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Corresponding author address: Rafael Sánchez-Diezma, UPC- EHMA, Jordi Girona, 1-3, D1, E-08034 Barcelona. e-mail: [email protected] P7.5 AN IMPROVED METHODOLOGY FOR GROUND CLUTTER SUBSTITUTION BASED ON A PRE-CLASSIFICATION OF PRECIPITATION TYPES Rafael Sánchez-Diezma 1 , Daniel Sempere-Torres 1 , Guy Delrieu 2 , Isztar Zawadzki 3 1 Departament d’Enginyeria Hidràulica, Marítima i Ambiental,Universitat Politècnica de Catalunya, Barcelona, Spain. 2 Laboratorie d’Étude des Transferts en Hydrologie et Environnement, CNRS-INPG-UJF, Grenoble, France. 3 J. S. Marshall Radar Observatory, Department of Atmospheric and Oceanic Sciences, McGill University, Montréal, Québec, Canada. 1. Introduction Radar data contamination due to ground echoes is a common problem in any radar configuration, more so in mountainous areas. Addressing ground clutter contamination can be seen as a double task: first detection and elimination of contaminated areas, and second, substitution of removed contaminated values for suitable ones. Different algorithms that use reflectivity information, or Doppler data have been developed to remove such contamination ([Lee et al., 1995], [Bellon and Kilambi, 1999], [VanAndel and Kessinger, 1999], see a revision of methodologies in [Steiner and Smith, 1997]). The way of performing ground echoes substitution can be either vertical or horizontal interpolation. The first one utilizes the shape of the vertical profile of reflectivity (VPR) to extrapolate non- contaminated values measured aloft, over the area affected by ground clutter ([Joss and Lee, 1995], [Bellon and Kilambi, 1999]). On the other hand, the horizontal substitution interpolates non-contaminated neighboring values located at the same height or elevation as the contaminated echoes ([Galli, 1984], [Bellon and Kilambi, 1999]). These procedures are limited by the size of ground clutter regions and the spatial variability of the rainfall field. It is difficult to assess which of the two options is the most satisfactory. The aim of this work is to propose a substitution methodology that combines horizontal and vertical approaches through considering the type of precipitation. The idea of this approach is to apply horizontal interpolation in those areas of precipitation with low reflectivity gradients (generally considered as stratiform rain). On the contrary, vertical extrapolation will be applied in areas with large reflectivity gradients (usually associated to convective precipitation). In this latter case the VPR tends to have a uniform shape with height, that favors vertical substitution, and the relation between the rain at a point and its surroundings is less clear (which invalidates the idea of horizontal interpolation). Then, this methodology attempts to combine the horizontal and vertical approaches considering the spatial variability of the rainfall field. The proposed methodology uses a simplified approach to identify the convective regions, based in the use of an intensity threshold level. This simplified approach intends to be a first level of complexity solution, useful in an operational context. 2. Evaluated methodologies of substitution: The methodology of substitution outlined above is compared with four other substitution techniques in order to verify its performance, that are: 1) Pure vertical substitution: based on the substitution of ground echo values by the first non- contaminated value located over their vertical. 2) Pure horizontal substitution: ground echoes are substituted by interpolating neighbor values from their same elevation. The interpolation is applied establishing a Delaunay triangulation for all non- contaminated data. Then, each contaminated value is substituted by means of a distance–weigthed scheme that considers the reflectivity at the vertexes of the triangle that contains the point to be substituted. 3) The substitution methodology used by the radar network of the Spanish National Institute of Meteorology (INM). This methodology uses a combination of horizontal and vertical substitution that is applied to polar radar data by means of the following criteria: for each identified ground clutter it looks for a substitute located at its same elevation, first considering the azimutal neighbors (right and left), and afterwards considering the radial ones (front and rear). In the case that none of them is free of contamination the same procedure is repeated in the next elevation, employing then as a first candidate the value located at the vertical of the point that is been substituted. This procedure is repeated along the subsequent elevations until that one non-contaminated value is found. Notice that this method does not determines a substitute by averaging a certain number of values. 4) Finally the proposed method based on a simplified recognition of the type of precipitation to perform an horizontal + vertical substitution uses the following scheme: as a first step the pure horizontal substitution is applied to all ground echo regions. Next, these substituted which exceed a certain threshold related to convective precipitation (we used 45 dBZ) are substituted once again but now using the first non-contaminated value located at its vertical. This latter value is accepted as a final substitute if it is greater than the one resulting from the horizontal substitution (otherwise the first substitute is preserved). In our analysis all the methodologies are applied over polar radar data, and the triangulation is established from the cartesian positions of the polar data in order to define the triangles considering the actual positions of the valid points. The different methodologies have been tested using as a reference the ground echoes measured by the volumetric scanning C-band radar of the INM located at Barcelona (0.9° 3-dB beamwidth, λ=5.6 cm, 20 elevation angles). The Figure 1 depicts the radar location and the average ground echoes pattern observed at the first radar elevation (0.5°) derived during non-precipitating conditions and in absence of anomalous propagation. In order to generate a tri- dimensional echoes pattern, a similar map was obtained for the rest of elevations affected by terrain- induced returns. Although our analysis is limited to the substitution of the ground echoes registered at the first radar elevation it is necessary to determine this tri-dimensional echoes pattern because some of the tested methodologies look for non-contaminated substitutes at higher elevations. In order to define a region where to apply the substitution techniques, a threshold of 23 dBZ (1 mm/h using the Z-R Marshall-Palmer relation) is used to establish the minimum intensity of the ground clutter that should be substituted.

P7.5 AN IMPROVED METHODOLOGY FOR GROUND CLUTTER ... · To test the different methodologies it is necessary to have measurements of reference to compare them against the substituted

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  • Corresponding author address: Rafael Sánchez-Diezma, UPC-EHMA, Jordi Girona, 1-3, D1, E-08034 Barcelona.e-mail: [email protected]

    P 7 . 5 AN IMPROVED METHODOLOGY FOR GROUND CLUTTER SUBSTITUTION BASED ONA PRE-CLASSIFICATION OF PRECIPITATION TYPES

    Rafael Sánchez-Diezma 1, Daniel Sempere-Torres 1, Guy Delrieu 2, Isztar Zawadzki 31 Departament d’Enginyeria Hidràulica, Marítima i Ambiental,Universitat Politècnica de Catalunya, Barcelona,

    Spain.2 Laboratorie d’Étude des Transferts en Hydrologie et Environnement, CNRS-INPG-UJF, Grenoble, France.3 J. S. Marshall Radar Observatory, Department of Atmospheric and Oceanic Sciences, McGill University,

    Montréal, Québec, Canada.

    1. Introduction

    Radar data contamination due to ground echoesis a common problem in any radar configuration, moreso in mountainous areas. Addressing ground cluttercontamination can be seen as a double task: firstdetection and elimination of contaminated areas, andsecond, substitution of removed contaminated valuesfor suitable ones. Different algorithms that usereflectivity information, or Doppler data have beendeveloped to remove such contamination ([Lee et al.,1995], [Bellon and Kilambi, 1999], [VanAndel andKessinger, 1999], see a revision of methodologies in[Steiner and Smith, 1997]).

    The way of performing ground echoessubstitution can be either vertical or horizontalinterpolation. The first one utilizes the shape of thevertical profile of reflectivity (VPR) to extrapolate non-contaminated values measured aloft, over the areaaffected by ground clutter ([Joss and Lee, 1995],[Bellon and Kilambi, 1999]). On the other hand, thehorizontal substitution interpolates non-contaminatedneighboring values located at the same height orelevation as the contaminated echoes ([Galli, 1984],[Bellon and Kilambi, 1999]). These procedures arelimited by the size of ground clutter regions and thespatial variability of the rainfall field. It is difficult toassess which of the two options is the mostsatisfactory.

    The aim of this work is to propose a substitutionmethodology that combines horizontal and verticalapproaches through considering the type ofprecipitation. The idea of this approach is to applyhorizontal interpolation in those areas of precipitationwith low reflectivity gradients (generally consideredas stratiform rain). On the contrary, verticalextrapolation will be applied in areas with largereflectivity gradients (usually associated toconvective precipitation). In this latter case the VPRtends to have a uniform shape with height, that favorsvertical substitution, and the relation between the rainat a point and its surroundings is less clear (whichinvalidates the idea of horizontal interpolation). Then,this methodology attempts to combine the horizontaland vertical approaches considering the spatialvariability of the rainfall field. The proposedmethodology uses a simplified approach to identifythe convective regions, based in the use of anintensity threshold level. This simplified approachintends to be a first level of complexity solution,useful in an operational context.

    2. Evaluated methodologies o fsubsti tut ion:

    The methodology of substitution outlined aboveis compared with four other substitution techniques inorder to verify its performance, that are:

    1) Pure vertical substitution: based on thesubstitution of ground echo values by the first non-contaminated value located over their vertical.2) Pure horizontal substitution: ground echoes aresubstituted by interpolating neighbor values fromtheir same elevation. The interpolation is applied

    establishing a Delaunay triangulation for all non-contaminated data. Then, each contaminated valueis substituted by means of a distance–weigthedscheme that considers the reflectivity at thevertexes of the triangle that contains the point to besubstituted.3) The substitution methodology used by the radarnetwork of the Spanish National Institute ofMeteorology (INM). This methodology uses acombination of horizontal and vertical substitutionthat is applied to polar radar data by means of thefollowing criteria: for each identified ground clutter itlooks for a substitute located at its same elevation,first considering the azimutal neighbors (right andleft), and afterwards considering the radial ones(front and rear). In the case that none of them isfree of contamination the same procedure isrepeated in the next elevation, employing then as afirst candidate the value located at the vertical ofthe point that is been substituted. This procedure isrepeated along the subsequent elevations until thatone non-contaminated value is found. Notice thatthis method does not determines a substitute byaveraging a certain number of values.4) Finally the proposed method based on asimplified recognition of the type of precipitation toperform an horizontal + vertical substitution usesthe following scheme: as a first step the purehorizontal substitution is applied to all ground echoregions. Next, these substituted which exceed acertain threshold related to convective precipitation(we used 45 dBZ) are substituted once again butnow using the first non-contaminated value locatedat its vertical. This latter value is accepted as afinal substitute if it is greater than the one resultingfrom the horizontal substitution (otherwise the firstsubstitute is preserved).

    In our analysis all the methodologies are appliedover polar radar data, and the triangulation isestablished from the cartesian positions of the polardata in order to define the triangles considering theactual positions of the valid points.

    The different methodologies have been testedusing as a reference the ground echoes measured bythe volumetric scanning C-band radar of the INMlocated at Barcelona (0.9° 3-dB beamwidth, λ=5.6 cm,20 elevation angles). The Figure 1 depicts the radarlocation and the average ground echoes patternobserved at the first radar elevation (0.5°) derivedduring non-precipitating conditions and in absence ofanomalous propagation. In order to generate a tri-dimensional echoes pattern, a similar map wasobtained for the rest of elevations affected by terrain-induced returns. Although our analysis is limited tothe substitution of the ground echoes registered atthe first radar elevation it is necessary to determinethis tri-dimensional echoes pattern because some ofthe tested methodologies look for non-contaminatedsubstitutes at higher elevations.

    In order to define a region where to apply thesubstitution techniques, a threshold of 23 dBZ (1mm/h using the Z-R Marshall-Palmer relation) is usedto establish the minimum intensity of the groundclutter that should be substituted.

  • To test the different methodologies it isnecessary to have measurements of reference tocompare them against the substituted values, andasses the quality of the results. For this purpose thethree-dimensional structure of the echoes pattern isrotated in order to locate them in an area initially freeof problems. At this new location the value ofreference is known (since now these data is notcontaminated), and the substituted values are theones resulting from applying the differentmethodologies to the ground echoes pattern at thisnew location. The rotation angle used is –67.57degree, corresponding with –80 positions in theazimutal direction (radar maps are composed by 420values in the azimutal sense and 120 in the radialsense, with a 2 km radial resolution). After therotation, ground echoes that remain still overcontaminated regions are not considered in theanalysis.

    distance from the radar (km)

    dist

    ance

    from

    the

    rada

    r (k

    m)

    >

    5

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    -60 -40 -20 0 20 40 60-60

    -40

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    500 Radar

    Figure 1. Ground echoes pattern up to 60 km from theradar for the firs elevation (0.5°) of the INM radar atBarcelona.

    3. Evaluation of the di f ferentmethodologies of substitution:

    The different methods have been applied over aevent registered by the C-band radar of the INMlocated in Barcelona on June 10th 2000, with a timeduration of more than 24 hours. This event wascharacterized by the mix of types of precipitation,with a first markedly convective part, followed by astratiform period. The comparison of reference andsubstituted values are shown in Figure 2 in terms ofinstantaneous rainfall intensities (i.e. reference andsubstituted values for each radar map), hourly rainfallaccumulations, and total rainfall accumulation for thewhole event. The Marshall-Palmer Z = 200R1.6 relationis used to transform the reflectivity into rain intensity.The results have been marked with different symbolsas a function of its range of distances from the radar.The performance of the different methods has beenestimated by means of different statistics: the Nashefficiency, the square correlation (r2) and the averageerror between the substituted and reference values.

    Figure 2, column 1 (instantaneous values)shows that the proposed substitution methodprovides better results than the rest ofmethodologies, basically as a result of the goodefficiency, and r2, since all of them exhibit a similaraverage error, except for the INM method whoseperformance is well below the other ones. The resultsalso show that the horizontal substitution tends tounderestimate the high and intermediate intensities.

    For the hourly accumulations (see Figure 2column 2) once more the proposed method shows thebest adjustment, although all the methods provide

    similar average errors. Moreover, notice that only theproposed method and the vertical substitution correctthe high intensities in a proper way. Nevertheless,this latter methodology and the INM method exhibit aclear underestimation of a group of intermediateintensities (from 0 to 20 mm), located between 40 and60 km from the radar. As before, the INM methodleads to a greater dispersion between the referenceand the substituted values as compared to the rest ofthe methods.

    Finally, the total accumulation of the event(Figure 2 column 3) shows similar results: theproposed substitution remarkably improves theperformance of the rest of methods. The verticalsubstitution clearly exhibits two tendencies, and twofamilies of points can be observed: the first onelocated around the line of right adjustment (1:1), andthe second one showing a clear underestimation dueto the decreasing of precipitation with height in thestratiform periods of the event. This twofold tendencyis also present in the results of the INM methodologybut it is less severe. On the other hand, thehorizontal substitution exhibits a clearunderestimation of the medium to high rainfallaccumulations. It confirms that this substitution donot enables a good correction of the convectivevalues.

    4. ConclusionsThis work analyzes a methodology to substitute

    radar data contaminated by ground echoes for aproper rain-related reflectivity value. The proposedmethodology intends to combine the horizontal andvertical substitution methodologies throughconsidering the most adequate approach as afunction of the spatial variability of the rainfall field:horizontal for stratiform rain and vertical forconvective.

    The results for the analized event suggest that,among the four analyzed methods, the proposedhorizontal + vertical substitution provides the bestperformance. Future work should be done in order toasses the factors that can affect the accuracy of theproposed methodology (as the substitution threshold,or the convective threshold, or the size of the groundecho regions), as well as to analyze its performancein a wider number of cases.

    4. Acknowledgements:This work has been done in the frame of the R+D

    CICYT project REN2000-17755-C01. Thanks are dueto the Spanish Instituto Nacional de Meteorología forproviding radar data and support.

    ReferencesBellon, A., and A. Kilambi, Updates to the McGill RAPID

    (Radar Data Analysis, Procesing and Interactive Display)system, in 29th Conference on radar meteorology, edited byAMS, pp. 121-124, Montreal,Canada, 1999.

    Galli, G., Generation of the Swiss radar composite, in22nd Conference on radar meteorology, pp. 208-211, AMS,1984.

    Joss, J., and R. Lee, The application of radar-gaugecomparisons to operational precipitation profiles corrections, J.Appl. Meteorol., 34, 2612-2630, 1995.

    Lee, R., G. Della Bruna, and J. Joss, Intensity of groundclutter and of echoes of anomalous propagation and itselimination, in 25th Conference on radar meteorology, edited byAMS, pp. 651-652, 1995.

    Steiner, M., and J.A. Smith, Anomalous propagation ofradar signals-challenges with clutters, in 28th Conference onradar meteorology, edited by AMS, pp. 501-503, Normal(Oklahoma), USA, 1997.

    VanAndel, J., and C. Kessinger, APCAT: An AP clutteranalysis tool, in 29th Conference on radar meteorology, editedby AMS, pp. 267-269, Montreal, Canada, 1999.

  • vertical substitution

    0 50 100 150 200reference (mm/h)

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    bstit

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    m/h

    )

    efficiency = 0.68r2 = 0.72average error = 0.98

    INM method

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    efficiency = 0.37r2 = 0.51average error = 1.16

    horizontal substitution

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    efficiency = 0.73r2 = 0.75average error = 1.02

    horizontal+vertical substitution

    0 50 100 150 200reference (mm/h)

    0

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    efficiency = 0.82r2 = 0.84average error = 1.04

    vertical substitution

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    efficiency = 0.62r2 = 0.67average error = 0.96

    INM method

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    efficiency = 0.57r2 = 0.65average error = 1.05

    horizontal substitution

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    efficiency = 0.81r2 = 0.83average error = 0.95

    horizontal+vertical substitution

    0 10 20 30 40 50 60reference (mm/h)

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    efficiency = 0.90r2 = 0.91average error = 0.99

    vertical substitution

    0 20 40 60 80 100reference (mm)

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    efficiency = -0.10r2 = 0.43average error = 0.75

    INM method

    0 20 40 60 80 100reference (mm)

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    efficiency = 0.56r2 = 0.64average error = 1.00

    horizontal substitution

    0 20 40 60 80 100reference (mm)

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    subs

    titut

    ed (

    mm

    )efficiency = 0.80r2 = 0.86average error = 0.87

    horizontal+vertical substitution

    0 20 40 60 80 100reference (mm)

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    )

    efficiency = 0.92r2 = 0.92average error = 0.95

    instantaneous acumulations hourly acumulations total acumulations

    0-30 km 30-60 km

    60-90 km90-120 km

    Figure 2. Evaluation of the different methodologies of substitution for analyzed the event. The figures show thecomparison of reference and substituted values for different accumulated periods. The goodness of the differentmethods is tested through the estimation of the Efficiency, the square correlation (r2), and the average errorbetween the reference and substituted values.