Petrese B Tucker Financial Disclosure Report for 2009

8/3/2019 Petrese B Tucker Financial Disclosure Report for 2009

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[ Ao ] o I FINA NCIA L DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e E t h i c . ~ i n G o v e r n m e n t A c f o f 1 9 7 8/ ~ e , , . 1 / z o l o FOR CA L EN D AR Y E A R 2009 0 u.s .c, a p p . 1. P e r s e n R e p o r t i n g ( l a s t n a m e , f ir s t , m i d d l c i n i t i a l ) 2. Cour t o r Organiza t ion . 3 . D a t e o r R e p o r tTucker , Pet rese B. PA -Eastern Distr ict 6/15 /2010

4 . T i tle (Ar t i cle I11 judges i nd icate act ive o r sen io r s t a tus; 5a . Repor t Type (check appropr ia te type) 6 . Repo r t i n g P e r i odmag ist r a t e judges i r~dk:~e ful l - o r par t - t ime)[] Nominalion, Date 0 1 / 0 1 ! 2 0 0 9U.S. District Judge (Active) [] Initial [] Armual [] Final 1 2 / 3 1 / 2 0 0 95b. [] Amended Report

7. Chambers er Office Address 8 , On the ba s i s o f t he i n f o rma t i o n co n t a i ned i n th i s Repo~ and anymo d i f i c a t ion s p e r t a i n i n g t h e r e t o , i t i s, i n my op i n l e n , i n c o mp l i a n c eRo~m 9613 U.S. Courthous~ w~h :appl icab le laws and regu la t io ns .60t Market StreetPhi l ade lph i a , PA 1910 6 - 1751 Rev i ew in g Off i c e r Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,chcddng the NO NE box for each part where you have no rep ortable information. Sign on last page.

I . POSITIONS. ( R e p o r ~ i n g i n d i l , i d u a l o n l y ; s e e p p . 9 - 1 3 o f fi li n g l n s t r u c t i o n s . )[---] N O N E (No re portab le posi t ions .)POSITION NA ME OF ORGA NIZATION/ENTITY

i. Director Avenue of the Arts, Inc.

2. Executor Estate,,7~ : (

I I . A G R E E M E N T S . (Reporting individual ontyi see pfl. 14.16 of filing instructions.)~ N O N E (N o repor t ab l e agreem ent s .)

PARTI~ ~D TERMSI. 2~ PA State Relirement Plan


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FINANCIAL DISCLOSURE REPORT [ ~ .... I P , ~ o ~ R e p o , ~ D ~ t e o t R , p o ~IPage 2 of 40 ] Tucker , P e t r e s e B . 6/15/2010

III . N O N - I N V E S T M E N T I N C O M E . ( R , p o , , i n ~ indi,idual aria.spouse; see pp. 17-24 of filing instructionx.)A. Filers Non-Investment Income

N O N E (No repor table non- inves tment income.)D A T E SOURCE AND TYPE INCOMI~

(yours, not spouses)

I. 2009 PA SERS StaIe Employee Retirement System $27,000

2.

3.

4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - U y o u .ere married during any portion of the reporting ~ear, complete thi~ section.(Dollar a mount not required except for honoraria.~

~ NON E (No reportab le non-bwestrnen t income. )D A T E SOURCE AND TYPE

1 . 2 0 0 9 Commonweallh ~f PA - Common Pleas Court Judge - Salary

2. 2009 Vernon Chestnut(, Esq. - Referrals and purchase of law practice

3.

4.

I V . R E I M B U R S E M E N T S - - , ran~or ta , io~ . lodging, food, e n t e r t a i n m e n t .(Inludes those to ~pouse and depender(! children; see pp. 25-27 of fill ~g itt~tru~tions.J

N O N E (No reportable reimbursements.)SO URCE D A T E S LO C A TIO N PURPOSE ITEMS P AI D O R P RO V I DE D

1 .2.3.4.5.


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FINANCIAL DISCLOSURE REPORTPage 3 o f 40

o l , J l~ l . i~o ( lnc ludts thas, to r t , ous and dependeat ch i ldre , ; see pp . 28-31 of fd ing instruc t ions. )N O N E (No reportable gi]~s.)

SOURCE DESCRIPTION VALUE1 .2.3.4.5.

V I . L I A B I L I T I E S . a ~ ,~ , , t h o s , o I s ~ , o , ~ d e p e ~ a ~ , ~ ~ i ~ a ~ , ; ~ , , p p . ~ - ~ o I l ~ i , ~ i n s t r u c t io n s . )D N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION ~1 . Farm Credi t of the Virg in ias Mor tgage on l and J2. Amer i can Exp res s Credi t card J3.4.5.


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FINANCIAL DISCLOSURE REPORT r ~ , , , ,, ~ r r , ~ . ~ , , , ~ , o , . t i , g D ~ , t ,, ,r R , w , tPage 4 of 40 " f u c k e r , P e t r e se B . 6/15/2010

N O N E (No reportable income, assets, or tra~actio~.)A. B . [ C. O .

Dcs~ption of ~ts Income during Gro~ value at end Tran~ions during re~ing ~ri~~ (includingt~st a~ts) . r e i n in g ~ t i od of re~ing period2 " 0) -~ (2) (D (2 ) (t) (2) , (3) (~) (5 )~ Place *(X)" after each as~t Amount ~ Ty~ (e.g., Value Value Type (e .g_, .~ Date . Value Gain Identity of~ exempt frm pfi~disdosure C~e 1 div., rent, : Code 2 Method buy, ~11. ~ m m / dd / vv C~e 2 C~e 1 buyer/~ller

(A-H) : or inL) (J-P) C~e 3 redemption) I (J-P ) (A -H) (if private[Q-W) tranmction)

I. A ccounts rece ivable from clicnls of law None K Wpractice2. Merr i l l Lynch Ret i rement Rese~es - mone y

market accts (Y)3. ~nd Ha l i f ax Coun ty , VA None L W4. Roya l Bank - bank accoun t s A Inleres) J T5. 3M Compan y None J 1 J Sold 0 2 / 0 9 / 0 9 J(part)6. B u y 1 2 / 1 1 / 0 7 J(addl)7. B u y ! 2 / 1 4 / 0 9 ~ J( a d d l )8, AB B LTD SPON ADR None B u y [ 0 3 / 1 3 / 0 9 J9. Sold 0 5 / 1 3 . / 0 9 1 J A

1 0 . AB BOl"r LABORA TORIES-5.875% None J U5/15 /06 - CORP BONDSI 1 . A bbot t Labs None J T B uy 0 5 / ( J 8 1 0 9 J( a d d J )! 2 . Sold 0 6 1 0 8 1 0 9 J(part)1 3 . A CCENTURE PLC SHS None J T B u y 05/07/09 J

1 4 . ADOB E SYSTEMS None J T Buy 05/07t09(addl)1 5 . Buy 07120/09(addI)1 6 . Sold 01/14/09(part)1 7 . Sold 01/13/09(part)


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F I N A N C I A L D I S C L O S U R E R E P O R TPage 5 of 40

V I I . I N V E S T M E N T S a n d T R U S T S - inco,~, , v~ t~o. , . . . . , io ,~ ( I n c l u d e s ~ h o s e of spOuSeadd d e p e n d e n t ~ i Mre n ; ~ e e pp.N O N E (No reportable income, ~sets, or tra~actio~.)

A. B. C. D.~iption of As~ts I ncome d u r i ng Gros s v a l u e a~ e~ Tran~ions during re~ing(~dudiag ~ ~ts) re~r~ing ~ri~ of re~ing--0~~- (2 ) 0) (2) 0) ~ (2~ (3) F (4 ) ( s )Pl~ce "(X)" ~f l~r ~ch ~s~i Amoun~ ~ Ty~ (~.g. . V a lue V ~lue TyF (~.~., D~{~~ Value i G~ Id~nli ly ofex~mpl ~rom pr io r d i sclosure ~d~ 1 " d iv . , ~ n t , Code 2 Me{~ buy,~ll, mm/d~yy I C~e 2 C~e I buyer/~ll~(A-H ) o r in{, ) (J-P) Code 3 federation) " (I-P) ; (A-H)

........................... ] ........................ ~?-W) ..............~ ; t r ansa~i~)1 8 , AES CORP None J T B u y 09/14 /~19. AETNA INC NEW N o n e J T B u y 01 /09 /09

(add J)20 . Bu y 01/28 /09

(add I )21. Sold 07/20109( p a r t )

2 2 . Sold 08/31/09(pan)2 3. B u y 09/28 /09

(addl)2 4. S o ld 11 /02 /09

(parl)2 5 . ALCATEL LUCENT S PD ADR (X) N o n e J T

2 6 . ALCOA INC None Sold 01/23/09( p a r t )2 7 . Sold 0 2 . 1 0 2 1 0 92 8 . ALLERGAN INC None J T B u y 11/02/09 J2 9 . B u y 1 1 1 0 4 1 0 9(addJ)3 0 . A LLIANZSE SPD ADR None B u y 03/20/093 I . Sold 1 I 1 1 2 / 0 932 . Allstate Corp Del N o n e J T B u y 11118 /09( add I )33 . ALTERA CORP N o n e Sold 02117109

34 . Altria Group A Div idend J T So ld 0 1 /30 /0 9(part)

2. Valn, e C.odes I =S 15 .000 o r l e s s K .5 1 5 ,0 0 1 - $$0 .0 0 0 L =$5 0 ,0 01 - $10 0 .00 0 1 ,4 =$100 .001 - ~250 , 000P3 =$25 , 000 .001 - $ .q l .000 , 003 P4 =Mo~e ~ . n $50 . 00~ . 000


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tFINANCIAL DISCLOSURE REPORT IN a m e o f P e r s o n R e p o r l i n g D a |e u l " R e p o r lIPage 6 o f 4 0 ] Tucke r , Pe t re s e B. 6 1 1 5 1 2 0 1 0VII. INVESTMENTS and TRUSTS -- ~co ..... lue, t ....ions (Includes those of spo ..... d dependenl children; see pp. 3d-60 of JTling instructions;.)

[] N O N E (No reportable income, assets, or transactions.)A. B. C. D.

D e s c r i p ti o n o f A s s e t s I n c o m e d u r i n g Gross value al end T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g pe ri o d o f r e p o rt i n g p er i o d(I) ~ (2) (1) ~ (2) (I ) I (2) ! (3) : (,I) T (5 )P l a c ~ " ( X ) " a f t e r e a c h a s s c t Amounl i Typo (e_g, ~ Value ! Va~ue T y p e ( e g . , L Date : Value G a i n I d e n f i l yc x e m p l f r o m p r i o r d i sc l o s u r e i Code I div.. rcn~, . Code 2 [ Method buy, sell, Imm!d~yy i Code 2 . Code 1 buyer/seller/ (A-H) i urine.) (l-P) " Code3 r e d e m p l i o n ) ! (l-P) (A-t t ) - (ifprivale

( O - W ) I r a n s a c t i o n )

3 5 . ALUMINA LTD SP ADR (X) None J T3 6 . A MA ZON COM IN( COM None J T Buy 12112[09 J

37. A MER EXPRESS COMP None J T 1 3 u y 0 7 / 2 0 { 0 9 J3 8 , AMEREN CORP None J T39. AMERICAN EXPRESS-GLOBAL NOTES None J T6.15% 9/28/20174 0 , AMERICAN TOWER CORP None Sold 05/07/09(part)4 1 . Sold 09/24/09 J(part)4 2 . Sold ( Y 9 / 2 5 / 0 9 1 .I43. A MERISOURCEBERGEN CORP None J T4 4 . AMGEN IN( COM PV $.000 1 None J T B uy 06/29/09(addl)4 5 . Sold 1 1 1 2 5 / 0 9(part)4 6 . B u y 01i02/09(addl}47. B uy 01/29/09

( a d d l }a8 . ANA DARKO PETE CORP None Buy 07/06/09

49. Sold I 1/09/09 J B

5 0 . A NA LOG DEVICES INC COM None J T B uy 08/25/09 J

5 1 . ANGLOGOLD ASHA NTI LTD None J T

P 3 = S . 2 5 .0 0 0 , 0 0 1 - S 5 0 , 0 0 0 . 0 0 0 P4 =Mme than S50,000,000


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FINANCIAL DISCLOSURE REPORT [ N a m e o f P e r so n Reporting Date or~.P a g e 7 o f 40[ Tucker, Pelrese B.

6/15/2010

VII. INVESTMENTS an d TRUSTS - i .... e , r a l a e , t r a n s a c t i o n s ( I n c l u d e s t h o s e o f s p o u . v e a n d d e p e n d e n t c h i l d r e n ; s e e l a p . 3 4 - 6 0 o f f d i n g i n s t r u c ti o n s . )N O N E (No repo r table income, asse t s , or t ransac t ions . )

t , . - -~7 . . . . . . . . . . . . . . . . . . . . .. . . . . .. -7- D .D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d ~ T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g I r a s t a s s e t s ) r e p o rt i n g p er i o d o f r e po rt i n g p er i o d ,- ~1~-! . . . . . .~i .. . . . . . -6F-!- (;) ...... .. ~3-~i~; i (33~ (4~ (5~ ~P l a c e " ( X ) " a f i e r e a c h a s s e l IArnou nt l Type(e.g. . X ! a l a e ~ V a f u e Type(eg., Da~e I Value i Gain I d e n t i t y o fe x e m p t f r o m p r i o r d i sc l o s u r e I Code 1 ! d a y . , r e n t , C o d e 2 M e t h o d b u y . s e l l , mm!dd/yy ~ Code 2 ~ Code 1 buyer/scller[ (A- t t) i o ~ i n t . ) ( J - P ) ( o d e 3 r e d e m p t i o n } : i (J-p) " ( A - H ) ( i f p r i v a t e(O-W) transaclion)

52 . ANNA LY CAP MGMTINC A Dividend J T Buy 04/29/09 J(addl)5 3 . A ON CORP COM None J T54 . APA CHE CORP None J T Sold 03 /0~09 J(part)5 5 . APOLLO GROUP INC CL A None Buy 05/I 4/09 J5 6 . Sold 06/02/09 J

5 7 . Apple Computer None J T B uy 02./05/09 J( a d d l )

58 . A RCHER DANIELS MIDLD None J T B uy 02/10/09 J59. B u y 03/16/09 J(addl)

!00, A SML HLDG NV NEW YORK None B uy 08/07/09 J6 1 o Sold 10/26/09 J A6 2 . A STRA ZENECA PLC BONDS None ,t T6 3 . AT&T A Dividend J T6 4 . AUTOZONE INC NEVA DA COM None Sold 09/01/09 J A6 5 . BA E SYSTEMS (Y)

6 6 . B A N C O B V I Z ARGT SA ADR None J T B uy 09/30/09 J6 7 . BANCO SANTANDER None Sold 01/20/09 J6 8 . Bank o f A mer i ca Co rp None Sold 01/26/09 J(part)

(~ ~ : C olu mm CI t md D3) N = $2 ,5 0,0 0] - $5 00 ,0 00 O =:5500,001 - $1.0t~1,000 P I ~ ,$ 1, 00 0 .0 0 1 - $ 5, 00 0 .0 0 0 P 2 = $3 ,0 0 0 ,0 0 1 - $ Z5 ,0 0 0 .0 0 0


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FINANCIAL DISCLOSURE REPORT r ~ , ~ e o f P e r s o n R e p o r t i n g D a t e o t R e p o r tPage 8 of 40 T u c k e r , e e t r es e B . 6/15/2010

V I I . IN V E S T M E N T S a nd TRUSTS - i .co,~. , v ,~u. , ~, ,o . . a . ,~u,~o~ rho~e o:~o . . . . dN O N E (No re~rtable ~come, assets, or transactio~.)

A. B. C. D .D~ipt~a of ~ts In .me during Gro~ value at end T r a~c ti o n s d ~ i ng r c~ i a g( i n c l u d i n g ~ a~ t s ) r e in ing pef i~ of re~aing

~ (2) (31 : (4) (~)" ~~ (2) (1 ) ] (2) 0)Pla~ "(X)" af~~ a~ ~l A m o ~ n ~ ] Ty~ (e.g., Valu~ ] Valu~ Ty~ (e.g, x g m p t f ro m p f i ~ d i s c lo s u r e C~e I ] d i v . . r e n t , CMe2 M~h~ b u y , s e l l , immld yy: C~2 C~e I buyerl~llet( A - H ) o r i a t . ) ( J - P ) C~e 3 ~ d e m p t i o n ) ~ (J-P) " (A-H) (ifprlvale( Q -W ) ~ t r a n m a ~ i o n )

6 9 . Sold 0~2/09(part)7 0 . Sold 0~9/097 1 . BA NK OFAMERICA CORPORATE None J TBONDS7 2 . BA RD C R INC None Sold 05/08/09 J7 3 1 BA RRICK GOLD CORPORATION None J T7 4 . BA XTER INTERNATIONAL None J T Buy 05 /08/09 J( a d d l )7 5 . S o l d 0 6 1 0 2 : 0 9 J(part)7 6 , BECTON DICKINSON CO None .I T Buy 01/15/09 J( a d d l )7 7 . S o l d 0 5 / 1 2 / 0 9 J(part)7 8 , Buy 06101/09 J(addl)7 9 . BEST BUY CO None I T Buy 07/2 0 /09 J80. BHP BILLITON LTD A DR None J T Buy 02 /09/09 J

81 . Sold 0,~/09/09(part)82 . Buy 07/2 1 /09(addl)83. Sold 1 0 / 2 8 / l Y )(part)8 4 . BIG LOTS INC COM None Sold 03/12/0985 . BIOGEN IDEC None Sold ) 1 /09 ;~9 l


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Ia m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tF I N A N C I A L D I S C L O S U R E REPORT[ Tucker, Petrese B.

6/15f2010ag e 9 o f 4 0V I I . IN V E S T M E N T S a n d T R U S T S - i. . . . . . . ~.o, ,~=.,=ctio.~ (~., t~.~,ho~, oI, . , ,~, . .a ~, ,~.~, ~h~.e.; ~e ~. ~-~0 pining i.~,~,~o~.~

~] N O N E (No reportable income, assets, or transactions.)r ...... a . B . c . D .] De~criptior~ of Assets In co m e du rin g Gro ss va lu e a t en d Transact i ons dur ing r epor t i ng p~r iod; (in c ludin g tru s t a sse ts) repo r t in g per io d of r epor t lng per iod( i ~ [ ( 2 ) ( i ~ ( 2 )

Pl ace " (X)~ aftereach asset Amount i Type (e.g., V alu e V a lu e Type(e,g., i Date Value Gain Ident i ty ofex empt f r om p r i o r d i s c l o su i e C o d e I div. . ren t . Co de 2 Method buy. sclt , I mm/dd /yy Code 2 i Code 1 buyer/seller

I (j.p) (A-H ) ( i f pr ivateA - H ) o r in t .) (LP) Code 3 r ed empt i o n ) .i I(Q -W ) i , t r a n s a c t i o n )

,86. BLACK AND DECKER CRP COM N o n e So ld 0 5 /1 5 /0 9 J

8 7 . BLACKROCK BOND A LLOC TARGET B Dividend K TSHS SERIES C8 8 . BLACK.ROCK BOND ALLOC TARGET B Dividend K T Bu y 05 /21 /09 JSHS SERIES M (addl)8 9 . BLOCK H&R, INC None B u y 04/02/09 J90. Sold 10/95/09 J91. BMC SOFTWA RE INC None J T Sold 09!14/09 J .A(part)92 . BOEING CO - GLOBA L BONDS None J T93. BOEING COMPANY None J T Buy 06/01/09 J(addI)9 4 . Sold 07/06/09 J(part)95. Sold 1 0 , r 2 9 / ( . " 9 J

(part)9 6 . B u y 02/04/09 J(addl)9 7 . B u y 02 /05109 J(addl)9 8 . BP PLC None J T9 9 . BRISTOL MYER SQUIBB None Bu y 1 1 / 2 _ 0 / 0 9 J

I 00 . B u y 02/26/09 J(addl)I 0 I. Sold 07/20109 J A(part)

1 0 2 . Sold 07/21/09 J

(Sec Columns B1 and D4) F =$50,001 - $100,000 G = 5 1 0 0 , 0 0 t - $ 1 . 1 X ) O , 0 0 0 ttl =$l,O00.0Ol. S5,000,000 H 2 = M o r ~ I h aB S 5 , 0 0 0 , O O 02. Value Codes I = $ 1 5 . 0 0 0 o r l e S S K =SI 5.001 - 550.000 L = $ 5 0 . 0 0 1 - ~ 1 0 0 , 0 1 1 0 M =$100,001 - $250,000(Sc Colamns CI and D3) N = $ 2 ~ 0 , 0 O I - $ 5 0 0 , 0 0 0 O = $ 5 0 0 , 0 0 1 - S I , 0 0 ( L O 0 O P l = $ 1 , 0 0 0 , 0 0 1 - $ 5 ~ 0 0 0 , 0 0 0 P 2 = $ 5 , 0 0 0 , 0 O I - S 2 5 . 0 0 0 , 0 0 0P 3 = S 2 5 , 0 0 0 , ~ 0 1 - $ 5 0 , 0 0 0 . D 1 3 0 P 4 = M o r e th a n S S 0 , O 0 0 , O 0 03 . V a l u * M c l l x ~ d C o d e s O =A pptaistl R =Co st (Rea l Esta te On ly) $ =A ssessmen t T =Cash Market(Set Column C2) U = B ~ 4 V a lu e V ~ O ~ h e r W ~E, dimated


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FINANCIAL DISCLOSURE REPORT [ ~ a , ~ e o f P e , ~ o . R ~ , o . in gP a g e 1 O of 40 [ T ucke r , P e t r e ~ B . 6 / 1 5 / 2 0 1 0

NONE (No reportab& income, assets, or tr~sactions.)

D~n of ~sels I n c o m e d u r in g Gr~ v~ue a l e nd ~ T r m~ io n s d ~ i ng r e i n i ng( i n c lud ing t i n s{ a ~) reining ~fi~ o f r e ~ahg ~ r i ~ ~(0 (2 ) (0 [ (~) (0 { (2) :Place "(X)" afl ..... ha~{ ~Amo um[ Ty~(e . g . , Value ~ V a l u e Ty~(e.g., Date ~ Value : Gain ~ I~afi lyofxemptfromprlordi~Iosure [C~I ~ div.,renL C~e2 ~ Me~ buy,~l l , ~mm/dd/yy[C~2 iC~el buyed~Iler ( A H ) o r i m . ) (I-P)~ C~) r e d { m p t i o n ) J O - P ) ( A - H ) ( i f w i v a m

. . . . . . . . . . . . : ( O - W ) ~

103. BRO~COM CORP N o n e J T B u y ~ 0 5 1 2 8 / ~

1 0 4 . Sold 10/12/09 J A(part)1 0 5 . CA Inc None J T B ay 0 3 1 0 - J . - / 0 9 J(addl)1 0 6 . Sold 05/28/09 J A(part)1 0 7 . B u y 08/31/09 J(addl)1 0 8 . So ld 0 l/0 Z~9 J(part)1 0 9 . CANA DIAN NATL RAILWAY CO None B u y 0 4 1 0 6 ! 0 9 J1 1 0 . Sold 0 5 1 1 3 , ~ : ) J

1 1 I . CANADIAN NATURAL RES None J T1 1 2 . Canon I nc A DR Rep5Sh None J T1 1 3 . CA RDINAL HEALTH INC OHIO None Buy 02125/09 J! 1 4 . Sold 08/31/09 J A1 1 5 . C AR R EF O U R S A S HS None J T Buy 1 0 / 1 2 , / 0 9 J1 1 6 . Caterpi llar Inc s tock None J T B u y 07/24/09(addl)

1 7 . Sold 05/29/09(part)18. CBS Corp New None J T Sold 03118/09(part)

119. CELGENE CORP None B uy 05/27/09

1. In come Gain Co des; A =Sl,O00 o kss rl = $ 1 , 0 0 1 - 2 , 5 0 0 -S~01 - $5 ,~O0 D( S e e C o l u m n s B I an d D 4 ) F - - - S 5 0 , Q 0 1 - S 1 0 0 . 0 (X } G = $ 1 0 ~ . ( g )l - S I . O ~ O . C 0 0 F I I = ~ . 1 , 0 0 0 . 0 0 1 - $ 5 . 0 ~ 0 . 0 0 0 H 2 = M o r e th a n $ 5 , 0 0 0 . 0 0 02. Vah~ Codes .I =$15,000~ kss K = S t 5 , 0 0 1 o $ $ 0 . 0 0 0 L = $ 5 0 , 0 0 1 - $ 1 0 0 . 0 0 0 M =$100.001 - 5250,000(Scc Columns CI and D3) N = 5 2 5 0 , ~ O I - S 5 0 0 . 0 0 0 O = 5 5 0 0 . 0 0 1 - $ 1 ,0 0 0 , 0 ~ 1 P I = $ I , O C O , 0 O I - $ 5 , 0 0 0 , 0 0 0

P 3 = $ 2 5 . 0 0 0 . 0 0 1 - $ 5 0 , 0 0 0 . 0 0 0 P4 =M0~ than $50.000.0003_ value Method Codes Q =Appraisal R = C o s ! ( R e d d E s t a l O ~ l y ) S =/L~,s~smcm T --Cash Markc|( S c ( C o l u m n C~ ) O = B t ~ t r k V a l B V = O ~ h e r W =Estimated


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N a m e oF P e ~ o n R e p o r t i n g D a l e o f R e p o r tINANCIALDISCLOSURE REPORT] T u c k e r , P e l r e s e B.

6/15/2010a g e 1 1 of 40V I I . I N V E S T M E N T S a n d T R U S T S - i. . . . . . ~ = , , , . . . . ~ , i o . ~ r r , ,a , ,a ~ r h o ~ o z ~ o u , o o , ,s ~ o v . .~ o . , . h l t~ . ~ . : s ~ o ~ v . s 4 ~ o o ~ , ~ r ~ . ~ ~ . ~ , .~ . , io . ~

N O N E (No reportable income, assets, or transactions.)A. B. C. D .D e s c r l p l i o n o [ . A x s e t s I n c o m e d u r i n g Gross value a! cud T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(including trusl assets) r e p o r t i n g p e r i o d o f r c t x ~ t a i n g P e r i o d

i O) (211 ) ( 2 ) (D ~ (2) [ (3) (4) ! (5 )P l a c c " ( X ) " a f t e r e a c h a s s e ! A m o u n t T y p e ( e . g . , Value : Value T y p e ( e . g . , i Date , Value ! Gain i Idenlityof x e m p l f r o m prior disclosure C o d e 1 d i v . , r e a l , C o d e 2 i Melhod buy, sell. mm/dd/yy i Code 2 ! Code I ] buyer/seller( A - H ) o r i n t . } ( I - P I ~ Code 3 r e d e m p t i o n ) : ~ ( I - P ) ( A - H ) ( i f p r i v a t e( O - W ) t r a n s a c t i o n )1 2 0 . Sold 0 7 ~ 1 } / ~ J A(pan)1 2 1 . Sok! 09/18/09 J A122 . CENTURYTEL INC None J T B uy 0~26/09 1

123. CHESAPEAKE ENERGY OKLA None 1 T B uy 1 1 1 1 7 / 0 9 J1 2 4 . CHEVRON CORP A Dividend J T1 2 5 . CHICAGO MERCANTILE EXCHANGE None B uy 0 5 1 2 9 1 0 9

1 2 6 . Sold 07/22/09 J1 2 7 . CHUBB CORP A Distribution J T Sold 05/07/09 J(part)1 2 8 . Sold I 0/05/09 J(part)1 2 9 . Cisco Systems Inc . None J T B u y 04/09/09 J

(addl)1 3 0 . Sold 06/29/09 J(part)i 3 I . Buy 07/30 /09 J(addl)132. CISCO SYSTEMS INC - BONDS None J T Buy 06/25 /09 J133. CITIGROUP INC None ] T B uy 12/17/09 J134. CITIGROUP INC - SUB NOTES None J T135. CITRIX SYSTEMS None J T B uy 10/09/09 J136. CMA MONEY FUND None K T O p e n 0 5 1 0 5 1 0 9 K

I . I n come Ga in Codes : A =SI,00 0 o r less B a S1 .0 0 1 - S2 .5 0 0 C = ~ 2.501 - SS,~O0 13 =$5,001 - S15.000 E =S15 . 001 - $50 . 000(S~ Co lu m n s B I a n d D4) F =S5 0 ,00 1 - S]0 0 ,0 00 G = 5 1 0 0 ,0 0 1 . S1 .0 0 0 .0 0 0 H 1 =$ 1, 00 0 ,0 0 1 - $ 5. 00 0 ,0 ~0 H 2 = Mo r e t ha n 5 5 ,0 0 0. 0 00

2 . Va l u e C o d e s J =-~15,1~0 or k.~ K =S15 , 001 - 550 .000 L(Se e Co lu mn s CI a nd D3) N =$2 50 ,0 01 - $5 00 ,0 00 O =5500,1"101 - $1,000.000 Pl =11 ,000 ,001 - $5 ,000 ,0G0 P2 =$5 , 000 , 001 - $ 25 , 000 .000

P3 =~ .25 , 000 , 00 t - 550 .000 .00 0 P43. V a lu e ?4e~ho d Co des O =A ppr a is a l R =Co~t (Real Eslale Only) S =Asse ssmen ! T =Cash M~akl "

(gee Column (.2) U = B o o ~ V a l u e V =Other W =Es t ima ted............................................................................................


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FINANCIAL DISCLOSURE REPORT [ N a m e o f P e r s o n R e p o r t i n g Date of ReportPage 12 of 40

] T~k,~, eet~e a. 6 / l s r ~ 0 | 0VII. INVESTM ENTS a nd TRUSTS - i. ....... t = . . , r a . , ~ . io ~ t t. , lu a . * , h o ~ .

N O N E (No reportable income, assets, or transactions.)

IA. ~ ~ . c.

~cf ipt ion o f A~ l s [ I n c o m e d u r i ng Gro~ value at end~ ( inc luding t~ a~ets) ~ rc~aing ~i~ of re~ng ~ri~

cxtmpl from prior di~l~ure [ C~e I [ di ..... l, ~e 2 Meth~ b u y , ~ 1 1 , ~ m m / d d / y y C~e 2 : C~e I ] buyer/~lle,_ ; (Q-W) ; ~ t)a~ctio~).......................................

137. CMS ENERGY CORP None J T B u y 06 / 011~ J138. Buy 06 /08/09 J( ~ d d ) )139. CNOOC LTD A DR None B u y 04/16/09 J

1 4 0 . Sold 06/29/09 J A141 . Coca Cola Corn None J T Sold 05/07/09 J(part)1 4 2 . Sold 07/24/09 .I(part)143 . Colg a t e Palmol ive None Sold 06/25/09 J A(part)1 4 4 . Sold 07/20/09 J A1 4 5 . COLUMBIA VA LUE & None J TRESTRUCTURING FUND CL Z146 . COMCA ST CORP- BONDS None J T147. Comea sl Corp New CI A None J T148 . Compu te r Sc i e nce Crp None J T1 4 9 . Conoco Phi ll ips A Dividend J T Sold :05,r26/09 J(part)1 5 0 . Buy I 1 / 1 9 / 0 9 ~ J(addl)1 5 1 . CORNINO INC None J T B uy 12/16/09 JI52. COSTCO WHOLESALE CRP DEL None Sold 04120/09 J1 5 3 . COVIDIEN PLC SHS (FORMERLY None Sold 04/02/09 JCOVIDIEN LTD) (part)


13/40

Iame of Person Reporling Dale of ReportFINANCIAL DISCLOSURE R E P O R T[ Tucker, Petrese B.

6/15/2010age 13 of 40VIL INVESTMENTS al ld T~USTS - ;~eo . . . . ,due . ~,~io~ fl~tl~s ,*~, ol~ ~ ~ ~ilgr~; s,~ ~. 34~ o;fa~ inst~aio~.~

N O N E (So re~rtab[e income, assets, or transaction.)A. B. ~ C. D.

Deception of A~ l~me dudug [ Oro~ value at c~ Tran~ctions during re~ng period(including t~ a~ts) re~ing ~6~ of re~ing ~fi~

Pla~(X)" a~r each a~l A~nt Ty~ (e.g. Value ~ Value ~ype(e.g., I Dale ~ Value Ga~ ldentily ofcxem~ from ptlor di~losu~ C~e 1 div., renl, t C~e 2 *~lMethod boy, ~11, m~d~yy ~ C~e 2 C~e 1 buyer/~ller(A-H) [ orint,) ~ (J-F) : C~e3 tedemplion) [ ()-P) ~(A-H) (ifpfiva~e

~ (O-W) Iran~ion)

1 5 4 . B u y 05/I 4/09 J(addl)155. Sold 07/2Z~ J( p a r t )1 5 6 . Sold 07/23109 J1 5 7 . CUMMINS INC None J T Bu y 04/27/09 J1 5 8 . Buy 07/21/09 J(add l )159 . CURRENCY SHARES EURO TR None J T160 , C VS C A R E MA R KC OR P None J T Bu y 05 /07/09 J1 6 1 . Buy 0 7 1 2 4 1 0 9 J

(addl)1 6 2 . Sold I I/11/09 J(part)163. DA I NIPPON PRTG (Y)1 6 4 . DA IMLERCHRYSLER NA A Interest J THOLDING-BONDS 6.5% 11 /15t20 131 6 5 . DANA tIER CORP DEL None J T Sold 07120/091 J(part)1 6 6 . DARDEN RESTAURA NTINC None Buy 06/2 2 /09 J1 6 7 . S o l d i ( 1 8 1 3 I ~ T ) 9 J!68. DEERE CO N o n e B u y 05/07/09 J( a d d l )1 6 9 . S o l d 1 0 1 2 8 / 0 9 J

1 7 0 . Dinged PLC SPSD ADR N o n e S o l d 03/26/09 J


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FINANCIAL DISCLOSURE REIORT [ ~ . . .e o t ~ e ~ o . ~ < e p o , t .g a n t eP a g e 1 4 o f 40[ Tucke r , P e t~ s e B . 6 / 1 5 / 2 0 1 0

VII. INVESTMENTS and ~USTS ..i,,o,,. ~t,,.t .... tio~anaud~aseof~use~ddepeadentchadren;seepp. M~Ooffilingi~t~aio~.)N O N E (No rep or table income, asse t z; or t ransac t ions . )

[ ~i~ion of A~ets In,me dur ing Gr~s va lue a t end ~ Tran~ct ions dur ing r~ing(i~luding ~rust ~ets) reining ~fi~ of te~ing ~r~(1) (2) (1) (2) ; (I) } ( 2 ) : ( 3 ) ~ ( ~ ) (5 )~ Pla~(X)" after each asset A m o u n t Ty~ (e.g ., Value Vatue ~ Ty~(e .g . , ~ Date ,. Value ~ Gain Idemi~ of, excm~ from pr~r di~losure ~ C~I d i ~ . , r e i n , C~e 2 Met~ ; ~y. sell. [mm/dW yy : C~e 2 : C~e I buye,/~ller ( A - H ) o r i n t . ) ( J - P ) C~e 3 ~ federat ion) (J-P} ~ {A -tl) (ifpfva le

(Q-W) I=nsa~io~)

171. DIA MOND OFFSHORE DRLNG A Dividend J T B uy 07 /30 /~ J(addl)1 7 2 . B uy 01!15/09 J(addl)173. DIRE~ GROUP HLDNGS CLA None J T B u y ~/21!09 J

1 7 4 . DOW CHEMICAL CO None B uy 01115/09 J(addl)1 7 5 . Sold 02/05/09 J

(p~)1 7 6 . Sold 02 /20 /09 J(pan)1 7 7 . Sold f l 3 / 0 5 , ~ 3 9 J

i78. DWS DREMA N HIGH (Y)

1 7 9 . E M C CORPORATION MAS None J T Sold 07/28/09 J(part)1 8 0 . B uy 05/01/09 J

(add l )1 8 1 . B uy 06 /03/09 J(add l )1 8 2 . E ON A G None Sold 03/23/09 J(part)1 8 3 . Sold 07/23/09 J

1 8 4 . EASTON VANCE LARGE CAP None J T Buy 04/03/09 J

1 8 5 . EBAY INC None J T B u y 11/12/09 J

1 8 6 . EDISON INTLCALIF None J T B u y 03/09/09 J

1 8 7 . EMERSON ELECTRIC None J T Buy IM/09/09 J


15/40

Name of Person R~perling Date of ReportINANCIALD I S CL O S U RE R E P O R T[ Tucker, Petrese B.

6/15/2010a g e 1 5 o f 40V I I . I N V E S T M E N T S a n d T R U S T S - ~ ...... ,a..., ..... i o t t $ ( I n c l u d e s t h o s e o/spouse and dependent chi ldren; , pp. 34.60 of fding

N O N E (No reportable income, assets, or transactions.)

Descriplion o( As~ Income during Gross value zt end i Transactions during rcp~rling p~riod(including trust assets) rep~aing period o( reporting period ~0)!(2) (I) I (2) (I)

! (2) ~(3) (4)(5)

Place "(X)" after each asset Amount TYl~ (e.g ., Value Value i Typ~ ( e . g . , Da~e ! Value Gain Identily ofCxcmpl from prior disclosure Code I die., renl, Co d~ :2 , Method *! buy, sell, mm/dd!yy i Code 2 Code I buye~/~ller( A - H) ,. or inl.) (J.p) i Code 3 ~ r c d c m p l i o n } [ (J-P) ( A - H) (il-private

: ( Q - W ) i I Iransacron}

1 8 8 . Sold 0 8 / 0 , ~ / 0 9 J A( p a r t )1 8 9 . B uy 09/10/09 J( a d d l )190 . EMCANA CORP None Sold 11/17/09 J

191 . ENI S P A Sponsored A DR None Sold 09/18/09 J192. ENSCO INTL LTD SPNSR ADR No ne J T Sold 04/20 / 09 J(FORMERLY ENSCO INTL INC COM) (part)193. ESPRIT HOLDINGS LTDADR None J T Buy 05/04/09 J1 9 4 . EXELON CORPORATIONS None Sold 05/07/09 J1 9 5 . EXELON CORP BONDS 4.9% 6/15/201 5 None J T1 9 6 . EXPEDIA INC DEL (X) None Sold 01 /21 /09 l1 9 7 . Express Scr ip ts lnc Co rn None Sold 08/04/09 J A1 9 8 . Exxon Mobil A Dividend J T Sold 04/13109(part)1 9 9 . Sold 05/11/09(parl)200. Sold 0 8 1 1 7 1 0 9

( p a r t )201. Sold 08/I 8/09(part)202 . FAMILY DOLLA R STORES A Dividend B uy 05 /11 /09

1 2 0 3 . Sold 07106/09 J(part)204, Sold 10/26/99 l


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FINANCIAL DISCLOSURE REPORTPage 16 o f 40 " r , , c ~ , e , - , ~ e t , - ~ B. 6 1 5 / 2 0 1 oV I I . I N V E S T M E N T S a n d T R U S T S - - i n c . . . . . . ~ . o , trat~sactiong (Includes those of spous, and det>ende nl children; see pp. 34-60 of f i l ing instructions.)

NONE (No reportable incom~ assets, or transaction.)~ . ~ ~ . c. .................. 6. .........................D~cription of ~ssets I~ome dur ing G~s va l ue z l e~ Tr a~o i on s du r i n g ~o l n g ~ r i ~

(in cluding tru st a~ts) repo rting pefi~ o f r e ~ i n g(] ) ~ (~) O) (Z) O) (2) (3] (n) (5 )Place "(X)" a~er e~h as~l A m o u n t T y p e ( e . g . , Vzlue Value Ty~exempt from prior di~l~r [ Co~ I d i v . , r e n t , C~e 2 MeI~ buy, sell. ; m m f d d / y y C~ 2 C~e I " buyer/seller( A - H ) " o ~ i n l .) ( J - P ) ~e 3 r e d e m p t i o n ) : ( J - P ) ( A - H ) ( i f p r i v a t e(Q-W) tran~clion)

205. FED NAiL MORTGAGE A SSOC -7.125% A Interest J T6/15 /2010206. FED HOME LN MTG CORP-5.1LS% A IntereSl Redeemed 01 / 15~ 9 J7/15/2015207. FED HOME LN MTG CORP-6.125 % A Interest J T3 / 1 5 1 2 0 1 2208. FED tlOME LN MTG CORP-4.875% None J T

I 1/15/0132~. FED HOME ~ MTG CORP-5.125% None J T7/15~012210 . FED NATL MTG A SSOC-5% 5 /11 / 17 A Interest Redeemed 06 / 2 5~ 9 J A211 , FED NA I~L MTG ASSOC-4.75% A Interest K T B u y 01/15 /09 J1 2 / I 5 1 2 0 1 0 (addl)212 . Redeemed 05/12f09 J(part)213. FED NATL MTG ASSOC-4.75% A Interest Redeemed 06/15 /09 J1~15~010214. FED NAIL MTG ASSOC-5.375% None Redeemed 06/03/09 I A7/15/2016215. FED NAFL MTG ASSOC-6 .125% A Interest J T3/15/2012216 . FHLMC GI 05 50% 20 21 A [nteresl J T217. FHLMC GO 343205 50% 2037 A Interest J T218. FIDELITY A DVISOR NEW None Sold 04/03/09 J219. FLOWSERVE CORP None J T B uy 0 9 / 0 8 1 0 9 J220. FMC TECHS INC None J T B uy ] 1/09/09 J

221 . B uy 1/10i09 J(addl)

3, Val~ Mcl~ C~S ~ 0 = A p p ~ a i ~ t R ~ (R~I ~a~e ~ly) S ~ssmenl T =~sh M ~ kc l


17/40

FINANCIAL DISCLOSURE REPORT [ N . ~ , e o f P . . .. R e p o . i . ~Page 17 o f 40 I /15/2010VH. INVESTMENTS and TRUSTS - i ....... . a , o , transactions (lnclud,s tho~e of spo .. . . d dependtnt thildrtn; see pp. 3t-60 of J-aing instructions.)[~] NONE (No reportable income, assets, or transactions.)

A . ft. i C. ] D.D e s c r i p t i o n o f A x s e t s I n c o m e d u r i n g ] G r o s s v a l u e a t e n d i T r a n s a c l i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) . r epo r t i n gpe r i od i o f r e p o r t i n g p e r i o d(l) (2 ) ! 0} ( 2 ) ; O) I ~-~-. (3) ! (4) ( 5 )

C o d e 1 ~ "e x e r u p t f r o r u p r i o r d i s c l o s u r e d i v . , r e n t , i C o d e 2 M e t h o d : buy, sell, mm/dd!yy [ Co de 2 : Code 1 boyer/seller(A H) o r i ~ t . ) (J-P) C o d e 3 " r e d e r u p t i o n ) I (I-P) (A-H) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )........................................

2 2 2 . FNMA PI90391 6% 2038 B Interest K T223. FNMA P725690 6% 2034 A Interest l T Redeemed 09/17/09 J A(part)224. FNMA P735580 5% 2035 A Interest J T

225. FNMA P745275 5% 2036 None ! T Buy 07115/09 J226. B uy 0 9 , r 3 0 / l Y ) J(addl)227. FNMA P745944 5% 2033 A Interest J T Redeemed 06/19109 J A(part)228. FNMA P745946 5% 2036 A Interest J T229. FNMA P888129 5.5% 2 037 A Interest J T Redeemed 03119/09 J A(part)230. FNMA P889579 6% 2 038 A Interest J T Buy 09/14/09 J(addl)2 3 ! . Redeemed 09130/09 J AL ~ I 2 . FNMA P889982 5% 20 38 None Buy 07115/09 J233. Redeemed 09/30!09 J A234. FNMA P910332 5% 2 037 A Interest Redeemed ( ~ 9 / 2 5 / 0 9 J A235. FNMA P912872 5.5% 2037 A Interest Redeemed 09/24/09 J A236. FNMA 1"916493 5% 2037 A Interest Redeemed 09/25/09 J A237. FNMA P934643 5% 2038 A Interest J T B u y 02 /25 /09 J238. FNMA P967524 6% None Redeemed 08/17/09 J A


18/40

FINANCIAL DISCLOSURE REPORT [ Name of Person Reporting Date of ReportPage 1 8 o f 40 I T u c k e r , P e tr e s e B . 6 / 1 5 1 2 0 1 0!V I I . I N V E S T M E N T S a n d T R U S T S -,, . . . . . . . . i.o, transactions (Includes those of spouse and dependen! children; see pp. 34-60 oLliling instructions.)l-~ N O N E (No rep or table income, asse t s , or t ransac t ions ,)

c. " ............ 87 ......................Description of Asset5 : Income during Gross value at end Transactions during reporting period

i (including trust axsets) reporling period of reporting period[--~;~ ~ 2) ~l) (2) - ( 1 ) . . . . . . !-8i--


19/40

FINANCIAL DISCLOSURE REPORT r ~ a ~ , e o f P e , ~ o , , R . t , o . ~ o g D a t e o t R e ~ o .Page 19 of 40 " n , c k e , - , e e t r e s e B . 6 1 1 5 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - i,,.o . . . . . . t , , . , , . . . . . . ,,o., ~ t . .t ~ . . ,h o , e o z , ~ o . , e . ~ ~ m ~ , ~,~.~; ~.~ ~.N O N E (No reportable income, assets, or transactions.)

De~fp t io n o f ~ l s ~ I~me d u fng Gr~ value at end Tran~c t i on s du r i ng ~a ing(including trust a~ts) re in in g ~r it~ o f re~a in g ~r i~

C~e 1 d i v . . r c n t . C~e 2 Me~h~ buy,~l l , m m / d d / y y C~e 2 C~e I b u y e t / s e t l ~ rxem~ from prbr di~losure ~ I (A-tt}o r i n t . ) ( J - P ) C o d e 3 t c d e m p t i o n ) ( J - P ) { A - I t ) ( i f p r i v a t e.~ ~ ( O - W ) t r a n s a c t i o n )

256. GENWOR~ FINA NCIAL INC COM CL None J T Buy 05/05 ,"~ JA~7. GENZYME CORP None Sold 05 / 07 / ~ J258. Gilead Sc iences IncCom Nonc J T Buy 04/07/09 J( ~ d d 02 5 9 . S o l d 0 2 / 0 5 / 0 9 J A(part)260. Buy 05/13/09 J(addIt261. Sold 08/21/09 J A(part)262. GLAXOSMITHKLINE CAPITAL-5.65% None5/15 /2018263 . Gl axoSmi thKline PLC A DR A Dividend J T264. GOLD FIELDS SP ADR NEW (X) None J T265 . GOLDMA N SACHS GROUP INC None J T B u y 03/13i09 J266. B uy 04/02/09( a d d t )2 6 7 . S o l d I I [02!(F)(part)268. B uy 1 0 1 1 3 / 0 9(addI t26q. GOLDMAN SA CHS GROUP INC- None J TNOTES270 . GOOGLE INC None J T B ay 02/12/09( a d d I )271 . GROUPE DANONE(X) None Sold 03~0109272 . Hal l ibu r t on Company None J T Sold 08/03 .~9 J(part)


20/40

FI NANCI AL DI SCLOS U RE REPORT ~ .... ! e ....Reporting .ate of ReportPage 20 of 40 T u c k e r , e e t~ ~ . 6 / 1 5 / 2 0 1 0

~ NON E (No re~rtable incomG ~sets, or transaction.)A. ~, C. O. .....................De~prion of ~ls In.me during Gr~ v~ue at end Tran~ction~ during ~ing ~ri~

(inclu~ng tm~ ~) I r e ~ i n g ~ of re~Jng ~fi~ :0) ~ (~) 0) (2) (0 ~ (~) O) (a) " .......(~-Pla~ "(X)" after each m~t mount ~ Ty~ (e.g., Val ue Va lu e Ty~ (g., ~ Date : Value Ga in Iden tityexem~ from prior di~l~ure C~* 1 [ div . , ~n t , Code 2 Meth~ buy, ~ll , ~mm/d~/~y C~e 2 ~e I buyer/seller(A -H) l o r i n t . ) (J-P) C~e 3 federation) (J-P) (A -Ill (if private

( Q - W ) I ran~cl ion)

273. HAKBOR IN~RNATIONAL (X) N one J T

274. HARRIS STRATEX NETWORK None J T Buy 01 /23/00 J275 . HARTFORD CAPITAL None J T Bu y 04/03/09 J276 . Har t f o rd F in anc i a l Se rv i c e s i n None J T Sold 03/09/09 J

(part)277. HARTFORD FINL SVCS G RP-6.3% None Redeemed 02 /26109 J3/15/2018 SENIOR NOTE (part)278. Redeemed 03/03/09 J(part)279. Redeemed 03/06/09 J280 . HA RTFORD GROWTIt(X) None Sold 04,03/09 J28 1 . HA SB R O INC C OM None Sold 06 /01/09 J2 8 2 . Hess Corp N o n e J T B u y 0 6 / 0 1 / 0 9 J

(addl)283. So ld 06 /17 /09 J(part)284. Hewletl Packard Co N o n e J T So ld 0~25109 J

(part)2 8 5 . So ld 05 /08 /09 .I(part)286, B u y 12 [16 /09 J

(addl)287. So ld 07 /06 /09 J( p a r t )288. So ld 03 / 02109 J(pa~,)289. Home Depot lnc N o n e J T


21/40

FINANCIAL DISCLOSURE REPORT N .... r P e , - ,o , , R e ~ , ,g D a t o t R e p o , tPage 21 of 40 Tucker , P e t r e se B . 6 / 1 5 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - i ......... ~,, ~ ,~io~, and~ ,~o~ o~ o . . . .~ ~ m a ~ , ~ , ~ : ~ ~ . ~o o~ ~ ,~ i~~o .~ .~~ N O N E (No re~rtable income, assets, or transaction.)V A. B . C . ~ .

Dt~ripl~n of ~els ln~ du~ing Gro~ va l u e a t e nd Tran~ctlo~ during ~fling ~ri~(including t~t a~ts) re~ing ~r~ of reining ~ri~A m o u n ~ ( I ) (2 ) (1)l (7) (I) ~ (2) (3)Place(X)" after ~a~ asset Ty~ ( e_g . , V a lu e V a lu e Ty~ (g., ;~ Dale V a l u e . : G a i n ] I~mity ofexemp t f r om p r i o r d i s c l o s u r e I C~e I d iv . , r ent . ~e 2 Meth~ ~y, sell, ~mm/dd/yy ; C~ 2 C~e I . buyerlseller(A-H ) or i n t . ) (J-P) ~ C~ 3 r edempl ion) ~ (l-P) (A-H ) ( i f pfiva le

. (Q -W ) , ~r an~c t i o n )

2 9 0 . Honeywell Intl Inc Del N o n e l T Hu y 09 /11 i (D2 9 1 . Sold ] 12/14/~ J A~a r t )292 . Sold 05/08/~ J

(parl)293 . HO~ HOTE~ & RESORT N o n e S old 01126~9 J2~. Sold 01130~9 J295. HUDSON CITY BA NKCORP INC None J T Buy 07116/09 J

1 2 9 6 . IMBCORP4.47% 11/19/2012 None J T297. IMPALA PLA TINUM SPON A DR (X) None J T298. INGERSOL-RAND PLC(X) None J T299. Inlel Corp A Dividend J T Sold 08/07/09 J

(part)3 0 0 . B uy I 1/16/09 J301. B uy 03/02/09 J(addl)302. Sold 0~25/09(part)303. tnternat . ;oual Business Machines A Dividend J T Sold 1 2 / 1 6 / 1 0 9 J A(part)304. Buy 0 . ~ ! 3 0 / 0 9 J(addJ)305. INTL PAPER CO None J T Buy 08/3t/0 9 J306. B u y 09/01/09 J( a d d J )

P3 ~S25.~,~1 - S50.1~.~ P4 =More Ihan


22/40

FINANCIAL DISCLOSURE REPORT [ N .... t P e r . ~ o n R e p o r t i n g Dat, of ReporlP a g e 2 2 o f 40I Tucker, Petrese B.

6/15/2010

N O N E (N o rep or t ab l e i ncome , ~ se t s , or t ransac t i ons . )Des~i~ion of ~Ls~ts l~ome dur ing ~ Gr~ val~ a t end T~c f io n s du r i n g r e ~a l n g ~ r i ~(i~luding ~st ~s) r e ~ r f i n g ~ r i ~ 11 of re~ing ~ri~

(~ ) (O (2) O)Pla~ "(X)" after ca~ a~et l A~ u ~ t [ Ty~ (e.g., Value Value Ty~ (e .D,. . . . pl from prior di~losu rc ] C~e 1 ~ di . . . . . . t, : C~e 2 ] me th ~ b u y . ~ 1 1 . ~ , m ~ d d / y y ~A - H ) o r i n l . ) ~ ( J - P ) [ C~e 3 r e d e m p t i o n } ] (J-P) ( A - H ) ( i f p r i v a t e307 . IVA NHOE MINE S L ~ (X) None J T308. JANUS FORTY FD CLA (FORMERLYJANUS A DVISOR FORTY)309. JANUS FORTY FD CL I None J T B u y 1 0 ! 1 9 / 0 9 J310. JC PENNY None Bu y 09/11/09 J3 1 I . Sold 12/16/09 J(pan)312. Sold 12/17/09 J313. JENNISON SMALL COMPANY (X ) None J T314. JOHN DEERE CORP - GLOBAL B ONDS A Inlerest J T7% 3/15/2012315 . JOHNSON AND JOHNSON A Dividend J T Sold 01/06 /09 J316. Sold 05/27/09 J

(part)317. Sold 07/09/09 J(part)318. B u y 10/28/09 J(addl)319. Buy 05/20/09 J(addl)320 . JOHNSON CONTROLS None J T B uy ( 1 7 / 2 1 / 0 9 J321 . JOY GLOBA L INC None J T B u y 09/21/09 J322 . JP Morgan Chase & Co None J T B u y 03!13/09 J(addl)

Sold 11/26/09 J(part)

{


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FINANCIAL DISCLOSURE REPORT Sa~.e ot~e~. R~.g a a , e o f . e ~ o .Page 23 of 40 Tucker, Petrese B. 6 / 1 5 P , . , 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - ; ........ ,.o, ~,~..,o.s a .c t .a . , ,ho~o o i .~o . . . . . ~ ~c~ . .a o . ,ch . . . . . :.o~ , . . ~4~o o i~ , i .~ ~ . . - . .io ,~ .~N O N E (No repo r table income, asse t s , or t ransac t ions . )

A. B , C. D,D e s o - J p t i o n o f A s . ~ t s I n c o m e d u r i n g Gross value a t en d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(including tru~ a . ~ e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

-~, (-) O) i (~) 0) l (~) ~ (3) (4) (5 )P l a c e " ( X ) " a f t e r e a c h ~ s s e t A m o u n t i T y p e ( e . g ., Value Value Type(e.g., i Dale ~ Value Gain I d e n l i t y o fe x e r n p ! f r o m p r i o r d i s c l o s u r e C o d e 1 ~ d l v , , r e n t , C c , d c 2 ! M e t h o d b u y , s ~ : l l , !mrn/ddiyy , Code 2 : Code 1 b c z y e r / s e l l e r(A-H) ! o r i n l . ) ( J - P ) : C o d e 3 r c d c m pl i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e( 0 -W ) tran~clion)...................................... ~ ...........................t 324. Sold 07/10/D9 J (part)325 , JP MORGA N CHASE BONDS None J T326. JUNIPER NETWORKS INC None Sold 04/06/09 J A

327. Kimberly Clark N o t r e J T328. KING PHARMACEUTICALS II",IC None Sold 06./22/09 J329. KIRIN BREWERY LTD SP ADR None J T Sold 05122/09 J(part)330. KOHLS CORP W1SC PV ICT None Sold 05/07!09 J A331. KOREA ELEC POWER SPN ADR (X) None J T332. Kraf t Foods Inc None J T333. KROGER CO None J T Sold 06/03/09 J

(part)334. Sold 06/15/09 J(part)335. Sold 09/28/09 J(part)336. Sold 02 /02 /09 J(part)337. KTCORPADR (X) None Sold 03/18/09 J338. L-3 COMMUNICATIONS ItOLDING None J T Sold 08/10/09 J(part)339. LEXMA RK INTL INC CL A None Sold 07/22/09 J340. LINCOLN NTL CORP None Sold 04/26/09 J(pan)

P3 :S~,~,~l - S50.~.~ P4 = M o r e( ~ e C o l u m n C 2 ) O =B~ Val~ V =~he~ W =E~ima led


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FINANCIAL DISCLOSURE REPORT N a m e n r P e r s o n R e p o r t in g D a | e o f R , p o r IPage 24 of 40 Tucker, Petrese B. 6115/2010V I I . IN V E S T M E N T S a n d T R U S T S - ~ , , . .. .. . , ~ o ,. ~ n ~ c , i o ~ s a , , a , , ~ , ~ , ~ e o . f - ~ , , , o , ,s ~ , , ~ , ~ , ~ , e , , ~ , . ,, , c h i ~ d , ,n ; , , ~ , ~ , . J ~ - ~ O

N O N E (No repo r table income, asse t s , or transac t ions . )) A. B. C. D,

l Descr ip tion o f A sscLs In co m e du r in g Gro ss va lu e a t en d Tra n sz c lio n s du r in g repo rt in g pe rio dI ( inc luding ~rus l asse ts) repo r t ing per iod o f r epo r t i ng pe r i od

O) (2) (D (2) (D I (2) : (3) :, (~) TPlace " (X)" afle r each assc t A m o u n t : , Type(e.g., V a l u e V a l u e Type(e.g., [ Dale i Value Gain Iden | i ly ofex cm pt fro m pr io r d isc lo su re Co de I : d iv ., r en t , Co de 2 Method bu y, s el l I m m / dd /y y ! C o de 2 " C o de 1 buyer/seller(A-H ) or i n t . ) (J-P) Cod e 3 redempl lon) [. i (J-P) (A-H) ( i f pr iva te(0-W) ] I ransac t ion)

341. Sold 0 5 / 1 5 / 0 9 J342 . LLOYDS TSB GROUP SPD None J T B u y 08 /06 /09 J343 . Lo ckheed Ma r ti n Co rp None J T B u y 01/23109 J

(addl)344. So ld 0 2 /0 9/0 9 J

(part)345. So ld 07 /20 /09 J

346 . So ld 08121/09 J(part)347. Loews Corp (X) N o n e J T348. LORILLARD INC None J T Buy 08/03/09 J349. S old 07 /06109 J A3 5 0 . LOWES COMPANIES N o n e J T B u y 07/20 /09 J

351 . MARATHON OIL CORP N o n e J T Bay 07/09 /09 .I( a d d D352. MARA THON OIL CORP-6% 10 /01/20 17 None J T353 . MARSH & MCLENNAN COS INC None Sold 04/23/09 J354. MASTERCARD INC None J T B uy 06/10/09 J355. MATIEL INC COM None J T

356. MCGRAW HILLCOMP None 1 T B uy 08/28/09 J357. MCDONALDS CORP None Sold 03/24109 J A


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F IN A N C IA L N a m e o f P e r s o n R e p o r t in g D a t e o f R e p o r tDISCLOSURE REPORTI Tucke r , Pe l~ . s B.

6/15 /2010age 25 of 40

NONE (No re~rtable income, assets, or transaction.)A . B. C. D,

~plion of~ls I~om dur ing Gr~ value at end Tran~Oioas d~ting repogiag(including t~st a~ls) ~ repoa ing ~ r i~ o f r e ~ i n g(2 ) O) (2) 0) (21 (3) : (4)p l a ~ " ( x ) ~ after each ~ssel ~ o u n t ] Ty~ (e.g.) Value V a ) u e Ty~ (e.g., Date , Value Gain . I d e n t i ty o fxem~ from prior di~lo~rc ~ I [ d i v . , r e n t , ~d e 2 Mcth~ b u y , s e l l , [mm/dd/yy : C~e 2 ; Code I( A . H ) [ o r i n t _ ) ( J - P ) . C~e3 r e~m~ion) i ~ (J-P) (A-H) ( i f p ~ v a ~ e

~ i ( O - W ) : t r a n s a c t i o n )358. MCKESSON CORPORATION COM None Sold 05/19/~ J359. MEAD JOItNSON NUTRTION CO None J T B u y 12/18/09 J360. Medco Health Solulions None J T

361. Medlronic Inc. Corn None J T Sold 01/06/09(part)362. MERCK A ND CO INC (FORMERLY None J T B u y 1 9 - / 0 7 / 0 9Merck & Co lnc) (addl)363. Metl ife Inc None J T Sold 01/14/09(pan)364. B ay 05/20/09(add l )365. METLIFE INC-SENIOR NOTES None Sold 0 3 1 1 3 1 0 9366 . MFS RESEARCH BUN CL A (X ) None Sold 04/03/09 J367. MFS RESEARCH INTL FUND (X) None Sold 04103/09368. Microsof t Corp A Dividend K T Sold 03/02/~9(p~t)369. Buy 05 /20AD(addl)370. Buy 07/06 /09(addl)371. Sold 11/04/09(part)372. MITSUI SLIMITOMO INS (X) None J T373. FIA CARD SRVS NA RASP(FORMERLY A Dividend J TML Bank USA Rasp Money MKT)374. MONSA NTO CO NEW DEL COM None Sold 10/28/09 .I A

(See C ~ u m n ~) U =~k Value V =O1~ W =E~ima tcd


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FINANCIAL DISCLOSURE REPORT I f.~me 01" Pe r so n Repo r t i ng Date o ! Repo r tP a g e 2 6 o f 4 0 I " r - e k e s , P e u - ~ s e a . 6 ~ 5 a 0 ~ 0V I I . I N V E S T M E N T S a n d T R U S T S -. income. , alue, t ~ n s a c t i o a s ( I n c l u d e s t h o s e of spouse and aep enden t ch i ldren: see pp . 34 . .60o f f i l ing i n s t r u c t i o n s . )---] N O N E (No repo r table income, asse t s , or t ransac t ions . )

Descr ip t ion o f Agse ts ~ In co m e du rin g Gro ss va lu e a t en d Tra n sa c tio n s du r in g r epo rt in g per io d( inc luding t rus t asse ts) . repo r t ing per iod of r epor t i ng per iod0) (2) (1 ) (2 ) i (3) (a ) (5 )o Value Gain Iden t iD, o fla c e " (X )" a fte r ea ch a sse t A mo u n ! , Type (e .g ., V alu e V a lu e Type (e~g., ] Dale i .cxcmp l f r om p r i o r d i s c lo s u r e I COd~ I i dlv ., r en l, Co de 2 Melhod buy, sell, imm?dd!yy ! Code 2 C o d e I buyer/seller(A-H ) o~ in t . ) ( t -P) Cod e 3 redempt ion) (t-P) (A - W) ( i f pr ivate(O -W J t ra o saction )

375. MORGAN STANLEY - NOIES N o n e J T376. MOSIAC CO None J T Buy 06/30:09 J377. MOTOROLA INC(X) None J T378. MURPHY OILCORP None J T Bu y 07120/09 J379. NA BORS INDUSTRIES LTD None J T Buy 1 1 / 2 3 , : 0 9 l380. NATIONALOIL WELL VARCO None J T Buy 04/14/09 J381. B uy 07/21/09 J(addl)382. Nestle S A Rep RG ADR (Y)

383. NEW YORK CMNTY BANCORP None J T B uy 01123/09 J384. NEWCREST MNG LTD SPN A DR (X) None J T385. NEWMONT MINING CORP None J T386. NEWS A MERICA INC 5 .3% 12 /15 /2014 None J T387. NIPPON TELG&TEL SPDN A DR None J T388. NM HOUSEHOLD FIN CORP None Sold 06/12/09 J389. NOBLE ENERGY INC None J T390. Nok ia Cusp None J T

391. NORTN TRI3STCORP None Sold 09/18/09 J

3 . Va l u e Mc lh~ Codes 0 =Ap~ai~l R


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FINANCIAL DISCLOSURE REPORT I N a m e o f P e r s o a R e p o r t in g Date of ReportPage 27 of 40 Tucke r , P e t r e se B . 6 /15 /2010

V I I . I N V E S T M E N T S a n d T R U S T S .. into ..... rue. transactions (Includes those of spouse and de~ndent church; $11 pp. 34~0 of fdlng ia~caons.)N O N E (N o re~ r t ab l e i ncome , as se t s , or t ra t ~ac t i ons . )

a. B . C. D. i~iption of A~Is In.me dur ing Gro~ value at end Tran~o i ons du r i ng r e . fl i ng ~ r i od ~( i n c l ud i ng l~t ~e~) I re~ing ~fiod of repor t i ng ~ H ~ !

--(~ ~ (2) (1) (2) (1 ) (2) (3) (~) i (5 )Pla~ "(X)" aft= each a~l A m o u n t Ty~(e.g. , Value Value Ty~(e.g., Date ~ Value ~ Gain [ Idenlilyof ~e x e m p t fr o m p r i o r d i ~ l o s u r e C~e I d i v . , r e n t , C~e 2 Mel~ b u y , ~ 1 1 . m m / d d / y v C~e 2 ~ C~e 1 ~ buyer/~ller ~( A - H ) o r i r a , ) ( J - P ) C~e 3 r e d e m p t i o n ) " ( J - P ) ( A - H ) (igpfivale( O - W ) . t r a n ~ c t i o n ).................................................................................................392. NORTHROP GRUMMAN CORP None J T Buy I0/30/~ J393 Buy I !~ 1(addl)394. Nova~i s ADR None Sold 0 4 ,~1 /~ J395. NOVELLUS SYS INC None ~ld I0~13/09 J396. NRG ENERGY INC (X) None J T397, Occidental Pet ro leum Corp None J T B u y 01 /06 /09 J

( a d d { )398. Buy 05120/09 {(addl)399. Sold 12/i 4/09 J A(part)400. Oracle Corp None 1 T Sold 08/07/09 J( p a r t )

~ 4 0 1 . Sold 08/07/09 l A(part)402 , PACTIV CORPORATION None I T Buy 07/06 /09 J403. PANA SONIC CORP SHS (X) None ! T404, PARKER HA NNIFIN CORP None J T B uy 09/14/09(addl)

4 ( 1 5 . Sold 02/09/09(part)406. PEPSI BOTFLING GROUP INC None Sold 01/021)0407. Pepsico Inc A Dividend i T Sold 05/07/09

(part)408. PETRLEO BRAS V TG SPD ADR None J T

3. Val~ M~h~ C~s Q =A~ai~ R =~st (Rol Estate Only) S =~men~ T =Cash MatEe~(~~lumn C2) U =~ Val~ V = ~ h c ~ W


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FINANCIAL DISCLOSURE REPORT r ~ = m e o ~ P e ~ n , , , p o , ~ , n g ,=, o~,p~.Page 28 of 40 Tucker, P e t r e s e B . 6 / 1 5 1 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S -- i ........ t = e , transactions (Includes thosof spo ..... d dependeal childre.; $,pp.

[] N O N E (No repo r table income, asse t s , or transac t ions . )I a . B . c . - ............ 6.D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r c p o a i n g p e r i o di ( i n c l u d i n g t r u s t a s s e t s ) , r ~ e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d; (1) ~ (2) O) (2) (l) (7) (3)I Place(x)" after each assel A m o u nt I T y pe (e .g ., Value Va lue T y p e ( e . g . , D a t e Va l u e G a i n I d e n t i l v o [e x e m p l f r o m pr ior d i s c l o s u r e Code I i d i v . , r e n ~ , C o d e 2 M e t h o d t : m ) , s ~ [ I , m m / d d ! y y C o d e 2 Code I buyer/seller(A-H) I or in t .) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) t i e p r i v a t e

( Q - W ) t r a n s a c t i o n )

409 . PETRO CANA DA (X) None Sold 0 1 / 2 g A ~ 9410. Pfizer lnc Del PV .05 A Dividend J T Buy 07/23/09(addl)4 ] t . Sold ! Z ~ 0 7 / 0 9 J(par0412. Buy 01 /02 /09 J(addl)413. Sold 03/21/09 .I( p a r t )414. PFIZER [NC-6.2% 3/15,r20 19 No ne J T Buy 06/25/09 J415. PHILIP MORRIS INTL INC A Dividend ] T B uy 04/13/09 J(add041~, Sold 05/19/09 ( p a r t )417. Sold 07/20/09: J( p a r t )418. Buy 1 1 / 0 2 / O 9 : J(add1)419. Buy 10/26/09 J420. Buy 01 /29/09(addl)421. PIMCO FIXED INCOME SHS SERIES C C I n ~ e r e s t K TINSTL422. PIMCO FIXED INCOME SHS SERIES M C Interest K TINSTL423. PITNEY BOWES INC None J T424. PNC FINANCIAL SERVICES GROUP None Bu y 01/08109INC425 . Sold 03/18/09(part)

(See Columns BI and D4) F - ~ 5 L I , 0 0 1 - S 1 0 0 . ~ 0 0 G = $1 00 ,0 01 $ 1 ,0 00 .0 0 (J H I = S it 0 00 ,0 0 | - S.~,O00,1}(~ H 2 = M o r e l ha ~2. Value Codes J =$15 ,000 o r I~ss K =$15,001 - $50 ,000 L = $ 5 0 , 0 0 1 - S 1 0 0 . 0 0 0 M = $ 1 0 0 , 0 0 1 - $2 5 0 , 1 ~ O(Se Columns CI and D3) N = 5 2 5 0 . 1 )0 1 - S 5 0 ~ , 0 0 0 O = $ 5 0 0 , 0 0 1 - S 1 . 0 0 0 , 0 0 0 PI =Sl,000.00 1 - SS.0O0,000 P 2 = $ 5 . 0 0 0 , 0 0 1 -P 3 = $ 2 5 , 0 0 0 , 0 0 1 - $ 5 0 , 0 0 0 , 0 0 0 P 4 = M o r e t h an S S ~ L f J . Y 3 , 0 0 03 . V a l u e M e t h o d C ~ : d e s O = A p p c a l s al R =Cost (Real Esiale Only) S = A s ~ a - s s m c n l T =Cash Markcl(S~ C o l u m n C - 2 1 U = B o < ~ k V a l , ~e V = O l h e r W = E s l im a ~ e d


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FINA NCIA L DISCLOSURE REPORT N,me o f Prso~ Repo r t i ng D a t e o f R e p o r tPage 29 of 40 Tucker , Petrese B. 6/15/2010V I I . I N V E S T M E N T S a n d T R U S T S - i .... e, value, traasactloru t lncludrs t lzose of spo~ s, and deptadt~ cha&en: set p p.

N O N E (No reportable ~co me, assets, or transactio~.)B. C. ~ D.

~ptioa of ~e~ I~ome du~ i n g Gr~s value at e~ ~ T~n~ions during ~iag(includlng tr~l a~) . reining ~6~ of reining ~ri~[ "(~ - -~ ( 2 ) (~) ~" (~) O) (2)~ (~ )Pl ace " (X)~ aflcr each ~srt ~Amount ~ Ty~ (g., V a l u e ~ Value Ty~ (g., Dale ~ Value Oa~ ]~nlity 0fexempt f r om p r i o r d i~ lo su r e ICo& I : div., rent. C~c 2 , Meth~ buy , o i l , j mm/d~yy ~ Code 2 C~e 1 buyer /mi le r](A-H) " o~int.) (J-P) ~ C~e3 r ed empt i o n ) ~ ; (J-P) ~ (A-H ) (ifpfivate........................... ~ ........... ( Q - W ) ~ ~ t r a n s aOio n )426 . B u y 0~ 26 /~ J(addl)427. ~ld 03/~/~ J428. Sold : 10/14/~ J B

! 4 2 9 . POTASH CORPSAS~TCHEWA N None J T B u y 0~04/~ J(addl)430. Sold 0 5 / 0 7 /~ J A(paa)4 3 I . B u y 07/20/09( a d d ~ )432. B u y 07~~ J( ~ d d ~ )~3~. PRAXAIR INC None J T B u y 0 5 / 0 1 /~ J434. Proctor Gamble A Dividend J T Sold 03/24~9 J(part)435. B u y 05/19/09(addl)436 . B u y 06~: J

(addl)437. B u y 07t98/~ J(addl)438. PRO~OR GAMBLE 0 4.6% 1/15/2014 N o n e J TGL B439. PROMISE CO LTD (X ) N o n e Sold 05.~ J440. PRUDENTIAl, PLC(Y)441. QLOGIC CORP (y)442. QUALCOMM INC None B u y 01/15/09 J

(addl)

Income Gain Codes: A = $ 1 , 0 0 0 o r l e s s

(See Column C2) U : D ~ V a l u e V =~ W =E~ima~ed


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N a m e 0 f P e r s o n R e p o r ti n g [ D a t e o f R e p o r lINANCIAL DI SCLOSURE REPORT[ T uck e r , r e t r e s e B . I

6/15/2010a g e 30 o f 40V I I . I N V E S T M E N T S a n d T R U S T S - ~ o ~ o , v ~ t u , , ~ r , ~ o t ~ o n , a . c t u a ~ t h o s e of s p o u s e a n d dependent children: xp p . 3 4 - 6 0 of Jiling instrucaons.)[~] N O N E (No repo r table bzcome, asse t s , or t ransac t ions . )

. - ..... -~ n. ! c.D e s c r i p t i O n o f A ~ s e t s [ I n c o m e d u r i n g ] G r o s s v a l u e a ! e n d T r a n s a c t i o n s d u r i n g r e p o r l i n g p e r i o dj ( i n c l u d i n g I r u s t a s s e t s } r e p o r t i n g p e r i o d [ o [ r e p o r t i n g p o z i o d(z ) i (2 ) (I) -r (~) (I) " ! (2) (3) (,~) (5 )[ P I a c e " ( X ) " a f t e r e a c h a s s e t A m o u n l Type (e.g., Value [ Value T y p e C e . g . , i i Dale Value Ga in I d e n t i t y o fJ e x e m p t f r o m p r i o r d i se l o s u r e C o d e 1 " div.,tent, C o d e 2 M e t h o d buy. sell, . m m / d d ! y y Code 2 Code I buyer/seller( A - H ) o r i n t . ) (j.p) i C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a l e................ I ( O - W ) t r a n s a c l i o n )443. B uy 03/06/09(addl)444. Sold 0 5 / 0 8 / ( 3 9 1 J(part)445. Sold 05/13/09 J(part)4 , 1 6 . Sold 10/08/09 .1 A447. QUEST DIAGNO STICS INC None J T B uy 08/03/09 J448. QW EST COMM INTL INC COM None J T Buy 05 /2 6 /09 J(addl)449. Sold 1 1 1 1 8 1 0 9 J(part)450 . RR DONNELLEY SONS None J T451. RADIOSHACK CORP None I T452. RA NGE RESOURCES CORP DEL None J T453. Raytheon Co Delaware New None J T Sold 0 3 / 1 6 , ~ 0 9 J(part)454. B uy 11 ~5/09 J(add0455. RETIREMENT RESERVES CL 1 None / T456 . REYNOLDS AMERICA N INC None J T B uy 10/05 /09 J(addl)457. ROCHE HLDG LTD (Y)458. ROWA N COMPANIES None J T B uy 08117/09 J

459. ROYA L DUTCH SHELL None J T


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FINANCIAL DISCLOSURE REPORT N,meorPe~oo Reporting Date of ReportPage 31 of 40 Tucker , P e t r c s e B . 6115/2010V I I . I N V E S T M E N T S a n d T R U S T S -- ~co ...... / . e , transactions (Includes those of sponse and dependent children; see pp. 34.60 of f cling instructions.)

D N O N E (No repo r table income, asse t s , or t ransac t ions . )[ ^ . i i 3 . - c . D. "D e s c r i p t io n o f A s s e t s ; I n c . o m e d u r i n g Gross va lu e a l e nd Tran sac t i on s du r i ng r epo r t in g pe r i odrepor t ing per iod of repor t ing per iod ., 0 o U u d ~ . g l ~ s * a ~ e l s ) [--~6 ....i~i "/~-! ~2 3 . . . . . . . . . . . ~ l ) . . . . . . ] - (~ - ~ ~ 4 ) ( ~ )] P l a c e " ( X ) " a f t e r e a c h n s s e l I .,~p. ount Iy p e ( e . g . , Value [ V a l u e T y p e ( e _ g . , D a ~ e Value Gain I d e m i t y o f! e x e m p t f r o m p r i o r d i sc l o s u r e [Code 1 ~ div. rcnl, C o d e 2 , M e th o d buy, sell, i m r r d d d ! Y Y Code 2 Code I buyer/seller~

] (A-H) o ~ i n t . ) ( | - P } C o d e 3 r e d e m p l i o n ) ( J - P ) ( A - H ) ( i f p r i v a l e,.................... | ............ .............. (0-W) I r a n s a c t i o n )460 . RY DER SYSTEMS INC None J T Buy 10/12 /09 J461. Sano f i Aven l i~ Spon A DR None J T Buy 01/t4/(19 J( a d d l )462. SBC COMMUNICATIONS None Sold 09/15!09 J A463. Schlumberger Lad None Sold 07/07/09 J464. SEGA SAMMY HOLDINGS INC (X) None J T465 . SEKISUI HSE LD SPONS ADR (X) None J T466. SIMON PROPERTIES None .o ld I)5/12AD J467. SK TELECOM (X) None J T468. SOCIETE GENERA L SPN None J T B u y 1 1 1 1 1 / 0 9 J469. SOUTHWESTERN ENERGY CO None J T Buy 12/21 /09 J470. SFJUDE MEDICA L None J T Buy 1 1 2 / 1 7 / 0 9 J471. B uy 05 / 1~ 09( ~ , d d l )472 . STAPLES None J T Sold 07/30/09(part)473. STORO ENSO OY.I SPD A DR None J T474. Sumi tomo Mi t su F in l A DR None J T475. SUNCOR ENERGY INC NEW {X ) None J T4 76 . SW ISSC OM A G A DR None J T

P3 =S25,~,~1 - $50.~,~ P4 =More lhan


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Name of Pel~on Repo rting Date of ReportFINANCIALDISCLOSURE REPORT] Tucker, Petrese B.

6 / 1 5 / 2 0 1 0a g e 32 o f 40V H . I N V E S T M E N T S a n d T R U S T S -/~ . . . . . . . t.,. transactions anclud,s d~s, of spo ..... d dependent children; see pp. 34-60 of filing instructions.)

N O N E (No repo r table income, asse t s , or t ransac t ions . )Dese r i pl i o n o f A . ~e t x I I ncome d u r i ng 1 G n~s v a l ue a t end T r ansac l io n s d u r i ng r epo a i ng pe r i od

(in c ludin g tr tL~ a sse ts) repo r tin g per io d t of r epor t i ng per iod(0 [ (2) (1 ) r (2) (I ) : ( ~ _ ~ (3) (4) (5 )P la c e " (X) " a f t e r e a ch a s s e t A m o u n t [ Type (e .g . , V a lu e V a lu e Type ( eg . , Datc V a l u e Gain Idemi ly o fe xeml~ f r om p r i o r d i s c l o s u r e Code 1 [ div., rcn , Co de 2 Method bu},, sell , "mmidd ivv Code 2 Code I buyeffse | le r(A-H ) I o r i n t . ] (.!-P) C o d e 3 r edempt ion) (,I-P) (A - Hi ( i fpr iva l

~ (Q -W ) t ransac l ion)

477. SYMANTEC CORP N o n e B u y 0 5 /(!7/0 9 J(addl)478. Sold 02 /02 /09 J

(part)479. S old 0 2 / 0 4 / 0 9

(parl)480. Sold 08/05/~ J

481. TARGET CORP None J T B u y 03 /13 /09[482. B u y 03/25 /0


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FINANCIAL DISCLOSURE REPORT N ~ m e o t P e ~ n R e V o ,~ D ~ l e o r R ~ , ~Page 33 o f 40 Tucker, P e t r e s e B . 6 /15 /20 t 0

N O N E (No reportable income, ~sels, or transactions.)

~ption of As~ls Inc~e during Gr~s v a l u e a l e nd Tran~ctio~ during re.fling(including I~fl a ~) re~fl~g ~ri~ of repo~ing ~ri~ ~. "~ ..................O) I (2) 10 ~ (2) O) (2) (3) (4) (5)Pla~"(X)afiereachas~l A~unl* Ty~(e,g . , Value ~ Value ~ Ty~(e.g . , ~ Dale Value ~ Gaiu Idenl i ly~fexempt from prior di~losure Code I div., renL C ~ e 2 Melb~ buy, sdl, mm /dd/yy Code 2 " C ~ I(A-H) ~ otinL) (J-P) ; Code3 redemption) (J-P) " (A-H) ( i fp r iva le

(O-W)

49~. TESORO CORP N o n e J T Bu y 05/08/09

495 . TEVA PHARMACTCL INDS ADR None J T B o y 06/29/09 . I496. TEXTRON INC (X) N o n e So ld 0 1 /2 1 /0 9 J

497. TttORNBURG INTERNATIONAL (X) N o n e J T498. TIME WA RNER INC None J T B u y 05/07 /09499. Bu y 0 5 1 1 3 1 0 9 J(addl)500. TIX COS INC NEW None J T Buy 12/14/09 J501 . B u y 12 /15 /09 J( a d d l )502 . TOMKINS PLC SP ADR (X ) None Sold 10/02/09 J503 . Tota l S .A . Sp ADR None J T504. TRANSOCEAN N o n e B u y 0 5 / 2 1 / 0 9

(addl)505. So ld 10 /13 /09

506. TRAVELERS COS INC None J T Sold 1 ~ ) / 1 4 / 0 9(part). 5 0 7 . UBS AG None J T B u y 10/21/09508.509. UNILEVER PLC NEW A DR (Y)

510. UNION PA CIFIC CORP (X) None J T B uy 04/03/09 J(addl)


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N a m e o f Person Reporting Date of ReportFINANCIAL DISCLOSUREREPORTI Tucker , Pe t r ese B ,

6/15/2010age 34 of 40

V I I . I N V E S T M E N T S a n d T R U S T S -/,,co,,,,. ,.,a,,,. ~a~aio~s anaua,~ , h o , o o i ~ , ana d , ,, ~ a ,~ t c S ~ , V o , ; ~ o ~ , . ~ - ~ 0 o y ~ U ~ instructions.)r--j N O N E (No repo r table income, asse t s , or t ransac t ions . )

A . B. C. ! D.D e ~ c r i p 6 o n o f A s . ~ rl S I n c o m e d u r in g Gross va lu e a t e nd ! T r a n s a c t i o n s d u r i n g r e p o a i n g p e r i o d( i n c l u d i n g I r u s t a g . g e t s ) r e p o r t i n g p e r i o d ! - o f r e p o r t i n g p e r i c a lO) i (2) (0 1 (2) o) ,~2)-~I (3~Place(X)" after each asset A m o u n t I Type(e.g., Value J V a l u e i T y p e ( e . g ., j Date Value Gain I d e n t i ty o fe x e m p t f r o m p r i o r d i sc l o s u r e C o d e 1 ] d i v . , r e n t , C o d e 2 M e t h o d i buy, sell, i m m / d d /y y Code 2 i Code I buyer/seller( A - H ) : o r i n t . ) ( J - P ) [ C o d e3 r e d e m p t i o n ) [ ( J - P )I ~ i ( O - W ) t r a n s a c t i o n )5 1 1 . Buy 0 7 / 2 0 1 0 9 J(addl)512 . UNITED PARCEL SERVICE INC CL 13 None J T Buy 03/05/09513. UNITED STS STL CORP None J T Buy 05/07/09(addJ)514. B uy 0 6 1 1 0 1 0 9( a d d l )5 1 5 . Buy 07/20/09(addl)516 . Sold 09/I 1/09(part)517. United Techs Corp Corn None J T B uy 05/21 /09(addl)518. UNITEDHEALTH GROUP None J T Buy 03/03/09519. B uy 12/16/09(addl)520 . UNUM GROUP None J T Sold 0 7 . / 0 6 / 0 9

(part)521 . Sold 0 4 1 1 3 / 0 9(part)522 . US TREASURY NOTE-2.875% 1 /31/2013 None J T523. US TREASURY NOTE-3.375% 6/3012 013 None J T Bu y 1/14/09 J(addl)524 . US TREASURY NOTE-4 .25% 11/15 /2017 None J T525 . US TREASURY NOTES-4.5% 9130/2011 None J T526 . US TREASURY NOTE-5 .125% 6/30/2011 None J T527. US TREASURY NOTE-I% 7/31f2011 None J T Buy 07/31 /09 J

I . I n come Ga in Codes : A =SI ,000 o r les s B : 5 1 , 1 ~ 1 - $ 2 , 5 0 0 C =52 ,501 - S5 ,000 D =55 , 001 - 515 , 000 E : 5 1 5 , 0 0 1 - 5 5 0 , 0 0 0( S e t C o l u m n s 1 3 1 a n d D 4 ) F = S S O , O 0 1 - S 1 0 0 . f l0 0 G = S l O 0 . 0 0 l - 5 1 , 0 0 0 . 0 1 ~ 0 HI - ~ ; I , 0 0 0 ,O O I - 5 5 , 0 0 0 , 0 0 0 H 2 = M o r e t ha n2 . V a l u e C o d e s 1 : $ 1 5 , 0 0 0 o r l e s s K =$15 ,001 - $50 ,000 L --~50,001 - $100,~00 M :$100 . 001 - . $250 ,000(S~C o l u m n s C I an d D31 bl =S250 ,001 - S 5 0 0 . 0 0 0 O =5500,O01 - 5 I,OCO.0OO PI *5 1,OCO,O0 1 - 55 ,0 0~0 (~0 P2 =$5 , 000 , 001 -

P 3 = S 2 L 0 0 0 . C O I . S S 0 . f f ~ 0 . 0 0 0 P 4 ~ M o r e l h an3 . V a l ~ M e l h o d C o d e s O = A p p r a i s al R ~ C o s l ( R e a l F ~ l a t O n l y ) S ~ A s s ~ s s m e n l T = C a ~t S ; c e C o l u m n C 2 1 U : B o o k V a l ue V = O l b e W = E s t im a t e d.........................................................................................


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Ia m o f P e r s o n R e p o r t i n gFINANCIAL DISCLOSURE REPORT[ Tucker , P e t r e s e B .

D a t e o f ReportPage 35 of 40 6 1 1 5 / 2 0 1 0

V I I . I NV ESTM ENTS a nd TRUSTS - ----] N O N E (No reportable income, assets, or transactions.)

~.D e s c r i p l io n o f A s . ~ . e ts I n c o m e d u r i n g G r o s s v a l u e a t e n d( i n c l u d i n g I r u s t a s s e t s ) r e p o r t i n g p e r i o d

0)P l a c e " ( X ) " a f t e r e a c h a s . s e t A m o u n l T y p ~e x e m p l f r o m p r i o r d i s c lo s u r e Code I d i v . , r e n t . ! C o d e 2 i M e , h o d b ~ a y , s e l l , i m m / d d / y y Code 2 : Code 1 - buyer/seller( A - H ) o r i n t . ) ! ( J - P } C o d e 3 r e d e m p t i o n ) (J-P) [A-H) ( i f p r i v a t e( Q - W ) t r a n s a c l i o n )528 . US T R EAS UR Y N OT E- I. 875% 2 / 28 /2014 None J T Buy 03 /27 /09 J

,529. US TREASURY NOTE-2.625% 06/30120 1~ None J T Buy 0 7 / 0 1 1 0 9530. Buy 0 8 / 2 8 / ( 3 9 J(addl)531 . US TREASURY NOTE-3 .125% 5 i15 /2019 None K T B u y 06/19f09 J532. Bu y 08/25/09 J(addl)533. Buy ! 0 / 3 0 , 0 9 J(addl)534. B uy 07/31/09 J(addl)535. US TREASURY NOTE-3.625% 0811512019 None J T Buy 0 9 1 1 7 / 0 9 J536. US TREASURY NOTE-3.875% 911512010 A lnter~t J T Buy 0 6 1 0 3 / 1 3 9 K537. Redeemed 07/01109(part)538 . US TREASURY NOTE-4% 02 /15 /2015 None J T Buy 09/09/09

[539. Buy 09129/09 (addl)540. US TREASURY NOTE-4.25% 9/30!2012 None K T B u y 0 6 1 1 2 / 0 9(addl)~ 4 ! . B u y 09/24/09(addl)

542. B uy 09/25/09{addl)543 . US TREASURY NOTE-5% 02 /15 /2011 None J T B uy 09/14/09544 . USTREASURY NOTE-2 .375% 04 /15 /2011 A Interest J T B u y 0 3 1 2 7 1 0 9


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FINANCIAL DISCLOSURE REPORT N a m e o r P e ~ o o a ~ p n . l . g Date of Rel~rtPage 36 of 40 " t u c k e r , l e t r e s e B . 6 / 1 5 : 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - ~o . . . . . .i . o , , .. . . ,io . , a . a~a , th o . o! , ~o~ o o . d , ~em. a e . , ~,~,~; ., ~,. ~4 ~0 o y ~ t i ~ ,N O N E (No repo r table income, asse t s , or t ransac t ions . )

A. ~ ~ . i c. o.D e s c r i p t i o n o f A s . q e l s I n c o m e d u r i n g I G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s ~ a ~ s e t s ) : r e p o r t i n g p e r i o d i o f r e l ~ o r l i n g p e r i o d r[ (t) , (2) O) [ (") (I ) l (~) (3) : (4) .P l a c e " ( X ) " a f t e r e a c h a s s e t /A m o a t i TyPedi (e.g., Code2ValueValue T y P e ( e . g ., i Dale Code2Valueo d e l G a i n I d e n t i ~ y o f. . . . pl f lora prior disd . . . . . /Cdel : ...... k I Method buy, sell, imm/dd/yy buyer/seller~ ( A - H ) o r i n t . ) (JP) i Code 3 r e d e m p t i o n ) O - P ) ( A - I ~ )

545. US TRSY INFkATION NOTE.875% None Red~emed 03/27/09 1 A4/15/10" 5 4 6 , US TRSY INFLATION NOTE-2.375% A Interest l T B uy 10/09/09 l1/15/20175 4 7 _ US TRSY I N F L A T I O N NOTE-3% A lnteres~ J T7 1 1 5 / 2 0 1 2548. USD CANADIA N NATURAL RES-5 .7% None J T5!15/2017549. V FCORPORATION None J T550. Valero Energ y Corp New None J T Sold I I / 2 , 1 / 0 9 J(part)5 5 I . Buy 04130/09 J(addl)552. VA N KAMPEN None Sold 04/30/09 J553. VERIZON COMMUNICATION COM A Dividend J T Sold 06/01/09 J A(part)554. VERIZON COMMUNICATION-5.5% None J T Ba y 06123/09 J

02/15 /2018555 . Viacom Inc New (X) None J T5 5 6 . V1 S A I N C C L A S HR S None J T Buy 04II3,/09 J557. VODAFONE (FORMERLY Vo dafone Grp None J T Sold 0 9 / 2 9 / 1 Y 9 JPLC Spa A DR) (part)5 5 8 . WA C HO VIA C O R P BO ND None J T559. WA LGREEN CO None J T Buy 04/2 0 /09~ 6 0 , B uy 05104/09( a d d l )561. Sold 1~21109 J A(part)

P3 ~$25,ffJ0.001. $50,000.00 0 P , I = M a r e ~ h a n S 5 0 . O 0 0 . 0 0 0(Sec Column C 2 ) U =Bo~k Value V = O ~ h e r W =Eslimaled


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FI N A N C I A L D I S C L OS U R E REPORT IName fPersn Rtprling DateofReporlPage 37 of 40] Tucker, Petrese B.

6 / 1 5 / 2 0 1 0

V I I . IN V E S T M E N T S a n d T R U S T S .. ~ o ~ e , v ~ .~ . ~ o . ~ c a o ~ a ~ . ~ e . ,, o . o y ~ o ~ . ~o~ ~o ~, ~hU~; , ,~ ~ . ~ 4 ~ oN O N E (No reportable income, ~sets, or tra~actio~.)

A . B. C. [ D.~d p ~ io n o f A ~ t t s I~me du r ing Gro~ valu~ al eM I T~an~ctions during e~Oing( i n c l u d i n g ~ m s t a ~ e t s ) re~Hing ~ of repaing

--~ ~ (2) O) ~ -~ ~ O) ] (2) (3)PIa~(X)" after each ~set A m o u n l ~ Ty~ (g., Value Value ~ Ty~ (e.g., D a t e Valu~ i Gab ~ I d e n t i t y o fe x e m p t f ro m p r i o r d ig ~ o s u r c C~e I ~l d i v . , r e n t , C~e 2 M e l h o d ~ buy, ~ll, m ~ d d ~ v y C~ 2 : C~e I ~ ~yer/~l ler(A-H) . o r i n t . ) ( L P ) C o d e 3 ~ r e d e m p l l o n ) (J.P) " (A-H) ( i f p r i v a t e~ ( Q - W ) t r a ~ a c ~ i o n )562. WaI-Mar~ Stor~s lnc A Dividend l T Sold ~/09 ,~9(pan)5 6 3 . Sold 07/20/09 J(pan)5~. So ld ~/I 1 /0 9 J(paO)5~. WA LMART STORES INC5.8% 2 /15 /2018 None J T566. WA STE MANA GEMENT INC NEW None J T567. WA TSON PHARMACEUTICALS None J T Buy 05 /18/09 J5 6 d. W e ll po i nt In c None J T J569. WELLS FARGO & CO NEW DEL None f T B uy 10/12/09(addl);70. Buy I l/I 1/09(addl)

571. Sold 12 /15/09(part)

. 5 7 2 . Buy 0 5 / ! 8 1 3 9(addl)! 5 7 3 . Sold 01/26/09(part)574. Buy 02 /02 /09(addl)575. Sold 03/02/09(part)576. Sold 03/17/09(part)

1577. W HIRLPOOl. CORP None Sold 04121/09(part)5 7 8 + Sold 04/28/09

P3 ~$Z5,~,~1 - 550.~.~ P4 =Mo~ lhaa


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FINANCIAL DISCLOSURE REPORT ~ . . . . ~ee~..epo.i.~ O,te ofa~.Page 38 of 40 Tucker, Petrese B. 6/15/2010V I I . I N V E S T M E N T S a n d T R U S T S --i.co..,.o~.o,, .....

N O N E (No reportable income, assets, or transactiot~.)A, B . C . D .~r i p l~ o f A S ~L~ ; I n c o m e d u ~ i n g Gr~ va~u~ a~ end Tm~sacf io~ du~ng re~ng(including trusl a~ts) re,fling ~ri~ of r epos ing ~r i~

O) " (~) ( U -~ (~) ( 0 j ( 2 ) ( 3 ) ( ~ ) (5) IP l a ~ " ( X ) " a f , c r e a c h ~ s e ,~t[O~u~t Ty~ (e.g.,

Value Value " F y ~ ( e . g .,c x c m p l f r o m p r i o r d i sc l o s u r e div..rent. C o d e 2 Me~h~ buy, sell, ~m~dd/yy Code 2 C~e t buyert~llero ~ in t . ) ( J - P } ~ C~e 3 r c d e m p l i o n ) :, (I-P) ( A - H ) ( i f p r i v a t e

( O - W ) t r a n s a c t i o n )

579. WINDSTREAM None J T5 ~ . W Y E T H None Sold 0 4 /I 4 /~ J A(part)58 I. So ld 0 ~2 0 /09 J(part)582. Sold 05/04~ J58 3 . W YNN R E s o R T S LT D None J T B uy 09124/~ J584. XEROX CORP None J T Sold 05/08/~ J(part)585 . XILINX INC None Sold 0~09/09 J(part)586. Sold 07/20~9 J587 . XTO ENERGY None Sold 06~9~ J5~ . XTO ENERGY INC-6 .25% 81112 017 None J T589. YA HOO INC None J T Bu y 08/06/09 J500 . YUM BRA NDS INC None Buy 0 6 t 1 Z ~ 0 9 J5 9 I . Sold 0 9 1 1 ! / 0 9 J592. Zurich Finl Svcs Spn ADR None J T Sold I 1/18/09 J(part)


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[Namef P e r s o n R e p o S i n g Da t e o f Repo r lF I N A N C I A L DISCLOSURE REPORTI Tucke r , Pe t re s e B.ag e 39 o f 40 6 / 1 s / 2 o l oI

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


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FINANCIAL DISCLOSURE REPORT ~ote~o, Reporting O ~le of R e p ortPage 40 of 40 T u c k o r , P e t re s e B . 6 1 1 5 1 2 0 1 0

IX. C E R T IF IC A T IO N .i c e r t i fy tha t a ll i n forma t ion g iven a l ive ( inc l uding in forma t io n pe r t a in ing to m y spouse and mino r o r dependen t chi l dren , i f any) i saccu ra te , t rue , and co mple te t o the bes t of my kn owledge an d be l i e f, and tha t any in form a t ion n o t repor ted was w i thhe ld because i t me t appl icable s t a tu to rypr~vis ions pe rmi t ti ng no n -di s c l osu re .I fu r the r ce r t i fy tha t e a rned incom e f rom ou t s ide employmen t and hon ora r i a an d the acceptance of g i f t s which have been repor ted a re incompl iance w i th the provi s ions o f 5 U .S .C. app. 501 e l . s eq . , 5 U .S .C. 7353 , and Judic i a l Confe rence regu l a t i ons .

NOTE: ANY INDIVIDUAL W HO KNOWINGLY A ND W ILFULLY FA LSIFIES OR FAILS TO FILE Ti l l s REPORT MAY BE SUBJEL-~I" TO CIVILA ND CRIMINA L SA NCTIONS (5 U .S .C. app. I04)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Committee on Financial DisclosureAdministralive Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

Documents

Petrese B Tucker Financial Disclosure Report for 2009