20
Journal of Rock Mechanics and Geotechnical Engineering. 2010, 2 (1): 12–31 Pellet mixtures in isolation barriers E. E. Alonso 1* , C. Hoffmann 2 , E. Romero 3 1 Civil Engineering, Technical University of Catalonia, Barcelona, 08034, Spain 2 Technical University of Catalonia, Barcelona, 08034, Spain 3 Geotechnical Laboratory, Technical University of Catalonia, Barcelona, 08034, Spain Received 15 May 2009; received in revised form 16 October 2009; accepted 15 November 2009 Abstract: Granular mixtures made of high-density pellets of bentonite are being evaluated as an alternative buffer material for waste isolation. Ease of handling is an often-mentioned advantage. The paper describes the experimental program performed to characterize the hydro-mechanical (HM) behaviour of compacted pellet mixtures. Grain size distribution was adjusted to a maximum pellet size compatible with the specimen’s dimensions. Dry densities of statically compacted specimens varied in most of the cases in the range from 1.3 to 1.5 Mg/m 3 . Pellets had a very high dry density, close to 2 Mg/m 3 . The outstanding characteristic of these mixtures is their discontinuous porosity. Pore sizes of the compacted pellets varied around 10 nm. However, the inter-pellet size of the pores was four to five orders of magnitude higher. This double porosity and the highly expansive nature of the pellets controlled all the hydraulic and mechanical properties of the mixture. Performed tests include infiltration tests using different water injection rates and mechanisms of water transfer (in liquid and vapour phases), suction-controlled oedometer tests and swelling pressure tests. The interpretation of some performed tests required back analysis procedures using a hydro-mechanical (HM) computer code. Material response was studied within the framework of the elastoplastic constitutive model proposed by Alonso et al. (1990) (Barcelona basic model, BBM). Parameters for the model were identified and also a set of hydraulic laws are necessary to perform coupled HM analysis. A large scale in-situ test (the “EB” test in Mont Terri, Switzerland) was described and analyzed. Rock barrier parameters were adjusted on the basis of available tests. The test excavation, barrier emplacement and forced hydration were simulated by means of the CODE_BRIGHT program. The comparison between measurements and computed results include data on relative humidity in the rock and the buffer, swelling pressures and displacements. Key words: bentonite; partial saturation; suction; granular mixture; in-situ test; hydro-mechanical model; nuclear waste disposal; excavation disturbed zone 1 Introduction A bentonite based pelletized material has been considered as an alternative buffer material for the isolation of high-level radioactive waste. The aim of using bentonite-crushed pellets as filling material in the construction of engineering barriers is to improve some aspects of the barrier emplacement operations and to avoid some difficulties experienced in alter- native concepts previously tested. As the bentonite pellet mixtures can be emplaced using pneumatic projection techniques, the backfilling operation becomes an easier and potentially robotized procedure. Doi: 10.3724/SP.J.1235.2010.00012 * Corresponding author: Tel: +34-93-4017259; E-mail: [email protected] The “EB” project integrates two main groups of experimental activities, a real scale test performed at the underground laboratory of Mont Terri (Switzerland), and a comprehensive laboratory experimental programme. Figure 1 shows a cross section of the proposed disposal concept and a scheme of different activities performed within the project. The aim of this paper is: (1) to present the main results of the experimental programme performed to characterize the hydro-mechanical response of compacted pellet’s mixtures; and (2) to describe the modeling performed. Due to the small amount of free water available in the host clay shale formation (Opalinus clay), an artificial hydration system was needed in order to saturate the buffer within reasonable testing times. The

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Journal of Rock Mechanics and Geotechnical Engineering. 2010, 2 (1): 12–31

Pellet mixtures in isolation barriers

E. E. Alonso1*, C. Hoffmann2, E. Romero3 1 Civil Engineering, Technical University of Catalonia, Barcelona, 08034, Spain 2 Technical University of Catalonia, Barcelona, 08034, Spain 3 Geotechnical Laboratory, Technical University of Catalonia, Barcelona, 08034, Spain

Received 15 May 2009; received in revised form 16 October 2009; accepted 15 November 2009

Abstract: Granular mixtures made of high-density pellets of bentonite are being evaluated as an alternative buffer material for waste isolation. Ease of handling is an often-mentioned advantage. The paper describes the experimental program performed to characterize the hydro-mechanical (HM) behaviour of compacted pellet mixtures. Grain size distribution was adjusted to a maximum pellet size compatible with the specimen’s dimensions. Dry densities of statically compacted specimens varied in most of the cases in the range from 1.3 to 1.5 Mg/m3. Pellets had a very high dry density, close to 2 Mg/m3. The outstanding characteristic of these mixtures is their discontinuous porosity. Pore sizes of the compacted pellets varied around 10 nm. However, the inter-pellet size of the pores was four to five orders of magnitude higher. This double porosity and the highly expansive nature of the pellets controlled all the hydraulic and mechanical properties of the mixture.

Performed tests include infiltration tests using different water injection rates and mechanisms of water transfer (in liquid and vapour phases), suction-controlled oedometer tests and swelling pressure tests. The interpretation of some performed tests required back analysis procedures using a hydro-mechanical (HM) computer code.

Material response was studied within the framework of the elastoplastic constitutive model proposed by Alonso et al. (1990) (Barcelona basic model, BBM). Parameters for the model were identified and also a set of hydraulic laws are necessary to perform coupled HM analysis.

A large scale in-situ test (the “EB” test in Mont Terri, Switzerland) was described and analyzed. Rock barrier parameters were adjusted on the basis of available tests. The test excavation, barrier emplacement and forced hydration were simulated by means of the CODE_BRIGHT program. The comparison between measurements and computed results include data on relative humidity in the rock and the buffer, swelling pressures and displacements. Key words: bentonite; partial saturation; suction; granular mixture; in-situ test; hydro-mechanical model; nuclear waste disposal; excavation disturbed zone

1 Introduction A bentonite based pelletized material has been considered as an alternative buffer material for the isolation of high-level radioactive waste. The aim of using bentonite-crushed pellets as filling material in the construction of engineering barriers is to improve some aspects of the barrier emplacement operations and to avoid some difficulties experienced in alter- native concepts previously tested. As the bentonite pellet mixtures can be emplaced using pneumatic projection techniques, the backfilling operation becomes an easier and potentially robotized procedure. Doi: 10.3724/SP.J.1235.2010.00012 *Corresponding author: Tel: +34-93-4017259; E-mail: [email protected]

The “EB” project integrates two main groups of

experimental activities, a real scale test performed at

the underground laboratory of Mont Terri (Switzerland),

and a comprehensive laboratory experimental programme.

Figure 1 shows a cross section of the proposed disposal

concept and a scheme of different activities performed

within the project.

The aim of this paper is: (1) to present the main

results of the experimental programme performed to

characterize the hydro-mechanical response of

compacted pellet’s mixtures; and (2) to describe the

modeling performed. Due to the small amount of free water available in

the host clay shale formation (Opalinus clay), an artificial hydration system was needed in order to saturate the buffer within reasonable testing times. The

E. E. Alonso et al. / Journal of Rock Mechanics and Geotechnical Engineering. 2010, 2 (1): 12–31 13

EB Project

Full scale test Experimental program

Hydro-mechanical characterization of bentonite pellet mixtures

Gain insight into:•Saturated permeability•Total hydration times•Swelling pressure•Compressibility with suction•Influence of the wetting rate

Demonstration test performed in a realistic environment

Validate:•Emplacement operations•Material behaviour•Hydration system

InterpretationNumerical Modelling

CODE_BRIGHT

FRONTAL VIEW

PELLETS

CANISTER

BLOCKS

INJECTORS

EB Project

Full scale test Experimental program

Hydro-mechanical characterization of bentonite pellet mixtures

Gain insight into:•Saturated permeability•Total hydration times•Swelling pressure•Compressibility with suction•Influence of the wetting rate

Demonstration test performed in a realistic environment

Validate:•Emplacement operations•Material behaviour•Hydration system

InterpretationNumerical Modelling

CODE_BRIGHT

FRONTAL VIEW

PELLETS

CANISTER

BLOCKS

INJECTORS

Fig.1 EB project. Scheme representing the different activities involved in the project. Cross section of the disposal tunnel and buffer.

saturation process was forced by injecting liquid water

into the buffer material by means of a system of

interconnected tubes (Fig.2). Tubes are connected in

such a way that the water goes into the material from

the front to the back of the small emplacement tunnel

and from the floor to the roof.

CONCRETE BASE

PELLETS

DATA AQUISITION SYSTEM

WA

TE

R(P

ears

on

)

WATER INJECTION POINT

WATER INJECTION SYSTEM (Filled by levels)PAIR

WATER

FRONTAL VIEW

PELLETS

CANISTER

BLOCKS

INJECTORS

WATER

WATER LEVEL 1

LEVEL 2

LEVEL 3

CO

NC

RE

TE

PL

UG

Open to atmosphere

Fig.2 Scheme of the artificial hydration system.

2 Tested material

2.1 Febex bentonite and pellet fabrication procedure

Bentonite pellets were obtained from a Ca-bentonite

powder (FEBEX bentonite [1]). Powder was pre-

heated (120 ºC) and then compacted using a roller

press. As a result of this process, very high dry density

granules with very low water content were obtained.

This process is schematically represented in Fig.3. The

fraction of granules with sizes larger than 10 mm was

used as the base material for the production of pellets

using a jaw crusher. Basic properties of FEBEX

bentonite and the initial compaction state of pellets are

shown in Table 1.

I) Pre-heated bentonite powder 120ºC

(w=3-4%)

II) High dry density granules

ROLLER PRESS

III) Crushing, classification by size

and mixture preparation

d=1.95 Mg/m3

e=0.38

Sro=0.28

s= 250-300 MPa

I) Pre-heated bentonite powder 120ºC

(w=3-4%)

II) High dry density granules

ROLLER PRESS

III) Crushing, classification by size

and mixture preparation

d=1.95 Mg/m3

e=0.38

Sro=0.28

s= 250-300 MPa

Fig.3 Fabrication process of bentonite pellets.

Table 1. Material properties of FEBEX bentonite powder and bentonite pellets.

FEBEX bentonite

Mineral density, s (Mg/m3)

Plastic limit, wP

(%) Liquid limit, wL (%)

Percentage of particles with sizes < 75 m

2.7 47 93 85

Bentonite pellets

Dry density,d (Mg/m3)

Initial void ratio, e0

Initial water content, w0 (%)

Initial suction(MPa)

1.95 0.38 3–4 250–300

2.2 Pellet mixtures and sample preparation

The material tested in the laboratory was based on the pellet mixtures actually used for the emplacement of the EB “in-situ” experiment. Grain size distribution was adjusted to a maximum pellet size compatible with the specimen’s dimensions. A minimum size of 0.4 mm was selected to avoid segregation during sample preparation.

The maximum pellet size used for sample preparation was selected considering the sample size of different testing cells. Dmax = 4 mm was used for test series performed on samples of 50 mm in diameter and 20 mm high. Values of Dmax = 10 or 15 mm were used for tests performed on samples 50 or 75 mm in diameter and 50 or 100 mm high, respectively.

Grain size distribution curves are shown in Fig.4. Fraction passing, p, is calculated by

max min max

min max

/ /100

1 /

D D D Dp

D D

(1)

A pluviation method for specimen preparation leads to very low dry densities (1.05 to 1.15 Mg/m3). Speci- mens have been tested at dry densities in the range from

(1) Pre-heated bentonite powder (120 (℃))

(w = 3%–4%)

Roller press

(2) High dry density granules

Dry density, d = 1.95 Mg/m3 Void ratio, e = 0.38 Degree of saturation, Sro = 0.28 Suction, s = 250–300 MPa

(3) Crushing, classification by size and mixture preparation

EB project

Experimentalprogram

Hydro-mechanical characterization of bentonite pellet mixtures

Gain insight into:·Saturated permeability ·Total hydration times ·Swelling pressure ·Compressibility with suction ·Influence of the wetting rate Frontal view

Pellets

Canister

Blocks

Injectors

numerical modelling code bright

Interpretation

Full scale test Demonstration test performed in a realistic environment

Validate: ·Emplacement

operations ·Material behaviour ·Hydration system

PelletsInjectors

Canister

Blocks

Frontal view Concrete base

Water injection system (filled by levels)

Level 3 Water Pellets

WaterLevel 2

Level 1 Water

Open to atmosphere

PAIR

Wat

er (

Pea

rson

)

Con

cret

e pl

ug

Water injection point Data acquisition system

14 E. E. Alonso et al. / Journal of Rock Mechanics and Geotechnical Engineering. 2010, 2 (1): 12–31

Fig.4 Grain size distribution of tested material.

1.05 to 1.90 Mg/m3 and therefore they require in most cases some extra compaction. Specimens have been prepared by one-dimensional static compaction (rate of vertical displacement: 0.2 mm/min). The vertical stress required to reach a given dry density is shown in Fig.5. In order to study the effect of the compaction process on pellet breakage, the grain size distributions before and after sample preparations were determined. Figure 6 shows the effect of compaction to a dry density of 1.5 Mg/m3. A 10% increase in the finer fraction is measured.

Fig.5 Vertical stress necessary to obtain a desired dry density of pellet mixture.

(a) Samples poured into the sample holder

(b) High density granule

Fig.6 Pores size distribution of the bentonite pellets.

2.3 Pore size distribution Mercury intrusion porosimetry (MIP) tests were

performed to characterize the multiple-porosity net- work of the artificially prepared packing at different dry densities ranging from 1.2 to 1.95 Mg/m3.

Figure 6(a) shows the measured pore size density function of a sample prepared using a gravity fall compaction procedure which results in a dry density value of d = 1.15 Mg/m3. The sample was prepared using a uniform pellet fraction with sizes varying between 1 and 2 mm and was directly poured into the sample chamber of the MIP equipment. The pore size density function of this sample shows a three-mode curve with characteristic pore sizes of 13 nm, 3 m and 250 m, respectively. The pore size distribution measured in a high-density pellet (d = 1.95 Mg/m3) is shown in Fig.6(b). Comparing both distributions, two types of pores can be identified. The first group of pores is associated with the inter-pellet voids and displays a characteristic size at around 250 m. The second group of pores corresponds to the intra-pellet voids and presents a bi-modal distribution with characteristic sizes at 13 nm and 3 m, respectively. These modes values are associated with the intra- aggregate and inter-aggregate pores (pores inside and between the clay aggregates contained in a pellet).

Additional pore size distribution tests were performed on pellet samples prepared at different dry density values of 1.35, 1.45 and 1.7 Mg/m3, respectively. Changes in dry density result only from changes in the inter-pellet porosity (macropores).

3 Experimental programme

Some tests were designed to obtain basic properties (permeability, swelling pressure) for the fully hydrated material and different initial states of the mixture (dry densities). The majority of tests performed addressed, however, the response during the wetting stage with or without suction control.

1.2 1.4 1.6 1.8 2.0 2.21

10

100

Experimental results

v= 0.002 63e5.115d

Dry density, d (Mg/m3)

Ver

tical

str

ess,

v

(MP

a)

0.1

100

0

20

40

60

80

. Dmin

100 10 1Pellet size (mm)

Dmax=4 mm Dmax=15 mm

Dmax=10 mm p (%

)

1106

0.01

0.1

1

10

1 10 1102 1103 1104 1105

Poured pellets: 1.15 Mg/m3

Inter-aggregate Intra-aggregate

Aggregate Pellet 13

nm

3 µ

m 25

0 µ

m

Inter-pellets

Insi

de p

elle

ts

Entrance pore size (nm)

Por

e si

ze d

ensi

ty f

unct

ion

100.0

0.1

0.2

0.3

0.4

1102

Entrance pore size (nm)

Pellet: 1.95 Mg/m3

13 n

m

Intra-aggregate

3 µ

m

Aggregate Pellet1 1105

1104

1106

1103

Por

e si

ze d

ensi

ty f

unct

ion

E. E. Alonso et al. / Journal of Rock Mechanics and Geotechnical Engineering. 2010, 2 (1): 12–31 15

3.1 Saturated mixtures

3.1.1 Permeability

Saturated permeability was determined by means of constant head permeability tests performed on samples prepared at dry density values varying from 1.05 to 1.6 Mg/m3 (Fig.7). The saturated permeability of the material is controlled by the dry density sample and can be described by the following regression:

w dLn 9.73 13.79k (2)

where kw is the saturated permeability (m/s).

Fig.7 Saturated permeability of bentonite pellet mixtures prepared at different dry density values.

3.1.2 Swelling response

The vertical swelling pressure was defined as the vertical stress measured at the end of the test.

Results are presented in Fig.8 together with values reported for the FEBEX bentonite and also the swelling pressure derived from swelling under load tests. Good agreement is observed between pellet mixtures and the results obtained for compacted FEBEX bentonite. The conclusion is that the initial water content (which varies between 4% and 14% in the specimens) does not affect the swelling potential.

Fig.8 Variation of swelling pressure with dry density.

3.2 Hydraulic response during wetting

3.2.1 Water retention curves

Water content-suction relationships were derived from wetting at constant volume tests performed on samples prepared at dry density values of 1.3, 1.5 and 1.95 Mg/m3. Suction was controlled in wetting paths starting at a suction of 300 MPa. A vapour transfer technique was used to control the suction from 300 to 3 MPa. Then the axis translation technique was used to reduce suction values from 3 MPa to zero (saturation). Further details of this technique are described in Ref.[2]. Using this technique, the equilibrium is assumed when no mass exchange is computed.

Measured water retention data are presented in Fig.9 for three densities of compacted specimens. Two different zones can be defined in the retention curves. At high suctions, the influence of void ratio is found to be negligible in the water content-suction relationships of the compacted mixtures. Water is stored within the granules and water content in the sample is mainly dependent on the specific surface of the clay, the soil microstructure and the pore fluid chemistry. As suction decreases and the water content increases enough to partially fill the inter-pellet voids, the suction-water content relationship depends on the void ratio. For modelling purposes, the experimental results were adjusted by means of a modified van Genuchten law given by

11

g gl ll rle

sOsl rl

1 1sP P P PS S

SS S P P

(3)

where rlS is minimum degree of saturation, slS is maximum degree of saturation; Pg and Pl are gas and liquid pressure; OP is air entry value; and , s and Ps are experimental parameters.

Fig.9 Water retention curves obtained during wetting at constant volume in samples with dry density values of 1.3, 1.5 and 1.95 Mg/m3. 3.2.2 Hydraulic response

Slow and fast infiltration tests were performed in order to investigate the wetting rate on the material

0.0 0.1 0.2 0.3 0.4 0.50.01

0.1

1

10

100

1 000

Suc

tion

(M

Pa)

d =1.3 Mg/m3

d =1.5 Mg/m3

d =1.95 Mg/m3

Inter-pellet water

Intra-pellet water

Micro-structural water

Vapour transfer

3 MPa

Axis transfer (Liquid water)

Water content

1.0 1.2 1.4 1.6 1.8 2.011015

11014

11013

11012

11011

11010

1109

1108 Experimental results

Pellets FEBEX bentonite

d (Mg/m3)

k w (

m/s

)

0

2

4

6

8

10

1.2 1.3 1.4 1.5 1.6 1.7 1.8 1.9

12 Wetting under constant load

FEBEX Wetting at constant volume (ENRESA, 2000) Experimental results (swelling pressure tests)

2.0–3.0 MPa

0.5–0.7 MPa

d (Mg/m3)

v(

0) (

MPa

)

16 E. E. Alonso et al. / Journal of Rock Mechanics and Geotechnical Engineering. 2010, 2 (1): 12–31

response. Observed behaviours are described as follows:

In fast infiltration tests, the inflow and outflow water volumes were monitored. The outflow rate was interpreted as a flow through the interconnected interpellet voids (macropores) of the specimen. The outflow record could then be used to derive the evolution of the Darcy permeability of the mixture. The difference between inflow and outflow is the water stored in the sample (Fig.10). Several tests were performed on identical samples (d=1.3 Mg/m3, h=20 mm and = 50 mm). Water injection was stopped at different times after the beginning of the test.

Fig.10 Evolution of the cumulative inflow and outflow water

volumes during fast infiltration tests (q0 and q1 are flow rate

corresponding to the two lines, respectively).

The evolution of the calculated equivalent permea- bility is shown in Fig.11(a). It can be observed that after a short initial phase during which very high permeability values are computed, the permeability decays rapidly and reaches asymptotically the saturated value at the end of the test. The observed behaviour can be explained in terms of the fabric evolution of the bentonite pellet mixtures. At the beginning of the test, the water flows through the initial open interpellet porosity network. After this initial period, the bentonite pellets begin to swell, filling the interpellet voids and inducing a fast and strong reduction of the permeability. The change in permeability has been plotted also against the current degree of saturation in Fig.11(b). The plot shows the fast destruction of the open pore network when the degree of saturation increases from 0.6 to 0.7.

(a) Evolution of the permeability during fast infiltration tests.

(b) Calculated permeability in terms of the degree of saturation.

Fig.11 Evolution of the permeability during fast infiltration tests and calculated permeability in terms of the degree of saturation.

3.3 Mechanical response during hydration: suction- controlled tests. 3.3.1 Suction-controlled oedometer cell

A special oedometer cell (Fig.12) was designed to perform suction-controlled tests for a wide range of suction values [3].

When using the vapour transfer technique, a forced convection system accelerates the water mass ex- change between the soil and the saline solution reservoir. When suction control is changed to the axis translation mode, the circuit for relative humidity (RH) control is used to apply air pressure. The design of this equipment is based on a previous prototype described by Di Mariano et al. [4] to perform suction-controlled tests on expansive clays. Three types of suction-

30

0.1 1 10 100 1 000 0

10

20

q0

q1

q0 q1 Stored water

“in”

“out”

Water “in”

Water “out”

Time (s)

Cum

ulat

ive

wat

er v

olum

e (m

L)

1100 1102 1104 1106

11011

1108

1107

t

1109

11010

11012

11013

11014

1106

1101 1103 1105 1107

Time (s)

Ksat = 11012

Per

mea

bilit

y (m

/s)

0.0 0.2 0.4 0.6 0.8 1.0

11011

1108

1107

1109

11010

11012

11013

11014

1106

Per

mea

bilit

y (m

/s)

Degree of saturation

0.65 0.73

0.01 g

A

B

(a) Vapour transfer technique: 300 Pa to 3 MPa

Vertical deformation 5µm

a = 2Vert

Sample RH

controlRH

control

C

Valve close during vapor transfer

Pump Solution

(base/acid)

Electronic balance

Ver

tical

st

ress

E. E. Alonso et al. / Journal of Rock Mechanics and Geotechnical Engineering. 2010, 2 (1): 12–31 17

Fig.12 Testing cell and testing configuration used during suction-controlled oedometer tests.

controlled tests were performed: loading at constant suction, wetting at constant load and wetting at constant volume. Stress paths for these tests are sketched in Fig.13.

Fig.13 Different stress paths applied during suction-controlled

tests.

3.3.2 Loading at constant suction Loading at constant suction tests were performed on

samples prepared at dry density values of 1.3, 1.5, 1.7 and 1.95 Mg/m3 in order to examine the evolution of the mixture compressibility with suction and the initial dry density of the sample. Most tests were performed on samples prepared at 1.3 and 1.5 Mg/m3 (the average emplacement dry density was 1.36 Mg/m3 [5]). Typical compressibility curves obtained during these tests are shown in Figs.14 and 15.

Figure 13 shows the effect of suction on the material compressibility whereas the effect of the initial dry density is highlighted in Fig.14. Based on these tests, the elastic and the elastoplastic compressibility coefficients (oed and oed), and the apparent yield (overconsolidation) stress for different suctions were

(a)

(b)

Fig.14 Effect of suction on material compressibility (d=1.5 Mg/m3).

(a)

(b)

Fig.15 Effect of initial dry density on material compressibility. Compressibility curves for samples prepared at dry density values of 1.3 and 1.5 Mg/m3.

derived. Compressibility coefficients and their evolution with suction are presented in Fig.16. It can be observed that material stiffness decreases as suction decreases. The effect of the confining stress is also apparent in the

1.6

1.8

2.0

2.2

10 100 1 000 10 000

oed(sat) = 0.161

1 350 kPa

1 610 kPa

oed(60) = 0.130oed(60) = 0.027

oed(sat) = 0.064

oed(sat) = 0.070

oed(60) = 0.035

60 MPa

Saturated

Net vertical stress (kPa) S

peci

fic

volu

me

(v =

1+

e)

1.6

1.8

2.0

2.2

10 100 1 000 10 000

oed(60) = 0.210

1 260 kPa oed(60) 0.130

oed(60) = 0.05–0.065

d=1.3 Mg/m3

oed(60) = 0.035 1 610 kPa

d=1.5 Mg/m3

oed(60) = 0.027

Net vertical stress (kPa)

Spe

cifi

c vo

lum

e (v

= 1

+e)

Metallic disc

Ver

tical

st

ress

(b) Axis transfer technique: 1.5 MPa to saturation

Vertical deformation 5µm

a = 2Vert

Sample

ua

ua

Air

pre

ssur

e uw

Wat

er p

ress

ure

C Ceramic disc HAEV: 1.5 MPa

Base

10 100 1 000 10 0000.01

0.1

1

10

100

1 000

Wetting

As compacted

Net vertical stress (kPa)

Suc

tion

(M

Pa)

10 100 1 000 10 0000.01

0.1

1

10

100

1 000As compacted d=1.5 Mg/m3

Loading Wetting

d=1.3 Mg/m3

Net vertical stress (kPa)

Suc

tion

(M

Pa)

1

LC

2  3  

As compacted

Net vertical stress

Suc

tion

1: Loading at constant suction2: Wetting at constant volume3: Wetting at constant load

O

18 E. E. Alonso et al. / Journal of Rock Mechanics and Geotechnical Engineering. 2010, 2 (1): 12–31

(a) d=1.3 Mg/m3

(b) d=1.5 Mg/m3

Fig.16 Evolution of the material stiffness with suction for samples prepared at dry density values of 1.3 and 1.5 Mg/m3. stiffness parameters. The variation of the yield (overconsolidation) stress with suction is given in Fig.17 for specimens compacted to d =1.3 Mg/m3 and d =1.5 Mg/m3. Loading collapse yield curves which fit the experimental data are also plotted.

(a) d =1.3 Mg/m3

(b) d=1.5 Mg/m3

Fig.17 Evolution of the overconsolidation pressure with suction for samples prepared at dry density values of 1.3 and 1.5 Mg/m3. Load-collapse (LC) yield surfaces are interpolated through test data.

Material response was interpreted within the framework of the elastoplastic model proposed by Alonso et al. [6]. A comparison between experimental compressibility coefficients and the model functions adopted for compressibility coefficients (s) and (s) are shown in Fig.18.

(b) d=1.3 Mg/m3

10 100 1 000 10 0001

10

100

1 000

s =300 MPa

s=60 MPa

Saturation

Net vertical stress (kPa)

1 (

s)

.

10 100 1 000 10 000 1

10

100

s=60 MPa

Saturation

Net vertical stress (kPa)

1 (

s)

Net vertical stress (kPa) 10 100 1 000 10 000

1

10

100

1 000

s=300 MPa

s=60 MPa

s=2 MPaSaturation

1 (

s)

10 000 100 1 000 1

10

100

s=60 MPa

s=2 MPa

Saturation

Net vertical stress (kPa)

1 (

s)

0.01 0.1 1 100.1

1

10

100

1 000

Net vertical stress (MPa)

Suc

tion

(M

Pa)

As compacted

60 MPa

LC

Overconsolidation pressure

0.01 0.1 1 100.1

1

10

100

1 000

Net vertical stress (MPa) S

ucti

on (

MP

a)

Overconsolidation pressure

As compacted

LC

2 MPa

(s

)

0.1 1 10 100 1 000

0.15

0.10

0.05

0.00

s = 300 MPa (test) s = 60 MPa (test)

Saturation

700 MPa

70 MPa

Model

Suction (MPa) (a)

0.1 1 10 100 Suction (MPa)

1 000

0.15

0.10

0.05

0.00

0.20

0.25

(

s)

1 600 kPa

750 kPaSaturation

s=300 MPa (test)

s=60 MPa (test)

Model

E. E. Alonso et al. / Journal of Rock Mechanics and Geotechnical Engineering. 2010, 2 (1): 12–31 19

(c)

(d) d=1.5 Mg/m3

Fig.18 Elastic and elastoplastic compressibility coefficients derived from tests performed on samples prepared at dry density values of 1.3 and 1.5 Mg/m3.

3.3.3 Wetting under constant load Two wetting under constant load tests following

identical stress paths were performed on samples compacted to 1.3 and 1.5 Mg/m3. The stress path is indicated in Fig.19. After a first loading step to 300 kPa (indicated as 1–2 in Fig.19) at a constant suction of 300 MPa, a step-by-step wetting path was applied using the vapour transfer technique. Starting with an initial value of 300 MPa, suction was decreased by means of different aqueous solutions until s=3 MPa. Each suction step was maintained until neither volume change nor mass change was registered in the sample.

Fig.19 Stress path and test characteristics of wetting under constant load tests.

Once the minimum suction value of 3 MPa was reached, liquid water was finally injected to achieve the saturated condition in a single wetting step. The evolution of volumetric deformations as the wetting progresses is represented in Figs.20(a) and 21(a) for samples having dry densities of 1.5 and 1.3 Mg/m3.

(a)

(b)

Fig.20 (a) Vertical deformation during wetting under constant

load for a sample having a dry density of 1.5 Mg/m3. (b) Stress

path and assumed position of the LC yield curve.

Net volumetric expansions are observed during the initial wetting steps of both tests because of the swelling of the bentonite pellets. As the suction decreases, different responses are observed for both densities. Volumetric expansions are always recorded for the dry density sample of 1.5 Mg/m3. However, the lighter specimen shows a reverse swelling trend (Fig.21(a)). It is interpreted that during the initial wetting steps the capillary forces holding together the granular structure are strong enough to keep the structure stable and an overall expansion takes place because of pellet swelling. As the wetting advances, the inter-granular forces became reduced or even destroyed because the suction decreases and a macro- structural collapse may overcome the swelling strains associated with pellet hydration. This is the case of the

(

s)

0.1 101 100 1 000 0.00

0.05

0.10

0.15

0.20

0.25 s = 60 MPa (test)

s = 2 MPa (test)

Saturation

Model

1 000 kPa

3 000 kPa

Saturation

Suction (MPa)

(s)

0.200.05 0.00 0.05 0.10 0.150.01

0.1

1

10

100

1 000

1

2

3

Vertical deformation,

d=1.5 Mg/m3

Vapour transfer

Liquid transfer

Suc

tion

(M

Pa)

0 1 000 2 000 3 0000.01

0.1

1

10

100

1 000

LC

Loadingd=1.5 Mg/m3

Wetting

Swelling

Collapse

OCR= 6.5–8.7v(0)

Net vertical stress (vua) (kPa)

Suc

tion

(M

Pa)

1–2—Loading to 0.3 MPa

2–3—Suction-controlled wetting in two stages (300 MPa to 3 MPa; 3 MPa to saturation)

Vertical stress

1 2

3

Flooding

300 MPa, H2SO4

(vapour)

Suc

tion

3 MPa, CuSO4

O

0.10

0.05

0.00 0.1 1 10 100

Suction (MPa)

s = 300 MPa (test)

s = 60 MPa (test)

s = 2 MPa (test)

Saturation

1 500 kPa

700 kPa

50 kPa

Saturation

Model

1 000

20 E. E. Alonso et al. / Journal of Rock Mechanics and Geotechnical Engineering. 2010, 2 (1): 12–31

(a)

(b)

Fig.21 (a) Vertical deformation during wetting under constant

load for a sample having a dry density of 1.3 Mg/m3. (b) Stress

path and position of the LC yield curve.

lighter specimen (1.3 Mg/m3) when the suction reaches values below 10 MPa.

This process can be interpreted in terms of the BBM model. In the case of the denser specimen (d=1.5 Mg/m3) the stress path followed is developed within the elastic domain and net volumetric expansions take place all along the wetting path. In the second specimen (d=1.3 Mg/m3), the yield curve is closer to the imposed path. After an initial elastic path where swelling deformations are computed, the stress path hits the yield surface and a collapse of the granular structure occurs. The volumetric deformation at the end of the test is, however, a net expansion. 3.3.4 Wetting at constant volume (swelling pressure

tests)

In order to gain an additional insight into the swelling properties of the mixture, controlled wetting under constant volume tests was performed on specimens having dry densities of 1.3 and 1.5 Mg/m3. The stress path is schematically plotted in Fig.22. As shown in previous tests, the vapour transfer technique was first used to apply a step-by-step wetting from 300 to 3 MPa. Once this value was reached, samples were

Fig.22 Stress path and test characteristics of wetting at constant volume tests.

wetted to reach saturation in a single wetting step. The recorded vertical stress and water content

changes as suction is decreased are shown in Fig.23 for the 1.3 Mg/m3 specimen. The data shown in Fig.24 were collected during 3 months. The highest swelling pressure increment is developed in the first wetting stage and it maintains a nearly constant value on further suction decrease. However, a small reduction was detected when suction decreased below 32 MPa.

(a)

(b)

Fig.23 Recorded evolution of vertical swelling pressure and water content of specimen having d= 1.3 Mg/m3 during wetting at constant volume.

The observed behaviour can be explained consi- dering the occurrence of two concurrent phenomena: the expansion of the pellets and the evolution of the intergranular forces upon wetting. Initially, when the suction is reduced, the bentonite granules swell and a net pressure increment is developed to maintain a constant volume condition. During this initial stage,

0 1 000 2 000 3 0000.01

0.1

1

10

100

1 000

d=1.3 Mg/m3

Loading

Wetting

Col

laps

e

OCR= 1.1–1.2

LC

Suc

tion

(M

Pa)

Net vertical stress (kPa)

1

2

3

Flooding

(Slow)

300 MPa, H2SO4

Suc

tion

Vertical stress

As compacted

3 MPa, CuSO4

1–2 Multi-stage wetting

2–3 Fast flooding

O 0.05 0.00 0.05 0.10 0.15 0.20

0.01

0.1

1

10

100

1 000

1

2

3 MPa Vapour transfer

Liquid transfer

d=1.3 Mg/m3

Vertical deformation

Suc

tion

(M

Pa)

E. E. Alonso et al. / Journal of Rock Mechanics and Geotechnical Engineering. 2010, 2 (1): 12–31 21

(a) d=1.3 Mg/m3

(b) d=1.5 Mg/m3

Fig.24 Stress paths of swelling pressure tests.

the stress path is in the elastic region far from the LC yield locus which describes the yielding of the granular fabric. It is interpreted that the intergranular forces are strong enough to keep the granular arrangements stable and no collapse is produced. However, as wetting progresses, the contact between granules decreases in strength and stiffness, the intergranular forces decrease and the overall structure is prone to undergo collapse. Both phenomena coexist during the wetting path. An essentially constant swelling pressure represents a balance between them. The stress path follows approximately the LC yield curve. Figure 24 shows a plot of the swelling pressure evolution during wetting for the two different dry densities tested.

4 Modelling the field behaviour of a granular expansive barrier 4.1 Hydration system

Due to the small amount of free water available in the Opalinus clay shale formation, an artificial hydration system was needed in order to get the buffer saturated within reasonable testing times.

Preliminary simulations indicated that in order to obtain full saturation within the expected times, three layers of hydration points had to be emplaced. A distance of 0.15 m between wetting tubes was suggested.

Based on these recommendations, the hydration

system was designed and built, 37 injection tubes were arranged in a three layer configuration. Additionally, a pervious mat was used to cover the tubes, canister and the bentonite blocks in order to favour the water distribution in these zones (Fig.25). A cross section of the tunnel showing a schematic view of the hydration system is illustrated in Fig.25(a). Tubes were connected in such a way that the water flows into buffer materials from the floor to the roof of the excavation as indicated in Fig.25(b).

Fig.25 Hydration system.

4.2 Instrumentation

A number of sensors were placed at different tunnel sections (Fig.26). Relative humidity sensors (rock and buffer), displacement sensors (canister and rock), piezometers (rock) and total pressure cells (buffer) were placed at different radial distances.

Fig.26 Different tunnel sections for the installation of sensors.

The movement of the canister was monitored by measuring the horizontal and vertical displacements of two fixed points of the canister by means of extensometers located in sections A1 and A2 (Fig.27(a)).

The position of the relative humidity sensors in the cross sections B1 and B2 is shown in Fig.27(b).

0.1 1 100.01

0.1

1

10

100

1 000

LC

1 2

3

Vapour transfer

Axis transfer

Net vertical stress (MPa)

Suc

tion

(M

Pa)

0.1 1 100.01

0.1

1

10

100

1 000

LC

Vapour transfer

Axis transfer

1

2

3

Net vertical stress (MPa)

Suc

tion

(M

Pa)

(a)

(b)

Pellets Injectors

Canister

Blocks

Frontal view Concrete base

Water injection system (filled by levels)

Level 3

Level 2

Water Pellets

Water

Level 1Water

Water injection point Data acquisition system

Volume

Con

cret

e pl

ug

Opened to atmosphere

Wat

er (

Pea

rson

)

PAIR

B1A1 A2 B2 E

C1 C2 D1 D2

Section 0.47

5 m

0.

15 m

0.15

m

0.35

m

0.75 m1.125 m 1.125 m 1.125 m 1.125 m0.75 m

Plug

x =

0.0

0 m

x =

0.7

5 m

x =

1.8

75 m

x =

2.3

5 m

x

= 2

.50

m

x =

3.0

0 m

x =

3.3

5 m

x

= 3

.50

m

x =

4.1

25 m

x =

6.2

5 m

x =

7.0

0 m

22 E. E. Alonso et al. / Journal of Rock Mechanics and Geotechnical Engineering. 2010, 2 (1): 12–31

Fig.27 Location of the different sensors in the buffer. EA: extensometers; WB: relative humidity; PE: total pressure.

Swelling pressure cells were placed in section E at the contacts between the buffer and the canister and between the tunnel wall and the buffer as indicated in Fig.27(c).

The relative humidity sensors placed in sections A1 and A2 are plotted in Fig.28. Their measurements will be later compared with calculations.

Fig.28 Location of the different sensors in the rock. WB: Relative humidity sensors. 4.3 Testing procedure

Due to the high interconnectivity existing in the granular fill because of the large interpellet voids, high initial water injection rates were expected at the beginning of the hydration phase. After this initial period, the bentonite pellets begin to swell filling the interpellet voids, blocking the incoming water and making the water permeability decrease several orders of magnitude. This phenomenon was observed in different infiltration tests performed during the experimental program.

In view of this behaviour, it was decided to apply a high injection pressure, with the purpose of maximi- zing the initial water intake and reducing the expected saturation time.

During the first part of the hydration phase, water pressure was held constant and a volume of 6.7 m3 of water was injected during the first two days. Immediately afterwards, the water injection was stopped because some of the injected water was observed to be coming out of the tunnel. This lost of water was attributed to sealing problems in the concrete plug or, alternatively, to the presence of conductive joints in the rock. No water was injected for 120 days. After this period, water injection was resumed and a total flux rate criterion was adopted to control the injection. A volume of 25 litres per day was injected in two stages (12, 5 litres twice a day, in a ten- minute interval). Figure 29 shows the history of water injection during the period May 2002–January 2004.

Fig.29 Water injection history.

5 Numerical modelling 5.1 Geometry, initial and boundary conditions

The model is shown in Fig.30.

Fig.30 (a) Initial configuration. (b) Tunnel opening. (c) Buffer emplacement and hydration.

EA1/1

EA1/2

EA2/1

EA2/2

(a) Canister displacement

(b) Relative humidity

WB1/1 WB1/2

WB1/3

WB1/4

Section B1

WB2/1 WB2/2

WB2/3

WB2/4

Section B2

(c) Pressure

PE2

PE3

PE4

PE5 PE6

PE7

PE8

PE1

Section E

WB24/10

WB23/06

(a) Section A1 (b) Section A2

WB21/06 WB21/01

WB22/01

WB22/10

WB24/01

WB23/01

20

Automatic injection

1

2

3

6 May 11 Sep.Hydration starts

January 2004

16

12

8

4

0

Inje

cted

wat

er (

103 L

)

120 days

Natural water

redistribution

Simmetry plane axis

v=6.0 MPa PW = 1.0 MPa

Initial stress field

v=6.0 MPa

H=4.8 MPa

Initial stress waterfield

1.0 MPa

PW=1.0 MPa40 m

80 m

PW

=1.

0 M

Pa

HR =93%s=10 MPa

PW

=1.

0 M

Pa

40 m 40 m

v=6.0 MPa

PW = 1.0 MPa v=6.0 MPa

PW = 1.0 MPa

PW

=1.

0 M

Pa

(a) Initial configuration (b) Tunnel opening (c) Buffer emplacement

and hydration

E. E. Alonso et al. / Journal of Rock Mechanics and Geotechnical Engineering. 2010, 2 (1): 12–31 23

5.1.1 Initial state (Fig.30(a))

The two-dimensional plane strain domain considered for the “start” configuration of the problem is 80 m wide and 80 m high (with a central plane of symmetry). This implies a minimum distance of 25RTunnel (RTunnel is the average tunnel radius) from the centre of the EB niche to the boundaries.

An anisotropic stress field with vertical and horizontal stress values of 6.0 and 4.8 MPa, respect- tively, and a constant water pressure field of 1.0 MPa was the assumed initial state. These values were approximated from data available for the Mont Terri site [7]. The following boundary conditions were assumed in calculations:

(1) No horizontal displacement was allowed along vertical boundaries;

(2) No vertical displacement was permitted along the lower horizontal boundary of the considered domain;

(3) A compressive vertical stress of 6.0 MPa was applied along the upper horizontal boundary;

(4) A constant water pressure value of 1.0 MPa was applied along the upper and lower horizontal boundaries of the domain and along the vertical boundary situated far from the tunnel opening. 5.1.2 Tunnel opening (Fig.30(b))

Once the initial state configuration was defined, the tunnel construction was simulated. This part of the analysis provides the stress and water pressure fields, prevailing at the time of buffer emplacement (160 days after tunnel opening in this case) and the expected development of damaged zones around the tunnel (EDZ). A relative humidity, RH=93%, equivalent to a suction of 10 MPa, was adopted as a boundary condition on the tunnel surface. 5.1.3 Buffer emplacement and hydration phase (Fig. 30(c))

Once the tunnel is opened the buffer materials are emplaced and the hydration phase starts. The initial water pressure and stress fields for this stage correspond to the end of the construction period (160 days). The initial and boundary conditions, section shape and distribution of materials for this step are illustrated in Fig.30(c). Suction values of 300 and 150 MPa were assumed as initial values for the bentonite pellet and blocks, respectively. An isotropic state of confining stress of 0.3 MPa was selected as the initial state for both bentonite materials. 5.2 Constitutive models

The host rock and the bentonite fill materials were described by means of elastoplastic models. Perfectly elastic models were utilized to represent the concrete base, the metallic canister and the geotextile material.

The Opalinus clay is a claystone that can be idealized as a composite material, made of a clay matrix interlocked by bonds. A comprehensive description of the Opalinus clay was presented by Pearson et al. [8]. A constitutive model for bonded materials was formulated by Vaunat et al. [9]. Bonds response follows a damage model proposed by Carol et al. [10], whereas the clay matrix was described by means of an elastoplastic model based on a Hoek and Brown failure criterion.

The Terzaghi effective stress principle was adopted. Volumetric changes due to changes in suction are incorporated via the effective stress law. Compacted blocks and the granular pellet fill were described by the elastoplastic model (BBM [6]). Details to the model, parameter description and its application to the modelling of laboratory tests are given by Hoffmann et al. [11]. 5.3 Model parameters

Parameter values for the bentonite blocks were approximated from data reported in the FEBEX final report [1]. For the bentonite pellets, the experimental information discussed by Hoffmann et al. [3] provided the necessary data. The relevant characteristics of the pellet mixtures tested in the laboratory are summarized as follows.

Pellet mixtures exhibit a remarkable multi-modal structure. In general, two groups of voids can be defined. The largest size is associated with the interpellet voids (macropores) whereas the smaller sizes (micropores associated with inter and intra clay aggregates) are found inside the highly compacted pellets. The largest pores disappear not only when the dry density of the mixture increases but also when the mixture is wetted.

The hydraulic response of the material when it is first exposed to a water injection is characterized by the high connectivity of the network of the interpellet voids. Therefore, high inflow rates are expected. However, as the dense pellets hydrate, at the expense of the free circulating water they swell and fill the macropores, and the permeability decreases several orders of magnitude. This behaviour is illustrated in Fig.11 which shows the evolution of the apparent permeability with the degree of saturation observed during an infiltration test [12]. The relationship given in Fig.11 is useful for modelling purposes. It provides the change in the intrinsic permeability and relates it to the degree of saturation, making it possible to conduct realistic flow analysis with limited effort.

The outlined behaviour at microscopic level explains the constitutive response observed when

24 E. E. Alonso et al. / Journal of Rock Mechanics and Geotechnical Engineering. 2010, 2 (1): 12–31

specimens are wetted. If the water infiltrates fast into the sample, the interpellet voids become saturated and the intergranular forces are reduced. Then, a global collapse of the granular structure could take place. It all depends on the stress level existing in the fill. Later, as the expansive pellets hydrate, a swelling response is measured. The macroscopically observed behaviour is the result of both mechanisms and their interaction. In particular, different rates of wetting lead to different mechanical responses.

For modelling purposes, the pellet mixture has been characterized by a modified version of the BBM which incorporates the main features of the behaviour outlined. Experimental data were available for a range of dry densities. Parameters were interpolated for the average “in-situ” dry density (d =1.36 Mg/m3).

Figure 11 suggests that a suitable simplification for the variation of the permeability with saturation is to accept a discrete “two permeability” model. During the fast injection of water (first two days), a high permeability (k=108 m/s) was assumed. The subsequent redistribution period leads to a major reduction in permeability (k=1012 m/s). In fact, the average degree of saturation computed after the initial volume of water was injected when Sr=0.8 was well within the range of “low permeability” shown in Fig.11.

A dependence of the elastic compressibility coeffi- cient oed with the current suction was introduced. The swelling behaviour was modelled through the elastic compressibility coefficient,s. To be realistic, s was made dependent on the net mean stress and suction.

The deviatoric behaviour was characterized by a common critical state slope (M=1.5) and a value k = 0.1.

In order to reproduce the hydraulic response of the bentonite pellet material, a “two permeability” model with intrinsic permeability values ranging from k=1015 to 1020 m2 was adopted. In the case of the bentonite blocks, an intrinsic permeability value of k =1021 m2

was used during all the hydration phase.

6 Comparison between computed results and observed behaviour

6.1 Tunnel construction

Modelling tunnel construction provided water pressure and stress fields at the end of the excavation. They constitute the initial conditions for the buffer hydration phase. It was also useful to obtain some information about the influence of the excavation damaged zone (EDZ) on the barrier performance. In the following

section, the evolution of the water pressure and stress field after tunnel opening and during the ventilation period are presented. A sensitivity analysis of the computed rock response is presented. The effect of the tunnel relative humidity and the rock permeability are explored. A comparison between computed results and measured values is also presented. 6.1.1 Water pressure and stress fields

A ventilation period of 160 days was assumed considering a constant relative humidity value of 93% inside the tunnel. This value was adopted on the basis of some numerical simulations performed during the heating experiment (HE) performed at Mont Terri [13]. Calculated contours of water pressure in the rock after 160 days of ventilation are illustrated in Fig.31. Only positive water pressure values are indicated. The water pressure profile in the rock along a horizontal axis (Ox) is also plotted. Note that a ring of rock, having negative pore pressure, is calculated around the tunnel. It has an average thickness of 1 m. This is indicated also in Fig.32(a). Total stress fields at the end of the 160 day ventilation period are illustrated in Fig.32(b), (c). Stress changes along horizontal and vertical axes

Fig.31 Water pressure field after 160 days of tunnel opening. A drained zone of about 1 m thick is calculated.

(a) Water pressure

Wat

er p

ress

ure

(MPa

)

0 5 10 15 20 2510

8

6

4

2

0

2

Des

atur

ated

zon

e T

unne

l wal

l

Axis Ox (m)

0 2 4 6 8 10 12 140.0

0.5

1.0

1.5

2.0

1.0 MPa

0.215 860.013 245 0.566 69 0.839 61 0.937 29 0.975 36 0.990 92

131 3 5 7 9 11 15

0.372 76

0.461 57

Axis Ox (m) Negativepressure

Wat

er p

ress

ure

(MPa

)

0.5

1.0

1.5

2.0

E. E. Alonso et al. / Journal of Rock Mechanics and Geotechnical Engineering. 2010, 2 (1): 12–31 25

Oy

o

Oy

Ox

(b) Case 2 (c) Case 3

x

y

z

HR=80%s=30 MPa

K=0.51019 m2

o

x

z

x HR=80%s=30 MPa

K=1.11019

m2

o

y

z

HR=93% s=10 MPa

(a) Case 1

y

o

x

K=1.11019 m2

(b) Horizontal stress

(c) Vertical stress

Fig.32 Variation of water pressure and total stress field on horizontal and vertical axes.

are presented. The circumferential stress in the rock reaches a peak at a short distance. It marks the development of the plastic zone, which is a thin layer of rock around tunnel surface.

In order to analyze the influence of the assumed relative humidity during the ventilation phase and the intrinsic permeability value adopted for the rock, a sensitivity analysis was performed. Three different cases were considered combining different values as shown in Fig.33.

Fig.33 Rock intrinsic permeability and tunnel Relative Humidity adopted in calculations.

The relative humidity values were related to suction values by means of the psychometric law given by

w v

w v0

= lnRT u

M u

- (4)

where is the total suction (kPa), w is the water

density (kg/m3), R is the universal gas constant (8.314 32 J/(mol·K)), T is the absolute temperature (K), v is the molecular mass of water (18.016 kg/mol), and uv/uv0 gives the relative humidity as the ratio between the partial pressure of water vapour in the air (uv) and the partial pressure at saturation (uv0).

Suction records based on model predictions and in- situ measurements, once the tunnel was opened, during the ventilation period are shown in Figs.15 and 16 for cross sections A1 and A2, respectively. In all the plots, the history of injected volume of water after the ventilation period is also indicated as a general reference (the water injection phase is described in more detail later).

The two instrumented sections A1 and A2 display almost the same response during this period. According to the values registered in sensors located at a distance of 0.1 m from the tunnel wall, (WB0_01, WB2_01, WB23_01 and WB24_01), the relative humidity value in the rock, near the tunnel wall was about 80% after almost 100 days of ventilation. This is equivalent to a suction of around 30 MPa. On the other hand, sensors located at distances of 0.6 and 1.0 m from the tunnel wall (WB0_06, WB2_10, WB23_06 and WB24_10) registered a relative humidity value of around 95%, indicating a suction value of 7 MPa. The best agreement is found for case 3 (a relative humidity of 89% in the tunnel and a rock intrinsic permeability of 0.51019 m2) although some discrepancies remain. It is concluded that the relative humidity value assumed initially for the ventilation period seems to be higher than the in-situ value. Figures 34 and 35 also point out the dominant effect of rock permeability to control the evolution of the relative humidity inside the rock.

(a) WB0_01

(b) WB2_01

0 5 10 15 20 2510

8

6

4

2

0

)

Stre

ss (

MPa

)

yy

xx

zz

xx

yy

zz

Tun

nel r

oof

wal

l

yy=0 MPa

xx=zz=4.8 MPa

Axis Oy (m)

0 200 400 600 800

0

20

40

60

80

0

4

8

12

16

20

Water injected

Model

Test

Case 1 Case 2 Case 3

10

10

30

50

70

Suc

tion

(M

Pa)

Time (day)

Inje

cted

vol

ume

(m3 )

WB11

Canister

0 200 400 600 8000

4

8

12

16

20

Water injected

0

20

40

60

80

10

10

30

50

70

Suc

tion

(M

Pa)

Case 1Case 2Case 3

Model

Test

Time (day)

WB11

Canister

Inje

cted

vol

ume

(m3 )

yy=6.0 MPa

0 5 10 15 20 2510

8

6

4

2

0 St

ress

(M

Pa)

yy=0 MPa yy

xx

zz

xx

yy

zz

xx=zz=4.8 MPa

Tun

nel s

ide

wal

l

Axis Ox (m)

26 E. E. Alonso et al. / Journal of Rock Mechanics and Geotechnical Engineering. 2010, 2 (1): 12–31

(c) WB0_06

(d) WB2_10

Fig.34 Evolution of the relative humidity in the rock represented in terms of suction. Model predictions and measured values corresponding to sensors located in section A1.

(a) WB23_01

(b) WB24_01

(c) WB23_06

(d) WB 24_10

Fig.35 Evolution of the relative humidity in the rock represented in terms of suction. Model predictions and measured values corresponding to sensors located in section A2 (injected volume in m3).

6.1.2 EDZ development As a consequence of the excavation process and the

subsequent ventilation phase, a rock damage zone is produced around the tunnel. Tunnel excavation modifies the state of stress existing in the rock and some damage is induced. The damaged zone evolves thereafter because of the suction increase induced during ventilation. An increase in suction increases the effective means stress which in turn causes some additional bond damage.

The development of the EDZ is presented here in terms of the damage multiplier of the model. It reflects therefore the amount of bond degradation. Figure 36 shows the geometry of the EB niche and the calculated damaged zone in terms of contours of equal damage multiplier.

Fig.36 EDZ computed in terms of damage multiplier after 165 days of tunnel excavation.

It has a null value when the rock is in an undamaged state and a positive value when the rock is damaged. At the end of excavation, the calculated damage zone reaches a thickness of 0.30 m at the sidewall and 0.60 m

0 200 400 600 8000

4

8

12

16

20

Water injected

0

20

40

60

80

10

10

30

50

70

Suc

tion

(M

Pa)

Inje

cted

vol

ume

(m3 )

Test

Case 1 Case 2 Case 3

Time (day)

Model Canister

WB11

0 200 400 600 800 0

4

8

12

16

20

Water injected

Model

0

20

40

60

80

10

10

30

50

70

Suc

tion

(M

Pa)

Inje

cted

vol

ume

(m3 )

Test

Case 1Case 2Case 3

Time (day)

Canister

WB11

20

0 200 400 600 800 10

10

30

50

70

CA N I STER

0

20

40

60

80

0

4

8

12

16

CA N I STER

Suc

tion

(M

Pa)

Time (day)

Test

Model

Case 1 Case 2 Case 3

Inje

ted

volu

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Pa)

10

Time (day) 0 200 400 600 800

CA N I S TE R W B 1 1

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E. E. Alonso et al. / Journal of Rock Mechanics and Geotechnical Engineering. 2010, 2 (1): 12–31 27

on the niche crown. This is in accordance with some hydraulic and geophysical measurements reported by BGR [14]. They reported higher permeability values within a ring of 50 cm from tunnel wall. The sharp lower corner induces a bigger damage zone.

Figure 37 shows the evolution of the damage multiplier at different positions on the sidewall (dash line) and roof (continuous line) of the niche. The damage multiplier increases quickly during the first ten days of drying and increases later at a lower rate. This effect is associated with the change in the suction of rock. The intensity of damage decreases as the distance to the exposed tunnel wall increases and it reflects the distribution of suction. However, the shape of the tunnel and the initial state of stress controls the damage pattern around the opening.

(a)

(b)

Fig.37 Evolution of the damage multiplier for different distances to the tunnel surface.

6.2 Buffer hydration phase

6.2.1 Wetting history for computational purposes

After the 160 days ventilation period, buffer materials were emplaced and the hydration phase started.

Since the real scale tests are fully three-dimensional, especially if one considers the sequence of hydration, some different hypotheses have to be adopted to

reproduce the real hydration history in the 2D model developed. The following characteristics of the hydration system are relevant in this regard:

(1) Tubes are connected in such a way that the water flows into buffer materials from the floor to the roof and from front to the end of the excavation;

(2) Only the history of the total injected water volume and injection pressure at the water reservoir tank were controlled;

(3) No additional information is available consi- dering the internal distribution of flow rates and water pressures except for the reaction of different sensors located in the buffer.

The major uncertainty, however, lies in the water losses through the host rock and the concrete plug. Leakages were observed around the plug immediately after the beginning of the injection. If the known injected water volumes are plotted against time (Fig.38), the accumulated volume exceeds the calculated volume of voids (13.50 m3) in July 2003, 450 days after the beginning of the test, when the buffer was far from being saturated. Therefore no reliable information on the amount of water actually hydrating the buffer is available. On the other hand, the model reacts to imposed flow rates with increments in the water pressure which may not be realistic. In order to approximate the volume of water actually hydrating the buffer, the following sequence of boundary conditions were applied. A constant injection pressure of 10 kPa was assumed during the first 65 days of injection. Then a rest period of 55 days was imposed. Then, after the beginning of the injection for 120 days, a constant injection rate of 20 L per day was introduced. However, if the injection pressure increases beyond 10 kPa, a constant pressure condition pw=10 kPa was imposed at the injection points.

The calculated history of water volumes injected is also given in Fig.38. For the “automatic” water injection period (beyond September, 2002) the model predicts a decrease in water injection rate. The constant rate of water actually injected is not considered with a realistic rate for the water actually hydrating the buffer for the reasons given. 6.2.2 Buffer behaviour

Swelling pressure and the relative humidity were monitored in the buffer material during the hydration phase. Swelling pressure was measured in the central section of the tunnel (section E) and the relative humidity evolution was monitored in two sections (B1 and B2). Some additional information regarding the movement of the canister was obtained through the extensometers emplaced at both ends of the metallic

0 10 20 30 40 50 60 70 80 90 100 1100.00

0.01

0.02

0.03

0.04

0.05

Time (day)

Dam

age

mul

tipli

er

r=0.00 m (wall)

r=0.05 m (wall)

r=0.25 m (wall)

r=0.45 m (wall)

r=0.65 m (wall)

r=0.00 m (crown)

r=0.05 m (crown)

r=0.25 m (crown)

r=0.45 m (crown)

r=0.65 m (crown)

Crown

Wall

28 E. E. Alonso et al. / Journal of Rock Mechanics and Geotechnical Engineering. 2010, 2 (1): 12–31

Fig.38 Total injected water volume and computed volumes actually hydrating the buffer are compared.

cylinder in the following paragraphs. comparison between measured and computed results will be presented. 6.2.3 Relative humidity

Relative humidity was monitored in two sections by means of four sensors emplaced in each one of them, two are located within the blocks and two within the pellets. The corresponding suction values were calculated by means of the psychrometric relationship. A comparison between the real and computed values is shown in Fig.39. The history of injected water is also given in all the comparison plots as a general reference.

The evolution of suction within the bentonite pellets buffer for sections B1 and B2 is presented in Fig.39(a) (sensors WB11, WB12, WB21 and WB22). In section B1 (sensors WB11 and WB12), suction decreased fast but in section B2 (sensors WB21 and WB22) a slower wetting was observed. These results indicate that the heterogeneous hydration process takes place in the mass of pellets. The model predicts a fast decrease in suction due to the relative large volume of water initially injected. However the relative humidity measurements show a slower hydration rate.

Fig.39 Evolution of suction during the hydration phase.

In the case of bentonite blocks (sensors WB13, WB14, WB23 and WB24) in Fig.39(b), a more consistent picture emerges. The water redistribution state is reflected in the sensors response. The final injection stage, which provided a constant daily volume of water results in an increased rate of suction reduction. The calculated response of the blocks is reasonably well predicted although the intermediate redistribution period is barely noticed in the model. The bentonite blocks seem to be close to saturation after 400 days of hydration. Some areas within the pellet buffer remain partially saturated after 600 days of hydration.

Swelling pressure was monitored by means of eight total pressure cells located in the central section of the tunnel (sensors PE1 to PE8 located in section E). Measured and computed values corresponding to the pellet buffer material are presented in Figs.40 and 41.

(a)

(b)

Fig.40 Calculated and measured swelling pressure during the hydration phase for sensors located within the pellets PE1 and PE2.

0 200 400 600 8000

100

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500

0

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12

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20Test

Model Injected water

WB22

WB12 WB21

WB11

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Section B1 Section B2

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Pa)

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(a) Suction evolution within the pellets

0 200 400 600 800 0

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Injected water

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2 3-a

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Contant injection pressure condition

1 2 3

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2

3

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3-a

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6 May Hydration starts

Automatic injection 11 September January 2004

Inje

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L)

Time (day)

E. E. Alonso et al. / Journal of Rock Mechanics and Geotechnical Engineering. 2010, 2 (1): 12–31 29

(a)

(b)

Fig.41 Calculated and measured swelling pressure during the hydration phase for sensors located within the bentonite pellets PE3, PE4, PE7 and PE8.

A good agreement is found between computed and predicted stress evolution especially for the vertical stress sensors (PE1 and PE2).

The swelling pressure evolution observed in sensors PE1, PE3 and PE7 shows some transient pressure drops which have been associated with local collapse phenomena of the granular fill. However, these observed effects could not be reproduced in the numerical simulations despite the nature of constitutive model used for the bentonite pellets, especially well suited to capture collapse.

Measured and computed results for the swelling pressure of bentonite blocks are shown in Fig.42. Results obtained in the “in-situ” test are well reproduced by the numerical model. No drops in the swelling pressure evolution are observed in the bentonite blocks, which is probably a result of its high density.

(a)

(b)

Fig.42 Calculated and measured swelling pressure during the hydration phase for sensors located within the bentonite blocks PE5 and PE6.

The movement of the canister was monitored by means of two extensometers emplaced in sections corresponding at the ends of the canister, sections A1 and A2. The movement of the canister observed during the test is presented in Fig.43.

(a) Section A1

(b) Section A2 Fig.43 Calculated and computed displacements of the canister during the hydration phase. A positive measurement in the vertical extensometers indicates an upward movement of the canister and a positive measurement in the horizontal exten- someters is interpreted as a left side movement (considering a frontal view).

In section A1 (sensors EA1/1 and EA1/2), an upward movement of 6 mm and a left to right horizontal movement of around 4 mm were measured. In section A2 (sensors EA2/1 and EA2/2), no vertical movement was registered but a right to left displacement of around 14 mm was measured. Zero

Inje

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Test (PE3) Model

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Injected water

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PE6

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EA1_2

EA1_1

EA1_2

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EA1_1Test

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tical

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m)

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_

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4

WB11

30 E. E. Alonso et al. / Journal of Rock Mechanics and Geotechnical Engineering. 2010, 2 (1): 12–31

horizontal displacement is obviously predicted by the model because of symmetrical conditions and an upward movement of 16 mm was calculated at the end of the modelled period. The reason for this calculated upward motion is the higher swelling potential of the dense blocks compared with the lighter pellet mixture.

Significant discrepancies are observed when the observed and predicted behaviours are compared especially as far as the horizontal displacement is concerned. Horizontal movement of the canister could be related to the different dry density values of the buffer material at both sides of the canister. The vertical movement is probably caused by the higher dry density value of the bentonite blocks with respect to the bentonite pellets. This upward tendency is qualitatively reproduced by the model, but not the actual displacement.

7 Discussion and conclusions

A material made of bentonite pellets is being suggested as a suitable alternative for the construction of isolating barriers in deep HWL repositories. Ease of handling is an advantage of using this material. The EB project, whose main results have been reported, includes two main experimental activities, a real scale test and a laboratory testing programme performed to characterize the hydro-mechanical response of bentonite pellet mixtures.

The outstanding characteristic of these mixtures is its discontinuous porosity. Pore size distribution of the samples displays multi-modal pore size density functions where two main groups of pores can be identified. One group of pores corresponds to the pores inside the bentonite pellets, having sizes in the order of 10 nm. The second group of pores is associated with the inter pellet pores (macropores) and they are four to five orders of magnitude larger. This double porosity and the highly expansive nature of the pellets controlled the hydraulic and mechanical properties of the mixture.

The saturated permeability and the swelling pressure of the material appear to be mainly controlled by the overall dry density of the sample rather than the initial grain size distribution.

The hydraulic response was examined by means of infiltration tests where the evolution of the saturated permeability was investigated. Material response during a fast hydration process can be described assuming two different phases. During the initial phase water goes into the sample through the interconnected macroporosity and the bentonite pellets remain almost

unchanged. During this stage, very high inflow rates are computed in correspondence with high permeability values. After this initial phase, the bentonite pellets start to hydrate exchanging water with the water stored in the macropores. The bentonite granules swell, filling the macropores and reducing dramatically the permeability four orders of magnitude. Modelling the hydraulic response of the material will require consideration of the evolution of the material structure as the hydration progresses.

The volume change response was investigated by means of suction-controlled oedometer tests performed using oedometers. Loading at constant suction, wetting under constant load and wetting at constant volume tests were performed to examine the material com- pressibility and its swelling response as the hydration progress (suction decreases). The observed behaviour was interpreted considering the fundamental ideas presented by Alonso et al. [6] in the Barcelona basic model (BBM). The model was used to reproduce the two fundamental mechanisms of volume change observed in the material, one associated with the swelling of the bentonite granules and the other with the granular packing response.

It is concluded that the BBM offers a convenient conceptual framework to describe this pellet based material compacted at the dry density expected “in- situ” in the EB test.

The modelling performed is presented and compared with the actual field behaviour. The following results may be highlighted:

A damage model for the rock was considered. As a result of the tunnel opening an excavation damaged zone (EDZ) was induced around the excavation. The calculated thickness of the EDZ is similar to in-situ deter- minations based on geophysical procedures and local determinations of permeability.

The desaturation/saturation response of the rock and the associated damage is critically controlled by boundary conditions at the tunnel, water retention properties and permeability of the rock. Some uncertainties remain on the exact values actually operated in the EB experiment

The evolution of relative humidity in the bentonite blocks which constitute the “cradle” of the simulated canister is reasonably well captured by the model. However, calculated hydration rates in the pellet fill are faster than measurements. This is attributed to the complex evolution of permeability of the pellet mixture as it becomes wetted.

Measured total stresses within the bentonite blocks are well reproduced by the model. A good agreement

E. E. Alonso et al. / Journal of Rock Mechanics and Geotechnical Engineering. 2010, 2 (1): 12–31 31

was also found for stresses in the pellet buffer, especially for the vertical components. Given the strong confinement imposed by the host rock, points within the buffer experience a “swelling pressure” type of path as they become hydrated and, at the same time, they develop a swelling strain. Stress paths of this nature can be plotted for points in which total stress cells and relative humidity sensors were available. They are given in Fig.44 for two points located within the blocks and two points located within the pellets.

(a)

(b)

Fig.44 In-situ stress paths (suction against swelling pressure) measured within bentonite blocks and pellets.

The irregularities shown by the plotted paths indicate the heterogeneity of the buffer. A clear collapse behaviour is observed in points located in the pellets.

Small but measurable vertical and horizontal dis- placements of the canister have been recorded. The unexpected horizontal displacement reflects the heterogeneous nature of the pellet fill, or the non- uniform hydration method. The model overestimated the actual upward vertical displacement of the canister. Measured maximum vertical displacement (14 mm) is however close to the maximum calculated values (17 mm).

Acknowledgements The work described has been supported by ENRESA

through the “Engineered barrier emplacement experi- ment in opalinus clay (EB experiment)” (2000–2003). The authors also acknowledge the financial support provided by the EC under the contract FIKW-

CT-2000-00017.

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0 4 8 12 16 20 0

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300

400

500

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Section B2