Our Vision is to provide best investment advice and to grow with

the growth of clients and to be recognized by our quality investment insight , client

relationship and to be most trusted firm in the financial services industry

Be fair, empathetic, and responsive in serving our clients

Respect and reinforce our colleagues and the spirit of teamwork.

Always earn and be worthy of our clients’ trust

Strive relentlessly to improve what we do and how we do it

Our mission is to help people to create wealth by offering them objective advice, a range of investment products and services,

and best unmatched research and leading-edge tools.

ABOUT US THE ARIHANT STORY 2

ABOUT US Awards

‘Best Emerging Commodities Broker of India (2011)

Forbes ‘Best Under a Billion $ Company’ in Asia-Pacific Region (2011)

NSDL: Top Performer in Active Accounts (2013)

BSE: Top 5 Performers in Derivatives (2013)

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1992-95 Incorporated as a stock broking firm and acquired membership of NSE

2000-2002 Launched Depository Services and took NSE membership Established Corporate Office & Institutional Desk in Mumbai

2005-2006 Acquired commodities broking license, launched online trading portal Launched PMS service, acquired membership of CDSL

2007-08 Commenced distribution of personal financial products insurance and bonds. Launched online IPO and MF service, acquired license for currency derivatives trading

2009-2010 Launched Currency Derivatives trading and Interest Rate Futures Broking Services Arranger of NHAI &REC Bonds

THE MILESTONES THE ARIHANT STORY

2011-2015 ‘Best Emerging Commodities Broker of India’ at the Financial Leadership Awards. Forbes Asia – ‘200 Best under a Billion’ List. Awarded by BSE & NSDL Launched mobile trading and mobile backoffice

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154+ CITIES COUNTRYWIDE Presence

THE ARIHANT STORY

122000+ SATISFIED INVESTORS 602+ INVESTMENT CENTRES 252 EMPLOYEES

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Arihant Group Companies

THE ARIHANT STORY

Arihant Capital Markets Ltd (Holding Company) Member – NSE, BSE , NSDL,CDSL, MCX – SX, NSE (Currency Segment) Category I Merchant Banker holding permanent SEBI registration Listed on BSE Market Makers registered with SME platforms of BSE and NSE

Subsidiary Companies Arihant Futures and Commodities Ltd (Member - NCDEX , MCX , ACE) Arihant Financial Services Ltd (RBI Registered NBFC) Arihant Lifespace Infra Developers Ltd (developing affordable

housing projects in industrial area Pithampura near Indore) Arihant Insurance Broking Services Ltd Arihant Financial Planners and Advisors Ltd

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ARIHANT SERVICES

DERIVATIVES

EQUITY BROKING INSTITUTIONAL BROKING

ONLINE TRADING

MERCHANT BANKING

Unmatched bouquet of offerings across ASSET CLASSES and PLATFORMS through MULTIPLE CHANNELS

FINANCIAL PLANNING

MUTUAL FUNDS

RESEARCH PCG SERVICES

BONDS IPO INVESTMENT

DIVERSE RANGE

COMMODITIES DEPOSITORY CURRENCY DERIVATIVES

MOBILE TRADING

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ARIHANT SERVICES

EQUITY BROKING 8

ARIHANT SERVICES EQUITY BROKING

Multiple Channels

Branches and Sub-brokers

Online Trading

Mobile Trading

Phone Trading

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Personalized Services for HNIs

Dedicated Relationship Manager Customised Investment Advice Research Reports to help you make informed decisions Portfolio Planning

ARIHANT SERVICES EQUITY BROKING 10

ARIHANT SERVICES

INSTITUTIONAL BROKING

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ARIHANT SERVICES INSTITUTIONAL BROKING

The choice of Corporate and Institutional Clients Started in 2002 and headed by Mrs. Anita Gandhi, a CA with

over 27 years experience in finance, our dedicated Institutional Broking desk services unique and sophisticated needs of institutional clients

Strong expertise and wide experience of Indian markets Robust research-backed trading State of the art technology and systems to execute trades

faster Ability to understand client's needs and offer personalized

solutions including investment in mutual funds, bonds and alternate investment products 12

ARIHANT SERVICES INSTITUTIONAL CLIENTS

Over 85 institutional clients

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MERCHANT BANKING

ARIHANT SERVICES 14

ARIHANT SERVICES MERCHANT BANKING

Investment Banking Registered Category 1 Merchant Banker Corporate Finance Advisory Private Equity

• Syndication of growth capital from PE Funds, HNI’s and Strategic Investors

• Seed-capital for start-ups from VCFs and other angel investors

• Placement of listed equity with investment institutions/ mutual funds and other strategic investors (PIPE)

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ARIHANT SERVICES MERCHANT BANKING

Merchant Banking Services

IPO/FPO/QIP

Rights Issue

Buyback/ Delisting

SME IPO/ITP

Takeover

Capital Market Services

Private Equity

VC/ Angel Funding

Trade Finance

Debt Restructuring

Project Finance

Corporate Finance

ESOP Valuation

Fairness Opinion

Sweat Equity

Business Valuation

FDI/ODI

Valuation

M&A

OFS/ Migration

Corporate Restructuring

ESOP Advisory

Transaction Advisory

Corporate Advisory

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ARIHANT SERVICES

MBD Track Record Completed 3 IPOs acting as sole book running lead manager and helped the

issuer companies in raising funds totaling to about Rs 150 crores

Successfully managed 22 open offers with aggregate open offer size of approx Rs 110 crores and transaction size of approx Rs 240 crores

Successfully managed two delisting offer of companies worth Rs 246 crores

Handled transaction advisory for acquisition of a Singapore based construction company worth about Rs 120 crores

Handled 4 Rights Issues aggregating to Rs 40 crores

Handled numerous valuation assignments and other activities like corporate advisory, fairness opinion etc

Handled offer for sale (OFS) of a leading steel conglomerate of central India MERCHANT BANKING 17

List Of Few MBD Clients

MERCHANT BANKING ARIHANT SERVICES 18

Mr. G M Anwar, Head Investment Banking (B.com, ACA) Mr. Anwar has been actively associated with financial services industry since 1985. He was instrumental in setting up leasing and hire purchase business for Canbank Financial Services Ltd. Mr Anwar has vast experience and expertise in corporate finance

Mr. Sundar Rangan , Head Merchant Banking (M.Com, LLB, CS) Mr. Sundar has nearly 30 years experience in the capital market. He has headed the Capital Markets division in leading public sector and private sector organisations. He has been associated with a large number of capital issues of both Indian and multinational corporations.

Mr. Amol Kshirsagar, Vice President – Business Development (B’Com, ACA, MBF) Mr. Amol has been a part of financial services industry since the start of his career in 2004. He has been part of the core team instrumental in setting up of the Merchant Banking Division and its growth. He has handled various assignments like IPOs, rights issues, open offers, due diligence, valuations, corporate advisory and planning etc.

KEY MANAGEMENT MERCHANT BANKING

MBD Key Team Members

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DEPOSITORY SERVICES

ARIHANT SERVICES 20

ARIHANT SERVICES DEPOSITORY SERVICES

Easy and Safe Demat

Depository Participant with CSDL and NSDL Manage all equity and commodity holdings

through a convenient, easy to use service 24/7 online access through desktop & mobile Multiple demat schemes to serve the needs of

different investors and traders

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ARIHANT SERVICES

COMMODITIES TRADING

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ARIHANT SERVICES

Trading on MCX, NCDEX and ACE Trading Strategies designed and reviewed by

experienced commodities traders Profitable hedging and arbitrage opportunities Depository services for commodities trades Daily, weekly and monthly research reports on

various commodities including metals, bullion, energy, agri-commodities

COMMODITIES TRADING

Helping you profit from Commodities

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CURRENCY DERIVATIVES

ARIHANT SERVICES 24

ARIHANT SERVICES CURRENCY DERIVATIVES

Profiting from the Currency Trading on MCX and NSE (FX Tracker) Daily Research report to capitalize on

opportunities Intra-day Trading calls for quicker opportunities Online Trading facilities to individual clients Online back office facilities to resolve queries in

the shortest lead time Hedging Strategies for exporters and importers

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ARIHANT SERVICES

MF, INSURANCE, BONDS & IPO

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ARIHANT SERVICES MF, INSURANCE, BONDS & IPO

Alternative Investment Vehicles for your Wealth Wide Choice of Mutual Funds with:

In-depth research to help choose the right funds Unbiased investment advice Periodic portfolio update Portfolio monitoring and rebalancing

Cash Management Solution for Corporate & HNI clients Online Mutual Fund Service:

Invest through your trading account without the need of any forms or cheque. Convenience first.

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ARIHANT SERVICES MF, INSURANCE, BONDS & IPO

Alternative Investment Vehicles for your Wealth IPO Investment Services that includes in-depth

analyses of forthcoming IPOs, detailed IPO note, easy investment options

Our Insurance Planning service helps in providing adequate coverage against risks and helps you choose the insurance plan suited to your needs

Our Bonds offering includes: Capital Gains Tax Exemption Bonds (54EC Bonds) Tax Planning Bonds (including tax free bonds) Long Term Investment Bonds

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ARIHANT SERVICES

ONLINE & MOBILE 29

ARIHANT SERVICES ONLINE TRADING

Online & Mobile Trading

Fast and efficient trading platforms suitable for different investment and trading needs

Easy and powerful mobile trading applications for iOS, Android and Blackberry

Instant, hassle-free order execution Online Credit and Money Transfer Real-time streaming quotes and market information Anytime, anywhere access

Services

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ARIHANT SERVICES

ADVISORY SERVICES

ARIHANT SERVICES PCG

Priority Client Group Get your portfolio the expert advantage Dedicated team for HNI clients For investors who want to actively participate in

investment decisions Professional advice based on fundamental and

technical research and analysis of news and corporate events

Position calls, Investment Ideas, Arbitrage Opportunities, Derivative Strategies

Fast execution of orders 32

ARIHANT SERVICES

FINANCIAL PLANNING

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ARIHANT SERVICES FINANCIAL PLANNING

Helping investors reach their Financial Goals

Planning for children Investment Planning

Protecting your family and assets Tax Planning

Retirement Planning Cash Management

Whatever your financial goals, we’re here to help you achieve them. Our Certified Financial Planning along with a team of experts understand your needs and create a personalised financial plan for you

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ARIHANT SERVICES FINANCIAL PLANNING

Intelligent Planning, Comprehensive Offerings Meeting all your financial needs A personalised service to help you make the right

financial decision at every step of your life Matching your investments to your goals Structuring your portfolio to suit your risk appetite Sound advice from experienced and qualified

financial planners Writing a WILL, planning your insurance needs

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www.arihantcapital.com More about us >

www.arihantcapital.com

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CONTACT US CORPORATE OFFICE

Corporate Office: #1011 Solitaire Corporate Park, Andheri Ghatkopar Link Road, Chakala, Andheri (E) Mumbai – 400057 Phone: +91 (0)22-42254800 Fax: +91 (0)22-42254880 Email: contactus@arihantcapital.com