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Paper acera de los rasgos de personalidad y su influencia en la Obesidad.
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ORIGINAL ARTICLE
Personality characteristics in obesity and relationshipwith successful weight loss
S Sullivan1, CR Cloninger2, TR Przybeck2 and S Klein1
1Department of Internal Medicine, Center for Human Nutrition, Washington University School of Medicine, St Louis, MO,USA and 2Department of Psychiatry, Center for Human Nutrition, Washington University School of Medicine, St Louis, MO,USA
Objective: Personality influences lifestyle behaviors. Therefore, certain personality traits could contribute to obesity and theresponse to behaviorally based weight loss therapy.Purpose: The aims of this study were to test the hypothesis that personality characteristics differ between lean and obesepersons in the community, obese persons in the community and obese persons seeking weight loss therapy by enrolling in acomprehensive weight loss program, and in obese persons who were successful and unsuccessful in achieving behavioraltherapy-induced weight loss.Methods: The Temperament and Character Inventory was administered to 264 lean (body mass index (BMI) o25 kg/m2) and56 obese (BMIX35 kg/m2) subjects from the St Louis community and 183 obese patients (BMI¼ 44710 kg/m2) enrolled in theWashington University Weight Management Program (WUWMP), which involved weekly group behavioral therapy and dieteducation sessions for 22 weeks.Results: Compared with lean subjects, obese subjects in the community scored higher in novelty seeking (19.775.9 vs16.276.0, Po0.05), lower in Persistence (4.171.8 vs 4.871.7, Po0.05) and lower in self-directedness (32.177.6 vs34.376.6, Po0.05.) Patients enrolled in the WUWMP scored higher than obese persons in the general population in bothReward Dependence (17.174.2 vs 15.774.3, Po0.05) and cooperativeness (36.975.4 vs 34.576.2, Po0.05). Patients whowere successful in losing weight (410% weight loss) after 22 weeks of behavioral therapy scored lower in novelty seeking thanthose who were unsuccessful in losing weight (o5% weight loss) (17.675.9 vs 20.275.9, Po0.05).Discussion: These results suggest that personality traits differ between lean and obese persons, and between obese persons whoenroll and who do not enroll in a comprehensive weight management program. Moreover, high scores in novelty seeking areassociated with decreased success in achieving behavioral therapy-induced weight loss.
International Journal of Obesity (2007) 31, 669–674. doi:10.1038/sj.ijo.0803464; published online 5 September 2006
Keywords: personality; temperament; character; behavior modification
Introduction
Data from the most recent Nutrition and Health Examina-
tion Survey demonstrate that the prevalence of obesity
remains a problem in both children and adults in the United
States.1 Although approximately 45% of women and 30%
of men are trying to lose weight,2 weight loss is difficult to
achieve, and even those who lose weight often regain lost
weight over time.3 Heritable personality traits can influence
dietary intake4 and could be involved in the susceptibility to
obesity and in the failure of obese persons to achieve
successful weight loss. Several studies have evaluated the
relationship between personality traits, assessed by the
Karolinska Scales of Personality (KSP), and weight loss
outcome in obese persons trying to lose weight.5–11 However,
the results from these studies are inconsistent, possibly
because of limitations in the KSP, which was designed to
evaluate abnormal personality, rather than variations in
normal personality.12,13
Recently, a new questionnaire, the Temperament and
Character Inventory (TCI), was developed to provide a
comprehensive evaluation of personality.14–16 The TCI
measures seven dimensions of personality: (1) novelty
seeking, (2) reward dependence, (3) harm avoidance, (4)
persistence, (5) self-directedness, (6) self-transcendence
and (7) cooperativeness. Each dimension has a unique
genetic variance and is reproducible in clinical and generalReceived 24 April 2006; revised 28 June 2006; accepted 14 July 2006;
published online 5 September 2006
Correspondence: Dr S Klein, Department of Internal Medicine, Washington
University School of Medicine, 660 S. Euclid Avenue, Box 8031, St Louis, MO
63110, USA.
E-mail: [email protected]
International Journal of Obesity (2007) 31, 669–674& 2007 Nature Publishing Group All rights reserved 0307-0565/07 $30.00
www.nature.com/ijo
populations.14,16 By using the TCI, distinct personality
characteristics were identified in patients who have eating
disorders, such as bulimia, anorexia nervosa and binge
eating disorder. For example, a high score in novelty seeking
was associated with binging or overeating, whereas a low
score was associated with a low appetite and decreased food
consumption.17–22 Moreover, the TCI was able to identify
specific components of personality that were associated
with a rapid and sustained response to cognitive behavioral
therapy for bulimia.23
The purpose of the present study was to use the TCI to (1)
identify differences in personality characteristics between
lean and obese persons, (2) determine whether personality
characteristics in obese patients seeking weight loss therapy
are different from those not seeking weight loss therapy and
(3) determine whether specific components of personality
are associated with successful behavioral therapy-induced
weight loss.
Methods
Subjects
A total of 503 adults participated in this study. The subjects
included a community sample of 264 lean (body mass
index (BMI) 18.5–24.9 kg/m2) and 56 class II and III obese
(BMIX35 kg/m2) persons identified by random sampling
from a standard telephone listing of residents in the St Louis
greater metropolitan area, and a patient sample of 183 obese
persons (BMIX30 kg/m2) enrolled in the Washington Uni-
versity Weight Management Program (WUWMP) (Table 1).
Subjects gave informed consent before participating in this
study, which was approved by the Human Studies Commit-
tee of Washington University School of Medicine.
Study protocol
The community sample of lean and obese subjects was
obtained from a group of 629 men and women, living in
the St Louis, Missouri metropolitan area, who participated
in two surveys of personality, health and lifestyle. These
surveys involved completing mailed questionnaires, 1 year
apart.24,25 The second survey included the TCI, information
on height and weight, and was used to provide the data for
our study. Of these 629 subjects, 320 met the BMI inclusion
criteria for the present study and were included as our
community sample.
The patient sample consisted of obese persons who were
actively involved in obesity treatment at the WUWMP. A total
of 187 obese persons attended informational sessions between
March 1998 and June 2000 to learn about the WUWMP; all
persons completed the TCI questionnaire. Of these 187
attendees, 183 (98%) enrolled in the WUWMP. All 183
subjects completed at least 3 weeks of the 22-week program,
and 131 (70%) completed the entire 22-week program. All
subjects who completed at least 3 weeks of the program were
included in an intention-to-treat analysis. The weight loss
program involved weekly group behavior modification ses-
sions, nutrition seminars, physical activity education and
medical monitoring. Each subject was provided instructions
for a 1000 kcal/day deficit diet, which included meal replace-
ments consisting of shakes, snack bars and commercially
prepared meal entrees. Height and weight was measured at
the initial visit and body weight was recorded weekly.
Personality assessment
The TCI is a 240-question instrument, which measures four
dimensions of temperament (novelty seeking, harm avoid-
ance, reward dependence and persistence) and three dimen-
sions of character (self-directedness, cooperativeness and
self-transcendence) (Table 2).14,16 Temperaments are aspects
of emotional responses and are stable through time, whereas
characters are styles of mental self-government and may
develop or mature through time. The test is written at a
Flesch–Kincaid grade level¼3.4 (very easy). The question-
naire is composed of a series of true/false questions about the
test taker’s likes and dislikes, emotional reactions, interests,
attitudes, goals and values, which is then scored to assess the
different dimensions of personality. Each of the seven
dimensions is uniquely heritable and associated with specific
neurotransmitter genes and regional brain activity.24 The
internal consistency of the TCI measurements range from
0.76 to 0.89.14,16 The TCI scales are approximately normally
distributed.14
Statistical analysis
A Student’s t-test for independent samples was used to
determine the statistical significance of differences between
lean and obese subjects in the general population, obese
subjects (BMIX35 kg/m2) enrolled and not enrolled in a
weight management program, and the TCI characteristics
associated with successful (410% weight loss) and unsuc-
cessful (o5% weight loss) weight loss. The criteria for
successful and unsuccessful weight loss were defined by
the amount of weight loss (i.e. X10% weight loss) that is
Table 1 Characteristics of the study subjects
Community
lean
Community
obese
WUWMP
obese
Total number 264 56 183
Male 95 23 41
Female 169 33 142
Age (years) 46.0717.8 46.5714.3 45.1710.4
BMI (kg/m2) 22.271.8 40.776.5 44.6710.3
BMI 30.0–34.9 kg/m2 (no.) 0 0 25
BMI 435.0 kg/m2 (no.) 0 56 158
Abbreviations: BMI, body mass index; WUWMP, Washington University
Weight Management Program.
Personality characteristics in obesity and successful weight lossS Sullivan et al
670
International Journal of Obesity
associated with significant improvements in obesity-related
medical complications and is the target goal for patients who
enroll in our weight management program, and the amount
of weight loss (i.e. o5% weight loss) that does not usually
result in significant medical benefits. Data were analyzed
by using SAS v6.12. A P-value p0.05 was considered to be
statistically significant. F-tests were used to confirm that the
homogeneity of variance assumption of the t-tests was met.
All values are reported as mean7s.d.
Power calculations were performed for the three compa-
risons to detect a difference at the 0.05 level with a power of
80%. The critical effect size for comparing lean subjects and
obese subjects in the general population was 0.17 of the s.d.,
for obese subjects in the general population and obese
patients enrolled in the WUWMC was 0.22 of the s.d. and
for patients enrolled in the WUWMC who were successful
at weight loss and those who were not was 0.34 of the s.d.
Results
Lean and obese personality characteristics
In the general population, residing in the greater St Louis
metropolitan area, obese subjects (BMIX35.0 kg/m2) had
significantly higher novelty seeking (effect size 0.58) and
lower persistence and self-directedness scores than lean
subjects (BMI o25.0 kg/m2) (Table 3). There was a trend
toward decreased reward dependence and cooperativeness in
obese than lean subjects, but the differences between groups
was not statistically significant.
Obese enrolled and not enrolled in weight loss treatment
Obese subjects enrolled in treatment had significantly higher
scores for reward dependence and cooperativeness than
obese subjects in the general population (Table 4). Scores for
novelty seeking, harm avoidance, self-directedness and self-
transcendence were not significantly different between obese
subjects enrolled and not enrolled in weight loss therapy.
Table 2 Characteristics of personality dimensions assessed by the tempera-
ment and character inventory
Personality
dimension
High scorers Low scorers
Temperament
Harm avoidance Worrying and
pessimistic
Relaxed and optimistic
Fearful and doubtful Bold and confident
Shy Outgoing
Fatigable Vigorous
Novelty seeking Exploratory and curious Indifferent
Impulsive Reflective
Extravagant and
enthusiastic
Frugal and detached
Disorderly Orderly and regimented
Reward
dependence
Sentimental and warm Practical and cold
Dedicated and attached Withdrawn and detached
Dependent Independent
Persistence Industrious and diligent Inactive and indolent
Hard-working Gives up easily
Ambitious and
overachiever
Modest and underachiever
Perseverant and
perfectionist
Quitting and pragmatist
Character
Self-directedness Mature and strong Immature and fragile
Responsible and reliable Blaming and unreliable
Purposeful Purposeless
Resourceful and effective Inert and ineffective
Self-accepted Self-striving
Habits congruent with
long-term goals
Habits incongruent with
long-term goals
Cooperativeness Socially tolerant Socially intolerant
Empathetic Critical
Helpful Unhelpful
Compassionate and
constructive
Revengeful and destructive
Ethical and principled Opportunistic
Self-transcendence Wise and patient Impatient
Creative and
self-forgetful
Unimaginative and
self-conscious
United with universe Pride and lack of humility
Table 3 Personality characteristics in lean (BMIo25.0 kg/m2) and obese
(BMIX35.0 kg/m2) persons in the general population
Personality dimension Lean (n¼264) Obese (n¼56)
Novelty seeking 16.276.0 19.775.9*
Harm avoidance 13.377.3 14.777.5
Reward dependence 16.874.0 15.774.3
Persistence 4.871.7 4.171.8**
Self-directedness 34.376.6 32.177.6#
Cooperativeness 35.975.2 34.576.2
Self-transcendence 15.376.3 15.276.3
Abbreviations: BMI, body mass index. Values significantly different from lean
persons in the community value, *Po0.001, **Po0.005, #P¼ 0.02.
Table 4 Personality characteristics in obese persons (BMI X35 kg/m2) in the
community and obese persons (BMI X35 kg/m2) enrolled in the WUWMP
Personality
dimension
Obese persons in
the community
(n¼ 56)
Obese persons
enrolled in weight
loss therapy
(n¼ 158)
Novelty seeking 19.775.9 19.275.9
Harm avoidance 14.777.5 15.978.5
Reward dependence 15.774.3 17.174.2*
Self-directedness 32.077.5 31.078.7
Cooperativeness 34.576.2 36.975.4**
Self-transcendence 14.576.2 16.176.1
Abbreviations: BMI, body mass index; WUWMP, Washington University
Weight Management Program. Value significantly different than correspond-
ing. Obese persons in the community value, *Po0.05, **P¼ 0.01.
Personality characteristics in obesity and successful weight lossS Sullivan et al
671
International Journal of Obesity
Persistence was not included in the final comparison
between obese in the community and obese at the WUWMP,
because the persistence scale in the TCI was modified after
it was given to the subjects in the general populations.
Therefore, a direct comparison cannot be made.
Personality and weight loss outcome
Obese subjects who were successful in achieving X10% of
their initial weight had lower scores for novelty seeking than
obese subjects who lost o5% of their initial body weight
after 22 weeks of weight loss therapy (Table 5). Scores for
the other dimensions of personality were not significantly
different between successful and unsuccessful subjects.
Discussion
This study represents the first use of the TCI to evaluate
personality characteristics in obese persons in the general
population, and those enrolled in a comprehensive weight
management program. The TCI has advantages over other
measures of personality, because it provides a reproducible
assessment of normal variations in personality. The major
findings of the present study are that (1) obese persons have
higher novelty seeking but lower persistence and self-
directedness traits than lean persons in the general popula-
tion, (2) obese persons enrolled in a comprehensive weight
management program have higher reward dependence and
cooperativeness than those in the general population and (3)
obese persons who are successful at achieving initial weight
loss have a lower novelty seeking trait than those who are
not successful. These data suggest that specific personality
characteristics are involved in the pathogenesis of obesity,
and might help identify persons who are likely to respond to
an obesity treatment program that includes comprehensive
behavioral therapy.
We found that the score for novelty seeking temperament
was higher in obese than lean subjects sampled from the
general population. People who score high in novelty
seeking tend to be thrill seekers, are easily bored, impulsive
and try to avoid monotony. Therefore, these data suggest
that overeating to avoid boredom might contribute to
obesity. The results from our study are consistent with the
results from previous studies, which found healthy dietary
control and cognitive control of food intake are associated
with lower scores in novelty seeking and obesity is associated
with high reinforcement value associated with eating.7,22,26
Although data from some studies found that impulsiveness
and monotony avoidance, assessed by the KSP scale, are
higher in an obese population than a reference popula-
tion,5,8 others have found that subjects who scored high in
monotony avoidance were less likely to exhibit disinhibited
eating behaviors in social situations,6 suggesting that
environmental situations can influence the expression of
personality characteristics.
Our community obese population also scored lower in self-
directedness than lean persons. Self-directedness is a measure
of internal organization, and the ability to set and pursue
meaningful goals.16 Therefore, these data suggest that obese
people may have a decreased ability to set weight loss goals
and to maintain behaviors that lead to weight control.
Conversely, patients with anorexia nervosa score high in
persistence and have very strict and rigid patterns of food
intake.17–21
Obese persons who sought treatment at our weight
management program scored higher in reward dependence
and cooperativeness than our sample of obese persons from
the community. These personality characteristics are found
in people who tend to be dedicated and sociable (high
reward dependence score), tolerant, fair and supportive
(high cooperativeness score). It is likely that our weight
management program, which involves group behavior
therapy and requires a considerable commitment from
patients, attracted obese persons with these personality
traits. Therefore, patients enrolled in our program, and
presumably those who choose to enroll in other rigorous
weight loss programs, represent a select subset of obese
persons who are more likely to comply with treatment than
other obese persons in the community. These results suggest
that data reported from weight loss trials that are conducted
in volunteers who chose to participate will generate more
optimistic weight loss results than if therapy were initiated
in the community.
Patients enrolled in our weight management program who
were successful at losing weight had lower novelty seeking
scores than those who did not achieve successful weight loss.
These results imply that obese persons who may eat to
combat boredom have considerable difficulty losing weight
with standard behavior modification therapy. Similarly, data
from previous studies have shown that obese people who
scored high in the KSP scale of impulsivity lost less weight in
a weight management program than those with lower
scores,6 and that monotony avoidance was associated with
difficulty in maintaining weight loss after jaw fixation.9,10
In contrast, Walker et al.11 found that only monotony
Table 5 Personality scores in successful (X10% weight loss) and unsuccess-
ful (o5% weight loss) obese subjects enrolled in the WUWMP
Personality
dimension
Unsuccessful
obese subjects
(n¼52)
Successful
obese subjects
(n¼69)
Novelty seeking 20.275.9 17.675.9*
Harm avoidance 16.378.4 15.778.4
Reward dependence 17.374.0 16.774.4
Persistence 5.171.8 5.572.0
Self-directedness 30.379.7 32.178.6
Cooperativeness 36.175.1 36.975.8
Self-transcendence 15.276.2 16.975.7
Abbreviation: WUWMP, Washington University Weight Management Pro-
gram. Value significantly different from corresponding unsuccessful obese
subjects value, *P¼0.02.
Personality characteristics in obesity and successful weight lossS Sullivan et al
672
International Journal of Obesity
avoidance was not associated with initial weight loss, and
was only weakly associated with 12-month weight relapse.
However, in that study, the initial weight management
program was only 8 weeks long, and it is possible that
treatment needs to be longer to see differences in weight loss
between high and low scorers in novelty seeking.
The number of subjects who participated in this study was
sufficiently large to detect even weak effects of personality
on obesity, treatment seeking behavior and success in
treatment (effect sizes between 0.17 and 0.34). The effects
we observed were very strong and identified important
differences in personality characteristics between groups.
Specifically, novelty seeking personality trait was strongly
associated with obesity in the general population (effect size
0.58), and reduced the likelihood of successful weight loss
treatment outcome (effect size 0.44). These data suggest that
high novelty seeking scores indicate a strong appetitive
drive. Reward dependence was strongly associated with
treatment seeking behavior, consistent with the notion that
high reward dependence indicates a need for social approval.
The effects of persistence and cooperativeness on the risk of
being obese and seeking obesity treatment were moderate
(effect sizes of 0.41–0.44).
In summary, the results of the present study demonstrate
differences in selected personality characteristics between
lean and obese persons, obese persons in the general
population and those who enrolled in a rigorous weight loss
program, and obese persons who are successful and those
who are unsuccessful at losing weight with group behavior
therapy. These data underscore the future potential useful-
ness of personality assessment in obesity management.
Additional studies are needed to determine whether person-
ality characteristics can be used to identify patients, in
advance, who can benefit from behavioral weight loss
therapy, whether personality characteristics change after
weight loss in a program that includes behavior modification
and finally, whether outcome can be improved by modifying
therapy based on individual personality traits.
Acknowledgements
We thank Shane Cotter and the staff of the Washington
University Weight Management Program for their assistance,
and the study subjects for their participation.This study was
supported by National Institutes of Health Grants MH60879
and DK 56341.
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