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Georgia Institute of Technology
Particulate Matter Modeling:Including Nanoparticles
Ted RussellAir Resources Engineering Center
Georgia Tech
April 9, 2001
Georgia Institute of Technology
Issues
• Much of the suspected health and welfare effects from air pollution due to particulate matter– Health (the main concern)
• Morbidity and mortality concerns• Asthma• etc.
– Welfare• Visibility• Deposition
• Particulate matter modeling has significant challenges– Modeling techniques in development– input/output uncertainties impact model
evaluation
Georgia Institute of Technology
Outline• Air quality modeling
– Role– Scientific foundation– Model vs. process
• Particulate matter models– State of the science– Current research directions
• Conclusions
Georgia Institute of Technology
Role of Air Quality Modeling In Air Quality Management
Emissions
Chemistry
Air Quality/Health Impacts
Controls Pollutant Distributions
Air Quality Model
Meteorology
Air Quality Goals
Georgia Institute of Technology
Air Quality Model
• Representation of physical and chemical processes – Numerical integration
routines• Scientifically most sound
method to link future emissions changes to air quality
∂c∂t + L(x, t)c = f(x, t)
c(t+2∆t) = Lx(∆t) Ly (∆t) Lcz(2∆t) Ly(∆t) Lx(∆t) c(t)
ComputationalPlanes
5-20
50-200
Air Quality Model
100 species x 5000 hor. grids x 10 layers= 5 million coupled, stiff non-linear differential equations
∂∂ct
c c R Sii i i i= −∇ + ∇ ∇ + +( ) ( )u K
Atmospheric Diffusion EquationDiscretize
Operator splitting
50-100
Emissions
Chemistry
Meteorology
NumericsC=AxB+E
Georgia Institute of Technology
Air Quality Model
Air Quality
Temperature Radiation
CloudCover Wind
Emissions1. Anthropogenic2. Geogenic3. Biogenic
Sources
TransportedPollutants
Sources (E,S,BCs)
GeographicalFeatures
Transport(U, K, Vd)
Turbulence
NumericalSolution
Techniques
SurfaceDeposition Sink Processes
Topography &Land use
PhotochemicalReactions
ThermochemicalReactions
HomogeneousProcesses
HeterogeneousProcesses
Computed Concentrations
Meteorology
Aerosol Dynamics
ChemicalProcesses
(R)
Chemistry and Aerosol Dynamics
Georgia Institute of Technology
Evolution inAir Quality Model Development
1950 1960 1970 1980 1990 2000
Mod
el C
ompr
ehen
sive
ness
Gau
ssia
npl
ume
Phot
oche
mic
al b
ox(..
.EK
MA
in 1
977)
Mul
tidim
ensi
onal
Ph
otoc
hem
ical
Aerosols
PiG
Nes
ted
Mod
els
Mod
els
3(?)
Golden era MaturationInfancy
Adv
ance
d di
agno
stic
feat
ures
Georgia Institute of Technology
Evolution inAir Quality Model Application
1950 1960 1970 1980 1990 2000
Mod
el C
ompr
ehen
sive
ness
App
licat
ion
ofG
auss
ian
plum
efo
r so
urce
impa
ct
Golden era?Infancy
Und
erst
andi
ng
ozon
e ch
emis
try
Air
qua
lity
plan
ning
Und
erst
andi
ng u
rban
and
re
gion
al o
zone
dyn
amic
s
Und
erst
andi
ng
PM d
ynam
ics
*or denial
Regulatory focusScience focus
Qua
ntify
ing
unce
rtai
nty
Georgia Institute of Technology
Important Milestones
1970 1980 1990 2000
Second generationAQMs
Aerosol thermodynamics
Use of prognosticmet fields
Prognostic met fields with FDDA
Identifiedemissions
errors major
Organic aerosoldynamics
CAAA call for 3D AQM
Biogenicsimportant
CB Series ofchem. mechanisms
SAPRC Series ofchem. mechanisms
EKMA
RRS: Start of the 3D & UAM era
OTAG:UAM-V
NAPAP:RADM
Externalaerosol
Georgia Institute of Technology
How Good Are They?
• All evidence suggests that they describe the processes most affecting the evolution of ozone and (if equipped) particulate matter (o.k., many components of PM) after pollutant emission
• Current limitations– Input errors
• Emissions• Meteorology
– Monitoring data• Sparse, ground level
– Don’t effectively use upper-air data– Model components/formulation/design
Georgia Institute of Technology
Particulate Matter Dynamics• Particulates are exceptionally complex
– Complete description must include size and chemical composition
• Continuous size distribution• Chemical composition varies continuously with
size• Phase conversion important
– PM function concentration function is more complex:
• C(x,t,dp): space, time and particle diameter– Composition may not be uniform for a
given size: C(x,t,dp, si): si is source i– Makes ozone modeling look really easy
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Sources of Particulate Matter
• PM has both primary and secondary components– Primary
• Organic & elemental carbon (OC/EC), crustals, metals, water• Mobile sources, industry, utilities, dust
– Secondary• Sulfate, nitrate, ammonium and organic carbon• Utilities, mobile sources, industry, biogenic, fertilizer,
emissions control equipment
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Particulate Sulfate Formation
SO2H2O2
O3
OH
Cloud and gas-phase processing:
Oxidants all impacted byNOx emissions
Emissions:Utilities, mobile sources
H2SO4
H2SO4
NH4HSO4
(NH4)2SO4
Condensation &ammonia
scavenging
NH3(g)
Georgia Institute of Technology
Particulate Nitrate & OC Formation
NH3(g)
O3+…+HNO3(g)+Org (pm)NOx
oxides of nitrogen(NO + NO2)
ROGreactive organic gases
Georgia Institute of Technology
PM Nitrate Formation
• Gaseous nitric acid formed from NOx emissions
• Ammonia derived directly from emissions
• Combine via equilibrium reaction– Sensitive to temperature K
T
K=[HNO3(g)][NH3(g)]
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Diurnal Nitrate Pattern
Source: R. Weber
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PM Nitrate Formation
• Nitric acid reacts with (free) ammonia– As ammonia emissions
increase, nitrate will increase until gas phase nitric acid depleted
– Sulfate reduces free ammonia/increases acidity, reducing nitrate formation
• Reducing NOx will decrease HNO3 formation, but may not decrease PM nitrate much
Aer
osol
Nitr
ate
SO2 NH3 NOx
Georgia Institute of Technology
Particulate Matter Dynamics
EC,Org
H+, NO3-,SO4=
Org, EC:SO2+H2O2==>
H2SO4
HNO3(g)SO2(g)
In dropletchemistry
ThermodynamicsMasstransfer
Coagulation
Internal Mixture
External Mixture
Semivolatileorganics
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Particle size distribution
Particle diameter (dp)
Mas
s di
stri
butio
n (d
M/d
(dp)
)
Accumulationmode
Coarsemode
Nucleationmode
Aitkinmode
Sulfate fraction changes with size
Georgia Institute of Technology
Particle number distribution
Particle diameter (dp)
Num
ber d
istr
ibut
ion
(dN
/d(d
p))
Accumulationmode Coarse
mode
Nucleationmode Aitkin
mode
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Particulate Matter Modeling Approaches
• Size distribution– None– Sectional– Modal
• Gas-to-particle conversion– Inorganic– Organic
• Aerosol particle description– Internal mixture– External mixture
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Size Distribution
• No description– All PM is together: no information on size or
composition as a function of size• Sectional
– Size distribution made up of a user defined number of bins
• Can have many bins (>20) or few (4)• Describes compositional changes as a function of size
• Modal– Size distribution made up of 2-4 “modes”
corresponding to modes in size distribution– Mode shaped like log-normal profiles
Georgia Institute of Technology
Sectional Approach
Aerosol Histogram
0
2
4
6
8
10
12
14
16
18
0.0 0.1 1.0 10.0 100.0
Diameter (micrometers)
dCi/d
logD
pi
(mic
rog
ram
s/m
3/lo
g(m
icro
met
ers)
)
Georgia Institute of Technology
Modal Approach
Particle diameter (dp)
Mas
s di
stri
butio
n (d
M/d
(dp)
)
Sulfate fraction
Georgia Institute of Technology
Gas-to-Particle Conversion
• Gas phase species can condense upon, and volatilize from, particulate matter– Inorganics
• Thermodynamic equilibrium usually assumed– ISORROPIA– AIM
– Organics• Semivolatiles and low-vapor pressure organics• One and two-step approach
– One step: gas phase chemistry leads to condensable species which goes to particulate phase
– Two step: gas phase chemistry leads to semivolatile product that partitions between gas and condense phases
Georgia Institute of Technology
Organic Partitioning Coefficient
Temperature
Frac
tion
cond
ense
d
Yield=M0[αKi/(1+KiM0)]
Ki=1/Csat,i =RT/(γpimi)
Low vapor pressure
Georgia Institute of Technology
Internal vs.External Mixtures
• Particle composition can be very inhomogenous even in the same size distribution– Traditional approaches assume homogenous
mixture in each size range/bin: C(x,t,dp): • “Internal mixture”• See prior slides
– Theory and evidence suggests that particle composition varies within a size range
• Source-based differences: C(x,t,dp, si)
Georgia Institute of Technology
Internal Mixture
Sulfate
Nitrate
OC
EC
Metals
SulfateNitrateOCECMetals
Georgia Institute of Technology
External Aerosol Modeling
From Kleeman, Cass and Eldering, 1997
Georgia Institute of Technology
Nanoparticle Modeling• Nanoparticles represent an important fraction, in
terms of total number but not total mass, of PM, and are unique– Very short lifetimes– Directly emitted or, possibly, due to nucleation in short term
events
• Models have not dealt so much with nanoparticles because of their short lifetimes and small fraction of the mass
• Three approaches for modeling:– Sectional
• Can add multiple sections in the nano-modes– Modal
• Adding a new nucleation mode in addition to Aitkin mode– External, source oriented approach
Georgia Institute of Technology
Modal Approach to Nanoparticles
Particle diameter (dp, um)
Num
ber d
istr
ibut
ion
(dn/
d(d p
))
0.001 0.01 0. 1 1.0 10
Nucleation mode
Aitkin mode
Georgia Institute of Technology
Sectional Approach for Nanoparticles
Particle diameter (dp)
Num
ber d
istr
ibut
ion
(dn/
d(d p
))
0.001 0.01 0. 1 1.0 10
Georgia Institute of Technology
Strengths and Weaknesses• Modal
– Strengths• Computationally efficient
– Weaknesses• Lack of detailed information (all nano-particles similar)
• Sectional– Strength: Tremendous capacity for detail, very flexible– Weakness: Computationally time consuming
• External mixture– Strengths: Tremendous detail, particles tied directly to
sources– Weakness: Computationally expensive
• All– Nucleation theory is highly uncertain
• Not a major factor if particles are primary in origin
Georgia Institute of Technology
Particulate Matter Sensitivity Analysis and Source Attribution
• AQM’s major function is to link source emissions to air quality: Source attribution– Individual vs. regional/category analysis
• Assessing impact of individual sources difficult– Small perturbation to noisy process– Small difference between two large numbers
» e.g.: 10 Ton/day source in a 1000 ton/day area(10 ton/day/1000 ton/day)*0.1(% change in O3/%change in NOx)*120 ppb=0.12 ppb
Can a model “see” this accurately?• Assessing categories/regions/complete strategies more
appropriate for typical approach if reductions are reasonable– Unrealistic changes to minimize noise raises additional
issues• New approach: direct sensitivity analysis
Georgia Institute of Technology
Source Attribution using Direct Sensitivity Analysis
3-DAir
QualityModel
NOo
NO2o
VOCio
...TKu, v, wEikiBCi...
O3(t,x,y,z)NO(t,x,y,z)NO2(t,x,y,z)VOCi(t,x,y,z)...
DDM-3DSensitivityAnalysis
s (t)c (t)piji
j=
∂∂
J
decoupled
∂∂
Rk
i
j
Concentrations
Response toemissions changes:accurate forvery smallchanges
Simultaneously
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Response of Fine Nitrate to SO2 reductions
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Source Attribution:Sulfate by Source Region
Atlanta Daily Average Sulfate Sensitivity(10% Reduction in SO2 Emissions)
0.01.02.03.04.05.06.07.08.0
7/11/95 7/12/95 7/13/95 7/14/95 7/15/95 7/16/95
Sul
fate
Red
uctio
n (%
)
WI NI SI EI AO
DirectSensitivityAnalysis
Georgia Institute of Technology
Particulate Matter Modeling and Chemical Mechanisms
• Current generation of gas-phase mechanisms (e.g., SAPRC99+, RACM) in pretty good shape for ozone– Flexible– Evolutionary– Appear to adequately describe gas phase kinetics for ozone,
etc– Limited information for determining organic composition
of PM• Important information for identifying sources and impacts lost
• Aqueous phase mechanisms – Likely adequate for inorganics and ozone– Questions about organic oxidation
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PM Modeling State of the Science: Where are We?
• Ozone models are “mature”
• PM Models still evolving
• “One atmosphere”/“3rd generation” urban-to-regional models are at the forefront– Combined
gas/aerosol/deposition & nested/multiscale
– Some built in diagnostic features
• Sensitivity analysis
Regional Multiscale Model
Georgia Institute of Technology
Attributes of Advanced Models:Internal Mixture Models
• Usual attributes of advanced internal mixture models– Advanced chemical mechanism– Sectional or modal approach– Thermodynamic inorganic– One-step organic formation
• Two step on the way, but large uncertainties– Advanced diagnostic features– Examples: URM, CMAQ, CIT-AERO, UAM-AERO
• URM extensively evaluated over eastern US as part of SAMI• CMAQ is to become the community model
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Attributes of Advanced Models:External Mixture Models
• Features– Limited applications to date– Very time and resource consuming– AIM thermodynamics/growth– Trajectory and grid-based versions of CIT model
• See Cass, Kleeman and co-workers
– Expect wider application in next 10 years
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Example Model Application: SAMI
• Southern Appalachians Mountains Initiative (SAMI)– Stakeholder process to develop regional strategy
to deal with:• Ozone (Sum06), PM, haze, acid deposition• Single model applied to suite of 5, 10 day episodes
– Episodes chosen to represent typical year
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SAMI Modeling
• Air Quality: URM-1ATM (Urban-to-Regional Multiscale One Atmosphere) Model– Horizontal cells of varying dimensions (12 - 192 km)– 7 vertical layers extending from surface to 12.8 km
• Meteorology: RAMS (Regional Atmospheric Modeling System)
– temperature, air density, wind speed and direction, total solar radiation, ultraviolet radiation, mixing height, turbulent momentum diffusivity, precipitation, cloud parameters
• Emissions: EMS-95 (Emission Modeling System)– Gas: NOx, VOCs, CO, NH3, SO2
– Aerosols: OC, EC, Ca, Mg, K, NO3, SO4, “other” PM
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Urban-to-Regional Multiscale One Atmosphere (URM-1ATM) Model
• Three-dimensional Eulerian photochemical model– Finite element, multiscale transport scheme (Odman & Russell, 1991)
– Gas-phase chemistry• SAPRC-93 mechanism (Carter, 1994)
– Aqueous-phase heterogeneous sulfate chemistry– Aerosol dynamics
• Sectional approach (Gelbard and Seinfeld, 1980)• ISORROPIA thermodynamic equilibrium (Nenes, et al., 1998)• Organic aerosol yields (Pandis, et al., 1992)
– Acid deposition• Wet: Reactive Scavenging Module (Berkowitz, et al., 1989)• Dry: three-resistance approach
• “One atmosphere” modeling approach
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Aerosol Module• Inorganic aerosols - ISORROPIA
– sulfate, nitrate, ammonium, chloride, sodium, hydrogen ion– condensation/evaporation (thermodynamic equilibrium)
• Organic aerosols– experimental and estimated aerosol yields from VOC oxidation
• Inert Species– EC, Mg, Ca, K, other PM
• Sectional Size Distribution
0
2
4
6
8
1 0
1 2
1 4
1 6
1 8
0 . 0 0 . 1 1 . 0 1 0 . 0 1 0 0 . 0
D i a m e t e r ( m i c r o m e t e r s )
dC
i/d
log
Dp
i
(mic
rogr
ams/
m3/
log(
mic
rom
eter
s))
< - - - - - - - - - P M< - - - - - - - - - P M 1 01 0 - - - - - - - - >- - - - - - - - >
< - - - - - - P M< - - - - - - P M 2 . 52 . 5 - - - - >- - - - >
Georgia Institute of Technology
SAMI Modeling Domain and Grid
*
*
Georgia Institute of Technology
AIRS Station 47-037-0011; Nashville, Davidson Co, TN (urban)
020406080
100120
0 24 48 72 96 120 144 168 192 216
Time (starting July 11, 1995)
Ozo
ne (p
pb)
AIRS Station 47-099-0101; Look Rock, Blount Co, TN(high elevation)
020406080
100120
0 24 48 72 96 120 144 168 192 216
Time (starting July 11, 1995)
Ozo
ne (
ppb)
a) Observed
12%
3%
28%
4%
37%
16%
Average PM 2.5 concentration
28.4 µ g/m3
b) Simulated
11%
3 %
34%
3%
28%
21%
Ammonium
Nitrate
Sulfate
EC
OC
Other
Average PM 2.5 concentration
31.6 µg/m3
Performance
Georgia Institute of Technology
Performance on July 15, 1995
Simulated (L) and Observed (R) PM2.5 for July 15, 1995
0.00
10.00
20.00
30.00
40.00
50.00
60.00
70.00
Station
PM
2.5
(µg
/m3 )
OtherSoilsECNO3NH4ORG
SO4
BRIG DOSO GRSM JEFF LYBR MACA OKEF ROMA SHEN SHRO SIPS UPBU WASH
Georgia Institute of Technology
Sensitivity Analysis to Emissions• DDM - Decoupled Direct Method: Extended to
Particulate Matter– Use direct derivatives of governing equations– Perform numerous sensitivity calculations in one model
run.– Inaccurate sensitivities may result due to non-linear
response– Assessed response of PM to emissions
• Regionally• By source region
Georgia Institute of Technology
Sulfate Sensitivity to SO2 Emissions
Georgia Institute of Technology
Geographic Sensitivity Regions
19
6
13
10
12
7 85
32
4
11
9
Georgia Institute of Technology
SO4 & its Change on July 15, 1995 for a 10% Reduction of 2010-OTW SO2 Emissions from Different Regions
SAMI
2010-OTW Midwest Northeast
Central FL + MS
µg/m3+0.3 +0.1 - 0.1 - 0.3 - 0.5 - 0.7 - 0.9 - 1.1
Georgia Institute of Technology
SO4 & its Change on July 15, 1995 for a 10% Reduction of 2010-OTW SO2 Emissions from SAMI States
KY WV VA
TN2010-OTW NC
AL GA SC
+0.15
+0.05
- 0.05
- 0.15
- 0.25
- 0.35
- 0.45
- 0.55µg/m3
Georgia Institute of Technology
Georgia Institute of Technology
Sulfate Sensitivity at SHEN to 10% SO2 Emission Reductions
-12.0
-10.0
-8.0
-6.0
-4.0
-2.0
0.0 3/31/93
2/09/94
3/24/93
4/26/95
4/29/95
5/03/95
5/15/93
8/04/93
5/27/95
7/19/95
7/24/91
7/31/91
6/24/92
6/27/92
5/12/93
8/07/93
8/11/93
5/24/95
7/12/95
7/15/95
Su
lfat
e S
ensi
tivi
ty (
%)
0.0
2.0
4.0
6.0
8.0
10.0
12.0 Su
lfate Co
ncen
tration
(g/m
3)
AOSENEMWCNWVVATNSCNCKYGAALSO4
Class 1 Class 5Class 4Class 3Class 2
Sulfate Sensitivity at GRSM to 10% SO2 Emission Reductions
-10.0
-9.0
-8.0
-7.0
-6.0
-5.0
-4.0
-3.0
-2.0
-1.0
0.0 3/27/93
2/09/94
3/24/93
4/26/95
5/15/93
8/04/93
8/07/93
4/29/95
6/24/92
8/11/93
5/27/95
7/12/95
7/27/91
7/31/91
7/15/95
Su
lfat
e S
ensi
tivi
ty (
%)
0.0
2.0
4.0
6.0
8.0
10.0
12.0
14.0
16.0 Su
lfate Co
ncen
tration
(g/m
3)
AOS ENEMWC NWVV ATNS CNCK YGAA LSO4
Class 1 Class 5Class 4Class 3Class 2
Georgia Institute of Technology
Summary• Ozone models are “mature”• PM Modeling is developing
– Much more involved– More uncertainties– Performance is acceptable
• Main Features– Internal mixtures
• External computationally huge– Sectional distribution
• More flexible than modal– Inorganic thermodynamics
• Useful features– Direct sensitivity analysis
• Future– External mixture approach more common– more detailed organic chemistry
Georgia Institute of Technology
Great Smoky Mt. National Park
0.0
10.0
20.0
30.0
40.0
50.0
7/24/91
7/27/91
7/31/91
6/24/92
6/27/92
3/24/93
3/27/93
3/31/93
5/12/93
5/15/93
8/4/93
8/7/93
8/11/93
2/9/94
2/12/94
4/26/95
4/29/95
5/3/95
5/24/95
5/27/95
7/12/95
7/15/95
7/19/95P
M 2
.5 C
on
c. (
µg
/m3 )
Observations Model
Shenandoah National Park
0.0
10.0
20.0
30.0
40.0
50.0
7/24/91
7/27/91
7/31/91
6/24/92
6/27/92
3/24/93
3/27/93
3/31/93
5/12/93
5/15/93
8/4/93
8/7/93
8/11/93
2/9/94
2/12/94
4/26/95
4/29/95
5/3/95
5/24/95
5/27/95
7/12/95
7/15/95
7/19/95P
M 2
.5 C
on
c. (
µg
/m3 )
Observations Model