cong cong viec, trach nhiern cua tung thanh vien trong ti~u ban.

4. Cac Nzh] Quy~t/Quy~t dinh cua Hoi dBng uuan tri (Bao cao sau thana):

04/20 17/N Q- HDQT -CTYS6 Nghi quyet/ Quyet dinhStt Ngay NQi dung

03/0112017 Thong qua sua d6i nQi dung v€ gia phat hanhtrong Phuong an phat hanh rieng le 9.827.457c6 phieu (Dai hQi d6ng c6 dong diroi hinhthirc I~y y kien bang van ban)

··2."-·'i"537io"i7iNQ=HD'QT~CTY ··········i6io2/2017······"B'6nhi~m'Gj~m"d6cKh6i"T~ichfnh'K'~ ·to~n_____ ..._.._..._._..._._...._. . . .. _ ._ .._. .__ .~J:?6 1]h1~mg_ toan tma.!!g ._._

3. 155/2017/NQ-HDQT-CTY 16/02/2017 HQP HDQT Ian 340: Thanh I~p Chi nhanh1----1--.-,-------------1-------- ..PNJ K~n Turn ya Chi n~anh PNJ H~u Giang_

4. 194/2017/NQ-HDQT-CTY 27102/2017 Ky ket hQ'P dong thuong mai voi nguoi c6lien quan thanh vien HQi d6ng quan tri, Ban

-_. · ••_ •• ._ ••_ •• H·•.·_H.· ••_._. ._ ••••.•__ •..••.••• _ ••••.••_. __ •__ •.__ ._ .....• _ .•_ ••.• _'!§._~.g...Qi!1.:!!_~2.~__. ._. ._. ._.__ -,_.__---,__._. "..."._228/20 17/NQ-HDQT -CTY 13/03/2017 Trien khai phuong an phat hanh co phieu theo

hinh thirc rieng le cho nha d~u ttr theo Nghi............................._ q~y~!.P~i ..~2.i.9.~.~g~?..q~~g._9._l!.q!..h!~.h!hf!:.~..

l.

5.

NQi dungS6 Ngh] quyet/ Quyet dinhStt Ngay

6. 238/2017 IN Q-HDQT -CTY..•. .7.

8.

'N

III. BAN KlEM SOAT (Bao cao nam):

1. Thong tin v~ thanh viiln Ban Ki~m soat (BKS):

Stt Thanh vien BKS Chuc vu Ngay b~t S6 buoi Ty I~ Ly do kh6ngd~u/kh6ng con h<;>p tham dir tham dir hopla thanh vien BKS h<;>p

BKS tham dir -Thanh vien

01 Nguyen Thanh Du Ban kiern 5 100%soat

B~t d~u laThanh vien Thanh vien

02 Le Anh Dire Ban kiem 27/04/2017 4 100% Ban kiem soatsoat t11ngay

27/04/2017Thanh vien

03 Nguyen Ngoc Hue Ban kiern 5 100%soat

2. Hoat dl}ng giam sat cua BKS d6i vO'i HDQT, Ban TAng Giam d6c va cA dong:Gillin sat qua trinh chuan b] Dai hQi d6ng c6 dong thuong nien (DHDCD) nam 2017Giarn sat viec tri€n khai va thuc hien Nghj quyet DHDCD nam 2017Gillin sat viec thuc hien Di~u I~ Cong ty, Quy ch~ quan tri cong tyGiam sat viec thirc hi~n cae nghi quyet cua HQi d6ng quan tr]Gillin sat viec thuc hien chao ban c6 phieu theo hlnh thirc rieng leGiam sat viec thirc hien cong b6 thong tin theo quy dinhGillin sat viec ghi s6 sach clnrng tir k~ tow trong cong ty; soat xet cac chi s6 tai chinh trong bao caotai chinh quy.Theo doi viec thuc thi k~ hoach san xuat - kinh doanh nam 2017 cua Ban T6ng Giam d6c cong tyTham dir cac cuoc h9P cua H<)i d6ng quan tr]

3. SQ' ph6i hop hoat dl}ng giihl BKS d6i vO'i hoat d{lng cua H{li dAng quan tr], Ban Giam TAng d8cva cac can b{l quan Iy khac:

Cac v~n d~ trong y~u cua Cong ty luon c6 sir ph6i hop chat che va hieu qua gifra BKS, H<)i d6ng quantr], T6ng Giam Cong tyBKS nhan duoc sir tro giup a t~t ca cac dp, cac don vi trong cong ty

4. Hoat d{lng khac cua BKS:Ban kiem soat dil phan cong nhiem vu nam 2017 cho tung thanh vien.Ban kiem soat dil va dang thirc hien cac hoat dQng sau:• Xem xet va lua chon Cong ty kiem to an thuc hien viec kiern toan cho nam tai chinh 2017• Dang di~u chinh Quy djnh t6 chirc va hoat dQng cua Ban Ki€m Soat• Dang hoan thien bang cau hoi (cong cu kiem soat) d€ thuc hien co che kiem so at, canh bao.

IV. DAO T~O VE QUAN TRJ CONG TY:Cac thanh thanh vien HDQT, thanh vien BKS, T6ng Giam d6c va Thir ky cong ty dil tham gia cac

khoa dao tao v~ quan tri cong ty theo quy dinh v~ quan tr] cong ty. Con hai Thanh vien HQi d6ng quan triva cac chirc danh quan ly dang cho kh6a dao tao tai TPHCM phu hop thai gian cua don vi diroc cho phepcua Uy ban Chirng khoan Nha mroc.

~.,.(.....•.\'(

\~.j. Q.;\J~t.-/

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V. DANH sxcn VE NGlfClI CO LIEN QUAN CUA CONG TY NIEM YET THEO QUY DINHT~[ KHOAN 34 DIEU 6 LU~T CHUNG KHoAN (BAO cAo sAu THANG) VA GIAO DICHCUA NGlf(lI co LIEN QUAN CUA CONG TY Val CHiNH CONG TY:

1. Danh sach v~ ngu()'i co lien quan cua cong ty:Xem t~p tin dinh kern.

2. Giao dich gitra cong ty voi ngiroi c6 lien quan cua cong ty; hoac gifra cong ty voi c6 dong lon, nguoin<)ibQ, nguoi c6 lien quan cua nguoi nQi bQ: -

3. Giao dich gilra ngiroi n<)i bQ cong ty niem y~t, nguoi c6 lien quan cua nguoi n<)i b<) voi cong ty con,cong ty do cong ty niem y~t nam quyen kiem soat: Cong ty C6 phan Vang bac da quy Phu Nhuan ky k~thop d6ng thirong mai voi t6 chirc la ngiroi lien quan voi thanh vien Hoi d6ng quan tri: Cong ty C6 phanTrang trl n<)i th~t Khong gian vang: Ky Hop d6ng trang tri n<)i th~t, d6 g6 (cung cap, I~p d~t, bao hanh,sua chtra quay, tu) cho van phong, h~ thong san xuat - kinh doanh trong nam 2017; Cong ty C6 ph~n Tirv~n Xay dung Vina MeKong: Ky Hop d6ng khao sat dia ch~t trong nam 2017.

4. Giao dich gifra cong ty voi cac d6i tuong khac: -

VI. GIAO DICH Co PHIEU CUA NGlfOI NOI BO VA NGlfOI LIEN QUAN CUA NGU'OI NOIBO (BAo cAo sAu THANG):1. Danh sach ngu'()'i n{li b{l va nguo'i co lien quan cua nguiri n{li b{l:Xem t~p tin dinh kern.

2. Giao dich cua ngU'o'i nQi b~ va ngU'o'i co lien quan doi vO'i co phieu ciia cong ty niem yet:Stt Ngiroi thuc hien Quan h~ S6 c6 phieu sa hflu S6 c6 phieu sa hlru Ly do tang,

giao dich voi ngiroi diu ky cu6i ky giam (mua,

..• nQi bQ S6 c6 phieu Tyl~ S6 c6 phieu Ty I~ ban,chuy~nd6i,

thirong ...)

Ngiroi c6I. Pham Ngoc Lan lien quan 22.946 0,02% 12.946 0,01% Ban

cua HDQT

2.Nguyen Thj Bfch Ngiroi c6

75.968 0,07% 375.968 0,382% MuaHcl lien quan

3. Cong doan co sa Nguoi c6 1.987.996 2,02% 34.400 0,03% Banlien quan

Aims AssetNh6m c64. Management Sdn dongl&n

5.182.090 5,27% 1.500.000 1,52% BanBhd

VII. cAc VAN DE CAN LUU Y KHAc:

Nai nhan:- Nhir tren- HDQT,BKS-BTGD- LiruP

.-('I

~

t.l'

CONG TY CO PHAN V ANG Bft.-Cf)"\ QUY PHU NHU~N

DANH SACH HDQT, BKS, NGUC1! CONG BO THONG TIN vA NGUClI co LIEN QUAN(Ban hanh dinh kern Bao cao tinh hinh quan tr] cong ty sau thang d§u nam 2017 - M1}.cV)

sa tai khoanChirc VI} t~i ThO; di~m ThO; di~m

Stt Ten ta chfrcJca nhangiao dich

cling ty (n~u CM OJgaydp Noidp

Dja chi tru So' chinhl b~td~ula khOng con Ly dochfrng khoan GCNDKKO Dia chi lien h~ ngU'oico la ngU'oic(f(n~u co)

co)lien quan lien quan/.'

I. HOI DONG QUAN TRJ - BAN TONG GIA.M DOC:

- --I Cao Th] NgQc Dung

Chu tichHDQT

Cao Ngoc Lien

Trfrn Thi Mon~- f-- ~-- - --~

Tr~n Phuong Binh- -- -- -

Tr~n Phuong Ngoc Thao- -- - -

Tr~n Phuong Ngoc Giao- -- -- - - - - - - - - -

Tr~n Phuong Ngoc Hit~ - - -- - - - -

Cao gee Hiep- -- - - -

Cao Thi Thuy-- - -- - -

Cao Th] Ngoc Hong

Cao Ngoc Huy-

sA t:'li khoanChuc VI) t~i

ThO; di~m ThO; di~m

Stt Ten ta ch.rc/ca nhangiao djch

cong ty (nSuCMNDI

Ng:'ly dp NO'i dp Dia chi trl) sO'chinhl b~t dAu 1:'1 khong con Ly dochirng khoan GCNDKKD Dia chi lien h~ nglro; co 1:'1nglro; co

(nSu co)co)

lien quan lien quan

Cao NgQC Duy--- -- -

Cao Thi Ngoc Tam-- - I- --

Cao Ngoc Hili 1- - --

Cao Ngoc Vii;"..

- - -- f--- - I---

CTCP Vang bac da quy Phu Chii tich

- Nhuan H8QT

2 Le TriThongPho Chii

27/04/2017DHDCD thuong

tich HDQT nien 2017 bl1uCll'

t.e Van Tri 27/04/2017-

Oi~p Thuy Ki~u 27/04/2017- -

Nguyen Khanh Linh 27/04/2017-

Le Tri Khili 27/0412017- - -- -

Le Diep Ki~u Trang 27/04/2017- -

Oy vien

3 Nguy~nTh] CueH8QT,nguoi congb6 thong tin

-- --- - -- -Nguyen Van Nh§m-- -- - - -

86 Thi Phieu-- --

Trl1n Minh

2

S6 tai khoanChirc VI.!t~i

Thiri diim Thiri diim

Stt Ten tA chfrc/ca nhangiao djch

ding ty (n~uCMNDI

Ngay cAp NoicAp Dia chi trl.! sO'chinhl bAt dAu la khong con Ly docmrng khoan GCNDKKD Dia chi lien h~ ngll'iri co la ngu'iri co

(n~u co)co)

lien quan lien quan

Tr~n Trung Hieu- - -

Trk Nguyen Quynh Anh- - - - f----

Nguy~n Van Trf- - - -- ~-

Nguy~n Th] Kim Lan /.-~- - - ---

Nguy~n Thi~n Tam-- - -- - -

Nguy~n Thien Minh- - --

Nguyen Thi Kim Lien- --

Nguy~n Thj Phuong Loan

4 Pham Thi My Hl;lnhUy vienHDQT-

Pham Ngoc Lan-- - - - -- ~-

To Thi ThflO-- - ~- - - -- - -- - -f- -

Gaubert Pierre MauriceGaston ---- - - -

Pharn Thj Minh Phuc- ---

Cong ty TNHH MTV Thai Chti tich

-- trang CAO-

Cong ty - -- I- -~ -~- - - -5 Pham Vii Thanh Giang

Uy vien27/04/2017

DHDCD thirongHDQT nien 2017 b~u cti-- - - -- ~~-

Pham Dong My 27/0412017-

3

sa tai khoan Chuc vI,!tlJiTho; di~m Tho; di~m

Stt Ten tAcharc/ca nhiin giao djchcong ty (n~u

CMND/Ngay dp Noidp

Dia chi trl,! sit ehinhl b~t dAu la khong con Ly doclumg khoan GCNDKKD Dja chi lien h~ nglro; co la nglro; co(n~u co)

co)lien quan lien quan

VO Thi My Trang 27/04/2017- --- -- -

Vo Nguyen Dang Tri~u 27/04/2017----- - --- --- - --- -

VO Pharn Dang Trinh 27/0412017

Pham Vii Hoang San 27/04/2017,f..

6 Nguy~n Vii PhanUy vienHDQT -

Nguyen La Hy-- --- I-- -

Trinh Thi Bach Bfch-f- --

Pham Thuy Lan Anh- - - --- I-- ---

Nguyen Hoang Minh

Nguyen Hoang Lan-- -- -- ---- - -

Nguyen Phong--- - -- - --- - -- --- --- - -

Nguyen Bfch Van- -- -- - I--

Nguy~n Phuong- -- --

CTCP Sai Gon FoodThanh vienHDQT

-Uyv~

- - -- -- --

7 Le Hfru H~nhHDQTkiem Giarn

- -- d5cXNNT - --- -

4

sA tili khoanChirc v\I t~i

ThOi di~m Thiri di~m

Stt Ten ta chirc/ca nhangiao djch

dIng ty (nSuCMND/ Ngily cAp NoicAp Dja chi tr\l sO'chinhl b~t d~u Iii khdng con Ly do

chirng khoan GCNf)KKD Dja chi lien h~ nglfiri co Iii nglfiri co(nSu co)

co) lien quan lien quan

i.e Van Sen-- -- -- - -

Ng6 Thi Quyen.. - - - - - -

D6ng Thi Thu Thuy f-- .. - -

t.e Hii'u Anh Duy /,-- - -

Le Thuy Phuong Uyen- -

i.e Van Hi~p-- - - -

i.e Thi Ngoc HilO- -- - - - - - - - - .

Le Thi Ngoc Hi~n- -- -

Le Hiru Hulin-

Le Thi Hong- - - -- - - - -

Le Ngoc Huang- -- - - - --

Le Ngoc H(\i-- -- -- -- ---

Le Heu Huy- - - --- -- -

C6ng ty TNHH M(\t thanh Chu tichvien Giam dinh PNJ

- - -C6ng ty

8 Le Quang PhucUy vienHDQT-- -- ------ .-- - ..---- -- -

i.e QuangTri- - - -- - -- --

~

~

5

sA tai khoan Chirc VI,! t~iThiri diim Thiri diim

Stt Ten t6 chfrc/ca nhangiao dich cong ty (n~u

CMNDINgay dp No;dp

Dja chi trl,! sO'chinhl b~t d§u la khOng con Ly dochu'ng khoan GCNDKKD Dja chi lien h~ ngU'irico la ngU'irico

(n~u co)co) lien quan lien quan

Le Th] Lien- - - - - - -

Chau Th] Ngoc Huang- - -- - -

i.e Minh Huy J-- - - - - - - -- - -~

i.e H~nh Nguyen /.'- - -- - - -

r.e Thj Phuong Thao- - - - .

Le Quang LQc--- -

i.e Minh Trj- -

Le Quoc Binh- - - - - -

i.e Minh Chau

C6ng ty c6 phan Tu v~n Chu tjchQuan Iy BDSC HDQT -- -- - -----Cong ty C6 phan B~t dQng Thanh viensan Phat D~t HDQT -- . - - - --C6ng ty C6 phfrn Dfru tu va Thanh vien

- Xay dung Tay H6 HDQT - - -- - ---C6ng ty TNHH Le & Partners Chu tich

C6ng tyCong ty C6 phan Dich VII Kiern soat

-- ----- -

V~n tai Sai Gon vien- -- - -Uy vien

-. -

9 Nguy~n Tuan Quynh 27/04/2017 H~t nhiern kYHDQT ----- - - -

Nguy€n Minh Phuc 27/04/2017- . -

?'J

'~

6

sa tai khoan Chfrc v••.•ttli Tho; di~m Tho; di~mgiao djch CMNDI Dia chi tr ••.•sO-chinhl bit d~u la khOng conStt Ten tAchfrc/ca nhan cong ty (n~u Ngay cAp Noi cAp Ly dochfrng khoan GCNDKKD Dia chi lien h~ nglro; co la nglro; co(n~u co)

co)lien quan lien quan

Nguyen Th] Huyen Carn 27/04/2017-

Nguy€n Le Thu Trang 27/04/2017I-- -

Nguy€n Phue QUYnh Chi 27/04/20171--

Nguy€n Quynh Trang Anh 27/04/2aJ 7-

Nguyen Thj Chi Giao 27/04/2017--

Chti tichSaigon Books HDQT 27/04/2017

kiem TOD

10 Nguy~n Thj Bieh Hit Dy vien27/04/2017 H~t nhiern k:Y

HDQT

Nguyen Man 27/04/2017-

t.e Thi Bleh Kha 27/04/2017- -- --

Yo Thi Bleh Tam 27/04/2017- - --- --

Yo Tli Can 27/04/2017-- -

II. GIAM DOC KHOI:- - -- - .- - -

1 D~ngThi LaiGiam d6e

01/03/2017 HDQT b6 nhiemKh6i TCKT

---- - --Dang Ngoc Chi Ngiroi co lien quan

Dinh Thj Hoa Nguoi co lien quan

7

sa tai khoanChuc vI.! t~i

Thei di~m Thm di~mgiao djch CMNDI Dia chi tru siTchinhl

. ,khong conStt Ten t6 chuc/ca nhdn cong ty (n~u Ngay dp Noidp bat dau la Ly dochfrng khoan GCNDKKD Dia chi lien h~ ngum co la ngum co

(n~u co)co)

lien quan lien quan

Tr~n Quang Minh Nguoi co lien quan---

Tr~n Hoang re Linh Nguoi co lien quanf-- --

Tr~n Quang Mftn Nguoi co lien quanI--

Dang Th] Hu~ I Nguoi co lien quan.'r- - -

Dang Th] Cue Nguoi co lien quan- --

Dang Ngoc Thao Nguoi co lien quan

Giam d6c- ---

2 Nguy~n Th] Ngoc MinhKh6iNNL

01/06/2017 HDQT b6 nhiem

Nguy€n PhM D~t 01/06/2017 Nguoi co lien quan--

Nguyen Thj Tam 01/06/2017 Nguoi co lien quan- -- ----

Liru Van Lqi 01/06/2017 Nguoi co lien quanf.- -- -- -- - --

Luu Gia Hy 01/06/2017 Ngiroi co lien quan- -- -- - --- --

Nguyen Quoc Truong Chinh 01/06/2017 Nguoi co lien quan--- -- I-- -- - --- - -

Nguy€n Quoc Dung Chinh 01/06/2017 Ngiroi co lien quan--- -- --- - - -- - -- - - -

Nguyen Quae Hoa Binh 01/06/2017 Nguoi co lien quan1----

Giarn d6e- - --

3 Bao Trung Kien Kh6i Chi~n 01/0612017 HDQT b6 nhiern,_. -- -- I- hr c -- - - - --

Dao Anh Dung 01/06/2017 Nguoi co lien quan

8

S6 tai khoanChirc VI,!t~i Thiri di~m Thiri di~m

Stt Ten t8 chu-c/ca nhan giao djchcong ty (niu

CMNDINgaydp NO'idp Dja chi trl,! sO' chinhl b~tdAula khong con Ly dochung khoan GCNDKKD Dja chi lien h~ nglfiri co la nglfiri co

(n~u co)co)

lien quan lien quan

Pham Thj Loan 01/0612017 Nguoi c6 lien quan

i.e NiI TUng Anh 01/06/2017 Nguoi c6 lien quan- - - -- - -

DflO i.e Minh Anh 01/06/2017 Ngiroi c6 lien quan- - -- -

DflO Ch§.u Anh 01/06/2017 I Nguoi c6 lien quan.'- --- -- - --

Dao Anh Cuong 01/06/2017 Nguoi c6 lien quan- _. -

Cong ty TNHH Kien Anh 01/0612017- --

Giarn d6c--_. -- I-

4 Nguy€n Bao Giang Chau Kh6i 01/06/2017 HDQT b6 nhiemMarketing

Nguyen BilO V~ 01/0612017 Nguoi c6 lien quan- - - -- - ---

Nguy~n Th] Chon 01/06/2017 Ngiroi c6 lien quan- -

Nguysn Th] Ngoc Nhi 01/06/2017 Nguoi c6 lien quan- - - -- -

Nguyen Bao Ngoc Nghi 01/06/2017 Nguoi co lien quan- - -- - - -- - - - -- --

Nguyen Bao Ngoc 01/06/2017 Nguoi c6 lien quan- -

C6ng ty TNHH MTV Djch01/06/2017

Nguoi c6 lienVI,!& Quang cao Thinh Phu

- -- --- quan (Cong ty -Giam d6c

5 Nguy€n Hoang Chau Kh6i Cung 01/06/2017 HDQT b6 nhiernung -- - - -- - -- -

Nguyen Hoang Minh 01/06/2017 Ngiroi c6 lien quan--

9

sa tai khoanChec vy tl;li

Thc'ri di~m Thc'ri di€mgiao djch CMNDI Bia chi try sO' chinh!

' ,khOng conTen t6 chu-c/ca nhan ding ty (nSu Ngay dp Noidp

blitdaulaLy doStt

chu-ng khoan GCNDKKD Bia chi lien h~ ngtrc'ri co la ngtrc'ri co(nSu co)

co)lien quan lien quan

Huynh Ngoc Luu 01/06/2017 Nguoi c6 lien quan- --

r.e Hlii Anh 01/06/2017 Nguoi c6 lien quan-- - -- - - . - --

Nguy~n Thien Nhan 01/06/2017 Nguoi c6 lien quan- --- ---- - --- --

Nguyen Holing Phuong Linh 01/06/2017 ! Ngiroi c6 lien quan•.- - - - -

Nguyen Huynh Hoa 01/06/2017 Nguoi c6 lien quan--

Nguyen Minh Tri 01/06/2017 Nguoi c6 lien quan

Giarn d6c-

6 Tr~n Thi Thu HitKh6i Ban le

01/06/2017 HDQT b6 nhiem- --

Tnln D~i Tr[ 01/0612017 Ngiroi c6 lien quan- ---

D6 Thj Hlii 01/06/2017 Ngiroi c6 lien quan- - - -- --

Cao Ngoc va 01/06/2017 Ngiroi c6 lien quan- _. - - - - . - --

Cao Ngoc Ha My 01/06/2017 Nguci c6 lien quan-- - . - - - - - - -

Cao Ngoc Anh Khoi 01/06/2017 Nguoi c6 lien quan-- -- - -- - - -- -- --

Trc1nD~i Thanh 01/06/2017 Ngiroi c6 lien quan-- -- -- --- - - -e-

Trc1nThj Thu Hang 01/06/2017 Nguoi c6 lien quan- --

Giam d6c- - - - -

7 Nguy~n NgocTranKh6i CNTT

01/06/2017 H8QT b6 nhiem--- -- - -. -- - -- -

Nguy~n Ngoc LiSn 01/0612017 Ngiroi c6 lien quan-- -- -- --

10

se tai khoan Chuc v••.•t~iTho; diSm Tho; diSm

Stt Ten t6 eho-e/e:! nhiin giao djch dIng ty (n~uCMNDI

Ngay dp NoidpDja chi tr ••.•sO'ehinhl b~t dAu la khong con Ly do

eho-ng khoan GCNDKKD Dja chi lien h~ nglriri co la nglro; co(n~u co)

co) lien quan lien quan

Phung Thi Toan 01106/2017 Nguoi co lien quan- -

Luong Thj Phuong 01/06/2017 Nguoi co lien quan- - - ---

Nguy€n Ngoc Thanh Vinh 01106/2017 Ngiroi co lien quan-- ---- -

Nguy€n Ngoc Anh Duy 01/06/2017 I Ngiroi co lien quan,-

Nguyen Ngoc Dire 01/06/2017 Ngiroi co lien quan- --

Nguyen Thj Ngoc Van 01/06/2017 Ngiroi co lien quan- - - - --

Nguyen Th] TUOng Van 01/06/2017 Nguoi co lien quan- -- -- - - - - -

III. BAN KIEM SOAT:- - -

1 Nguy~n Thanh Du'TruongBKS -- -- - .-- - -- - --

Nguy€n Van SOt-- - -- - --- --- - - - - - - -

Vo Thi D~o- - - - -- - - --

Lam Th] HU<1Tlg- -

Nguyen Hiru Lam-

Nguyen Dlnh Thoi----- I-

Nguy~n Th] Nga- - - -- - ~----- - -- -

2 Le Anh Du'cThanh vien

27/04/2017f)Hf)Cf) thuong

BKS nien 2017 bftu cir-- - - - -

11

sa tiii khoan Chirc v•••t~iTho; di~m Tho; di~m

Stt Ten ta ch.rc/ca nhan giao djch cong ty (n~u CM 0/ Ngiiydp NoidpE>jachi tr •••sO' chinhl b~t dAu Iii khong con Lydo

chimg khoiin GC E>KKO Dja chi lien h~ nglro; co Iii nglro; co(n~u co)

co) lien quan lien quan

Le Anh Dung 27/04/2017 Ngiroi co lien quan-

Truong Thi Thong 27/04/2017 Nguoi co lien quan--

Nguyen Phuong Du 27/04/2017 Ngiroi co lien quan

Le Nguyen Minh Chau 27/04/2017 / Ngiroi co lien quan.'Le Nguyen Nam Tran 27/04/2017 Nguoi co lien quan

-

Le Anh VU 27/04/2017 Nguoi co lien quan--

Le Anh Nhirt 27/04/2017 Ngiroi co lien quan-

3 NguySn Ngoc Hu~Thanh vienBKS

Nguyen Van Chau- --

Huynh Th] Dirng

Vo Doan Hoai Vinh-- --- --- I-- -- --

VO Nguyen Duy An- - - -

Nguy~n Quoc Twin- -- - - r-

Nguy~n Th] Anh Tuy~t--- --- - -- -- -

Nguyen Th] Thanh Thuy--- - -

Nguyen Th] Thu Huang- - - - --

12

sa tai khoanChuc vI} t~i

ThOi di~m ThOi di~m

Stt Ten tA chu-c/ca nhangiao djch

cdng ty (n~uCMNDI

Ngay cAp NO'i cAp Dja chi trl) sO'chinhl b~t dAu la khong con Ly dochu-ng khoan GCNDKKD Dja chi lien h~ ngU"Oico la ngU"Oico

(n~u co)co)

lien quan lien quan

Nguy€n Thi Thu H6ng-

Nguyen Thi Huynh Mai--

4 Trin Van DanThanh vien

27/04/2017 H~t nhiern kyBKS

Tr~n Siem 27/04/2017 H~t nhiem ky

Nguyen Thi Hi~n 27/04/2017 H~t nhiern ky

VO Thi Trang 27/04/2017 H~t nhiern ky

Tr~n Quang Diin 27/04/2017 H~t nhiem ky

Tr~n Ngoc Diin 27/04/2017 H~t nhiem k.Y-

Tr~n Thi Hqi 27/04/2017 H~t nhiem k.Y

Tr~n Thi Hai 27/04/2017 H~t nhiern ky- -- - --

IV. KE ToAN TRU'ONG:--

K~ toan- --

I Duong Quang Hai 01/0312017 HDQT b6 nhiemtnrong-

Duong Quang Tro 01/03/2017 Nguoi co lien quan- -- -- -- - - -- -

ve rs: T<;lo 01/03/2017 Nguoi co lien quan-- - - -- -- - --

Nguy€n Thi Di€m Trang 01/03/2017 Nguoi co lien quan-- - --

Duong Di€m Quynh 01/03/2017 Nguoi co lien quan-

13

sa t:1i khoanChuc vI} tl.li

ThO; di~m ThiYi di~m

Stt Ten t& chirc/ca nhangiao djch

ding ty (niuCMNDI

Ng:1ydp NO'idpElia chi tru sO'chinh/ b~t dAu 1:1 khong con Ly do

ch.rng khoan GCNDKKD Dja chi lien h~ ngU'o; co 1:1ngu'o; co(niu co)

co)lien quan lien quan

Duong Quang Hung 01/03/2017 Ngiroi co lien quan-- --- - - --

Duong True Lam 01/0312017 Nguo! co lien quan--

Duong Th] Thanh Phuong 01/03/2017 Ngiroi co lien quan-

Duong Th] Phuong Nga 01/03/2017 / Ngiroi co lien quan.I

-- -Duong Quang Tam 01/03/2017 Nguoi c6 lien quan

1-- - - -- - - -- --- -Duong Thi Phuong Ha 01/0312017 Ngtroi co lien quan

Nai nhan:-UBCKNN- SGOCK TPHCM- Liru Thu kY- Liru Van thirP }~

14

CONG TY CO PHAN VANG B~C DA. QUY PHU NHU~N

DANH SACH HDQT, BKS, NGUm CONG BO THONG TIN vA NGUm co LIEN QUAN(Ban hanh dinh kern Bao cao tinh hinh quan tr] cong ty sau thang diu nam 2017 - Muc VI)

sa tai khoan Chirc v•••tai sa c6 phi~u Ty I~sa hiruStt Ten t6 ch.rc/ca nhan

giao djchcong ty (nSu

CMNDINgaydp • Dja chi tr •••sa chinhl sa hiru cuai c6 phiSu cuai Ghi chu

ch.rng khoan GC DKKDoi cap

Dja chi lien h~(nSu co)

co) ky ky

I. HO[ DONG QUAN TRJ - BAN TONG GIA.M DOC: !.'Chu tich

1 Cao Th] Ngoc Dung HDQT 9,966,714 10.1417%kiem TO£)

Cao Ngoc Lien 0 0.0000%

Tr~n Thi Mon 269,503 0.2742%

Trk Phuong Binh 0 0.0000%

Trk Phuong Ngoc Thao 2,370,700 2.4123%

Tr~n Phuong Ngoc Giao 3,625,436 3.6891%-

Trk Phuong Ngoc Hit 0 0.0000%-

Cao Ngoc Hiep 32,817 0.0334%-- -- -- f-- - - -

Cao Thi Thuy 0 0.0000%- --- - - --

Cao Th] Ngoc H6ng 416,204 0.4235%I---- - -- -- - f----

Cao Ngoc Huy 22,399 0.0228%- -- -- - -'- --- - - -

S6 tai khoan Chtrc VI.! t~i S6 c6 phiiu Ty Ie siT hfruStt Ten t6 ch.rc/ca nhan giao djch ding ty (niu CMNDI

Ngay dp Noidp Dja chi tr\l siT chin hi siT hfru cu6i c6 phiiu cu6i Ghi chuch.rng khoan GCNDKKD Dja chi lien he

(niu co)co) ky ky

Cao Ngoc Duy 1,133,741 1.1536%- -

Cao Thi Ngoc Tam 31,196 0.Q317%

Cao Ngoc Hai 0 0.0000%- - -

Cao Ngoc va 0 0.0090%--

CTCP Vang bac da quy Phu Chti tich709 0.0007%

Nhuan HOQT - -

2 Le Tri ThfingPh6 Chti

0 0.0000%tich HOQT

U\ Van Trf 0 0.0000%-- -

Di~p Thuy Ki~u 0 0.0000%

Nguyen Khanh Linh 0 0.0000%

te Trf Khai 0 0.0000%

t.e Di~p Ki~u Trang 0 0.0000%

Uy vien

3 Nguy~n Th] CueHOQT,

942,496 0.9590%ngl1aicongb6 thong tin

-- f---- --- -- ---Nguyen Van Nh~m 0.0000%

- - -- - - - -- - -- --- -06 Thi Phieu 0.0000%

- - -- - --- - . - -Tnln Minh 177,151 0.1803%

- '--- --- - - - -- -- - - --

~

';

2

se tai khoan Ch.rc v•••t~i sA celphiiu Ty I~sir hfruStt Ten telch.rc/ca nhiin giao djch cong ty (niu CMNDI

Ngaydp Noidp Dja chi trl} sir chinh!sO' hfru cuAi eel phiSu cuAi Ghi chu

chirng khoan co)GCNDKKD Dja chi lien h~ ky ky

(nSu co)

Trfrn Trung Hi€u 468,000 0.4762%-- - --

Trfrn Nguyen Quynh Anh 468,000 0.4762%-- -

Nguy~n Van Tri 0 0.0000%

Nguy€n Th] Kim Lan 6,236 0.0063%

S ---Nguyen Thi~n Tam 0 0.0000%

---Nguyen Thien Minh 0 0.0000%

---Nguyen Thi Kim Lien 6,234 0.0063%

---Nguyen Th] Phuong Loan 1 0.0000%

4 Pham Thj My HanhUy vien

541,288 0.5508%HDQT

Pham Ngoc Lan 12,946 0.0132%- -

re n; Thao 0 0.0000%- - --- - -

Gaubert Pierre Maurice0 0.0000%

Gaston --- - ---Pharn Thi Minh Phuc 0 0.0000%

--- - ---Cong ty TNHH MTV Thai Chu tich

0 0.0000%trang CAO Cong ty

- -Uy vien

- -- ---- -- --5 Pham Vii Thanh Giang 0 0.0000%

HDQT-- -- - - -Pham Dong My 0 0.0000%

-

~

,j,~"

3

S6 tai khoan Chsrc v•••tai S6 c6 phi~u Ty I~ SO'hii'uStt Ten t6 chu-c/ca nhan giao djch cong ty (n~u CMNDI

Ngaydp Noidp Dja chi tr •••SO'chinhl sO' hii'u cu6i c6 phi~u cu6i Ghi chuchu-ng khoan GCNDKKD Dja chi lien h~(niu co)

co) ky ky

vs Thi My Trang 0 0.0000%- -

Vo Nguy~n Dang Tri~u 0 0.0000%- ---

VO Pham E>angTrinh 0 0.0000%---

Pham va Hoang San 0 0.0000%;I

Uy vien .6 Nguy~n Vii Phan

HDQT 896,996 0.9127%

Nguyen Lit Hy 0 0.0000%- --

Trinh Thi Bach Bleh 0 0.0000%- -

Pharn Thuy Lan Anh 2,048,401 2.0844%- -

Nguyen Hoang Minh 0 0.0000%

Nguyen Hoang Lan 0 0.0000%-

Nguy~n Phong 0 0.0000%----- - -

Nguyen Bleh Van 0 0.0000%- - - - - - - -- -

Nguyen Phuong 0 0.0000%--- - -- - --- - - -

CTCP Sai Gon FoodThanh vien

0HE>QT 0.0000%- - -

Uy vien..- -- -

7 U Hii1J H:.mh HDQT1,021,800 1.0397%

kiem Giam

-- d6eXNNT -- -- -'- -

4

S6 tai khoan Chuc VI} t\li S6 cAphi~u Ty I~ sO' hii'uStt Ten tA ch.rclCli nhan giao djch ding ty (n~u CMNOI

Ngay dp Noidp Dja chi trl} sa chin hi sa hii'u cu6i cAphi~u cu6i Ghi chuchung khoan GC DKKO Dja chi lien h~

(n~u co)co) ky ky

t.e Van Sen 0 0.0000%

Ngo Thi Quyen 0 0.0000%

D6ng Thi Thu Thtiy 0 0.0000%

Le HQu Anh Duy 0 0.0000%;I.

t.e Thtiy Phuong Uyen 0 0.0000%

t.e Van Hiep 0 0.0000%

i.e Thi Ngoc Hao 0 0.0000%

t.e Thi NgQc Hi@n 0 0.0000%

te Hfru Hulin 0 0.0000%

LeThi H6ng 4 0.0000%

Le Ngoc Huong 0 0.0000%

Le Ngoc Hoi 0 0.0000%-- -- ---- --

Le HQu Huy 0 0.0000%f-- -- --- -- ---I- ---

Cong ty TNHH M(it thanh Chu tich0 0.0000%

vien Giam dinh PNJ Cong tyUy vien

---8 LC Quang Ph tic

HDQT0 0.0000%

--Le QuangTri 0 0.0000%

~ ~ -- -~ -- ~ -'-- - -- '-- - ~ --

5

S6 tai khoan Chii"cVI,! t~i S6 ct, phi~u Ty I~sO'hii'uStt Ten tt, chii"c/canhan giao djch dIng ty (n~u CMNDI Ngaydp Noidp Dja chi tru sO'chinhl sO'hii'u cu6i ct, phi~u cu6i Ghi chuchii"ngkhoan GCNDKKD Djs chi lien h~

(n~u co) co) ky ky

i.e Thi Lien 0 0.0000%

Chau Thj Ngoc Huang 0 0.0000%- - -

Le Minh Huy 0 0.0000%

r.e H~;mhNguyen 0 0.0000%;I- - .

r.e Thi Phuong Thao 0 0.0000%

i.e Quang LQc 0 0.0000%- --- ~

i.e Minh Tri 0 0.0000%-

Le Quoc Blnh 0 0.0000%

LeMinh Chau 0 0.0000%-

Cong ty C6 phan Tu v.1n Chu tich0 0.0000%

Quan ly BDSC - HBQT - - - - -Cong ty C6 phdn B.1tdQng Thanh vien

0 0.0000%san Phat B~t HBQT - - -Cong ty C6 phdn Bdu nr va Thanh vien

0 0.0000%xa, dung ray H6 HBQT -- -Cong ty TNHH Le & Partners

Chu tich0 0.0000%

-- CangtL-

Cong ty C6 phdn Dich VI) Ki~m soat0 0.0000%

V~n tai Sai Gon vien- -Uy vien

. - --- -

9 Nguy€n Tu§n Quynh 68,246 0.0694%HBQT - - -- -

Nguyen Minh Phuc 0 0.0000%- - -~ - -- -- -- --- -

6

sa tai khoiin Ch.rc vI} t~i sa ca phiSu Ty (~sO' hii'uStt Ten ta ch.rc/ca nhiin giao djch ding ty (nSu CMNDI

Ngaydp Noidp Dja chi trl} sO' chin hisO' hii'u cuai ca phiSu cuai Ghi chuch.rng khoiin GCNDKKD Dja chi (ien h~

(nSu co)co) ky ky

Nguy~n Th] Huyen Carn 0 0.0000%

Nguyen Le Thu Trang 0 0.0000%

Nguyen Phuc Quynh Chi 0 0.0000%

Nguy~n Quynh Trang Anh 0 0.0090%

Nguyen Thi Chi Giao 0 0.0000%

Saigon BooksChu tich

0 0.0000%HDQT

10 Nguy~n Thj Bieh Hit Uy vien375,968 0.3826%

HDQT

Nguyen Man 0 0.0000%

i.e Thi Bich Kha 0 0.0000%

Vo Thi Bich Tam 0 0.0000%

Vo Tu Can 0 0.0000%

II. ClAM DOC KHOI:

I D~ng Thj LaiGiam d6c

489,777 0.4984%Kh6i TCKT

D?ng Ngoc Chi 0 0.0000%- - -- -- - - - -- -

Dinh Th] Hoa 0 0.0000%- -- , - -- - - --- --- --- -

Tr~n Quang Minh 40,495 0.0412%- --'- - ---'- -- -

-.,

7

sa tai khoanChue vI,Jtai sa c6 phiiu Ty I~ sO' hiru

Stt Ten t6 ch.rc/ca nhangiao djch

cong ty (niuCMNDI

Ngay c~p Noi c~pDja chi trI,JsO' chinhl

sO' hiru cuai c6 phiiu cuai Ghichtich.rng khoan GCNDKKD Dja chi lien h~

(niu co) co) ky ky

Tr~n Hoang Tu Linh 0 0.0000%- - -- --

Tr<ln Quang Mdn 0 0.0000%---

Dang Thi Hue 0 0.0000%-

D~ngThi Cuc 32,505 0.0331%

". - -Dang Ngoc Thao 40,954 0.0417%

Giam d6c-

2 Nguy~n Th] Ngoc MinhKh6iNNL

4,200 0.0043%

Nguyen Phat D~t 0 0.0000%--- - --

Nguyen Thi Tam 0 0.0000%---

Liru Van Lqi 0 0.0000%--

Luu Gia Hy 0 0.0000%-- -_._-

Nguyen Quoc Truong Chinh 0 0.0000%-

Nguyen Qu6c Dung Chinh 0 0.0000%--- - --

Nguy~n Quoc Hoa Sinh 0 0.0000%

Giam d6c- -- -

3 Bao Trung Kien Kh6i Chien 0 0.0000%luoc -- - - --

Dao Anh Dung 0 0.0000%- -- - . - - - --- - .-

Pham Th] Loan 0 0.0000%- -

8

sA tai khoan Chirc VI} t:.ti sA cAphi~u Ty I~ sO' hfruStt Ten tAchu-c/ca nhan giao djch ding ty (n~u

CMNDINgay dp Noidp Dja chi tru sO' chinhl

sO' hfru cuAi cAphi~u cuAi Ghi chuchu-ng khoan GCNDKKD Dja chi lien h~

(n~u co)co) ky ky

r.e Nfr TUng Anh 0 0.0000%

Dao Le Minh Anh 0 0.0000%

Baa Chau Anh 0 0.0000%

;Baa Anh Cirong 0 o.OOJO%.Cong ty TNHH Kien Anh 0 0.0000%

Giam d6c4 Nguy~n Bao Giang Chau Kh6i 0 0.0000%

Marketinz

Nguyen Baa V~ 0 0.0000%

Nguy€n Th] Chon 0 0.0000%

Nguyen Th] Ngoc Nhi 0 0.0000%

Nguyen Baa Ngoc Nghi 0 0.0000%

Nguyen Baa Ngoc 0 0.0000%

Cong ty TNHH MTV DichCong ty hien

VI,! & Quang cao Thjnh Phu0 0.0000% dang ngirng

heat dong

Giamd6c5 Nguy~n Hoang Chau Kh6i Cung 16,460 0.0167%

UnQNguyen Hoang Minh 0 0.0000%

- -

9

sa tai khoan Chuc v•••t~i sa cAphi~u Ty I~sO'hii'uStt Ten tAch.rc/ca nhan giao djch cling ty (niu CMNDI

Ngay c~p Noi c~p Dja chi tr •••sO'chinh! sO'hii'u cuai cAphiiu cuai Ghi chuchimg khoan GCNDKKD Dja chi lien h~

(n~u co)co) ky ky

Huynh Ngoc Luu 0 0.0000%-- -- ----

t.e Hili Anh 0 0.0000%-- --

Nguyen Thien Nhan 0 0.0000%-_.

Nguyen Hoang Phuong Linh 0 0.00.90%~;r--

Nguy€n Huynh Hoa 0 0.0000%

Nguy€n Minh Trf 0 0.0000%

6 Tr§n Thj Thu Hit Giam doc140,206 0.1427%Kh6i Ban Ie

Tr<1nDl;liTrf 0 0.0000%

D6 Thj Hili 0 0.0000%

Cao NgQC Vii 0 0.0000%-- .

Cao NgQC Ha My 0 0.0000%

Cao NgQC Anh Kh6i 0 0.0000%---

Tr<1nDl;liThanh 0 0.0000%- - - - - - - - - - - --

Tr<1nThj Thu H~ng 0 0.0000%

Giam d6c- _. --

7 Nguy~n Ngoc Tran Kh6iCNTT 0 0.0000%- --------" -----.- - - -- --

Nguyen Ngoc Li€n 0 0.0000%-

10

sa tai khoanChuc v\I t~i sa ca phi~u Ty I~ SlY hfru

Stt Ten ta chii'c/ca nhfin giao djchcong ty (n~u CMNDI ,

oidp Dja chi tr\l SlY chinhlSlY hfru cuai ca phi~u cuai Ghi chuchii'ng khoan GC DKKD gay cap

Dja chi lien h~(n~u co)

co) ky ky

Phung Thj Tofm 0 0.0000%

Luong Thj Phuong 0 0.0000%

Nguy~n Ngoc Thanh Vinh 0 0.0000%

Nguyen Ngoc Anh Duy 0 0.0000%,I.Nguy~n Ngoc EXec 43,350 0.0441%

Nguyen Thj Ngoc Van 0 0.0000%

Nguyen Th] Tuong Van 0 0.0000%

III. BAN KIltM soAT:

1 Nguy€n Thanh DIlTruong

16,800 0.0171%BKS

Nguyen Van Sm 0 0.0000%

vs Thj Dao 0 0.0000%

Lam Th] Huang 0 0.0000%--

Nguyen Hiru Lam 0 0.0000%- - -

Nguyen Dlnh Thai 0 0.0000%---- -

Nguyen Thj Nga 0 0.0000%- - -

Thanh vien0.0000%2 Le Anb f).rc

BKS 0- --

11

sA tai khoan Chirc v••.•t:,i ss c~ phiSu Ty I~sii' hii'uStt Ten t~ ch.rc/ca nhan giao djch cong ty (nSu CM 01

Ngaydp NoidpDia chi tr ••.•sii' chinhl

sii' hii'u cuAi c~ phiSu cuAi Ghi chuchung khoan GC DKKD Dia chi lien h~

(nSu co)co) ky ky

Le Anh Dung 35,284 0.0359%-

Truong Thj Thong 0 0.0000%

Nguyen Phuong Du 0 0.0000%

r.e Nguy~n Minh Chau 0 0.0000%,/.-- .

Le Nguyen Nam Tran 0 0.0000%I-- -

t.e Anh VU 0 0.0000%

Le Anh Nh\I1 0 0.0000%

3 Nguy€n NgQc Hu~Thanh vien

21,060 0.0214%BKS

Nguyen Van Chau 0 0.0000%

Huynh Th] Dirng 0 0.0000%

vo Doan Hoai Vinh 0 0.0000%-

VO Nguyen Duy An 0 0.0000%-

Nguy~n Quae Tuftn 0 0.0000%- - -

Nguyen Th] Anh Tuy~t 0 0.0000%- - -

Nguyen Th] Thanh Thuy 0 0.0000%- - -

Nguyen Th] Thu Huong 0 0.0000%--- - - - -~- --- -

12

sA tai khoan Chuc VI! tl,li se c6 phiiu Ty I~ sO' hfruStt Ten t6 ch.rc/d nhan giao djch cong ty (niu CMNDI

Ngaydp Noidp Dja chi try sO' chinhlsO' hfru cuAi c6 phiiu cuAi Ghi chu

chung khoan GCNDKKD Dja chi lien h~(niu co)

co) ky ky

Nguy~n Thj Thu Hong 0 0.0000%

Nguy~n Thj Huynh Mai 0 0.0000%

4 Trin Van DanThanh vien

15,002 0.0153%BKS

Tr~n Siern 0 0.0<}p0%- -

Nguy~n Thj Hi~n 0 0.0000%-

vs Thi Trang 2,005 0.0020%

Tr~n Quang Dan 0 0.0000%

Tr~n Ngoc Diin 0 0.0000%-

Tr~n Thi Hoi 0 0.0000%

Tr~n Thi Hili 0 0.0000%--

IV. KE ToAN TRUONG:

K€ toan-

1 Duong Quang Hiiitnrong

32,408 0.0330%--- -- -

Duong Quang Tro 0 0.0000%- - --- - - - .-

ve rs, T~o 0 0.0000%- - --- --- . ._--- - ---- I- - - - -

Nguy~n Th] Di~m Trang 1 0.0000%- - -- -- -- -- -- - -- - . -- -- f------ . -- - -

Duong Di~m Quynh 0 0.0000%---- -- -- ~ - -- -~ -- -

III13

sA tai khoan Chfrc v•••t:.ti sA c6 phiiu Ty I~sa hii'uStt Ten t6 chfrc/ca nhan giao djch cong ty (niu CMND/ Ngaydp Noidp Dja chi tr •••sa chinh! sa hii'u cuAi c6 phiiu cuAi Ghi chu

chfrng khoan GCNDKKD Dja chi lien h~(niu co)

co) ky ky

Duong Quang Hung 0 0.0000%--

Duong True Lam 0 0.0000%

Duong Th] Thanh Phuong 0 0.0000%

Duong Th] Phuong Nga 0 0.0000%I;

Duong Quang Tam 0 0.0000%

Duong Th] Phuong Hit 0 0.000'0%

Nai nhan:-UBCKNN- SGDCK TPHCM- Liru Thir IcY- Liru Van thuP

14