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Phylogeny and the dispersal of Homo David S. Strait, U Albany

Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

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Page 1: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

Phylogeny and the dispersal of Homo

David S. Strait, U Albany

Page 2: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

Biogeographyg g p y

The study of how and why y yorganisms are distributed across

the landscape

Page 3: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

Darwin’s voyage to the y gGalapagos Islands

Page 4: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

Darwin’s fi hfinches

Page 5: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus
Page 6: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

Phylogeny implies biogeographyPhylogeny implies biogeography

Page 7: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

Strait and Grine (2004)

Page 8: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

UncertainCentral AfricaEast AfricaSouth AfricaSouth Africa

Page 9: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

6 7 Myr6 - 7 Myr

Page 10: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

6 7 Myr6 - 7 Myr

> 3 Myr

Page 11: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

6 7 Myr6 - 7 Myr

> 3 Myr

1 8 Myr~ 1.8 Myr

Page 12: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

6 7 Myr6 - 7 Myr

> 3 Myr

1 8 Myr~ 1.8 Myr

~ 1.8 Myr

Page 13: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

6 7 Myr6 - 7 Myr

> 3 Myr

1 8 Myr~ 1.8 Myr

~ 1.8 Myr

3 - 3.5 Myry

Page 14: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

Out of Africa 1:The old viewThe old view

1.9 Myr

Page 15: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

Out of Africa 1:The old viewThe old view

1.9 Myr

1.6 - 1.3 Myry

Page 16: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

Out of Africa 1:The old viewThe old view

1.9 Myr

1.6 - 1.3 Myry

1.0 Myr

Page 17: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

Out of Africa 1:The old viewThe old view

1.9 Myr

1.6 - 1.3 Myry

1.0 Myr

500 Kyry

Page 18: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

Out of Africa 1:The new(er) viewThe new(er) view

1.9 Myr

Page 19: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

Out of Africa 1:The new(er) viewThe new(er) view

1.9 Myr

1.8 Myr

Page 20: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

Out of Africa 1:The new(er) viewThe new(er) view

1.9 Myr

1.8 Myr

At least 1.2 Myry

Page 21: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus
Page 22: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus
Page 23: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus
Page 24: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

ER 1813 D 2700

Page 25: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus
Page 26: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus
Page 27: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus
Page 28: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus
Page 29: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus
Page 30: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus
Page 31: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

ObjectivesObjectives• Use cladistic analysis to test the predictionsUse cladistic analysis to test the predictions

of “Out-of-Africa 1”:• The first hominin to leave Africa was a descendant of earlyThe first hominin to leave Africa was a descendant of early

African Homo erectus (i.e., H. ergaster).• All European and Asian H. erectus populations are

descended from that original dispersing population (i edescended from that original dispersing population (i.e., there were not multiple dispersals out of Africa).

• African H. erectus is descended from African ancestors (I.e., there were not dispersals of Asian hominins back into Africa).

Evaluate the phylogenetic and biogeographic• Evaluate the phylogenetic and biogeographic hypotheses emerging from recent analyses of the Dmanisi and Liang Bua homininsthe Dmanisi and Liang Bua hominins.

Page 32: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

Methods: Taxa• Outgroup:

Australopithecus africanusAustralopithecus africanus

• Ingroup:H h biliHomo habilis

Homo rudolfensisH. ergaster includes only the early fossils

Homo ergaster

Homo georgicusfrom the Turkana Basin(e.g., ER 992, ER 3733, ER 3883, WT 15000)

Homo erectus

Homo floresisensis

3883, WT 15000)

Homo heidelbergensis

Homo neanderthalensis

Homo sapiens

Page 33: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

Methods: Taxa• Outgroup:

Australopithecus africanusAustralopithecus africanus

• Ingroup:H h biliHomo habilis

Homo rudolfensisH erectus includes earlyHomo ergaster

Homo georgicus

H. erectus includes early and late Asian fossils, similar African fossils, and

Homo erectus

Homo floresisensis

similar African fossils, and fossils now attributed to H. antecessor

Homo heidelbergensis

Homo neanderthalensis

(e.g., Sangiran, Zhoukoutian, Ngangdong, Sambungmachan, Trinil, OH 9, Ternifine, ER 42700, Gran D li Si d l El h tHomo sapiens Dolina, Sima del Elephante, Ceprano)

Page 34: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

Methods: Taxa• Outgroup:

Australopithecus africanusAustralopithecus africanus

• Ingroup:H h biliHomo habilis

Homo rudolfensis

Homo ergaster

Homo georgicusH. heidelbergensis includes Asian, African and E h i hHomo erectus

Homo floresisensis

European archaic humans, including specimens preserving an incompleteHomo heidelbergensis

Homo neanderthalensis

preserving an incomplete set of Neanderthal features(e.g., Dali, Zuttiyeh, Kabwe, Bodo,

Homo sapiens Florisbad, Petralona, Arago, Steinheim, Mauer, Sima de los Huesos, Swanscombe)

Page 35: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

Methods: Taxa• Outgroup:

Australopithecus africanusAustralopithecus africanus

• Ingroup:H h biliHomo habilis

Homo rudolfensis

Homo ergaster

Homo georgicus

Homo erectus

Homo floresisensis

Homo heidelbergensis

Homo neanderthalensisH. sapiens includes only early African specimens

Homo sapiens (e.g., Omo Kibish, Herto, Jebel Irhoud, Border Cave, Klasies River Mouth, Ngaloba, Dar Es Soltane)

Page 36: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

Methods: characters• Examined 81 (mostly cranial)

characters but not all of themcharacters, but not all of them were cladistically useful.

• Many characters were either too variable, or autapomorphic.

• Examined 51 “traditional” characterscharacters.

• Of those, 28 were cladistically useful.

• Examined 30 “craniometric” characters derived from the H ll d t tHowells data set.

• Of those, 7 were cladistically usefuluseful.

Page 37: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

Tree length = 70Two equally parsimonious trees

Tree length 70Consistency index = 0.69Retention index = 0.68

Page 38: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

AfricaEuropeEuropeEurasia

Page 39: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

AfricaEuropeEuropeEurasia

Page 40: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

AfricaEuropeEuropeEurasia

Page 41: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

AfricaEuropeEuropeEurasia

Page 42: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

2.3 Myr

Page 43: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

2.3 Myr

2.3 - 1.9 Myr

? ? ? ? ?? ? ? ? ?

Page 44: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

2.3 Myr

2.3 - 1.9 Myr

????

? ? ? ? ?? ? ? ? ?

Page 45: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

2.3 Myr

2.3 - 1.9 Myr

????

? ? ? ? ?1.9 Myr

? ? ? ? ?

Page 46: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

2.3 Myr

2.3 - 1.9 Myr

????

? ? ? ? ?1.9 Myr

1.9 Myr

? ? ? ? ?

Page 47: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

2.3 Myr

2.3 - 1.9 Myr

????

? ? ? ? ?1.9 Myr

1.9 Myr

? ? ? ? ?

1.8 Myr1.5 Myr

Page 48: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

2.3 Myr

2.3 - 1.9 Myr

????

? ? ? ? ?1.9 Myr

1.9 Myr

? ? ? ? ?

1.8 Myr1.5 Myr

At least 1.2 Myr

Page 49: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

2.3 Myr

2.3 - 1.9 Myr

????

? ? ? ? ?1.9 Myr

1.9 Myr

? ? ? ? ?

1.8 Myr1.5 Myr

At least 1.2 Myr

400 - 600 Kyr

Page 50: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

Conclusion• Cladistic analysis supported cladograms in which H.

floresisensis and H georgicus diverge prior to thefloresisensis and H. georgicus diverge prior to the appearance of H. ergaster.

• Biogeographic patterns implied by this phylogeny are inconsistent with Out-of-Africa 1.

• The first hominins to leave Africa may be broadly classified as belonging to H habilis sensu latoclassified as belonging to H. habilis sensu lato.

• Several species of Homo evolve first in Asia and subsequently disperse into Africa and Europe.q y p p

• Neanderthals may have evolved in Europe, and modern humans may have evolved in Africa, but the

h i t f th li lik l t harchaic ancestors of these lineages are likely to have evolved first in Asia.

• Fieldwork efforts directed towards expanding the• Fieldwork efforts directed towards expanding the fossil record of Homo in Eurasia are needed.

Page 51: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

Dedicated to the memory of Charlie LockwoodLockwood

Page 52: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

Adaptive landscapesp p

Page 53: Phylogeny and the dispersal of Homo - roceeh.net · Steinheim, Mauer, Sima de los Huesos, Swanscombe) Methods: Taxa • Outgroup: Australopithecus africanusAustralopithecus africanus

Shifting balanceg