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Piezoelectric BaTiO 3 Thin Film Nanogenerator on Plastic Substrates Kwi-Il Park, Sheng Xu, Ying Liu, Geon-Tae Hwang, Suk-Joong L. Kang, Zhong Lin Wang, and Keon Jae Lee* ,† Department of Materials Science and Engineering, Korea Advanced Institute of Science and Technology (KAIST), 373-1 Gwahangno, Yuseong-gu, Daejeon 305-701 Republic of Korea, and School of Materials Science and Engineering, Georgia Institute of Technology, 771 Ferst Drive, Atlanta, Georgia 30332-0245, United States ABSTRACT The piezoelectric generation of perovskite BaTiO 3 thin films on a flexible substrate has been applied to convert mechanical energy to electrical energy for the first time. Ferroelectric BaTiO 3 thin films were deposited by radio frequency magnetron sputtering on a Pt/Ti/SiO 2 /(100) Si substrate and poled under an electric field of 100 kV/cm. The metal-insulator (BaTiO 3 )-metal-structured ribbons were successfully transferred onto a flexible substrate and connected by interdigitated electrodes. When periodically deformed by a bending stage, a flexible BaTiO 3 nanogenerator can generate an output voltage of up to 1.0 V. The fabricated nanogenerator produced an output current density of 0.19 µA/cm 2 and a power density of 7 mW/cm 3 . The results show that a nanogenerator can be used to power flexible displays by means of mechanical agitations for future touchable display technologies. KEYWORDS BaTiO 3 , thin film, piezoelectric, flexible electronics, nanogenerator, energy harvesting E nergy harvesting technologies that convert existing sources of energies, such as thermal energy as well as vibrational and mechanical energy from the natu- ral sources of wind, waves, or animal movements into electrical energy, is attracting immense interest in the scientific community. 1-6 The fabrication of nanogenerators is particularly interesting because it can even scavenge the biomechanical energy from inside the human body, such as the heart beat, blood flow, muscle stretching, or eye blinking, and turn it into electricity to power implantable biodevices. 7-9 One way of harvesting electrical energy from the me- chanical energy of ambient vibrations is to utilize the piezoelectric properties of ferroelectric materials. Piezoelec- tric harvesting has been proposed and investigated by many researchers. 10-14 Chen et al. 12 reported on the fabrication of a nanogenerator that involves the use of lead zirconate titanate (PbZr x Ti 1-x O 3 , PZT) nanofibers on a bulk Si substrate. The PZT nanofibers were connected to interdigitated elec- trodes (IDEs) and, when pressure was applied perpendicu- larly to the nanogenerator surface, the nanogenerator pro- ducedanoutstandingoutputvoltage.Wangandco-workers 13,14 used piezoelectric ZnO nanowires to develop a multiple lateral-nanowire-array integrated nanogenerator (LING) 13 and a high-output nanogenerator (HONG) 14 on plastic sub- strates. They also demonstrated the feasibility of harvesting energy from the breath and heartbeat of animals. 9 As of today, the nanogenerator has an output voltage of 2 V, and the power generated can be used to power a commercial light-emitting diode (LED). 14 Recently, there have been attempts to transfer flexible perovskite materials and capaci- tors onto flexible substrates for the purpose of utilizing the high inherent piezo-properties of ferroelectric materials from bulk substrates. 15,16 In those attempts, perovskite thin films (PZT and BaTiO 3 ) deposited on bulk substrates were an- nealed at high temperatures and transferred onto plastic substrates by the removal of the sacrificial layers (MgO and TiO 2 ). This work reports on the first use of lead-free biocompat- ible BaTiO 3 in the fabrication and characterization of a nanogenerator on a flexible substrate. A perovskite ceramic- BaTiO 3 thin film deposited on a Pt/Ti/SiO 2 /(111) Si substrate by rf magnetron sputtering was annealed at 700 °C for crystallization and poled to enhance the high piezoelectric property. The BaTiO 3 thin film was then transferred onto a flexible substrate by means of standard microfabrication and soft lithographic printing techniques. 17-20 To measure the positive and negative output voltage/current signals, we deposited the IDEs on flexible BaTiO 3 . Figure 1a shows a schematic of the fabrication steps. (i) Deposition of an amorphous BaTiO 3 thin film on a Pt/Ti/SiO 2 / Si substrate. A 300 nm BaTiO 3 thin film was deposited on a Pt/Ti/SiO 2 /Si substrate by rf magnetron sputtering at room temperature in an Ar atmosphere. The BaTiO 3 thin film was then annealed at 700 °C for 15 min in oxygen using the rapid thermal annealing (RTA) for the crystallization of the amorphous film. (ii) Inductive coupled plasma-reactive ion etcher (ICP-RIE) etching of metal-insulator-metal (MIM) structures (Au/BaTiO 3 /Pt layers). The MIM structure was etched by chlorine gas based ICP-RIE etching using an Al and plasma enhanced chemical vapor deposited-SiO 2 (PEO) mask made with a narrow bridge pattern (300 µm × 50 µm). * To whom correspondence should be addressed. E-mail: [email protected]. Phone: 82-42-350-3343. Fax: 82-42-350-3310. Received for review: 08/20/2010 Published on Web: 11/04/2010 pubs.acs.org/NanoLett © 2010 American Chemical Society 4939 DOI: 10.1021/nl102959k | Nano Lett. 2010, 10, 4939–4943

Piezoelectric BaTiO3 Thin Film Nanogenerator on Plastic Substratesemdl.knu.ac.kr/publication/SCI3.pdf · 2018. 9. 10. · Piezoelectric BaTiO 3 Thin Film Nanogenerator on Plastic

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Page 1: Piezoelectric BaTiO3 Thin Film Nanogenerator on Plastic Substratesemdl.knu.ac.kr/publication/SCI3.pdf · 2018. 9. 10. · Piezoelectric BaTiO 3 Thin Film Nanogenerator on Plastic

Piezoelectric BaTiO3 Thin Film Nanogeneratoron Plastic SubstratesKwi-Il Park,† Sheng Xu,‡ Ying Liu,‡ Geon-Tae Hwang,† Suk-Joong L. Kang,†Zhong Lin Wang,‡ and Keon Jae Lee*,†

†Department of Materials Science and Engineering, Korea Advanced Institute of Science and Technology (KAIST),373-1 Gwahangno, Yuseong-gu, Daejeon 305-701 Republic of Korea, and ‡School of Materials Science andEngineering, Georgia Institute of Technology, 771 Ferst Drive, Atlanta, Georgia 30332-0245, United States

ABSTRACT The piezoelectric generation of perovskite BaTiO3 thin films on a flexible substrate has been applied to convert mechanicalenergy to electrical energy for the first time. Ferroelectric BaTiO3 thin films were deposited by radio frequency magnetron sputteringon a Pt/Ti/SiO2/(100) Si substrate and poled under an electric field of 100 kV/cm. The metal-insulator (BaTiO3)-metal-structuredribbons were successfully transferred onto a flexible substrate and connected by interdigitated electrodes. When periodically deformedby a bending stage, a flexible BaTiO3 nanogenerator can generate an output voltage of up to 1.0 V. The fabricated nanogeneratorproduced an output current density of 0.19 µA/cm2 and a power density of ∼7 mW/cm3. The results show that a nanogenerator canbe used to power flexible displays by means of mechanical agitations for future touchable display technologies.

KEYWORDS BaTiO3, thin film, piezoelectric, flexible electronics, nanogenerator, energy harvesting

Energy harvesting technologies that convert existingsources of energies, such as thermal energy as wellas vibrational and mechanical energy from the natu-

ral sources of wind, waves, or animal movements intoelectrical energy, is attracting immense interest in thescientific community.1-6 The fabrication of nanogeneratorsis particularly interesting because it can even scavenge thebiomechanical energy from inside the human body, such asthe heart beat, blood flow, muscle stretching, or eye blinking,and turn it into electricity to power implantable biodevices.7-9

One way of harvesting electrical energy from the me-chanical energy of ambient vibrations is to utilize thepiezoelectric properties of ferroelectric materials. Piezoelec-tric harvesting has been proposed and investigated by manyresearchers.10-14 Chen et al.12 reported on the fabricationof a nanogenerator that involves the use of lead zirconatetitanate (PbZrxTi1-xO3, PZT) nanofibers on a bulk Si substrate.The PZT nanofibers were connected to interdigitated elec-trodes (IDEs) and, when pressure was applied perpendicu-larly to the nanogenerator surface, the nanogenerator pro-ducedanoutstandingoutputvoltage.Wangandco-workers13,14

used piezoelectric ZnO nanowires to develop a multiplelateral-nanowire-array integrated nanogenerator (LING)13

and a high-output nanogenerator (HONG)14 on plastic sub-strates. They also demonstrated the feasibility of harvestingenergy from the breath and heartbeat of animals.9 As oftoday, the nanogenerator has an output voltage of 2 V, andthe power generated can be used to power a commercial

light-emitting diode (LED).14 Recently, there have beenattempts to transfer flexible perovskite materials and capaci-tors onto flexible substrates for the purpose of utilizing thehigh inherent piezo-properties of ferroelectric materials frombulk substrates.15,16 In those attempts, perovskite thin films(PZT and BaTiO3) deposited on bulk substrates were an-nealed at high temperatures and transferred onto plasticsubstrates by the removal of the sacrificial layers (MgO andTiO2).

This work reports on the first use of lead-free biocompat-ible BaTiO3 in the fabrication and characterization of ananogenerator on a flexible substrate. A perovskite ceramic-BaTiO3 thin film deposited on a Pt/Ti/SiO2/(111) Si substrateby rf magnetron sputtering was annealed at 700 °C forcrystallization and poled to enhance the high piezoelectricproperty. The BaTiO3 thin film was then transferred onto aflexible substrate by means of standard microfabrication andsoft lithographic printing techniques.17-20 To measure thepositive and negative output voltage/current signals, wedeposited the IDEs on flexible BaTiO3.

Figure 1a shows a schematic of the fabrication steps. (i)Deposition of an amorphous BaTiO3 thin film on a Pt/Ti/SiO2/Si substrate. A 300 nm BaTiO3 thin film was deposited on aPt/Ti/SiO2/Si substrate by rf magnetron sputtering at roomtemperature in an Ar atmosphere. The BaTiO3 thin film wasthen annealed at 700 °C for 15 min in oxygen using therapid thermal annealing (RTA) for the crystallization of theamorphous film. (ii) Inductive coupled plasma-reactive ionetcher (ICP-RIE) etching of metal-insulator-metal (MIM)structures (Au/BaTiO3/Pt layers). The MIM structure wasetched by chlorine gas based ICP-RIE etching using an Al andplasma enhanced chemical vapor deposited-SiO2 (PEO)mask made with a narrow bridge pattern (300 µm × 50 µm).

* To whom correspondence should be addressed. E-mail: [email protected]: 82-42-350-3343. Fax: 82-42-350-3310.Received for review: 08/20/2010Published on Web: 11/04/2010

pubs.acs.org/NanoLett

© 2010 American Chemical Society 4939 DOI: 10.1021/nl102959k | Nano Lett. 2010, 10, 4939–4943

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Anisotropic wet etching with 5% tetramethylammoniumhydroxide (TMAH, 80 °C for 18 min) removed the underly-ing Si layer and separated the MIM structure ribbons fromthe mother substrates. (iii) Transfer of the MIM structuresonto a plastic substrate. For the transfer, we placed apolydimethylsiloxane (PDMS) stamp (Sylgard 184, DowCorning) in uniform contact with the top surface of the free-standing MIM structures. Upon quick removal from the Siwafer, the narrow bridge-shaped MIM structures were trans-ferred onto the PDMS. An elastomer slab, inked with MIMstructures, was then placed on a polyurethane (PU)-coatedplastic substrate (Kapton film, 100 µm in thickness). The PUwas optically cured by a ultraviolet (UV) light. MIM structures

were well settled on a plastic substrate when the PDMS waspeeled away. (iv) Fabrication of self-powered flexible de-vices. The diluted UV sensitive epoxy (SU8) was spin-coatedon top of BaTiO3/PU/plastic substrates and the metal contactarea was then opened with a standard photolithographyprocess. MIM structures in nanogenerator were connectedwith IDEs (Au) and poled at 150 °C by applying an electricfield of 200 kV/cm for about 15 h (see Supporting Informa-tion for details on the fabrication of a flexible BaTiO3

nanogenerator on plastic substrates, Figure S1).Figure 1b shows a cross-sectional scanning electron

microscopy (SEM) image of a MIM structure (Au/BaTiO3/Ptlayers). The X-ray photoelectron spectroscopy (XPS, Al KRsource) spectrum of the annealed BaTiO3 film in the insetconsists mainly of Ba, Ti, and O peaks with a minor C peak;the latter might be due to the C contamination of the sampleduring its exposure in air.21,22 Figure 1c shows an SEMimage of MIM structures obtained at the intermediate stageof partial anisotropic etching of the underlying Si layer usingTMAH etchant. The inset is a magnified cross-sectional viewof the MIM structures. Note the mechanical flexibility of the∼550 nm thick MIM structures. The photograph in Figure1d (corresponding to Figure 1a-iii) shows MIM structures (ofabout 1 cm2) that were successfully transferred from a bulkSi wafer to a PDMS stamp without forming any cracks. Theupper inset in Figure 1d shows a photograph of a twistedPDMS stamp that contains MIM structures; the bottom insetshows a magnified top view of the MIM structures on thePDMS stamp. Figure 1e (corresponding to Figure 1a-iv)displays a photograph and a magnified optical image of aflexible BaTiO3 nanogenerator device with a fill factor ofabout 16.4%. The inset shows that the top and bottomelectrodes of the MIM structures were connected by to theIDEs. Copper (Cu) wires attached to the metal pads by asilver (Ag) paste were used to measure the output voltageand current.

We characterized the crystalline structure of the BaTiO3

thin films by X-ray diffraction (XRD) and Raman spectros-copy and measured the piezoelectric response by means ofa piezoresponse force microscope (PFM). The XRD andRaman shift results indicate that the annealed BaTiO3 thinfilms on both bulk and flexible substrates have good crystal-linity with a ferroelectric tetragonal phase (see SupportingInformation for XRD and Raman analysis results of BaTiO3

thin films, Figure S2). As schematically shown in Figure 2a,the PFM technique was used to measure the piezoelectricconstant, d33 (the induced polarization per unit stress appliedin an out-of-plane direction), of the BaTiO3 thin films on Sisubstrates. Figure 2b presents the PFM results (in a plot ofthe piezoresponse amplitude versus the applied AC biasvoltage) for poled and unpoled BaTiO3 thin films on Sisubstrates. As shown in the inset, the amplitudes of thepiezoelectric response have a hysteresis loop over the ap-plied voltage range. The piezoelectric coefficient (d33) isdetermined by the slope of the curve (piezoresponse/applied

FIGURE 1. (a) Schematic illustration of the process for fabricatingflexible BaTiO3 nanogenerator on plastic substrates. (b) A cross-sectional SEM image of a MIM structure (Au/BaTiO3/Pt layers) on anSiO2/Si substrate. The inset shows an XPS spectrum obtained froman annealed BaTiO3 thin film. (c) SEM photograph of the MIMstructure (Au/BaTiO3/Pt) on an SiO2/Si substrate after anisotropicetching of the Si layer at 80 °C with 5% TMAH (tetramethylammo-nium hydroxide) for 12 min. The inset shows the cross-sectional SEMimage (corresponding to Figure 1a-ii) of the patterned MIM structuresthat are partially supported by the Si substrates during etching. (d)Photograph and magnified optical image of a PDMS slab inked withMIM structures. The inset indicates that the MIM structures (300 µm× 50 µm) were successfully transferred onto the elastomer. (e) Aflexible BaTiO3 nanogenerator (with an area of about 82 mm2 areaand a fill factor of 16.4%) supported on a plastic substrate after thePDMS is peeled off. The copper (Cu) wires were fixed to metal padsby silver (Ag) paste for the purpose of measuring the output voltage.The inset shows a magnified optical image of the MIM structuresconnected to IDEs (Au).

© 2010 American Chemical Society 4940 DOI: 10.1021/nl102959k | Nano Lett. 2010, 10, 4939-–4943

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voltage). Without poling, the effective piezoelectric coef-ficient, d33, of the BaTiO3 thin film on a Pt/Ti/SiO2/Si substratewas 40 pm/V. After the poling at 140 °C under an electricfield of 100 kV/cm for about 15 h, d33 increased to 105 pm/V. The measured result of the poled BaTiO3 thin filmcompares favorably with previously reported values forBaTiO3 thin film on Si substrates (that is, d33 ) 30-100pm/V)23,24 and verifies that our process was well optimized.

Figure 3a-i,ii shows schematics of the appearance andcross-sectional structure of the poled BaTiO3 nanogeneratorin its original state without bending. The piezoelectric ma-terial has dipoles that are aligned by poling under a highelectric field. As depicted in the cross-sectional structure ofthe poled nanogenerator device in the original state of Figure3a-ii, the dipoles in the BaTiO3 thin film were arrayed in alongitudinal direction with the surface of the device. Whenthe nanogenerator was bent (corresponding to Figure 3a-iii), charges were generated in each MIM structure due tothe tensile stress induced by the deflection of the device(corresponding to Figure 3a-iv). The generated charges couldthen flow through the Au electrodes and build up an outputvoltage (∆V) between the IDEs. When the nanogeneratorwas unbent, the electrons moved back in the oppositedirection.2 Figure 3b,c shows the measured output voltageand current of a flexible BaTiO3 nanogenerator containing∼1350 MIM structures during continual bending and un-bending. To confirm that the output signal was generatedby the bending of the MIM structures, a widely used switch-ing-polarity test was also conducted.2,5,25 As shown in Figure3b, when a current meter was forward connected to thenanogenerator, a positive voltage and current pulse wasgenerated during fast bending of the substrates. In the case

of the reverse connection (corresponding to Figure 3c),negative output signals were recorded. Under a repeatedperiodic motion of bending and unbending, the flexibleBaTiO3 nanogenerator, which has a total area of about 82mm2 and a fill factor of about 16.4%, repeatedly generatedan output voltage of 0.3-0.4 V and a current pulse of 8-12nA; these values were created for a maximum strain of0.40-0.55% at a straining rate of 1.2-1.6%·s-1. Theamplitudes of the output voltage and current depend on theangular bending rate. During periodical bending/unbendingof the nanogenerator with a finger, the maximum outputvoltage and current signal were ∼1.0 V and ∼26 nA,respectively (see Supporting Information for real time live

FIGURE 2. (a) Schematic of the PFM setup. (b) The piezoelectricresponse results of the BaTiO3 thin films before and after poling.The inset plots the piezoelectric property of a poled BaTiO3 thin filmshowing a hysteresis loop.

FIGURE 3. (a) Schematics of the power generation of the flexibleBaTiO3 nanogenerator before and after bending. The dipoles arearrayed in a longitudinal direction of the device surface in theoriginal state without bending (corresponding to Figure 3a-i,ii). Thecharges are generated due to the tensile and compressive stressesinduced by bending (corresponding to Figure 3a-iii,iv). The chargescan move through the Au electrodes and build up an output voltage(∆V) between the IDEs. The measured output current (left, i) andvoltage (right, ii) of the BaTiO3 nanogenerator on a plastic substrateduring periodic bending and unbending (b) when forward-connected(corresponding to the inset of Figure 3b-i) to the current meter and(c) when reverse-connected (corresponding to the inset of Figure 3c-i) to the current meter. The insets show optical images of nanogen-erator in bent and unbent positions.

© 2010 American Chemical Society 4941 DOI: 10.1021/nl102959k | Nano Lett. 2010, 10, 4939-–4943

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views and the output signals of bending experiments onenergy harvesting, Video S1 and Figure S3), which are higherthan the average values of nanogenerator using similarparallel electrodes.12,13 Furthermore, the output signals areexpected to be improved by further optimizing, for example,fabrication process, material selection,15,26 the modifiedcircuits,13,14 and three-dimensional (3D) integration struc-ture.27

Figure 4 shows the calculated piezopotential distributionsinside the BaTiO3 thin film using a COMSOL software. Wecalculated the piezopotential distributions for a BaTiO3 (300nm)/PU (2 µm)/plastic substrate (t ) 100 µm) with a bendingradius of R (1 cm). A young’s modulus of E ) 67 GPa28 anda piezoelectric coefficient of d31 ) 78 pC/N28,29 were usedfor the finite element analysis (FEA). The strain (εt) of thethin film is approximately equal to the strain (εs) of the outersurface of the plastic substrates due to thickness of thesubstrate is much larger than the thickness of the BaTiO3 thinfilm.2 According to the eq 1, the calculated tensile strain ofBaTiO3 thin film is ∼0.5%.

The calculated results demonstrate that the tensile stress is0.34 GPa in the parallel direction. Although the lateraldimension (i.e., the length) of BaTiO3 thin films on plasticsubstrate influences the mechanics (tensile stress and sur-face strain) and the failure mode (cracking, slipping, ordelamination) of films,30 for simplicity, we have ignoredthese effects, which might be insignificant, in our FEAsimulation. The color code of Figure 4 represents the outputpiezopotential. The inside of the BaTiO3 thin film has apiezopotential difference of 0.53 V, which agrees well to ourmeasured output voltage.

In summary, we fabricated a BaTiO3 film based flexiblenanogenerator. Annealed and poled ferroelectric BaTiO3 thin

films were successfully transferred to a plastic substrate bymeans of conventional microfabrication and soft litho-graphic techniques. The BaTiO3 nanogenerator fabricated ona plastic substrate converted mechanical energy (bending)into electrical energy with an output voltage of up to ∼1.0 Vand a current signal of up to ∼26 nA. The output currentdensity was calculated to be ∼0.19 µA/cm2 and powerdensity was calculated to be ∼7 mW/cm3. The calculationsare based on the total area and volume of the MIM struc-tures. The output voltage agrees well to the theoreticallycalculated piezopotential. Our nanogenerator technique oftransferring ferroelectric thin films from a bulk substrate toa flexible substrate demonstrates the feasibility of fabricatingthin film nanogenerators with other perovskite-type oxidematerials (e.g., BiFeO3

26 and PZT15), which can exhibithigher piezoelectric performance than BaTiO3 and expand-ing the progressive application for energy harvesting de-vices. They also provide progressive opportunities for im-plantable biological devices (e.g., self-powered wirelessbiosensors and robots) due to the biocompatible materialproperties of BaTiO3 and have clear potential for use inelectrical applications (e.g., artificial skin, LED,14 touchablepiezoelectric displays, and piezotronics31), which are drivenby pressure induced external sources.

Acknowledgment. This work was supported by the BasicScience Research Program (Grant 2010-0015466, CAFDC-2010-0009903) and Fundamental R&D Program for CoreTechnology of Materials (Grant 2010-0000739) through theNational Research Foundation of Korea (NRF) funded by theMinistry of Education, Science, and Technology. Z.L.W.thanks the support from NSF, DARPA, and DOE.

Supporting Information Available. The detailed fabrica-tion processes (Figure S1) of flexible BaTiO3 nanogenerator,the XRD and Raman shift results of BaTiO3 thin films (FigureS2), and the real time live views (Video S1) and the outputsignals (Figure S3) of experiment on power generationduring periodical bending and unbending with a finger. Thismaterial is available free of charge via the Internet at http://pubs.acs.org.

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Supporting Information for:

Piezoelectric BaTiO3 Thin Film Nanogenerator on Plastic Substrates

Kwi-Il Park1, Sheng Xu2, Ying Liu2, Geon-Tae Hwang1, Suk-Joong L. Kang1,

Zhong Lin Wang2 and Keon Jae Lee1*

1Department of Materials Science and Engineering, Korea Advanced Institute of Science and

Technology (KAIST), 373-1 Gwahangno, Yuseong-gu, Daejeon 305-701 Republic of Korea

*e-mail: [email protected], (Phone) 82-42-350- 3343, (Fax) 82-42-350-3310

2School of Materials Science and Engineering, Georgia Institute of Technology, 771 Ferst drive,

Atlanta, Georgia 30332-0245, USA

For: Nano Letters

1

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1. Microfabrication and Soft lithography process

Figure S1 shows the schematics of the fabrication steps for the flexible BaTiO3

nanogenerator. The first step started with the oxidation of Si wafers (620 μm) to form a 150 nm

thick SiO2 layer. Pt (130 nm) and Ti (20 nm) layers of a bottom electrode were fabricated by RF

sputtering. A 300 nm thick amorphous BaTiO3 film was deposited on a Pt/Ti/SiO2/Si substrate by

RF magnetron sputtering at room temperature for 2 h in an Ar atmosphere. BaTiO3 thin film was

annealed at 700 °C for 15min in oxygen by rapid thermal annealing (RTA) for the crystallizing

the amorphous film. Cr (10 nm) / Au (100 nm) layers were deposited on the BaTiO3 thin film to

form a top electrode by RF sputtering [Fig. S1a]. A layer of 2.4 μm thick SiO2 (PEO) was

deposited by plasma enhanced chemical vapor deposition (PECVD, 400 mTorr, 20 SCCM 9.5 %

SiH4, 10 SCCM N2O, 300 °C, 20 W) and an aluminum (Al) thin film of a 600 nm thickness was

obtained by RF sputtering. To make a mask for the subsequent inductive coupled plasma-reactive

ion etcher (ICP-RIE) etching, the Al (wet etching for 10 min, AL-12 SK, CYANTEK Co.) and

PEO (ICP-RIE etching, 25 mTorr, 50 SCCM CF4, 150 W Power/40 W bias, 65 min) layers were

patterned using the standard photolithography and etching technique [Fig. S1b].

Au/Cr/BaTiO3/Pt/Ti layers of MIM structures were also etched by chlorine gas based ICP-RIE

etching (25 mTorr, 5 SCCM Ar/100 SCCM Cl2, 400 W power/200 W bias, 22 min) [Fig. S1c].

The residual PEO layers on MIM structures were etched out by fluorine gas based ICP-RIE

etching (10 mTorr, 25 SCCM SF6, 150 W power/40 W bias, 12 min). The underlying Si layer

was anisotropically etched with 5 % tetramethylammonium hydroxide (TMAH, 80 °C for 18

min) and the MIM structured ribbons (narrow bridge pattern of 300 μm x 50 μm) were separated

from the Si substrate [Fig. S1d]. The MIM structures were contacted with a polydimethylsiloxane

2

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(PDMS, Sylgard 184, Dow corning) stamp. Upon quick removal from the Si wafer, the narrow

bridge shaped MIM structures were transferred onto the elastomer [Fig. S1e]. The PDMS stamp,

inked with MIM structures, was then placed on a plastic substrate (Kapton film, 125 μm in

thickness) which was coated with polyurethane (PU, Norland optical adhesive, No. 73). UV light

was then used to cure the PU [Fig. S1f]. After peeling off the PDMS, the MIM structures were

well settled on the plastic substrate. The residual PU on the plastic substrate was etched out by

oxygen RIE etching (10 mTorr, 100 SCCM O2, 200 W, 15 min) [Fig. S1g]. Au/Cr/BaTiO3 layers

of MIM structures patterned by the PR (Photoresist, AZ 5214) were partially etched by wet

etching of Au/Cr metal layers (Au/Cr etchant, Transene Inc.) and BaTiO3 layers (H2O : HF : HCl

= 97 : 1 : 2, 20 s) [Fig. S1h]. The patterned epoxy layer (SU8-5 phtoresist) was formed by the

standard photolithography techniques [Fig. S1i]. To connect the MIM structures, the

interdigitated electrodes (Au/Cr) were deposited on the device [Fig. S1j]. Copper (Cu) wires were

fixed on metal lines by a silver (Ag) paste [Fig. 1e in manuscript]. The final step of fabrication

involved poling process at 150 °C by applying an electrical field of 200 kV/cm for about 15 h

using a sourcemeter (Keithley 237 High-Voltage Source-Measure Unit) for the high performance

piezoelectric material.

3

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Figure S1.

4

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2. XRD and Raman analysis results of BaTiO3 thin film

The phases of BaTiO3 thin films were characterized by X-ray diffraction (XRD, Rigaku,

D/MAX-IIIC X-ray diffractometer, Tokyo, Japan) using CuKa radiation (λ = 0.15406 nm at 30

kV and 60 mA). Raman analysis (LabRAM HR UV/Vis/NIR, Horiba Jobin Yvon, France) was

performed to provide a more comprehensive phase characterization of the BaTiO3 thin films on

both bulk and flexible substrates using a 514.5 nm Ar+ laser line as the excitation source. Figure

S2a shows the XRD analysis results of the BaTiO3 thin films on a Pt/Ti/SiO2/Si substrate

annealed at 700 °C for 5, 15, and 30 min in an O2 atmosphere. The as-deposited BaTiO3 thin film

on a Si substrate is amorphous, whereas the samples annealed at 700 °C are well crystallized. The

inset shows the XRD rocking curve of the (111) and (200) peaks of the BaTiO3 thin film

annealed at 700 °C for 15 min. The full width at half maximum (FWHM) of (111) and (200)

peaks are about 0.45 and 0.55, respectively, indicating a good crystallinity of the film.1 Figure

S2b shows the Raman shifts of the BaTiO3 thin films on a Si substrate (black, blue, and green

line) after annealing for different durations of time and that of the BaTiO3 thin film transferred on

a plastic substrate after annealing at 700 °C for 15 min (red line). (Before Raman characterization

of the BaTiO3 thin film on a plastic substrate, the top electrodes (Au/Cr) on the BaTiO3 thin film

were removed.) The spectra of about 305 and 720 cm-1 were attributed to E (TO) and A1 (LO)

modes, respectively, specific to a tetragonal phase of BaTiO3.2-4 The XRD and Raman shift

results indicate that the BaTiO3 thin films on both bulk and flexible substrates have good

crystallinity with a ferroelectric tetragonal phase.1-4

5

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Figure S2.

REFERENCES

1. Li, C. L.; Cui, D. F.; Zhou, Y. L.; Lu, H. B.; Chen, Z. H.; Zhang, D. F.; Wu, F. Appl. Surf. Sci.

1998, 136, 173-177.

2. Li, A. D.; Ge, C. Z.; Lu, P.; Wu, D.; Xiong, S. B.; Ming, N. B. Appl. Phys. Lett. 1997, 70,

1616-1618.

3. Yang, G.; Yue, Z. X.; Sun, T. Y.; Zhao, J. Q.; Yang, Z. W.; Li, L. T. Appl. Phys. a-Materials

Science & Processing 2008, 91, 119-125.

4. Yang, Y.; Wang, X. H.; Sun, C. K.; Li, L. T. Nanotechnol. 2009, 20, 055709.

6

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3. The real time live views and the output signals of experiment on nanogenerator during

repeated bending and unbending with a finger

Video S1. The real time live views of experiment on power generation during the periodical

bending and unbending with a finger.

Video S1 (AVI)

Figure S3.

7

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8

FIGURE CAPTIONS

Figure S1. Schematic illustration of the processes for fabricating of flexible BaTiO3

nanogenerator. (a) Prepared MIM (Au/BaTiO3/Pt) structures on Si substrate. (b) Narrow bridge

mask with Al/PEO layers. (c) ICP-RIE etching of Au-BaTiO3-Pt structure and (d) Removal of

residual PEO using ICP-RIE and TMAH anisotropic etching of Si layer. (e) Transfer to PDMS

stamp. (f) UV light exposure after contact of PDMS to PU coated-plastic substrates. (g) Peeling

off PDMS and removing of residual PU using RIE. (h) PR pattern and partial removal of

Au/Cr/BaTiO3 layer for fabricating the BaTiO3 nanogenerator devices on plastic substrates. (i)

Epoxy layer (SU8-5 photoresist) coating. (j) Deposition of metal lines for connecting the MIM

structures and measuring the piezoelectric properties.

Figure S2. (a) XRD patterns of BaTiO3 thin films deposited on a Pt/Ti/SiO2/Si substrate by RF

sputtering and annealed at 700 °C for various durations of time (5, 15, and 30 min) in oxygen by

RTA. The inset shows the X-ray rocking curve of BaTiO3 (111) and (200) peaks. (b) Raman

spectra of annealed BaTiO3 thin film deposited on Si substrates (black, blue, and green line) and

transferred on a plastic substrate (red line).

Figure S3. The measured output voltage (a) and current signal (b) of the BaTiO3 nanogenerator

on a plastic substrate under repeated bending and unbending with a finger.