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PBG 650 Advanced Plant Breeding
Module 1: • Introduction• Population Genetics
– Hardy Weinberg Equilibrium– Linkage Disequilibrium
“The science, art, and business of improving plants for human benefit”Considerations:– Crop(s)– Production practices– End-use(s)– Target environments– Type of cultivar(s)– Traits to improve– Breeding methods– Source germplasm– Time frame– Varietal release and intellectual property rights
Plant Breeding
Bernardo, Chapter 1
Plant Breeding
A common mistake that breeders make is to improve
productivity without sufficient regard for other
characteristics that are important to producers,
processors and consumers.
Well-defined ObjectivesGood ParentsGenetic VariationGood Breeding MethodsFunctional Seed System
Þ Adoption of Cultivars by Farmers
Quantitative Traits
• Continuum of phenotypes (metric traits)• Often many genes with small effects• Environmental influence is greater than for
qualitative traits• Specific genes and their mode of inheritance
may be unknown• Analysis of quantitative traits
– population parameters• means• variances
– molecular markers linked to QTL
Populations
• In the genetic sense, a population is a breeding group– individuals with different genetic constitutions– sharing time and space
• In animals, mating occurs between individuals– ‘Mendelian population’– genes are transmitted from one generation to the next
• In plants, there are additional ways for a population to survive– self-fertilization– vegetative propagation
• Definition of ‘population’ may be slightly broader for plants– e.g., lines from a germplasm collection
Falconer, Chapt. 1; Lynch and Walsh, Chapt. 4
Study genes in populations– Frequency and interaction of alleles
– Mating patterns, genotype frequencies
– Gene flow
– Selection and adaptation vs random genetic drift
– Genetic diversity and relationship
– Population structure
Related Fields– Evolutionary Biology – e.g., crop domestication
– Landscape Genetics
What do population geneticists do?
Gene and genotype frequencies
Alleles Genotypes
A1 A2 A1A1 A1A2 A2A2
Frequencies p q P11 P12 P22
# Individuals 80 120 16 48 36
Proportions 0.4 0.6 0.16 0.48 0.36
For a population of diploid organisms:
402401602
1...P P pp 12111
602403602
1...P P q p 12222
p + q = 1
P11 + P12 + P22 = 1
Bernardo, Chapter 2
Gene frequencies (another way)
Alleles Genotypes
A1 A2 A1A1 A1A2 A2A2
Frequencies p q P11 P12 P22
# Individuals 80 120 16 48 36
Proportions 0.4 0.6 0.16 0.48 0.36
402004816*222
21
121112111 .NNNNNNp p
Number of individuals = N = N11+ N12+ N22 = 100
Number of alleles = 2N = N1 + N2 = 200
602004836*222
21
122212222 .NNNNNNq p
Allele frequencies in crosses
Inbred x inbredAlleles are unknown, but allele frequencies at
segregating loci are known
F1 and F2: p = q = 0.5
p q
BC1 0.75 0.25
BC2 0.875 0.125
BC3 0.9375 0.0625
BC4 0.96875 0.03125
Value of q is reduced by ½
in each backcross
generation
Factors that may change gene frequencies
• Population size– changes may occur due to sampling
assume ‘large’ population
• Differences in fertility and viability– parents may differ in fertility– gametes may differ in viability– progeny may differ in survival rate
assume no selection
• Migration and mutationassume no migration and no mutation
Factors that may change genotype frequencies
Changes in genotype frequency (not gene frequency)
• Mating system– assortative or disassortative mating
– selfing
– geographic isolation
assume that mating occurs at random (panmixia)
Hardy-Weinberg Equilibrium
• Assumptions– large, random-mating population– no selection, mutation, migration– normal segregation– equal gene frequencies in males and females– no overlap of generations (no age structure)
• Note that assumptions only need to be true for the locus in question
Gene and genotype frequencies remain constant from one generation to the next
Genotype frequencies in progeny can be predicted from gene frequencies of the parents
Equilibrium attained after one generation of random mating
Hardy-Weinberg Equilibrium
Genes in parents Genotypes in progeny
A1 A2 A1A1 A1A2 A2A2
Frequencies p q P11 = p2 P12 = 2pq P22 = q2
Example 0.4 0.6 0.16 0.48 0.36
Expected genotype frequencies are obtained by
expanding the binomial
(p + q)2
= p2
+ 2pq + q2
= 1
A1 A2
A1
A2
p2
=.16 pq=.24 p = 0.4
q = 0.6q2
=.36pq=.24
Equilibrium with multiple alleles
For multiple alleles, expected genotype frequencies can be found by expanding the
multinomial (p1 + p2 + ….+ pn)2
For example, for three alleles:
2 2 2 21 2 3 1 1 2 1 3 2 2 3 32 2 2p p p p p p p p p p p p
Lynch and Walsh (pg 57) describe equilibrium for autopolyploids
Corresponding genotypes:
A1A1 A1A2 A1A3 A2A2 A2A3 A3A3
Relationship between gene and genotype frequencies
• f(A1A2) has a maximum of 0.5, which occurs when p=q=0.5
• Most rare alleles occur in heterozygotes
• Implications for– F1?
– F2?– Any BC?
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1
0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1
Frequency of A2
Gen
oty
pe
freq
uen
cy A2A2A1A1
A1A2
Applications of the Hardy-Weinberg Law
• Predict genotype frequencies in random-mating populations
• Use frequency of recessive genotypes to estimate the frequency of a recessive allele in a population– Example: assume that the incidence of individuals
homozygous for a recessive allele is about 1/11,000.
q2 = 1/11,000 q 0.0095
• Estimate frequency of individuals that are carriers for a recessive allele
p = 1 - 0.0095 = 0.9905 2pq = 0.0188 2%
Testing for Hardy-Weinberg Equilibrium
All genotypes must be distinguishable
Genotypes Gene frequencies
A1A1 A1A2 A2A2 A1 A2
Observed 233 385 129 0.5696 0.4304
Expected 242.36 366.26 138.38
5696.0747/)385233(50ˆ
2
1
N
N*.Np 1211
1
36.242747*5696.0ˆ)( 2 N*pNE2
111
N = N11+ N12+ N22= 233 + 385 + 129 = 747
Chi-square test for Hardy-Weinberg Equilibrium
• Accept H0: no reason to think that assumptions for Hardy-Weinberg equilibrium have been violated– does not tell you anything about the fertility of the parents
• When you reject H0, there is an indication that one or more of the assumptions is not valid– does not tell you which assumption is not valid
Example in Excel 96.1
Exp
Exp-Obs 22 χ
84.321df critical χ
only 1 df because gene frequencies are
estimated from the progeny data
Exact Test for Hardy-Weinberg Equilibrium
• Chi-square is only appropriate for large sample sizes
• If sample sizes are small or some alleles are rare, Fisher’s Exact test is a better alternative
– Calculate the probability of all possible arrays of genotypes for the observed numbers of alleles
– Rank outcomes in order of increasing probability
– Reject those that constitute a cumulative probability of <5%
)!2(!!!
2!!!),Pr(
NNNN
nnNnn,N,NN
aaAaAA
NaA
aAaaAaAA
Aa
Example in Excel
Weir (1996) Chapt. 3
Likelihood Ratio Test
zL
zL r
Maximum of the likelihood function given the data (z) when some parameters are assigned
hypothesized values
Maximum of the likelihood function given the data (z) when there are no restrictions
When the hypothesis is true:
zLzLLR r
2ln2
2
df=#parameters assigned values
Likelihood ratio tests for multinomial proportions are often called G-tests (for goodness of fit)
Lynch and Walsh Appendix 4
Likelihood Ratio Test for HWE
ij
ijn
i
n
ijij N
NNG
ˆln2
1
where is the expected number
and is the observed number of the ijth
genotype
ijN̂
ijN
Calculations in Excel
Gametic phase equilibrium
Lynch and Walsh, pg 94-100; Falconer, pg 15-19
A
a
B b
PAB PAb
PaB Pab
pA
pa
pB pb
Random association of alleles at different loci
(independence)
PAB=pApB
Disequilibrium
DAB = PAB – pA pB
DAB = PAB Pab – PAb PaB
DAB = 0.40 – 0.5*0.5 = 0.15
DAB = 0.4*0.4 – 0.1*0.1 = 0.15
B b
A
a
.40 .10
.10 .40
.50
.50
.50 .50
Linkage Disequilibrium
• Nonrandom association of alleles at different loci– the covariance in frequencies of alleles between the loci
• Refers to frequencies of alleles in gametes (haplotypes)
• May be due to various causes in addition to linkage
– ‘gametic phase disequilibrium’ is a more accurate term
– ‘linkage disequilibrium’ (LD) is widely used to describe associations of alleles in the same or in different linkage groups
Linkage Disequilibrium
Gametic types AB Ab aB ab
Observed PAB PAb PaB Pab
Expected pA pB pA pb pa pB pa pb
Disequilibrium +D -D -D +D
Excess of coupling phase gametes +D
Excess of repulsion phase gametes -D
Sources of linkage disequilibrium
• Linkage• Multilocus selection (particularly with epistasis)• Assortative mating• Random drift in small populations• Bottlenecks in population size• Migration or admixtures of different populations• Founder effects• Mutation
Two locus equilibrium
• For two loci, it may take many generations to reach equilibrium even when there is independent assortment and all other conditions for equilibrium are met– New gamete types can only be produced when the parent
is a double heterozygote
A
A
B
b
0.5 AB
0.5 Ab
A
a
B
b
0.25 AB 0.25 aB
0.25 Ab 0.25 ab
Decay of linkage disequilibrium
• In the absence of linkage, LD decays by one-half with each generation of random mating
c = recombination frequency
Generation
0 10 20 30 40 50 60 70 80 90 100
Dis
equi
libriu
m (
D)
0.00
0.05
0.10
0.15
0.20
0.25c=.50 c=.20 c=.10 c=.01
tt DcD )1(1
0)1( DcD tt
Factors that delay approach to equilibrium
• Linkage
• Selfing – because it decreases the frequency of double heterozygotes
• Small population size – because it reduces the likelihood of obtaining rare recombinants
0)1( DcD tt
Implications for breeding
• Gametic Phase Disequilibrium that is not due to linkage is eliminated by making the F1 cross
• Recombination occurs during selfing• There would be greater recombination with additional random mating,
but it may not be worth the time and resources
P1 P2
A1A1B1B1 x A2A2B2B2
F1 A1A2B1B2
gamete frequency
A1B1 0.5*(1-c)
A1B2 0.5*c
A2B1 0.5*c
A2B2 0.5*(1-c)
0.00
0.05
0.10
0.15
0.20
0.25
0 0.1 0.2 0.3 0.4 0.5
Fre
qu
ency
of A
1A1B
2B2
c = recombination frequency
Effect of inbreeding on the frequency of a recombinant genotype
Inbreds F2 F2 (adjusted)
Effect of mating system on LD decay
c = effective recombination rates = the fraction of selfing s2
s1c
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1
1 4 7
10
13
16
19
22
25
28
31
34
37
40
Generation
D'
0.05 0.00
0.05 0.99
0.25 0.00
0.25 0.99
0.50 0.00
0.50 0.99 no linkage
99% selfing
outcrossing
Alternative measures of LD
• D is the covariance between alleles at different loci• Maximum values of D depend on allele frequencies• It is convenient to consider r2 to be the square of the
correlation coefficient, but it can only obtain a value of 1 when allele frequences at the two loci are the same
• r2 indicates the degree of association between alleles at different loci due to various causes (linkage, mutation, migration)
bBaA pppp
D2AB2r
D – minimum and maximum values
B b
A PAB = pApB + D PAb = pApb - D pA
a PaB = papB - D Pab = papb + D pa
pB pb
If D>0 Look for the maximum value D can have
PAb = pApb - D 0 D pApb
PaB = papB - D 0 D papB
D min(pApb, papB)
If D<0 Look for the minimum value D can have
PAB = pApB + D 0 D -pApB
Pab = papb + D 0 D -papb
D max(-pApB, -papb)
fyi
Alternative measures of LD
• D’ is scaled to have a minimum of 0 and a maximum of 1
• D’ indicates the degree to which gametes exhibit the maximum potential disequilbrium for a given array of allele frequencies
• D’=1 indicates that one of the haplotypes is missing
• D’ is very unstable for small sample sizes, so r2 is more widely utilized to measure LD
),min(' AB
BabA pppp
DD
),min(*)1(' AB
baBA pppp
DD
When DAB > 0
When DAB < 0
fyi
Testing for gametic phase disequilibrium
• Best when you can determine haplotypes
– inbred lines or doubled haploids
– haplotypes of double heterozygotes inferred from progeny tests
• Use a Goodness of Fit test if the sample size is large
– Chi-square
– G-test (likelihood ratio)
• Use Fisher’s exact test for smaller sample sizes
• Use a permutation test for multiple alleles
• Need a fairly large sample to have reasonable power for LD (~200 individuals or more)
See Weir (1996) pg 112-133 for more information
Depiction of Linkage Disequilibrium
Flint-Garcia et al., 2003. Annual Review of Plant Biology 54: 357-374.
Disequilibrium matrix for polymorphic sites within sh1 in maize
r2
Prob value
Fisher’s Exact Test
Extent of LD in Maize
Linkage disequillibrium across the 10 maize chromosomes measured with 914 SNPs in a global collection of 632 maize
inbred lines.
Yan et al. 2009. PLoS ONE 4(12): e8451
r2
Average LD decay distance is 5–10 kb
Extent of LD in Barley
Average LD decay distance is ~5 cM
Waugh et al., 2009, Current Opinion in Plant Biology 12:218-222
r2
No adjustment for population structure
Adjusted for population structure
Other studies
Wild barley – LD decays within a gene
Landraces ~ 90 kb
European germplasm - significant LD:
mean 3.9 cM, median 1.16 cM
Elite North American Barley
References on linkage disequilibrium
Flint-Garcia et al., 2003. Structure of linkage disequilibrium in plants. Annual Review of Plant Biology 54: 357–374.
Gupta et al., 2005. Linkage disequilibrium and association studies in higher plants: present status and future prospects. Plant Molecular Biology 57: 461–485.
Mangin et al., 2012. Novel measures of linkage disequilibrium that correct the bias due to population structure and relatedness. Heredity 108: 285–291.
Slatkin, M. 2008. Linkage disequilibrium – understanding the evolutionary past and mapping the medical future. Nature Reviews Genetics 9: 477–485.
Waugh, R., Jean-Luc Jannink, G.J. Muehlbauer, L. Ramsay. 2009. The emergence of whole genome association scans in barley. Current Opinion in Plant Biology 12(2): 218–222.
Yan, J., T. Shah, M.L Warburton, E.S. Buckler, M.D. McMullen, et al. 2009. Genetic characterization and linkage disequilibrium estimation of a global maize collection using SNP Markers. PLoS ONE 4(12): e8451.
Zhu et al., 2008. Status and prospects of association mapping in plants. The Plant Genome 1: 5–20.