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January 11, 2018
PHILIPPINE DEALING & EXCHANGE CORP. 37/F, Tower 1, The Enterprise Center 6766 Ayala Ave. cor. Paseo de Roxas, Makati City
Attention: Ms. Vina Vanessa S. Salonga
Head, Issuer Compliance and Disclosure Department (ICDD)
Re: List of Top 100 Shareholders as of December 31, 2017
=========================================
Ladies and Gentlemen:
Please find attached the list of top 100 shareholders of SM Investments Corporation as of December 31, 2017.
Thank you.
Very truly yours,
ELMER B. SERRANO
Corporate Secretary
Encl. a/s
COMPANY NAME : Page 1SM INVESTMENTS CORPORATION
LIST OF TOP 100 STOCKHOLDERS
As Of December 31, 2017
OUTSTANDING & OUTSTANDING & TOTAL PERCENTAGE
ISSUED SHARES HOLDINGSISSUED SHARES TO
(FULLY PAID) (PARTIALLY PAID) (SUBSCRIBED)
STOCKHOLDER'S NAME
TOTAL
NATIONALITY
PCD NOMINEE CORP. (NON-FILIPINO) OTHERS 399,919,910 399,919,910 0 33.200
PCD NOMINEE CORP. (FILIPINO) FILIPINO 130,131,404 130,131,404 0 10.803
HERBERT T. SY FILIPINO 98,440,231 98,440,231 0 8.172
HARLEY T SY FILIPINO 86,792,438 86,792,438 0 7.205
HENRY T. SY JR. FILIPINO 86,375,415 86,375,415 0 7.171
TERESITA T. SY FILIPINO 85,127,731 85,127,731 0 7.067
HANS T. SY FILIPINO 75,526,898 75,526,898 0 6.270
ELIZABETH T. SY FILIPINO 70,084,482 70,084,482 0 5.818
SYNTRIX HOLDINGS, INC. FILIPINO 46,875,000 46,875,000 0 3.891
FELICIDAD T. SY FILIPINO 38,283,090 38,283,090 0 3.178
SYSMART CORPORATION FILIPINO 28,925,745 28,925,745 0 2.401
HENRY SY FOUNDATION INC. FILIPINO 22,500,000 22,500,000 0 1.868
TANSMART HOLDINGS, INC. FILIPINO 22,500,000 22,500,000 0 1.868
FELICIDAD T. SY FOUNDATION INC. FILIPINO 11,250,000 11,250,000 0 0.934
SUSANA FONG FILIPINO 452,998 452,998 0 0.038
VALUE PLUS INC. FILIPINO 152,119 152,119 0 0.013
BELLE CORPORATION FILIPINO 48,877 48,877 0 0.004
BERNADETTE S. GO FILIPINO 39,402 39,402 0 0.003
HECTOR YAP DIMACALI FILIPINO 39,102 39,102 0 0.003
HANS SY FAO WONDERFOODS CORP. FILIPINO 39,102 39,102 0 0.003
BENITO GAPUZ TE FILIPINO 39,102 39,102 0 0.003
EXECUTIVE OPTICAL INC. FILIPINO 27,750 27,750 0 0.002
CLARIDEN LEU LTD, SINGAPORE BRANCH NON-FILIPINO 20,002 20,002 0 0.002
LUISITO O GUTIERREZ FILIPINO 19,551 19,551 0 0.002
CLARA COOTAUCO SY FILIPINO 19,551 19,551 0 0.002
WILLIAM YU FILIPINO 19,551 19,551 0 0.002
MAXIMINO S. UY FILIPINO 18,750 18,750 0 0.002
MAXIMINO S. UY &/OR LIM HUE HUA FILIPINO 18,750 18,750 0 0.002
LIPAVE MANAGEMENT CORPORATION FILIPINO 17,250 17,250 0 0.001
MANUEL B SY FILIPINO 15,642 15,642 0 0.001
CEDAR COMMODITIES INC. FILIPINO 13,500 13,500 0 0.001
MICHELLE RENEE MCKENZIE AMERICAN 12,964 12,964 0 0.001
ERIC U. LIM &/OR CHRISTINE YAO LIM FILIPINO 10,500 10,500 0 0.001
HENRY Y GOSYCO &/OR GOSYCO BIRDIE G FILIPINO 9,777 9,777 0 0.001
ROWINA T SABAN FILIPINO 9,777 9,777 0 0.001
DAVID C TANCUAN FILIPINO 9,777 9,777 0 0.001
JOSEFINA T VEGUILLAS FILIPINO 9,777 9,777 0 0.001
CHO KIAT YU FILIPINO 9,777 9,777 0 0.001
ANTOINETTE S. GO FILIPINO 9,375 9,375 0 0.001
SERAFIN U. SALVADOR JR FILIPINO 9,375 9,375 0 0.001
JOSEPH T CHUA FILIPINO 7,821 7,821 0 0.001
MA. TERESA P CRUZ / MA. GEORGINA FILIPINO 7,821 7,821 0 0.001
COMPANY NAME : Page 2SM INVESTMENTS CORPORATION
LIST OF TOP 100 STOCKHOLDERS
As Of December 31, 2017
OUTSTANDING & OUTSTANDING & TOTAL PERCENTAGE
ISSUED SHARES HOLDINGSISSUED SHARES TO
(FULLY PAID) (PARTIALLY PAID) (SUBSCRIBED)
STOCKHOLDER'S NAME
TOTAL
NATIONALITY
FELIPE FERDINAND P CRUZ III / MA.
GEORGINA
FILIPINO 7,821 7,821 0 0.001
CHRISTOPHER P DE VENECIA / MA. GEORGINA FILIPINO 7,821 7,821 0 0.001
LUNINGNING T. ESTANISLAO FILIPINO 7,821 7,821 0 0.001
ROBERTUS J. KWEE FILIPINO 7,821 7,821 0 0.001
MA. SOCORRO M. LANUZA &/OR CAESAR C.
LANUZA JR.
FILIPINO 7,821 7,821 0 0.001
CAESAR C. LANUZA, JR. &/OR MA. SOCORRO
M. LANUZA
FILIPINO 7,821 7,821 0 0.001
PETER MAR &/OR MAR ANNABELLE FILIPINO 7,821 7,821 0 0.001
GLORIA S PE FILIPINO 7,821 7,821 0 0.001
MA. GEORGINA V PEREZ / CHRISTOPHER FILIPINO 7,821 7,821 0 0.001
MA. GEORGINA V PEREZ / FELIPE FERDINAND FILIPINO 7,821 7,821 0 0.001
MA. GEORGINA V PEREZ / MA. TERESA FILIPINO 7,821 7,821 0 0.001
JERRY C. TIU FILIPINO 7,821 7,821 0 0.001
SALVADOR TUY / LILYBETH FILIPINO 7,821 7,821 0 0.001
MA. LOURDES C. DE VENECIA FILIPINO 7,819 7,819 0 0.001
SHEN LONG CHINESE 6,810 6,810 0 0.001
ACRIS CORPORATION FILIPINO 6,700 6,700 0 0.001
HAIHUA ZHU CHINESE 6,000 6,000 0 0.000
SECOR HOLDINGS INC. FILIPINO 5,887 5,887 0 0.000
MICHAEL S BAUTISTA FILIPINO 5,868 5,868 0 0.000
JESUS G. TIRONA FILIPINO 5,868 5,868 0 0.000
ZHENZHEN CHEN CHINESE 5,718 5,718 0 0.000
JIN YANG CHINESE 5,640 5,640 0 0.000
JOSE MARI L CHAN FILIPINO 5,625 5,625 0 0.000
KE CHEN CHINESE 5,484 5,484 0 0.000
YUQI HUANG CHINESE 5,475 5,475 0 0.000
HANFENG LU CHINESE 5,475 5,475 0 0.000
QINGLONG WANG CHINESE 5,475 5,475 0 0.000
FAN ZHANG CHINESE 5,475 5,475 0 0.000
ZHEN WU CHINESE 5,463 5,463 0 0.000
CHAO YAN CHINESE 5,457 5,457 0 0.000
FEI LI CHINESE 5,430 5,430 0 0.000
LIQUN NIE CHINESE 5,430 5,430 0 0.000
YI HONG CHINESE 5,382 5,382 0 0.000
JINFENG ZHANG CHINESE 5,325 5,325 0 0.000
QUANMIN ZHANG CHINESE 5,299 5,299 0 0.000
WU LIU CHINESE 5,150 5,150 0 0.000
JIE FENG CHINESE 5,080 5,080 0 0.000
WEI YAN CHINESE 4,911 4,911 0 0.000
EMILIO III LL CANO &/OR PENAFRANCIA C.
CANO
FILIPINO 4,888 4,888 0 0.000
ROBERTUS J KWEE DUTCH 4,888 4,888 0 0.000
COMPANY NAME : Page 3SM INVESTMENTS CORPORATION
LIST OF TOP 100 STOCKHOLDERS
As Of December 31, 2017
OUTSTANDING & OUTSTANDING & TOTAL PERCENTAGE
ISSUED SHARES HOLDINGSISSUED SHARES TO
(FULLY PAID) (PARTIALLY PAID) (SUBSCRIBED)
STOCKHOLDER'S NAME
TOTAL
NATIONALITY
LINDA L PANUTAT FILIPINO 4,888 4,888 0 0.000
ERNESTO T SO FILIPINO 4,888 4,888 0 0.000
LOUCIANA N SY FILIPINO 4,888 4,888 0 0.000
PILAR CO ATIENZA FILIPINO 4,500 4,500 0 0.000
GUO SHAOYANG CHINESE 4,500 4,500 0 0.000
WENG YONGQUAN CHINESE 4,000 4,000 0 0.000
CARLOS GALISIM BANIQUED FILIPINO 3,912 3,912 0 0.000
EVA POLICAR BAUTISTA FILIPINO 3,912 3,912 0 0.000
MARIANO O. CHUA FILIPINO 3,912 3,912 0 0.000
WILLIAM Y. CHUA FILIPINO 3,912 3,912 0 0.000
RAMON C CRISTOBAL FILIPINO 3,912 3,912 0 0.000
NELSON C CUA FILIPINO 3,912 3,912 0 0.000
ANNA MARIA S. GARCIA FILIPINO 3,912 3,912 0 0.000
JORGE T. MENDIOLA FILIPINO 3,912 3,912 0 0.000
ERLINDA C NEPOMUCENO FILIPINO 3,912 3,912 0 0.000
ANTOLIN V PAULE / ERLINDA FILIPINO 3,912 3,912 0 0.000
CAROLINE T SY FILIPINO 3,912 3,912 0 0.000
CAROLINE T SY FILIPINO 3,912 3,912 0 0.000
YE SHANG MING CHINESE 3,912 3,912 0 0.000
LALAINE R. YLAYA FILIPINO 3,912 3,912 0 0.000
ZENAIDA &/OR LUIS ALCANTARA FILIPINO 3,750 3,750 0 0.000
MA. LOURDES B. LOCSIN / TEODORO FILIPINO 3,750 3,750 0 0.000
JIAN YANG CHINESE 3,750 3,750 0 0.000
PURIFICACION MALABANAN ECHIVERRI FILIPINO 3,130 3,130 0 0.000
ROBERTO V ANTONIO FILIPINO 3,000 3,000 0 0.000
SHAOXIONG SHI CHINESE 3,000 3,000 0 0.000
XU PEIFEN CHINESE 2,940 2,940 0 0.000
FE ESPERANZA S RODRIGUEZ FILIPINO 2,932 2,932 0 0.000
HARVEY CHRISTOPHER T SY FILIPINO 2,613 2,613 0 0.000
HOWARD CONRAD SY FILIPINO 2,610 2,610 0 0.000
OSCAR P BLAZA FILIPINO 2,437 2,437 0 0.000
FRANCISCO S. CHAN FILIPINO 2,347 2,347 0 0.000
EDRIC B. FERNANDEZ FILIPINO 2,347 2,347 0 0.000
INDUSTRIAL ENTERPRISES INC. FILIPINO 2,347 2,347 0 0.000
STEPHEN TAN TEO FILIPINO 2,250 2,250 0 0.000
RAMON V OCAMPO FILIPINO 2,062 2,062 0 0.000
QUINTIN P. ESPINUEVA JR. FILIPINO 2,000 2,000 0 0.000
FREDDIE GO FILIPINO 2,000 2,000 0 0.000
ZHICAN WU CHINESE 2,000 2,000 0 0.000
EVANGELINE D. ABASTILLAS FILIPINO 1,956 1,956 0 0.000
ENRIQUE M ANG FILIPINO 1,956 1,956 0 0.000
JOEL JOHN I BAUTISTA FILIPINO 1,956 1,956 0 0.000
HOI SUEN CHAN CHINESE 1,956 1,956 0 0.000
COMPANY NAME : Page 4SM INVESTMENTS CORPORATION
LIST OF TOP 100 STOCKHOLDERS
As Of December 31, 2017
OUTSTANDING & OUTSTANDING & TOTAL PERCENTAGE
ISSUED SHARES HOLDINGSISSUED SHARES TO
(FULLY PAID) (PARTIALLY PAID) (SUBSCRIBED)
STOCKHOLDER'S NAME
TOTAL
NATIONALITY
SIXTO ALLOSO CHUA JR. FILIPINO 1,956 1,956 0 0.000
HILTON SY CUA FILIPINO 1,956 1,956 0 0.000
ROMULO A DEMOT &/OR JANE DEMOT FILIPINO 1,956 1,956 0 0.000
MILAGROS F DIZON FILIPINO 1,956 1,956 0 0.000
ENRICO R ECHIVERRI FILIPINO 1,956 1,956 0 0.000
PURIFICACION M ECHIVERRI FILIPINO 1,956 1,956 0 0.000
GERONIMO SIASOLO LATINAZO FILIPINO 1,956 1,956 0 0.000
ROLANDO M. LUANZON FILIPINO 1,956 1,956 0 0.000
MA. SHARON B MARANAN FILIPINO 1,956 1,956 0 0.000
MARIO CRUZ PAREL FILIPINO 1,956 1,956 0 0.000
RAISSA HECHANOVA POSADAS FILIPINO 1,956 1,956 0 0.000
EMILIA T PUNO FILIPINO 1,956 1,956 0 0.000
SENEN C REAPORT FILIPINO 1,956 1,956 0 0.000
MARY MAE LARRABASTE SEBASTIAN FILIPINO 1,956 1,956 0 0.000
PEARL MARIE THERESE B. SEE FILIPINO 1,956 1,956 0 0.000
REBECCA BAUTISTA SINGSON FILIPINO 1,956 1,956 0 0.000
HANS JR T SY FILIPINO 1,956 1,956 0 0.000
LOUIE S. TIRADOR OR ARLENE L. FILIPINO 1,956 1,956 0 0.000
VIRGINIA A YAP FILIPINO 1,956 1,956 0 0.000
RICHARD L YEE FILIPINO 1,956 1,956 0 0.000
RICHARD LEELIN YEE FILIPINO 1,956 1,956 0 0.000
AGAPITO D. CAPISTRANO OR REGINA G.
CAPISTRANO
FILIPINO 1,875 1,875 0 0.000
DOMINGO G. CASTILLO FILIPINO 1,875 1,875 0 0.000
XUANJING LI CHINESE 1,800 1,800 0 0.000
LEE CHI-YU TAIWANESE 1,687 1,687 0 0.000
FREDERIC FRANCOIS FAVRE-MARINET FRENCH 1,575 1,575 0 0.000
TYRONE VINCENT E. CORCUERA FILIPINO 1,566 1,566 0 0.000
WILLIAM III SYQUIA DALAND FILIPINO 1,566 1,566 0 0.000
ANIE SY GO FILIPINO 1,566 1,566 0 0.000
MELLITA C GO FILIPINO 1,566 1,566 0 0.000
MEYRICK ROMEA JACALAN FILIPINO 1,566 1,566 0 0.000
LUIS POCHOLO V. LAUREL &/OR LAUREL
BERNADETTE S.
FILIPINO 1,566 1,566 0 0.000
JEAN E. TANADA FILIPINO 1,566 1,566 0 0.000
THEA E. TANADA FILIPINO 1,566 1,566 0 0.000
MA. BERNADETTE GUECO TIMBOL FILIPINO 1,566 1,566 0 0.000
VIOLETA ASELA E. NALUZ FILIPINO 1,564 1,564 0 0.000
FLORENTINO FELICIANO &/OR FELICIANO
VIRGINIA
FILIPINO 1,500 1,500 0 0.000
WALTER BRUCE S. GO FILIPINO 1,500 1,500 0 0.000
LISHUANG HUANG CHINESE 1,500 1,500 0 0.000
PEIQI TANG CHINESE 1,500 1,500 0 0.000
CECILIA GABOR LAMBINO FILIPINO 1,468 1,468 0 0.000
COMPANY NAME : Page 5SM INVESTMENTS CORPORATION
LIST OF TOP 100 STOCKHOLDERS
As Of December 31, 2017
OUTSTANDING & OUTSTANDING & TOTAL PERCENTAGE
ISSUED SHARES HOLDINGSISSUED SHARES TO
(FULLY PAID) (PARTIALLY PAID) (SUBSCRIBED)
STOCKHOLDER'S NAME
TOTAL
NATIONALITY
MARIA NANNETTE R. REGALA FILIPINO 1,468 1,468 0 0.000
SECOR HOLDINGS INC. FILIPINO 1,412 1,412 0 0.000
CHUANWEI YANG CHINESE 1,335 1,335 0 0.000
ZIQIONG YANG CHINESE 1,278 1,278 0 0.000
LUCKY SECURITIES INC. FILIPINO 1,203 1,203 0 0.000
VIRGINIA B. VIRAY FILIPINO 1,200 1,200 0 0.000
JOSEPHINE REBECCA A ARUGAY FILIPINO 1,174 1,174 0 0.000
ANTOINETTE B. BOLANOS FILIPINO 1,174 1,174 0 0.000
ROMEO YU CHAN FILIPINO 1,174 1,174 0 0.000
LILY LO CHI FILIPINO 1,174 1,174 0 0.000
PATRICIA GRETCHEN E. CORCUERA FILIPINO 1,174 1,174 0 0.000
JULIAN G DYCAICO JR. FILIPINO 1,174 1,174 0 0.000
DINO RUDYARDO F GASMEN FILIPINO 1,174 1,174 0 0.000
ERNESTO C GUTIERREZ FILIPINO 1,174 1,174 0 0.000
IBANK TRUST 96-TA-801 FILIPINO 1,174 1,174 0 0.000
ALLAN M LIPA FILIPINO 1,174 1,174 0 0.000
AQUILES D LO FILIPINO 1,174 1,174 0 0.000
RONALDO L RAQUEL FILIPINO 1,174 1,174 0 0.000
AILEEN C SZE FILIPINO 1,174 1,174 0 0.000
H. GERARD C TAN FILIPINO 1,174 1,174 0 0.000
MA MEDIN U VILLAMIEL FILIPINO 1,174 1,174 0 0.000
DIONISIO JR. L YULOLO FILIPINO 1,174 1,174 0 0.000
IRINA PASINSKAITE LITHUANIA 1,125 1,125 0 0.000
HANS SY JR. FILIPINO 1,125 1,125 0 0.000
EDUARDO V. FRANCISCO FILIPINO 1,044 1,044 0 0.000
ANTHONY L. ALMEDA FILIPINO 979 979 0 0.000
LILIAN OBRA ANCHETA FILIPINO 979 979 0 0.000
LOURDES B ANG FILIPINO 979 979 0 0.000
KRISTINE CLEOFE BAANG FILIPINO 979 979 0 0.000
CONRADO R BANAL III FILIPINO 979 979 0 0.000
EMMANUEL VILLA BARCELON FILIPINO 979 979 0 0.000
DENISE C CHENG FILIPINO 979 979 0 0.000
BERNARDINA T CHIU FILIPINO 979 979 0 0.000
ALVIN GO CHUA FILIPINO 979 979 0 0.000
NESTOR F. LAPID FILIPINO 979 979 0 0.000
BENJAMIN A LARIN JR FILIPINO 979 979 0 0.000
CHARITY O. NGUI FILIPINO 979 979 0 0.000
GRACE GO NOBLEZA CHUA FILIPINO 979 979 0 0.000
DIANE DIONISIO PERFECTO &/OR ISIDORO
MAGANITO PERFECTO
FILIPINO 979 979 0 0.000
ZENAIDA M. POSTRADO FILIPINO 979 979 0 0.000
KIMSON C ROSETE FILIPINO 979 979 0 0.000
ROBERT B SAMSON FILIPINO 979 979 0 0.000
COMPANY NAME : Page 6SM INVESTMENTS CORPORATION
LIST OF TOP 100 STOCKHOLDERS
As Of December 31, 2017
OUTSTANDING & OUTSTANDING & TOTAL PERCENTAGE
ISSUED SHARES HOLDINGSISSUED SHARES TO
(FULLY PAID) (PARTIALLY PAID) (SUBSCRIBED)
STOCKHOLDER'S NAME
TOTAL
NATIONALITY
CLODUALDO JR SANCHEZ / SAQUIDO &/OR
MA. VIRGINIA
FILIPINO 979 979 0 0.000
ROBERT P. SO / HELEN C. SO ITF CARINA
DANIELLE C. SO
FILIPINO 979 979 0 0.000
ROBERT P. SO / HELEN C. SO ITF AIRA
GABRIELLE C. SO
FILIPINO 979 979 0 0.000
ROBERT P. SO / HELEN C. SO ITF ALEXIS
EMMANUELLE C. SO
FILIPINO 979 979 0 0.000
EMILIANO L SY JR FILIPINO 979 979 0 0.000
TERESITA N TAN FILIPINO 979 979 0 0.000
HAZEL SAAVEDRA TE FILIPINO 979 979 0 0.000
ROBERTO SO TOM WONG FILIPINO 979 979 0 0.000
ROSEMARIE S. TOM WONG FILIPINO 979 979 0 0.000
FENINA MARIE Q TRINIDAD FILIPINO 979 979 0 0.000
DANIEL GO UY FILIPINO 979 979 0 0.000
LIEZL PEK YULO FILIPINO 979 979 0 0.000
JOHN EDWARD O. GOBING &/OR ANNE
NATHALIE GO GOBING
FILIPINO 937 937 0 0.000
ALVIN ONG &/OR JUANITA ONG FILIPINO 937 937 0 0.000
REGINA CAPITAL DEV. CORP. 000351 FILIPINO 937 937 0 0.000
TAMMY TING &/OR OLIVER LAM FILIPINO 937 937 0 0.000
JOSE III P DE VENECIA FILIPINO 912 912 0 0.000
RUPESH S. NARVEKAR KITTIAN & NE 800 800 0 0.000
MA. ARLENE S ABAD FILIPINO 784 784 0 0.000
CARMENCITA GARCIA ABELLA FILIPINO 784 784 0 0.000
LUNINGNING L ADOLFO FILIPINO 784 784 0 0.000
AIDA R AGREGADO FILIPINO 784 784 0 0.000
HESTER JANE C AMIGO FILIPINO 784 784 0 0.000
ERLYN TEROSA AMPARADO FILIPINO 784 784 0 0.000
CRISTINA S ANGELES FILIPINO 784 784 0 0.000
STEPHANIE B BUMAGAT FILIPINO 784 784 0 0.000
JENIIFER P CABALLERO FILIPINO 784 784 0 0.000
ROYCE ROMUALDO MARAVE CABALONA &/OR
CABALONA MADELYNN LYLA MARAVE
FILIPINO 784 784 0 0.000
SUSANA C CO FILIPINO 784 784 0 0.000
ANDRIETTA EC DANIEL FILIPINO 784 784 0 0.000
MANUEL R. DEL ROSARIO FILIPINO 784 784 0 0.000
APRIL A DIMAGIBA FILIPINO 784 784 0 0.000
MELITA CABALLERO DIONISIO &/OR PERFECTO
DIANE DIONISIO
FILIPINO 784 784 0 0.000
EVA REYES DU FILIPINO 784 784 0 0.000
MA. LILIA B. ESCALANTE FILIPINO 784 784 0 0.000
ROWENA ARZADON FERRER FILIPINO 784 784 0 0.000
FE CONSUELO A GANUELAS FILIPINO 784 784 0 0.000
FIDES SAGRARIO S. GARCIA FILIPINO 784 784 0 0.000
COMPANY NAME : Page 7SM INVESTMENTS CORPORATION
LIST OF TOP 100 STOCKHOLDERS
As Of December 31, 2017
OUTSTANDING & OUTSTANDING & TOTAL PERCENTAGE
ISSUED SHARES HOLDINGSISSUED SHARES TO
(FULLY PAID) (PARTIALLY PAID) (SUBSCRIBED)
STOCKHOLDER'S NAME
TOTAL
NATIONALITY
ROSITA U GASTARDO FILIPINO 784 784 0 0.000
ROCHEL DONATO R. GLORIA FILIPINO 784 784 0 0.000
DEBBY A GO FILIPINO 784 784 0 0.000
IBANK TRUST 98-TA-806 FILIPINO 784 784 0 0.000
JESSAMINE P JIMENEZ FILIPINO 784 784 0 0.000
AIDA L LAPEZ FILIPINO 784 784 0 0.000
JOCELYN D LIM FILIPINO 784 784 0 0.000
ROSEMARIE C LOYOLA FILIPINO 784 784 0 0.000
CECILIA W LU FILIPINO 784 784 0 0.000
ROGELIO UMALI MARASIGAN FILIPINO 784 784 0 0.000
MINA F. MARTINEZ FILIPINO 784 784 0 0.000
MARILYN ABERILLA MAYORALGO FILIPINO 784 784 0 0.000
ELLA T MELGAR FILIPINO 784 784 0 0.000
MARIA TERESA J MEMPIN FILIPINO 784 784 0 0.000
JULIE M MITERIA FILIPINO 784 784 0 0.000
JULIE M MITERIA FILIPINO 784 784 0 0.000
EDUARDO SAENZ MORATO FILIPINO 784 784 0 0.000
LIEZLE A. NAMOCO FILIPINO 784 784 0 0.000
DULCE MARIA SAN BUENAV OLIVA FILIPINO 784 784 0 0.000
OLIVE GO ONG FILIPINO 784 784 0 0.000
STEPHEN L ONG FILIPINO 784 784 0 0.000
MA. LUCILA P PUNO FILIPINO 784 784 0 0.000
MARIA FLORENCE C QUITIQUIT FILIPINO 784 784 0 0.000
EDEN T SENEN FILIPINO 784 784 0 0.000
MILDRED V TAGUINOD FILIPINO 784 784 0 0.000
PEARLIE ANN S TAN FILIPINO 784 784 0 0.000
WILSON L TAN FILIPINO 784 784 0 0.000
YOLANDA U YAP FILIPINO 784 784 0 0.000
SHERWIN GO YOUNG FILIPINO 784 784 0 0.000
ERLINDA MIRANDA YRUMA FILIPINO 784 784 0 0.000
CRISTINA M LINSANGAN-FISCHEDER FILIPINO 783 783 0 0.000
VIOLETA C. VIRAY FILIPINO 783 783 0 0.000
MIGUELITO CONTI DE GUIA OR MILAGROS
DIMACULANGAN DE GUIA
FILIPINO 780 780 0 0.000
RICHARD SINFUEGO FILIPINO 763 763 0 0.000
FRANCLU TAN CHUA AND OR CASSANDRA MAE
YAO ANG
FILIPINO 750 750 0 0.000
PILAR BERNADETTE CAGUIOA MARQUEZ FILIPINO 750 750 0 0.000
ALESSANDRO R. NADAL &/OR VIRGINA S. FILIPINO 750 750 0 0.000
MISCHEL GABRIELLE E. OCIER AND OR JUAN
CARLO N. MENDOZA
FILIPINO 750 750 0 0.000
YANG YAN CHINESE 750 750 0 0.000
CESAR A. RUBIO FILIPINO 724 724 0 0.000
JOSE G SANTOS FILIPINO 705 705 0 0.000
COMPANY NAME : Page 8SM INVESTMENTS CORPORATION
LIST OF TOP 100 STOCKHOLDERS
As Of December 31, 2017
OUTSTANDING & OUTSTANDING & TOTAL PERCENTAGE
ISSUED SHARES HOLDINGSISSUED SHARES TO
(FULLY PAID) (PARTIALLY PAID) (SUBSCRIBED)
STOCKHOLDER'S NAME
TOTAL
NATIONALITY
RONNIE S GO CHINESE 685 685 0 0.000
NELSON P LIM FILIPINO 666 666 0 0.000
GERARD T SO FILIPINO 600 600 0 0.000
RODERICK C ABAD FILIPINO 588 588 0 0.000
MARY S ANG FILIPINO 588 588 0 0.000
FRANCISCO E ATAYDE &/OR CARMEN LINDA M. FILIPINO 588 588 0 0.000
MARISSA D BULING FILIPINO 588 588 0 0.000
LAILING S CASTILLO FILIPINO 588 588 0 0.000
SUSAN YU CHAN FILIPINO 588 588 0 0.000
REGINA ROXANNE K DYCAICO FILIPINO 588 588 0 0.000
EDMUNDO M GALANG FILIPINO 588 588 0 0.000
ARTHUR THOMAS T LIBROJO &/OR LOLITA C.
LIBROJO
FILIPINO 588 588 0 0.000
REYNALDO P LIM FILIPINO 588 588 0 0.000
EDUARDO SAENZ MORATO FILIPINO 588 588 0 0.000
WILLIAMSON C NOCOM FILIPINO 588 588 0 0.000
ALBERTO H. PESAYCO JR. FILIPINO 588 588 0 0.000
GEORGE CRUZ PILE FILIPINO 588 588 0 0.000
JOSEPH P. RANCHEZ FILIPINO 588 588 0 0.000
SUZANNA R ROLDAN FILIPINO 588 588 0 0.000
EVANGELINE C. SANTIAGO FILIPINO 588 588 0 0.000
FELIPE B. SANTIAGO FILIPINO 588 588 0 0.000
ANNA LISA C SEE FILIPINO 588 588 0 0.000
ANA MARIA C. SISON FILIPINO 588 588 0 0.000
MINA Y SY FILIPINO 588 588 0 0.000
ANA LIZA C. TAN FILIPINO 588 588 0 0.000
ANICIA G TAN FILIPINO 588 588 0 0.000
JUDY S TAN FILIPINO 588 588 0 0.000
ROSALINDA C TAN FILIPINO 588 588 0 0.000
SAMUEL TAN FILIPINO 588 588 0 0.000
ANNA LIZA S TEE FILIPINO 588 588 0 0.000
ANGELA B YLAGAN FILIPINO 588 588 0 0.000
ELADIO N YLAGAN FILIPINO 588 588 0 0.000
CECILE INGUSAN YOUNG FILIPINO 588 588 0 0.000
JONATHAN C. YU FILIPINO 588 588 0 0.000
BENJAMIN S. C. MAYOR &/OR TERESA FILIPINO 577 577 0 0.000
PAULO JR E CAMPOS FILIPINO 562 562 0 0.000
ANGELO FRANCISCO MA. G. CAPISTRANO &/OR
KRISTINA ASUNCION M. STO. DOMINGO
FILIPINO 562 562 0 0.000
ERIC THOMAS DY DEE AND/OR TAN SIAU HUAN FILIPINO 562 562 0 0.000
DAVID SHENG HSU &/OR FIDES SAGRARIO S.
GARCIA
AMERICAN 562 562 0 0.000
DIEGO JUAN ELPIDIO C. IBANEZ FILIPINO 562 562 0 0.000
MA. ISABELA C. IBANEZ FILIPINO 562 562 0 0.000
COMPANY NAME : Page 9SM INVESTMENTS CORPORATION
LIST OF TOP 100 STOCKHOLDERS
As Of December 31, 2017
OUTSTANDING & OUTSTANDING & TOTAL PERCENTAGE
ISSUED SHARES HOLDINGSISSUED SHARES TO
(FULLY PAID) (PARTIALLY PAID) (SUBSCRIBED)
STOCKHOLDER'S NAME
TOTAL
NATIONALITY
SEBASTIAN C. IBANEZ FILIPINO 562 562 0 0.000
SANTIAGO J RANADA JR / EVELYN FILIPINO 562 562 0 0.000
EMELY K TENG FILIPINO 562 562 0 0.000
VICTOR CONSTANTINO B. VILLAVICENCIO
&/OR MAZIE LYNN M. PO
FILIPINO 562 562 0 0.000
GRAND TOTAL (332) 1,204,446,003 0 1,204,446,003
THIS IS A COMPUTER GENERATED REPORT AND IF ISSUED WITHOUT ALTERATION, DOES NOT REQUIRE ANY SIGNATURE.
1 of 3
Business Date: December 29, 2017
BPNAME HOLDINGS
THE HONGKONG AND SHANGHAI BANKING CORP. LTD. -CLIENTS' ACCT. 261,323,275
DEUTSCHE BANK MANILA-CLIENTS A/C 78,986,736
CITIBANK N.A. 73,335,398
CHINA BANKING CORPORATION - TRUST GROUP 23,159,358
THE HONGKONG AND SHANGHAI BANKING CORP. LTD. -CLIENTS' ACCT. 21,992,080
GOVERNMENT SERVICE INSURANCE SYSTEM 20,108,521
STANDARD CHARTERED BANK 17,838,560
BDO SECURITIES CORPORATION 9,318,553
BANCO DE ORO - TRUST BANKING GROUP 6,693,290
MBTC - TRUST BANKING GROUP 4,542,928
BPI SECURITIES CORPORATION 3,581,913
WEALTH SECURITIES, INC. 2,633,100
DEUTSCHE BANK MANILA-CLIENTS A/C 678,588
COL Financial Group, Inc. 601,497
PNB TRUST BANKING GROUP 408,252
R. NUBLA SECURITIES, INC. 392,709
SB EQUITIES,INC. 379,082
REGINA CAPITAL DEVELOPMENT CORPORATION 356,789
UNITED COCONUT PLANTERS LIFE ASSURANCE CORPORATION 320,875
RCBC TRUST & INVESTMENT DIVISION 282,735
LUCKY SECURITIES, INC. 269,809
ABACUS SECURITIES CORPORATION 239,659
UNITED COCONUT PLANTERS BANK-TRUST BANKING 238,610
PAPA SECURITIES CORPORATION 221,813
FIRST METRO SECURITIES BROKERAGE CORP. 205,470
SOCIAL SECURITY SYSTEM 170,862
UNITED FUND, INC. 108,440
INVESTORS SECURITIES, INC, 88,538
NATIONAL REINSURANCE CORPORATION OF THE PHILIPPINES 80,965
AB CAPITAL SECURITIES, INC. 73,883
RCBC SECURITIES, INC. 57,538
A & A SECURITIES, INC. 54,698
MAYBANK ATR KIM ENG SECURITIES, INC. 53,780
RCBC TRUST & INVESTMENT DIVISION - VARIOUS TAXABLE ACCTS 50,742
THE FIRST RESOURCES MANAGEMENT & SECURITIES CORP. 47,278
H. E. BENNETT SECURITIES, INC. 46,560
R. COYIUTO SECURITIES, INC. 46,070
ANSALDO, GODINEZ & CO., INC. 44,999
PCCI SECURITIES BROKERS CORP. 44,734
UCPB SECURITIES, INC. 43,574
BDO NOMURA SECURITIES INC 42,076
ASIA UNITED BANK - TRUST & INVESTMENT GROUP 40,033
QUALITY INVESTMENTS & SECURITIES CORPORATION 38,795
DEUTSCHE REGIS PARTNERS, INC. 35,731
AP SECURITIES INCORPORATED 33,847
R. S. LIM & CO., INC. 33,144
LAND BANK OF THE PHILIPPINES-TRUST BANKING GROUP 31,937
SOLAR SECURITIES, INC. 30,720
EVERGREEN STOCK BROKERAGE & SEC., INC. 28,893
OUTSTANDING BALANCES FOR A SPECIFIC COMPANY
Company Code - SM0000000000
SM INVESTMENTS CORPORATION
2 of 3
BPNAME HOLDINGS
FIRST INTEGRATED CAPITAL SECURITIES, INC. 27,825
CITISECURITIES, INC. 27,403
YU & COMPANY, INC. 26,419
SAN MIGUEL CORPORATION RETIREMENT PLAN-STP 25,500
PHILSTOCKS FINANCIAL INC 24,297
UNICAPITAL SECURITIES INC. 21,569
BELSON SECURITIES, INC. 20,426
STANDARD SECURITIES CORPORATION 20,104
IGC SECURITIES INC. 19,349
SUMMIT SECURITIES, INC. 17,175
PAN ASIA SECURITIES CORP. 16,853
AB CAPITAL & INVESTMENT CORP. - TRUST & INVESTMENT DIV. 15,231
ASIASEC EQUITIES, INC. 14,920
MANDARIN SECURITIES CORPORATION 14,575
G.D. TAN & COMPANY, INC. 12,234
CAMPOS, LANUZA & COMPANY, INC. 11,474
PHILIPPINE EQUITY PARTNERS, INC. 11,252
GLOBALINKS SECURITIES & STOCKS, INC. 11,183
GOLDSTAR SECURITIES, INC. 10,940
RTG & COMPANY, INC. 10,775
F. YAP SECURITIES, INC. 10,408
PNB SECURITIES, INC. 10,363
A. T. DE CASTRO SECURITIES CORP. 10,066
CLSA PHILIPPINES, INC. 9,289
B. H. CHUA SECURITIES CORPORATION 9,001
INTRA-INVEST SECURITIES, INC. 8,908
PREMIUM SECURITIES, INC. 8,824
TOWER SECURITIES, INC. 8,501
EASTERN SECURITIES DEVELOPMENT CORPORATION 8,410
SARANGANI SECURITIES, INC. 6,837
ALPHA SECURITIES CORP. 6,767
HDI SECURITIES, INC. 6,636
TRITON SECURITIES CORP. 6,608
STRATEGIC EQUITIES CORP. 6,578
VENTURE SECURITIES, INC. 6,453
GUILD SECURITIES, INC. 6,246
YAO & ZIALCITA, INC. 6,218
EAGLE EQUITIES, INC. 6,087
SECURITIES SPECIALISTS, INC. 5,810
TANSENGCO & CO., INC. 5,784
MDR SECURITIES, INC. 5,704
ASTRA SECURITIES CORPORATION 5,416
KING'S POWER SECURITIES, INC. 4,875
EQUITIWORLD SECURITIES, INC. 4,496
MERCANTILE SECURITIES CORP. 4,448
OPTIMUM SECURITIES CORPORATION 4,134
E. CHUA CHIACO SECURITIES, INC. 4,128
VALUE QUEST SECURITIES CORPORATION 3,703
LUYS SECURITIES COMPANY, INC. 3,529
I. B. GIMENEZ SECURITIES, INC. 3,418
TIMSON SECURITIES, INC. 3,015
BA SECURITIES, INC. 2,969
PLATINUM SECURITIES, INC. 2,782
LITONJUA SECURITIES, INC. 2,556
FIRST ORIENT SECURITIES, INC. 2,381
TRI-STATE SECURITIES, INC. 2,257
ALAKOR SECURITIES CORPORATION 2,104
ARMSTRONG SECURITIES, INC. 2,034
3 of 3
BPNAME HOLDINGS
JSG SECURITIES, INC. 2,028
R & L INVESTMENTS, INC. 2,022
ASIA PACIFIC CAPITAL EQUITIES & SECURITIES CORP. 1,935
IMPERIAL,DE GUZMAN,ABALOS & CO.,INC. 1,893
STAR ALLIANCE SECURITIES CORP. 1,820
COHERCO SECURITIES, INC. 1,700
UPCC SECURITIES CORP. 1,572
S.J. ROXAS & CO., INC. 1,549
SSS PROVIDENT FUND 1,530
SunSecurities, Inc. 1,500
LOPEZ, LOCSIN, LEDESMA & CO., INC. 1,448
MERIDIAN SECURITIES, INC. 1,266
BANK OF COMMERCE - TRUST SERVICES GROUP 1,200
I. ACKERMAN & CO., INC. 1,191
EAST WEST CAPITAL CORPORATION 1,135
DIVERSIFIED SECURITIES, INC. 1,128
WESTLINK GLOBAL EQUITIES, INC. 1,112
MOUNT PEAK SECURITIES, INC. 1,056
FIDELITY SECURITIES, INC. 1,020
DA MARKET SECURITIES, INC. 1,008
UCPB GENERAL INSURANCE CO., INC. 902
APEX PHILIPPINES EQUITIES CORPORATION 797
DBP-DAIWA CAPITAL MARKETS PHILPPINES, INC. 686
DAVID GO SECURITIES CORP. 678
TRANS-ASIA SECURITIES, INC. 663
J.M. BARCELON & CO., INC. 579
BENJAMIN CO CA & CO., INC. 532
JAKA SECURITIES CORP. 500
GOLDEN TOWER SECURITIES & HOLDINGS, INC. 414
COCOPLANS, INC. 400
AURORA SECURITIES, INC. 327
SM INVESTMENTS CORPORATION 312
NEW WORLD SECURITIES CO., INC. 225
THE HONGKONG & SHANGHAI BANKING CORP. LTD. -OWN ACCOUNT 106
THE HONGKONG & SHANGHAI BANKING CORP. LTD. -OWN ACCOUNT 100
SINCERE SECURITIES CORPORATION 60
UOB KAY HIAN SECURITIES (PHILS.), INC. 60
SALISBURY BKT SECURITIES CORPORATION 54
VC SECURITIES CORPORATION 20
HK SECURITIES, INC. 7
Credit Suisse Securities (Philippines), Inc. 6
If no written notice of any error or correction is received by PDTC within five (5) calendar days from
receipt hereof, you shall be deemed to have accepted the accuracy and completeness of the details
indicated in this report.