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    The 14* IEEE 2003 International Symposium on Persona1,lndoor and Mobile Radio Communication Proceedings

    Performance of WCDMA Downlink Access and Paging Indicators in

    Multipath Rayleigh Fading Channels

    V i er i V angh i and S and i p S a r ka r

    QUALCOMM Incorporated,

    5775 Morehouse Drive, San Diego, CA

    92 12 1

    E-mai

    I: {

    vvanghi,ssarkar] 6ilqualcomm..com

    Abstract - n WCDM.4 [ I ] , downlink channel indicators are

    iised in (I varieiy ojprocedirr-es related to access

    arid

    paging. 4

    binar,v

    indicator is sent

    on

    the Paging Indicator Channel PICH)

    when n

    iiiobile

    station (MS)

    is

    paged.

    A

    ternary indicator is sent on

    the .Access

    Indicator Channel AICH) when

    the

    MS attempts to access

    (he i i e n v o i k While iinderlyirig inotivations for iising paging and

    nccess indicators nre ddferent, t1ie.v both share same key

    perjorniuiice nspects: detection

    reliabilit?

    at the cel l edge and

    dowiilit ik capacity consiiinption. This paper details a finmework for

    PICI-I ai ic l ICH p e

    forniance

    antilysis.

    Results

    are derived that are

    of

    pructicul interesl to the network operrrtor f o r downlink transinit

    power b

    id,yet ng.

    1 Introduction

    I n

    UMTS radio access networks (UTRAN), the use of

    indicator channels is key to the enhanced performance of the

    paging and access procedures [ ] - in particular, for mobile

    stations, stand-by time and uplink random access latency.

    MS

    stand-by time increases when battery consumption in idle

    state is reduced. When idle, the M S must perform periodic

    supervision procedures that require powering on its circuitry,

    e.g., cell reselection, monitoring control channels to obtain

    updated overhead information, and monitoring paging channel

    to receive a call. When performing these periodic tasks, the

    M S is awake and its circuitry is partly enabled.

    In

    between

    such periods, the

    M S

    goes asleep and most of its circuitry is

    disabled. When awake, the current drawn is significantly

    larger (100 times or larger) than when asleep, so that it is

    desirable to keep the awake period to

    a

    minimum. One

    method is the use of paging indicators. The paging indicators

    are binary and are sent periodically once per slot cycle on the

    paging indicator channel

    (PICH).

    If set to

    ON,

    the MS is to

    demodulate the next paging channel slot. Otherwise, the MS

    can immediately go to sleep, dramatically reducing its battery

    consumption [2].

    Indicators are also used to support access procedures. When

    attempting to access the radio network, the MS sends probes

    on the uplink. Within each probe interval, the M S waits for

    an

    acknowledgment from the serving cell. If the acknowledgment

    is received within a predetermined timeout period, the

    M S

    proceeds with sending the Layer

    3

    message on the random

    access channel, otherwise it transmits another probe at higher

    power. If the probe and the acknowledgment were based on

    Layer

    3

    signaling, the access latency may be large

    as a

    result

    of message processing, queuing, and transmission times.

    Obviously. the access time can be reduced if the probe

    duration and the base station

    (BS)

    turnaround time

    in

    sending

    the acknowledgment are reduced. The solution adopted by

    UTRAN is the use of access channel indicators that are sent on

    the access indicator channel (AICH) by the

    BS

    in response to

    a probe detected on the uplink. The indicators are very short in

    duration and are sent within a few milliseconds of the receipt

    of the probe, resulting in very fast uplink access protocol.

    The caveat is that these channels must be transmitted at

    a

    rather high power, as the BS does not know the MS location

    and no mechanism for open loop power control exists. The

    transinit power must be set to

    a

    level high enough to guarantee

    re1 iable detection at the cell edg e, thereb y consuming

    downlink capacity.

    The scope of this paper is to estimate the detection

    performance of the paging and ac cess indicators in fading

    channels and to assess the transmit power needed for these

    channels. The paper is organized

    as

    follows. In Section 2 the

    structure o f the PICH and the A ICH are outlined.

    In

    Section

    3,

    the received signal to noise ratio required to achieve target

    probabilities of false alarm and detection are computed.

    Section 4 provides a transmit power budget for the PICH and

    AICH. Conclusions are drawn

    in

    Section 5.

    2 The

    Indicator Channels

    This section describes the two indicator channels of our

    interest used on the WCDMA downlink. For more details, the

    reader is referred to

    [ I ]

    Note that SF means Spreading Factor,

    i.e. the number of chips per bit.

    2.1

    The PICH

    is

    a fixed rate

    (SF

    = 256) physical channel used to

    carry paging indicators (PI). Figure illustrates the structure

    of the PICH. One IO-ms PlCH frame consists of

    300

    bits (bo,

    b , , ... b299).Of these, 288 bits

    bo,

    b, ,

    ...

    bZ8,) are used

    to

    carry paging indicators, and 12 bits are not transmitted.

    The Paging Indicator Channel (PICH)

    12 bi t s

    ( i iansmissiun

    orn

    88

    b i ts fo r

    paging

    ind ica t ion

    4

    - -

    b

    bo bi h a 7 b i a a

    b o

    m

    One

    r a d io f r a m e ( I O ms)

    Figure 1: Structure

    of

    PlCH

    In each PlCH frame, N paging indicators {Po,

    ...,

    PNp- , )are

    transmitted, where Np=1 8,

    36,

    72, or 144. T he

    PI

    to be used by

    a certain M S, is associated to the paging indicator P,

    [ I ] .

    If a

    0-7803-7822-9/03/ 17.00

    003

    IEEE.

    331 *

    http://6ilqualcomm..com/http://6ilqualcomm..com/
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    EEE 2003 International Symposium on Persona1 lndoor and Mobile Radio Communication Proceedings

    freedom and non-equal variances. When the paths energies are

    identical,

    The received indicator's

    SNR

    expressed as in Eq.(9) is a

    central Chi-square random variable with 2L degrees of

    freedom, whose distribution is known [4] and is

    mathematically tractable.

    r

    (12)

    The detector attempts to achieve a given target

    PFA

    by

    decreasing the parameter 5 as the SNR increases, and vice-

    versa. Note that the range of

    5

    is selected such

    that qI, 5 = ) =

    f/-

    { = -1) = 0.5 for any given S NR.

    PICH

    4

    wo-palhs. Pf

    = 10%

    I --.-

    wo-paths. Pf 20

    - - - - - - - - - - - - - - _ - - - - - -

    ...

    ...

    .. ,.,

    i __ __

    ~

    I

    .. *..

    ,

    F i gur e

    3:

    P e r f o r m a n c e

    of

    the

    PICH

    in

    Fading Channels

    Figure

    3

    illustrates the performance of the PICH

    corresponding to PFA equal to 10% or

    20%. In

    order to,

    achieve a reasonably low PM ay,

    I%,

    the required received

    indicator's SNR is between 5.5 to

    I O

    dB, for the single path

    and two-path channels, respectively.

    3.2

    The Acquisition Indicator Channel

    Hereafter, w e use similar mode l as that used for the PICH, but

    we account for the AICH temary decision as the AICH is

    either gated-off or is BPSK modulated. The AICH filter is

    matched to the signature used in the probe's preamble.

    Assuming a noiseless phase reference for coherent

    demodulation, the matched filter sampled outputs after de-

    spreading, de-scrambling, and maxim um ratio comb ining give

    rise to the same decision variable as in Eq.(l), where the

    indicator

    b

    can now take one of three values,

    + I , -1,

    or

    0,

    corresponding to a positive acknowledgment, negative

    acknowledgment, or no transmission respectively. The

    detector must select on e of three hypotheses:

    HI

    : r = Ebcai v

    L

    k=l

    H , :

    r = v 13)

    H - ,

    : r = - E ~ Z ~ :

    V

    A

    biased MAP detector can be used that compares the

    matched filter output with two thresho lds given by

    z ( , , E b c a i 0

    I ,,

    1

    z A

    -( ,E, ,cai 0I

    /

    1

    Like the PICH, the AICH detection threshold is proportional

    to the estimated received

    SNR,

    which is obtained from the

    estimated received CPICH energy. The detector selects

    hypotheses H I

    i f r > z,,, Ho i fz , 5 r

    IT

    r H.1 i f r

    z/l16

    = 01=

    e 5, )

    (15)

    p+I/-I C A ,

    rb)

    = Pr[r >

    b

    = I] = e[&%('

    { h ) ) (16)

    Th e subscript x / y stands for hypotheses x being selected when

    y is the correct one. The e rror events 0/+1 and

    - I / + ]

    are nearly

    equivalent in terms of cost (in both cases the

    M S

    misses a

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    The

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    EEE

    2003

    International Symposium on Persona1,lndoor and Mobile Radio Communication Proceedings

    valid oppoi-tunity to transmit the Layer 3 message) and

    therefore the PM s defined as

    PF,.\ can be defined a s the event +1/ 0on ly, as the cost

    associated with even t -1/O is relatively small, i.e.,

    f

    P+O t>Y,) (22)

    Com paring Eq.(2 1)-(22) with (5)-(6), the AICH detection

    performance is

    6

    dB worse than that of the PICH. That can

    also be seen by letting(,

    = 4,

    =

    0.5

    and

    6 =

    0,

    in

    which case,

    er r ( 0.5.y,,)=p, 5,)

    = 0 . 5 , Y , ) = Q ( m ) or the AICH,

    and

    e),( =

    0,y,

    = f 4 = 0, y , , ) =

    e(&) for the PICH.

    Like the PICH, the A ICH detector attempts to achieve a given

    PI:-\ by varying

    4,

    as the SN R varies.

    AICH

    10 15 20

    '

    SNR [ d B ]

    Figure

    4:

    Performance of the AICH

    in

    Fading Channels

    Performance of the AICH

    i s

    depicted

    in Figure

    4 for PFA

    equal to

    5%

    or 10%. I n order to achieve PMof 5 and PFA

    =

    WO,he received indicator's SNR must be

    9.5

    to 12 dB for the

    single path and two-path channels, respectively.

    4

    Transmit

    Power

    Budg et at BS

    The indicator channels need to be transmitted at a constant

    power level such that they can be reliably demodulated at the

    cell edge. Let i e power spectral density received at the

    M S

    from the cell where the M S is located. The interference power

    spectral density due other cells' interference is denoted by

    1

    .

    The ratio

    i,,,

    I,, is referred to as cell geometry

    [ 5 ] .

    The

    indicator channel (either PICH or AIC H) received SN R, x s

    related to the CPICH chip transmit en ergy, E, ; he total cell's

    transmit power spectral density,

    I,,,

    ; he cell geometry and the

    processing gain, G,, as

    in

    Y*

    = PG,,

    l o r

    (23)

    where pis the indicator channel transmit power relative to the

    common pilot power, or indicator channel's offset.

    Note

    that

    the ratio CPlCH E, / l , )?s a measu re of downlin k cell loading.

    The ratio is at its minimum, typically -10 dB, for a fully

    loaded cell. Solving for the required indicator c hannel's offset,

    p = y ,

    / '+I--

    G , (24)

    ,,r ;)

    cpl;,H 1

    and

    CPICH

    Combining

    Eq.(23)

    with

    (25)

    and solving for

    b,

    P =

    (25)

    Eq.(26)

    represents the transmit power budget used to

    configure the cell. It represents the minimum required

    indicator channel's offset to achieve the target SNR with a

    confidence level represented by the minimum

    received CPICH( E,

    / I , ,

    ) typically expected at the cell edge.

    4.1 The Paging Indicator Channel

    The PICH processing gain depends on the number of paging

    indicators per fram e, N,,, the paging indicator bit rate,

    Rl, =

    30

    kbps, the spreading chip

    rate, R,,

    as in

    R,

    16.18

    G =--

    I Rh N,'

    Using the results from Section 3.1, the required PICH offset

    resulting from Eq.(26), is plotted i n Figure 5.

    s,

    CPlCH

    EcIlor

    = -10

    dB.

    Eb/Nt = 5.5

    dB

    s , CPlCH Ec/lor= -4 d B, Eb/Nt = 5 5 dB

    ~-

    .- . .

    - -

    . . .

    8 -

    ,

    7

    -

    - 1 0 -

    -12

    -14

    Figure 5: PICH offset vs. CPICH E f l o for N , = 18

    334

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    The two-path channel is more benign than the single path

    channel. as the diversity gain outweighs the partial

    loss

    of

    orthogonality among downlink code channels. For a

    given C131~1- 1 ( ~c/,,), a smaller offset is required for a fully

    loaded cell than for a lightly loaded cell. Setting the PlCH

    offset to -7 dB allows the BS to obtain same coverage

    provided that N,,=

    18

    andC PiCI-I(L '//,) is no less than

    approximately -16 dB. When N,, is varied. the required PICH

    offset changes linearly i n dB's.

    Results i n Figure

    5

    show that reliable detection cannot be

    guaranteed for very low cell geometry unless a

    disproportionate amount of power is allocated to the indicator

    channel. The WCDMA standard prescribes that the MS

    demodulate the common pilot as weak as -20 dB, but that

    would require an indicator's offset equal to -3 d B (more than

    5 of total downlink ca pacity). A practical solution is to

    'erase' the indicator channel bit whenever the common pilot,

    strength falls below a threshold [6]. When the PlCH is erased,

    the M S always demodulates the assigned paging channel slot,

    thus negating the battery power saving advantages provided

    by the PICH. But this i s preferable to missing valid page

    messages. The optimum setting of the erasure threshold,

    A,,,,,,,,.

    can be derived by solving Eq.(26) for the minimum

    ci'lcl-l(E~//(,):

    '

    I ) L

    Although the MS is unaware of the cell loading, the error

    caused by the approximation on the right hand side of

    Eq.(28)

    is only a fraction of a dB. Eq.(28) is also of practical use, as

    the resulting erasure threshold does not depend on the

    multipath profile.

    4.2 Acquisition Indicator Channel

    Using similar analysis like the PICH, using

    Eq.(26)

    the results

    for the required AICH offset ar e plotted

    in Figure 6 .

    I 1

    m a t h ,

    CPICH Ec/lor

    = -10 dB.

    E b / h

    12 dB

    I - pat h .

    CPICH Ec/lor =

    B,

    Eb/Nt

    = 12 dB

    2-paths,

    CPICH Ecilor =

    -10dB,

    Eb/Nt =

    9

    5

    dB

    2-paths, CPICH Ec/lor = B. Eb/Nt = 9.5 dB

    - - ~ - /- ~ - - - - - .. . l-

    - _ ~ _ _

    - 2 ,

    .

    c j

    i

    - 4

    ~ _ _ _ _ _ ~ _

    -6;.

    .. I 1 I I

    CPICH Ec/lo [ d B]

    I n case of weak coininon pilot, the AlCH can also be erased.

    When the AlCH is erased, the MS should proceed with

    transmission of another preamble unless the preamble is the

    last

    in

    the sequence, in which case the MS proceeds with

    AlCH detection. The AlCH erasure threshold can be

    determined using Eq.(28) The processing gain for the AlCH

    is 36.12 dB as there are 4,096 chips per AICH slot. That IS

    exactly 3 dB larger than the processing gain of the PlCH

    operated with N,, = 18. The AICH detection performance is 6

    d B worse than that of the PICH as the decision is ternary

    rather than binary. However, the AICH can tolerate a slightly

    larger probability of erro r, as the cost incurred is smaller than

    that for the PICH. Then, differences above tend to mutually

    cancel and the required A lCH offset is similar to that of the

    PICH. Unlike the PICH. however, the AlCH is operated in

    DTX mode, and therefore its contribution to downlink

    capacity consumption is smaller. A nominal AlCH offset

    value could then be -6 dB.

    I

    5

    Conclusions

    Typically, the PICH is operated to achieve

    PM

    =

    1

    and PI =

    10%. This can be obtained when the indicat6r's received SNR

    is I O dB for

    a

    single path, and 5.5 dB f or two' equal strength

    paths respectively. Perform ance o f an ideal AICH detecto r,

    due to its ternary symbol source, is 6 dB worse than that of the

    PICH. Typical performance targets are Pbl =

    5%

    and PTA=

    5 . This can be achieved when the indicator's received

    SN R

    is 12 dB for a single path, and 9.5 dB for two equal strength

    paths respectively.

    Based on the above, the operator should budget the cell 's

    downlink transmit pow er by setting the offset

    of

    the PlCH and

    the AlCH to be -7 dB and -6 dB relative

    to

    the common pilot

    respectively. This provides adequate performance at or near

    the cell edge, provided the received corninon pilot strength IS

    no less than -16 dB, corresponding to most of the cell area for

    a typical network layout [7]. When the pilot

    IS

    weaker than

    that threshold, the

    M S

    i s aware that it cannot meet the

    reliability requirement and therefore inay disregard, or 'era se',

    the indicator. The

    M S

    can determine the erasure threshold as a

    function of known UTRAN configuration parameters.

    . ,

    References

    3GPP G. T.

    25.21

    1.

    Teclinical Speciticatioii

    Group

    hdio Access

    S . Sarkar

    and

    E.

    G .

    Tiedemaiiii

    Jr.. T o m m o n

    Channel

    Soft Flandolf.

    Network:

    Physical cliaiiiiels and mapping

    of

    transpor t cllaniiels. . I990

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    IEEE Trans. On

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    S. Sarkar, B. K . Butler and E. G. Tiedemann Jr . , Phone Standby

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    G .

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    S

    Sarkar and

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    C . Y .

    Lee. Mobile

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    Figure 6:

    AICH

    offset vs.

    CPICH

    Ec/Io

    5