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ISO/IEC 17020:2012 Conformity assessment – Requirements for the operation of various types of bodies performing inspection
Presentation on the new standard
2013-05-03
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The aim of this presentation is to support all interested parties concerned by the implementation of this new standard, e.g. conformity assessment bodies, accreditation bodies, industries with general information and contribute to an harmonized transition.
This is an open presentation without any copyrights and can be used by anyone.
We welcome any proposals for improvement of this presentation or translation in national languages.
ISO CASCO Secretary ISO CASCO Convenor WG 31Sean MacCurtain Marcus Schmid
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Table of content
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Key activities of inspection (1)
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Key activities of inspection (2)
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Key activities of inspection (3)
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Key activities of inspection (4)
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History of inspection
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History of ISO/IEC 17020 (1)
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History of ISO/IEC 17020 (2)
Stage Revision Ballot Result Comments
WD1: 2009-06-03 - - 444WD2: 2010-03-01 - - 316CD: 2010-05-17 2010-08-27 81 % 764DIS: 2011-01-13 2011-06-13 81 % 539FDIS: 2011-09-21 2012-01-17 92 % 63
Publication : 2012-03-01 (english and french) 2012-07-01 DIN EN ISO/IEC (german version)
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Transition period of ISO/IEC 17020:2012
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ISO/IEC 17020 / WG 31 - Maintenance Group
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Aim of the revisionInitiated by the result of the systematic review 2008
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The main changes and improvements Content
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The main changes and improvements Obligatory requirements of ISO/PAS
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The main changes and improvements Impartiality and independence (1)
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The main changes and improvements Impartiality and independence (2)
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The main changes and improvements Competence of inspectors (1)
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The main changes and improvements Competence of inspectors (2)
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The main changes and improvements Subcontracting
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The main changes and improvements Inspection schemes
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The main changes and improvements Commodity inspections
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The main changes and improvements Inspection reports and certificates
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The main changes and improvements Management system requirements
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Cross reference 17020:1998 – 17020:2012 (1)
17020:1998 17020:2012 remark
1.1 1 Applies to Type A, B, C and any stage1.2 Introduction, 4. paragraph 1.3 Introduction, 5. paragraph 1.4 Introduction, 6. paragraph 2.1 3.1 Note 2: restriction to examination possible2.2 3.5 3 5.1 3.1 5.1.1 3.2 5.1.2 3.3 5.1.3 3.4 5.1.4 3.5 5.1.5 3.6 Not included4.1 4.1.2 to 4.1.5 PAS 17001 included4.1 1st sentence 4.1.2 4.1 2nd sentence 6.1.12 Partly covered4.2 4.1.6 4.2.1 4.1.6 a) 4.2.2 4.1.6 b) 4.2.3 4.1.6 c)
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Cross reference 17020:1998 – 17020:2012 (2)
17020:1998 17020:1998 17020:1998
5 4.2 PAS 17002 included6 5.2 6.1 5.2.2
6.2 1st sentence 5.2.3 6.2 2nd sentence 5.2.4 6.3 5.2.5 6.4 6.1.8 Supervision replaced by monitoring6.5 5.2.6 6.6 5.2.7 7 8 PAS 17005 included7.1 8.2.1 7.2 8.1.1 7.3 8.2.1 7.4 8.2.3 7.5 8.2.3 7.6 8.3 7.7 8.6 7.8 8.7 7.9 8.5 8 6.1 8.1 6.1.2 8.2 6.1.3 8.3 6.1.5/6.1.6/6.1.7
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Cross reference 17020:1998 – 17020:2012 (3)
17020:1998 17020:1998 17020:1998
8.4 6.1.10 8.5 Not included8.6 6.1.11 9 6.2 9.1 6.2.1 9.2 6.2.2 9.3 6.2.3 9.4 6.2.4 9.5 6.2.5 9.6 6.2.6 9.7 6.2.7 9.8 6.2.8 9.9 6.2.9 9.10 6.2.10 9.11 6.2.11 9.12 6.2.12 9.13 6.2.13 9.14 6.2.14 9.15 6.2.15 10 7.1 10.1 7.1.1
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Cross reference 17020:1998 – 17020:2012 (4)
17020:1998 17020:1998 17020:1998
10.2 7.1.2
10.3 7.1.3
10.4 7.1.4
10.5 7.1.5
10.6 7.1.7
10.7 7.1.8
10.9 7.1.9
11 7.2
11.1 7.2.1
11.2 7.2.3
11.3 7.2.2
11.4 7.2.4
12.1 7.3.1
12 7.3
12.2 7.3.1
12.3 8.4.2
13 7.4/Annex B Extended based on IAF/ILAC A4 guidance
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Cross reference 17020:1998 – 17020:2012 (5)
17020:1998 17020:1998 17020:1998
13.1 7.4.1
13.2 1st sentence 7.4.2
13.2 1st/2nd sent. 7.4.4
13.3 7.4.2 e)
13.4 7.4.5
14 6.3
14.1 6.3.1 1st sentence
14.2 1st sentence 6.3.1 2nd sentence Note 1 added based on IAF/ILAC guidance A4
14.2 3rd sent. 6.3.2
14.3 6.3.4
14.4 6.3.3
15 7.5/7.6 PAS 17003 included
16 5.2.2 Note
Annex A Annex A.1 Based on IAF/ILAC guidance A4
Annex B Annex A.2 Based on IAF/ILAC guidance A4
Annex C Annex A.3 Based on IAF/ILAC guidance A4
Annex D 8
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Cross reference 17020:2012 – 17020:1998
17020:2012 17020:1998 Remark
Introduction, 4. paragraph 1.2
Introduction, 5. paragraph 1.3 Introduction, 6. paragraph 1.4
1 1.1 Applies to Type A, B, C and any stage2 Normative references not included3.1 2.1 3.2 New definition3.3 New definition3.4 New definition3.5 2.2 3.6 New definition3.7 New definition3.8 New definition3.9 New definition3.10 New definition4.1 4 4.1.1 PAS 17001 included4.1.2 4.1 1st sentence PAS 17001 included4.1.3 PAS 17001 included4.1.4 PAS 17001 included4.1.5 PAS 17001 included
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Cross reference 17020:2012 – 17020:1998 (2)
17020:2012 17020:1998 Remark
4.1.6 4.2 4.1.6 a) 4.2.1 4.1.6 b) 4.2.2 4.1.6 c) 4.2.3 4.2 5 PAS 17002 included5.1 3 5.1.1 3.1 5.1.2 3.2 5.1.3 3.3 5.1.4 3.4 5.1.5 3.5 5.2 6 5.2.1 PAS 17001 included5.2.2 6.1 5.2.2 Note 16 5.2.3 6.2 1st sentence 5.2.4 6.2 2nd sentence 5.2.5 6.3 5.2.6 6.5 5.2.7 6.6
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Cross reference 17020:2012 – 17020:1998 (3)
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17020:2012 17020:1998 Remark
6.1 8 6.1.1 6.1.2 8.1 6.1.3 8.2 6.1.4 6.1.5 8.3 6.1.6 8.3 6.1.7 8.3 6.1.8 6.4 Supervision replaced by monitoring6.1.9 Based on IAF/ILAC guidance A4 6.1.10 8.4 6.1.11 8.6 6.1.12 4.1 2nd sentence PAS 17001 included6.1.13 5 PAS 17002 included6.2 9 6.2.1 9.1 6.2.2 9.2 6.2.3 9.3 6.2.4 9.4 6.2.5 9.5
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Cross reference 17020:2012 – 17020:1998 (4)
17020:2012 17020:1998 Remark
6.2.6 9.6 6.2.7 9.7
6.2.8 9.8
6.2.9 9.9
6.2.10 9.10
6.2.11 9.11
6.2.12 9.12
6.2.13 9.13
6.2.14 9.14
6.2.15 9.15
6.3 14
6.3.1 1st sentence 14.1
6.3.1 2nd sentence 14.2
6.3.1 Note Based on IAF/ILAC guidance A4
6.3.2 14.2 3rd sentence
6.3.3 14.4
6.3.4 14.3
7.1 10
7.1.1 10.1
7.1.2 10.2
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Cross reference 17020:2012 – 17020:1998 (5)
17020:2012 17020:1998 Remark
7.1.3 10.3
7.1.4 10.4
7.1.5 10.5
7.1.6
7.1.7 10.6
7.1.8 10.7
7.1.9 10.8
7.2 11
7.2.1 11.1
7.2.2 11.3
7.2.3 11.2
7.2.4 11.4
7.3 12
7.3.1 12.1/12.2
7.3.2
7.4 13 Extended based on IAF/ILAC A4 guidance
7.4.1 13.1
7.4.2 13.2 1st sentence
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Cross reference 17020:2012 – 17020:1998 (6)
17020:2012 17020:1998 Remark
7.4.2 e) 13.3
7.4.3
7.4.4 13.2 2nd/3rd sentence
7.4.5 13.4
7.5 15 PAS 17003 included
7.6 15 PAS 17003 included
8 7/Annex D PAS 17005 included
8.1.1 7.2 8.1.2 PAS 17005 included
8.1.3 PAS 17005 included8.2.1 7.1/7.3 8.2.2 8.2.3 7.4/7.5
8.2.4 8.3 7.6
8.4
8.4.2 12.3
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Cross reference 17020:2012 – 17020:1998
17020:2012 17020:1998 Remark
8.5 7.9
8.6 7.7
8.7 7.8
8.8
Annex A.1 Annex A Based on IAF/ILAC guidance A4
Annex A.2 Annex B Based on IAF/ILAC guidance A4
Annex A.3 Annex C Based on IAF/ILAC guidance A4
Annex B Based on IAF/ILAC A4 guidance
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Presentation preapared by:
Marcus Schmid is Director Management Systems
Voith Turbo GmbH & Co KG, and Director Quality Management Voith Turbo Rail Division. Mr. Schmid is Convenor of ISO/CASCO working group WG 31, which developed ISO/IEC 17020. He is also member of the DIN Quality Management, Statistics and Certification Standards Committee, and chairs the DIN mirror committee to WG 31.
Tel. +49 (0) 7321 [email protected]
Gerd-Hinrich Schaub is a consultant of the Association of
the TÜV (VdTÜV) and technical advisor of the International Confederation of Inspection and Certification Organisations (CEOC). His main focus is conformity assessment, product marking and accreditation. He is a member of several ISO/CASCO working groups and committees of accreditation associations (ILAC and EA).
Tel. +49 (0) 201-49 39 [email protected]
2013-05-03
