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8/3/2019 PA-Research and Practice
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Cornell University ILR School
DigitalCommons@ILR
CAHRS Working Paper SeriesCenter for Advanced Human Resource Studies
(CAHRS)
2-1-1992
The Current State of Performance AppraisalResearch and Practice: Concerns, Directions, andImplicationsRobert D. Bretz Jr.Cornell University
George T. MilkovichCornell University
Walter Read Empire Blue Cross and Blue Shield
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. ".
PERFORMANCE
APPRAISAL
REsEARCH AND
PRACTICE
Working Paper 92-15
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THE CURRENT STATE OF PER FORMANCE APPRA ISAL RFSEARCH AND PRACTICE:
CONCERNS, D IRECTIONS, AND IMPLICATIONS
ROBERT D . BRETZ, JR.
and
GEORG E T. M ILKOVICH
Center for Advanced Human Resou rce S tu dies
ILR Schoo l - Corne ll Universi ty
393 Ives H all, Ithaca, NY 14853-3901
(607) 255-5427
W ALTER READ
V ice P resid ent o f Human Resou rces
Empire B lue C ross and B lue Shield
622 T hird Aven ue
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THE CURRENT STATE O F PER FORMANCE APPRA ISA L RESEARCH AND PRACTIC E:
CONCERNS , D IRECTIONS, AND IMPLICATIONS
On the surf ac e, it is not re ad ily apparent how some per fo rmance app ra is al r es ea rch
i ssues inform performance apprai sa l p ract ice. Because per fo rmance apprai sa l is an app lied
topic, it is useful to periodically consider the current state of p erform ance research and its
relation to perform ance appraisal practice. T his review ex am ines the perform ance appraisal
literatu re pu blish ed in both academ ic and p ractitio ner outlets betw een 198 5 and 199 0, briefly
d isc usses th e cu rre nt state o f p erfo rm an ce a pp ra isal p rac tic e, h ig hlig hts th e ju xtap ositio n o f
re sea rc h an d p ra ctic e, a nd su gg ests d irec tio ns fo r fu rth er re sea rc h.
----------
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Acco rding to som e w riters, p erform an ce appraisal research has done little to im pro ve
its usefu ln ess as a m anagerial decision-m ak in g too l (T horn dike, 1 949; B anks & Murph y,
1985; N apier & L atham , 1986). Som e have suggested that the issues dom inating
p erfo rm an ce ap pra is al re sea rc h (L e. fo rm ats, e va lu ato r train in g, an d co gn itiv e p ro ce ssin g),
and the m ethod ological designs bein g used in this research, seem at odds w ith o rganizational
realities. For exam ple, B anks and M urphy (1985) w arned that if cognitive process research
c on tin ue d a lo ng co ntempo ra ry lin es, th e ap paren t g ap b etw ee n p erfo rm an ce ap pra is al
research and practice w ould increase. N apier and Latham (1986) suggested that progress on
perform ance appraisal practice has lagg ed because the research w hich m igh t info rm practice
has ignored T ho rndike's (1949) call for practicality in its quest for m easu rem en t eleg ance.
B ern ard in an d V illa no va (1 98 6) co nclu ded th at b ette r u nd erstan din g o f th e o rg an iza tio na l
contexts in w hich appraisal takes place w as necessary in order to im prove the degree to
whic h p erfo rm an ce ap pra isal re sea rc h c on trib utes to p erfo rm an ce ap pra isal p rac tice .
T here is a grow in g co ncern that m uch o rganizational research , w hile
me thodologic ally s ophis tic ate d, la ck s sub sta ntiv e app lic atio n and is d ire cte d toward
increasingly selectiv e audiences of researchers, to th e neglect of oth er au dien ces such as
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provides an overview of the current state of perform ance appraisal practice in U .S.
organizatio ns, (3) compares the trends in p erform an ce ap praisal research w ith th e issues
em erging in practice, and (4) proposes research to address what appear to be the under-
stu die d o r o ve rlo ok ed issu es .
RECENT PERFORMANCE APPRA ISAL RESEARCH
Pu blish ed articles ab out th e p erfo rm an ce app raisal process w ere identified u sing a
c ompu te rize d literatu re sea rch (AB I/ln fo rm ) a ugmen ted b y rev iew in g th e ta ble s o f c on te nts
from several academ ic an d p ractitioner journals. T his literature review is not exh austive
since it do es not in clu de technical repo rts, d issertation s, textb ook s, o r ch ap ters. H ow ev er,
w e believe that it serves to indicate, w ith som e precision, the focus of perform ance appraisal
research , and the m anner in w hich app raisal researchers have ch osen to allocate their lim ited
resources. R eaders interested in review s covering earlier tim e periods are referred to
B ernardin and B eatty , 19 84; B ernard in and V illanov a, 198 6; D eN isi, C afferty, and M eglino ,
1984; D eNisi and W illiam s, 1988; Feldm an, 1981; Landy and Farr, 1980; and W exley and
K lim oski, 1984. R eaders should also note that som e of the cognitive processing studies
identified below are discussed in som e detail in Lord and M aher's (1989) review of the
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on halo th an o n o th er issu es. Feed back issu es w ere th e o ne area w here field stud ies w ere
the rule rather than the exception. R esearch about sources of ratings, rater training,
form ats, fairn ess, and ap praisal uses and consequ en ces w as lim ited. H ow ever, these issu es
w ere freq ue ntly d iscu sse d in th e p ra ctitio ne r-o rien ted o utlets, m ost o fte n in c ase -stu dy
descriptions or in "how to" articles. In the follow ing sections, these m ajor segm ents of the
literature are exam in ed . A lth oug h space lim itation s preclud e the d iscu ssion of every study ,
each section attem pts to high light th e key issues ex am ined and th e m ethod olog ies commonly
used.
Cogni tive Process ing of Infonnat ion
Information process ing issues dominated recent performance appraisal research.
Laboratory settings and student subjects w ere very common; only a few studies heeded
B anks and Murph y's (19 85) call for incorp oratin g non -stu dent su bjects an d field setting s in
research designs of cognitive process issues (H ogan, 1987; H uber, Podsakoff & Todor,
1986; Jolly, R eynolds & Slocum , 1988; M ount & Thom pson, 1987; Schm itt, N oe, &
Gottschalk , 198 6). C og nitive pro cessing research co ncentrated aroun d tw o issu es: (1 ) h ow
prior exp ectations or k now ledge of prio r perform ance levels affect the w ay inform ation is
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Raters ' expecta tions also m ay introduce bias into the rating process. For exam ple,
M ou nt and T hompson (1987) ex am ined the effect o f prior expectations o n subordinates'
ratings o f m anagers w hose behaviors w ere either cong ruent o r in con gruent w ith p rior
ex pec tatio ns. R esu lts in dic ate d th at w he n b eh av io r w as c on gru en t w ith e xp ec ta tio ns,
app ra is al re su lts were more accura te . S im ila rly , in a long itudinal s tudy o f 49 banking
supervisor-subordinate diads , Hogan (1987) found supervisors ' expectations introduced error
into the rating process, and th at disconfirm atio n of prior expectations app eared to low er
ratin gs. H ow ever, consistency of ratee perform ance apparently affects rater ab ility to form
general im pression s and catego rize inform ation. Padgett and Ilgen (19 89) dem on strated that
c on siste nt ra tee p erfo rm an ce led to g re ate r u se o f ca teg oriz atio n while in co nsiste nt
p erfo rm an ce le d to g rea ter re ten tio n o f b eh av io ra l in fo rm atio n.
M oreover, it appears that job and ratee know ledge also affect h ow info rm atio n is
processed. S chmitt, N oe and G ottschalk (1986) stud ied 153 school adm inistrators to test the
deg ree to w hich raters used sim ilar m ethods of com bining inform ation, and w hether rater
ag reement was base d on job-re le vant inpu ts o r on sh are d b ias. They reporte d th at ove ra llra tings f rom dif fe rent sources var ied because diff er en t r ater groups a ttached higher re la tive
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d ecay (Murp hy & Balzer, 1 986 ). When the rater's m emory d emands are g reat, bias in
favo r o f genera l impre ss ions o r recent perfo rmance may be expec ted (Murphy , Gannett,
H err & Chen, 1986). Stress has been show n to im pact m emory by (1) causing less
differentiat ion across dimensions (halo) , (2) affecting information retrieval, and (3) possibly
affecting categ orization as w ell (S rin ivas & Motow idlo, 1 987 ). H ow ev er, rater
characteristics m ay m oderate the degree to w hich m em ory decay is problem atic. For
ex am ple, Smither and R eilly (19 87) conclud ed th at rater in tellig en ce, no t rating delays,
a ff ec ted rating accuracy.
O ther cogn itive processing stu dies are v ery d ifficu lt to classify , but illu strate th e
d iversity of this research. F or ex am ple, in form ation co llected from 22 nursing su perv isors
w as used to construct a cognitive m ap of their appraisal processes (Jolly, R eynolds &
S locum , 198 8). R esults sug gested th at values acco unted for sign ifican t variatio n in
p erfo rm an ce ratin gs. In la bo ra to ry se ttin gs u sin g s tu de nt su bjec ts, p erso na lity th eo ry (tra its)
in flu en ced even behavio rally-based ratings (K rzystofiak, C ard y & N ewman , 1 988 ), an d
in fo rm atio n ac qu isitio n p atte rn s (ran kin g v ersu s ra tin g) a ffe cte d h ow th e in fo rm atio n w as
processed (W illiam s, D eN isi, M egleno & C afferty, 1986). Sex-role stereotypes did not
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Rate rlRa tee Pe rsonal Charac te ris tic s
Research on sex/~ender effects has yielded conflicting results. For exam ple, no sex
(or race) effects w ere reported in field settings w here job analysis w as used to develop a
task-based perform ance appraisal instrum ent (T hompson & Thompson, 1985), and no gender
differences w ere reported w hen rating fam iliar tasks in w ork situations w here feedback w as
available (Shore & T hornton, 1986). C onversely, students tended to give w om en professors
h ig her ra tin gs (Dob bin s, C ard y & T ru xillo , 1 98 8), a nd ra te rs h old in g tra ditio nal stere oty pes
of w om en tended to be less accurate w hen ratings w ere m ade for adm inistrative (versus
developm ental) purposes. In an experim ental setting, B enedict and L evine (1988)
dem onstrated that fem ales w ere m ore lenient w ith poor perform ers and delayed perform ance
appraisals and feedback sessions m ore than m ales did. H ow ever, using both betw een and
w ith in -su bje ct an aly se s P ulak os, White, O pp ler an d Borman (1 98 9) co nc lu ded th at g en de r
and rac e a ccount for an "ex tremely sma ll" amount o f varia nc e in ra tings .
R atee a~e received lim ited research attention. A field study of nursing supervisors
reported that younger subordinates w ere rated higher than older subordinates perform ing the
sam e job, and that supervisors' causal attributions appeared to be related to subordinate's
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19 85), and (3) the effects of rater-ratee acquaintance m ay d epend o n rating form at
(K ingstrom & Main stone , 1 985). R ater affect also app eared to influence rating behavior
(T sui & B arry, 1986). H ow ever, C ardy & D obbins (1986) suggested that affect influenced
the rating not b y increasing leniency but by in trodu cing n oise into the pro cess.
Rating Errors and Accuracy
T he effect of rating errors on app raisal accuracy co ntinues to attract research
resources. M uch of this recent research has exam ined and critiqued com peting m ethods of
m easuring halo (pulakos, Schm itt & O stroff, 1986; Lance & Woehr, 1986; Feldm an, 1986).
M urphy and B alzer (1986) reported that halo w as associated w ith greater accuracy and
speculated that this m ay b e du e to catego rization schem as th at correctly classify the relevant
behavioral inform ation and elim inate the noise. N athan and Tippins (1990) also reported a
positive relatio nship betw een halo an d accuracy, but F isicaro (1988 ) co nclu ded that a
n eg ativ e re latio nsh ip ex ists. H owev er, B ec ke r an d C ard y (1 98 6) a rg ued th at th e rela tio nsh ip
betw een halo and accuracy w as am biguous, that variance and correlational form s of halo
m ay yield eith er sim ilar or divergent results. S eem ing to contradict theories of rating (e.g.
W herry, 1983), halo increased as the opportunity for students to observe perform ance of
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V ance, M acC allum , Coovert and H edge (1988) reported that am ong a sam ple of jet engine
m echanics, peer, self, and supervisory ratings w ere equally valid sources but Fox, B en-
N ahum , and Y inon (1989) concluded that rating accuracy w as positively related to rater-
ra te e sim ila rity . M eta-a naly tic resu lts su gg ested o nly mod era te re latio nsh ip s ex ist b etw een
se lf-su perv iso r an d se lf-p eer ra tin gs (H arris & S ch au bro ec k, 1 98 8).
App ra is al F eedback
Most of the articles addressing feedback w ere conducted in field settings,
distinguishing this area of research from those dom inated by laboratory settings and student
subjects. M any of these studies focused on the effects of perform ance feedback. D iscussion
of pay and advancem ent during the perform ance feedback session w as show n to lead to
h ig he r emp lo ye e satisfac tio n w ith th e p ro ce ss b ut d id n ot in flu en ce fu tu re p erfo rm an ce
(D orfm an, Stephan & Loveland, 1986). In contrast, Prince and Law ler (1986), reported that
salary d iscu ssio ns d urin g th e a pp ra isa l in terv iew h ad e ith er n o re latio nsh ip o r a p ositiv e
relationship w ith future behavior. H ow ever, Pearce and P orter (1986), reported that
feedback describing an em ployee as "satisfactory" (as com pared to above average or
o utstan din g) led to red uc ed o rg an iz atio nal comm itm en t an d n eg ativ e attitu des towa rd th e
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Specifically, raters do not like to give negative feedback (Larson, 1989) and are likely to
rely on scripts to deliver feedback about poor perform ance (D ugan, 1989).
The d imens iona lity o f fe edback a ls o has been examined . In a long itudinal study o f
un iversi ty employees Dorfman e t a l. (1986) ident if ied three d imensions of per fo rmance
a pp ra isa l fee db ack (b ein g su pp ortiv e, emphasizin g impro vemen t, an d d iscu ssin g p ay an d
a dv an cemen t). F urth ermore , R ussell an d Goode (1 98 8) rep orte d th at satisfa ctio n w ith
feedback also m ay be m ulti-dim ensional. T herefore, individuals w ho are satisfied w ith the
perform ance appraisal in general, m ay not be satisfied w ith the feedback it provides.
R ather, satisfaction w ith feedback m ay be a function of satisfaction w ith the supervisor
a nd /o r th e ratin g rece iv ed .
Rate r T ra in ing
Rece nt re se arch on rater tra in in g h as b ee n lim ited . Hedge a nd Kav an agh (1 988)
re po rted th at train in g fo cu sed o n m in im izin g ratin g erro rs su cce ssfu lly re du ce d len ie ncy an d
halo but also reduced accuracy. T hey concluded that rater training should em phasize
observation and decision m aking processes rather than sim ply error reduction. In a
lab ora to ry stu dy u sin g stu de nt su bje cts a nd v id eo -ta ped le ctu re s, A th ey an d McIn ty re (1 98 7)
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differences betw een the m ethods and suggested choosing one based on ease of application or
explanation. Prien and H ughes (1987), using a state governm ent sam ple, show ed that m ixed
standard scales can be used to identify and m inim ize individual rater error and system -w ide
problem s. In 1987, M urphy and C onstans concluded that behavioral anchors m ay lead to
biased recall of perform ance. But tw o years later, M urphy suggested that the earlier results
w ere not likely to be observed in organizational settings (M urphy & P ardaffy, 1989).
Oth er R esearch Issu es
O th er re searc h-b ase d a rtic le s w ere the so le e xample s o f stu dies o n p artic ula r issu es.
For exam ple, Barrett and K ernan (1987) review ed court cases since B rito vs. Zia arising
from term inations based on perform ance appraisal, and M iller, K aspin, and S chuster (1990)
discussed perform ance appraisal practices related to age discrim ination cases. U s ing a
man ag erial sample , G ree nb erg (1 98 6) rep orte d th at p erce iv ed fairne ss o f p erfo rm anc e
eva lu atio ns d epended on th e p re senc e o f p ro cedu ra l c ha ra cte ris tic s (e .g ., c ommun ic atio n,
a pp ea ls p ro ce ss, jo b knowledge, c on sis te ncy) and d is trib utiv e cha ra cte ris tic s ( e.g ., r atin g
based on perform ance, action based on rating). Sackett, Zedeck, and Fogli (1988) used a
sam ple of superm arket cashiers to explore differences betw een typical and m axim um job
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Case S tu die s a nd "How -To" A rtic le s
The p ro fessio nal jo urn als a re rep lete w ith article s d isc ussin g th e p erfo rm an ce
appraisal practices in various organizations, and under varying conditions. C ase studies and
"h ow to " a rticles a re c ommon . For e xamp le, Gelle rman a nd Hodgson (1 988) d isc ussed how
American Cyanamid Company transformed a ten- level forced dis tr ibution performance
appraisal system into a three-level system w hich w as deem ed to be m ore consistent w ith the
organization's culture, and S cherkenbach (1985) explained how F ord Motor C ompany
revised their appraisal practice to fit its focus on total quality. O ther case studies include
reports of the appraisal practices at X erox (D eets & Tyler, 1986), C ontrol D ata (G om ez-
M ejia, Page & Tornow , 1985), M erck (W agel, 1987), m any federal and state agencies (e.g.
G len, 1990; G oodell, 1988; H all, 1987; L aum eyer & B eebe, 1988), and several unidentified
organizations (C ayer, D iM attia & W ingrove, 1988; C ocheu, 1986; W oods & D illion, 1985).
T he p rac titio ner lite ratu re also c on ta in s sev eral "re cip es" fo r in su rin g th e
effectiveness of various appraisal practices. F or exam ple, advice is offered regarding how
to construct and im plem ent effective appraisal system s (L evy, 1989; S chneier, B eatty &
B aird, 1986a, 1986b), how to m ake effective use of team appraisals (Edw ards & Sproull,
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exam ple, no gender (or race) effects w ere reported in fields studies but student subjects in
laboratory settings did exhibit gender bias. H alo and accuracy of appraisals w ere the
psychom etric topics of choice am ong researchers. A s w ith gender effects, the relationship
betw een halo and accuracy seem s unresolved. M ethodologically, assessm ent of paper people
or video scenarios w ith student subjects in laboratory settings is the norm . The clear
e xc eptio ns w ere the field stu dies o f the co nseq uen ces an d dim en sion ality o f ap praisal
fe edback . It a ppea rs th at s ala ry d iscussions during f eedback have e ith er no e ffe ct o r a
posi tive e ffec t on future per fo rmance, bu t labe ll ing someone as sat is facto ry rather than above
av era ge o r ou tstan ding red uces c omm itm en t an d satisfac tio n w ith th e ap praisa l sy stem.
Som e very interesting recent research w as found in the "sole exam ple" studies. These
include G reenberg's (1986) study of perceived fairness of appraisals as a function of
p ro ced ural an d d istribu tiv e ch ara cte ristics, S ack ett, Z ed eck an d F ogli's (1 988 ) u se o f ty pic al
versus m axim um job perform ance and N apier & Latham 's (1986) finding that m anagers
perceived no consequences or practical value from conducting appraisals. T hese studies
point to im portant issues that have barely been addressed.
The conclusion w e draw from this and earlier review s of appraisal research is that
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Furth ermore , c erta in a pp ra isal issu es h av e re ce iv ed c on sid era ble atten tio n while
others have b een v irtually ign ored. T he predom inance of studies exam in ed inform atio n
processin g, and p sychom etric issues, yet virtu ally no system atic research exists on how the
o rg an iza tio nal co nte xt a ffec ts th e ra te r/ratee re latio nsh ip o r th e co gn itiv e p ro ce sses o f th e
rater, h ow raters actually appraise perform ance, how they use appraisal inform ation, or w hat
issues they believe are im portant. M oreover, research is only beginning to address how
con tex t affe cts emp lo ye e p erce ptio ns o f ap pra isa l, th eir re ac tio ns to ap praisa l o utc omes, a nd
how app ra is al purpos e ( adm in is tra tiv e v ers us d evelopmenta l) mode ra te s th es e r ela tio nship s.
T herefore, in order to understand the org anizational co ntexts in w hich ap praisals are m ade,
w e turn to a brief exam ination of the current state of perform ance app raisal practice.
CURRENT PERFORMANCE APPRAISAL PRACTICES
O rganizations vary on a w ide array of factors (including for exam ple size, product
ma rk et, te chno logy , c ultu re , c ompetitiv e env ironment, s tr ate gy , a nd union r ep re senta tio n)
that are likely to affect perfo rm ance appraisal p ractices. T herefore, describing the m odal
settin g in which ap pra isa ls ta ke p lac e is e xce ed in gly d ifficu lt a nd sh ou ld b e a pp ro ac hed
c au tio usly . T o reduc e relia nc e on a sin gle su rv ey source , we th ough t it p ru den t to in te gra te
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For purposes of this review , the survey results are considered along four dim ensions;
(1) system design and characteristics, (2) system managem ent, (3) im portant issues and
current uses, and (4) perform ance distributions. D ue to space lim itations and because the
sam ples differed in size and characteristics, w e w ill present a qualitative integration of their
findings. R eaders interested in a m ore detailed presentation of the survey results should see
M ilkovich and W igdor (1991) and W yatt (1989). D etails regarding our Fortune 100 survey
a re a va ilab le up on req uest.
S ystem Desig n a nd Charac teristic s
Desig n. T he p erfo rman ce appraisal sy stems in p lace in U .S . in du stry are o n av erag e
11 yea rs o ld . They were des igned p rima rily by pers onne l s pe cia lists w ith only lim ited inpu t
from the m anagers w ho use the system and virtually no input from em ployees affected by
them . In light of the grow ing interest in em ployee and custom er participation and
involvem ent (M iller & M onge, 1986; Schw eiger & Leana, 1986; W agner & G ooding,
1987), w e anticipated that m ore recently im plem ented system s m ight rely on more input
from line m anagers, em ployees and custom ers. H ow ever, recently im plem ented system s
w ere no m ore likely to have them involved in their design than were older system s.
F orm ats. M anagem ent-by-O bjectives (MBO) is the preferred form at for assessing
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groups are far less likely than others to receive form al evaluations. Executives are less
lik ely to b e fo rm ally ev alu ated -- p erh ap s re fle ctin g th e d iffic ulty o f a sse ssin g p erfo rman ce
at this level, or the reluctance of executives to subm it to the process. A dditionally, m any
ho urly emplo yees d o no t receiv e fo rm al perfo rm an ce ap praisals -- re fle ctin g, in p art,
org anized labo r's distru st of the ap praisal pro cess an d neg otiated agreements lim itin g th e u se
o f formal app ra is al s.
Raters and Sources of Rating Infonnation. The vast m ajority of perform ance
ratings com e directly from the immediate m anager. For m anagerial and professional
em ployees, the second level m anager also has significant input. R ecent research has
demonstrated th at n on-tradition al ratin g sou rces, such as self, p eers, and su bo rdinates, can
provide valid appraisals. M oreover, the popular press has attested to the increasing use of
su ch so urc es . Howev er, it a pp ea rs th at th ese typ es o f ra tin gs a re s till v ery u ncommon , a nd
when th ey a re u sed th e in fo rma tio n typically f ilte rs th rough th e immed ia te manage r who
uses it in m aking his/her appraisal.
Q uantitative indices are used to supply som e perform ance inform ation in m ost
organizations. P rofits, sales and costs w ere frequently cited as im portant m easures for
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Decis ion Making. Per fo rmance app ra is al ~ dec is ions (e.g . whethe r to conduc t
fo rmal a pp raisals, whe th er to lin k p ay to p erfo rman ce , etc .) ten d to b e mad e at th e co rp orate
lev el in most o rg an iz atio ns, b ut th ey a re lik ely to b e mad e at th e busin ess u nit lev el in
decen tral ized organ izat ions. Decis ions regarding appra is al p ract ices (e.g . type of format to
u se , ra te r train in g issu es, e tc.), h owev er, a re a s lik ely to b e mad e at th e busin ess u nit lev el
a s th ey are at th e c orp ora te lev el. V ery few o rg an iz atio ns allow dec isio ns abou t
perform ance appraisal policies or practice to be m ade at the facility level.
T raining. M ost organizations report extensive use of rater training program s.
H ow ever, training is m ost likely to occur w hen new system s are introduced, and few
organizations provide rater training on an on-going (yearly) basis. R ater training is m ost
likely to focus on conducting appraisal interview s and providing feedback, proper use of the
n ew fo rm s, se ttin g p erfo rm an ce sta nd ard s, re co gn izin g g oo d p erfo rm an ce, an d a vo id in g
rating errors. It seem s, therefore, that perform ance appraisal practice has benefited from
previous rater training research. H ow ever, ratees receive virtually no training in how to
best use the process to receive feedback or im prove perform ance. Training rem ains focused
on the rater (m anager); preparing em ployees for their role in the appraisal process sim ply
does not occur.
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Impo rtan t P erfo rman ce App raisa l Issu es and Uses
Not surpr is ing ly , managers consider fai rnes s and jus ti ce i ssues to be very important .
Most organizations report having an inform al dispute resolution system (e.g. open door
policies) that em ployees m ay use to contest the appraisal outcom e. A bout one-quarter report
having form alized processes available for this purpose (e. g . binding decisions m ade by a
third party). H ow ever, a sizable m inority reported that no appeals process w as available.
W hile it may be common to have a m echanism for handling appeals, it is far less comm on
to solicit em ployee opinions about the appraisal process. M ost organizations do not
sy stema tica lly c ollec t da ta to d eterm in e eith er th e man ag ers' o r th e emplo yees' p erc ep tion s
of fairness of the appraisal process or the results obtained.
Man ag ers id en tified fairn ess as th e most impo rta nt p erfo rm anc e a pp raisal issu e
organizations face. They also tend to be very concerned that the appraisal system be an
e ffe ctiv e to ol to m an ag e fu ture p erform an ce, n ot ju st o ne th at reflec ts p ast p erfo rm an ce .
M anagers indicated that they are m ost likely to use perform ance inform ation for im proving
fu tu re p er fo rmance , mak ing pay d is tr ib utio n dec is io ns , a nd commun ic atin g expec ta tio ns
regarding futu re per fo rmance.
Performance Dist ributions
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perform ance on the part of the organization's w orkforce, or it could be indicative of
leniency bias. Since the phenom enon is surprisingly constant across organizations, and it is
unlik ely th at a ll o rg an iz atio ns h ave p redom inate ly outs ta nd ing emp loye es , th e d is trib utio ns
p robably r efle ct th e la tte r. A s a necd otal ev id en ce a nd resea rch ers' co nce rn ab ou t le nie ncy
have sugg ested, it ap pears that th e n orm in U .S . in dustry is to rate emplo yees at the top en d
o f th e sc ale . Skewed performance d istr ibutions not only exist, but a re common.
THE JUXTAPOSITION OF RESEARCH AND PRACTICE
Cognitiv e P ro ce ss ing Is su es
R esea rch h as in dicated th at e xp ectatio ns o f fu tu re p erfo rm anc e in flu en ce th e ra tin g
process. Since these expectations are form ed on the basis of prior know ledge or beliefs,
raters w ill virtually alw ays have som e prior perform ance expectations. It also seem s that the
type of appraisal process used w ould affect the degree to w hich prior expectations becam e
problem atic. For exam ple, in MBO -based system s, the m echanism through w hich a
m anager and subordinate arrive at m utually agreed upon goals requires that each individual
form expectations regarding the level of perform ance that is achievable. F urtherm ore, since
perform ance is m easured against established goals, prior know ledge of job perform ance can
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am ount of tim e spread over a long period, particularly w hen the perform ance of several
em ployees m ust be recalled and reported. C learly dem arcating the lim its of m em ory and
recall should lead to processes, such as m ore frequ ent appraisals and system atic
do cum entation, that w ill reduce reliance o n m emory.
Several other issues em erg e from the co gnitive p rocessin g literature. F irst, there has
been a heavy reliance on student subjects and laboratory settings. W hile there is som e
ev id ence that laboratory settings m ay provide resu lts that are as valid and gen eralizable as
th ose obtained in field setting s (e.g. L ock e, 1986 ), there is also convincing m eta-analytic
evidence that in the perform ance appraisal aren a, effect sizes in paper-p eople stu dies are
sig nifica ntly larg er th an in stu die s in vo lv in g o bse rv atio n o f b eh av io r (Mu rp hy , H err,
Lockhart & M aguire, 1986). Laboratory studies are often necessary in order to isolate
particu lar effects. H ow ev er, sterile en vironments that dilute the richness and com plexity of
the environm ent p otentially chan ge the p hen om en on o f interest. T he po tential effects o f
situatio nal and contextual variab les m ust be considered. T he task of rating th e perfo rm ance
of som eone w ith w hom an on-going relationsh ip exists is bo th co nceptually and op erationally
different than the rating task presented in laboratory settin gs. T herefore, w hile continued
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the role of w om en and m inorities is expected to increase, particularly am ong m anagerial
ran ks. F in ally , th e in tern atio naliza tio n o f th e work fo rce in tro du ce s cu ltu ral d ifferen ce s
reg ard in g jo b d esig n, p erfo rm an ce e xp ec ta tio ns, a nd th e ro le o f p erfo rm an ce fee db ac k.
Current research m ay be culture bound since it assum es a decidedly w estern approach to
these issues. It m ay be that em ployees raised in a traditional Japanese environm ent, for
exam ple, m ay expect a m uch less directive approach to appraisal and be offended by the
co nfro ntatio nal n atu re o f d ire ct fe ed bac k. If in div id ual d iffe re nce ch aracte ristic s su ch as
these change the w ay ratings are assigned or interpreted, these trends represent significant
issu es to b e ad dre ssed .
A potentially problem atic issue that this literature needs to address is the tendency to
fin d sig nifica nt e ffe cts in stu dies u tilizin g stu den t samples b ut th e ab sen ce o f sig nific an t
effects in field settings. T his raises the question of w hether the conditions encountered in
experimen ta l s ettin gs suffic ie ntly c ap tu re th e comp lexity o f c ro ss -g ende r re la tio nship s and
sex -ro le ste re oty pe s th at ex ist in work settin gs.
P sy chome tr ic Is su es
R ese arc hers a nd man ag ers a pp ear to h av e d ifferen t co nce ptu alizatio ns o f a cc urac y.
W hat does accuracy in perform ance appraisal im ply? M any researchers w ould suggest that
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descrip tive of w hat accuracy seem s to m ean in organizational setting s. H ow ever, since
c on ve yin g b eh av io ra l in fo rm atio n is seld om th e so le p urp ose o f p erfo rm an ce a pp raisa l,
M urphy (1991) points out that both types of accuracy have m eaning and m ay be
differen tially useful depending on the purpose for w hich the ratings are m ade (M urphy ,
Philb in , & Adams, 1 989). For e xamp le , b eh av io ra l a ccu ra cy may b e mo re importa nt when
prov id ing feedback while c la ss if icat ion accuracy may be pre fe rab le for salary admini st ra tion
decisions (M urphy, 19 91). T herefore, it appears that additional research on the anteceden ts,
definition, and consequences o f accuracy are in order.
A pp ra isa l S ou rce s
It seem s that an im portant point is frequently overlooked in research on rating
sources. Rather than focusing on w ho should rate the perform ance of others and exam ining
the psychom etric properties of v ario us rating sources, perhaps research should be exam in in g
th e p ropr ie ty o f var ious r ating sou rc es under various conditions. Tha t is, when shou ld
r atings f rom a lte rnativ e s ou rc es be u sed and how should th ey be in tegra ted w ith r atings f rom
th e immed iate man ag er? It a pp ears th at th is w ill b ecome an ev en more importan t issu e as
th e n atu re o f work contin ue s to ch ange. For ex ample , th e in cre asin g u tiliza tio n o f se lf-
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enough about the process to adequately convey the nuances of this type of com plex hum an
resource system . It is also legitim ate to question w hether the view s expressed by a single
o rg an iz atio nal re sp on den t a re re pre se ntativ e o f th e o rg an iza tio na l m embe rs fo r whic h h e/sh e
speaks. Therefore, at the very least, it w ould seem that m ultiple perspectives, from m ultiple
o rg an iz atio na l le ve ls a re n ec es sa ry to a ccura te ly d es cr ib e th e o rg an iz atio n's p ra ctic es .
Furtherm ore, the respondents to these types of surveys are typically m iddle or high-
level hum an resource m anagers that have som e kind of policy-m aking role in the
organization. T his raises the question of w hether their responses are descriptive of the
appraisal system as practiced, or as it w as intended to be practiced. G iven the vested
interest the typ ical respondent h as in the appraisal system being described, one m ight argue
th at it wou ld be ra tio nal to p ain t as fa vo ra ble a p ic tu re as possib le . The re fo re , w e suggest
tha t fu ture survey research (1) u ti li ze mult ip le r espondents f rom each par tic ipat ing
organization , and (2 ) clearly disting uish betw een how the appraisal process w as intended to
be used and how it is actually used.
T he surveys o f curren t practices raise som e fund am ental research issu es.
Perform ance appraisal system s m ay be considered to be a series of decisions w hich are
a ffec ted b y en viro nmen ta l, o rg an iz atio nal, an d d isp ositio na l fa cto rs. R ese arch is n eed ed to
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seem to know very little about the factors that cause decisions m akers to im plem ent certain
approaches. R esearch directed at these types of issues w ould seem particularly useful for
in fo rming futu re p ractice.
T he surveys rev ealed som e app raisal d ecisio ns that varied acro ss em ploy ee g ro ups
an d oth ers th at d id n ot. Sp ecifically, w hile MBO is th e most common ap pro ach for
assessing managers , graphic ra ting sca les a re more common among nonexempt employees,
and m any executives are not subjected to any form al appraisal process. These differences
are p oten tially p ro blema tic sin ce th e a pp ra isal p ro ce ss a pp ea rs to b ec ome le ss sta nd ard iz ed\
an d system atic at high er o rg an ization al levels. It seem s that th ese differences rep resent
potential research opp ortunities. F or exam ple, research could exam in e w hether this practice
affec ts p erc ep tio ns o f p ro ce du ral a nd d istrib utiv e ju stice b oth b etw ee n a nd w ith in emplo yee
groups. W e suspect that it does, but research as to the behavioral consequences of these
ty pe s o f p ra ctic es wou ld p ro ve in sig htfu l.
The surveys do not convey a sense of how organizations tie perform ance appraisal
practices to th eir u nderlying culture. D ifferences in this regard m ay h av e im plication s for
o rg an iz atio na l e ff ec tiv en es s. A re th er e s pe cific p erf ormance app ra is al s ys tem cha ra cte ris tic s
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"stretc h g oa ls", fo rg iv e p erfo rm an ce s d efic ie nc ies, o r esta blish v oic e mec ha nism s? Answ ers
to these types of questions m ight begin to create a taxonom y of "fit" betw een perform ance
ap pra isal sy stem ch arac teristic s an d o rg an iz atio nal e nv iro nmen ts. S uch a ta xo nomy wou ld
certainly allow research to m ore clearly d elineate the m ost effective ap praisal practices fo r
part icu lar organiza tional set tings .
N apier & L atham (1986) found that m anagers perceived no consequences, positive or
neg ative, o f cond ucting perform ance appraisals. C onversely, L ong enecker, S im s and G ioia
(1 987) reported that because of actual and perceived negative consequences of accurate
app ra isa l, some manage rs know ingly make ra tings that a re inaccu ra te . Howeve r, the ra ting
environment l ike ly aff ec ts both ra ting practices and part ic ipant reac tions. For example ,
recen t research h as sh ow n that contex tu al variab les (such as participation and rating
freq uen cy) affect ratee satisfaction (D obb in s, C ardy , & P latz-V ieno, 1990; G iles &
Mossholder, 19 90). W ith these exceptions, recent research has no t exam ined the effects of
d iffe re nt a pp raisa l s ystem d esig ns o r p ro ce sse s o n emplo yee attitu de s a nd b eh av io rs.
S ome c ha ra cte ristic s wou ld a pp ear to in flu en ce p artic ip an t a ttitu de s. F or e xample
research also m ight address w hether the use of three, four, or five (or m ore) rating levels
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w ithd raw than are th e p oorer on es? A re th ey more lik ely to w ithd raw than are sim ilar
per fo rmers in say f ive- leve l sys tems in which the ir per fo rmance would be d if fe rent ia lly
acknowledged?
D em in g (1 98 6) a rg ues stro ng ly tha t p erfo rm an ce ap pra isa l h as se rio us n eg ativ e
co nseq uen ces an d u rg es org an izatio ns to c ea se all in divid ual p erfo rm an ce ap pra isa ls an d to
ev alu ate u nit o r p lan t lev el p erfo rm an ce in stead (S ch oltes, 1 98 7). T his a pp ro ach , rep orte dly
in w ide used in high involvem ent - high commitment fac il it ies, focuses on ass is ting those
w hose perform ance is "out of the system ." D em ing's notions have received som e attention
in p rac titio ner p erfo rm an ce a pp raisal litera tu re b ut n o atte ntio n from resea rch ers. T he
possibility of no individual feedback seem s difficult to attain. E ven w ithout form al
in div id ua l a pp raisals, in fo rm al a pp raisals b y team lead ers an d p ee rs seem in ev ita ble an d
pe rh ap s p oten tia lly less sy stem atic an d more v uln erab le to b iases. A cco rdin gly , re search
m ig ht ad dre ss th e e ffe cts o f in fo rm al ap praisal p ro cesses o n emplo yee p erc ep tio ns, a ttitu des,
and behav io r.
T he effects of skew ed perform ance distributions on pay allocation and em ployee
attitudes also needs to be exam ined. H ighly skew ed ratings affect the distribution of m erit
p ay in creases. In fact, some argue th at the size of th e merit fu nd poo l affects th e rating s
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CONCLUSION
In concluding, w e suggest that perform ance appraisal research and practice seem to
converge on many issues and diverge on others. Divergence on some issues is not
necessarily a problem since relevancy for decision m akers is not the purpose for all research
efforts. Y et perform ance evaluation is an applied subject, and as such research should
eventually lead to im provem ents in practice. C ontinued reliance on student sam ples and
laboratory settings is not facilitating the transfer of research into application. W e do
however n eed bette r unders ta nd ing o f th e in fo rmatio n p ro ce ssing c ap ab ilitie s a nd lim ita tio ns
o f h uman de cision mak in g.
W e also need to continue developing a m ore com prehensive theory of the rating
process. Since W herry's work in the 1950s' (see the Appendix to Landy and Farr, 1983),
th e co llectio n o f stu dies o n in fo rm atio n p ro ce ssin g is th e most se rio us, co nce ntrated a ttemp t
to date to better understand the rating process. In that fram ew ork, continued research along
those lines is useful indeed. H ow ever, attention m ust be paid to the potential effects of
situa tio na l o r co ntex tu al v ariab les. E xamin in g ap pra isal issu es in ste rile en viro nmen ts m ay
iso late th e e ffe cts m an y re se arc hers w ish to in ve stig ate, b ut also lim its th e g en eralizab ility o f
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APl'E'IDIX
SI I1DI II I II ) ' f Re8ea reh and Manqer ial Pe rfOI1l l llDCeAppraioaI Li te l ll tur e
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PrImary --Explored FieldStvdy "110 . To .a b S tu dy I J t Re ri ew
MdhocIoIoIJ
Sarver DI8ea88oa c- 9tw cIy
I n fo l '1 lUl ti on P roc e ooD a
Hopn,1987
H ub er e t a l. , 1 98 6
J ol ly e t a l., 1 98 8
Mo un t & ; T hom pe on , 1 98 7
S chmi tt e t a l. , 1 98 6
.---
Ra ter /RJ l te e Cha ra c te r iJ t la
B81zer , 1986
B r ann ic k & ;BnDDi ck , 1989
D eN isi e t a l., 1 98 9
Fekbnanetal.,1986
H ub er e t a l. , 1 98 7
K ar l & ;W ex Ie y, 1 98 9
IGni ck i & ;G r if fe th , 1985
K oz lowl ld & ; K in ch , 1 98 7
K oz lowa ld e ta l. , 1 98 6
Krzyl l tof ia1ce t a l ., 1988
Mu rp hy & . B al ze r, 1 98 6
M ur ph y et a l., 1 98 5
Mur phy , G I IIU 1e tte t a I. , 1 986
M ur ph y e t a l. , 1 98 9
P 8d ee tt & ; H ee n, 1 98 9
Sm it he r & .R e i ll y, 1987
Smi th er e t a l. , 1 98 8
S ri ni vu & .Mo lowi dl o, 1 98 7
S te in er & ; R ai n, 1 98 9
W tl Ii am a e t a l. , 1 98 5
W tl 1i am a e t a I. , 1 98 6
W tl Ii am a e t a l. , 1 99 0
DobbiDIIet a l., 1988 ~ict &. Levine, 1988
Drazin &. Auter, 1987 CaR ly &; D obbiDa, 1986
Fedor &. R owl8nd, 1989 CzaJu &. D eNisi, 1988
Ferria et al., 1985 DobbiDa et aI., 1988
H - et al., 1 989 G alio& ;B enolie!,990K in pt rom & ;M ai n8 to ne , 1 98 5
Lawrmce, 1988 Heilm8n &. Stopeck, 1985
~OIetal., 1989
Shore &;Thorn too, 1986 ,
T hom pe on & ; T homp ao n, 1 98 5
T lu i & . B ar ty , 1 98 6
l oR i & . M ah er , 1 98 9 B ulb & ; Mu rp hy , 1 985
D i pboye , 1985
Mu rp hy , 1 99 1
Na t Iw1 &;AleXllDder , 1985
Sa ukowa ky, 1989
S chmi dt e t a l. , 1 98 6
K no ice r & ; F oR I, 1 98 5
M cEvoy &; C ucio, 1989
G re en ha ua e t a l. , 1 99 0
M«hodolOlJ
Primary'-
Explored Fie ld Study Lab S tudy U t R er ie w SarYey DI8eu8IIioD. c- Study " I Iow To .
55
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E lTon madAee aney
F uI k d . I., 1 98 5 Becker&:Cardy , 1986 H- d .I ., 1 98 7 Dickin8on, 1987 SulKy &: B81zcr, 1988
J II CO b 8& :K oz low .k i, 1 98 5 Kmn ou ri & : B el ze r, 1 99 0 Murphy & : Belzer, 1 989 Feldman, 1 986
K Iu a & : D eN ia i, 1 98 9 K a rl & :We x1e y, 1989 F i ai ca ro , 1988
N a th8n & :Ta pp iD a , 1990 K oz Iow .k i & : K in ch , 1 98 7 I .ADCe&:Woehr , 1986
Ro Iba te in , 1990 Mwpby & :COD I1 Im I ,1987 L ol d, 1 98 5
S ch nU tt d .I, 1 98 6 Mw pb y & : P ar da ff y, 1 98 9 Mu rp hy , 1 99 1
S ch oom um , 1 98 8 Mur phy & :R e yno ld a, 1988 P ula kO i d .I ., 1 98 6
M urp hy d .I., 1 98 9 Sl II I towaky, 1989
P ad ,e tt & : l1 ,m , 1 98 9
S~,Bany&:~, 1989
S~, CoDioa & :Buda, 1989
F-u.act
Alexmder d . I. , 1 98 9 B8nnia ter , 1986 ar-, 1989 N an ry , 1 98 8 H ar pe r, 1 98 6
B ec ke r & : Kli mo ak i, 1 98 9 D eG re ao ri o & : Fi ab er , 1 98 8 Ta ft i, 1 990
D orfm m ct .I., 1 986 D u, In , 1 98 9 W "h t, 1 985
E ar le y, 1 98 8 F ed or ct a I., 1 98 9
P ea rc e & : P or te r, 1 98 6 l1 ,m & : M or e, 1 98 7
P ri nc e & : L a wl er , 1 98 6 K li mo ak i & : I nb , 1 99 0
R u.e D& :G oo de , 1 98 8 No rt hc ra ft & :A a hf o ld , 1990
W e xJ ey & : S ne D, 1 98 7 Poda 8ko ff & :F lUb , 1989
RatenlAppniuI S o u r . . -
E de r & : F ed or , 1 98 9 F lUb & :Dobb io a , 1989 H a rr ia & :S c haub rn e ck , 1988 Be rn ar d in , 1986 Bema rd in & :B e at ty , 1987 Edwan l a, 1990b
FlUb d .I., 1988 Farb &:Weibel, 1986 H_, 1986 McEvoy , 1990 Be rn ar d in & :Abbot t, 1 985 E dw an la & : S p ro ul l, 1 98 5
F ox & : D in ur, 1 98 8 Za1eeny, 1990 Steel, 1985 CunpbeD &: lee, 1988 Lanza, 1985
F ox ct al., 1 98 9 M cE vo y, 1 98 8 Lawr ie , 1989
G eo ra e & : Smi th , 1 99 0 V ine a, 1988
M c Ev oy & : B uD er , 1 98 7
S b8 pi ro & : D eu le r, 1 98 5
V II DC ed . I. , 1 98 8
R8ter TI 'I I iD ID8
Du,In, 1988 Athey &: Mclnlyre, 1 987 Smith, 1986 Banb &:~, 1985 B rown , 1 98 7
H ed ,e & : Ka va nq h, 1 98 8 K au fmm , 1 98 8
Weh re nbc ra , 1988 Ma 11iD& :B8 r t0 I , 1 986
Sim a d .I., 1987
Fol'III8t8
H a rr ia , 1 988 Murphy & :CO I II tID I, 1987 K a ne & :F re aI IID , 1986 A nt el , 1 98 9 McBr iI It y, 1988 G i bb , 1985
H ua he a & : P ri m, 1 98 6 Mu rp hy & : P ai d_ tr y, 1 98 9 K an e I e F r ea II ID , 1 98 7 Na ff zi ae r, 1 985 Sc hr 8de r, 1 989 O l iv e r, 1 985
P ri m & : Hu ,h ea , 1 98 7 Te oopyr , 1988
56
Primary ~ ExpIoreoi " I Iow To .ield Study Lab Study U t Reriew
Methodol"IJ
Sun>eJ IJi8eu8Iioa c- Study
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React '" T o App ni 88 l8
Lea" Ramifteati0D8
S o cUd 8Dd P o li ti e 8l A8 p ed a
Pe r fO I 'l lU lDCe Muaaemea t
PA Pnod ic e 8
D obb inu t a t., 1 99 0
Gi l c: 8c t .MOI Iho lde r , 1990
N8p ie r c t . L a tJ u un , 1 9 86
P oo ye c t. E be rb ar dt , 1 98 9
IGpn io c t. S c hm i dt , 1 9 88
L o nJ e ne c lc e r e t a t. , 1 9 87
W8 ' JDI=c t .Fe r r ia , 1990
Wexley It S u eD , 1 9 87
C l emen t c t. S t e ve n a, 1 9 89
Barrett It Kem llD , 1 9 87
G r if fm , 1 9 89
M ill er e t a t., 1 99 0
Re in h an it , 1 9 85
D a le y, 1 99 0
C le ve la nd e t a t. , 1 98 9
L oc he r c t. T e a l, 1 98 8
W am: nf eh z, 1 98 9
Wya tt , 1 9 89
God da r d, 1 9 89
B r umb a ck , 1 9 88
K ro D c t. J o yc e, 1 98 9
Perry It P e tn k i8 , 1 9 88
S c hn e ie r, 1 9 89
Mm, 1988
V i nt oo , 1 9 90
D a y, 1 98 9
K i rk p at ri ck , 1 9 86
L ev y, 1 98 9
Roman o ff , 1 9 89
Sc lmei e r e t"',
19868
S ch ne ie r e t . .., 1 98 6b
S ch ne ie r e t . .., 1 98 7
B ufon i e t d ., 1 98 8
De a rd e n, 1 9 87
E y re a , 1 9 89
G i lb e rt c t. N e l l oG , 1 9 89
G i ra rd , 1 9 88
H owa n! , 1 98 7
K r ei n. 1 9 90
l aw ri e, 1 99 0
L ee , 1 98 9, 1 99 0
R e ed c t. K r o D, 1 98 5
R e ed ct . H o ll ma nn , 1 98 7
R od ,e R, 1 99 0
S I Ih I , 1990
S8DdIe r , 1990
S o lomon , 1 9 90
Waldman
'"
Kc :net t , 1990
Derven, 1990 Cayer et a t., 1988
Ed~., 1990a Cocheu, 1986
L o nJ c :n e ck e r c t. G i oi a, 1 9 88 Co z ze tt o, 1 9 90
D e et a c t. T y le r, 1 98 6
G eUe I1 ll ll ll ct . H o d, -, 1 98 8
GIea,I990
G oo de D, 1 98 8
G om ez -M ejia e t a t., 1985
Hal l, 1987
IA um ey er c t. B ee be , 1 98 8
S ch er It en b8 ch . 1 98 5
Wa ,d , 1 98 7
Woodt ct .Di l liou,1985
57
Primary'-
E1rplond F i el d S t udy Lab S tudy UReriew
MethodoloaJ
SurYey DI8cu8ioD c- St1Idy " 11 - T o.
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Othen
Greenbert,1986
K er r, 1 98 8
M ey er, e t 8 1., 1 98 9
S8cl ce u e t 81 ., 1 988
S te el & Mc: ot o, 1 98 6W a ldma n e t 8 1. , 1 99 0
H er ber t & D ov en pi ke , 1 99 0
M urp hy , H err e t 8 1. , 1 98 6
F ed or & B uc kl ey , 1 98 8
G r ec :ob cq , 1988
G r ec :ob cq , 1990
H yd e, 1 98 8
L ow e, 1 98 6Moc :o , 1989
M _, 1989
S cb o1 te a, 1 9 87
S Ia tt et y, 1 98 5
V on Gl iD ow , 1 98 5
~, 1986