Periodic Transaction Report | U.S. Office of Government

Fitzgerald, Brenda - Page 1

Periodic Transaction Report | U.S. Office of Government Ethics; 5 C.F.R. part 2634

Executive Branch Personnel

Public Financial Disclosure Report:

Periodic Transaction Report (OGE Form 278-T)

Filer's Information

Fitzgerald, Brenda

Director CDC, Department of Health & Human Services

Electronic Signature - I certify that the statements I have made in this form are true, complete and correct to the best of my knowledge.

/s/ Fitzgerald, Brenda [electronically signed on 12/04/2017 by Fitzgerald, Brenda in Integrity.gov] - Filer received a 90 day filing extension.

Agency Ethics Official's Opinion - On the basis of information contained in this report, I conclude that the filer is in compliance with applicable laws and regulations

(subject to any comments below).

/s/ Olesh, Stanley, Certifying Official [electronically signed on 12/21/2017 by Olesh, Stanley in Integrity.gov]

Other review conducted by

/s/ Olesh, Stanley, Ethics Official [electronically signed on 12/21/2017 by Olesh, Stanley in Integrity.gov]

U.S. Office of Government Ethics Certification

Data Revised 12/21/2017






Comments of Reviewing Officials (public annotations):

PART # REFERENCE COMMENT

N/A N/A General (12/21/2017, Olesh, Stanley): Full 90 day extension

Transactions 33 Caterpiller Inc (12/06/2017, Blanchette, Jason): Information provided by filer

Transactions 34 Verizon Communications Inc (12/06/2017, Blanchette, Jason): Information provided by filer

Transactions 35 Ford Motor Co (12/06/2017, Blanchette, Jason): Information provided by filer

Transactions 36 Exxon Mobil Corp (12/06/2017, Blanchette, Jason): Information provided by filer

Transactions 37 Metlife Incorporated (12/06/2017, Blanchette, Jason): Information provided by filer

Transactions 38 JP Morgan Chase & Co (12/06/2017, Blanchette, Jason): Information provided by filer

Transactions 39 AT&T Inc (12/06/2017, Blanchette, Jason): Information provided by filer

Transactions 40 Call Johnson & Johnson at 120.000expires 1/9/18

(12/15/2017, Olesh, Stanley): Covered call option with stock, then sold underlying stock sameday -- SO

Transactions 41 Call McDonalds Corp at 135.000expires 1/19/18


Transactions 42 Call MetLife Incorporated at50.000 expires 1/19/18

(12/06/2017, Blanchette, Jason): Information provided by filer

Transactions 42 Call MetLife Incorporated at50.000 expires 1/19/18



Transactions


Transactions 43 Anheuser Busch Inbev SA SPON (12/06/2017, Blanchette, Jason): Information provided by filer

Transactions 44 Merck & Co Inc New Com (12/06/2017, Blanchette, Jason): Information provided by filer

Transactions 45 Call Coca Cola at 42.000 expires6/15/18


Transactions 46 Bristol Myers Squibb Co (12/06/2017, Blanchette, Jason): Information provided by filer

Transactions 47 Cisco Sys Inc (12/06/2017, Blanchette, Jason): Information provided by filer

Transactions 48 Coca Cola Co (12/06/2017, Blanchette, Jason): Information provided by filer

Transactions 49 General Electric Co (12/06/2017, Blanchette, Jason): Information provided by filer

Transactions 50 Intel Corp (12/06/2017, Blanchette, Jason): Information provided by filer

Transactions 51 Johnson & Johnson (12/06/2017, Blanchette, Jason): Information provided by filer

Transactions 52 McDonald's Corp (12/06/2017, Blanchette, Jason): Information provided by filer

Transactions 53 Proctor & Gamble (12/06/2017, Blanchette, Jason): Information provided by filer

Transactions 54 Wal-Mart Stores (12/06/2017, Blanchette, Jason): Information provided by filer

Transactions 55 Call JP Morgan Chase & Co at77.500 exp. 6/16/18


# DESCRIPTION TYPE DATE NOTIFICATIONOVER 30 DAYSAGO

AMOUNT

1 Merck & Co Inc Sale 7/7/2017 Yes $1,001 - $15,000

2 Symantec Corporation - Common Stock Sale 7/13/2017 Yes $1,001 - $15,000

3 US Foods Holding Co. (USFD) Purchase 7/13/2017 Yes $15,001 - $50,000

4 Florida St Brd Of Edu Lottery Ref-Ser F 23 Nov2010 5% 01 Jul 2020

Purchase 07/13/2017 Yes $1,001 - $15,000



AMOUNT

5 New Jersey St Ref-Ser L 26 Jan 2005 5.25% 15 Jul2017

Sale 07/17/2017 Yes $1,001 - $15,000

6 Symantec Corporation - Common Stock Purchase 07/18/2017 Yes $1,001 - $15,000

7 Symantec Corporation - Common Stock Sale 07/20/2017 Yes $1,001 - $15,000

8 Total SA (TOT) Purchase 07/24/2017 Yes $1,001 - $15,000

9 Rio Tinto (RIO) Purchase 07/24/2017 Yes $1,001 - $15,000

10 Public Storage 5.900% Preferred Callable See Endnote Exchange 07/26/2017 Yes $1,001 - $15,000

11 Weyerhaeuser Co Sale 07/28/2017 Yes $1,001 - $15,000

12 Massachusetts St Cons Ln-Ser C-Fsa-Cr 15 Aug1998 5.25% 01 Aug 2017

See Endnote Exchange 08/01/2017 Yes $1,001 - $15,000

13 Ferrari NV Purchase 08/02/2017 Yes $1,001 - $15,000

14 Michigan St Fin Auth Revenue Ref-St RevolvingFund-Clean Wt 10 Jul 2012 5% 01 Oct 2019

Purchase 08/07/2017 Yes $1,001 - $15,000

15 Japan Tobacco Inc Purchase 08/08/2017 Yes $1,001 - $15,000

16 Dell Technologies Inc Class V Purchase 08/09/2017 Yes $1,001 - $15,000

17 Humana Inc Purchase 08/09/2017 Yes $1,001 - $15,000

18 Merck & Co Inc Purchase 08/09/2017 Yes $1,001 - $15,000

19 Bayer Ag Spon ADR-Each Repr 1 ORD Purchase 08/10/2017 Yes $1,001 - $15,000

20 Pennsylvania St Ref-2nd Ser 16 Dec 2016 5% 15Jan 2020

Purchase 08/14/2017 Yes $1,001 - $15,000

21 Quintiles Ims Holdings Inc Com Sale 08/22/2017 Yes $1,001 - $15,000

22 BlackRock Corporate High Yield Fund Inc Purchase 08/24/2017 Yes $1,001 - $15,000

23 Schlumberger Ltd Purchase 08/25/2017 Yes $1,001 - $15,000



AMOUNT

24 Maryland St Dept Of Transprtn Second Issue 10Sep 2008 4% 01 Sep 2017

See Endnote Sale 09/01/2017 Yes $1,001 - $15,000

25 Tractor Supply Company - Common Stock Purchase 09/05/2017 Yes $1,001 - $15,000

26 Washington Clackamas & Yamhill Ref 03 Jun 20155% 15 Jun 2020

Purchase 09/05/2017 Yes $1,001 - $15,000

27 Netease.Com Inc ADR Each Repr 25 Com Stk Purchase 09/07/2017 Yes $1,001 - $15,000

28 Advent Claymore Convertible Securities andIncome Fund

See Endnote Purchase 09/13/2017 Yes $1,001 - $15,000

29 Progressive Corp Purchase 09/13/2017 Yes $1,001 - $15,000

30 Philips Electronics(Koninklijke)Nv ADR Each Rep 1ORD

Sale 09/25/2017 Yes $1,001 - $15,000

31 Heineken NV Sale 09/28/2017 Yes $1,001 - $15,000

32 Occidental Petroleum Purchase 09/28/2017 Yes $1,001 - $15,000

33 Caterpiller Inc Sale 07/20/2017 No $15,001 - $50,000

34 Verizon Communications Inc Sale 07/27/2017 No $1,001 - $15,000

35 Ford Motor Co Sale 07/27/2017 No $1,001 - $15,000

36 Exxon Mobil Corp Sale 07/27/2017 No $15,001 - $50,000

37 Metlife Incorporated Sale 07/27/2017 No $15,001 - $50,000

38 JP Morgan Chase & Co Sale 07/27/2017 No $15,001 - $50,000

39 AT&T Inc Sale 07/27/2017 No $1,001 - $15,000

40 Call Johnson & Johnson at 120.000 expires 1/9/18 Sale 07/25/2017 No $1,001 - $15,000

41 Call McDonalds Corp at 135.000 expires 1/19/18 Sale 07/25/2017 No $1,001 - $15,000

42 Call MetLife Incorporated at 50.000 expires1/19/18

Sale 07/25/2017 No $1,001 - $15,000


Endnotes


AMOUNT

43 Anheuser Busch Inbev SA SPON Sale 07/27/2017 No $1,001 - $15,000

44 Merck & Co Inc New Com Sale 07/27/2017 No $1,001 - $15,000

45 Call Coca Cola at 42.000 expires 6/15/18 Sale 07/25/2017 No $1,001 - $15,000

46 Bristol Myers Squibb Co Sale 07/27/2017 No $1,001 - $15,000

47 Cisco Sys Inc Sale 07/27/2017 No $1,001 - $15,000

48 Coca Cola Co Sale 07/27/2017 No $15,001 - $50,000

49 General Electric Co Sale 07/27/2017 No $1,001 - $15,000

50 Intel Corp Sale 07/27/2017 No $1,001 - $15,000

51 Johnson & Johnson Sale 07/27/2017 No $1,001 - $15,000

52 McDonald's Corp Sale 07/27/2017 No $15,001 - $50,000

53 Proctor & Gamble Sale 07/27/2017 No $15,001 - $50,000

54 Wal-Mart Stores Sale 07/27/2017 No $15,001 - $50,000

55 Call JP Morgan Chase & Co at 77.500 exp. 6/16/18 Sale 7/25/17 No $1,001 - $15,000

56 Berkshire Hathaway Cl B Sale 7/24/2017 No $1,001 - $15,000

PART # ENDNOTE

Transactions 10 Corporate Action Exchange

Transactions 12 Final Maturity

Transactions 24 Final Maturity

Transactions 28 Repurchase Offer


Summary of Contents The 278-T discloses purchases, sales, or exchanges of securities in excess of $1,000 made on behalf of the filer, the filer's spouse, or dependent child. Transactionsare required to be disclosed within 30 days of receiving notification of a transaction but not later than 45 days after the transaction. Filers need not disclose (1)mutual funds and other excepted investment funds; (2) certificates of deposit, savings or checking accounts, and money market accounts; (3) U.S. Treasury bills,notes, and bonds; (4) Thrift Savings Plan accounts; (5) real property; and (6) transactions that are solely by and between the filer, the filer's spouse, and the filer'sdependent children.

Privacy Act Statement

Title I of the Ethics in Government Act of 1978, as amended (the Act), 5 U.S.C. app. § 101 et seq., as amended by the Stop Trading on Congressional Knowledge Act of2012 (Pub. L. 112-105) (STOCK Act), and 5 C.F.R. Part 2634 of the U. S. Office of Government Ethics regulations require the reporting of this information. The primaryuse of the information on this report is for review by Government officials to determine compliance with applicable Federal laws and regulations. This report mayalso be disclosed upon request to any requesting person in accordance with sections 105 and 402(b)(1) of the Act or as otherwise authorized by law. You may inspectapplications for public access of your own form upon request. Additional disclosures of the information on this report may be made: (1) to any requesting person,subject to the limitation contained in section 208(d)(1) of title 18, any determination granting an exemption pursuant to sections 208(b)(1) and 208(b)(3) of title 18; (2)to a Federal, State, or local law enforcement agency if the disclosing agency becomes aware of violations or potential violations of law or regulation; (3) to anotherFederal agency, court or party in a court or Federal administrative proceeding when the Government is a party or in order to comply with a judge-issued subpoena;(4) to a source when necessary to obtain information relevant to a conflict of interest investigation or determination; (5) to the National Archives and RecordsAdministration or the General Services Administration in records management inspections; (6) to the Office of Management and Budget during legislativecoordination on private relief legislation; (7) to the Department of Justice or in certain legal proceedings when the disclosing agency, an employee of the disclosingagency, or the United States is a party to litigation or has an interest in the litigation and the use of such records is deemed relevant and necessary to the litigation; (8)to reviewing officials in a new office, department or agency when an employee transfers or is detailed from one covered position to another; (9) to a Member ofCongress or a congressional office in response to an inquiry made on behalf of an individual who is the subject of the record; (10) to contractors and other non-Government employees working on a contract, service or assignment for the Federal Government when necessary to accomplish a function related to an OGEGovernment-wide system of records; and (11) on the OGE Website and to any person, department or agency, any written ethics agreement filed with OGE by anindividual nominated by the President to a position requiring Senate confirmation. See also the OGE/GOVT-1 executive branch-wide Privacy Act system of records.






Filer's Information

Fitzgerald, Brenda

Director of CDC, Department of Health & Human Services











Transactions


AMOUNT

1 AbbVie Inc. Sale 10/26/2017 Yes $1,001 - $15,000

2 Accenture plc Sale 10/26/2017 Yes $1,001 - $15,000

3 AerCap Holdings NV Sale 10/26/2017 Yes $1,001 - $15,000

4 Agilent Technologies Inc Sale 10/26/2017 Yes $1,001 - $15,000

5 AGNC Investment Corp Sale 10/26/2017 Yes $1,001 - $15,000

6 Agricultural Bank of China Ltd Sale 10/26/2017 Yes $1,001 - $15,000

7 AIA Group Ltd Sale 10/26/2017 Yes $50,001 -$100,000

8 Alexion Pharmaceuticals, Inc. - Common Stock Sale 10/26/2017 Yes $1,001 - $15,000

9 Alphabet Inc Cap Stk Cl A Sale 10/26/2017 Yes $1,001 - $15,000

10 Altria Group Inc Sale 10/26/2017 Yes $1,001 - $15,000

11 Alumina Ltd Sale 10/26/2017 Yes $1,001 - $15,000

12 Amazon.com, Inc. - Common Stock Sale 10/26/2017 Yes $1,001 - $15,000

13 Amdocs Limited - Ordinary Shares Sale 10/26/2017 Yes $1,001 - $15,000

14 AEP Industries Inc. - Common Stock Sale 10/26/2017 Yes $1,001 - $15,000

15 American Tower Corp Com Sale 10/26/2017 Yes $1,001 - $15,000

16 Ameriprise Financial Inc Sale 10/26/2017 Yes $1,001 - $15,000

17 AmerisourceBergen Corp Sale 10/26/2017 Yes $1,001 - $15,000

18 Amphenol Corp A Sale 10/26/2017 Yes $1,001 - $15,000

19 Aon plc Sale 10/26/2017 Yes $1,001 - $15,000



AMOUNT

20 Apple Hospitality REIT Inc Sale 10/26/2017 Yes $1,001 - $15,000

21 Apple Inc. - Common Stock Sale 10/26/2017 Yes $1,001 - $15,000

22 ASML Holding N.V. - ADS represents 1 ordinaryshare

Sale 10/26/2017 Yes $1,001 - $15,000

23 AT&T Inc Sale 10/26/2017 Yes $1,001 - $15,000

24 Atlas Copco AB Sale 10/26/2017 Yes $1,001 - $15,000

25 Automatic Data Processing, Inc. - Common Stock Sale 10/26/2017 Yes $1,001 - $15,000

26 AXA SA Sale 10/26/2017 Yes $1,001 - $15,000

27 Axis Capital Holdings Ltd Sale 10/26/2017 Yes $1,001 - $15,000

28 Banco Bilbao Vizcaya Argentaria Sa ADS EachRepr 1 ORD

Sale 10/26/2017 Yes $1,001 - $15,000

29 Banco Santander Chile Sale 10/26/2017 Yes $1,001 - $15,000

30 Banco Santander Sa ADR Each 1 Repr 1 ORD Sale 10/26/2017 Yes $1,001 - $15,000

31 Bank Mandiri Persero Tbk PT Sale 10/26/2017 Yes $1,001 - $15,000

32 Bank of America Corp Sale 10/26/2017 Yes $1,001 - $15,000

33 Bank of China Ltd Sale 10/26/2017 Yes $1,001 - $15,000

34 Bank of Montreal Sale 10/26/2017 Yes $1,001 - $15,000

35 Baxter International Inc Sale 10/26/2017 Yes $1,001 - $15,000

36 Bayer Ag Spon ADR-Each Repr 1 ORD Sale 10/26/2017 Yes $1,001 - $15,000

37 Berkshire Hathaway B Shares Sale 10/26/2017 Yes $1,001 - $15,000

38 Best Buy Co Inc Sale 10/26/2017 Yes $1,001 - $15,000

39 Bio-Rad Laboratories Inc Sale 10/26/2017 Yes $1,001 - $15,000



AMOUNT

40 Blackstone Mortgage Trust Inc Sale 10/26/2017 Yes $1,001 - $15,000

41 BNP Paribas SA Sale 10/26/2017 Yes $1,001 - $15,000

42 Booz Allen Hamilton Holding Corp Sale 10/26/2017 Yes $1,001 - $15,000

43 Boston Scientific Corp Sale 10/26/2017 Yes $1,001 - $15,000

44 Broadcom Ltd Shs Sale 10/26/2017 Yes $1,001 - $15,000

45 BT Group ADR Each Rep 10 ORD Sale 10/26/2017 Yes $1,001 - $15,000

46 Canadian National Railway Co Sale 10/26/2017 Yes $1,001 - $15,000

47 Carnival Corp Sale 10/26/2017 Yes $1,001 - $15,000

48 Casey's General Stores Inc Sale 10/26/2017 Yes $1,001 - $15,000

49 Caterpillar Inc Sale 10/26/2017 Yes $1,001 - $15,000

50 Cboe Global Markets Inc Sale 10/26/2017 Yes $1,001 - $15,000

51 Cerner Corp Sale 10/26/2017 Yes $1,001 - $15,000

52 Charles Schwab Corp/The Sale 10/26/2017 Yes $1,001 - $15,000

53 Chevron Corp Sale 10/26/2017 Yes $1,001 - $15,000

54 China Construction Bank Corp Sale 10/26/2017 Yes $1,001 - $15,000

55 China Mobile Ltd Spon ADR Rep 5 ORD Sale 10/26/2017 Yes $1,001 - $15,000

56 Chubb Limited Com Sale 10/26/2017 Yes $1,001 - $15,000

57 Cie Financiere Richemont SA Sale 10/26/2017 Yes $1,001 - $15,000

58 Cincinnati Financial Corp Sale 10/26/2017 Yes $1,001 - $15,000

59 Cisco Systems, Inc. - Common Stock Sale 10/26/2017 Yes $1,001 - $15,000

60 Clorox Co Sale 10/26/2017 Yes $1,001 - $15,000



AMOUNT

61 CME Group Inc Sale 10/26/2017 Yes $1,001 - $15,000

62 Coca-Cola Co Sale 10/26/2017 Yes $1,001 - $15,000

63 Colgate-Palmolive Co Sale 10/26/2017 Yes $1,001 - $15,000

64 Comcast Corp-Class A Sale 10/26/2017 Yes $1,001 - $15,000

65 Compass Group Plc Spon Adr Each Rep 1 Ord Shs(Post Splt

Sale 11/26/2017 Yes $1,001 - $15,000

66 ConAgra Foods Inc Sale 11/26/2017 Yes $1,001 - $15,000

67 Cooper Cos Inc/The Sale 10/26/2017 Yes $1,001 - $15,000

68 Core Laboratories NV Sale 10/26/2017 Yes $1,001 - $15,000

69 Costco Wholesale Corp Sale 10/26/2017 Yes $1,001 - $15,000

70 Crown Castle International Corp Com Sale 10/26/2017 Yes $1,001 - $15,000

71 CSX Corp Sale 11/26/2017 Yes $1,001 - $15,000

72 Ctrip.com International Ltd Sale 10/26/2017 Yes $1,001 - $15,000

73 Cypress Semiconductor Corp Sale 10/26/2017 Yes $1,001 - $15,000

74 DBS Group Holdings Ltd Sale 10/26/2014 Yes $1,001 - $15,000

75 Deere & Co Sale 10/26/2017 Yes $1,001 - $15,000

76 Dell Technologies Inc Class V Sale 10/26/2017 Yes $1,001 - $15,000

77 Delphi Automotive PLC Sale 10/26/2017 Yes $1,001 - $15,000

78 Dentsply Sirona Inc Com Sale 10/26/2017 Yes $1,001 - $15,000

79 Diageo ADR Each Repr 4 ORD Gbx28.935185 Sale 10/26/2017 Yes $1,001 - $15,000

80 DowDuPont Inc Sale 10/26/2017 Yes $1,001 - $15,000

81 Dr Pepper Snapple Group Inc Sale 10/26/2017 Yes $1,001 - $15,000



AMOUNT

82 Eaton Corp PLC Sale 10/26/2017 Yes $1,001 - $15,000

83 EchoStar Corp Sale 11/26/2017 Yes $1,001 - $15,000

84 Ecolab Inc Sale 10/26/2017 Yes $1,001 - $15,000

85 Edwards Lifesciences Corp Sale 10/26/2017 Yes $1,001 - $15,000

86 Engie SA Sale 10/26/2017 Yes $1,001 - $15,000

87 Erie Indemnity Co Sale 10/26/2017 Yes $1,001 - $15,000

88 Essilor International Cie Generale d'Optique SA Sale 10/26/2017 Yes $1,001 - $15,000

89 Estee Lauder Cos Inc/The Sale 10/26/2017 Yes $1,001 - $15,000

90 Eutelsat Communications SA Sale 10/26/2017 Yes $1,001 - $15,000

91 Everest Re Group Ltd Sale 10/26/2017 Yes $1,001 - $15,000

92 Exelon Corp Sale 10/26/2017 Yes $1,001 - $15,000

93 Exxon Mobil Corp Sale 10/26/2017 Yes $1,001 - $15,000

94 Facebook Inc Sale 10/26/2017 Yes $1,001 - $15,000

95 Ferrari NV Sale 10/26/2017 Yes $1,001 - $15,000

96 First Republic Bank/CA Sale 10/26/2017 Yes $1,001 - $15,000

97 Ford Otomotiv Sanayi AS Sale 10/26/2017 Yes $1,001 - $15,000

98 Fuji Film Holdings Corporation Adr-Each Cnv Into1 ORD

Sale 10/26/2017 Yes $1,001 - $15,000

99 General Dynamics Sale 10/26/2017 Yes $1,001 - $15,000

100 General Electric Co Sale 10/26/2017 Yes $1,001 - $15,000

101 Hawaiian Electric Industries Inc Sale 10/26/2017 Yes $1,001 - $15,000

102 HDFC Bank ADS Each Repr 3 Inr10(Mgt) Sale 10/26/2017 Yes $1,001 - $15,000



AMOUNT

103 Healthcare Services Group Inc Sale 10/26/2017 Yes $1,001 - $15,000

104 Heineken NV Sale 10/26/2017 Yes $1,001 - $15,000

105 Home Depot Inc Sale 10/26/2017 Yes $1,001 - $15,000

106 Humana Inc Sale 10/26/2017 Yes $1,001 - $15,000

107 Hyatt Hotels Corp Sale 10/26/2017 Yes $1,001 - $15,000

108 ICICI Bank Limited ADR Each Repr 2 ORDInr10(Spon)

Sale 10/26/2017 Yes $1,001 - $15,000

109 ICON PLC Sale 10/26/2017 Yes $1,001 - $15,000

110 Ihs Market Ltd Sale 10/26/2017 Yes $1,001 - $15,000

111 Imperial Brands PLC Sale 10/26/2017 Yes $1,001 - $15,000

112 ING Groep Nv Spon Adr 1 Ord Shs Sale 10/26/2017 Yes $1,001 - $15,000

113 Intel Corp Sale 10/26/2017 Yes $1,001 - $15,000

114 Intesa Sanpaolo S.P.A. ADR Each Repr 6 ORD Sale 10/26/2017 Yes $1,001 - $15,000

115 Itau Unibanco Holdings S.A. ADR Each Repr 1 Prf Sale 10/26/2017 Yes $1,001 - $15,000

116 Japan Tobacco Inc Sale 10/26/2017 Yes $1,001 - $15,000

117 Johnson & Johnson Sale 10/26/2017 Yes $1,001 - $15,000

118 JP Morgan Chase & Co Sale 10/26/2017 Yes $1,001 - $15,000

119 Kellogg Co Sale 10/26/2017 Yes $1,001 - $15,000

120 Kimberly-Clark Sale 10/26/2017 Yes $1,001 - $15,000

121 Kinder Morgan Inc/DE Sale 10/26/2017 Yes $1,001 - $15,000

122 Kingfisher ADR Each Repr 2 ORD Sale 10/26/2017 Yes $1,001 - $15,000

123 Kubota Corp Sale 10/26/2017 Yes $1,001 - $15,000



AMOUNT

124 Lamar Advertising Co New Cl A Sale 10/26/2017 Yes $1,001 - $15,000

125 Lamb Weston Holdings Inc Sale 10/26/2017 Yes $1,001 - $15,000

126 Lennar Corp Sale 10/26/2017 Yes $1,001 - $15,000

127 Lockheed Martin Sale 10/26/2017 Yes $1,001 - $15,000

128 LyondellBasell Industries N.V. Sale 10/26/2017 Yes $1,001 - $15,000

129 Makita Corp Sale 10/26/2017 Yes $1,001 - $15,000

130 Marathon Petroleum Corp. Sale 10/26/2017 Yes $1,001 - $15,000

131 Markel Corp Sale 1026/2017 Yes $1,001 - $15,000

132 Mastercard Inc A Sale 10/26/2017 Yes $1,001 - $15,000

133 McDonald's Corp Sale 10/26/2017 Yes $1,001 - $15,000

134 MercadoLibre, Inc. - Common Stock Sale 10/26/2017 Yes $1,001 - $15,000

135 Merck & Co Inc Sale 10/26/2017 Yes $1,001 - $15,000

136 Microsoft Corporation - Common Stock Sale 10/26/2017 Yes $1,001 - $15,000

137 Mobile Telesystems Ojsc ADR Each Rep 5 ComShs Spons

Sale 10/26/2017 Yes $1,001 - $15,000

138 Nestle Sa Spon ADR Each Repr 1 Com Chf0.10Regd

Sale 10/26/2017 Yes $1,001 - $15,000

139 Netease.Com Inc ADR Each Repr 25 Com Stk Sale 10/26/2017 Yes $1,001 - $15,000

140 New Oriental Education & Technology Group Inc Sale 10/26/2017 Yes $1,001 - $15,000

141 Nielsen Holdings PLC Sale 10/26/2017 Yes $1,001 - $15,000

142 Novartis Ag Adr-Each Repr 1 Chf0.5(Regd) Sale 10/26/2017 Yes $1,001 - $15,000

143 Novozymes A/S Sale 10/26/2017 Yes $1,001 - $15,000



AMOUNT

144 Occidental Petroleum Corp Sale 10/26/2017 Yes $1,001 - $15,000

145 Oil Search Ltd Sale 10/26/2017 Yes $1,001 - $15,000

146 Omron Corp Sale 10/26/2017 Yes $1,001 - $15,000

147 Oracle Corp Sale 10/26/2017 Yes $1,001 - $15,000

148 ORIX Corp Sale 10/26/2017 Yes $1,001 - $15,000

149 PacWest Bancorp Sale 10/26/2017 Yes $1,001 - $15,000

150 Pattern Energy Group Inc Sale 10/26/2017 Yes $1,001 - $15,000

151 PepsiCo Inc Sale 10/26/2017 Yes $1,001 - $15,000

152 Pfizer Inc Sale 10/26/2017 Yes $1,001 - $15,000

153 PG&E Corporation Sale 10/26/2017 Yes $1,001 - $15,000

154 Philip Morris International Sale 10/26/2017 Yes $1,001 - $15,000

155 Philips Electronics(Koninklijke)Nv ADR Each Rep 1ORD

Sale 10/26/2017 Yes $1,001 - $15,000

156 Pinnacle West Capital (AZ) Sale 10/26/2017 Yes $1,001 - $15,000

157 PPL Corp Sale 10/26/2017 Yes $1,001 - $15,000

158 Praxair Inc Sale 10/26/2017 Yes $1,001 - $15,000

159 ProAssurance Corp Sale 10/26/2017 Yes $1,001 - $15,000

160 Procter & Gamble Sale 10/26/2017 Yes $1,001 - $15,000

161 Progressive Corp Sale 10/26/2017 Yes $1,001 - $15,000

162 QUALCOMM Inc Sale 10/26/2017 Yes $1,001 - $15,000

163 Quintiles Ims Holdings Inc Com Sale 10/26/2017 Yes $1,001 - $15,000

164 Reckitt Benckiser Group Plc Sponsored ADR Sale 10/26/2017 Yes $1,001 - $15,000



AMOUNT

165 RenaissanceRe Holdings Ltd Sale 10/26/2017 Yes $1,001 - $15,000

166 Repsol Ypf Sa ADR-Each Cnv Into 1 ORD (Bny) Sale 10/26/2017 Yes $1,001 - $15,000

167 Republic Services Inc Sale 10/26/2017 Yes $1,001 - $15,000

168 Rio Tinto PLC Sale 10/26/2017 Yes $1,001 - $15,000

169 Royal Dutch Shell ADR Ea Rep 2 Cl'B' Sale 10/26/2017 Yes $1,001 - $15,000

170 Ryanair Holdings PLC Sale 10/26/2017 Yes $1,001 - $15,000

171 Sampo Oyj Sale 11/26/2017 Yes $1,001 - $15,000

172 Sands China Ltd Sale 10/26/2017 Yes $1,001 - $15,000

173 Schlumberger Ltd Sale 10/26/2017 Yes $1,001 - $15,000

174 Sensata Technologies Holding NV Sale 10/26/2017 Yes $1,001 - $15,000

175 SLM Corp Sale 10/26/2017 Yes $1,001 - $15,000

176 Snam SpA Sale 10/26/2017 Yes $1,001 - $15,000

177 Sony Corp ADR-Each Cnv Into 1 ORD Sale 10/26/2017 Yes $1,001 - $15,000

178 Square Inc Sale 10/26/2017 Yes $1,001 - $15,000

179 Statoil Asa Spon ADR Each Rep 1 ORD Nok2.50 Sale 10/26/2017 Yes $1,001 - $15,000

180 Sumitomo Mitsui Financial Group Inc Sale 10/26/2017 Yes $1,001 - $15,000

181 Suncor Energy Inc Sale 10/26/2017 Yes $1,001 - $15,000

182 Sysco Corp Sale 10/26/2017 Yes $1,001 - $15,000

183 Taiwan Semiconductor Manufacturing Co Ltd Sale 10/26/2017 Yes $1,001 - $15,000

184 TechnipFMC PLC Sale 10/26/2017 Yes $1,001 - $15,000

185 Techtronic Industries Co Ltd Sale 10/26/2017 Yes $1,001 - $15,000



AMOUNT

186 Teleflex Inc Sale 10/26/2017 Yes $1,001 - $15,000

187 Tencent Holdings Ltd Sale 10/26/2017 Yes $1,001 - $15,000

188 Tokyo Electron Ltd Sale 10/26/2017 Yes $1,001 - $15,000

189 Total ADR Each Rep 1 ORD Shs Sale 10/26/2017 Yes $1,001 - $15,000

190 Tractor Supply Co Sale 10/26/2017 Yes $1,001 - $15,000

191 Trend Micro Inc ADR Each Rep 1 ORD NpvSpon(Bny)

Sale 10/26/2017 Yes $1,001 - $15,000

192 Two Harbors Investment Corp Sale 10/26/2017 Yes $1,001 - $15,000

193 Tyler Technologies Inc Sale 10/26/2017 Yes $1,001 - $15,000

194 Unilever Nv Eur0.16(New York Shares) Sale 10/26/2017 Yes $1,001 - $15,000

195 United Parcel Service Inc Sale 10/26/2017 Yes $1,001 - $15,000

196 United Technologies Corp Sale 10/26/2017 Yes $1,001 - $15,000

197 US Bancorp Sale 10/26/2017 Yes $1,001 - $15,000

198 US Foods Holding Corp Sale 10/26/2017 Yes $1,001 - $15,000

199 Vale S.A. Spons ADR Repr 1 Com Sale 10/26/2017 Yes $1,001 - $15,000

200 Verisk Analytics Inc Sale 10/26/2017 Yes $1,001 - $15,000

201 Verizon Communications Inc Sale 10/26/2017 Yes $1,001 - $15,000

202 VF Corp Sale 10/26/2017 Yes $1,001 - $15,000

203 Visa Inc Sale 10/26/2017 Yes $1,001 - $15,000

204 Vistra Energy Corp Sale 10/26/2017 Yes $1,001 - $15,000

205 Wal-Mart Stores Inc Sale 10/26/2017 Yes $1,001 - $15,000

206 Walt Disney Co/The Sale 10/26/2017 Yes $1,001 - $15,000


Endnotes



Title I of the Ethics in Government Act of 1978, as amended (the Act), 5 U.S.C. app. § 101 et seq., as amended by the Stop Trading on Congressional Knowledge Act of2012 (Pub. L. 112-105) (STOCK Act), and 5 C.F.R. Part 2634 of the U. S. Office of Government Ethics regulations require the reporting of this information. The primaryuse of the information on this report is for review by Government officials to determine compliance with applicable Federal laws and regulations. This report mayalso be disclosed upon request to any requesting person in accordance with sections 105 and 402(b)(1) of the Act or as otherwise authorized by law. You may inspectapplications for public access of your own form upon request. Additional disclosures of the information on this report may be made: (1) to any requesting person,subject to the limitation contained in section 208(d)(1) of title 18, any determination granting an exemption pursuant to sections 208(b)(1) and 208(b)(3) of title 18; (2)to a Federal, State, or local law enforcement agency if the disclosing agency becomes aware of violations or potential violations of law or regulation; (3) to anotherFederal agency, court or party in a court or Federal administrative proceeding when the Government is a party or in order to comply with a judge-issued subpoena;


AMOUNT

207 Waste Management Inc Sale 10/26/2017 Yes $1,001 - $15,000

208 Wells Fargo & Co Sale 10/26/2017 Yes $1,001 - $15,000

209 Westpac Banking Corp-SP ADR Sale 10/26/2017 Yes $1,001 - $15,000

210 Weyerhaeuser Co Sale 10/26/2017 Yes $1,001 - $15,000

211 White Mountains Insurance Group Ltd Sale 10/26/2017 Yes $1,001 - $15,000

212 Willis Towers Watson Pub LTD Sale 10/26/2017 Yes $1,001 - $15,000

213 Xcel Energy Inc Sale 10/26/2017 Yes $1,001 - $15,000

214 Yandex NV Sale 10/26/2017 No $1,001 - $15,000


(4) to a source when necessary to obtain information relevant to a conflict of interest investigation or determination; (5) to the National Archives and RecordsAdministration or the General Services Administration in records management inspections; (6) to the Office of Management and Budget during legislativecoordination on private relief legislation; (7) to the Department of Justice or in certain legal proceedings when the disclosing agency, an employee of the disclosingagency, or the United States is a party to litigation or has an interest in the litigation and the use of such records is deemed relevant and necessary to the litigation; (8)to reviewing officials in a new office, department or agency when an employee transfers or is detailed from one covered position to another; (9) to a Member ofCongress or a congressional office in response to an inquiry made on behalf of an individual who is the subject of the record; (10) to contractors and other non-Government employees working on a contract, service or assignment for the Federal Government when necessary to accomplish a function related to an OGEGovernment-wide system of records; and (11) on the OGE Website and to any person, department or agency, any written ethics agreement filed with OGE by anindividual nominated by the President to a position requiring Senate confirmation. See also the OGE/GOVT-1 executive branch-wide Privacy Act system of records.






Filer's Information

Fitzgerald, Brenda

Director CDC, Department of Health & Human Services


/s/ Fitzgerald, Brenda [electronically signed on 12/15/2017 by Fitzgerald, Brenda in Integrity.gov]











Transactions


N/A N/A General (12/21/2017, Olesh, Stanley): Most are EIFs, not technically reportable on 278-T forms, includedon this 278-T for pre-population purposes on next year's annual 278e. Reportable transactionsare all within reporting deadline -- SO


AMOUNT

1 ISHARES S&P SMLL-CAP 600 V ETF Purchase 08/11/17 Yes $1,001 - $15,000

2 ISHARES SMALL CAP 600 G ETF Purchase 08/11/17 Yes $1,001 - $15,000

3 ISHARES S&P MID-CAP 400 V ETF Purchase 8/11/17 Yes $1,001 - $15,000

4 ISHARES S&P MID-CAP 400 G ETF Purchase 8/11/17 Yes $1,001 - $15,000

5 S & P 500 INDEX FUND Purchase 8/11/17 Yes $1,001 - $15,000






11 ISHARES S&P SMLL-CAP 600 V ETF Purchase 11/21/17 No $50,001 -$100,000


Endnotes

Summary of Contents The 278-T discloses purchases, sales, or exchanges of securities in excess of $1,000 made on behalf of the filer, the filer's spouse, or dependent child. Transactionsare required to be disclosed within 30 days of receiving notification of a transaction but not later than 45 days after the transaction. Filers need not disclose (1)mutual funds and other excepted investment funds; (2) certificates of deposit, savings or checking accounts, and money market accounts; (3) U.S. Treasury bills,notes, and bonds; (4) Thrift Savings Plan accounts; (5) real property; and (6) transactions that are solely by and between the filer, the filer's spouse, and the filer's


AMOUNT

12 ISHARES SMALL CAP 600 G ETF Purchase 11/21/17 No $50,001 -$100,000

13 ISHARES S&P MID-CAP 400 V ETF Purchase 11/21/17 No $100,001 -$250,000

14 ISHARES S&P MID-CAP 400 G ETF Purchase 11/21/17 No $100,001 -$250,000

15 S & P 500 INDEX FUND Purchase 11/21/17 No $100,001 -$250,000

16 AT&T INC Sale 11/21/17 No $15,001 - $50,000

17 TABLEAU SOFTWARE INC CL-A Sale 11/21/17 No $15,001 - $50,000

18 BERKSHIRE HATHAWAY CL-B NEW Sale 11/21/17 No $500,001 -$1,000,000

19 ISHARES S&P SMLL-CAP 600 V ETF Purchase 12/01/17 No $1,001 - $15,000

20 ISHARES SMALL CAP 600 G ETF Purchase 12/01/17 No $15,001 - $50,000

21 ISHARES S&P MID-CAP 400 V ETF Purchase 12/01/17 No $15,001 - $50,000

22 ISHARES S&P MID-CAP 400 G ETF Purchase 12/01/17 No $15,001 - $50,000



dependent children.


Title I of the Ethics in Government Act of 1978, as amended (the Act), 5 U.S.C. app. § 101 et seq., as amended by the Stop Trading on Congressional Knowledge Act of2012 (Pub. L. 112-105) (STOCK Act), and 5 C.F.R. Part 2634 of the U. S. Office of Government Ethics regulations require the reporting of this information. The primaryuse of the information on this report is for review by Government officials to determine compliance with applicable Federal laws and regulations. This report mayalso be disclosed upon request to any requesting person in accordance with sections 105 and 402(b)(1) of the Act or as otherwise authorized by law. You may inspectapplications for public access of your own form upon request. Additional disclosures of the information on this report may be made: (1) to any requesting person,subject to the limitation contained in section 208(d)(1) of title 18, any determination granting an exemption pursuant to sections 208(b)(1) and 208(b)(3) of title 18; (2)to a Federal, State, or local law enforcement agency if the disclosing agency becomes aware of violations or potential violations of law or regulation; (3) to anotherFederal agency, court or party in a court or Federal administrative proceeding when the Government is a party or in order to comply with a judge-issued subpoena;(4) to a source when necessary to obtain information relevant to a conflict of interest investigation or determination; (5) to the National Archives and RecordsAdministration or the General Services Administration in records management inspections; (6) to the Office of Management and Budget during legislativecoordination on private relief legislation; (7) to the Department of Justice or in certain legal proceedings when the disclosing agency, an employee of the disclosingagency, or the United States is a party to litigation or has an interest in the litigation and the use of such records is deemed relevant and necessary to the litigation; (8)to reviewing officials in a new office, department or agency when an employee transfers or is detailed from one covered position to another; (9) to a Member ofCongress or a congressional office in response to an inquiry made on behalf of an individual who is the subject of the record; (10) to contractors and other non-Government employees working on a contract, service or assignment for the Federal Government when necessary to accomplish a function related to an OGEGovernment-wide system of records; and (11) on the OGE Website and to any person, department or agency, any written ethics agreement filed with OGE by anindividual nominated by the President to a position requiring Senate confirmation. See also the OGE/GOVT-1 executive branch-wide Privacy Act system of records.






Filer's Information

Fitzgerald, Brenda

Director, CDC, Department of Health & Human Services












Transactions


N/A N/A General (12/21/2017, Olesh, Stanley): Pre-October transactions are EIFs -- SO


AMOUNT

1 Walt Disney Co Sale 10/30/17 Yes $1,001 - $15,000

2 Dunkin' Brands Group, Inc. - Common Stock Sale 10/30/17 Yes $1,001 - $15,000

3 DowDuPont (DWDP) Sale 10/30/17 Yes $1,001 - $15,000

4 Enbridge (ENB) Sale 10/30/17 Yes $15,001 - $50,000

5 Domino's Pizza Inc (DPZ) Sale 10/30/17 Yes $15,001 - $50,000











16 ISHARES S&P SMLL-CAP 600 V ETF Purchase 12/01/17 No $1,001 - $15,000


Endnotes



Title I of the Ethics in Government Act of 1978, as amended (the Act), 5 U.S.C. app. § 101 et seq., as amended by the Stop Trading on Congressional Knowledge Act of2012 (Pub. L. 112-105) (STOCK Act), and 5 C.F.R. Part 2634 of the U. S. Office of Government Ethics regulations require the reporting of this information. The primaryuse of the information on this report is for review by Government officials to determine compliance with applicable Federal laws and regulations. This report mayalso be disclosed upon request to any requesting person in accordance with sections 105 and 402(b)(1) of the Act or as otherwise authorized by law. You may inspectapplications for public access of your own form upon request. Additional disclosures of the information on this report may be made: (1) to any requesting person,subject to the limitation contained in section 208(d)(1) of title 18, any determination granting an exemption pursuant to sections 208(b)(1) and 208(b)(3) of title 18; (2)to a Federal, State, or local law enforcement agency if the disclosing agency becomes aware of violations or potential violations of law or regulation; (3) to anotherFederal agency, court or party in a court or Federal administrative proceeding when the Government is a party or in order to comply with a judge-issued subpoena;(4) to a source when necessary to obtain information relevant to a conflict of interest investigation or determination; (5) to the National Archives and RecordsAdministration or the General Services Administration in records management inspections; (6) to the Office of Management and Budget during legislativecoordination on private relief legislation; (7) to the Department of Justice or in certain legal proceedings when the disclosing agency, an employee of the disclosingagency, or the United States is a party to litigation or has an interest in the litigation and the use of such records is deemed relevant and necessary to the litigation; (8)to reviewing officials in a new office, department or agency when an employee transfers or is detailed from one covered position to another; (9) to a Member ofCongress or a congressional office in response to an inquiry made on behalf of an individual who is the subject of the record; (10) to contractors and other non-


AMOUNT

17 ISHARES SMALL CAP 600 G ETF Purchase 12/01/17 No $15,001 - $50,000

18 ISHARES S&P MID-CAP 400 V ETF Purchase 12/01/17 No $15,001 - $50,000

19 ISHARES S&P MID-CAP 400 G ETF Purchase 12/01/17 No $15,001 - $50,000



Government employees working on a contract, service or assignment for the Federal Government when necessary to accomplish a function related to an OGEGovernment-wide system of records; and (11) on the OGE Website and to any person, department or agency, any written ethics agreement filed with OGE by anindividual nominated by the President to a position requiring Senate confirmation. See also the OGE/GOVT-1 executive branch-wide Privacy Act system of records.

Documents

Periodic Transaction Report | U.S. Office of Government