19
Send correspondence to Ruth A. Baer, Department of Psychol- ogy, 115 Kastle Hall, University of Kentucky, Lexington, KY 40506-0044. E-mail:[email protected]. Interventions based on training in mindfulness skills are becoming increasingly popular. Mindfulness involves in- tentionally bringing one’s attention to the internal and ex- ternal experiences occurring in the present moment, and is often taught through a variety of meditation exercises. This review summarizes conceptual approaches to mind- fulness and empirical research on the utility of mindfulness- based interventions. Meta-analytic techniques were in- corporated to facilitate quantification of findings and comparison across studies. Although the current empir- ical literature includes many methodological flaws, find- ings suggest that mindfulness-based interventions may be helpful in the treatment of several disorders. Method- ologically sound investigations are recommended in order to clarify the utility of these interventions. Key words: mindfulness, meditation, meta-analysis, treatment outcome. [Clin Psychol Sci Prac 10: 125–143, 2003] Mindfulness is a way of paying attention that originated in Eastern meditation practices. It has been described as “bringing one’s complete attention to the present experi- ence on a moment-to-moment basis” (Marlatt & Kris- teller, 1999, p. 68) and as “paying attention in a particular way: on purpose, in the present moment, and nonjudg- mentally” (Kabat-Zinn, 1994, p. 4). The ability to direct one’s attention in this way can be developed through the practice of meditation, which is dened as the intentional self-regulation of attention from moment to moment (Goleman & Schwartz, 1976; Kabat-Zinn, 1982). The cur- rent mindfulness literature describes numerous meditation exercises designed to develop mindfulness skills (Hanh, 1976; Kabat-Zinn, 1990, 1994; Linehan, 1993b). Many encourage individuals to attend to the internal experiences occurring in each moment, such as bodily sensations, thoughts, and emotions. Others encourage attention to aspects of the environment, such as sights and sounds (Kabat-Zinn, 1994; Linehan, 1993b). All suggest that mindfulness should be practiced with an attitude of non- judgmental acceptance. That is, phenomena that enter the individual’s awareness during mindfulness practice, such as perceptions, cognitions, emotions, or sensations, are ob- served carefully but are not evaluated as good or bad, true or false, healthy or sick, or important or trivial (Marlatt & Kristeller, 1999). Thus, mindfulness is the nonjudgmental observation of the ongoing stream of internal and external stimuli as they arise. Until recently, mindfulness has been a relatively unfa- miliar concept in much of our culture (Kabat-Zinn, 1982), perhaps because of its origins in Buddhism. Kabat-Zinn (2000) suggests that mindfulness practice may be benecial to many people in Western society who might be un- willing to adopt Buddhist traditions or vocabulary. Thus, Western researchers and clinicians who have introduced mindfulness practice into mental health treatment pro- grams usually teach these skills independently of the reli- gious and cultural traditions of their origins (Kabat-Zinn, 1982; Linehan, 1993b). In the current empirical literature, clinical interventions based on training in mindfulness skills are described with increasing frequency, and their popu- larity appears to be growing rapidly. According to Salmon, Santorelli, and Kabat-Zinn (1998), over 240 hospitals and clinics in the United States and abroad were oering stress reduction programs based on mindfulness training as of Mindfulness Training as a Clinical Intervention: A Conceptual and Empirical Review Ruth A. Baer, University of Kentucky DOI: 10.1093/clipsy/bpg015 2003 AMERICAN PSYCHOLOGICAL ASSOCIATION D12 125

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Page 1: Mindfulness Training as a Clinical Intervention: A … Training as a Clinical Intervention: A Conceptual and Empirical Review Ruth A. Baer , University of Kentucky D O I: 1 0 .1 0

Send correspondence to Ruth A. Baer, Department of Psychol-ogy, 115 Kastle Hall, University of Kentucky, Lexington, KY40506-0044. E-mail: [email protected].

Interventions based on training in mindfulness skills are

becoming increasingly popular. Mindfulness involves in-

tentionally bringing one’s attention to the internal and ex-

ternal experiences occurring in the present moment, and

is often taught through a variety of meditation exercises.

This review summarizes conceptual approaches to mind-

fulness and empirical research on the utility of mindfulness-

based interventions. Meta-analytic techniques were in-

corporated to facilitate quantification of findings and

comparison across studies. Although the current empir-

ical literature includes many methodological flaws, find-

ings suggest that mindfulness-based interventions may

be helpful in the treatment of several disorders. Method-

ologically sound investigations are recommended in order

to clarify the utility of these interventions.

Key words: mindfulness, meditation, meta-analysis,

treatment outcome. [Clin Psychol Sci Prac 10: 125–143,

2003]

Mindfulness is a way of paying attention that originated inEastern meditation practices. It has been described as“bringing one’s complete attention to the present experi-ence on a moment-to-moment basis” (Marlatt & Kris-teller, 1999, p. 68) and as “paying attention in a particularway: on purpose, in the present moment, and nonjudg-mentally” (Kabat-Zinn, 1994, p. 4). The ability to directone’s attention in this way can be developed through thepractice of meditation, which is defined as the intentionalself-regulation of attention from moment to moment

(Goleman & Schwartz, 1976;Kabat-Zinn, 1982). The cur-rent mindfulness literature describes numerous meditationexercises designed to develop mindfulness skills (Hanh,1976; Kabat-Zinn, 1990, 1994; Linehan, 1993b). Manyencourage individuals to attend to the internal experiencesoccurring in each moment, such as bodily sensations,thoughts, and emotions. Others encourage attention toaspects of the environment, such as sights and sounds(Kabat-Zinn, 1994; Linehan, 1993b). All suggest thatmindfulness should be practiced with an attitude of non-judgmental acceptance. That is, phenomena that enter theindividual’s awareness during mindfulness practice, such asperceptions, cognitions, emotions, or sensations, are ob-served carefully but are not evaluated as good or bad, trueor false, healthy or sick, or important or trivial (Marlatt &Kristeller, 1999). Thus, mindfulness is the nonjudgmentalobservation of the ongoing stream of internal and externalstimuli as they arise.

Until recently, mindfulness has been a relatively unfa-miliar concept in much of our culture (Kabat-Zinn, 1982),perhaps because of its origins in Buddhism. Kabat-Zinn(2000) suggests that mindfulness practice may be beneficialto many people in Western society who might be un-willing to adopt Buddhist traditions or vocabulary. Thus,Western researchers and clinicians who have introducedmindfulness practice into mental health treatment pro-grams usually teach these skills independently of the reli-gious and cultural traditions of their origins (Kabat-Zinn,1982;Linehan, 1993b). In the current empirical literature,clinical interventions based on training in mindfulness skillsare described with increasing frequency, and their popu-larity appears to be growing rapidly. According to Salmon,Santorelli, and Kabat-Zinn (1998), over 240 hospitals andclinics in the United States and abroad were o!ering stressreduction programs based on mindfulness training as of

Mindfulness Training as a Clinical Intervention:A Conceptual and Empirical ReviewRuth A. Baer, University of Kentucky

DOI: 10.1093/clipsy/bpg015! 2003 AMERICAN PSYCHOLOGICAL ASSOCIATION D12 125

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1997. Mindfulness training is also a central component ofdialectical behavior therapy (Linehan, 1993a, 1993b), anincreasingly popular approach to the treatment of border-line personality disorder. The empirical literature on thee!ects of mindfulness training contains many method-ological weaknesses, but it suggests that mindfulness inter-ventions may lead to reductions in a variety of problematicconditions, including pain, stress, anxiety, depressive re-lapse, and disordered eating (e.g., Kabat-Zinn, 1982;Kabat-Zinn et al., 1992; Kristeller & Hallett, 1999; Shapiro,Schwartz, & Bonner, 1998; Teasdale et al., 2000).

This review summarizes the recent literature on mind-fulness training as a clinical intervention. First, currentmethods for teaching mindfulness skills are described.Next, conceptual approaches that articulate how mindful-ness skills may be helpful in treating clinical conditions aresummarized. Finally, the empirical literature on the e!ectsof mindfulness training is reviewed.

This review does not address transcendental meditation(TM) and other concentration-based approaches, whichhave been reviewed elsewhere (Delmonte, 1985; Smith,1975). Concentration-based approaches train participantsto restrict the focus of attention to a single stimulus, suchas a word (e.g., a mantra), sound, object, or sensation.When attention wanders, it is redirected to the object ofmeditation. No attention is paid to the nature of the dis-traction. Mindfulness meditation, in contrast, involves ob-servation of constantly changing internal and externalstimuli as they arise.

This review also does not address Langer’s (1989, 1997)cognitive model of mindfulness, which includes alertnessto distinctions, context, and multiple perspectives, open-ness to novelty, and orientation in the present (Sternberg,2000). Mindfulness interventions studied by Langer andcolleagues (e.g., Langer, 1989; Langer & Moldoveanu,2000) often include teaching participants to consider in-formation or situations from multiple perspectives orwithin new contexts in order to increase learning or cre-ativity. Although this concept of mindfulness shares withmeditative approaches an emphasis on flexible awareness inthe present, several important di!erences can be noted.Langer’s (1989) mindfulness interventions usually involveworking with material external to the participants, such asinformation to be learned or manipulated, and often in-clude active, goal-oriented cognitive tasks, such as solvingproblems. In contrast, the meditation-based approaches

described in this review often are directed toward the in-ner experiences of the individual (e.g., thoughts, emo-tions) and emphasize a less goal-directed, nonjudgmentalobservation. Langer (1989) has cautioned against drawingunwarranted parallels between the two forms of mindful-ness, noting that they are derived from very di!erent his-torical and cultural backgrounds.

INTERVENTIONS BASED ON MINDFULNESS TRAINING

Mindfulness-Based Stress Reduction

The most frequently cited method of mindfulness trainingis the mindfulness-based stress reduction (MBSR) pro-gram, formerly known as the stress reduction and relax-ation program (SR-RP; Kabat-Zinn, 1982, 1990). It wasdeveloped in a behavioral medicine setting for populationswith a wide range of chronic pain and stress-related disor-ders. The program is conducted as an 8- to 10-week coursefor groups of up to 30 participants who meet weekly for 2–2.5 hr for instruction and practice in mindfulness med-itation skills, together with discussion of stress, coping, andhomework assignments. An all-day (7–8-hr) intensivemindfulness session usually is held around the sixth week.Several mindfulness meditation skills are taught. For ex-ample, the body scan is a 45-min exercise in which atten-tion is directed sequentially to numerous areas of the bodywhile the participant is lying down with eyes closed. Sen-sations in each area are carefully observed. In sitting med-itation, participants are instructed to sit in a relaxed andwakeful posture with eyes closed and to direct attention tothe sensations of breathing. Hatha yoga postures are usedto teach mindfulness of bodily sensations during gentlemovements and stretching. Participants also practice mind-fulness during ordinary activities like walking, standing,and eating.

Participants in MBSR are instructed to practice theseskills outside group meetings for at least 45 min per day, sixdays per week. Audiotapes are used early in treatment, butparticipants are encouraged to practice without tapes aftera few weeks. For all mindfulness exercises, participants areinstructed to focus attention on the target of observation(e.g., breathing or walking) and to be aware of it in eachmoment. When emotions, sensations, or cognitions arise,they are observed nonjudgmentally. When the participantnotices that the mind has wandered into thoughts, mem-ories, or fantasies, the nature or content of them is brieflynoted, if possible, and then attention is returned to the

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present moment. Thus, participants are instructed to no-tice their thoughts and feelings but not to become absorbedin their content (Kabat-Zinn, 1982). Even judgmentalthoughts (e.g., “this is a foolish waste of time”) are to beobserved nonjudgmentally. Upon noticing such a thought,the participant might label it as a judgmental thought, orsimply as “thinking,” and then return attention to the pres-ent moment. An important consequence of mindfulnesspractice is the realization that most sensations, thoughts,and emotions fluctuate, or are transient, passing by “likewaves in the sea” (Linehan, 1993b, p. 87).

Mindfulness-Based Cognitive Therapy

Teasdale, Segal, and Williams (1995) proposed that theskills of attentional control taught in mindfulness medita-tion could be helpful in preventing relapse of major de-pressive episodes. Their information-processing theory ofdepressive relapse suggests that individuals who have ex-perienced major depressive episodes are vulnerable to re-currences whenever mild dysphoric states are encountered,because these states may reactivate the depressive thinkingpatterns present during the previous episode, or episodes,thus precipitating a new episode. Mindfulness-based cog-nitive therapy (MBCT) is a manualized (Segal, Williams, &Teasdale, 2002) 8-week group intervention based largely onKabat-Zinn’s (1990) MBSR program. It incorporates ele-ments of cognitive therapy that facilitate a detached or de-centered view of one’s thoughts, including statements suchas “thoughts are not facts” and “I am not my thoughts.”This decentered approach also is applied to emotions andbodily sensations. MBCT is designed to prevent depressiverelapse by teaching formerly depressed individuals to ob-serve their thoughts and feelings nonjudgmentally, and toview them simply as mental events that come and go,rather than as aspects of themselves, or as necessarily accu-rate reflections of reality. This attitude toward depression-related cognitions is believed to prevent the escalation ofnegative thoughts into ruminative patterns (Teasdale et al.,1995).

INTERVENTIONS INCORPORATING

MINDFULNESS TRAINING

Dialectical Behavior Therapy

Dialectical behavior therapy (DBT) is a multifaceted ap-proach to the treatment of borderline personality disorder(Linehan, 1993a, 1993b). It is based on a dialectical world-

view, which postulates that reality consists of opposingforces. The synthesis of these forces leads to a new reality,which in turn consists of opposing forces, in a continualprocess of change. In DBT, the most central dialectic is therelationship between acceptance and change. Clients areencouraged to accept themselves, their histories, and theircurrent situations exactly as they are, while working in-tensively to change their behaviors and environments inorder to build a better life. The synthesis of this apparentcontradiction is a central goal of DBT.

DBT includes a wide range of cognitive and behavioraltreatment procedures, most of which are designed tochange thoughts, emotions, or behaviors. Mindfulnessskills are taught in DBT within the context of synthesizingacceptance and change. Although the skills taught are sim-ilar to those targeted in MBSR, including nonjudgmentalobservation of thoughts, emotions, sensations, and envi-ronmental stimuli, the concepts are organized somewhatdi!erently. For example, Linehan (1993a, 1993b) describesthree mindfulness “what” skills (observe, describe, par-ticipate) and three mindfulness “how” skills (nonjudg-mentally, one-mindfully, e!ectively). DBT clients learnmindfulness skills in a year-long weekly skills group, whichalso covers interpersonal e!ectiveness, emotion regulation,and distress tolerance skills. Clients work with their indi-vidual therapists on applying skills learned in group to theirdaily lives.

Linehan (1994) notes that some severely impaired in-dividuals may be unable or unwilling to meditate asextensively as Kabat-Zinn’s (1990) MBSR program rec-ommends. Thus, DBT does not prescribe a specific fre-quency or duration of mindfulness practice. Instead, goalsfor mindfulness practice are established by individualclients and their therapists. DBT o!ers numerous mind-fulness exercises from which clients may choose (someadapted from Hanh, 1976). In one example, clients imag-ine that the mind is a conveyor belt. Thoughts, feelings,and sensations that come down the belt are observed, la-beled, and categorized. In another exercise, clients imag-ine that the mind is the sky, and that thoughts, feelings, andsensations are clouds that they watch passing by. Severalvariations on observing the breath are taught, includingfollowing the breath in and out, counting breaths, coordi-nating breathing with footsteps while walking, and fol-lowing the breath while listening to music. Some exercisesencourage mindful awareness during everyday activities,

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such as making tea, washing dishes or clothes, cleaninghouse, or taking a bath.

Acceptance and Commitment Therapy

Acceptance and commitment therapy (ACT; Hayes,Strosahl, & Wilson, 1999) is theoretically based in con-temporary behavior analysis (Hayes & Wilson, 1993). Al-though ACT does not describe its treatment methods interms of mindfulness or meditation, it is included here be-cause several of its strategies are consistent with the mind-fulness approaches described. Clients in ACT are taught torecognize an observing self who is capable of watching hisor her own bodily sensations, thoughts, and emotions.They are encouraged to see these phenomena as separatefrom the person having them. For example, they are taughtto say, “I’m having the thought that I’m a bad person,”rather than “I’m a bad person” (Kohlenberg, Hayes, &Tsai, 1993, p. 588). They also are encouraged to experi-ence thoughts and emotions as they arise, without judging,evaluating, or attempting to change or avoid them. Hayes(1987) describes an exercise in which the client imaginesthat his or her thoughts are written on signs carried byparading soldiers. The client’s task is to observe the paradeof thoughts without becoming absorbed in any of them.ACT explicitly teaches clients to abandon attempts to con-trol thoughts and feelings, but instead to observe them non-judgmentally and accept them as they are, while changingtheir behaviors in constructive ways to improve their lives(Hayes, 1994).

Relapse Prevention

Relapse prevention (RP; Marlatt & Gordon, 1985) is acognitive-behavioral treatment package designed to fore-stall relapses in individuals treated for substance abuse.Mindfulness skills are included as a technique for copingwith urges to engage in substance use. Marlatt (1994) notesthat mindfulness involves acceptance of the constantlychanging experiences of the present moment, whereas ad-diction is an inability to accept the present moment and apersistent seeking of the next “high” associated with theaddiction. The metaphor of “urge surfing” encouragesclients to imagine that urges are ocean waves that growgradually until they crest and subside. The client “rides”the waves without giving in to the urges, thus learningthat urges will pass. However, the client also learns thatnew urges will appear and that these urges cannot easily be

eliminated. Instead, urges must be accepted as normal re-sponses to appetitive cues. Mindfulness skills enable theclient to observe the urges as they appear, accept them non-judgmentally, and cope with them in adaptive ways.

CONCEPTUAL APPROACHES: HOW MINDFULNESS

SKILLS MAY HELP

The authors of these treatment strategies have suggestedseveral mechanisms that may explain how mindfulnessskills can lead to symptom reduction and behavior change.

Exposure

The first published study of the e!ects of MBSR (Kabat-Zinn, 1982) described its application in patients withchronic pain. MBSR is based, in part, on traditional med-itation practices, which often include extended periods ofmotionless sitting. Although a relaxed posture typically isadopted, prolonged motionlessness can lead to pain inmuscles and joints. Mindfulness meditation instructors of-ten encourage students not to shift position to relieve thepain, but instead to focus careful attention directly on thepain sensations, and to assume a nonjudgmental attitudetoward these sensations, as well as toward the various cog-nitions (“this is unbearable”) emotions (anxiety, anger),and urges (to shift position) that often accompany painsensations. The ability to observe pain sensations non-judgmentally is believed to reduce the distress associatedwith pain.

Kabat-Zinn (1982) suggests that application of thisstrategy by chronic pain patients might serve several func-tions. For example, prolonged exposure to the sensationsof chronic pain, in the absence of catastrophic conse-quences, might lead to desensitization, with a reductionover time in the emotional responses elicited by the painsensations. Thus, the practice of mindfulness skills couldlead to the ability to experience pain sensations withoutexcessive emotional reactivity. Even if pain sensations werenot reduced, su!ering and distress might be alleviated.

Kabat-Zinn et al. (1992) describe a similar mechanismfor the potential e!ects of mindfulness training on anxi-ety and panic. Sustained, nonjudgmental observation ofanxiety-related sensations, without attempts to escape oravoid them, may lead to reductions in the emotional reac-tivity typically elicited by anxiety symptoms. This approachis similar to the interoceptive exposure strategy describedby Barlow and Craske (2000), who instruct clients to in-

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duce symptoms of panic through exercises such as hyper-ventilation and aerobic activity, and to practice toleratingthese sensations until they subside. In contrast, however,mindfulness training does not include the deliberate in-duction of panic symptoms. Instead, participants are in-structed to observe these sensations nonjudgmentally whenthey naturally arise.

Linehan (1993a, 1993b) describes individuals with bor-derline personality disorder as emotion phobic. That is,they are often afraid of experiencing strong negative a!ec-tive states. This fear is understandable, because their neg-ative a!ective states typically are very intense. However,their attempts to avoid these states often have maladaptiveconsequences. Linehan (1993a, 1993b) suggests that pro-longed observation of current thoughts and emotions,without trying to avoid or escape them, can be seen as anexample of exposure, which should encourage the extinc-tion of fear responses and avoidance behaviors previouslyelicited by these stimuli. Thus, the practice of mindfulnessskills may improve patients’ ability to tolerate negativeemotional states and ability to cope with them e!ectively.

Cognitive Change

Several authors have noted that the practice of mindfulnessmay lead to changes in thought patterns, or in attitudesabout one’s thoughts. For example, Kabat-Zinn (1982,1990) suggests that nonjudgmental observation of pain andanxiety-related thoughts may lead to the understandingthat they are “just thoughts,” rather than reflections of truthor reality, and do not necessitate escape or avoidancebehavior. Similarly, Linehan (1993a, 1993b) notes that ob-serving one’s thoughts and feelings and applying descrip-tive labels to them encourages the understanding that theyare not always accurate reflections of reality. For example,feeling afraid does not necessarily mean that danger is im-minent, and thinking “I am a failure” does not make ittrue. Kristeller and Hallett (1999), in a study of MBSR inpatients with binge eating disorder, cite Heatherton andBaumeister’s (1991) theory of binge eating as an escapefrom self-awareness and suggest that mindfulness trainingmight develop nonjudgmental acceptance of the aversivecognitions that binge-eaters are thought to be avoiding,such as unfavorable comparisons of self to others and per-ceived inability to meet others’ demands.

Teasdale (1999) and Teasdale et al. (1995), in theirdiscussion of MBCT, suggest that the nonjudgmental,

decentered view of one’s thoughts encouraged by mind-fulness training may interfere with ruminative patternsbelieved to be characteristic of depressive episodes (Nolen-Hoeksema, 1991). That is, mindfulness training may en-able formerly depressed individuals to notice depressogenicthoughts and to redirect attention to other aspects of thepresent moment, such as breathing, walking, or environ-mental sounds, thus avoiding rumination. Teasdale hasdescribed this perspective on one’s thoughts as “meta-cognitive insight.” Teasdale et al. (1995) also note that apractical advantage of mindfulness skills in encouragingcognitive change is that they can be practiced at any time,including during periods of remission, when depresso-genic thinking may be occurring too rarely to permit reg-ular practice of traditional cognitive therapy exercises, suchas identification and disputing of cognitive distortions.That is, a mindful perspective about one’s thoughts can beapplied to all thoughts.

Self-Management

Several authors have noted that improved self-observationresulting from mindfulness training may promote use of arange of coping skills. For example, Kabat-Zinn (1982)suggests that increased awareness of pain sensations andstress responses as they occur may enable individuals to en-gage in a variety of coping responses, including skills notincluded in their treatment program. Kristeller and Hallett(1999) suggest that the self-observation skills developedthrough mindfulness training might lead to improvedrecognition of satiety cues in binge eaters, as well as in-creased ability to observe urges to binge without yieldingto them. Marlatt (1994) suggests a similar e!ect in patientsrecovering from addictions. Teasdale et al. (1995) note thatmindfulness training encourages awareness of all cognitiveand emotional events as they occur, including those thatmay be early signs of potential depressive relapse. Thus,mindfulness training may promote recognition of earlysigns of a problem, at a time when application of previouslylearned skills will be most likely to be e!ective in prevent-ing the problem. Linehan (1993b) suggests that nonjudg-mental observation and description permits recognitionof the consequences of behaviors (e.g., irritating one’s bosswith frequent lateness) in place of global judgments aboutthe self (e.g., “I am a bad employee”). This recognitionmay lead to more e!ective behavior change, including re-duction of impulsive, maladaptive behaviors. Linehan

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(1993b) also suggests that learning to focus “one-mindfully” on the present moment develops control of at-tention, a useful skill for individuals who have di"cultycompleting important tasks because they are distracted byworries, memories, or negative moods.

Relaxation

The relationship between meditation and relaxation issomewhat complex. Several authors (Goldenberg et al.,1994; Kabat-Zinn et al., 1998; Kaplan, Goldenberg, &Galvin-Nadeau, 1993) have suggested that mindfulness-based stress reduction may be applicable to stress-relatedmedical disorders, including psoriasis and fibromyalgia.These authors note that meditation often induces relax-ation, which may contribute to the management of thesedisorders. The induction of relaxation through variousmeditation strategies has been well documented (Benson,1975; Orme-Johnson, 1984; Wallace, Benson, & Wilson,1984). However, the purpose of mindfulness training isnot to induce relaxation, but instead to teach nonjudg-mental observation of current conditions, which mightinclude autonomic arousal, racing thoughts, muscle ten-sion, and other phenomena incompatible with relaxation.In addition, evidence suggests that relaxation e!ects arenot unique to meditation, but are common to many re-laxation strategies (Shapiro, 1982). Thus, although practiceof mindfulness exercises may lead to relaxation, this out-come may not be a primary reason for engaging in mind-fulness skills.

Acceptance

The relationship between acceptance and change is a cen-tral concept in current discussions of psychotherapy (Hayes,Jacobsen, Follette, & Dougher, 1994). Hayes (1994) sug-gests that acceptance involves “experiencing events fullyand without defense, as they are” (p. 30), and notes thatempirically oriented clinicians may have overemphasizedthe importance of changing all unpleasant symptoms,without recognizing the importance of acceptance. Forexample, an individual who experiences panic attacks mayengage in numerous maladaptive behaviors in an attemptto prevent future attacks, including drug and alcohol abuse,avoidance of important activities, and excessive anxiousvigilance toward bodily states. If the individual could ac-cept that panic attacks may occasionally occur and thatthey are time-limited and not dangerous, panic attackswould become unpleasant but brief experiences to be tol-

erated, rather than fearsome and dangerous experiences tobe avoided, even at the cost of significant maladaptive be-havior.

All of the treatment programs reviewed here include ac-ceptance of pain, thoughts, feelings, urges, or other bod-ily, cognitive, and emotional phenomena, without tryingto change, escape, or avoid them. Kabat-Zinn (1990) de-scribes acceptance as one of several foundations of mind-fulness practice. DBT provides explicit training in severalmindfulness techniques designed to promote acceptance ofreality. Thus, it appears that mindfulness training may pro-vide a method for teaching acceptance skills.

Relationship Between Mindfulness Training and Cognitive-Behavioral Approaches

This discussion suggests that mindfulness training is con-sistent with cognitive-behavioral treatment procedures inseveral ways. Training in self-directed attention can resultin sustained exposure to sensations, thoughts, and emo-tions, resulting in desensitization of conditioned responsesand reduction of avoidance behavior. Cognitive changeappears to result from viewing one’s thoughts as temporaryphenomena without inherent worth or meaning, ratherthan as necessarily accurate reflections of reality, health,adjustment, or worthiness. Practice of meditation also maylead to relaxation and improved self-management.

However, mindfulness training di!ers from traditionalcognitive-behavioral treatment in important ways. For ex-ample, mindfulness training does not include the evalua-tion of thoughts as rational or distorted, or systematicattempts to change thoughts judged to be irrational. In-stead, participants are taught to observe their thoughts, tonote their impermanence, and to refrain from evaluatingthem. Another important di!erence is that traditionalcognitive-behavioral procedures usually have a clear goal,such as to change a behavior or thinking pattern. In con-trast, mindfulness meditation is practiced with a seeminglyparadoxical attitude of nonstriving. That is, although a taskis prescribed (e.g., sit still, close your eyes, and pay atten-tion), no specific goal is adopted. Participants are not tostrive to relax, reduce their pain, or change their thoughtsor emotions, although they may have sought treatment forthese purposes. They are simply to observe whatever ishappening in each moment without judging it. Finally,mindfulness researchers have suggested that e!ective teach-ing of mindfulness skills by mental health professionals re-quires that they engage in their own regular mindfulness

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practice (Segal et al., 2002). Professionals using more tra-ditional cognitive-behavioral strategies generally are notexpected to engage in regular practice of the skills they areteaching.

Although the practice of mindfulness generally involvesacceptance of current reality, rather than systematic at-tempts to change reality, individuals who practice theseskills may experience reductions in a variety of symptoms.The empirical literature addressing this issue is reviewednext.

EMPIRICAL RESEARCH ON MINDFULNESS-BASED

INTERVENTIONS

The empirical literature investigating the e!ects of mind-fulness-based interventions is reviewed here. Meta-analyticprocedures were incorporated to facilitate quantification offindings and comparisons across studies. To locate relevantstudies, a computer search (using PsycInfo and Medlinedatabases) was conducted of articles and chapters includingthe terms mindfulness or meditation. Reference lists of allarticles were searched for additional articles. Studies wereincluded if they were published in English and compareda group of participants trained in mindfulness with a groupnot trained, or a group who provided data before and af-ter mindfulness training. Unpublished dissertations andconference papers were excluded, as were studies address-ing nonmindfulness forms of meditation, such as transcen-dental meditation (TM). Studies of mindfulness as definedby Langer (1989, 1997) also were excluded, for reasonsdescribed earlier. Twenty-one studies meeting these cri-teria were found.

For each study, several demographic and methodolog-ical variables were coded, including number, type, andcharacteristics of participants, research design, the nature ofthe mindfulness intervention, type of comparison group,whether participants were randomly assigned to interven-tion or comparison groups, the dependent variables re-ported, and follow-up intervals and data.

E!ect sizes (Cohen’s d ) were calculated for all studiesthat provided su"cient data. Cohen’s d expresses e!ect sizein standard deviation units; thus, an e!ect size of 1.0 on agiven dependent measure indicates that the treatmentgroup scored one standard deviation better, on average,than the comparison group on that measure. For studiesusing between-groups designs, e!ect sizes were calculatedwith the following formula: d = (Mt – Mc)/SDp, in whichMt = the mean of the treatment group on a specific mea-

sure, Mc = the mean of the comparison group on that mea-sure, and SDp = the pooled standard deviation of the twogroups. If means or standard deviations were not provided,e!ect sizes were calculated from the significance level (p).For studies using within-groups designs, e!ect sizes werecalculated from t or F (1 df ), or from the significance levelwhen t or F were not reported. Calculations of e!ect sizesrelied on methods described by Rosenthal (1984).

Overview of Treatment Literature

Studies examining the e!ects of mindfulness-based inter-ventions are summarized in Table 1. The studies aregrouped by participant population, beginning with stud-ies of chronic pain patients. Next are studies of patientswith other Axis I disorders (anxiety, eating, and major de-pressive disorders), followed by studies of patients withother medical problems (fibromyalgia, psoriasis, and can-cer). Next are studies with mixed populations, includingpsychotherapy and medical patients. The last group in-cludes studies of nonclinical populations (students andother volunteers). Within each group studies are listed inorder of publication date.

Sample sizes in these studies have ranged from 16 to142. Mean age of participants has ranged from 38–50 years,with a mean of 45 years. Gender ratio of the samples hasranged from 0 to 46% male. Education and race/ethnicitywere rarely reported.

Nine studies used pre-post designs with no controlgroup. Nine used between-groups designs with TreatmentAs Usual (TAU) or waiting-list control groups. Most stud-ies used the 8–10 week MBSR group intervention (Kabat-Zinn,1982, 1990), or a variation of this interventiontailored to the population under study. Two studies (Teas-dale et al., 2000; Williams, Teasdale, Segal, & Soulsby,2000) examined MBCT. Dependent variables have in-cluded a variety of self-report measures of pain, other med-ical symptoms, anxiety, depression, eating behaviors, andgeneral psychological functioning, as well as objectivemeasures such as analysis of urine chemistry.

For each study e!ect sizes were calculated separatelyfor each dependent measure completed at the conclusionof treatment and at all reported follow-up intervals. Post-treatment e!ect sizes then were averaged across dependentmeasures within studies, yielding a single posttreatmente!ect size for each study. Similarly, e!ect sizes for all de-pendent measures completed at all follow-up intervals wereaveraged, yielding a single follow-up e!ect size for each

MINDFULNESS TRAINING • BAER 131

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Tabl

e 1.

Empi

rical

stu

dies

of e

ffec

ts o

f min

dful

ness

-bas

ed in

terv

entio

ns

Type

Mea

n%

Rese

arch

Trea

tmen

tC

ontr

olRa

nd%

Dep

ende

ntd

dFo

llSt

udy

NPa

rtic

ipan

tA

geM

ale

Des

ign

Gro

upG

roup

A

ssn

Att

Varia

bles

Post

(Mon

ths)

Kaba

t-Zi

nn51

Chr

onic

4635

Pre-

post

MBS

RN

one

No

12Pa

in R

tg In

dex

0.70

0.35

(198

2)pa

in p

atie

nts

Body

Par

ts P

A(2

–7)

Inte

rfer

e rt

gM

SCL

POM

S to

tal

SCL-

90-R

GSI

Kaba

t-Zi

nn90

Chr

onic

4433

Pre-

post

MBS

RN

one

No

15Sa

me

as a

bove

0.36

0.51

et a

l. (1

985)

pain

pat

ient

sa(2

–15)

Part

1Ka

bat-

Zinn

42C

hron

ic48

24Be

twee

n gr

oup

MBS

RTA

UN

o—

Sam

e as

abo

ve0.

26et

al.

(198

5)pa

in p

atie

ntsb

(n=

21)

(n=

21)

Part

2Ka

bat-

Zinn

30–1

42C

hron

ic—

31Se

ries

of f

ollo

w-u

psM

BSR

Non

eN

o—

Pain

Rtg

Inde

x—

0.53

et a

l. (1

987)

pain

pat

ient

sc2.

5–48

mon

ths

Body

Par

ts P

A(6

–48)

post

-MBS

RM

SCL

SCL-

90-R

GSI

Rand

olph

78C

hron

ic50

31Pr

e-po

stM

BSR

Non

eN

o—

Pain

rtg

s0.

150.

08et

al.

(199

9)pa

in p

atie

nts

BSI-

GSI

(2–1

2)PO

MS

tota

lPa

in b

elie

fsKa

bat-

Zinn

22A

nxie

ty38

23Pr

e-po

stM

BSR

Non

eN

o8

Ham

ilton

Anx

0.88

1.35

et a

l. (1

992)

patie

nts

Han

ilton

Dep

(3)

BDI;

BAI;

FSS

Mob

ility

Inv

Mill

er e

t al

.18

Anx

iety

——

3-ye

ar f

ollo

w-u

pM

BSR

Non

eN

o—

Ham

ilton

Anx

—1.

10(1

995)

patie

nts

(pat

ient

s fr

omH

amilt

on D

ep(3

6)fr

om K

abat

-Ka

bat-

Zinn

et

al.,

BDI;

BAI;

FSS

Zinn

et

al.,

1992

)M

obili

ty In

v19

92)

Krist

elle

r &

18Bi

nge

eatin

g46

0Pr

e-po

stVa

riant

of

Non

eN

o14

Bing

e fr

eq1.

65—

Hal

lett

(19

99)

diso

rder

MBS

RBi

nge

Eat

ScBD

I; BA

IEa

ting

rtgs

Teas

dale

132

Rem

itted

4424

Betw

een

grou

pM

BCT

TAU

Yes

17M

DD

rel

apse

0.60

—et

al.

(200

0)M

DD

aft

er(n

= 63

)(n

= 69

)m

edic

n tx

Will

iam

s41

Rem

itted

4327

Betw

een

grou

pM

BCT

TAU

Yes

—A

utob

iog

0.71

—et

al.

(200

0)M

DD

aft

er(n

= 21

)(n

= 20

)M

emor

y te

stm

edic

n tx

d

Kapl

an59

Fibr

o-m

yalg

ia46

10Pr

e-po

stVa

riant

of

Non

eN

o23

VAS’

s pa

in, s

leep

, etc

.—

e

et a

l. (1

993)

patie

nts

MBS

RM

SCL

SCL-

90-R

GSI

Cop

ing

Stra

t Q

Fibr

o Im

pact

Q

CLINICAL PSYCHOLOGY: SCIENCE AND PRACTICE • V10 N2, SUMMER 2003 132

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MINDFULNESS TRAINING • BAER 133

Gol

denb

erg

121

Fibr

o-m

yalg

ia46

7Be

twee

n gr

oup

MBS

RW

ait

list

No

9Va

s’s

pain

, sle

ep, e

tc.

0.42

—et

al.

(199

4)pa

tient

s(n

= 79

)(n

= 18

);Fi

bro

Impa

ct Q

decl

ined

SCL-

90-R

GSI

MBS

R (n

= 24

)Ka

bat-

Zinn

37Ps

oria

sis43

46Be

twee

n gr

oup

Min

dful

ness

TAU

Yes

—D

ays

to c

lear

ing

0.63

—et

al.

(199

8)pa

tient

sta

pes

durin

gof

pso

riasis

rece

ivin

glig

ht t

xlig

ht t

hera

pySp

eca

et a

l.90

Can

cer

5119

Betw

een

grou

pVa

riant

of

Wai

t lis

tYe

s13

POM

S0.

60(2

000)

patie

nts

MBS

RSO

SIC

arlso

n et

al.

54C

ance

rf51

196-

mon

th f

ollo

w-

Varia

nt o

f N

one

No

—PO

MS

—N

S(2

000)

patie

nts

up in

Spe

ca e

t al

.M

BSR

SOSI

(6)

(200

0)Ku

tz e

t al

.20

Long

-ter

m38

—Pr

e-po

stM

BSR

Non

eN

o—

SCL-

90-R

0.72

0.52

(198

5)dy

nam

icPO

MS

(6)

ther

apy

clie

nts

Inte

rfer

e rt

gTh

era

rtgs

Roth

& C

reas

or86

Out

patie

nts

4316

Pre-

post

MBS

RN

one

NO

40SC

L-90

-R0.

69—

(199

7)in

ner

city

BAI

Latin

o/La

tina

MSC

LM

ixed

dx

Self-

este

emRe

ibel

et

al.

121

Med

ical

4729

Pre-

post

MBS

RN

one

No

11SF

-36

0.56

NS

(200

1)pa

tient

s,M

SCL

(12)

Mix

ed d

xSC

L-90

-R G

SIM

assio

n et

al.

16H

ealth

y42

0Be

twee

n gr

oup

Regu

lar

Non

-N

o—

Mel

aton

in m

etab

olite

0.98

—(1

995)

wom

enm

edia

tors

med

iato

rsin

urin

eA

stin

(19

97)

19C

olle

ge—

5Be

twee

n gr

oup

MBS

RW

ait

list

Yes

14SC

L-90

-R G

SI1.

51—

stud

ents

(n=

12)

(n=

7)C

ontr

ol In

vIN

SPIR

ITSh

apiro

et

al.

73Pr

emed

and

—44

Betw

een

grou

pM

BSR

Wai

t lis

tYe

s3

SCL-

90-R

GSI

0.50

—(1

998)

med

stu

dent

sSC

L-90

-R D

epST

AI

Empa

thy

rtg

INSP

IRIT

Will

iam

s75

Com

mun

ity43

28Be

twee

n gr

oup

MBS

RW

ait

list

Yes

15D

SI0.

670.

67et

al.

(200

1)vo

lunt

eers

and

info

SCL-

90-R

GSI

(3)

MSC

L

Not

es.r

and

assn

= ra

ndom

ass

ignm

ent;

att =

att

ritio

n fr

om tr

eatm

ent g

roup

; pos

t = p

ostt

reat

men

t; fo

ll =

follo

w-u

p; M

DD

= m

ajor

dep

ress

ive

diso

rder

; med

icn

= m

edic

atio

n; tx

= tr

eatm

ent;

dx =

dia

gnos

is;M

BSR

= M

indf

ulne

ss-B

ased

Str

ess

Redu

ctio

n; M

BCT

= M

indf

ulne

ss-B

ased

Cog

nitiv

e Th

erap

y; T

AU

= T

reat

men

t As

Usu

al; r

tg =

ratin

g; P

A =

pro

blem

ass

essm

ent;

MSC

L =

Med

ical

Sym

ptom

Che

cklis

t;PO

MS

= Pr

ofile

of M

ood

Stat

es; S

CL-

90-R

= S

ympt

om C

heck

list-

90 R

evise

d; G

SI =

Gen

eral

Sev

erity

Inde

x; A

nx =

anx

iety

; Dep

= d

epre

ssio

n; B

DI =

Bec

k D

epre

ssio

n In

vent

ory;

BA

I = B

eck

Anx

iety

Inve

n-to

ry;F

SS =

Fea

r Sur

vey

Sche

dule

; Inv

= in

vent

ory;

Aut

obio

g =

auto

biog

raph

ical

; VA

S =

visu

al a

nalo

g sc

ale;

Str

at =

str

ateg

ies;

Q =

que

stio

nnai

re; fi

bro

= fib

rom

yalg

ia; S

OSI

= S

ympt

oms

of S

tres

s In

vent

ory;

SF-3

6 =

Shor

t For

m 3

6; IN

SPIR

IT =

Inde

x of

Cor

e Sp

iritu

al E

xper

ienc

es; S

TAI =

Sta

te-T

rait

Anx

iety

Inve

ntor

y; D

SI =

Dai

ly S

tres

s In

vent

ory;

NS

= no

sig

nific

ant d

iffer

ence

bet

wee

n po

stte

st a

nd fo

llow

-up.

a Incl

udes

51

patie

nts

from

Kab

at-Z

inn

(198

2).

b Incl

udes

21

patie

nts

from

Par

t 1 o

f thi

s st

udy.

c Incl

udes

pat

ient

s fr

om K

abat

-Zin

n (1

982)

and

Kab

at-Z

inn

et a

l. (1

985)

.d

Subs

et o

f pat

ient

s in

Tea

sdal

e et

al.

(200

0).

e Insu

ffici

ent d

ata

to c

alcu

late

.f S

ubse

t of p

atie

nts

in S

peca

et a

l. (2

000)

.

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study that reported follow-up data. Mean posttreatmentand follow-up e!ect sizes are presented in the final twocolumns of Table 1.

No studies of DBT, ACT, or RP were included, be-cause none were found that examined the mindfulnesscomponent independently of the behavior change strate-gies also included in these treatment approaches. Thus,although empirical studies support the e"cacy of thesetreatments (Curry, Marlatt, Gordon, & Baer, 1988; Ito,Donovan, & Hall, 1988;Koons et al., 2001;Linehan, Arm-strong, Suarez, Allmon, & Heard, 1991;Linehan, Heard, &Armstrong, 1993; Linehan, Tutek, Heard, & Armstrong,1994;Strosahl, Hayes, Bergan, & Romano, 1998;Zettle &Raines, 1989), the relative contribution of mindfulnesstraining to these treatment e!ects has not been investi-gated. In contrast, studies of MBCT were included, be-cause mindfulness training appears to be the central focusof this approach, although some cognitive techniques havebeen incorporated.

General Findings

Chronic Pain. Four studies have examined the e!ects ofMBSR on patients with chronic pain. The first study(Kabat-Zinn, 1982) describes pre-post data for 51 patients.The second study (Kabat-Zinn, Lipworth, & Burney,1985), has two parts. Part 1 presents pre-post data for asample of 90 patients, including the 51 patients fromKabat-Zinn (1982). In Part 2, 21 of these 90 patients arecompared to 21 other pain patients who had received TAUin the pain clinic but had not participated in MBSR. Parts1 and 2 of this study are entered separately in Table 1. Thethird study (Kabat-Zinn, Lipworth, Burney, & Sellers,1987) is an extensive series of follow-up evaluations ofchronic pain patients who had completed MBSR over thepreceding several years, including patients in the previoustwo studies. Thus, the first four entries in Table 1 are de-rived from three published articles with overlapping par-ticipant samples. Finally, Randolph, Caldera, Tacone, andGreak (1999) investigated the e!ects of MBSR in an in-dependent sample of 78 chronic pain patients.

In general, findings for chronic pain patients show sta-tistically significant improvements in ratings of pain, othermedical symptoms, and general psychological symptoms.Many of these changes were maintained at follow-up eval-uations. Most of these comparisons used pre-post designswith no control group.

Axis I Disorders. Kabat-Zinn et al. (1992) examined asample of 22 patients with generalized anxiety and panicdisorders, and found significant improvements in severalmeasures of anxiety and depression, both at posttreatmentand at 3-month follow-up. A no-treatment control groupwas not included. Miller, Fletcher, and Kabat-Zinn (1995)reported a 3-year follow-up of the same participants andfound that treatment gains had been maintained.

Kristeller and Hallett (1999) examined the e!ects ofMBSR on binge eating disorder. In a pre-post design withno control group, 18 female patients showed statisticallysignificant improvements in several measures of eating andmood.

Teasdale et al. (2000) examined the e!ects of MBCT onrates of depressive relapse in a large sample of patientswhose major depressive disorder (MDD) had remitted af-ter treatment with medication. All participants had dis-continued their medications at least 12 weeks before thestudy began. Patients were randomly assigned to eitherMBCT (8-week manualized group treatment) or TAU andthen followed for 1 year. For patients with three or moreprevious depressive episodes, results showed much lowerrelapse rates for MBCT patients (37% of patients relapsed)than for the TAU group (66% of patients relapsed) duringthe 1-year follow-up period. However, relapse rates forthe MBCT and TAU groups did not di!er for patients withonly one or two previous episodes.

Using a subset of the participants from Teasdale et al.(2000), J. M. G. Williams et al. (2000) found that thosewho had completed MBCT produced fewer general andmore specific memories when asked to recall events fromtheir pasts in response to cue words. The authors speculatethat mindfulness training may modify the overgeneralautobiographical memory believed to be characteristic ofindividuals with depression (Kuyken & Brewin, 1995).

Other Medical Disorders. Two studies have investigatede!ects of MBSR on fibromyalgia. Both reported improve-ments in a variety of symptoms. In a study of psoriasis pa-tients, Kabat-Zinn et al. (1998) found that patients wholistened to mindfulness audiotapes during individual light-therapy sessions showed quicker clearing of their skin(Mdn = 65 days) than did patients who received light ther-apy alone (Mdn = 97 days). Speca, Carlson, Goodey, andAngen (2000) examined the e!ects of MBSR in a groupof cancer patients and reported significant reductions in

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mood disturbance and stress levels. Carlson, Ursuliak,Goodey, Angen, and Speca (2001) reported that thesechanges were maintained at 6-month follow-up.

Mixed Clinical Populations. Kutz et al. (1985) studied asample of long-term psychodynamic therapy patients withdiagnoses including anxiety and obsessive neuroses, andnarcissistic and borderline personality disorders. Theycompleted a 10-week MBSR program while continuingwith their individual psychotherapy and showed statisti-cally significant improvements in a variety of self- andtherapist-rated symptoms. Roth and Creasor (1997) stud-ied outpatients from a low-income, primarily Latino pop-ulation attending an inner city health clinic and showedstatistically significant improvements on several measures ofmedical and psychological functioning. Reibel, Greeson,Brainard, and Rosenzweig (2001) studied medical patientswith a variety of medical and psychiatric diagnoses andfound significant improvements in medical and psycho-logical symptoms. None of these studies used controlgroups.

Nonclinical Populations. Massion, Teas, Hebert, Wert-heimer, and Kabat-Zinn (1995) analyzed urine levels of amelatonin metabolite in two groups of women. Levelswere significantly higher in women previously trained inMBSR who continued to meditate regularly than in wo-men who had never been trained and did not meditate.The authors cite previous findings suggesting that mela-tonin level may be related to immune function (Bartsch etal., 1992;Guerrero & Reiter, 1992), and suggest that mind-fulness meditation may influence health status through itse!ects on melatonin. Astin (1997) and Shapiro et al. (1998)studied student populations who completed group MBSR,reporting significant e!ects on psychological symptoms,empathy ratings, and spiritual experiences. Both of thesestudies used waiting-list control groups. Williams, Kolar,Reger, and Pearson (2001) studied community volunteerswho completed MBSR to reduce their stress levels, re-porting significant improvements in medical and psycho-logical symptoms.

Mean Effect Size at Posttreatment

Posttreatment e!ect sizes ranged from 0.15 to 1.65. Anoverall mean of these e!ect sizes, collapsed across studies,was calculated. In order to include only independent mean

e!ect sizes in this calculation, the e!ect sizes obtained fromKabat-Zinn (1982) and Parts 1 and 2 of Kabat-Zinn et al.(1985) first were averaged, because these comparisons haveoverlapping participant samples. Similarly, the mean e!ectsizes obtained for Teasdale et al. (2000) and J. M. G.Williams et al. (2000) were averaged, because these twostudies also have overlapping participant samples. Afterthese preliminary calculations, 15 independent posttreat-ment mean e!ect sizes, each from a separate sample, wereavailable for analysis. Their mean was 0.74 (SD = 0.39).When each of these 15 e!ect sizes was weighted by samplesize, overall mean e!ect size was 0.59.

Mean Effect Size at Follow-Up

Follow-up data were reported less often. E!ect sizes atfollow-up ranged from 0.08 to 1.35. Before an overallmean of these e!ect sizes was calculated, mean e!ect sizesobtained from studies with overlapping participant sampleswere averaged. The overall mean of these independentfollow-up e!ect sizes was 0.59 (SD = 0.41).

Cohen (1977) has described e!ect sizes of d = 0.2, d =0.5, and d = 0.8 as small, medium, and large, respectively.Thus, on the average, the literature reviewed here suggeststhat mindfulness-based interventions have yielded at leastmedium-sized e!ects, with some e!ect sizes falling withinthe large range. Many of the e!ect sizes calculated for thesestudies are probably conservative, because several studiesdid not present means, standard deviations, or t values,making it necessary to calculate d from the p value. In manycases exact p values were not reported. Instead, for ex-ample, a p value between .01 and .05 might have been re-ported as .05, which was then used to compute d. Largerps yield smaller ds. In addition, when findings were re-ported only as nonsignificant, e!ect sizes of zero wererecorded. If means, SDs, or t values had been reported inthese cases, the calculated e!ect size might have been largerthan zero.

Relationships Between Mean Effect Size at Posttreatment andStudy Characteristics

Relationships between mean e!ect sizes at posttreatmentand selected methodological variables can be seen in Table2. (Follow-up e!ect sizes are not included in this table.)The small number of studies available and the noninde-pendence of some of the e!ect sizes make statistical analy-ses of these di!erences impractical. Thus, these findings

MINDFULNESS TRAINING • BAER 135

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should be interpreted cautiously, as di!erences may not besignificant. Mean e!ect sizes were similar for studies usingpre-post and between-groups designs. Mean e!ect size wassomewhat larger when participants had been randomly as-signed to groups. Studies using waiting-list control groupsyielded slightly larger e!ect sizes than those using TAU.When organized by type of participant, mean e!ect sizesappear somewhat larger for comparisons using nonclinicalpopulations or patients with selected Axis I problems thanfor those with chronic pain or medical problems. Whenorganized by the type of dependent variable, mean e!ectsizes ranged from 0.31 for pain measures to 0.86 for mea-sures of depression.

Finally, e!ect sizes derived from means and SDs or t val-ues were somewhat larger, on average (0.87) than thosederived from p values (0.48). This finding illustrates the im-portance of including means, standard deviations, and tvalues in future research. Given the small number of avail-able studies, examination of interactions between methodof calculating d and other methodological variables is notfeasible. However, because none of the chronic pain stud-

ies reported means, SDs, or t values, e!ect sizes for thesestudies were calculated from p values. It is possible thatmean e!ect size for chronic pain patients might have beenlarger if these studies had provided additional data.

Clinical Significance of Findings

The clinical significance of the changes reported in thesestudies is di"cult to assess. Several studies reported onlyraw scores on dependent measures, whereas others re-ported percentage change in scores or the statistical signi-ficance of the change in scores. In these cases the severityof participants’ problems before treatment, or their prox-imity to the normal range of functioning afterwards, can-not readily be determined.

In order to assess the clinical significance of some ofthe findings reviewed here, reported raw scores for morefrequently used dependent measures were converted to T-score equivalents or ranges of functioning, with use ofthe instruments’ published manuals or profile sheets. Forexample, several studies reported pre- and posttreatmentraw scores for the Global Severity Index (GSI) of the Symptom Checklist 90-Revised (SCL-90-R) (Derogatis,1983). These scores were converted to T scores (T-scoreequivalents for males and females were averaged) and thenaveraged across studies. This procedure yielded a meanpretest T score for the GSI of 67, with a mean posttest Tscore of 60. Because T scores have a mean of 50 and a SDof 10, this finding suggests that patients scored nearly 2 SDsabove the mean before treatment and 1 SD above the meanafter treatment. Several studies using the GSI could not beincluded in this procedure because they did not reportscores, instead reporting only percentage decrease in scores,or the statistical significance of the change in scores.

Similar procedures were followed for the Beck Depres-sion Inventory (BDI) and the Beck Anxiety Inventory(BAI) with use of ranges of functioning described in themanuals (Beck & Steer, 1987, 1993). On the BDI rawscores of 0–9 are considered asymptomatic, whereas scoresof 10–18 indicate mild to moderate depression. For twostudies reporting BDI scores, the mean pretreatment scorewas 16.82 (mild-moderate), and the mean posttreatmentscore was 8.64 (asymptomatic). For two studies reportingBAI scores, the mean pretreatment score was 20.43 (mod-erate) and the mean posttreatment score was 7.94 (minimalto mild).

These indications of clinical significance must be con-sidered tentative, because they are based on very few stud-

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Table 2. Mean effect size at posttreatment and methodological variables

Variable N Mean d SD

Research designPre-post 8 0.71 0.44Between group 10 0.69 0.34

Random assignment (between group)

Yes 7 0.75 0.34No 3 0.55 0.38

Type of control groupWait list 5 0.74 0.44TAU 4 0.55 0.20

Participant populationChronic pain 4 0.37 0.24Other Axis Ia 4 0.96 0.47Medicalb 4 0.55 0.09Nonclinicalc 4 0.92 0.44

Dependent measurePain 17 0.31 0.30Other medical (self-rated)d 11 0.44 0.26Anxiety 8 0.70 0.41Depression 5 0.86 0.30Stress 2 0.63 0.02Global psychologicale 18 0.64 0.42Objective medicalf 2 0.80 0.25

Method of Calculating dUsing Ms and SDs, or t 10 0.87 0.40Using p 8 0.48 0.22

aIncludes anxiety, depression, and binge eating.bIncludes fibromyalgia, psoriasis, and cancer.cIncludes students and nonclinical volunteers.dIncludes fatigue and sleep ratings, and medical symptom checklist.eIncludes POMS total mood disturbance, SCL-90-R GSI.fIncludes urine and skin analysis.

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ies, some of which used uncontrolled pre-post designs.However, they suggest that mindfulness training, on aver-age, may bring participants with mild to moderate psy-chological distress into or close to the normal range.

Attrition, Adherence, and Maintenance of Mindfulness Practice

Thirteen studies reported both the number of individualswho agreed to participate in mindfulness training and thenumber who completed it. Program completion usuallywas defined as attendance at a minimum number of ses-sions, or was undefined. Percentage of enrolled partici-pants who completed treatment ranged from 60 to 97,with a mean of 85% (SD = 8.91). The lowest completionrate (60%) was noted by Roth & Creasor (1997), who stud-ied an inner city health clinic population. The highest com-pletion rate (97%) was reported by Shapiro et al. (1998),whose participants were premedical and medical students.

The most extensive analysis of program completion wasprovided by Kabat-Zinn and Chapman-Waldrop (1988),who reported completion rates for the MBSR program (atthat time known as the Stress Reduction and RelaxationProgram) at the University of Massachusetts Medical Cen-ter. (This study is not included in Table 1, because it didnot examine treatment e!ects.) During the 2-year periodexamined (1982–1984), 1,155 patients were referred tothe program, mostly by their physicians. Of these patients,75% completed an intake interview, and 90% of thoseinterviewed enrolled in the program. Of the 784 patientswho enrolled, 76% completed the program, whereas 15%dropped out after beginning and 9% never attended a ses-sion. Regression analyses showed that patients with stress-related problems (hypertension, anxiety, sleep disorders,etc.) were significantly more likely to complete the pro-gram than those with chronic pain complaints (lower back,headache, etc.). Completers also had somewhat higherpretreatment scores than noncompleters on the GSI andthe Obsessive-Compulsive (OC) scales of the SCL-90-R.Within the chronic pain group, women were slightly morelikely than men to complete the program.

Only three studies reported the extent to which partic-ipants completed their assigned home practice during thecourse of the mindfulness intervention. Kristeller and Hal-lett (1999), in a sample of women with binge eating disor-der, noted that participants reported engaging in a mean of15.82 hr of meditation (SD = 3.15) across the 6-week in-tervention program. Reported practice time was signifi-cantly correlated with improvements in Binge Eating Scale

scores (r = .66) and in BDI scores (r = .59). Astin (1997),in a sample of college students, reported that participantspracticed meditation for an average of 30 min per day, 3.5days per week. Reported practice time and improvementon the GSI of the SCL-90-R were not significantly corre-lated. Reibel et al. (2001) reported that 90% of their mixedsample of medical patients practiced three times per weekor more and 57% practiced nearly every day, most for 15–30 min each time.

Four studies reported the extent to which participantstrained in mindfulness skills continued to practice theseskills after treatment had ended. In a series of follow-upstudies of former MBSR patients, Kabat-Zinn et al. (1987)noted that 75% of former patients reported that they stillpracticed meditation (averaged across follow-up intervalsof 6–48 months). Of these patients, 43% meditated regu-larly (" three times weekly, " 15 min each time), whereas19% meditated sporadically (one or two times weekly, " 15min each time, or " three times weekly, # 15 min eachtime), and 38% were classified as marginal meditators(< one time weekly for any length of time, or < threetimes weekly, < 15 min each time). Practice of yoga twoor more times per week was reported by 31% of respon-dents, and 49% reported using awareness of breathing indaily life often.

Kabat-Zinn et al. (1992), at 3-month follow-up of 22patients with anxiety disorders, found that 84% reportedpracticing meditation or yoga three or more times perweek, for 15–45 min each time. Mindfulness of breathingin daily life was practiced by 95% (77% often and 18% some-times). Miller et al (1995) contacted 18 of these patients fora 3-year follow-up evaluation and reported that 10 (56%)still practiced meditation: 4 regularly, 3 sporadically, and 3marginally (as defined above). Sixteen of 18 (89%) reportedthat they used awareness of breathing in daily life (4 often,11 sometimes, and 1 rarely).

K. A. Williams et al. (2001), in a sample of communityvolunteers self-identified as “stressed out,” reported that at3-month follow-up 81% of MBSR participants were prac-ticing either meditation, yoga, or awareness of breathing indaily life.

Patients’ Reactions to Treatment

In their follow-up study of former MBSR patients, Kabat-Zinn et al (1987) found that the majority of those whoconsidered themselves improved since completing MBSRattributed 50–100% of their improvement to the MSBR

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program. The majority gave ratings of 8–10 on a 10-pointrating of the importance of completing the program (1 =not at all important; 10 = very important), and 86% reportedthat they “got something of lasting value” from the pro-gram. Most commonly reported changes included a “newoutlook on life” and improved ability to control, under-stand, and cope with pain and stress.

Miller et al. (1995), in their 3-year follow-up of pa-tients with anxiety disorders, asked participants to rate theimportance of the MBSR program on a 1–10 scale (1 = noimportance; 10 = very important). The majority gave ratingsof 7 or higher, and 89% reported that the program had“lasting value” for them.

Astin (1997) asked undergraduate participants to ratethe extent to which their mindfulness program had “last-ing value and importance.” On a 10-point scale, partici-pants gave a mean rating of 9.3. Randolph et al. (1999)reported that 98% of their patients with chronic pain re-ported benefits of “lasting value” and rated the program’simportance at 8.3 on a 10-point scale. Reibel et al. (2001)reported that their mixed sample of medical patients ratedtheir satisfaction with MBSR at 4.90 on a 5-point scale.

Although these findings suggest that participants inmindfulness-based interventions rate these program highly,they should be interpreted cautiously. They are derivedonly from participants who completed their treatment pro-grams. Participants who dropped out might have givenlower ratings. Kazdin (1994) notes that client satisfactionmeasures may not correlate with measures of dysfunction,and Brock, Green, Reich, and Evans (1996) suggest thatparticipants who have invested substantial time and e!ortin a treatment program may be unwilling to evaluate itnegatively. However, Kazdin (1994) also notes that clientsatisfaction is an important consideration when one ischoosing among treatment alternatives, and these resultssuggest that many clients find mindfulness interventionsbeneficial.

Methodological Issues

As noted in Table 1, the published literature on the e!ectsof mindfulness training reports changes in the therapeuticdirection in several populations on a variety of dependentmeasures. However, many studies have significant method-ological weaknesses that make it di"cult to draw strongconclusions about the e!ects of mindfulness-based inter-ventions. These issues are summarized below.

Control Groups. Several of the studies reviewed exam-ined the e!ects of MBSR with pre-post design and nocontrol group. Although most of these studies reportedstatistically significant improvements in a wide range ofdependent variables, none controlled for passage of time,demand characteristics, or placebo e!ects, or comparedMBSR to other treatments.

Several studies used between-groups designs withwaiting-list or TAU control groups. The latter studies pro-vide better controls for demand characteristics and placeboe!ects, and permit comparisons with alternative treat-ments. However, in the studies reviewed here, TAU con-sisted of medical approaches or unspecified mental healthapproaches. For example, in Kabat-Zinn et al. (1985, Part2), TAU included medical approaches to chronic pain,such as nerve blocks, physical therapy, analgesics, and anti-depressants. In Kabat-Zinn et al. (1998), TAU consisted ofphototherapy for psoriasis. For Teasdale et al. (2000) andJ. M. G. Williams et al. (2000), TAU included depression-related visits to a general practitioner, psychiatric treat-ment, counseling, psychotherapy, and other mental healthcontacts. Thus, these studies do not allow comparison ofmindfulness training with other specific psychological ap-proaches.

Sample Sizes. Some of the studies reviewed here reportsmall sample sizes. According to Cohen (1977), an 80%chance of detecting a medium-to-large treatment e!ect(d = 0.70) with a two-tailed t test at alpha = .05 requires 33participants per sample. Future research should includesample sizes adequate to detect medium-to-large treatmente!ects.

Evaluation of Integrity of Treatment. Evaluation of thee!ects of any treatment requires that it be adequately ad-ministered (Kazdin, 1994). Integrity of treatment imple-mentation can be enhanced through rigorous training andregular supervision of therapists, with procedures such asdirect observation, review of audio- or videotapes of ses-sions, and feedback. The studies reviewed here do not de-scribe the procedures used to train therapists or to evaluatetheir delivery of mindfulness treatment. Teasdale et al.(2000) report that MBCT sessions were video- or audio-taped to allow monitoring of treatment integrity, but anal-ysis of these tapes is not described. In several studiestherapists are described as “experienced,” but the term is

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not well defined. Many of the studies reviewed here wereconducted in the program developed by the originator ofMBSR (Kabat-Zinn, 1982, 1990). Similarly, the MBCTgroups in Teasdale et al. (2000) were led by the developersof the treatment. In these cases it seems likely that thera-pists conducted the treatment competently. However, be-cause mindfulness-based interventions are relatively newand may be less familiar than more established cognitive-behavioral interventions, descriptions of the training andsupervision of the therapists conducting the mindfulnesstreatment might increase confidence in the findings fromfuture studies.

Clinical Significance. The clinical significance of the e!ectsof an intervention can be evaluated in several ways ( Ja-cobson & Revensdorf, 1988; Jacobson & Truax, 1991;Kazdin, 1994). For example, after patients have completedthe experimental treatment, the extent to which they fallwithin the normal range on relevant dependent measurescan be examined. Alternatively, their diagnostic status canbe reevaluated to determine whether they continue tomeet criteria for the disorder for which they sought treat-ment. The studies reviewed here do not explicitly addressthe clinical significance of their findings in either of theseways. Increased attention to the issue of clinical signifi-cance would contribute substantially to the utility of futurestudies.

CONCLUSION

In spite of significant methodological flaws, the currentliterature suggests that mindfulness-based interventionsmay help to alleviate a variety of mental health problemsand improve psychological functioning. These studies alsosuggest that many patients who enroll in mindfulness-basedprograms will complete them, in spite of high demands forhomework practice, and that a substantial subset will con-tinue to practice mindfulness skills long after the treatmentprogram has ended. Mindfulness-based interventions ap-pear to be conceptually consistent with many other em-pirically supported treatment approaches and may providea technology of acceptance to complement the technologyof change exemplified by most cognitive-behavioral pro-cedures (Linehan, 1993a).

Thus, it appears that methodologically sound studies ofmindfulness-based interventions would be very informa-tive. Randomized clinical trials are needed to clarify

whether observed e!ects are due to mindfulness training orto confounding factors such as placebo e!ects or passage oftime (Chambless & Hollon, 1998). Outcome studies usingwaiting-list or no-treatment controls might shed more lighton the e!ects of mindfulness training as a treatment pack-age, but more rigorous tests would compare mindfulness-based interventions to established treatments. Dismantlingstudies of treatment packages that include both mindfulnessand behavior change strategies, such as DBT, ACT, andRP, could clarify the relative contributions of acceptance-based and change-based strategies in these packages.Whether the e!ectiveness of established treatment pro-grams may be increased by adding mindfulness training isalso an important question. Additional research could in-vestigate the e!ects of mindfulness practice on a broaderrange of outcomes, such as subjective well-being and qual-ity of life, as well as symptom reduction. The mechanismsthrough which mindfulness training may create clinicalchange, such as exposure, relaxation, and cognitive change,also should be examined.

The Division 12 Task Force on Promotion and Dis-semination of Psychological Procedures (1995) proposeddefinitions for well-established and probably e"cacioustreatments. Well-established treatments have been shownto be superior to a placebo or alternative treatment, orequivalent to an already established treatment, in group-design studies with adequate sample sizes and conducted bydi!erent investigators. Alternatively, they have demon-strated e"cacy in a large series of single case designs thatcompare the intervention to another treatment. In all cases,well-established treatments have been investigated forspecific disorders, with use of treatment manuals and well-specified samples.

Designation as “probably e"cacious” requires two stud-ies showing the treatment to be more e!ective than a wait-ing-list control group, or than another treatment (butconducted by the same investigator), or two studies demon-strating e!ectiveness in heterogeneous client samples.

Five studies of MBSR using group designs with randomassignment are reviewed here (Astin, 1997; Kabat-Zinn etal., 1998; Shapiro et al., 1998; Speca et al., 2000; K. A.Williams et al., 2001). All show MBSR to be more e!ec-tive than a waiting-list or TAU control group. Samples in-clude students (two studies), psoriasis patients, cancerpatients, and community volunteers complaining of highstress levels. Thus, MBSR may meet criteria for the “prob-

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ably e"cacious” designation in that it has been shown tobe more e!ective than waiting-list or TAU control groupsin several studies using heterogeneous samples.

MBCT may be approaching the “probably e"cacious”designation for the prevention of depressive relapse. Teas-dale et al. (2000) is among the strongest of the studies re-viewed here. It shows MBCT to be superior to TAU inpreventing relapse, using a treatment manual (Segal et al.,2002) and a large and clearly specified sample of formerlydepressed patients. Additional studies conducted by inde-pendent investigators confirming this finding, or showingMBCT to be equivalent or superior to another treatmentin preventing depressive relapse, would qualify MBCT forthe “well established” designation.

Two issues may complicate the empirical validation ofmindfulness-based interventions. The empirical evalua-tion of any intervention requires clear operational defini-tions of concepts and procedures, and the identification ofconceptually sound mechanisms that may account forchanges produced by the intervention. The preceding dis-cussion illustrates that mindfulness-based interventions canbe rigorously operationalized, conceptualized, and empir-ically evaluated. However, to do so risks overlookingimportant elements of the long tradition from whichmindfulness meditation originates. As described by Kabat-Zinn (2000), the practice of mindfulness meditation isconcerned with the cultivation of awareness, insight, wis-dom, and compassion, concepts that may be appreciatedand valued by many people yet di"cult to evaluate empir-ically. Thus, although methodologically rigorous investi-gations of the e!ects of MBSR are both possible andnecessary, perhaps researchers should consider ways to in-corporate these other concepts, in addition to more read-ily measured constructs such as symptom reduction.

In addition, unlike many empirically supported treat-ments, MBSR was not developed to treat any specific dis-order. Although the initial publications examined its e!ectsin chronic pain patients, it is generally taught in groups ofpeople with a wide range of complaints. As the term stressreduction implies, it is designed to reduce su!ering and im-prove health and well-being, and to be broadly applicableto many problems. Thus, evaluation of its e!ectivenesswith specific disorders, although necessary for empiricalvalidation, may not be entirely consistent with currentmethods of application in many settings. When studies areconducted with mixed populations, thorough diagnostic

assessment of participants would help clarify e!ects onspecific conditions.

Although the empirical literature supporting its e"-cacy is small, MBSR programs are widely available. Scheel(2000) and Swenson (2000) have described a similar pro-liferation of DBT programs, of which mindfulness trainingis an important component. Given the potential benefitsand increasing popularity of mindfulness training, it seemscritically important to conduct methodologically soundempirical evaluations of the e!ects of mindfulness inter-ventions for a range of problems, both in comparison toother well-established interventions and as a component oftreatment packages.

ACKNOWLEDGMENTS

I thank Karen Campbell, Suzanne Segerstrom, and Greg Smithfor helpful comments on earlier drafts.

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Received August 27, 2001; revised January 15, 2002; acceptedAugust 27, 2002.

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