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BOOKS ET AL.
10 FEBRUARY 2012 VOL 335 SCIENCE www.sciencemag.org 658
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Fifteen years ago, scientists, historians,
and sociologists traded salvos in what
was termed the “science wars.” Pas-
sions ran high; “social construction of sci-
ence” became a battle cry. Critics like physi-
cist Alan Sokal pointed an accusing fi nger at
various humanists who had suggested that
science was an inherently social phenom-
enon riven by rival interests rather than a
rational pursuit of objective facts about the
natural world. Some blamed the French soci-
ologist Bruno Latour and his writings from
the 1980s. Others highlighted members of
the Edinburgh school of the sociology of sci-
entific knowledge and their writings from
the 1970s. Still others singled out Thomas
Kuhn’s remarkably infl uential little treatise,
The Structure of Scientifi c Revolutions ( 1),
fi rst published in 1962.
How remarkable, then, to learn in his-
torian Mary Jo Nye’s Michael Polanyi and
His Generation that the core notion of the
social construction of science antedates the
eras of Kuhn, the Edinburgh
school, or Latour by several
decades. Not only is the idea
of social construction con-
siderably older than usually
recognized, as Nye deftly
demonstrates, it was devel-
oped as part of a passionate
plea for the autonomy of sci-
ence from societal meddling.
The hue and cry in the 1990s
represented what Nye calls a
“paradoxical legacy” of the
earlier work.
Nye’s book centers on
Hungarian polymath Michael
Polanyi, who became a prin-
cipal architect of the notion
that science proceeds by something other than
strict rationality or algorithmic procedure.
Born in 1891, Polanyi joined a generation
of Central European scholars whose think-
ing about science and knowledge took form
amid the political riptide of the early decades
of the 20th century. Polanyi experienced the
bloody crises of World War I and its after-
math, as the crumbling Austro-
Hungarian empire gave way to
a short-lived Bolshevik regime,
itself toppled by a right-wing,
counterrevolutionary revolt.
By 1920, rampant antisemitism
forced young Polanyi to leave
his homeland and to pursue his
career as a physical chemist in
Berlin. In that cosmopolitan, intellectual set-
ting, he rubbed shoulders with Albert Ein-
stein, Max Planck, Fritz Haber, and others.
Their tight-knit community fell apart once the
Nazis rose to power in 1933. Within months,
Polanyi fl ed to Manchester, England.
Polanyi had always enjoyed debating
politics, economics, and social theory with
other energetic thinkers from his childhood
circle, including his older brother, the econ-
omist Karl Polanyi, and the sociologist Karl
Mannheim. Yet he began to turn more squarely
to philosophy soon after his relocation to
Manchester. Like his geographical migra-
tions, his pro fessional
shift had everything to
do with politics. Polanyi
made several visits to the
Soviet Union during the
early 1930s to visit sci-
entific colleagues. He
came away convinced
that centralized, planned
economies, symbolized
by Stalin’s Five-Year
Plans, led inexorably to
widespread privations
and misery. Polanyi was
therefore scandalized
when in 1939 the prom-
inent left-wing British
crystallographer J. D.
Bernal proposed that Britain adopt a kind of
national planning for science. Bernal called
for scientifi c efforts to be more overtly steered
toward addressing societal needs. Around the
same time, Polanyi grew suspicious—earlier
than most—of what came to be known as the
“Lysenko affair”: the heavy-handed intrusion
by Soviet authorities to squash research into
genetics (on charges that genetics diverged
from the official doctrine of dialectical
materialism) and instead to prop up agrono-
mist Trofi m Lysenko’s vaguely Lamarckian
notions of inheritance.
To Polanyi, each of these episodes
revealed the treachery of central planning,
for science or any other part of society. He
became convinced that advocates of cen-
tral planning—even scien-
tists like Bernal—made their
political error because they
had fundamentally misunder-
stood the nature of scientifi c
practice. Central planning
of scientific research could
only work, Polanyi argued, if
scientifi c discovery was the
product of specifi able, rule-
driven methods—that is, if it
were wholly rational. Refl ect-
ing on his own scientifi c career, Polanyi con-
cluded instead that scientific knowledge
arose from a mélange of social processes that
no purported method could capture.
In place of scientific method, Polanyi
trumpeted the importance of “tacit knowl-
edge.” No practicing scientist learned the
craft of research from books or articles,
Polanyi argued. Rather, they had to prac-
tice craftlike skills, which they internalized
via social relationships like apprenticeship
training. Scientists developed an aesthetic
sense for what counted as good science,
according to Polanyi, and used any means
available to convince colleagues from rival
research schools to believe a given result.
Scientists often formed their beliefs from
an immersion in particulars that resisted
explicit articulation; he likened the expe-
rience to religious conversion. To Polanyi,
the routines of scientific research could
never be captured by recipes, and therefore
any effort to steer the direction of research,
or subject science to central planning, was
bound to fail.
Polanyi developed his philosophical pro-
gram in a series of books and articles in the
1930s and 1940s, culminating in his best-
known books, Personal Knowledge ( 2) and
The Tacit Dimension ( 3). Kuhn read several
of these works while writing Structure; so did
early practitioners of 1970s-style sociology
of scientifi c knowledge, including Harry Col-
lins. To later interpreters, Polanyi’s insights
into the social foundations of scientifi c prac-
tice spoke to different political priorities: not
the midcentury fears of totalitarianism, but
the 1960s and 1970s disenchantment with the
military-industrial complex.
In assessing the “paradox and irony” of
later scholars’ appropriation of Polanyi’s
ideas, Nye concludes, “Each generation
of readers can select what it likes from the
past.” Her rich, impressive book recasts the
science wars barbs of the recent past by illu-
Paradoxical Roots of “Social Construction”
HISTORY OF SCIENCE
David Kaiser
The reviewer, the author of How the Hippies Saved Phys-ics: Science, Counterculture, and the Quantum Revival, is at the Program in Science, Technology, and Society, Mas-sachusetts Institute of Technology, Cambridge, MA 02139, USA. E-mail: [email protected]
Michael Polanyi and
His Generation
Origins of the Social
Construction of Science
by Mary Jo Nye
University of Chicago Press,
Chicago, 2011. 427 pp. $45,
£29. ISBN 9780226610634.
Polanyi in the late 1950s.
Published by AAAS
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BOOKS ET AL.
www.sciencemag.org SCIENCE VOL 335 10 FEBRUARY 2012 659
Between 1960 and 1980, the American
Indian population surged from 524
thousand to 1.3 million ( 1). Rather
than natural increase, most of this impressive
demographic growth resulted from changes
in census practices that allowed respondents
instead of enumerators to designate their
identity. The U.S. Census requires Native
Americans to specify their tribal affilia-
tion but does not stipulate other markers of
membership, such as language or residence,
which some Indian nations require as a con-
dition of membership. The question of who
is an Indian transcends genetics and deter-
mines access to goods and services. Thus,
as David Treuer (an Ojibwe) recently noted,
tribal identity is (silly as it seems) often mea-
sured in “teaspoons of blood” ( 2).
More than instrumental ends, humans’
obsession with their genealogy is rooted in
a desire to forge social identities. With the
possible exception of establishing paternity,
these social identities, imagined or real, have
little to do with biology or genetics, as Eviatar
Zerubavel convincingly argues in Ancestors
and Relatives. Yet, because science evokes
conceptions of truth, grounding genealogy
in biology is used to validate even far-fetched
claims about relatedness. The proliferation
of DNA testing fi rms and online programs
to build family trees attests to the public’s
fascination with genealogical roots ( 3). To
lure genealogy enthusiasts into discovering
their past, for example, Ancestry.com boasts
7 billion genealogical records from across
the globe, ranging from vital statistics and
census and military records to immigration
Imaginary Identities
SOCIOLOGY
Marta Tienda
The reviewer is at the Offi ce of Population Research, Wallace Hall, 2nd Floor, Princeton University, Princeton, NJ 08544, USA. E-mail: [email protected]
and vital statistics. The Web site also offers
cheek-swab DNA test kits to help in locating
“genetic cousins” ( 4).
From the outset Zerubavel (a sociolo-
gist at Rutgers University) engages readers
with provocative questions like “Are sixth
cousins still family?” and “Why do we con-
sider Barack Obama a black man with a
white mother rather than a white man with
a black father?” Drawing on a vast range of
sources—from scriptures to academic dis-
ciplines—Zerubavel aims to uncover the
“transcultural and transhistorical” principles
that underlie conventional understandings of
genealogical relatedness. He argues, simply
put, that culture trumps biology in establish-
ing ancestry and kinship ties, as well as group
boundaries that defi ne clans, tribes, commu-
nities, and even nations.
The claim that ancestry and ethnicity are
social rather than biological constructs is not
new. Nonetheless, the book artfully debunks
restraining myths about the salience of biol-
ogy in human differentiation. Zerubavel
exposes strong parallels between diagrams
used to establish codescent and those used to
illustrate splintering and differentiation, and
he demonstrates how the ties that link rela-
tives are similar to those that connect humans
to other animals. In his words, “The modern
academic compartmentalization of knowl-
edge has evidently kept [scholars] from real-
izing that they were actually all looking at
different manifestations of the genealogi-
cal principle of co-descent.” Unlike humans,
however, other animals are at most interested
in immediate, not distant, relatives. Zerubavel
reminds us that the “search for common
ancestors is effectively boundless … basically
we are all cousins.”
Understanding the social construction of
descent requires both questioning assump-
tions about the cognitive underpinnings of
genealogy and deciphering the social norms,
conventions, and classifi cation practices that
defi ne relatedness and group membership.
Even though biologists have improved upon
the measurement of genealogical distances
between organisms and entire populations,
the absence of natural boundaries separating
recent from distant ancestors, or even close
relatives from nonrelatives, leaves ample
space for cultural engineering of genealog-
ical lineation. And, as Zerubavel demon-
strates, there is no shortage of creativity in
crafting genealogies.
To delineate distant ancestral ties, gene-
alogists use norms and culturally defined
classifi cation schemes, but with hefty doses
of selective amnesia and strategic “adjust-
ment” of kinship ties. The inevitable results
are fi ctive genealogies and imaginary iden-
tities. Zerubavel pokes fun at the pseudosci-
ence of genealogy by using vernacular terms
to characterize how genealogies are cultur-
ally tailored to derive fi ctive kinship lines. In
a chapter aptly titled “Politics of descent,” he
amply illustrates the art of genealogical fab-
rication in practice. Using wit and punchy
exposition, he dis-
cusses how “cutting
and pasting” is used
to suppress tempo-
ral inconsistencies
in ancestral ties; how
“stretching” is used
to legitimize putative
ties to the Daughters
of the American Rev-
olution; how “clip-
ping” allowed Nazis to ignore the Jewish
ancestors of Aryan Germans; and how “split-
ting,” “pruning,” and “marginalizing” tactics
conveniently remove undesirable ancestors
from genealogies. In short, ancestor worship
is impervious to scientifi c advances in biol-
ogy and genetics.
If genealogies are largely fabricated cul-
tural narratives about social descent rather
than accurate histories of ancestors and
descendants (and if the boundaries demar-
cating race, ethnicity, and nationality are chi-
merical), why do they resonate with experts
and lay audiences alike? And looking to
the future—especially in the face of grow-
ing social complexity and uncertain kinship
ties due to immigration, remarriage, blended
families, surrogacy, adoption, and artifi-
cial insemination—why should anyone care
about genealogy? According to Zerubavel,
“Genealogy, in short, is fi rst and foremost a
way of thinking. … [and] one of the distinc-
tive characteristics of human cognition. As
the very objects of our genealogical imagi-
nation, ancestors and relatives therefore
deserve a prominent place among the foun-
dational pillars of the human condition.”
An erudite treatise about how culture drives
human cognition about near and remote rela-
tions, Ancestors and Relatives offers lay and
academic audiences alike a great read.
References and Notes
1. C. M. Snipp, American Indians: The First of This Land
(Russell Sage Foundation, New York, 1989).
2. D. Treuer, New York Times, 21 December 2011, p. A39.
3. My sister learned from a now-defunct DNA testing fi rm
that the Tiendas are 68% European, 25% Native Ameri-
can, and 7% Sub-Saharan African. The results were accom-
panied with a detailed manual and a map explaining the
migration patterns undergirding the statistical estimates.
4. http://dna.ancestry.com/welcome.aspx.
Ancestors and Relatives
Genealogy, Identity,
and Community
by Eviatar Zerubavel
Oxford University Press,
Oxford, 2011. 238 pp.
$24.95, £15.99.
ISBN 9780199773954.
10.1126/science.1217669
minating the searing politics, intellectual
passions, and spirited debates that drove
Polanyi and his generation to think about
science in social terms.
References
1. T. Kuhn, The Structure of Scientifi c Revolutions (Univ.
Chicago Press, Chicago, 1962).
2. M. Polanyi, Personal Knowledge: Towards a Post-Critical
Philosophy (Univ. Chicago Press, Chicago, 1958).
3. M. Polanyi, The Tacit Dimension (Doubleday, Garden City,
NY, 1966).
10.1126/science.1214357
Published by AAAS