Form 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Date filed FFICIALPage 1 WASHINGTON, D.C. 20549 (MM/DD/YY): USEExecution APPLICATION FOR, AND AMENDMENTS TO APPLICATION FOR, ONLYPage REGISTRATION AS A NATIONAL SECURITIES EXCHANGE OR EXEMPTION 11 /09/18

WARNING: Failure to keep this form current and to file accurate supplementary information on a timely basis, or the failure tokeep accurate books and records or otherwise to comply with the provisions of law applying to the conduct of the applicantwould violate the federal securities laws and ma result in disci lina ,administrative, or criminal action.

INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS MAY CONSTITUTE CRIMINAL VIOLATIONS

~✓ APPLICATION ~ AMENDMENT

1. State the name of the applicant: ~onq-Term stock Exchange, inc.2. Provide the applicant's primary street address (Do not use a P.O. Box):

300 Montgomery St., STE 790, San Francisco, CA 94104

3. Provide the applicant's mailing address (if different):

4. Provide the applicant's business telephone and facsimile number:

415-570-4175 N/A

(Telephone) (Facsimile)

5. Provide the name, title, and telephone number of a contact employee:Michelle D. Greene Chief Policy Officer 415-570-4175

(Name) (Title) (Telephone Number)

6. Provide the name and address of counsel for the applicant:

Annette L. Nazareth, Davis Polk &Wardwell LLP

901 15th St., N.W.

Washington, D.C. 20005

12/317. Provide the date applicant's fiscal year ends:

8. Indicate legal ❑~ Corporation Solestatus of applicant: Proprietorship ❑PartnershipLimited Liability Company Other (specify):

If other than a sole proprietor, indicate the date and place where applicant obtained its legal status (e.g. statewhere incorporated, place where partnership agreement was filed or where applicant entity was formed):

(a) Date (MM/DD/YY): ~~~26~~ ~ (b) State/Country of formation: ~E / uSA

(c) Statute under which applicant waS organized: General Corporation Law of the State of Delaware

EXECUTION: The applicant consents that service of any civil action brought by , or notice of any proceeding before, the Securities andExchange Commission in connection with the applicants activities may be given by registered or certified mail or confirmed telegram to theapplicants contact employee at the main address, or mailing address if different, given in Items 2 and 3. The undersigned, being first dulysworn, deposes and says that he/she has executed this form on behalf of ,and with the authority of ,said applicant. The unde ned andapplicant represent that the information and statements contained herein, including exhibits, schedules, or other docum to,

~~~i~~and other information filed herewith, all of which are made a part hereo# are current, true, and complete. NOTgq~ Q94~~`̀\~~`~\~'

Date: ong-Term oc xc ange, nc. ;~'~'NO.OtGEG340718 C~M/DD/YY) (Name of applicant) ~ QUALIFIED iN ~: =

_ KINGS COUNTY~:BY~ Eric Ries, E ~ xP. ;'

n lure) ~ (Printed Name an f '• 04-z5-2020

~ ~ ~ '•Subscribed and savor before me this ~ day of ~p p~ b y

'~ Q~`~~~~~i~~OF(Mqnth) (Year (Notary Pub NE1~Ny~``~~̀

My Commission expires County of p(,i State of ~+i ~~

This page must always be completed in full with original, manual signature and notarization.Affix notary stamp or seal where applicable.

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