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Ph.D. Thesis: “Protective immune response in P.falciparum malaria” 2011
S.D. Lourembam 16
CHAPTER I:
Introduction
Ph.D. Thesis: “Protective immune response in P.falciparum malaria” 2011
S.D. Lourembam 17
1. INTRODUCTION
Malaria remains a major global health problem with 300 to 500 million
clinical infections and more than a million deaths reported each year. In 2009,
World Health Organization (WHO) reported 225 million malaria cases and
781000 deaths from 106 endemic countries. Majority of the cases were from
African countries (78%) and the contribution from South East Asian and
Mediterranean regions were 15% and 5% respectively. About 85% of the deaths
caused by malaria were in children under 5 years of age1. It is commonly
associated with poverty and is also an important cause of poverty slowing down
economic growth by 1.3% per year in endemic areas. A 10% reduction in disease
was associated with 0.3% higher growth2. In India, retrospective analysis of
burden of malaria showed that disability adjusted life years lost due to it was
1.86 million years3.
In the South East Asia Region (SEAR), approximately 70% of the total
population is at risk of malaria, of which three countries, India (65%), Myanmar
(20%) and Indonesia (12%) accounted for 94% of the reported cases1. 60.5% of
all infection were caused by Plasmodium falciparum. Malaria is endemic in the
Indian state of Assam contributing more than 5% of the total cases recorded in
the country annually. Malarial outbreaks characterized by enhanced morbidity
and mortality are common across the state4. The endemicity of malaria is not
uniform across the state with many pockets along forest fringes, forest and
foothill villages particularly along the inter-country/inter-state border vulnerable
to malaria outbreaks5. These high risk zones are predominantly inhabited by
indigenous tribal populations of distinct ethnic backgrounds. Most of these
affected areas report widespread resistance to first line drugs like chloroquine,
sulphodoxine-pyrimethamine and even quinine resistance is being reported. In
fact, resistance to chloroquine was first reported from Karbi Anglong district of
Assam in India6.
Human malaria is caused by four distinct species of Plasmodium viz P.
falciparum, P. ovale, P. malariae and P. vivax. The malarial parasite has a
Ph.D. Thesis: “Protective immune response in P.falciparum malaria” 2011
S.D. Lourembam 18
complex life cycle (Fig 1.1) involving both female anopheline mosquito (sexual
phase) and human (asexual phase) as host.
Fig 1.1: Life cycle of Plasmodium falciparum. (Adapted from Crompton et al.
2010).
Malaria causes a wide variety of symptoms ranging from asymptomatic
infection to very mild symptoms to severe (complicated) disease and even death.
Based on the clinical presentation, the disease may be divided into
uncomplicated and complicated malaria as per WHO guidelines7.
Strategies to control malaria have been redefined with effective diagnosis
and treatment measures along with vector control interventions like Insecticide
Ph.D. Thesis: “Protective immune response in P.falciparum malaria” 2011
S.D. Lourembam 19
Residual spray and use of insecticide treated mosquito nets. However, with
emergence of insecticide resistant mosquitoes and the parasites developing
resistance against conventional antimalarial drugs, it poses challenge to malaria
control. Recently, artemisinin resistance has been reported from the Greater
Mekong subregion and the threat of its spread to other areas is a serious issue1.
Notably, chloroquine resistance in P. falciparum was first detected from South
East Asia region8.
Vaccination is considered an important control measure which has long
been pursued but with little progress. Studies of various vaccine candidates
including those of the liver stage and asexual blood stage candidate reported
limited success in earlier attempts9. Combination B vaccine consisting of
merozoite surface proteins 1 and 2 (MSP-1, MSP-2) and ring stage infected
erythrocyte surface antigen (RESA) showed a 62% reduction in parasite density
in vaccinees10. Recently a malaria vaccine candidate RTS, S, has entered phase
III trial in Kenya11. The difficulties in development of a malaria vaccine may be
attributed to the complex life cycles and antigenic polymorphism exhibited by
the parasite and compounded by a poor understanding of protective immune
mechanism12. Besides, the disease shows variation in epidemiology across
different endemic regions13.
The genetic structure of P. falciparum has been demonstrated to be
highly diverse world over14. Major vaccine candidate genes exhibit antigenic
diversity in the form of allelic polymorphism where the alternate forms of
antigen coding genes exist. Mention can be made of the merozoite surface
proteins (MSPs), the serine repeat antigen (SERA) genes families. Additionally
diversity may be generated by clone multiplicity where a clonal lineage of
parasite expresses alternate forms of an antigen without changes in genotype.
Variations in genes encoding antigens are also generated by non meiotic
recombination such as strand slippage events, gene conversion as well as
homologous recombination during meiosis16. This extensive diversity in
Plasmodium falciparum antigens is seen as immune evasion mechanism of the
parasite. Repetitive sequences constitute immunodominant epitopes in parasite
Ph.D. Thesis: “Protective immune response in P.falciparum malaria” 2011
S.D. Lourembam 20
proteins, therefore sequence variation in allelic forms of the molecules may
prevent the population from developing immunity to different strains of the
parasite17. Elucidating the extent of genetic variation in the malaria parasite will
therefore be central to decreasing the malaria disease burden18. The non uniform
population structure of P. falciparum worldwide depends upon local factors
related to parasite, vector and host factors19. Factors like transmission intensity
and drug treatment too influence the genetic diversity of the parasite14.
Allelic diversity and size polymorphism of merozoite surface protein
1(MSP-1) gene have been employed as a molecular marker in studies of malaria
transmission dynamics and host immunity in P. falciparum malaria. MSP-1 gene
has also been extensively studied as it has a role in invasion, disease and immune
evasion14. MSP-1 gene is divided into 17 blocks, based on analysis of sequence
diversity. Block 2 region near the N terminus and block 17 at the C terminus are
major targets of host immunity. The block 2 of MSP-1 is described by 3 distinct
allelic families MAD20, K1 and RO33 and contains antigenically unique
tripeptide repeats with extensive diversity in the number of repeats20.
Significantly, block 2 repeats are targeted by P. falciparum-inhibitory
monoclonal antibodies and naturally acquired antibodies associated with clinical
immunity in humans15. A comprehensive understanding of the immune responses
lies in dissecting the antigenic diversity of P. falciparum.
Immune response to malaria is complex and is species and stage specific.
Immunity to malaria can be either anti disease immunity which confers
protection against clinical disease or anti infection immunity conferring
protection against parasitaemia21. Naturally acquired immunity to malaria
develops slowly and is rarely sterile. In holoendemic or hyperendemic areas
older population generally develops immunity showing asymptomatic
parasitaemia while in areas of low malaria transmission, individuals do not
develop immunity in an age dependent manner. The infection and disease can
therefore occur in both children and adults22. The picture that emerges from
human studies is that immunity to malaria infection is relatively slow to develop
Ph.D. Thesis: “Protective immune response in P.falciparum malaria” 2011
S.D. Lourembam 21
and incomplete, although immunity to disease is acquired more quickly and may
be important after a single episode23. Acquired immunity involves both the
antibody mediated and cell mediated immune response.
Malaria infection induces strong humoral immune responses, involving
production of predominantly IgM and IgG but also other immunoglobulin
isotypes. Species as well as stage specific antibodies against wide variety of
parasite antigens have been reported while a large proportion of the antibodies
are non-malaria specific24. The importance of antibodies as mediators of
protective immunity to malaria is well established in both animal and human
infections. Mice lacking B cells were unable to clear parasites from P. chabaudi
chabaudi AS infection, rather such mice developed chronic parasitaemia25.
Passive transfer of monoclonal antibodies against parasite antigens conferred
protection in naive mice by reducing parasitaemia and clinical disease 26. In
humans, treatment of P. falciparum-infected patients from Thailand with IgG
extracted from African immune adults, resulted in reduction of parasitemia and
clinical symptoms27. Studies in humans and mice show that memory B cells are
either poorly induced or short lived as a result of infection. Recent studies
showed that memory B cells and antibodies increased gradually over many years
and were dependent on cumulative exposure to malaria9. Despite the importance
of antibody responses for protection against malaria, not all antibodies are
reported to be protective. Polyclonal antibody specific to MSP-2 but not
monoclonal specific to the same antigen enhanced invasion of multiple
merozoites into RBC28.
Protective antibodies primarily target the asexual stage antigens of which
MSPs are leading blood stage vaccine candidate molecules of Plasmodium
falciparum. MSP-1 is the major surface protein of the parasite, which is
synthesized as a 190 kDa precursor protein16. It undergoes proteolytical cleavage
into four fragments and remains attached to merozoite surface by
glycoslyphosphatidylinositol anchor prior to invasion. During erythrocyte
invasion, majority of the MSP-1 complex is shed of which only the 19 kDa C-
terminal fragment remains anchored on the merozoite surface29. Antibodies
Ph.D. Thesis: “Protective immune response in P.falciparum malaria” 2011
S.D. Lourembam 22
targeted to this fragment are shown to inhibit erythrocyte invasion and associated
with protection from clinical malaria30. MSP-119 fragment has a highly
conserved sequence however at least six single nucleotide polymorphisms
(SNPs) have been identified in its two epidermal growth factor like (EGF-like)
domains31. Allele specific as well as cross-reactive antibody responses to variants
of MSP-119 fragment have been reported32. Further, certain MSP-119
polymorphisms have been implicated as particularly important to immunity31.
Cell mediated immunity (CMI) has crucial roles in protective immunity
to malaria but also has the potential to cause tissue pathology and contribute to
the development of severe malaria33. Vaccine formulations with T cell epitopes
induce a strong memory response9. The CD4 T-cell subset is of major
importance for the induction of blood-stage immunity in both murine and human
malaria, while the CD8 subset has been shown to be cytolytic against liver stages
of the parasite28. In experimental mice CD4 T cells could act independent of B
cells in resolution of parasitaemia34. Humans lacking previous exposure to P.
falciparum as well as malaria exposed individuals have CD4 T cells that
proliferate and secrete IFNγ in response to parasite antigen and inhibit parasite
growth in vitro35. Another subset of CD4+ T lymphocytes, T-regulatory (T-reg)
cells is postulated to be involved in immunosuppression where effectors
responses were enhanced in the absence of Tregs33.
T cells also play a central role in the elimination of blood stage malaria
parasites through the release of cytokines that activate other effectors cells28.
Specific cytokine profiles are associated with different clinical manifestations.
Th1 cells activated macrophages and other cells to produce mediators through
release of inflammatory cytokine36. Th1 were seen to be responsible in the initial
resolution of acute parasitemia through production of IFNγ while Th2 were
required for eventual clearance of the parasites via T-B cell cooperation37. The
balance between the Th1 and Th2 immune response may determine the level of
parasitaemia and disease outcome. An early and sustained Th1 response was
critically linked to IL-12 through IFN-γ production38. Recent evidence suggest
that rapid cell mediated immune responses are contributed by effector cells of
Ph.D. Thesis: “Protective immune response in P.falciparum malaria” 2011
S.D. Lourembam 23
NK and T cells lineages which contain the initial stages of malaria through IFN-γ
production39.
Natural killer (NK) cells are lymphocytes of the innate immune system
that are involved in the early defense against foreign cells and autologous cells
undergoing various forms of stress, such as microbial infection or tumor
transformation. NK cells also influence adaptive immunity by modulating
dendritic cell function and by inducing Th1 polarization via IFN-γ production40.
NK cells and NK Receptor (NKR) positive cells are suggested to significantly
control susceptibility and resistance to both malaria infection and severe disease
syndromes. This was seen to depend on the receptors encoded within the Natural
Killer Cell Receptor Complex (NKC) 41. NK cells were seen to have direct
contact with P. falciparum infected red blood cell via NK Cell receptors42.
Further, NKR positive γδT cells were seen as the major source of IFN γ in
response to P. falciparum infection in humans as well as in murine models which
were in part controlled by NKR loci41.
NKRs are largely encoded by two genetic loci in humans: the Natural
Killer Complex (NKC) on chromosome 12 and the Killer cell Immunoglobulin-
like receptors (KIRs) region on chromosome 19. Diverse set of inhibitory and
activating NKRs controlled NK cell activation and the outcome of NK cell
activity is the balance of signals from activating and inhibitory receptors43.
The KIR gene complex is characterized by variation in gene content.
Studies suggest that they are rapidly evolving genes which lack conservation
among species and exhibit remarkable diversity as haplotypic variation in gene
number and content and allelic polymorphism of individual genes43, 44. Two
broad haplotype groups termed A and B are used to define variation in KIR
genetic profile44. Frequencies of specific KIR haplotypes vary across different
ethnic populations. The important role of KIR in the immune response and its
genomic diversity coupled with its specificity for HLA ligands, affects resistance
and susceptibility to pathogenesis of a number of infectious and autoimmune
diseases43. NK cells response to parasitized RBCs was noted to vary significantly
Ph.D. Thesis: “Protective immune response in P.falciparum malaria” 2011
S.D. Lourembam 24
between individuals and that the variation was associated with KIR genotype of
an individual42.
North East India is inhabited by people of various ethnic origins with a
history of malaria endemicity. Malaria remains a major public health problem in
the state of Assam. Nearly 65% of the total population of the state (26.6 million)
is estimated to be living in high-risk areas45. Malaria transmission is perennial
and continues to be uninterrupted supported by major vectors namely An.
minimus, An. fluviatilis and An. dirus. The region is highly receptive to malaria
transmission due to excessive and prolonged rainfall (2–3 m) promoting vector
breeding and longevity due to high humidity (60–90%) and warmer climates
(22–33C) for most of the year46. P. falciparum is the major malarial infection
and accounts for 58−68% of the cases and the remainder are due to P. vivax.
Despite efforts to contain the disease mortality and morbidity are significantly
high due to emergence of drug resistant Pf malaria, delayed diagnosis due to
non-availability of facilities in interior villages, hilly areas and tribal belts4.
Malaria in Assam is poorly investigated with respect to diversity of the
circulating local Plasmodium falciparum and immune responses of the
population. Besides it is populated by individuals of different ethnic origin. The
present study was thus undertaken to understand the diversity of the Plasmodium
falciparum of the region and the host parasite interactions with an aim to
evaluate the protective immune mechanism and markers of protection if any.
Ph.D. Thesis: “Protective immune response in P.falciparum malaria” 2011
S.D. Lourembam 25
Objectives:
1) To study the clone multiplicity of the parasite genotypes existing in
the study area
2) To elucidate the protective humoral immune response.
3) To elucidate the protective cell mediated immune response