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7/31/2019 PDF%5CExtractableLeachableFleitman[1]
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EXTRACTABLE/LEACHABLE TESTING ANDEXTRACTABLE/LEACHABLE TESTING ANDEXTRACTABLE/LEACHABLE TESTING ANDEXTRACTABLE/LEACHABLE TESTING AND
REGULATORY REQUIREMENTS FORREGULATORY REQUIREMENTS FORREGULATORY REQUIREMENTS FORREGULATORY REQUIREMENTS FOR
OPHTHALMIC DOSAGE FORMSOPHTHALMIC DOSAGE FORMSOPHTHALMIC DOSAGE FORMSOPHTHALMIC DOSAGE FORMS
Jeffrey Fleitman, Ph.D.
Senior Director
Pharmaceutical Analysis & Microbiology
AOAC-SCS/WCDG
Nov. 5, 2009
Allergan Fleitman 11/5/2009
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EXTRACTABLE/LEACHABLEEXTRACTABLE/LEACHABLEEXTRACTABLE/LEACHABLEEXTRACTABLE/LEACHABLE
IDENTIFICATION AND ANALYSIS HAVEIDENTIFICATION AND ANALYSIS HAVEIDENTIFICATION AND ANALYSIS HAVEIDENTIFICATION AND ANALYSIS HAVE
BECOME A MASSIVE COMPONENT OFBECOME A MASSIVE COMPONENT OFBECOME A MASSIVE COMPONENT OFBECOME A MASSIVE COMPONENT OFSOMESOMESOMESOMEREGISTRATION STABILITYREGISTRATION STABILITYREGISTRATION STABILITYREGISTRATION STABILITY
STUDIESSTUDIESSTUDIESSTUDIES
AllerganFleitman 11/5/2009
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Industry Scientist Responsibilities
AllerganFleitman 11/5/2009
Develop test methods
Qualify packaging components
Plastics
Inks
Adhesives
Elastiomers Cartons
Shrink wrap
Qualify manufacturing components
Tubing Filters
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Industry Scientist Responsibilities
AllerganFleitman 11/5/2009
Perform stability studies
Identify E and L Support toxicology assessment of E and L
Set product specifications
Author CTD regulatory submission sections (methods, stability,
etc.)
Negotiate specifications with regulatory agencies
Support post-approval issues with unknown impurities
from E and L
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DOES UNIFORM REGULATORYDOES UNIFORM REGULATORYDOES UNIFORM REGULATORYDOES UNIFORM REGULATORY
GUIDANCE EXIST FOR TESTING,GUIDANCE EXIST FOR TESTING,GUIDANCE EXIST FOR TESTING,GUIDANCE EXIST FOR TESTING,
IDENTIFICATION AND REPORTING OFIDENTIFICATION AND REPORTING OFIDENTIFICATION AND REPORTING OFIDENTIFICATION AND REPORTING OF
EXTRACTABLES/LEACHABLES?EXTRACTABLES/LEACHABLES?EXTRACTABLES/LEACHABLES?EXTRACTABLES/LEACHABLES?
AllerganFleitman 11/5/2009
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EarlyEarlyEarlyEarly Extractable Guidance/ConcernsExtractable Guidance/ConcernsExtractable Guidance/ConcernsExtractable Guidance/Concerns
AllerganFleitman 11/5/2009
Glass leachables into parenterals (particulate emphasis)
Elastomeric stoppers
Filters/filling lines
Latex and IV components Compatibility studies (1987 Stability Guidance?)
Non CFC propellants and component qualification
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USP GUIDANCEUSP GUIDANCEUSP GUIDANCEUSP GUIDANCE
AllerganFleitman 11/5/2009
USP BIOLOGICAL REACTIVITY
USPCONTAINERS-PLASTICS
USPBIOCOMPATIBILITY OF MATERIALS
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ISO Guidance
AllerganFleitman 11/5/2009
ISO-10993-Biological Evaluation of Medical Devices
Toxicokinetic guidance
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USP GUIDANCEUSP GUIDANCEUSP GUIDANCEUSP GUIDANCE
AllerganFleitman 11/5/2009
USP BIOLOGICAL REACTIVITY
USPCONTAINERS
CONTAINERS FOR OPHTHALMICS -- PLASTICS
Plastics for ophthalmics are composed of a mixture of homologous
compounds, having a range of molecular weights. Such plastics frequently
contain other substances such as residues from the polymerization
process, plasticizers, stabilizers, antioxidants, pigments, and
lubricants. Factors such as plastic composition, processing and cleaning
procedures, contacting media, inks, adhesives, absorption, adsorption
and permeability of preservatives, and conditions of storage may also
affect the suitability of a plastic for a specific use.
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Ph. Eur. GuidancePh. Eur. GuidancePh. Eur. GuidancePh. Eur. Guidance
AllerganFleitman 11/5/2009
3.1 raw material extractions
3.2 general sections on finished containers the plastic container chosen for any particular preparation should be such
that
The ingredients of the preparation in contact with the plastic material are
not significantly adsorbed onto its surface and do not significantly migrate
into or through the plastic
The plastic material does not release substances in quantities sufficient to
affect the stability of the preparation or to present a risk of toxicity
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FDA GUIDANCE ON CONTAINER CLOSURE SYSTEMSFDA GUIDANCE ON CONTAINER CLOSURE SYSTEMSFDA GUIDANCE ON CONTAINER CLOSURE SYSTEMSFDA GUIDANCE ON CONTAINER CLOSURE SYSTEMSMAY 1999MAY 1999MAY 1999MAY 1999
AllerganFleitman 11/5/2009
USP TESTING
EXTRACTABLE LIMITS
BATCH-TO-BATCH MONITORING OF
EXTRACTABLES
ADDITIONAL GUIDANCE ON EXTRACTION MEDIA
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ICH Q6A May 2000ICH Q6A May 2000ICH Q6A May 2000ICH Q6A May 2000
AllerganFleitman 11/5/2009
Extractables: Generally, where development and stabilitydata show evidence that extractables from thecontainer/closure systems are consistently below levelsthat are demonstrated to be acceptable and safe,elimination of this test can normally be accepted. This
should be reinvestigated if the container/closure system orformulation changes.
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ICH Q6A May 2000(cont.)ICH Q6A May 2000(cont.)ICH Q6A May 2000(cont.)ICH Q6A May 2000(cont.)
AllerganFleitman 11/5/2009
Where data demonstrate the need, tests and acceptancecriteria for extractables from the container/closure systemcomponents (e.g., rubber stopper, cap liner, plastic bottle,
etc.) are considered appropriate for oral solutionspackaged in non-glass systems, or in glass containers withnon-glass closures. The container/closure componentsshould be listed, and data collected for these componentsas early in the development process as possible.
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Q6AQ6AQ6AQ6A----SpecificationsSpecificationsSpecificationsSpecifications
AllerganFleitman 11/5/2009
The experience and data accumulated during the development of anew drug substance or product should form the basis for the
setting of specifications.
It may be possible to propose excluding or replacing certain tests
on this basis. Some examples are:
extractables from product containers where it has been reproducibly shown
that either no extractables are found in the drug product or the levels meet
accepted standards for safety
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ICH Q3BICH Q3BICH Q3BICH Q3B
AllerganFleitman 11/5/2009
Impurities in New Drug Products
Oct 1999
Rev 2003
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Q3B(R)-IMPURITIES IN NEW DRUG
PRODUCTS
AllerganFleitman 11/5/2009
IMPURITY SPECIFICATIONS ESTABLISHED AS A FUNCTION OFMAXIMUM DAILY DOSE ADMINISTERED
IDENTIFICATION AND QUALIFICATION LIMITS ARE A FUNCTION OFDRUG PRODUCT CONCENTRATION AND MAXIMUM DAILY DOSE
E & L specifically excluded
TDI approach for reporting, ID and qualification
In reality specs are based on stability data quality not safety issue
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ICH Q3CICH Q3CICH Q3CICH Q3C
AllerganFleitman 11/5/2009
Impurities Guidelines for Residual Solvents
1997
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Q3CQ3CQ3CQ3C----RESIDUAL SOLVENTSRESIDUAL SOLVENTSRESIDUAL SOLVENTSRESIDUAL SOLVENTS
AllerganFleitman 11/5/2009
If theoretical calculations result in levels below guideline, noproduct testing needed
Higher levels of residual solvents may be acceptable in short
term (
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AllerganFleitman 11/5/2009
USP guidance ICH guidance
Food/beverage/water standards
Compatibility studies
EP guidance case-by-case with regulatory agency
GUIDANCE AS OF 2001
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PQRI LEACHABLES AND EXTRACTABLESPQRI LEACHABLES AND EXTRACTABLESPQRI LEACHABLES AND EXTRACTABLESPQRI LEACHABLES AND EXTRACTABLES
WORKING GROUPWORKING GROUPWORKING GROUPWORKING GROUP
FEB. 2002FEB. 2002FEB. 2002FEB. 2002
AllerganFleitman 11/5/2009
INHALATION AND NASAL PRODUCTS
COMPONENT QUALIFICATION TO REDUCE OR
ELIMINATE ROUTINE FINISHED PRODUCT TESTING threshold concept
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FDA GUIDANCE FOR NASAL ANDFDA GUIDANCE FOR NASAL ANDFDA GUIDANCE FOR NASAL ANDFDA GUIDANCE FOR NASAL AND
INHALATION PRODUCTSINHALATION PRODUCTSINHALATION PRODUCTSINHALATION PRODUCTSJULY 2002JULY 2002JULY 2002JULY 2002
AllerganFleitman 11/5/2009
SIMILAR RECOMMENDATION TO PQRI
conceptual agreement with PQRI recommendation
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CHMP GUIDELINE ON THE PHARMACEUTICALCHMP GUIDELINE ON THE PHARMACEUTICALCHMP GUIDELINE ON THE PHARMACEUTICALCHMP GUIDELINE ON THE PHARMACEUTICAL
QUALITY OF INHALATION AND NASAL PRODUCTSQUALITY OF INHALATION AND NASAL PRODUCTSQUALITY OF INHALATION AND NASAL PRODUCTSQUALITY OF INHALATION AND NASAL PRODUCTS
Feb. 2005Feb. 2005Feb. 2005Feb. 2005
AllerganFleitman 11/5/2009
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2005 EMEA/CHMP Guidance on
Plastic Immediate PackagingMaterials
AllerganFleitman 11/5/2009
Active substance
Drug product Links to CTD and EP
Provides extractable guidance
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Safety Thresholds and Best Practices for
Extractables and Leachables in Orally Inhaledand Nasal Drug Products
AllerganFleitman 11/5/2009
PQRI Sept. 2006
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PQRI Sept. 2006
AllerganFleitman 11/5/2009
Establishing safety concern and qualification thresholds forleachables
Incorporate TDI approach
Risk assessment
Component selection Share info with suppliers
Safety evaluation during development
Controlled extraction studies
Leachable studies during stability testing
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PQRI Sept. 2006(cont.)
AllerganFleitman 11/5/2009
E & L correlation may obviate future testing/specs
Toxicology assessment process defined
Safety assessment process defined
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Why Not Expand PQRI ApproachWhy Not Expand PQRI ApproachWhy Not Expand PQRI ApproachWhy Not Expand PQRI Approach
to Other Dosage Forms?to Other Dosage Forms?to Other Dosage Forms?to Other Dosage Forms?
AllerganFleitman 11/5/2009
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AllerganFleitman 11/5/2009
Pharma knows how to test for extractables and leachables!
Pharma knows how to report E & L results!
Filings are consistent along dosage forms and across regulatory
agencies!
USP, EP, ICH, EMEA,CHMP
GUIDANCE AVAILABLE!!
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REALITY...REALITY...REALITY...REALITY...
AllerganFleitman 11/5/2009
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Allergan Fleitman 11/5/2009
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DILEMNADILEMNADILEMNADILEMNA
AllerganFleitman 11/5/2009
One time approach (is there such a thing?) vs ongoing
stability program
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Should Trace Level Leachables beShould Trace Level Leachables beShould Trace Level Leachables beShould Trace Level Leachables be
Monitored?Monitored?Monitored?Monitored?
AllerganFleitman 11/5/2009
Leachable peak in Drug Product Formulation: 3.3ppm
Daily dose-dependent intake: O.2ppm/day
Benzene in API per ICH Q3C: 2ppm
Daily dose-dependent intake: 20ppm/day
Benzene in Drinking Water: 2ppm/day
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How Low to Go??How Low to Go??How Low to Go??How Low to Go??
Allergan Fleitman 11/5/2009
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Analytical Methodologies forAnalytical Methodologies forAnalytical Methodologies forAnalytical Methodologies for
Profiling/Identifying LeachablesProfiling/Identifying LeachablesProfiling/Identifying LeachablesProfiling/Identifying Leachables
AllerganFleitman 11/5/2009
General Screening Methods
-Temperature programmed GC/FID and GC/MS foridentification
-RP-gradient HPLC with UV detection (210 nm) for
general profiling and LC/MS for structural identification
Product HPLC methods
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Identification of LeachablesIdentification of LeachablesIdentification of LeachablesIdentification of Leachables
AllerganFleitman 11/5/2009
LC/MS
GC/MS
Authentic standards unavailable
Proprietary info
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REPORTING LEACHABLE RESULTSREPORTING LEACHABLE RESULTSREPORTING LEACHABLE RESULTSREPORTING LEACHABLE RESULTS
AllerganFleitman 11/5/2009
% OF LABEL STRENGTH REPORTING BIASES
FORMULATIONS WITH LOW ACTIVE DRUG CONC.
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Toxicology Assessment
AllerganFleitman 11/5/2009
How to correlate trace amount found with route of
administration and perform toxicology study for a compound
found at trace levels below PDE for most toxic compounds?
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Specification Setting and RegulatorySpecification Setting and RegulatorySpecification Setting and RegulatorySpecification Setting and Regulatory
Approval StrategiesApproval StrategiesApproval StrategiesApproval Strategies
AllerganFleitman 11/5/2009
Leachable stability data is utilized to determine maximum level
expected in product Maximum levels determined for product are toxicologically assessed
based on total daily intake defined by product dosing regimen
Proposed leachable specifications determined collaboratively withregulatory agency
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Specification Setting and RegulatorySpecification Setting and RegulatorySpecification Setting and RegulatorySpecification Setting and Regulatory
Approval StrategiesApproval StrategiesApproval StrategiesApproval Strategies
AllerganFleitman 11/5/2009
For EU Regulatory submissions, leachables below levels demonstrated
to be toxicologically safe can be eliminated from product
specifications per ICH Q6A.
For U.S. regulatory submissions, ICH guidelines on leachables
specifications and controls may not be sufficient for FDA. Product
quality may be cited to justify specifications and controls.
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Specification Setting and RegulatorySpecification Setting and RegulatorySpecification Setting and RegulatorySpecification Setting and Regulatory
Approval StrategiesApproval StrategiesApproval StrategiesApproval Strategies
AllerganFleitman 11/5/2009
Identified leachables with toxicological profile-May not require specifications/controls if observed levelsare sufficiently below toxicological thresholds
Unidentified leachables
0.1% of active have requiredreporting specifications based on stability data
Contrast to TDI/SCT threshold driven PQRI recommendations
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Regulatory Strategy: Experiences inRegulatory Strategy: Experiences inRegulatory Strategy: Experiences inRegulatory Strategy: Experiences in
Setting Leachable Limit SpecificationSetting Leachable Limit SpecificationSetting Leachable Limit SpecificationSetting Leachable Limit Specification
AllerganFleitman 11/5/2009
Acceptable total daily intake (TDI) and specification setting should be thekey safety parameter for determining allowed exposure level as described inICH Q6A
EU leachable requirements for submissions follow ICH Q6A whereas U.S.(FDA) requirements in many cases are more stringent
In practice, for U.S. submissions, the limit specification is often data drivenbased on stability trend data as a quality parameter for the product
For U.S. submissions, the observed leachable concentration is often verymuch less than allowed TDI from toxicological data
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ConclusionsConclusionsConclusionsConclusions
AllerganFleitman 11/5/2009
Experiences in leachable specification setting for U.S.submissions indicates specification is driven by actual trend
data although toxicological assessment may justify asignificantly higher specification
For EU submissions, toxicological considerations have
dictated whether leachable specifications and controls arerequired per ICH Q6A
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New ICH Guidelines:New ICH Guidelines:New ICH Guidelines:New ICH Guidelines:Impact on E and L Guidance, TestingImpact on E and L Guidance, TestingImpact on E and L Guidance, TestingImpact on E and L Guidance, Testing
Approaches and SpecificationsApproaches and SpecificationsApproaches and SpecificationsApproaches and SpecificationsTBDTBDTBDTBD
AllerganFleitman 11/5/2009
ICH Q7
ICH Q8
ICH Q9
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E & L REGULATORY PERSPECTIVESE & L REGULATORY PERSPECTIVESE & L REGULATORY PERSPECTIVESE & L REGULATORY PERSPECTIVES FDA EUROPE
ORALLY INHALEDOPHTHALMICTOPICAL,etc
AllerganFleitman 11/5/2009
Extractables and Leachables in
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Extractables and Leachables in
Pharmaceutical Dosage Forms
AllerganFleitman 11/5/2009
QUALITYQUALITYQUALITYQUALITYSAFETYSAFETYSAFETYSAFETY