OSC Bulletin · 2015-12-17 · The OSC Bulletin is published weekly by Carswell, a Thomson Reuters business, under the authority of the Ontario Securities Commission. Subscriptions

The Ontario Securities Commission

OSC Bulletin

December 17, 2015

Volume 38, Issue 50

(2015), 38 OSCB

The Ontario Securities Commission administers the Securities Act of Ontario (R.S.O. 1990, c. S.5) and the

Commodity Futures Act of Ontario (R.S.O. 1990, c. C.20)

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December 17, 2015 (2015), 38 OSCB

Table of Contents

Chapter 1 Notices / News Releases .................... 10485 1.1 Notices ........................................................ 10485 1.1.1 OSC Staff Notice 13-706 Sedar Filer Manual Update ............................................. 10485 1.1.2 The Investment Funds Practitioner – December 2015 ............................................ 10486 1.2 Notices of Hearing ......................................... (nil) 1.3 Notices of Hearing with Related Statements of Allegations ......................... 10489 1.3.1 Zhen (Steven) Pang and Oasis World Trading Inc. – ss. 127(1), 127(2), 127.1 ....... 10489 1.4 News Releases .............................................. (nil) 1.5 Notices from the Office of the Secretary .......................................... 10493 1.5.1 Pro-Financial Asset Management Inc. et al. ............................................................. 10493 1.5.2 Zhen (Steven) Pang and Oasis World Trading Inc. .............................. 10493 1.5.3 2241153 Ontario Inc. et al. ........................... 10494 1.5.4 Zhen (Steven) Pang and Oasis World Trading Inc. .............................. 10495 1.5.5 Lance Kotton and Titan Equity Group Ltd. ................................ 10495 1.6 Notices from the Office of the Secretary with Related Statements of Allegations ............................ (nil) Chapter 2 Decisions, Orders and Rulings .......... 10497 2.1 Decisions .................................................... 10497 2.1.1 Xenon Pharmaceuticals Inc. ......................... 10497 2.1.2 HCN-Revera Joint Venture ULC (formerly Regal Lifestyle Communities Inc.) ................ 10500 2.1.3 First Asset Investment Management Inc. ..... 10502 2.1.4 BNP Paribas Global Equity Exposure Fund et al. .................................................... 10508 2.1.5 Newport Private Wealth Inc. and the Lonsdale Tactical Balanced Portfolio .......... 10510 2.2 Orders.......................................................... 10513 2.2.1 Pro-Financial Asset Management Inc. et al. – s. 127 ................................................ 10513 2.2.2 Pro-Financial Asset Management Inc. et al. – Rule 1.7.4 of the OSC Rules of Procedure ..................................................... 10515 2.2.3 2241153 Ontario Inc. et al. – s. 127 ............. 10515 2.2.4 Salix Pharmaceuticals, Ltd. – s. 144 ............ 10517 2.2.5 La Jolla Capital Inc. – s. 144 ........................ 10519 2.2.6 Lance Kotton and Titan Equity Group Ltd. – s. 127(8) ............................................. 10520 2.2.7 Assignment of Certain Powers and Duties of the Ontario Securities Commission – s. 6(3) ....................................................... 10522 2.3 Orders with Related Settlement Agreements ................................................. 10526 2.3.1 Zhen (Steven) Pang and Oasis World Trading Inc. – ss. 127(1), 127(2), 127.1 ....... 10526 2.4 Rulings ........................................................... (nil)

Chapter 3 Reasons: Decisions, Orders and Rulings ................................................ 10537 3.1 OSC Decisions ............................................... (nil) 3.2 Director’s Decisions .................................. 10537 3.2.1 Edward Andrew Rempel .............................. 10537 3.3 Court Decisions ............................................. (nil) Chapter 4 Cease Trading Orders ........................ 10543 4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders ....................... 10543 4.2.1 Temporary, Permanent & Rescinding Management Cease Trading Orders ........... 10543 4.2.2 Outstanding Management & Insider Cease Trading Orders ................................. 10543 Chapter 5 Rules and Policies .................................. (nil) Chapter 6 Request for Comments .......................... (nil) Chapter 7 Insider Reporting ................................ 10545 Chapter 9 Legislation ............................................... (nil) Chapter 11 IPOs, New Issues and Secondary Financings ........................................... 10653 Chapter 12 Registrations ....................................... 10657 12.1.1 Registrants ................................................... 10657 Chapter 13 SROs, Marketplaces,

Clearing Agencies and Trade Repositories ............................. 10659

13.1 SROs ............................................................... (nil) 13.2 Marketplaces .................................................. (nil) 13.3 Clearing Agencies ..................................... 10659 13.3.1 CDCC – Amendments to Risk Manual and Rules to Create a New Category of Clearing Member – OSC Staff Notice of Request for Comment .................................. 10659 13.4 Trade Repositories ........................................ (nil) Chapter 25 Other Information ................................... (nil) Index .......................................................................... 10661

December 17, 2015

(2015), 38 OSCB 10485

Chapter 1

Notices / News Releases 1.1 Notices 1.1.1 OSC Staff Notice 13-706 Sedar Filer Manual Update

OSC STAFF NOTICE 13-706 SEDAR FILER MANUAL UPDATE

Introduction National Instrument 13-101 System for Electronic Document Analysis and Retrieval (SEDAR) incorporates by reference the SEDAR Filer Manual (the Manual). The Manual has been updated a number of times, most recently in 2014. Staff of the Ontario Securities Commission are issuing this Notice to inform users that a new version of the Manual is available on SEDAR.com. Manual Version 8.054 The new version of the Manual provides updated and new guidance related to the filing of certain exempt market documents on SEDAR in CSA jurisdictions other than Ontario and British Columbia. In Ontario, these exempt market documents are required to be submitted electronically through the electronic filing portal on the OSC website at: https://www.osc.gov.on.ca/filings. For further information, please refer to the Multilateral CSA Notice of Amendments to National Instrument 13-101 System for Electronic Document Analysis and Retrieval (SEDAR) and Multilateral Instrument 13-102 System Fees for SEDAR and NRD issued December 3, 2015. The version number of the Manual is 8.054, to correspond with the most current SEDAR release, SEDAR version 8.054, implemented on December 7, 2015. For more information Please contact the CSA Service Desk at 1-800-219-5381.

Notices / News Releases

December 17, 2015

(2015), 38 OSCB 10486

1.1.2 The Investment Funds Practitioner – December 2015

OSC

THE INVESTMENT FUNDS PRACTITIONER

From the Investment Funds and Structured Products Branch, Ontario Securities Commission

WHAT IS THE INVESTMENT FUNDS PRACTITIONER? The Practitioner is an overview of recent issues arising from applications for discretionary relief, prospectuses, and continuous disclosure documents that investment funds file with the OSC. It is intended to assist investment fund managers and their staff or advisors who regularly prepare public disclosure documents and applications for exemptive relief on behalf of investment funds. The Practitioner is also intended to make you more broadly aware of some of the issues we have raised in connection with our reviews of documents filed with us and how we have resolved them. We hope that fund managers and their advisors will find this information useful and that the Practitioner can serve as a useful resource when preparing applications and disclosure documents. The information contained in the Practitioner is based on particular factual circumstances. Outcomes may differ as facts change or as regulatory approaches evolve. We will continue to assess each case on its own merits. The Practitioner has been prepared by staff of the Investment Funds and Structured Products Branch and the views it expresses do not necessarily reflect the views of the Commission or the Canadian Securities Administrators. REQUEST FOR FEEDBACK This is the 16th edition of the Practitioner. Previous editions of the Practitioner are available on the OSC website www.osc.gov.on.ca under Investment Funds & Structured Products on the Industry tab. We welcome your feedback and any suggestions for topics that you would like us to cover in future editions. Please forward your comments by email to [email protected]. PROSPECTUSES New Scholarship Plans – Up-Front Commission Structure Staff have previously raised comments in respect of group scholarship plans that require subscribers to pay up-front commissions to sales representatives. We have recently observed that some plan providers appear to be shifting their focus towards the development of new individual plans with similar features. Group scholarship plans (GSPs) have historically required the up-front payment of sales commissions to sales representatives who sell them. Currently, most plan providers require 100% of a subscriber’s initial contributions to a GSP to be directed to the payment of the sales commission until half of the commission is paid. Subsequently, 50% of the subscriber’s contributions are directed to the payment of the sales commission until it is paid in full. This practice only allows for a small portion of a subscriber’s initial contributions, if any, to be invested in the plan’s actual portfolio investments. Depending on the circumstances, it can take two years or longer before the sales commission is fully paid. Staff have determined to no longer recommend prospectus receipts for new scholarship plans with similar up-front commission structures that lack the ability of a subscriber to receive a refund, in whole or in part, for paid sales commissions in appropriate circumstances. We recently received a prospectus which proposed to establish a new individual scholarship plan. The plan, however, required subscribers to pay an up-front sales commission without the possibility of any refund should the subscriber withdraw from the plan. Staff indicated that we would not be willing to recommend a prospectus receipt for this plan on the basis that receipting it, without a mechanism to provide for a refund, in whole or in part, of any sales charges to subscribers, would not, in our view, be in the public interest. The prospectus was subsequently withdrawn. We encourage any scholarship plan providers that are contemplating the creation of new scholarship plans to consult with staff prior to developing new compensation models for their sales representatives.


December 17, 2015

(2015), 38 OSCB 10487

APPLICATIONS Relief from Fund Facts Delivery Requirement for Automatic Switching Programs that Facilitate Fee Reductions Based on Client Asset Thresholds Staff have recently recommended exemptive relief from the Fund Facts delivery requirement in order to facilitate a new automatic switching program. The automatic switching program involves the fund manager, on behalf of investors, initiating automatic switches between a new set of series of funds, with each series offering a different tier of management and administration fees based on the size of an investor’s investment, in order to enable investors to immediately benefit from fee discounts for which they become eligible. Each automatic switch involves the redemption of units of one series, immediately followed by the purchase of units of a different series. Each such purchase would be considered a “distribution” as defined in the Securities Act (Ontario), which would trigger the fund facts delivery requirement. The conditions of the decision include (a) prospectus and Fund Facts disclosure of, among other things, (i) the eligibility requirements for the various series and (ii) the rates of the fees applicable, or the fee discounts applicable, to the various series and (b) notification provided to existing and new investors in the relevant series of funds1. Issuers and their counsel contemplating the launch of similar automatic switching programs are encouraged to contact staff if there are any questions about the conditions of such relief. Relief from Financial Statement Filing and Delivery Requirements of NI 81-106 for Pooled Fund on Funds We continue to receive some applications on behalf of pooled funds (i.e. mutual funds that are not reporting issuers) that act as top funds in fund on fund structures, for exemptive relief from the financial statement filing and delivery deadlines under National Instrument 81-106 Investment Fund Continuous Disclosure (NI 81-106). Although there are some past decisions granting this relief, no recent decisions granting similar relief have been issued. In the past decisions, filers requested relief to accommodate fund on fund arrangements where the bottom fund was established in a foreign jurisdiction and had a different financial statement reporting deadline than the top fund. While there is an exemption in section 2.11 of NI 81-106 available to pooled funds from the requirement to file financial statements, the filers generally submitted that the top funds were unable to comply with the financial statement delivery deadlines in NI 81-106 because the top funds' auditors could not complete their audit until they received audited financial statements of the bottom funds. The decisions granted an extension of the annual financial statement due date to align the top funds' reporting deadlines with those of the bottom funds. Staff have further considered the issue and hold the view that top fund pooled funds should structure their affairs and set their financial year ends so that they can comply with their obligations under NI 81-106. As a result, going forward, staff are not generally prepared to recommend this type of relief. CONTINUOUS DISCLOSURE IFRS for Investment Funds Last year, staff commenced an issue-oriented continuous disclosure review focusing on the transition to International Financial Reporting Standards (IFRS). We reviewed the first IFRS financial statements required to be filed under NI 81-106, which consisted of the interim financial reports of investment funds with calendar year-end reporting periods. In Fall 2014, we issued a number of IFRS Releases, outlining the most common issues identified during the review. IFRS Release No. 4 – First IFRS Annual Financial Statements – Tips for Year End published on January 23, 2015 was a tip sheet listing key elements that are required in the first IFRS annual financial statements. In 2015, we expanded our review by examining a sample of the IFRS audited annual financial statements for investment funds with the financial year ended March 31, 2015. As part of our review, we checked for compliance with the IFRS transition requirements found in NI 81-106. We identified one issue relating to the presentation of financial highlights in the annual management report of fund performance (MRFP). For the first annual MRFP after the transition to IFRS, both the current and immediately preceding financial years in the financial highlights table must present information derived from IFRS because these periods are derived from audited financial statements prepared in accordance with IFRS (see Part B, Item 3.1(7.1)(c) of Form 81-106F1 Contents of Annual and Interim Management Report of Fund Performance (the Form)). In our review, we noted that one fund manager presented information for the current financial year in IFRS, but used Part V of the CPA Canada Handbook (pre-changeover Canadian GAAP) to

1 See In the Matter of Fidelity Investments Canada ULC dated October 28, 2015.


December 17, 2015

(2015), 38 OSCB 10488

prepare information for the immediately preceding financial year. In addition, the same manager did not include a footnote to the financial highlights table disclosing the accounting principles applicable to each period (see Part B, Item 3.1(7.1)(d) of the Form). MRFPs for the next few years will contain financial highlights tables that present information derived from both financial statements prepared in accordance with IFRS and pre-changeover Canadian GAAP. As an example, for investment funds with calendar year-end reporting periods, information in the financial highlights table will be derived from financial statements prepared in accordance with IFRS for 2013, 2014 and all subsequent financial years. For as long as the 2012 financial year is included in the table, both IFRS and pre-changeover Canadian GAAP information will be presented in the table. Accordingly, an explanation of the accounting principles applicable to each period must appear as a footnote to the table until 2017, at which point all financial highlights in the table will be based on the same accounting principle. For the vast majority of investment funds selected during our review, we did not identify any issues in the IFRS audited annual financial statements and related MRFPs. Given the level of compliance that we have observed in respect of the transition requirements in NI 81-106, staff’s view is that the review of the IFRS annual financial statements does not need to be extended. PROCESS MATTERS Transition of Investment Funds to Corporate Issuer Status We have recently seen closed-end investment funds seeking to transition to corporate issuers for various reasons, one of which is to change the investment strategy of the fund to focus on obtaining control of, or becoming involved in, the management of underlying investee companies. Staff generally take the view that a fund manager’s decision to change a fund’s operation from investment fund to corporate issuer constitutes a “restructuring” that triggers the requirement for a securityholder vote as contemplated by subparagraph 5.1(1)(h)(iii) of NI 81-102. Staff’s view is that the following disclosure should be provided in the management information circular2 for the securityholder meeting:

• financial statements and management's discussion & analysis for the issuer's two most recently completed financial years and most recent interim period prepared in accordance with applicable Canadian securities legislation as if the issuer were a corporate issuer instead of an investment fund;

• a discussion of the key differences between the requirements in securities legislation that apply to an

investment fund versus a corporate issuer, for example, the differences in the disclosure requirements; and • a statement of executive compensation prepared in compliance with Form 51-102F6 Statement of Executive

Compensation. Fund managers considering the transition of investment funds they manage to corporate issuers should be mindful of the above requirements and are encouraged to engage staff in the Corporate Finance Branch of the Commission prior to transitioning if their framework for transition raises novel issues outside of the above-noted parameters.

2 Refer to section 5.4 of NI 81-102 and Part 12 of NI 81-106 for requirements relevant to the management information circular required for

securityholder meetings pursuant to section 5.1 of NI 81-102.


December 17, 2015

(2015), 38 OSCB 10489

1.3 Notices of Hearing with Related Statements of Allegations 1.3.1 Zhen (Steven) Pang and Oasis World Trading Inc. – ss. 127(1), 127(2), 127.1

IN THE MATTER OF THE SECURITIES ACT,

R.S.O. 1990, c. S.5, AS AMENDED

AND

IN THE MATTER OF ZHEN (STEVEN) PANG and OASIS WORLD TRADING INC.

NOTICE OF HEARING

(Subsections 127(1) and 127(2) and 127.1) TAKE NOTICE that the Ontario Securities Commission (the “Commission”) will hold a hearing pursuant to sections 127(1) and 127(2) and 127.1 of the Securities Act, R.S.O. 1990, c. S.5, as amended (the “Act”), at the offices of the Commission located at 20 Queen Street West, 20th Floor, in the City of Toronto, on December 14, 2015, at 10:00 a.m. or as soon thereafter as the hearing can be held; AND TAKE NOTICE that the purpose of the hearing is for the Commission to consider whether it is in the public interest approve the settlement agreement dated December 10, 2015, between Staff of the Commission and Zhen (Steven) Pang and Oasis World Trading Inc.; BY REASON OF the allegations set out in the statement of allegations dated December 10, 2015 and such additional allegations as counsel may advise and the Commission may permit; AND TAKE FURTHER NOTICE that any party to the proceeding may be represented by counsel at the hearing; AND TAKE FURTHER NOTICE that upon failure of any party to attend at the time and place stated above, the hearing may proceed in the absence of that party, and such party is not entitled to any further notice of the proceeding; AND TAKE FURTHER NOTICE that the Notice of Hearing is also available in French, participation may be in either French or English and participants must notify the Secretary’s Office in writing as soon as possible if the participant is requesting a proceeding to be conducted wholly or partly in French; and ET AVIS EST ÉGALEMENT DONNÉ PAR LA PRÉSENTE que l'avis d'audience est disponible en français, que la participation à l'audience peut se faire en français ou en anglais et que les participants doivent aviser le Bureau du secrétaire par écrit le plus tôt possible avant l'audience si le participant demande qu'une instance soit tenue entièrement ou partiellement en français. DATED at Toronto, this 10th day of December, 2015. “Josée Turcotte” Secretary to the Commission


December 17, 2015

(2015), 38 OSCB 10490



AND


STATEMENT OF ALLEGATIONS OF

STAFF OF THE ONTARIO SECURITIES COMMISSION

Staff of the Ontario Securities Commission (“Staff”) make the following allegations: A. Overview 1. This is a case of market manipulation. Oasis World Trading Inc. (“Oasis”) is in the business of proprietary day trading in

Canadian equities. It has approximately 40 branch offices with approximately 200 traders, all of whom are located in China.

2. During a thirteen month period spanning November 2013 to December 2014 (the “Material Time”), certain traders at

Oasis engaged in at least 460 instances of manipulative trading on Canadian securities markets. The orders entered by these traders created a false or misleading appearance of market activity which allowed them to trade at artificial prices and as such, constitute a breach a subsection 126.1(1)(a) of the Securities Act, R.S.O. 1990, c. S.5, as amended (the “Act”).

3. While Zhen (Steven) Pang (“Pang”) did not know that certain Oasis traders were engaged in manipulative trading, he

ought to have known. Pang, as a director and officer of Oasis, failed to adequately monitor trading activities at Oasis and ensure there was an adequate compliance structure in place to identify and prevent possible manipulative trading, thereby indirectly engaging or participating in an act, practice or course of conduct relating to securities that he ought reasonably to have known resulted in or contributed to a misleading appearance of trading activity in, or an artificial price for a security, contrary to section 126.1(1)(a) of the Act.

B. The Respondents 4. Oasis was incorporated under the Canada Business Corporations Act on November 23, 2012 as Inspire World Trading

Inc. The company changed its name to Oasis on April 11, 2013. Oasis’ head office is located in Hamilton, Ontario. Oasis has never been registered with the Commission in any capacity.

5. Pang was an Ontario resident during the Material Time. He founded Oasis in November 2012. During the Material

Time, he was the sole officer and director of Oasis. He has never been registered with the Commission in any capacity. 6. Pang traded as a proprietary day trader of U.S. equities for more than five years for a firm. He was also an office

manager responsible for overseeing other traders during that period. During the Material Time, Pang was familiar with the Universal Market Integrity Rules (“UMIR”) and securities laws with respect to market manipulation.

C. Overview of Trading By Oasis 7. Oasis enters orders and trades on Canadian marketplaces as a direct electronic access (“DEA”) client of JitneyTrade

Inc. (“JitneyTrade”). JitneyTrade is registered as an Investment Dealer in all provinces and territories of Canada. Oasis began trading using its DEA account at JitneyTrade in April 2013.

8. JitneyTrade is an agency-based discount broker that specializes in providing DEA for active traders. The main source

of revenue for JitneyTrade is commissions from trading by its clients. 9. All trading done by Oasis traders is routed through JitneyTrade to the Canadian marketplaces. Traders at Oasis use a

proprietary and customized trading platform developed and sourced by a third party. 10. During the Material Time, all of Oasis’ order and trade activity at JitneyTrade was placed under one user id and as

such, it could not be determined outside of Oasis which trader at Oasis was responsible for any specific order/trade. 11. Oasis traders use the firm’s capital to trade. Their compensation and continued trading are based entirely on profits

they generate from trading. There are controls in the Oasis trading platform to lock out traders once they lose beyond a


December 17, 2015

(2015), 38 OSCB 10491

nominal dollar limit per day. Overnight positions are prohibited for traders; all positions must be flattened by the end of the trading day.

12. During the Material Time, Pang determined and allocated the traders’ buying power, established loss limits and

dictated the profit distribution for managers and traders. He was in charge of the training and oversight of all of Oasis’ traders. The branch managers in China were responsible for hiring their own traders at their own expense, subject to final approval by Pang. Pang was also responsible for terminating Oasis traders.

D. Market Manipulation By Certain Oasis Traders 13. During the Material Time, certain Oasis traders engaged in at least 460 incidents of market manipulation, including, but

not limited to practices known as intraday spoofing, involving at least 24 different securities. Intraday Spoofing 14. Intraday spoofing involves the use of non-bona fide orders, or orders that the trader does not intend to have executed,

to induce others to buy or sell the security at a price not representative of actual supply or demand. More specifically, a trader places a non-bona fide buy (or sell) order. If that order is followed by another market participant, the trader will then enter a number of non-bona fide buy (or sell) orders for the purpose of attracting interest to that side of the order book. These non-bona fide orders are not intended to be executed. The purpose of these non-bona fide orders is to create a false impression of interest on that side of the order book. The trader will then enter an order for execution on the other side of the market at the better price. Either before or immediately after switching sides to trade, the trader cancels the open, non-bona fide orders and the quote returns to the pre-spoofing level.

15. More specifically, certain Oasis traders engaged in intraday spoofing on certain days in the Material Time by executing

the following pattern in quick succession: a. posting orders that improve the National Best Bid (“NBB”) or National Best Offer (“NBO”) in increments at a

time, waiting for another market participant to react and then repeating until the NBB or NBO reached a price at which the Oasis trader would like to trade or until the counterparty stopped following;

b. after inducing or baiting other market participants to increase or decrease the price of their bids or offers, the

Oasis trader then entered an active order on the other side of the market to trade at the better price; and c. the Oasis trader then cancelled the baiting orders shortly before or after the trades; and d. as a result of the cancellation by the Oasis trader, the quote returned to the pre-spoofing level.

16. As a result of this trading pattern, trades were executed at artificial prices because the fill of the order described in paragraph 15(b) above took place at a higher price (or lower) than the NBB/NBO before the non bona fide orders were entered by the trader. These orders were intended to deceive and did deceive certain counterparties into buying (or selling) stocks from (or to) the trader at prices that had been artificially raised (or lowered) by the trader.

17. This process was usually repeated multiple times on the same day. 18. A sampling of the month of April 2014 showed that there were at least 357 incidents of intraday spoofing by Oasis

traders. The 357 incidents represented 0.14% (fourteen one hundredths of a percent) of Oasis’ total number of trades for that month and 0.04% (four one hundredths of a percent) of the total volume traded by Oasis that month. Although the 460 incidents of intraday spoofing may not have been a large percentage of Oasis’ overall trading, they represented a very high proportion of the orders placed in the market in relation to the securities in question, which tend to be thinly traded. The trades involving intraday spoofing resulted in or contributed to a false or misleading impression, as to the supply of, or demand for, shares listed on the various Canadian marketplaces and allowed these traders to trade at artificial prices.

Lack of Oversight By Pang 19. While Pang did not know that certain Oasis traders were engaged in manipulative trading, Pang ought to have known.

While Pang worked with JitneyTrade to identify and sanction traders whose conduct was identified by JitneyTrade as raising red flags, Oasis, and in particular, Pang should have taken greater steps to monitor for and ensure that manipulative trading was not taking place. Pang failed to adequately monitor trading activities at Oasis and failed to ensure there were adequate procedures in place to monitor trading activities and check for possible manipulative trading.


December 17, 2015

(2015), 38 OSCB 10492

20. As founder, officer and director of Oasis, Pang was ultimately responsible for Oasis’ compliance with Ontario securities legislation. Pang’s conduct fell short of the standard expected of an officer and director participating in the Ontario capital markets.

E. Breaches of Ontario Securities Law 21. The foregoing conduct engaged in by the Respondents constituted breaches of Ontario securities law. In particular:

a. During the Material Time, Oasis directly or indirectly, engaged or participated in an act, practice or course of conduct relating to securities that it knew or ought reasonably to have known resulted in or contributed to a misleading appearance of trading activity in, or an artificial price for a security, contrary to subsection 126.1(1)(a) of the Act; and

b. During the Material Time, Pang as a director and officer of Oasis, failed to adequately monitor trading

activities at Oasis and ensure there was an adequate compliance structure in place to identify and prevent possible manipulative trading, thereby indirectly engaging or participating in an act, practice or course of conduct relating to securities that he ought reasonably to have known resulted in or contributed to a misleading appearance of trading activity in, or an artificial price for a security, contrary to subsection 126.1(1)(a) of the Act.

22. Staff reserve the right to make such other allegations as Staff may advise and the Commission may permit. Dated at Toronto this 10th day of December, 2015.


December 17, 2015

(2015), 38 OSCB 10493

1.5 Notices from the Office of the Secretary 1.5.1 Pro-Financial Asset Management Inc. et al.

FOR IMMEDIATE RELEASE December 9, 2015

IN THE MATTER OF

THE SECURITIES ACT, R.S.O. 1990, c. S.5, AS AMENDED

AND

IN THE MATTER OF

PRO-FINANCIAL ASSET MANAGEMENT INC., STUART MCKINNON and JOHN FARRELL

TORONTO – The Commission issued an Order in the above named matter which provides that (1) this matter is adjourned to a final interlocutory appearance to be held on April 1, 2016 at 10:00 a.m.; (2) the hearing on the merits will commence on April 11, 2016 at 10:00 a.m. and continue on April 12, 13, 14, 15, 18, 20, 21, 22, 25, 26, 27, 28 and 29 and May 2, 2016, commencing each day at 10:00 a.m.; (3) McKinnon shall serve his expert’s report or affidavit by February 12, 2016, Staff shall serve its expert’s report or affidavit in response, if any, by March 11, 2016, and McKinnon shall serve his expert’s report in reply, if any, by March 29, 2016; and (4) the parties shall exchange hearing briefs and hearing brief indices by March 30, 2016. The Commission also issued an Order which provides that (1) the Withdrawal Motion be heard in writing; and (2) CMB is granted leave to withdraw as the representative of PFAM. A copy of the Order dated December 9, 2015 and the Order dated September 15, 2015 are available at www.osc.gov.on.ca. OFFICE OF THE SECRETARY JOSÉE TURCOTTE SECRETARY For media inquiries: [email protected] For investor inquiries: OSC Contact Centre 416-593-8314 1-877-785-1555 (Toll Free)

1.5.2 Zhen (Steven) Pang and Oasis World Trading Inc.

FOR IMMEDIATE RELEASE

December 11, 2015



AND

IN THE MATTER OF ZHEN (STEVEN) PANG and

OASIS WORLD TRADING INC.

TORONTO – The Office of the Secretary issued a Notice of Hearing for a hearing to consider whether it is in the public interest to approve a settlement agreement entered into by Staff of the Commission and Zhen (Steven) Pang and Oasis World Trading Inc. in the above named matter. The hearing will be held on December 14, 2015 at 10:00 a.m. on the 17th floor of the Commission's offices located at 20 Queen Street West, Toronto. A copy of the Notice of Hearing dated December 10, 2015 and Statement of Allegations of Staff of the Ontario Securities Commission dated December 10, 2015 are available at www.osc.gov.on.ca. OFFICE OF THE SECRETARY JOSÉE TURCOTTE SECRETARY For media inquiries: [email protected] For investor inquiries: OSC Contact Centre 416-593-8314 1-877-785-1555 (Toll Free)


December 17, 2015

(2015), 38 OSCB 10494

1.5.3 2241153 Ontario Inc. et al.


IN THE MATTER OF

THE SECURITIES ACT, R.S.O. 1990, c. S.5 AS AMENDED

AND

IN THE MATTER OF

2241153 ONTARIO INC., SETENTERPRICE, SARBJEET SINGH, DIPAK BANIK,

STOYANKA GUERENSKA, SOPHIA NIKOLOV and EVGUENI TODOROV

TORONTO – The Commission issued an Order in the above named matter which provides that:

1. the hearing on the merits in this matter will proceed on January 11, 2016, as previously ordered; 2. on or before December 18, 2015, Staff shall deliver to the Respondents copies of documents that it intends to

produce or enter as evidence at the hearing on the merits in this proceeding (the “Hearing Briefs”); 3. no later than January 4, 2016, Staff shall file with the Office of the Secretary copies of indices to their Hearing

Briefs; 4. no later than January 4, 2016, the Respondents shall deliver to Staff copies of documents that they intend to

produce or enter as evidence at the hearing on the merits and a witness list and summaries; and 5. any Respondent who fails to deliver documents, witness lists and summaries to Staff by January 4, 2016 may

not introduce such evidence at the hearing on the merits in this matter without leave of the panel. A copy of the Order dated December 9, 2015 is available at www.osc.gov.on.ca. OFFICE OF THE SECRETARY JOSÉE TURCOTTE SECRETARY For media inquiries: [email protected] For investor inquiries: OSC Contact Centre 416-593-8314 1-877-785-1555 (Toll Free)


December 17, 2015

(2015), 38 OSCB 10495

1.5.4 Zhen (Steven) Pang and Oasis World Trading Inc.

FOR IMMEDIATE RELEASE

December 14, 2015



AND

IN THE MATTER OF ZHEN (STEVEN) PANG and

OASIS WORLD TRADING INC TORONTO – Following a hearing held today, the Commission issued an Order in the above named matter approving the Settlement Agreement reached between Staff of the Commission and Zhen (Steven) Pang and Oasis World Trading Inc. A copy of the Order dated December 14, 2015 and the Settlement Agreement dated December 11, 2015 is available at www.osc.gov.on.ca. OFFICE OF THE SECRETARY JOSÉE TURCOTTE SECRETARY For media inquiries: [email protected] For investor inquiries: OSC Contact Centre 416-593-8314 1-877-785-1555 (Toll Free)

1.5.5 Lance Kotton and Titan Equity Group Ltd.


IN THE MATTER OF


AND

IN THE MATTER OF

LANCE KOTTON and TITAN EQUITY GROUP LTD.

TORONTO – The Commission issued an Order in the above named matter which provides that:

1. the hearing of this matter scheduled for December 16, 2015, is vacated;

2. the Temporary Order is extended until

April 15, 2016, or until further order of the Commission without prejudice to the right of Staff or the Respondents to seek to vary the Temporary Order on application to the Commission; and

3. the hearing of this matter is adjourned

until April 14, 2016, at 10:00 a.m., or such other date and time as provided by the Office of the Secretary and agreed to by the parties.

A copy of the Order dated December 15, 2015 is available at www.osc.gov.on.ca. OFFICE OF THE SECRETARY JOSÉE TURCOTTE SECRETARY For media inquiries: [email protected] For investor inquiries: OSC Contact Centre 416-593-8314 1-877-785-1555 (Toll Free)


December 17, 2015

(2015), 38 OSCB 10496

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December 17, 2015

(2015), 38 OSCB 10497

Chapter 2

Decisions, Orders and Rulings 2.1 Decisions 2.1.1 Xenon Pharmaceuticals Inc. Headnote Multilateral Instrument 11-102 Passport System and National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions. National Instrument 44-101 Short Form Prospectus Distributions, s. 8.1 and National Instrument 44-102 Shelf Distributions s. 11.1(1) – Qualification – An issuer that does not meet the eligibility criteria in section 2.2 or 2.3 of NI 44-101 or because it does not have securities listed on an exchange in Canada wants to use the short form prospectus system; the issuer is a reporting issuer in Canada; the issuer’s shares are listed on NASDAQ and are not listed on a Canadian exchange; the issuer is subject to the reporting requirements of the United States Securities Exchange Act of 1934. Applicable Legislative Provisions National Instrument 44-101 Short Form Prospectus Distributions, ss. 2.2(e), 8.1(1). National Instrument 44-102 Shelf Distributions, ss. 2.2(1), 2.2(2), 2.2(3)(b)(iii), 11.1(1).

December 2, 2015

IN THE MATTER OF THE SECURITIES LEGISLATION OF BRITISH COLUMBIA AND ONTARIO

(THE JURISDICTIONS)

AND

IN THE MATTER OF THE PROCESS FOR EXEMPTIVE RELIEF APPLICATIONS

IN MULTIPLE JURISDICTIONS

AND

IN THE MATTER OF XENON PHARMACEUTICALS INC.

(THE FILER)

DECISION Background 1 The securities regulatory authority or regulator in each of the Jurisdictions (Decision Makers) has received an

application from the Filer for a decision under the securities legislation of the Jurisdiction (the Legislation) that: (a) the qualification criteria in subsection 2.2(e) of National Instrument 44-101 Short Form Prospectus

Distributions (NI 44-101) and subsections 2.2(1), 2.2(2) and 2.2(3)(b)(iii) of National Instrument 44-102 Shelf Distributions that the equity securities of the Filer be listed and posted for trading on a short form eligible exchange (as defined in NI 44-101) does not apply to the Filer (the Qualification Relief); and

(b) the application and this decision be held in confidence by the Decision Maker (the Confidentiality

Relief).

Decisions, Orders and Rulings

December 17, 2015

(2015), 38 OSCB 10498

Under the Process for Exemptive Relieve Applications in Multiple Jurisdictions (for a dual application):

(a) the British Columbia Securities Commission is the principal regulator for this application; (b) the Filer has provided notice that subsection 4.7(1) of Multilateral Instrument 11-102 Passport

System (MI 11-102) is intended to be relied upon in Alberta; and (c) this decision is the decision of the principal regulator and evidences the decision of the securities

regulatory authority or regulator in Ontario.

Interpretation 2 Terms defined in National Instrument 14-101 Definitions and MI 11-102 have the same meaning if used in this decision,

unless otherwise defined. Representations 3 This decision is based on the following facts represented by the Filer:

1. the Filer is a corporation existing under the Canada Business Corporations Act and its head office is located in British Columbia;

2. the Filer is a clinical-stage biopharmaceutical company that is developing a pipeline of differentiated

therapeutics for orphan indications to commercialize on its own or in partnership with global pharmaceutical companies;

3. the Filer is, and has been for the last 12 months, a reporting issuer in each of the Jurisdictions and is not in

default of the securities legislation in any of the Jurisdictions; 4. the Filer is subject to the reporting requirements of the Securities Exchange Act of 1934, as amended, of the

United States and is not in default of any requirement of applicable securities laws of the United States; 5. the Filer’s authorized capital consists of an unlimited number of common shares and an unlimited number of

preferred shares, as of November 26, 2015, 14,378,846 common shares and no preferred shares were issued and outstanding;

6. the common shares of the Filer are quoted for trading on the NASDAQ Stock Market (NASDAQ) under the

symbol “XENE”, but are not listed and posted for trading on any stock exchange in Canada; 7. a short form eligible exchange is defined in NI 44-101 as the Toronto Stock Exchange, Tier 1 and Tier 2 of the

TSX Venture Exchange, Aequitas NEO Exchange Inc., or the Canadian Securities Exchange; 8. the Filer satisfies the basic qualification criteria in section 2.2 of NI 44-101, other than having its securities

listed and posted for trading on a short form eligible exchange; and

9. prior to the Filer filing a notice declaring its intention to be qualified to file a short form prospectus under NI 44-101, the Filer will make no public announcement of its intention to file a short form prospectus in Canada.

Decision 4 Each of the Decision Makers is satisfied that the decision meets the test set out in the Legislation for the Decision

Maker to make the decision. The decision of the Decision Makers under the Legislation is that:

(a) the Qualification Relief is granted provided that:

(i) the Filer complies with all applicable requirements, procedures and qualification criteria of NI 44-101, other than the requirement in subsection 2.2(e) of NI 44-101 that the Filer’s equity securities be listed and posted for trading on a short form eligible exchange; and

(ii) the common shares of the Filer are listed and posted for trading on NASDAQ on the date of

filing by the Filer of a final short form prospectus pursuant to NI 44-101; and


December 17, 2015

(2015), 38 OSCB 10499

(b) the Confidentiality Relief is granted until the earlier of the date:

(i) the Filer files a notice declaring its intention to be qualified to file a short form prospectus in Canada under NI 44-101;

(ii) the Filer advises the principal regulator that there is no longer any need for the application

and this decision to remain confidential; and (iii) that is 30 days from the date of this decision.

“Peter J. Brady” Director, Corporate Finance British Columbia Securities Commission


December 17, 2015

(2015), 38 OSCB 10500

2.1.2 HCN-Revera Joint Venture ULC (formerly Regal Lifestyle Communities Inc.) Headnote National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions – application for a decision that the issuer is not a reporting issuer under applicable securities laws – issuer in default of its obligation to file and deliver its interim financial statements and related management’s discussion and analysis – requested relief granted. Applicable Legislative Provisions Securities Act, R.S.O. 1990, c. S.5, as am., s. 1(10)(a)(ii). CSA Staff Notice 12-307 Applications for a Decision that an Issuer is not a Reporting Issuer.

December 9, 2015

IN THE MATTER OF THE SECURITIES LEGISLATION OF

BRITISH COLUMBIA, ALBERTA, SASKATCHEWAN, MANITOBA, ONTARIO, QUEBEC, NEW BRUNSWICK, NOVA SCOTIA,

PRINCE EDWARD ISLAND, NEWFOUNDLAND AND LABRADOR, YUKON, NORTHWEST TERRITORIES AND NUNAVUT

(the Jurisdictions)

AND

IN THE MATTER OF THE PROCESS FOR EXEMPTIVE RELIEF APPLICATIONS

IN MULTIPLE JURISDICTIONS

AND

IN THE MATTER OF HCN-REVERA JOINT VENTURE ULC

(FORMERLY REGAL LIFESTYLE COMMUNITIES INC.) (the Filer)

DECISION

Background The securities regulatory authority or regulator in each of the Jurisdictions (the Decision Maker) has received an application from the Filer for a decision under the securities legislation of the Jurisdictions (the Legislation) that the Filer is not a reporting issuer (the Exemptive Relief Sought). Under the Process of Exemptive Relief Applications in Multiple Jurisdictions (for a coordinated review application):

a) the Ontario Securities Commission is the principal regulator for this application, and b) the decision is the decision of the principal regulator and evidences the decision of each other Decision

Maker. Interpretation Terms defined in National Instrument 14-101 Definitions have the same meaning if used in this decision, unless otherwise defined. Representations This decision is based on the following facts represented by the Filer: 1. The Filer is a corporation continued under the British Columbia Business Corporations Act (the BCBCA) with its head

office located at 55 Standish Court, Mississauga, Ontario, L5R 4B2.


December 17, 2015

(2015), 38 OSCB 10501

2. The Filer is a reporting issuer in each of the Jurisdictions. 3. On October 26, 2015, the Filer and HCN-Revera Joint Venture ULC (HCN-Revera) completed a plan of arrangement

under the Business Corporations Act (Ontario) (the Arrangement) pursuant to which, among other things, HCN-Revera acquired all of the issued and outstanding common shares of the Filer (the Common Shares). In addition, all of the 6.0% convertible unsecured subordinated debentures of the Filer (the Debentures) were redeemed for cash on November 4, 2015. Pursuant to the Arrangement, the Filer became a wholly-owned subsidiary of HCN-Revera and no longer has any outstanding securities, including debt securities, held by the public.

4. At the close of business on October 27, 2015, the Common Shares were de-listed from the Toronto Stock Exchange

(the TSX) and at the close of business on November 4, 2015, the Debentures were de-listed from the TSX. 5. The Filer is not in default of any of its obligations as a reporting issuer under the Legislation, other than its obligation to

file interim financial statements and related management’s discussion and analysis for the nine months ended September 30, 2015 as required under National Instrument 51-102 Continuous Disclosure Obligations, and the related certification of such financial statements and management’s discussion and analysis as required under National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings.

6. The outstanding securities of the Filer, including debt securities, are beneficially owned, directly or indirectly, by fewer

than 15 securityholders in each of the Jurisdictions and fewer than 51 securityholders in total worldwide. 7. No securities of the Filer are traded in Canada or another country on a marketplace as defined in National Instrument

21-101 Marketplace Operation or any other facility for bringing together buyers and sellers of securities where trading data is publicly reported.

8. The Filer has no current intention to seek public financing by way of an offering of securities. 9. The Filer is applying for a decision that it is not a reporting issuer in all of the Jurisdictions. 10. The Filer is not eligible to use the simplified procedure under CSA Staff Notice 12-307 Applications for a Decision that

an Issuer is not a Reporting Issuer because it remains a reporting issuer in British Columbia and because it is in default of certain filing obligations under the Legislation as described in paragraph 5 above.

11. The Filer did not voluntarily surrender its status as a reporting issuer in British Columbia pursuant to British Columbia

Instrument 11-502 Voluntary Surrender of Reporting Issuer Status because it chose to avoid the 10-day waiting period under that instrument.

12. Upon the grant of the Exemptive Relief Sought, the Filer will no longer be a reporting issuer or the equivalent in any

jurisdiction in Canada. Decision Each of the Decision Makers is satisfied that the decision meets the test set out in the Legislation for the Decision Maker to make the decision. The decision of the Decision Makers under the Legislation is that the Exemptive Relief Sought is granted. “Mary G. Condon” Commissioner Ontario Securities Commission “Christopher Portner” Commissioner Ontario Securities Commission


December 17, 2015

(2015), 38 OSCB 10502

2.1.3 First Asset Investment Management Inc. Headnote National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions – approval for change of control of manager under s. 5.5(1)(a.1) of National Instrument 81-102 Investment Funds and abridgement of securityholder notice period under s. 5.8(1)(a) of NI 81-102 to 32 days – acquirer has requisite experience and integrity to participate in Canadian capital markets – transaction will not result in any material changes to operations and management of the manager or the funds it manages. Applicable Legislative Provisions National Instrument 81-102 Investment Funds, ss. 5.5(1)(a.1), 5.7(1)(a), 5.8(1), 19.1.

November 24, 2015


ONTARIO (the Jurisdiction)

AND

IN THE MATTER OF

THE PROCESS FOR EXEMPTIVE RELIEF APPLICATIONS IN MULTIPLE JURISDICTIONS

AND

IN THE MATTER OF

FIRST ASSET INVESTMENT MANAGEMENT INC. (the Manager or First Asset)

DECISION

Background The principal regulator in the Jurisdiction has received an application from the Manager and CI Financial Corp. (CI, and together with the Manager, the Filers) for a decision under the securities legislation of the Jurisdiction of the principal regulator (the Legislation) for approval with respect to a proposed change of control of the Manager pursuant to section 5.5(1)(a.1) of National Instrument 81-102 Investment Funds (NI 81-102) (the Approval Sought) and an abridgement to not less than 32 days of the time period prescribed by section 5.8(1)(a) of NI 81-102 for delivering notice to securityholders of the First Asset Funds (as defined below) of the change of control of the Manager resulting from the Proposed Transaction (as defined below) (the Abridgement Relief). Under National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions (for a passport application):

(a) the Ontario Securities Commission (the OSC) is the principal regulator for this application; and (b) the Manager has provided notice that section 4.7(1) of Multilateral Instrument 11-102 Passport System (MI 11-

102) is intended to be relied upon in each province and territory of Canada (the Jurisdictions). Interpretation Terms defined in NI 81-102, National Instrument 14-101 Definitions and MI 11-102 have the same meaning if used in this decision unless otherwise defined. Representations The decision is based on the following facts represented by the Filers:


December 17, 2015

(2015), 38 OSCB 10503

CI and CI Investments Inc. 1. CI, a corporation existing under the Business Corporations Act (Ontario) (OBCA), with its head office in Toronto,

Ontario, is a diversified wealth management firm and one of Canada’s largest investment fund companies. 2. CI is a reporting issuer in all of the provinces of Canada. CI’s common shares are listed on the Toronto Stock

Exchange (the TSX) under the trading symbol “CIX”. 3. CI owns 100% of CI Investments Inc. (the CI Manager). 4. The CI Manager, a corporation existing under the OBCA with its head office in Toronto, Ontario, is one of Canada’s

largest investment fund companies and manages investment funds, as well as other investment products. 5. The CI Manager is registered as (i) an investment fund manager (IFM) in Ontario, Quebec and Newfoundland and

Labrador; (ii) adviser in the category of portfolio manager (PM) in all provinces; (iii) a dealer in the category of exempt market dealer (EMD) in Ontario; and (iv) commodity trading counsel and commodity trading manager (CTM) in Ontario.

First Asset Capital Corp. and First Asset 6. First Asset Capital Corp. (FACC), a corporation existing under the OBCA with its head office in Toronto, Ontario, is a

privately-owned investment management firm. 7. FACC owns 100% of First Asset Funds Inc. (FAFI) and FAFI owns 100% of First Asset. 8. First Asset, a corporation existing under the OBCA, has its head office in Toronto, Ontario. 9. First Asset is registered as an investment fund manager in Ontario, Quebec and Newfoundland and Labrador. First

Asset is also registered as a portfolio manager, exempt market dealer and commodity trading manager in Ontario. The First Asset Funds 10. First Asset is the manager, trustee and portfolio advisor of the funds listed in Schedule “A” hereto. 11. The First Asset Funds are reporting issuers in some or all provinces and territories of Canada. 12. Securities of the First Asset Funds are distributed in some or all provinces and territories of Canada under

prospectuses filed on SEDAR qualifying the First Asset Funds for distribution. The First Asset Funds are mutual fund trusts, corporations or limited partnerships existing under the laws of Ontario. The First Asset Funds are exchange-traded funds, closed-end funds, and mutual funds as set out in Schedule “A”.

13. None of CI, the CI Manager, FACC, FAFI, First Asset or the First Asset Funds is in default of any securities legislation

in any of the Jurisdictions. The Proposed Transaction 14. CI entered into a binding agreement with key shareholders of FACC on October 15, 2015 to purchase 100% of the

issued and outstanding shares of FACC (the Proposed Transaction). 15. It is anticipated that the Proposed Transaction will be accomplished through a sale and purchase agreement under

which CI will acquire all the outstanding shares of FACC in return for cash and common shares of CI. Ideally, the parties would like to close no later than November 30, 2015 (the Closing Date), provided that, among other things, all necessary regulatory notices, non-objections, and approvals have been given and received. If completed as contemplated, following the Closing Date, CI will indirectly be the new beneficial owner of FACC, FAFI and First Asset.

16. A notice regarding the Proposed Transaction was delivered to the Compliance & Registrant Regulation branch of the

OSC on October 23, 2015 pursuant to sections 11.9 and 11.10 of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103).

Change of Control of Manager 17. As the share ownership of First Asset will change such that after the Closing Date, CI will indirectly, through a wholly-

controlled subsidiary, own 100% of the issued and outstanding shares of FACC and CI will therefore indirectly own


December 17, 2015

(2015), 38 OSCB 10504

100% of First Asset, the Proposed Transaction will result in a change of control of First Asset and accordingly regulatory approval is required pursuant to section 5.5(1)(a.1) of NI 81-102.

Impact on the Manager and the First Asset Funds 18. Completion of the Proposed Transaction is not expected to result in any material changes to, or impact on, the

business, operations or affairs of the First Asset Funds, the securityholders of the First Asset Funds or First Asset. 19. First Asset will continue to act as the investment fund manager of the First Asset Funds as a discrete, separate and

distinct legal entity in materially the same manner as it has conducted such activities immediately prior to the Closing Date.

20. There are no plans to change the role of First Asset as manager of the First Asset Funds. First Asset will operate

autonomously with the existing senior management team. There are no immediate plans to make changes to First Asset’s business model.

21. There is no current intention to: (i) change the names or branding of First Asset or the First Asset Funds as a result of

the Proposed Transaction; (ii) change the officers or registered individuals of First Asset; (iii) make any substantive changes as to how First Asset operates or manages the First Asset Funds; (iv) change the portfolio advisors of the First Asset Funds; or (v), immediately following the Closing Date, or within a foreseeable period of time, change the investment fund manager to the First Asset Funds. The only change that is contemplated is that CI will elect the majority of directors of First Asset immediately after the Proposed Transaction closes.

22. There is no current intention to merge or integrate the business operations of First Asset into CI or the CI Manager. 23. No assessment has been made as to duplication of personnel or systems and accordingly, no decisions have been

made as to rationalization with respect to these matters. There is no duplication of core First Asset fund products or services that will require rationalization in the near future.

24. Other than to add oversight of First Asset by having a majority of CI nominees on the First Asset board, there are no

current plans to: (a) make staffing changes to First Asset; (b) change the structures, investment objectives or strategies of the First Asset Funds; (c) change the fees and expenses that would be charged to the First Asset Funds; (d) have CI involved in any of the business, operations or affairs of First Asset, such as oversight of the compliance activities of First Asset; (e) make changes to fund accounting and other administrative functions undertaken by the current providers, both internal and external, to First Asset or the First Asset Funds; or (f) make changes to the custodians or trustees of the First Asset Funds.

25. No current directors, officers or employees of CI or its affiliates are expected to become involved in the day-to-day

management of the First Asset Funds following completion of the Proposed Transaction. 26. The members of the Independent Review Committee (IRC) of the First Asset Funds will cease to be IRC members by

operation of section 3.10(1)(c) of National Instrument 81-107 Independent Review Committee for Investment Funds (NI 81-107). However, it is currently intended that immediately following the completion of the Proposed Transaction, the same members of the IRC will be re-appointed by First Asset.

27. The Proposed Transaction is not expected to impact the financial stability of the Manager or its ability to fulfill its

regulatory obligations. Notice Requirement 28. Written notice (the Notice) regarding the Proposed Transaction was sent to each securityholder of the First Asset

Funds on October 29, 2015, which, if the Closing Date occurs on November 30, 2015, means that securityholders of the First Asset Funds will have received the Notice approximately 32 days before the Closing Date of the Proposed Transaction.

29. While the Proposed Transaction is pending, but not closed, there is uncertainty among clients and others regarding

First Asset. To preserve the business and relationships of First Asset, it is strongly preferable to close the Proposed Transaction promptly with an abridgement to the 60-day notice period and minimize this period of uncertainty.

30. It is the Filers’ view that it would not be prejudicial to the securityholders of the First Asset Funds to abridge the notice

period required under s. 5.8(1)(a) of NI 81-102 from 60 days to not less than 32 days for the following reasons: (a) the securityholders of the First Asset Funds will be sufficiently aware of the Proposed Transaction;


December 17, 2015

(2015), 38 OSCB 10505

(b) the Proposed Transaction is not expected to result in any change in how the Manager administers or manages the First Asset Funds;

(c) the Proposed Transaction will not have any impact on the securityholders’ interest in the First Asset Funds

and securityholders are not required to take any action; securityholders need only consider whether they wish to dispose of their securities of the First Asset Funds. The change of control of the Manager, by itself, will not trigger any other material change to the First Asset Funds; and

(d) the First Asset Funds calculate and publish their net asset values per security on a daily basis and either

permit redemptions of securities of the First Asset Funds on a daily basis or are listed on the TSX, allowing securityholders of the First Asset Funds to redeem or dispose of their securities prior to the Closing Date if they so choose.

Decision The principal regulator is satisfied that the decision meets the test set out in the Legislation for the principal regulator to make the decision. The decision of the principal regulator under the Legislation is that:

(e) the Approval Sought is granted; and (f) the Abridgement Relief is granted provided that

(i) the Notice is given to securityholders of the First Asset Funds at least 32 days before the Closing Date, and

(ii) no material changes will be made to the management, operations or portfolio management of the

First Asset Funds for at least 60 days following the date the Notice was delivered. “Vera Nunes” Acting Director, Investment Funds and Structured Products Branch Ontario Securities Commission


December 17, 2015

(2015), 38 OSCB 10506

Schedule “A”

LIST OF FIRST ASSET FUNDS

EXCHANGE-TRADED FUNDS

First Asset Canadian Convertible Bond ETF First Asset Provincial Bond Index ETF First Asset 1-5 Year Laddered Government Strip Bond Index ETF First Asset Active Credit ETF First Asset Core Canadian Equity ETF First Asset Core U.S. Equity ETF First Asset Core Balanced ETF First Asset Canadian REIT ETF First Asset CanBanc Income ETF First Asset Can-Energy Covered Call ETF First Asset Can-Materials Covered Call ETF First Asset Tech Giants Covered Call ETF First Asset Energy Giants Covered Call ETF First Asset Active Canadian Dividend ETF First Asset Active Utility & Infrastructure ETF First Asset Hamilton Capital European Bank ETF First Asset U.S. & Canada Lifeco Income ETF First Asset Morningstar Canada Dividend Target 30 Index ETF First Asset Morningstar US Dividend Target 50 Index ETF First Asset Morningstar Canada Momentum Index ETF First Asset Morningstar US Momentum Index ETF First Asset Morningstar Canada Value Index ETF First Asset Morningstar US Value Index ETF First Asset Morningstar National Bank Québec Index ETF First Asset Morningstar International Momentum Index ETF First Asset Morningstar International Value Index ETF First Asset MSCI Canada Low Risk Weighted ETF First Asset MSCI USA Low Risk Weighted ETF First Asset MSCI Europe Low Risk Weighted ETF First Asset MSCI World Low Risk Weighted ETF First Asset Core Canadian Equity Income ETF

CLOSED-END FUNDS

First Asset Energy & Resource Fund JFT Strategies Fund Preferred Share Investment Trust Triax Diversified High-Yield Utility Split Trust First Asset Morningstar US Consumer Defensive Index Fund First Asset Hamilton Capital European Bank Fund Canadian Advantaged Convertibles Fund Canadian Convertibles Fund First Asset Diversified Convertible Debenture Fund North American Advantaged Convertibles Fund Convertibles Portfolio Fund CanBanc 8 Income Corp. Can-Financials Income Corp. First Asset CanBanc Split Corp.

MUTUAL FUNDS

First Asset Global Dividend Fund First Asset Canadian Convertible Bond Fund First Asset REIT Income Fund First Asset Utility Plus Fund First Asset Canadian Energy Convertible Debenture Fund First Asset Canadian Dividend Opportunity Fund


December 17, 2015

(2015), 38 OSCB 10507

First Asset Resource Fund Inc. First Asset Canadian Convertible Debenture Fund First Asset Canadian Dividend Opportunity Fund II


December 17, 2015

(2015), 38 OSCB 10508

2.1.4 BNP Paribas Global Equity Exposure Fund et al.

Headnote National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions – Approval granted for change of manager of a mutual fund – change of manager is not detrimental to unitholders or contrary to the public interest. Applicable Legislative Provisions National Instrument 81-102 Mutual Funds, ss. 5.5(1)(a),

5.5(3), 5.7.

December 8, 2015


ONTARIO (the Jurisdiction)

AND

IN THE MATTER OF THE PROCESS FOR

EXEMPTIVE RELIEF APPLICATIONS

AND

IN THE MATTER OF BNP PARIBAS GLOBAL EQUITY EXPOSURE FUND

AND

IN THE MATTER OF

BNP PARIBAS INVESTMENT PARTNERS CANADA LTD.

AND

IA CLARINGTON INVESTMENTS INC.

(the Filers)

DECISION Background The securities regulatory authority or regulator in the Jurisdiction (the Decision Maker) has received an application from the Filers for a decision under the securities legislation of the Jurisdiction (the Legislation) for approval under section 5.5(1)(a) of National Instrument 81-102 Mutual Funds (NI 81-102) of the change of manager of BNP Paribas Global Equity Exposure Fund (the Fund) from BNP Paribas Investment Partners Canada Ltd. (BNP Canada) to IA Clarington Investments Inc. (IA Clarington) (the Approval Sought). Under the Process for Exemptive Relief Applications in Multiple Jurisdictions:

(a) the Ontario Securities Commission is the principal regulator for this Application;

(b) the Filer has provided notice that sub-

section 4.7(1) of Multilateral Instrument 11-102 Passport System (MI 11-102) is intended to be relied upon in British Columbia, Alberta, Saskatchewan, Mani-toba, Quebec, New Brunswick, Nova Scotia, Prince Edward Island, Newfound-land and Labrador, the Northwest Terri-tories, Nunavut, and Yukon; and

(c) the decision is the decision of the

principal regulator. Interpretation Terms defined in National Instrument 14-101 Definitions or in MI 11-102 have the same meaning if used in this decision unless they are otherwise defined. Representations This decision is based on the following facts represented by the Filers: BNP Canada and the Fund 1. BNP Canada is a corporation incorporated under

the laws of Canada, which adopted its current name in April 2010. The head office and principal place of business of BNP Canada is located in Toronto. Ontario. BNP Canada is not a reporting issuer.

2. BNP Canada is registered as an investment fund

manager (manager) and adviser in the category of portfolio manager in British Columbia, Alberta, Ontario, Quebec and New Brunswick. It is also registered as a commodity trading manager in Ontario and as an exempt market dealer in British Columbia, Alberta, Ontario, and Quebec.

3. BNP Canada is the manager and portfolio

manager of the Fund. 4. The Fund is a trust established under the laws of

Ontario and BNP Canada is the trustee. The Fund is a reporting issuer.

5. Units of the Fund are offered under a simplified

prospectus, annual information form and fund facts documents dated April 13, 2015.

6. The only investors in the Fund are IA Clarington

Target Click 2020 Fund, IA Clarington Target Click 2025 Fund and IA Clarington Target Click 2030 Fund (collectively, the Target Click Funds). As at October 30, 2015, the net asset value of the Fund had declined to approximately $22 million.


December 17, 2015

(2015), 38 OSCB 10509

7. Neither BNP Canada nor the Fund is in default of the securities legislation in any of the jurisdictions of Canada.

IA Clarington 8. IA Clarington is a corporation existing under the

laws of Canada. The head office of IA Clarington is located in Quebec City, Quebec. IA Clarington is a subsidiary of Industrial Alliance Insurance and Financial Services Inc., a life and health insurance company. IA Clarington is not a reporting issuer.

9. As at October 30, 2015 IA Clarington managed

approximately $14 billion in mutual fund assets offered by prospectus. It also acts as trustee, portfolio manager and registrar and transfer agent for its funds and makes use of third party advisers for certain of its funds.

10. IA Clarington is registered as an investment fund

manager with the securities regulatory authorities in Ontario, Quebec and Newfoundland and Labrador, and as an adviser in the category of portfolio manager in each of British Columbia, Alberta, Saskatchewan, Manitoba, Ontario, Quebec, New Brunswick, Nova Scotia, Prince Edward Island, Newfoundland and Labrador.

11. IA Clarington is currently the manager of three

groups of mutual funds, consisting of the IA Clarington Funds, the IA Clarington New Funds, and the Target Click Funds. Each of such mutual funds is a reporting issuer in each of the jurisdictions of Canada.

12. IA Clarington possesses all registrations under the

legislation and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) to allow it to manage the Fund after the closing of the Transaction (as described below).

13. IA Clarington is not in default of the securities

legislation in any of the jurisdictions of Canada. The Proposed Transaction 14. BNP Canada determined to terminate the Fund as

of December 31, 2015 and provided 60 days prior notice to IA Clarington on behalf of the Target Click Funds regarding such termination. Given the reliance of the Target Click Funds on the Fund, IA Clarington requested BNP Canada to allow IA Clarington to take over the management of the Fund rather than terminating the Fund.

15. Pursuant to an agreement between the Filers,

BNP Canada agreed to assign, and IA Clarington agreed to assume, on or before December 31, 2015, and subject to receiving all necessary approvals, the obligations of BNP Canada as trustee and manager under the master manage-

ment agreement, as trustee under the declaration of trust establishing the Fund, as manager on behalf of the Fund under each of the custody agreements, fund administration services agree-ment, security agreement and subscription agree-ment (the Transaction).

16. IA Clarington has an experienced IRC in place for

all of its funds and upon completion of the change of manager, the members of the IRC will serve as the IRC for the Fund.

17. IA Clarington is not considering any merger of the

Fund. 18. IA Clarington will change the name of the Fund in

order to exclude BNP Paribas from the name and replace it with IA Clarington; otherwise, except as discussed above, no changes to the Fund are currently contemplated by IA Clarington. IA Clarington may, however, seek to implement further changes to the Fund following the change of manager if it concludes that such changes would be in the interests of investors; such changes could include changes to the custodian or auditor.

19. IA Clarington has advised the independent review

committee (IRC) of the Target Click Funds of the proposed Transaction and has obtained its recommendation that the proposed Transaction achieves a fair and reasonable result for the Target Click Funds.

20. The approval of the Fund’s investors is required

under section 5.1(1)(b) of NI 81-102 before the Transaction may be completed. As a positive recommendation of the IRC of the Target Click Funds has been given, IA Clarington on behalf of the Target Click Funds will approve the change of manager of the Fund by written resolution.

21. An amendment to the offering documents of the

Fund will be made after all necessary approvals have been obtained and before the closing of the Transaction regarding the change in manager and ancillary items, such as proposed name change and change of sub-advisor.

The Change of Manager 22. The experience and integrity of each of the

members of the IA Clarington management team is apparent by their education and years of experience in the investment industry

23. IA Clarington has the appropriate personnel,

policies and procedures and systems in place to assume the management of the Fund on closing of the Transaction. At least initially, IA Clarington intends to continue the appointment of THEAM SAS as sub-advisor to the Fund. IA Clarington


December 17, 2015

(2015), 38 OSCB 10510

intends to appoint Industrial Alliance Investment Management Inc. as sub-advisor to the Fund.

24. All material agreements regarding the

administration of the Fund will either be amended and restated by IA Clarington and the relevant service provider to replace BNP Paribas with IA Clarington and refer to the change in name of the Fund or IA Clarington will enter into new agreements as required.

25. The closing of the Transaction will not adversely

affect IA Clarington's financial position or its ability to fulfill its regulatory obligations.

26. The closing of the Transaction is not expected to

have any material impact on the business, operations or affairs of the Fund or the unitholders of the Fund.

27. The Fund will not bear any of the costs and

expenses associated with the change of manager. Such costs will be borne by the Filers. These costs may include legal and accounting fees, and regulatory fees

28. The Approval Sought will not be detrimental to the

protection of investors in the Fund or prejudicial to the public interest.

29. If the Transaction is not closed by December 31,

2015, BNP Canada will terminate the Fund. A termination of the Fund will cause undue hardship to the Target Click Funds and be detrimental to their investors.

Decision The Decision Maker is satisfied that the decision meets the test set out in the Legislation for the Decision Maker to make the decision. The Decision of the Decision Maker under the Legislation is that the Approval Sought is granted. “Darren McKall” Manager, Investment Funds and Structured Products Ontario Securities Commission

2.1.5 Newport Private Wealth Inc. and the Lonsdale Tactical Balanced Portfolio

Headnote National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions – Fund deemed to cease to be reporting issuer under securities legislation – Fund unable to rely upon CSA Staff Notice 12-307 because it is a reporting issuer in British Columbia, and units are held by more than 50 persons – Fund is distributed on exempt basis to fully managed accounts. Applicable Legislative Provisions Securities Act (Ontario), s. 1(10)(a)(ii).

December 9, 2015


BRITISH COLUMBIA, ALBERTA, SASKATCHEWAN, MANITOBA, ONTARIO, NEW BRUNSWICK,

NOVA SCOTIA, NEWFOUNDLAND AND LABRADOR, AND QUÉBEC

(the Jurisdictions)

AND

IN THE MATTER OF THE PROCESS FOR EXEMPTIVE RELIEF

APPLICATIONS IN MULTIPLE JURISDICTIONS

AND

IN THE MATTER OF NEWPORT PRIVATE WEALTH INC.

(the Manager)

AND

THE LONSDALE TACTICAL BALANCED PORTFOLIO (the Fund, and together with the Manager, the Filers)

DECISION

BACKGROUND The securities regulatory authority or regulator in each of the Jurisdictions (the Decision Maker) has received an application from the Filers for a decision under the securities legislation of the Jurisdictions (the Legislation) that the Fund is not a reporting issuer in each Jurisdiction (the Exemption Sought). Under the Process for Exemptive Relief Applications in Multiple Jurisdictions (for a coordinated review application): (a) the Ontario Securities Commission is the principal

regulator for this application, and


December 17, 2015

(2015), 38 OSCB 10511

(b) the decision is the decision of the principal regulator and evidences the decision of each other Decision Maker.

INTERPRETATION Terms defined in National Instrument 14-101 – Definitions have the same meaning if used in this decision, unless otherwise defined. REPRESENTATIONS This decision is based on the following facts represented by the Filers: The Manager 1. The Manager is a corporation established under

the laws of Ontario and its head office is in Toronto, Ontario.

2. The Manager is registered as an investment fund

manager, exempt market dealer and portfolio manager in each of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland and Labrador, Northwest Territories, Nova Scotia, Ontario, Prince Edward Island, Québec and Saskatchewan.

3. The Manager is the investment fund manager,

portfolio manager and trustee of the Fund. 4. The Manager is not in default of its obligations

under the Legislation. The Fund 5. The Fund is an open-ended mutual fund trust

created under the laws of Ontario. 6. The Fund is a reporting issuer in all of the

Jurisdictions as a result of having filed a prospectus in the Jurisdictions. As a reporting issuer, the Fund is subject to National Instrument 81-102 – Investment Funds (NI 81-102). The Fund ceased to offer units under a prospectus no later than November 5, 2015.

7. For so long as the Manager is the trustee of the

Fund, the portfolio assets of the Fund will be held in the custody of an entity that meets the requirements of section 6.2 of NI 81-102 for assets held in Canada and section 6.3 of NI 81-102 for assets held outside of Canada.

8. The Fund is not in default of any of its obligations

under the Legislation as a reporting issuer. 9. The Fund is not currently traded on a marketplace

as defined in National Instrument 21-101 – Marketplace Operation or any other facility for bringing together buyers and sellers of securities where trading data is publicly reported.

10. The Manager offers discretionary investment management services to individuals, corporations and other entities (each a Client) seeking wealth management or related services through a managed account (Managed Account).

11. The Managed Accounts are managed by

representatives of the Manager (the Portfolio Managers) who meet the proficiency require-ments of an advising representative (or associate advising representative) under the applicable Legislation.

12. The Portfolio Managers have full discretionary

authority to trade in securities for the Managed Account without obtaining the specific consent of the Client to the trade pursuant to investment management services agreements executed by each Client (the Managed Account Agree-ments). The Managed Account Agreements further set out how the applicable Managed Account operates and informs the Client of the Manager's various rules, procedures and policies.

13. Clients receive a quarterly statement showing

current holdings and a summary of all transactions carried out in their Managed Account in each month during which a transaction was effected in such clients’ accounts. The Manager is available to review and discuss with the Client all account statements. The Manager provides the Client with a comprehensive quarterly portfolio reporting package that includes current holdings, capital allocation, asset mix and performance. In addition, Clients also receive monthly statements from the Fund's custodian, NBCN Inc., which shows their current holdings in the Fund as well as the applicable transactions.

14. The Fund is currently owned by, and distributed

only to, Clients who have signed Managed Account Agreements and therefore are not offered to the public.

15. Investors in the Fund are only comprised of, and

will in the future only be comprised of, persons from the following categories: (a) Investors who qualify as “accredited

investors”, as defined in National Instru-ment 45-106 – Prospectus Exemptions (NI 45-106), other than pursuant to paragraph (q) of the definition, and

(b) Investors who have entered into a

Managed Account Agreement with the Manager or a similar agreement with another qualified portfolio manager, making the Manager or such other port-folio manager the accredited investor pursuant to paragraph (q) of the “accredited investor” definition in NI 45-106.


December 17, 2015

(2015), 38 OSCB 10512

16. The Manager will send a notice to each investor that holds units of the Fund, which will be mailed in November 2015, advising that the Fund has ceased to be a reporting issuer and explaining the implications of such fact. Investors will be permitted to instruct their Portfolio Manager if they no longer wish to be invested in the Fund and there will be no fees associated with such redemption.

17. The Fund does not have fewer than 51

securityholders in total worldwide. In addition, the Fund has 15 or more securityholders in one or more jurisdictions in Canada. As a result, the Funds are not eligible for relief pursuant to CSA Staff Notice 12-307 – Applications for a Decision that an Issuer is not a Reporting Issuer because of the number of securityholders in the Fund and because the Fund is a reporting issuer in British Columbia.

18. The Fund does not qualify to use the procedures

in BC Instrument 11-502 – Voluntary Surrender of Reporting Issuer Status because of the number of securityholders in the Fund.

19. The Fund will continue as a pooled fund subject to

National Instrument 81-106 – Investment Fund Continuous Disclosure (NI 81-106) and the regulatory obligations therein.

20. The Manager shall provide to all securityholders of

the Fund resident in jurisdictions other than Ontario the same disclosure to be provided to securityholders of the Fund resident in Ontario as may be required pursuant to NI 81-106. The Fund intends to rely on the filing exemption set out in section 2.11 of NI 81-106.

21. The Filers seek the Exemption Sought because

the only unitholders in the Fund are, or will be, Managed Account clients or accredited investors. The Filers submit that the Fund ceasing to be a reporting issuer will reduce the regulatory and financial burdens associated therewith, such as the costs of preparing the Management Reports of Fund Performance. As the expenses of the Fund will be reduced, this will be a benefit to unitholders to the extent the costs and expenses associated with these requirements will no longer be applicable.

DECISION Each of the Decision Makers is satisfied that the decision meets the test set out in the Legislation for the Decision Makers to make the decision. The decision of the Decision Makers under the Legislation is that the Exemption Sought is granted.

“William Furlong” Commissioner Ontario Securities Commission “Edward P. Kerwin” Commissioner Ontario Securities Commission


December 17, 2015

(2015), 38 OSCB 10513

2.2 Orders 2.2.1 Pro-Financial Asset Management Inc. et al. –

s. 127



AND

IN THE MATTER OF PRO-FINANCIAL ASSET MANAGEMENT INC.,

STUART MCKINNON and JOHN FARRELL

ORDER (Section 127)

WHEREAS: 1. On December 9, 2014, the Ontario Securities

Commission (the “Commission”) issued a Notice of Hearing pursuant to sections 127 and 127.1 of the Securities Act, R.S.O. 1990, c. S.5, as amended (the “Act”) returnable January 14, 2015 accompanied by a Statement of Allegations dated December 8, 2014 with respect to Pro-Financial Asset Management Inc. (“PFAM”), Stuart McKinnon (“McKinnon”) and John Farrell (“Farrell”) (collectively, the “Respondents”);

2. On January 14, 2015, Staff of the Commission

(“Staff”), counsel for PFAM and McKinnon and counsel for Farrell attended before the Commission;

3. On January 14, 2015, the Commission ordered

that the hearing be adjourned to February 25, 2015 at 10:00 a.m. for the purpose of scheduling a date for a confidential pre-hearing conference as may be appropriate;

4. On February 25, 2015, Staff advised that the initial

electronic disclosure of approximately 11,000 pages was sent to counsel for the Respondents on January 12, 2015 and the remaining electronic disclosure of approximately 7,400 pages was sent to counsel for the Respondents on February 24, 2015;

5. On February 25, 2015, Staff advised that the

Commission order dated January 14, 2015 should have referred to 11,000 pages of disclosure and not 11,000 documents;

6. On February 25, 2015, a confidential pre-hearing

conference was held immediately following the public hearing as requested by the parties;

7. On April 9, 2015, the confidential pre-hearing

conference continued and Staff, counsel for PFAM and McKinnon, and counsel for Farrell attended before the Commission;

8. On June 15, 2015, the confidential pre-hearing conference continued and Staff and counsel for PFAM and McKinnon attended before the Commission;

9. On June 17, 2015, the Commission ordered that

the Second Appearance be held on September 15, 2015 at 10:00 a.m. and that: (a) Staff shall make disclosure, no later than

five days before the date of the Second Appearance, of their witness list and summaries and indicate any intention to call an expert witness, in which event they shall provide the name of the expert and state the issue or issues on which the expert will be giving evidence; and

(b) Any requests by any of the Respondents

for disclosure of additional documents shall be set out in a Notice of Motion which shall be filed no later than 10 days before the date of the Second Appearance;

10. On June 19, 2015, counsel for PFAM and

McKinnon filed a notice of motion pursuant to Rule 1.7.4 of the Commission’s Rules of Procedure, (2014), 37 O.S.C.B. 4168 seeking leave to withdraw as counsel for PFAM and the Commission granted such motion on September 15, 2015;

11. On June 30, 2015, the Commission heard a

motion brought by McKinnon, in which he sought registration as a dealing representative at a mutual fund dealer (the “Registration Motion”);

12. On September 14, 2015, the Commission

released its reasons and order dismissing the Registration Motion;

13. On September 15, 2015, the Second Appearance

was held and Staff advised that (i) on August 31, 2015, Staff provided a third tranche of disclosure (2,960 pages) to the Respondents; (ii) on September 11, 2015, Staff provided a fourth tranche of disclosure (251 pages) to the Respondents; and (iii) on September 10, 2015, Staff provided the Respondents with its preliminary witness list and a chart setting out the location in Staff’s disclosure of the transcripts and affidavits relevant to Staff’s witnesses;

14. On September 15, 2015, counsel for McKinnon

advised that McKinnon intended to bring a motion for a preliminary determination of certain issues in Staff’s Statement of Allegations (the “Preliminary Determination Motion”);

15. On September 17, 2015, the Commission ordered

that the Third Appearance be held on November 16, 2015 at 9:00 a.m. and that:


December 17, 2015

(2015), 38 OSCB 10514

(a) The Preliminary Determination Motion shall be heard on November 6, 2015 at 10:00 a.m.;

(b) PFAM and McKinnon shall make disclo-

sure to Staff, by no later than 30 days before the date of the Third Appearance, of their witness lists and summaries and indicate any intention to call an expert witness, in which event they shall provide Staff with the name of the expert and state the issue or issues on which the expert will be giving evidence; and

(c) The dates for the hearing on the merits

and for the provision of expert affidavits or reports, if any, will be set at the Third Appearance.

16. On November 6, 2015, Staff and counsel for

McKinnon filed written memoranda of fact and law and made oral submissions on the Preliminary Determination Motion and the panel reserved its decision;

17. On November 6, 2015, Staff and counsel for

McKinnon agreed to reschedule the Third Appearance from November 16, 2015 at 9:00 a.m. to December 2, 2015 at 10:00 a.m. and that the dates for the hearing on the merits and for the provision of expert affidavits or reports, if any, will be set at the Third Appearance;

18. On November 26, 2015, the Commission released

its order dismissing the Preliminary Determination Motion with reasons to follow;

19. On November 30, 2015, the Commission released

its reasons relating to its order dismissing the Preliminary Determination Motion;

20. On December 2, 2015, the Third Appearance was

held and Staff and counsel for McKinnon appeared and made submissions;

21. McKinnon consents to the terms of this Order; and 22. The Commission is of the opinion that it is in the

public interest to make this Order. IT IS HEREBY ORDERED that:

1. This matter is adjourned to a final interlocutory appearance to be held on April 1, 2016 at 10:00 a.m.;

2. The hearing on the merits will commence

on April 11, 2016 at 10:00 a.m. and continue on April 12, 13, 14, 15, 18, 20, 21, 22, 25, 26, 27, 28 and 29 and May 2, 2016, commencing each day at 10:00 a.m.;

3. McKinnon shall serve his expert’s report or affidavit by February 12, 2016, Staff shall serve its expert’s report or affidavit in response, if any, by March 11, 2016, and McKinnon shall serve his expert’s report in reply, if any, by March 29, 2016; and

4. The parties shall exchange hearing briefs

and hearing brief indices by March 30, 2016.

DATED at Toronto this 9th day of December, 2015. “Christopher Portner”


December 17, 2015

(2015), 38 OSCB 10515

2.2.2 Pro-Financial Asset Management Inc. et al. – Rule 1.7.4 of the OSC Rules of Procedure

IN THE MATTER OF


AND

IN THE MATTER OF

PRO-FINANCIAL ASSET MANAGEMENT INC., STUART MCKINNON and JOHN FARRELL

ORDER

(Rule 1.7.4 of the Ontario Securities Commission’s Rules of Procedure)

WHEREAS: 1. On December 9, 2014, the Ontario Securities

Commission (the “Commission”) issued a Notice of Hearing pursuant to sections 127 and 127.1 of the Securities Act, R.S.O. 1990, c. S.5, as amended (the “Act”) accompanied by a Statement of Allegations dated December 8, 2014 with respect to Pro-Financial Asset Management Inc. (“PFAM”), Stuart McKinnon and John Farrell (collectively, the “Respondents”);

2. On June 19, 2015, counsel for PFAM and

McKinnon, Crawley MacKewn Brush LLP (“CMB”) filed a notice of motion pursuant to Rule 1.7.4 of the Commission’s Rules of Procedure, (2014), 37 O.S.C.B. 4168, for leave to withdraw as the representative of PFAM (the “Withdrawal Motion”); and

3. CMB provided the Affidavit of Stuart McKinnon

sworn June 19, 2015, in support of the Withdrawal Motion.

IT IS HEREBY ORDERED that:

1. The Withdrawal Motion be heard in writing; and

2. CMB is granted leave to withdraw as the

representative of PFAM. DATED at Toronto this 15th day of September, 2015. “Christopher Portner”

2.2.3 2241153 Ontario Inc. et al. – s. 127


R.S.O. 1990, c. S.5 AS AMENDED

AND

IN THE MATTER OF 2241153 ONTARIO INC., SETENTERPRICE,

SARBJEET SINGH, DIPAK BANIK, STOYANKA GUERENSKA, SOPHIA NIKOLOV

and EVGUENI TODOROV

ORDER (Section 127)

WHEREAS: 1. On February 10, 2015, the Ontario Securities

Commission (the “Commission”) issued a Notice of Hearing pursuant to section 127 and 127.1 of the Securities Act, R.S.O. 1990, c. S.5, as amended (the “Act”), in relation to a Statement of Allegations filed by Staff of the Commission (“Staff”) on February 9, 2015, to consider whether it is in the public interest to make certain orders against 2241153 Ontario Inc. (“2241153”), Setenterprice, Sarbjeet Singh (“Singh”), Dipak Banik (“Banik”), Stoyanka Guerenska (“Guerenska”), Sophia Nikolov (“Nikolov”) and Evgueni Todorov (“Todorov”) (together, the “Respondents”);

2. The Notice of Hearing set a hearing in this matter

for February 23, 2015 at 11:00 a.m.; 3. On February 11, 2015 a settlement agreement

entered into by Staff of the Commission (“Staff”) and Singh and 2241153 was approved by the Commission;

4. On February 23, 2015 Staff attended a hearing in

this matter and no one appeared on behalf of the Respondents;

5. On February 23, 2015, the Commission ordered

that: (a.) the matter was adjourned to a hearing

scheduled for March 24, 2015 at 9:00 a.m.;

(b.) on or before March 24, 2015, Staff shall

disclose to the Respondents all documents and things in its possession or control that are relevant to the allegations in this matter; and

(c.) upon failure of any party to attend at the

hearing scheduled for March 24, 2015 at 9:00 a.m., the hearing will proceed in the absence of that party and such party will


December 17, 2015

(2015), 38 OSCB 10516

not be entitled to any further notice of the proceedings;

6. On March 24, 2015, Staff and Todorov and

Nikolov attended at a hearing in this matter and Banik and Guerenska did not appear, although properly served;

7. On March 24, 2015, the Commission ordered that:

(a.) this matter is adjourned to a hearing

scheduled for June 24, 2015 at 9:30 a.m. or to such other date as may be agreed to by the parties and fixed by the Office of the Secretary; and

(b.) that at least five (5) days before the next

hearing date Staff will provide the Respondents with their witness lists and summaries and indicate any intent to call an expert witness, including the name of the expert witness and the issue on which the expert will be giving evidence;

8. On June 24, 2015, Staff and Todorov attended at

a hearing in the matter and none of the other Respondents appeared, although properly served;

9. On June 24, 2015, the Commission ordered that:

(a.) this matter is adjourned to a hearing

scheduled for September 1, 2015 at 9:30 a.m. or to such other date as may be agreed to by the parties and fixed by the Office of the Secretary;

(b.) that by the close of business on August

21, 2015, the Respondents will provide Staff with their witness lists and summaries and indicate any intent to call an expert witness, including the name of the expert witness and the issue on which the expert will be giving evidence; and

(c.) upon failure of any Respondent to

provide Staff with the above-noted documents or failure to attend at the hearing scheduled for September 1, 2015 at 9:30 a.m., the hearing will proceed in the absence of that party and such party will not be entitled to any further notice of the proceedings;

10. On September 1, 2015, Staff and Todorov

attended a hearing in this matter and none of the other Respondents appeared, although properly served;

11. On September 1, 2015, the Commission ordered

that:

(a.) this matter is adjourned to a pre-hearing conference scheduled for December 9, 2015 at 10:00 a.m. or to such other date as may be agreed to by the parties and fixed by the Office of the Secretary; and

(b.) the hearing on the merits in this matter

will commence on January 11, 2016 at 10:00 a.m. and will continue to and including January 22, 2016, with the exception of January 12, 2016, or on such other dates as are agreed to by the parties and fixed by the Office of the Secretary.

12. On December 9, 2015, Staff and Todorov

attended a confidential pre-hearing conference in this matter and none of the other Respondents appeared, although properly served;

13. The Commission considered the submissions of

Staff and Todorov and the Commission is of the opinion that it is in the public interest to make this order;

IT IS ORDERED that:

1. the hearing on the merits in this matter will proceed on January 11, 2016, as previously ordered;

2. on or before December 18, 2015, Staff

shall deliver to the Respondents copies of documents that it intends to produce or enter as evidence at the hearing on the merits in this proceeding (the “Hearing Briefs”);

3. no later than January 4, 2016, Staff shall

file with the Office of the Secretary copies of indices to their Hearing Briefs;

4. no later than January 4, 2016, the

Respondents shall deliver to Staff copies of documents that they intend to produce or enter as evidence at the hearing on the merits and a witness list and summaries; and

5. any Respondent who fails to deliver

documents, witness lists and summaries to Staff by January 4, 2016 may not introduce such evidence at the hearing on the merits in this matter without leave of the panel.

DATED at Toronto this 9th day of December, 2015. “Alan J. Lenczner” “AnneMarie Ryan” “Judith N. Robertson”


December 17, 2015

(2015), 38 OSCB 10517

2.2.4 Salix Pharmaceuticals, Ltd. – s. 144 Headnote Section 144 – Application for revocation of cease trade order – issuer subject to cease trade order as a result of failure to file financial statements – issuer is also seeking to not be a reporting issuer in all of the jurisdictions in which it is currently a reporting issuer – full revocation granted effective as of the date the issuer is determined to not be a reporting issuer. Statutes Cited Securities Act, R.S.O. 1990, c. S.5, as am., ss. 127, 144.


R.S.O. 1990, c. S.5, AS AMENDED (the “Act”)

AND

IN THE MATTER OF

SALIX PHARMACEUTICALS, LTD.

ORDER (Section 144 of the Act)

WHEREAS the securities of Salix Pharma-ceuticals, Ltd. (the Applicant) are subject to a cease trade order dated September 4, 2015 by a Director of the Ontario Securities Commission (the Commission) pursuant to paragraph 2 of subsection 127(1) of the Act (the Ontario Cease Trade Order) directing that trading in the securities of the Applicant cease unless revoked by a further order by the Director; AND WHEREAS the Ontario Cease Trade Order was made on the basis that the Applicant was in default of certain filing requirements under Ontario securities law as described in the Ontario Cease Trade Order; AND WHEREAS additional cease trade orders were issued by the British Columbia Securities Commission on August 26, 2015 (the BC Cease Trade Order), by The Manitoba Securities Commission on September 2, 2015 (the Manitoba Cease Trade Order) and by the Autorité des marchés financiers on September 14, 2015 (the AMF Cease Trade Order); AND WHEREAS the Applicant has applied to the Commission pursuant to section 144 of the Act for a full revocation of the Ontario Cease Trade Order (the Application); AND WHEREAS the Applicant has represented to the Commission that: 1. The Applicant was organized under the laws of

the State of Delaware in 2001. Its head office is located in Raleigh, North Carolina.

2. The Applicant is a reporting issuer or the equivalent in each of the provinces of Canada.

3. On April 1, 2015, a wholly-owned subsidiary of

Valeant Pharmaceuticals International (VPI) merged with and into the Applicant, with the Applicant surviving as a wholly owned subsidiary of VPI (the Merger). As a result of the Merger, since April 1, 2015, VPI has been sole holder of shares of common stock (the Shares) of the Applicant. VPI is a wholly-owned subsidiary of Valeant Pharmaceuticals International, Inc.

4. The Applicant has US$118,000 principal amount

of 1.5% Convertible Senior Notes due 2019 (the Notes) outstanding. The Notes were offered and sold in 2012 in the United States (U.S.) in an offering under Rule 144A of the U.S. Securities Act of 1933, as amended, which in the U.S. was restricted to qualified institutional buyers as defined in Rule 144A.

5. The Applicant does not have any securities issued

or outstanding other than the Shares and the Notes.

6. No securities of the Applicant, including debt

securities, are traded in Canada or any other country on a marketplace as defined in National Instrument 21-101 Marketplace Operation or any other facility for bring together buyers and sellers of securities where trading data is publicly reported.

7. The outstanding securities of the Applicant,

including debt securities, are beneficially owned, directly or indirectly, by fewer than 15 securityholders in each of the jurisdictions in Canada and fewer than 51 securityholders in total worldwide.

8. The Shares were delisted from trading on Nasdaq

Global Select Market effective at the close of market on April 1, 2015.

9. The Ontario Cease Trade Order was issued on

September 4, 2015 due to the Applicant’s failure to file its interim unaudited financial statements and interim management’s discussion and analysis and certificates required to be filed under National Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings for the interim periods ended March 31, 2015 and June 30, 2015.

10. The Applicant has concurrently applied for and

expects to be granted revocations of the BC Cease Trade Order, the Manitoba Cease Trade Order and the AMF Cease Trade Order.

11. On September 14, 2015, the Applicant applied to

the securities regulatory authority or regulator in each of Alberta, Saskatchewan, Manitoba, Qué-


December 17, 2015

(2015), 38 OSCB 10518

bec, New Brunswick, Nova Scotia, Ontario, Prince Edward Island and Newfoundland and Labrador for a decision under the securities legislation of such jurisdiction to cease to be a reporting issuer under such securities legislation (collectively, the Reporting Issuer Exemptive Relief Sought).

12. Pursuant to subsection 198.1(3) of the Securities

Act (Alberta) (the Alberta Act), the Ontario Cease Trade Order, the BC Cease Trade Order, the Manitoba Cease Trade Order and the AMF Cease Trade Order took effect in Alberta when issued. Pursuant to subsection 198.1(8) of the Alberta Act, each of the CTOs shall cease to apply in Alberta upon being revoked by the applicable securities regulatory authority or regulator.

13. The Applicant expects the Reporting Issuer

Exemptive Relief Sought to be granted on the same date as this decision.

14. On November 3, 2015, the Applicant filed a notice

in accordance with BC Instrument 11-502 Voluntary Surrender of Reporting Issuer Status and expects to cease to be a reporting issuer in British Columbia on the same date as this decision.

15. Upon the grant of the Reporting Issuer Exemptive

Relief Sought and ceasing to be a reporting issuer in British Columbia, the Applicant will not be a reporting issuer in any jurisdiction in Canada.

16. The Applicant has no intention currently to seek

financing by way of a private or public placement in a jurisdiction in Canada.

17. The Applicant is not in default of any requirements

of the Ontario Cease Trade Order or the Act or the rules and regulations made pursuant thereto, subject to the deficiencies that led to the issuance of the Ontario Cease Trade Order.

18. The Applicant has paid all outstanding

participation fees and filing fees owing to the Commission.

19. The Applicant is not considering, nor is it involved

in any discussion relating to, a reverse take-over, amalgamation, merger or other form of combination or transaction similar to the foregoing.

20. The Applicant has not previously been the subject

of a cease trade order other than those referred to in this Order.

AND UPON considering the Application and the recommendation of the staff of the Commission; AND WHEREAS the Director being satisfied that to do so would not be prejudicial to the public interest;

IT IS ORDERED, pursuant to section 144 of the Act, that the Ontario Cease Trade Order is fully revoked as of the date on which the Applicant ceases to be a reporting issuer under the Act. DATED at Toronto on this 16th day of November, 2015. “Shannon O’Hearn” Manager, Corporate Finance Ontario Securities Commission


December 17, 2015

(2015), 38 OSCB 10519

2.2.5 La Jolla Capital Inc. – s. 144 Headnote Section 144 – full revocation of cease trade order upon remedying of defaults. Statutes Cited Securities Act, R.S.O. 1990, c. S.5, as am., ss. 127, 144.


R.S.O. 1990, CHAPTER S.5, AS AMENDED (the Act)

AND

IN THE MATTER OF

LA JOLLA CAPITAL INC.

ORDER (Section 144)

WHEREAS the securities of La Jolla Capital Inc. (the Applicant) are subject to a temporary cease trade order made by the Director dated November 9, 2015 under paragraph 2 of subsection 127(1) and subsection 127(5) of the Ontario Securities Act (the Act) and a further cease trade order made by the Director on November 20, 2015 under paragraph 2 of subsection 127(1) of the Act (collectively, the Ontario Cease Trade Order), ordering that all trading in the securities of the Applicant cease until the Ontario Cease Trade Order is revoked by the Director; AND WHEREAS the Ontario Cease Trade Order was made on the basis that the Applicant was in default of certain filing requirements under Ontario securities law as described in the Ontario Cease Trade Order; AND WHEREAS the Applicant has applied to the Ontario Securities Commission (the Commission) under section 144 of the Act for a revocation of the Ontario Cease Trade Order. Representations This order is based on the following facts represented by the Applicant: 1. The Applicant is a reporting issuer in the

provinces of British Columbia, Alberta and Ontario.

2. The Applicant is not in default of any requirements

under Ontario securities law. 3. The Applicant has filed all outstanding continuous

disclosure documents that are required to be filed under Ontario securities law.

4. The Applicant has paid all outstanding activity, participation and late filing fees that are required to be paid.

5. The Applicant’s SEDAR profile and SEDI issuer

profile supplement are current and accurate. 6. The British Columbia Securities Commission also

issued a cease trade order in respect of the securities of the Applicant on November 4, 2015, which order was revoked on December 1, 2015.

7. Upon the issuance of this revocation order, the

Applicant will issue a news release announcing the revocation of the Ontario Cease Trade Order. The Applicant will concurrently file the news release regarding the revocation of the Ontario Cease Trade Order on SEDAR.

AND UPON considering the application and the recommendation of the staff of the Commission; AND UPON the Director being satisfied that it would not be prejudicial to the public interest to revoke the Ontario Cease Trade Order. IT IS ORDERED pursuant to section 144 of the Act that the Ontario Cease Trade Order is hereby revoked. DATED at Toronto this 11th day of December, 2015 “Kathryn Daniels” Deputy Director, Corporate Finance Ontario Securities Commission


December 17, 2015

(2015), 38 OSCB 10520

2.2.6 Lance Kotton and Titan Equity Group Ltd. – s. 127(8)

IN THE MATTER OF


AND

IN THE MATTER OF

LANCE KOTTON and TITAN EQUITY GROUP LTD.

TEMPORARY ORDER (Subsection 127(8))

WHEREAS: 1. on November 6, 2015, the Ontario Securities

Commission (the “Commission”) ordered pursuant to subsections 127(1) and (5) of the Securities Act, R.S.O. 1990, c. S.5., as amended (the “Act”), that: (a) pursuant to clause 2 of subsection 127(1)

of the Act, trading in any securities by Lance Kotton (“Kotton”) and Titan Equity Group Ltd. (“TEG” and, together with Kotton, the “Respondents”) shall cease; and

(b) pursuant to clause 3 of subsection 127(1)

of the Act, any exemptions contained in Ontario securities law do not apply to the Respondents

(the “Temporary Order”);

2. the Commission further ordered that the Temporary Order shall take effect immediately and shall expire on the 15th day after its making unless extended by order of the Commission;

3. on November 9, 2015, the Commission issued a

Notice of Hearing providing notice that it will hold a hearing on November 19, 2015, to consider whether, pursuant to subsections 127(7) and 127(8) of the Act, it is in the public interest for the Commission to extend the Temporary Order until the conclusion of the hearing or until such further time as considered necessary by the Commission, and to make such further orders as the Commission considers appropriate;

4. on November 16, 2015, upon application by the

Commission pursuant to section 129 of the Act, the Ontario Superior Court of Justice (Commercial List) made an order (the “Appointment Order”) appointing Grant Thornton Limited as receiver and manager (the “Receiver”) without security, of all of the assets, undertakings and properties of Lance Kotton, TEG and other related entities;

5. the Appointment Order empowered and authorized, but did not obligate, the Receiver to, among other things, defend all proceedings pending with respect to Kotton and TEG and other related entities referred to in the Appointment Order;

6. the Receiver, through its counsel, advised that it

did not propose to defend the proceedings against the Respondents in respect of the Temporary Order;

7. the Respondents, through their own counsel,

consented to an extension of the Temporary Order until December 17, 2015, without prejudice to any position that might be advanced by the Respondents in the future with respect to the Temporary Order or the matters raised in the Notice of Hearing;

8. on November 19, 2015, the Commission ordered

pursuant to subsection 127(8) of the Act that: (a) the Temporary Order is extended until

December 17, 2015, or until further order of the Commission without prejudice to the right of staff of the Commission (“Staff”) or the Respondents to seek to vary the Temporary Order on application to the Commission; and

(b) the hearing of this matter is adjourned

until December 16, 2015, at 11:30 a.m., or such other date and time as provided by the Office of the Secretary and agreed to by the parties;

9. the Respondents, through their counsel, have

consented to an extension of the Temporary Order until April 15, 2016, without prejudice to any position that might be advanced by the Respondents in the future with respect to the Temporary Order or the matters raised in the Notice of Hearing; and

10. the Commission is of the opinion that it is in the

public interest to make this Order. IT IS ORDERED that:

1. the hearing of this matter scheduled for December 16, 2015, is vacated;

2. the Temporary Order is extended until

April 15, 2016, or until further order of the Commission without prejudice to the right of Staff or the Respondents to seek to vary the Temporary Order on application to the Commission; and

3. the hearing of this matter is adjourned

until April 14, 2016, at 10:00 a.m., or such other date and time as provided by


December 17, 2015

(2015), 38 OSCB 10521

the Office of the Secretary and agreed to by the parties.

DATED at Toronto, Ontario this 15th day of December, 2015. “Timothy Moseley”


December 17, 2015

(2015), 38 OSCB 10522

2.2.7 Assignment of Certain Powers and Duties of the Ontario Securities Commission – s. 6(3) Headnote Amended and Restated Assignment of Certain Powers and Duties of the Ontario Securities Commission. Applicable Legislative Provisions Securities Act, R.S.O. 1990, c. S.5, as am., s. 6(3).


R.S.O. 1990, CHAPTER S.5, AS AMENDED

AND

IN THE MATTER OF THE ASSIGNMENT OF CERTAIN POWERS AND DUTIES OF

THE ONTARIO SECURITIES COMMISSION

ASSIGNMENT [Subsection 6(3)]

WHEREAS: A. On October 25, 2013, pursuant to subsection 6(3) of the Act, the Ontario Securities Commission (the "Commission")

issued an assignment (the "October 25, 2013 Assignment") assigning certain of its powers and duties under the Securities Act (Ontario) (the "Act") to each "Director" as that term is defined in subsection 1(1) of the Act, acting individually;

B. The Commission considers it desirable to amend and restate the October 25, 2013 Assignment by adding a new

paragraph 2(h.1) where the Commission assigns its powers and duties under subsection 127(4.1) of the Act but only in certain limited circumstances as described in that paragraph;

NOW THEREFORE: 1. The October 25, 2013 Assignment is revoked, without prejudice to the effectiveness of any lawful exercise prior to the

date of this revocation of the powers and duties assigned thereby, and is hereby replaced with the following amended and restated assignment (the "Assignment").

2. Pursuant to subsection 6(3) of the Act, the Commission assigns to each Director, acting individually, the powers and

duties vested in or imposed on the Commission by: (a) clauses 21(5)(a), 21(5)(b), 21.0.1(a) and 21.0.1(b) of the Act but only:

(i) with respect to the review and decision regarding information filed in Form 21-101F1 or Form 21-

101F2 or the exhibits thereto, and (ii) where such information relates to matters that do not raise significant regulatory or public interest

concerns and do not introduce a novel feature to the capital markets;

(b) clauses 21(5)(e), 21.0.1(c) and subsections 21.1(4), 21.2(3) and 21.2.1(3) of the Act, but only in respect of by-laws, rules, regulations, policies, procedures, interpretations or practices that (i) do not raise significant regulatory or public interest concerns and, (ii) where they relate to an exchange, a quotation and trade reporting system, an alternative trading

system or a clearing agency, do not introduce a novel feature to the capital markets;

(b.1) clauses 21(5)(a) and 21.2(3) 2 of the Act, but only in respect of matters requiring approval under the terms and conditions of a Commission order recognizing an exchange or a clearing agency that


December 17, 2015

(2015), 38 OSCB 10523

(i) do not raise significant regulatory or public interest concerns and, (ii) do not introduce a novel feature to the capital markets;

(c) subsection 62(5) of the Act; (d) section 74 of the Act, but only in respect of orders that a person or company is not subject to section 53 of the

Act in connection with solicitations of expressions of interest before the filing of a preliminary short form prospectus in accordance with National Instrument 44-101 Short Form Prospectus Distributions for securities to be issued pursuant to an over-allotment option granted to an underwriter by an issuer or a selling securityholder of an issuer;

(e) subclause 1(10)(a)(ii) of the Act but only in respect of a reporting issuer:

(i) whose outstanding securities, including debt securities, are beneficially owned, directly or indirectly,

by fewer than 15 securityholders in Ontario and fewer than 51 securityholders in total worldwide, (ii) whose securities, including debt securities, are not traded in Canada or another country on a

marketplace as defined in National Instrument 21-101 Marketplace Operation or any other facility for bringing together buyers and sellers of securities where trading data is publicly reported,

(iii) that is not in default of any of its obligations as a reporting issuer, and (iv) that will not be a reporting issuer in any jurisdiction of Canada immediately following the Director

making an order that the reporting issuer is not a reporting issuer;

(f) clause 1(11)(b) of the Act, in the circumstances described in Parts 2 and 3 of Ontario Securities Commission Policy 12-602 Designating an Issuer in Certain Other Canadian Jurisdictions as a Reporting Issuer in Ontario;

(g) paragraph 1 of subsection 127(1) of the Act, provided the making of the order under subsection 127(1) of the

Act is not contested on its merits and is only in respect of suspending the registration of: (i) a registrant that has, in the opinion of the Director, acted contrary to the public interest and consents

to such suspension; and (ii) a registrant that has filed an application to surrender the registrant's registration pursuant to section

30 of the Act and has also consented to the suspension of the registrant's registration;

(h) paragraph 2 and paragraph 2.1 of subsection 127(1) of the Act and subsections 127(2), (3), (5), (7), (8) and (9) of the Act, provided that the making of the order under subsections 127(1), (7) or (8) of the Act is not contested on its merits and is only in respect of (i) trading, generally or by a person or company identified in the cease trade order, or acquisition, by a

particular person or company identified in the cease trade order, in or of securities of a reporting issuer that has failed to file, as applicable, A. comparative annual financial statements or interim financial reports containing the

statements and the notes required by National Instrument 51-102 Continuous Disclosure Obligations ("NI 51-102") or by National Instrument 71-102 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers ("NI 71-102"),

B. an auditor's report issued in connection with comparative annual financial statements

required by NI 51-102, and NI 71-102, C. an AIF, MD&A, information circular, or business acquisition report (all as defined by NI 51-

102 and by NI 71-102) containing information for each of the content items required by NI 51-102 and the applicable form, by Part 5 of National Instrument 52-110 Audit Committees (“NI 52-110”) or by NI 71-102,

D. a report on reserves data and other oil and gas information as required by National

Instrument 51-101 Standards of Disclosure for Oil and Gas Activities ("NI 51-101") containing information for each of the content items required by NI 51-101 and Form 51-101F2,


December 17, 2015

(2015), 38 OSCB 10524

E. a technical report as required by National Instrument 43-101 Standards of Disclosure for Mineral Projects ("NI 43-101") containing information for each of the content items required by NI 43-101 and Form 43-101F1, or

F. certification of filings as required by National Instrument 52-109 Certification of Disclosure in

Issuers' Annual and Interim Filings (“NI 52-109”) within the time period prescribed by Ontario securities law;

(ii) trading, generally or by a person or company identified in the cease trade order, or acquisition, by a

particular person or company identified in the cease trade order, in or of securities of a reporting issuer that has acknowledged in writing that comparative annual financial statements or interim financial reports filed with the Commission were not prepared in accordance with generally accepted accounting principles, including, but not limited to, where an issuer has advised the Commission or staff in writing, or has publicly announced, that it intends to restate such financial statements;

(iii) trading, generally or by a person or company identified in the cease trade order, or acquisition, by a

particular person or company identified in the cease trade order, in or of securities of a reporting issuer that has filed its financial statements accompanied by an auditor's report prepared by a public accounting firm that is, as of the date of the auditor's report, not a participating audit firm as defined by National Instrument 52-108 Auditor Oversight, or is not in compliance with any restrictions or sanctions imposed by the Canadian Public Accountability Board;

(h.1) Subsection 127(4.1) of the Act, provided that the making of the order is only in respect of trading, generally or

by a person or company identified in the cease trade order, or acquisition, by a particular person or company identified in the cease trade order, in or of securities of a reporting issuer that has failed to file, as applicable, (i) comparative annual financial statements or interim financial reports containing the statements and

the notes required by NI 51-102 or by NI 71-102, (ii) an auditor's report issued in connection with comparative annual financial statements required by NI

51-102, and NI 71-102, (iii) an AIF or MD&A, (all as defined by NI 51-102 and by NI 71-102) containing information for each of

the content items required by NI 51-102 and the applicable form, by Part 5 of NI 52-110, or by NI 71-102,

(iv) certification of filings as required by NI 52-109 within the time period prescribed by Ontario securities law.

(i) subsection 140(2) of the Act in the circumstances described in clauses (b), (c) and (j) of section C of Ontario Securities Commission Policy 13-601 Public Availability of Material Filed Under the Securities Act;

(j) section 144 of the Act to:

(i) revoke or vary any decision made by a Director under authority assigned to him or her by the

Commission pursuant to this Assignment or a predecessor Assignment, including another decision made under section 144 of the Act, but only if at the time of revoking or varying such decision the Director would have been authorized to make the decision being varied or revoked, or

(ii) vary any order made by the Commission under section 127 of the Act to the extent necessary to

permit transfers of securities as contemplated by Section 3.2 of National Policy 12-202 Revocation of a Compliance-related Cease Trade Order,

provided that a person or company directly affected by a decision of a Director made pursuant to this Assignment may, by notice in writing sent by registered mail to the Secretary of the Commission within 30 days after the mailing of the notice of the decision, request and be entitled to a hearing and review of such decision by the Commission.

3. The Executive Director of the Commission shall from time to time determine which one or more other Directors, in each

case acting alone, should, as an administrative matter, exercise each of the powers or perform each of the duties


December 17, 2015

(2015), 38 OSCB 10525

assigned by the Commission in paragraph 2 above, each of which powers may also be exercised and performed by the Executive Director, acting alone.

4. No person or company shall be required to inquire as to the authority of a member of the staff of the Commission to

sign a decision pursuant to this Assignment in the capacity of a Director, and a decision purporting to be signed pursuant to this Assignment by a member of the staff of the Commission in the capacity of a Director shall be conclusively deemed to have been signed by a Director authorized by this Assignment without proof of such authority.

5. This Assignment does not preclude the Commission from itself exercising or performing any of the assigned powers or

duties. DATED this 14th day of December, 2015. “Monica Kowal” “Grant Vingoe” Acting Chair & Vice-Chair Vice-Chair Ontario Securities Commission Ontario Securities Commission


December 17, 2015

(2015), 38 OSCB 10526

2.3 Orders with Related Settlement Agreements 2.3.1 Zhen (Steven) Pang and Oasis World Trading Inc. – ss. 127(1), 127(2), 127.1



AND


ORDER

(Subsections 127(1) and 127(2) and section 127.1) WHEREAS: 1. on December 10, 2015, the Ontario Securities Commission (the “Commission”) issued a Notice of Hearing (the “Notice

of Hearing”) in relation to a Statement of Allegations filed by Staff of the Commission (“Staff”) (the “Statement of Allegations”) on December 10, 2015, in respect of Zhen (Steven) Pang (“Pang”) and Oasis World Trading Inc. (“Oasis”) (together, the “Respondents”);

2. the Notice of Hearing gave notice that on December 14, 2015, the Commission would hold a hearing to consider

whether it is in the public interest to approve a settlement agreement between Staff and the Respondents dated December 10, 2015 (the “Settlement Agreement”);

3. Oasis has retained an independent consultant (“the Monitor”), approved by Staff, to design and implement a new

compliance structure; 4. the Commission reviewed the Settlement Agreement, the Notice of Hearing and the Statement of Allegations, and

heard submissions from counsel for the Respondents and Staff; and 5. the Commission is of the opinion that it is in the public interest to make this order; IT IS ORDERED THAT:

1. the Settlement Agreement is approved; 2. pursuant to paragraph 6 of subsection 127(1) of the Act, the Respondents are reprimanded; 3. pursuant to paragraph 8 of subsection 127(1) and subsection 127(2) of the Act, Pang shall be prohibited from

acting as a director or officer of Oasis, and shall not be involved in any way with proprietary trading at Oasis, for one year from the date of this order;

4. pursuant to paragraph 8 of subsection 127(1) of the Act, Pang shall be prohibited from becoming or acting as

a director or officer of any issuer that is in the business of trading on any recognized Canadian exchange for one year from the date of this order;

5. pursuant to paragraph 9 of subsection 127(1) of the Act, Oasis shall pay an administrative penalty of $225,000

to the Commission, which is designated for allocation or use by the Commission in accordance with section 3.4(2)(b) of the Act;

6. pursuant to section 127.1 of the Act, Oasis shall pay the costs of the Commission’s investigation in the

amount of $75,000; 7. with regard to the payments referred to in paragraphs 5 and 6 (the “Required Payments”), Oasis shall pay

$150,000 by way of certified cheque upon the date of this order and then $20,000 per month, beginning within one week of the submission of the Monitor’s first report to Staff, and at one month intervals (or the closest business day) thereafter until the Required Payments are made in full;

8. if Oasis fails to make any of the payments required by paragraph 7 above, the remaining unpaid balance

becomes due and owing immediately; and


December 17, 2015

(2015), 38 OSCB 10527

9. pursuant to section 127(2) of the Act, Oasis shall:

a. within six months of the date of this order, cause the Monitor to assess Oasis’s new compliance structure and provide a report to Staff; and

b. within one year of the date of this order, cause the Monitor to conduct a further assessment and

provide a final report to Staff. DATED AT TORONTO this 14th day of December, 2015. “Timothy Moseley”


December 17, 2015

(2015), 38 OSCB 10528



AND


SETTLEMENT AGREEMENT BETWEEN

STAFF OF THE ONTARIO SECURITIES COMMISSION AND

ZHEN (STEVEN) PANG and OASIS WORLD TRADING INC.

PART I – INTRODUCTION 1. The Ontario Securities Commission (the “Commission”) will issue a Notice of Hearing to announce that it will hold a

hearing to consider whether, pursuant to sections 127 and 127.1 of the Securities Act, R.S.O. 1990, c. S.5, as amended (the “Act”), it is in the public interest for the Commission to approve this settlement agreement between Staff of the Commission (“Staff”) and Zhen (Steven) Pang (“Pang”) and Oasis World Trading Inc. (“Oasis”) (“the “Respondents”) (the “Settlement Agreement”), and to make certain orders in respect of the Respondents.

PART II – JOINT SETTLEMENT RECOMMENDATION

2. Staff agree to recommend settlement of the proceeding initiated by the Notice of Hearing against the Respondents in

accordance with the terms and conditions set out below. The Respondents consent to the making of an order against them in the form attached as Schedule “A” on the basis of the facts set out below.

PART III – AGREED FACTS

3. For the purposes of this Proceeding, and any other regulatory proceeding commenced by a securities regulatory

authority, the Respondents agree with the facts as set out in Part III of this Settlement Agreement. A. Overview 4. Oasis is in the business of proprietary day trading in Canadian equities. It has approximately 40 branch offices with

approximately 200 traders, all of whom are located in China. 5. During a thirteen month period spanning November 2013 to December 2014 (the “Material Time”), certain traders at

Oasis engaged in at least 460 instances of manipulative trading on Canadian securities markets. The orders entered by these traders created a false or misleading appearance of market activity which allowed them to trade at artificial prices, thereby breaching section 126.1(1)(a) of the Act.

6. While Pang did not know that certain Oasis traders were engaged in manipulative trading, he ought to have known.

Pang, as a director and officer of Oasis, failed to adequately monitor trading activities at Oasis and ensure there was an adequate compliance structure in place to identify and prevent possible manipulative trading, thereby indirectly engaging or participating in an act, practice or course of conduct relating to securities that he ought reasonably to have known resulted in or contributed to a misleading appearance of trading activity in, or an artificial price for a security, contrary to section 126.1(1)(a) of the Act.

B. The Respondents 7. Oasis was incorporated under the Canada Business Corporations Act, R.S.C., 1985, c. C-44, on November 23, 2012

as Inspire World Trading Inc. The company changed its name to Oasis on April 11, 2013. Oasis’ head office is located in Hamilton, Ontario. Oasis has never been registered with the Commission in any capacity.

8. Pang was an Ontario resident during the Material Time. He founded Oasis in November 2012. He was the sole officer

and director of Oasis during the Material Time. He has never been registered with the Commission in any capacity. 9. Pang traded as a proprietary day trader of U.S. equities for more than five years for a firm. He was also an office

manager responsible for overseeing other traders during that period. During the Material Time, Pang was familiar with the Universal Market Integrity Rules (“UMIR”) and securities laws with respect to market manipulation.


December 17, 2015

(2015), 38 OSCB 10529

C. Overview of Trading by Oasis 10. Oasis enters orders and trades on Canadian marketplaces as a direct electronic access (“DEA”) client of JitneyTrade

Inc. (“JitneyTrade”). JitneyTrade is registered as an Investment Dealer in all provinces and territories of Canada. Oasis began trading using its DEA account at JitneyTrade in April 2013.

11. JitneyTrade is an agency-based discount broker that specializes in providing DEA for active traders. The main source

of revenue for JitneyTrade is commissions from trading by its clients. 12. All of Oasis’ traders are located in China. There are approximately 40 branch offices in China. There is no requirement

at Oasis for traders to actually work from the branch office. A trader can work from anywhere as long as he or she has an internet connection.

13. All trading done by Oasis traders is routed through JitneyTrade to Canadian marketplaces. Traders at Oasis use a

proprietary and customized trading platform developed and sourced by a third party. 14. During the Material Time, all of Oasis’ order and trade activity at JitneyTrade was placed under one user id and as

such, it could not be determined outside of Oasis which trader at Oasis was responsible for any specific order/trade. 15. Oasis traders use the firm’s capital to trade. Their compensation and continued trading are based entirely on profits

they generate from trading. There are controls in the Oasis trading platform to lock out traders once they lose beyond a nominal dollar limit per day ($50-$200 is the daily net loss limit for new traders). Overnight positions are prohibited for traders; all positions must be flattened by the end of the trading day.

16. During the Material Time, Pang determined and allocated the traders’ buying power, established loss limits and

dictated the profit distribution for managers and traders. He was in charge of the training and oversight of all of Oasis’ traders. The branch office managers in China were responsible for hiring their own traders at their own expense, subject to final approval by Pang. Pang was also responsible for terminating Oasis traders.

D. Market Manipulation by Certain Oasis Traders 17. During the Material Time, certain Oasis traders engaged in at least 460 incidents of market manipulation, including, but

not limited to practices known as intraday spoofing involving at least 24 different securities. 18. Intraday spoofing involves the use of non-bona fide orders, or orders that the trader does not intend to have executed,

to induce others to buy or sell the security at a price not representative of actual supply or demand. More specifically, a trader places a non-bona fide buy (or sell) order. If that order is followed by another market participant, the trader will then enter a number of non-bona fide buy (or sell) orders for the purpose of attracting interest to that side of the order book. These non-bona fide orders are not intended to be executed. The purpose of these non-bona fide orders is to create a false impression of interest on that side of the order book. The trader will then enter an order for execution on the other side of the market at the better price. Either before or immediately after switching sides to trade, the trader cancels the open, non-bona fide orders and the quote returns to the pre-spoofing level.

19. More specifically, certain Oasis traders engaged in intraday spoofing on certain days in the Material Time by executing

the following pattern in quick succession: (a) Posting orders that improved the National Best Bid (“NBB”) or National Best Offer (“NBO”) in increments at a

time, waiting for another market participant to react and then repeating until the NBB or NBO reached a price at which the Oasis trader would like to trade or until the counterparty stopped following;

(b) After inducing or baiting other market participants to increase or decrease the price of their bids or offers, the

Oasis trader then entered an active order on the other side of the market to trade at the better price; (c) The Oasis trader then cancelled the baiting orders shortly before or after the trades; and (d) As a result of the cancellation by the Oasis trader, the quote returned to the pre-spoofing level.

20. As a result of this trading pattern, trades were executed at artificial prices because the fill of the order described in paragraph 19(b) above took place at a higher price (or lower) than the NBB/NBO before the non bona fide orders were entered by the trader. These orders were intended to deceive and did deceive certain counterparties into buying (or selling) stocks from (or to) the trader at prices that had been artificially raised (or lowered) by the trader.

21. This process was usually repeated multiple times on the same day.


December 17, 2015

(2015), 38 OSCB 10530

22. A sampling of the month of April 2014, showed that there were at least 357 incidents of intraday spoofing by certain Oasis traders. The 357 incidents represented 0.14% (fourteen one hundredths of a percent) of Oasis’ total number of trades for that month and 0.04% (four one hundredths of a percent) of the total volume traded by Oasis that month. Although the 460 incidents of intraday spoofing may not have been a large percentage of Oasis’ overall trading, they represented a very high proportion of the orders placed in the market in relation to the securities in question, which tended to be thinly traded. The trades involving intraday spoofing resulted in or contributed to a false or misleading impression as to the supply of, or demand for, shares listed on the various Canadian marketplaces and allowed these traders to trade at artificial prices.

23. While Pang did not know that certain Oasis traders were engaged in manipulative trading, he ought to have known.

While Pang worked with JitneyTrade to identify and sanction traders whose conduct was identified by JitneyTrade as raising red flags, Oasis and in particular Pang should have taken greater steps to monitor for and ensure that manipulative trading was not taking place. Pang failed to adequately monitor trading activities at Oasis and failed to ensure there were adequate procedures in place to monitor trading activities and to check for possible manipulative trading.

24. As founder, officer and director of Oasis, Pang was ultimately responsible for Oasis’ compliance with Ontario securities

legislation. Pang’s conduct fell short of the standard expected of an officer and director participating in the Ontario capital markets.

E. Conduct Breaching the Securities Act and Contrary to the Public Interest 25. The Respondents admit to the following breaches:

(a) During the Material Time, Oasis directly or indirectly engaged or participated in an act, practice or course of conduct relating to securities that it knew or ought reasonably to have known resulted in or contributed to a misleading appearance of trading activity in, or an artificial price for a security, contrary to section 126.1(1)(a) of the Act; and

(b) During the Material Time, Pang, as a director and officer of Oasis, failed to adequately monitor trading

activities at Oasis and ensure there was an adequate compliance structure in place to identify and prevent possible manipulative trading, thereby indirectly engaging or participating in an act, practice or course of conduct relating to securities that he ought reasonably to have known resulted in or contributed to a misleading appearance of trading activity in, or an artificial price for a security, contrary to section 126.1(1)(a) of the Act.

PART IV – THE POSITION OF THE RESPONDENTS

26. The Respondents request that the settlement hearing panel consider the following mitigating circumstances:

(a) Prior to the approval of the Settlement Agreement, all of the traders who were responsible for the manipulative

trading were terminated and their names and home addresses were provided to Staff; (b) Since Staff first identified the trading conduct in issue, and prior to entering into the Settlement Agreement

with Staff, the Respondents have taken measures to improve Oasis’ compliance platform in an effort to restrict the opportunity for traders at Oasis to engage in manipulative trading in the future;

(c) Pursuant to the terms of their settlement with Staff, the Respondents have retained an independent consultant

(“the Monitor”), who was approved in advance by Staff, to design a new compliance structure that will be implemented by Oasis. The new compliance structure will be tested by the Monitor within six months following the approval of this settlement and the Monitor will provide a report to Staff within those six months following the approval of this settlement. The Monitor will provide a final report to Staff within one year following the approval of the settlement;

(d) Oasis is a small company and the size of the monetary penalty is proportionately severe compared to Oasis’

revenues; (e) Neither of the Respondents was a registrant and Oasis’ trading was being conducted through JitneyTrade,

which is a registrant, in the expectation that JitneyTrade would identify and advise Oasis about any questionable trading;

(f) The Respondents acknowledge and accept responsibility for their conduct and omissions;


December 17, 2015

(2015), 38 OSCB 10531

(g) The Respondents cooperated fully with Staff; and (h) The Respondents have not been the subject of any prior Commission proceedings or orders.

PART IV – TERMS OF SETTLEMENT 27. The Respondents agree to the terms of settlement listed below. 28. The Commission will make an order that:

(a) The Settlement Agreement is approved; (b) Pursuant to paragraph 6 of subsection 127(1) of the Act, the Respondents are reprimanded; (c) Pursuant to paragraph 8 of subsection 127(1) and subsection 127(2) of the Act, Pang shall be prohibited from

acting as a director or officer of Oasis, and shall not be involved in any way with proprietary trading at Oasis, for one year from the date of the order;

(d) Pursuant to paragraph 8 of subsection 127(1) of the Act, Pang shall be prohibited from becoming or acting as

a director or officer of any issuer that is in the business of trading on any recognized Canadian exchange for one year from the date of the order;

(e) Pursuant to paragraph 9 of subsection 127(1) of the Act, Oasis shall pay an administrative penalty of

$225,000 to the Commission, which is designated for allocation or use by the Commission in accordance with section 3.4(2)(b) of the Act;

(f) Pursuant to section 127.1 of the Act, Oasis shall pay the costs of the Commission’s investigation in the

amount of $75,000; (g) With regard to the payments referred to in subparagraphs 28(e) and 28(f) (the “Required Payments”), Oasis

shall pay $150,000 by way of certified cheque upon the date of the order and then $20,000 per month, beginning within one week of the submission of the Monitor’s first report to Staff, and at one month intervals (or the closest business day) thereafter until the Required Payments are made in full;

(h) If Oasis fails to make any of the payments required by subparagraph 28(g) above, the remaining unpaid

balance becomes due and owing immediately; and (i) Pursuant to section 127(2) of the Act, Oasis shall:

(i) within six months of the date of the order, cause the Monitor to assess Oasis’s new compliance structure and provide a report to Staff; and

(ii) within one year of the date of the order, cause the Monitor to conduct a further assessment and

provide a final report to Staff.

PART V – STAFF COMMITMENT 29. If the Settlement Agreement is approved by the Commission, Staff will not initiate any other proceeding under the Act

against the Respondents in relation to the facts set out in Part III herein. 30. If the Settlement Agreement is approved by the Commission, and at any subsequent time the Respondents fail to

honour the terms of the Settlement Agreement, Staff reserve the right to bring proceedings under Ontario securities law against the Respondents based on, but not limited to, the facts set out in Part III herein as well as the breach of the Settlement Agreement.

PART VI – PROCEDURE FOR APPROVAL OF SETTLEMENT

31. Approval of the Settlement Agreement will be sought at a hearing of the Commission scheduled on a date to be

determined by the Secretary to the Commission, or such other date as may be agreed to by Staff and the Respondents for the scheduling of the hearing to consider the Settlement Agreement.


December 17, 2015

(2015), 38 OSCB 10532

32. Staff and the Respondents agree that the Settlement Agreement will constitute the entirety of the agreed facts to be submitted at the settlement hearing regarding their conduct, unless the parties agree that further facts should be submitted at the settlement hearing.

33. If the Settlement Agreement is approved by the Commission, the Respondents agree to waive all rights to a full

hearing, judicial review or appeal of this matter under the Act. 34. If the Settlement Agreement is approved by the Commission, none of the parties shall make any public statement that

is inconsistent with the Settlement Agreement or inconsistent with any additional agreed facts submitted at the settlement hearing.

35. Whether or not the Settlement Agreement is approved by the Commission, the Respondents agree that they will not, in

any proceeding, refer to or rely upon the Settlement Agreement or the settlement negotiations as the basis of any attack on the Commission's jurisdiction, alleged bias or appearance of bias, alleged unfairness or any other remedies or challenges that may otherwise be available.

PART VII – DISCLOSURE OF SETTLEMENT AGREEMENT

36. If, for any reason whatsoever, the Settlement Agreement is not approved by the Commission or the order attached as

Schedule "A" is not made by the Commission: (a) The Settlement Agreement and its terms, including all settlement negotiations between Staff and the

Respondents leading up to its presentation at the settlement hearing, shall be without prejudice to Staff and the Respondents; and

(b) Staff and the Respondents shall be entitled to all available proceedings, remedies and challenges, including

proceeding to a hearing on the merits of the allegations in the Notice of Hearing and the Statement of Allegations of Staff, unaffected by the Settlement Agreement or the settlement discussions/negotiations.

37. The terms of the Settlement Agreement will be treated as confidential by all parties hereto until approved by the

Commission. Any obligations of confidentiality shall terminate upon approval of the Settlement Agreement by the Commission. The terms of the Settlement Agreement will be treated as confidential forever if the Settlement Agreement is not approved for any reason whatsoever by the Commission, except with the written consent of the Respondents and Staff or as may be required by law.

PART IX – EXECUTION OF SETTLEMENT AGREEMENT

38. This Settlement Agreement may be signed on one or more counterparts which together will constitute a binding

agreement. 39. A facsimile copy of any signature will be as effective as an original signature. Signed in the presence of: “Suzanne Haskett” “Zhen (Steven) Pang” Witness Zhen (Steven) Pang “Suzanne Haskett” (Print Name) Dated this 11th day of December, 2015 “Suzanne Haskett” “Zhen (Steven) Pang” Witness Oasis World Trading Inc. Per Zhen (Steven) Pang “I have authority to bind the corporation.” “Suzanne Haskett” (Print Name) Dated this 11th day of December, 2015


December 17, 2015

(2015), 38 OSCB 10533

STAFF OF THE ONTARIO SECURITIES COMMISSION “Karen Manarin” Per: Tom Atkinson Director, Enforcement Branch Dated this 11th day of December, 2015


December 17, 2015

(2015), 38 OSCB 10534

Schedule “A”



AND


ORDER

(Subsections 127(1) and 127(2) and section 127.1) WHEREAS: 1. on December 10, 2015, the Ontario Securities Commission (the “Commission”) issued a Notice of Hearing (the “Notice

of Hearing”) in relation to a Statement of Allegations filed by Staff of the Commission (“Staff”) (the “Statement of Allegations”) on December 10, 2015, in respect of Zhen (Steven) Pang (“Pang”) and Oasis World Trading Inc. (“Oasis”) (together, the “Respondents”);

2. the Notice of Hearing gave notice that on December 14, 2015, the Commission would hold a hearing to consider

whether it is in the public interest to approve a settlement agreement between Staff and the Respondents dated December 10, 2015 (the “Settlement Agreement”);

3. Oasis has retained an independent consultant (“the Monitor”), approved by Staff, to design and implement a new

compliance structure; 4. the Commission reviewed the Settlement Agreement, the Notice of Hearing and the Statement of Allegations, and

heard submissions from counsel for the Respondents and Staff; and 5. the Commission is of the opinion that it is in the public interest to make this order; IT IS ORDERED THAT:

1. the Settlement Agreement is approved; 2. pursuant to paragraph 6 of subsection 127(1) of the Act, the Respondents are reprimanded; 3. pursuant to paragraph 8 of subsection 127(1) and subsection 127(2) of the Act, Pang shall be prohibited from

acting as a director or officer of Oasis, and shall not be involved in any way with proprietary trading at Oasis, for one year from the date of this order;

4. pursuant to paragraph 8 of subsection 127(1) of the Act, Pang shall be prohibited from becoming or acting as

a director or officer of any issuer that is in the business of trading on any recognized Canadian exchange for one year from the date of this order;

5. pursuant to paragraph 9 of subsection 127(1) of the Act, Oasis shall pay an administrative penalty of $225,000

to the Commission, which is designated for allocation or use by the Commission in accordance with section 3.4(2)(b) of the Act;

6. pursuant to section 127.1 of the Act, Oasis shall pay the costs of the Commission’s investigation in the

amount of $75,000; 7. with regard to the payments referred to in paragraphs 5 and 6 (the “Required Payments”), Oasis shall pay

$150,000 by way of certified cheque upon the date of this order and then $20,000 per month, beginning within one week of the submission of the Monitor’s first report to Staff, and at one month intervals (or the closest business day) thereafter until the Required Payments are made in full;

8. if Oasis fails to make any of the payments required by paragraph 7 above, the remaining unpaid balance

becomes due and owing immediately; and


December 17, 2015

(2015), 38 OSCB 10535

9. pursuant to section 127(2) of the Act, Oasis shall:

a. within six months of the date of this order, cause the Monitor to assess Oasis’s new compliance structure and provide a report to Staff; and

b. within one year of the date of this order, cause the Monitor to conduct a further assessment and

provide a final report to Staff. DATED AT TORONTO this _____ day of _____________, 2015. _________________________________


December 17, 2015

(2015), 38 OSCB 10536


December 17, 2015

(2015), 38 OSCB 10537

Chapter 3

Reasons: Decisions, Orders and Rulings 3.2 Director’s Decisions 3.2.1 Edward Andrew Rempel



AND

IN THE MATTER OF AN APPLICATION FOR REGISTRATION BY

EDWARD ANDREW REMPEL

SETTLEMENT AGREEMENT I. INTRODUCTION 1. This settlement agreement (the “Settlement Agreement”) relates to an application (the “Application”) for a

reactivation of registration under the Securities Act (Ontario) (the “Act”) by Edward Andrew Rempel (“Rempel”) as a mutual fund dealing representative with Canfin Magellan Investments Inc.

2. In reviewing the Application, staff of the Ontario Securities Commission (“Staff”) became aware of information

regarding Rempel’s conduct as a registrant which could form the basis for a recommendation by Staff to the Director that the Application be refused pursuant to section 27 of the Act.

3. In the event that Staff recommended to the Director that the Application be refused, Rempel would be entitled to an

opportunity to be heard (an “OTBH”) pursuant to section 31 of the Act in respect of Staff’s recommendation. 4. In lieu of pursuing an OTBH, Staff and Rempel have agreed to make a joint recommendation to the Director regarding

the Application, as more particularly described in this Settlement Agreement. II. AGREED STATEMENT OF FACTS 5. The parties agree to the facts as stated herein. A. Rempel’s Registration History 6. Rempel has been registered under the Act as follows:

(a) September 19, 1994 to August 22, 2000 – salesperson (mutual funds, limited market dealer), W. H. Stuart

Mutuals Ltd.; (b) August 30, 2000 to November 9, 2001 – salesperson (mutual funds), Status Financial Inc.; (c) November 14, 2001 to September 28, 2009 – salesperson (mutual funds, limited market dealer), Armstrong &

Quaile Associates Inc. (“A&Q”); (d) September 28, 2009 to May 29, 2015 – mutual fund dealing representative and exempt market dealing

representative, A&Q; and (e) May 29, 2015 to August 5, 2015 – mutual fund dealing representative and exempt market dealing

representative, Sterling Mutuals Inc. (“Sterling”).

7. On August 5, 2015, Rempel voluntarily resigned from Sterling. It is Rempel’s understanding that he resigned in good standing, however Sterling has advised Staff that had Rempel not resigned, the firm would have terminated his employment on the basis of the misconduct referred to in section C of part II of this Settlement Agreement.

Reasons: Decisions, Orders and Rulings

December 17, 2015

(2015), 38 OSCB 10538

8. Since his resignation from Sterling, Rempel has not been registered under the Act. B. Submission of the Application 9. On August 11, 2015, Rempel submitted the Application. At that time, a hearing by the Mutual Fund Dealers Association

of Canada (the “MFDA”) into certain allegations of misconduct on the part of Rempel (the “Allegations”) had been completed, and a decision on the Allegations by the MFDA was pending.

10. Subsection 27(1) of the Act states: “[o]n receipt of an application by a person ... and all information ... required by the

Director” the Director shall register the person unless it appears to the Director that the person is not suitable for registration or that their registration is otherwise objectionable.

11. On September 1, 2015, Staff notified counsel for Rempel that the Allegations were of such a nature that, if true, they

would impugn Rempel’s suitability for registration as they indicated that he may lack the requisite integrity for registration. Accordingly, Staff was of the view that the MFDA hearing panel’s pending findings with respect to the Allegations was information that was required under subsection 27(1), and that the Application was therefore incomplete.

12. The Application was held in abeyance pending the MFDA hearing panel’s decision regarding the Allegations. C. The Allegations and Finding of Misconduct 13. The Allegations were issued against Rempel in a Notice of Hearing dated October 15, 2013 bearing MFDA file number

201348, and were as follows:

Allegation #1: On September 19, 2011, without the knowledge or prior written consent of his firm, Rempel telephoned client KS, who had filed a complaint against Rempel with his firm, in order to: (a) persuade client KS to withdraw part of his complaint against Rempel; (b) offer to compensate client KS for the deferred sales charges he would incur if he withdrew

his complaint and collapsed the leveraged investment strategy that was the subject matter of the complaint; and

(c) impose conditions on his proposal to client KS in order to keep the proposal secret; contrary to MFDA Rules 2.1.1 and 2.1.4, MFDA Policy No. 3 and the Policies and Procedures of the Member Firm. Allegation #2: On November 28, 2011, prior to learning that client KS had recorded the telephone conversation of September 19, 2011 referred to in Allegation #1, Rempel sent a written statement to the MFDA in which he falsely denied that he had attempted to: (a) persuade client KS to withdraw all or part of his complaint; and (b) negotiate a settlement with client KS without the prior written consent of his firm; contrary to MFDA Rule 2.1.1 and section 22.1 of MFDA By-law No. 1.

14. On November 10, 2014 Rempel successfully completed the Conduct and Practices Handbook Course. 15. On November 24-28, 2014, January 12-14, 2015, February 4, 2015, and May 6, 2015, the MFDA held a hearing into

the Allegations. In a written decision dated September 3, 2015 (the “Merits Decision”), the MFDA found that the Allegations had been established against Rempel.

16. The misconduct found by the MFDA in the Merits Decision impugns Rempel’s integrity, and therefore his suitability, for

registration. 17. On November 2, 2015, the MFDA held the penalty hearing to determine the appropriate sanction to impose on Rempel.

On that day, the MFDA panel accepted a joint submission by counsel for Rempel and staff of the MFDA and ordered that the following sanctions be imposed on Rempel (the “Sanctions Decision”):


December 17, 2015

(2015), 38 OSCB 10539

(a) from November 2, 2015 (the date of the hearing on sanctions) until August 5, 2018 (three years from the date Rempel ceased to be registered), Rempel is prohibited from conducting securities related business while in the employ of or associated with a member of the MFDA;

(b) after August 5, 2018, if Rempel seeks to become re-registered to conduct securities related- business while in

the employ of or associated with a member of the MFDA, Rempel shall be subject to strict supervision by the member with which he becomes re-registered for a period of 12 months from the date that he becomes re-registered;

(c) Rempel shall pay a fine in the amount of $100,000; and (d) Rempel shall pay costs in the amount of $25,000.

D. Additional Warnings and Cautions Issued to Rempel 18. Prior to the initiation of the proceedings against Rempel in respect of the Allegations, the MFDA issued warning and

cautionary letters to Rempel as follows (the “Warnings and Cautions”): (a) January 30, 2009 – a letter was issued regarding an allegation that Rempel had made unsuitable leverage

recommendations to certain of his clients; (b) May 10, 2013 – a letter was issued regarding an allegation that Rempel had made an unsuitable investment

recommendation to one of his clients; and (c) July 4, 2013 – a letter was issued regarding an allegation that Rempel provided an unbalanced presentation of

the risk and benefits of using leverage in an investment plan document he created for certain of his clients, and that leverage recommendations he made to those clients were unsuitable for them.

19. The Warnings and Cautions are of concern to Staff as they may impugn Rempel’s proficiency for the purpose of

registration. IV. JOINT RECOMMENDATION TO THE DIRECTOR 20. In order to resolve the matter of the Application, and on the basis of the findings in the Merits Decision, the penalties

imposed on Rempel in the Sanctions Decision, and the Warnings and Cautions, Rempel and Staff make the following joint recommendation to the Director: (a) Rempel will withdraw the Application and will not reapply for registration in any capacity, nor will he act as a

permitted individual, until at least August 5, 2018; (b) if Rempel complies with paragraphs 20(a) above, then upon Rempel reapplying for registration in the future as

a dealing representative with a registered mutual fund dealer, Staff will not recommend to the Director that his application be refused unless Staff becomes aware after the date of this Settlement Agreement of conduct impugning Rempel’s suitability for registration or rendering his registration objectionable, and provided he meets all other applicable criteria for registration at the time he applies for registration; and

(c) in the event Rempel’s registration is reactivated his registration shall be subject to the terms and conditions

set out in Schedule “A” for a period of at least one year.

21. The Parties submit that their joint recommendation is reasonable, having regard to the following factors: (a) While the period of registration prohibition contemplated by this Settlement Agreement is lengthy, it is

commensurate with the seriousness of the misconduct found by the MFDA in its Merits Decision, and as reflected in the Sanctions Decision;

(b) Rempel has suffered financial and reputational harm as a result of his misconduct; (c) By agreeing to this Settlement Agreement, Rempel has saved Staff and the Director the time and resources

that would have been required for an OTBH.

22. Staff and Rempel acknowledge that if the Director does not accept this joint recommendation:


December 17, 2015

(2015), 38 OSCB 10540

(a) this joint recommendation and all discussions and negotiations between Staff and Rempel in relation to this matter shall be without prejudice to the parties; and

(b) Rempel will be entitled to an OTBH in accordance with section 31 of the Act in respect of any

recommendation that may be made by Staff regarding his registration status. 23. The parties agree that this Settlement Agreement, and any Director’s decision approving of it, will be published on the

OSC’s website and in the OSC Bulletin. “Debra Foubert” “Edward Rempel” Debra Foubert Edward Andrew Rempel Director Compliance and Registrant Regulation December 4, 2015 November 30, 2015 Date Date


December 17, 2015

(2015), 38 OSCB 10541

Schedule “A”

Terms and Conditions The registration of Edward Andrew Rempel (the “Registrant”) under the Securities Act (Ontario) (the “Act”) is subject to the following terms and conditions, which were imposed by the Director pursuant to section 27 of the Act: Strict Supervision 1. For a period of at least twelve months from the date these terms and conditions are imposed:

(a) The registration of the Registrant shall be subject to strict supervision by his sponsoring firm. (b) The Registrant’s sponsoring firm is to submit written monthly supervision reports (in the form specified in

Appendix A) to the Ontario Securities Commission (the “OSC”), Attention: Deputy Director, Registrant Conduct Team, Compliance and Registrant Regulation Branch, and also to the Mutual Fund Dealers Association (“MFDA”), Attention: Manager, Compliance. These reports will be submitted within 15 calendar days after the end of each month.

(c) The Registrant must immediately report to the OSC’s Deputy Director, Registrant Conduct, Compliance and

Registrant Regulation Branch if he is under investigation by the MFDA or is reprimanded in any way by the MFDA.

These terms and condition of registration constitute Ontario securities law, and a failure by the Registrant to comply with these terms and conditions may result in further regulatory action against him, including a suspension of his registration.


December 17, 2015

(2015), 38 OSCB 10542

Appendix “A”

Strict Supervision Report I hereby certify that supervision has been conducted for the month ending __________, 201_ of the trading activities of Edward Andrew Rempel (the “Registrant”) by the undersigned. I further certify the following: 1. All orders, both buy and sell, and sales contracts have been reviewed by a supervising officer of [Insert name of dealer]

prior to the trade occurring. 2. All client accounts have been reviewed for leveraging, suitability of investments, overconcentration of investments,

excess trading or switching, and any amendments to know your client information. 3. A review of trading activity on a daily basis has been conducted of the dealing representative’s client accounts. 4. No transactions have been made in any client account until the full and correct documentation is in place. 5. The Registrant has not been granted any power of attorney over any client accounts. 6. All payments for the purchase of the investments were made payable to the dealer or the mutual fund company. There

were no cash payments accepted. 7. No client complaints have been received during the preceding month. If there have been complaints, an outline of the

nature of the complaint and follow-up action initiated by the company is attached.* 8. There has been no handling of clients’ funds or securities or issuance of cheques to clients without management

approval. 9. Any transfer of funds or securities between clients’ accounts has been authorized in writing and reviewed by the

supervising officer. 10. Spot audits relative to the Registrant’s client accounts have been conducted during the preceding month to ensure

compliance with these procedures and no violations of these procedures were discovered. * In the event of client complaints or violations of securities legislation and/or the dealer’s internal policies and procedures, the Ontario Securities Commission must be notified immediately. ___________________________ _______________________________________ Date Signature of Supervising Officer _______________________________________ Name of Supervising Officer

December 17, 2015

(2015), 38 OSCB 10543

Chapter 4

Cease Trading Orders 4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Company Name Date of Temporary Order

Date ofHearing

Date of Permanent Order

Date ofLapse/Revoke

FPS Pharma Inc. 9 December 2015 21 December 2015

Global SeaFarms Corporation

9 December 2015 21 December 2015

Iona Energy Inc. 9 December 2015 21 December 2015

La Jolla Capital Inc. 9 November 2015 20 November 2015 20 November 2015 11 December 2015

4.2.1 Temporary, Permanent & Rescinding Management Cease Trading Orders

Company Name Date of Order or Temporary Order

Date ofHearing

Date ofPermanent Order

Date of Lapse/ Expire

Date of Issuer

Temporary Order

Pacific Coal Resources Ltd.

01 December 2015 14 December 2015 14 December 2015

4.2.2 Outstanding Management & Insider Cease Trading Orders

Company Name Date of Order or Temporary Order

Date of Hearing Date ofPermanent Order

Date of Lapse/ Expire

Date of Issuer

Temporary Order

BitRush Corp. 13 November 2015 25 November 2015 25 November 2015

Boyuan Construction Group, Inc.

02 October 2015 14 October 2015 14 October 2015

Enerdynamic Hybrid Technologies Corp.

4 November 2015 16 November 2015 16 November 2015


22 October 2015 4 November 2015 4 November 2015


15 October 2015 28 October 2015 28 October 2015

Nobilis Health Corp. 23 November 2015 4 December 2015 4 December 2015

Pacific Coal Resources Ltd.

01 December 2015 14 December 2015 14 December 2015

Cease Trading Orders

December 17, 2015

(2015), 38 OSCB 10544


December 17, 2015

(2015), 38 OSCB 10545

Chapter 7

Insider Reporting

The following is a weekly summary of insider transactions by insiders of Ontario reporting issuers in SEDI ® (the System for Electronic Disclosure by Insiders).1 The weekly summary contains insider transactions reported during the 7-day period ending Sunday at 11:59 p.m. (i.e. the Sunday prior to the Bulletin Issue date).2

Guide to Codes

Relationship of Insider to Issuer (Rel=n) 1 Issuer 2 Subsidiary of Issuer 3 10% Security Holder of Issuer 4 Director of Issuer 5 Senior Officer of Issuer 6 Director or Senior Officer of 10% Security Holder 7 Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6) 8 Deemed Insider – 6 Months before becoming Insider

Nature of Transaction (T/O)

00 Opening Balance-Initial SEDI Report 10 Acquisition or disposition in the public market 11 Acquisition or disposition carried out privately 15 Acquisition or disposition under a prospectus 16 Acquisition or disposition under a prospectus exemption 22 Acquisition or disposition pursuant to a take-over bid, merger or acquisition 30 Acquisition or disposition under a purchase/ ownership plan 35 Stock dividend 36 Conversion or exchange 37 Stock split or consolidation 38 Redemption, retraction, cancellation, repurchase 40 Short sale 45 Compensation for property 46 Compensation for services 47 Acquisition or disposition by gift 48 Acquisition by inheritance or disposition by bequest 50 Grant of options 51 Exercise of options 52 Expiration of options 53 Grant of warrants 54 Exercise of warrants 55 Expiration of warrants 56 Grant of rights 57 Exercise of rights 59 Exercise for cash 70 Acquisition or disposition (writing) of third party derivative 71 Exercise of third party derivative 72 Other settlement of third party 73 Expiration of third party derivative 90 Change in nature of ownership 97 Other 99 Correction of Information

Note: The asterisk in the “Date/Month End Holding” column indicates the insider disagreed with the system calculated balance when the

transaction was reported.

1 SEDI® is a registered trademark owned by CDS INC.

2 ©CDS INC.

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10546

Issuer Name Security Insider Name Rel'n Transaction Date T/O Unit Price

Date/Month End Holdings

Acquired/ Disposed

5N Plus Inc. Restricted Share Unit / Unités d'actions incessibles

Mayer, Jean 5 11/12/2015 59 1.295 57,500 -5,000

ABCOURT MINES INC. Common Shares catégorie B

MESTRALLET, FRANCOIS JOSEPH PIERRE MARIE

4 08/12/2015 10 0.04 14,034,000 34,000



4 09/12/2015 10 0.04 14,090,000 56,000



4 09/12/2015 10 0.045 14,330,000 240,000



4 09/12/2015 10 0.05 14,490,000 160,000



4 09/12/2015 10 0.05 14,640,000 150,000



4 10/12/2015 10 0.05 14,953,000 313,000



4 11/12/2015 10 0.05 15,000,000 47,000

Acasti Pharma Inc. Warrants (Units) Lemieux, Pierre 5 03/12/2013 10 1.25 20,000

Acasti Pharma Inc. Warrants (Units) Lemieux, Pierre 5 03/12/2013 15 20,000

Acasti Pharma Inc. Warrants (Units) Lemieux, Pierre 5 03/12/2013 15 20,000

Acasti Pharma Inc. Warrants (Units) Lemieux, Pierre 5 03/12/2013 15 20,000 20,000

Acasti Pharma Inc. Warrants (Units) Lemieux, Pierre 5 15/10/2015 37 -18,000

Acasti Pharma Inc. Warrants (Units) Lemieux, Pierre 5 15/10/2015 37 -18,000

Acasti Pharma Inc. Warrants (Units) Neptune Technologies & Bioressources inc.

3 03/12/2013 15 740,625


3 03/12/2013 15 592,500


3 03/12/2013 15 592,500


3 03/12/2013 15 592,500 592,500


3 15/10/2015 37 -533,250


3 15/10/2015 37 -533,250

Acasti Pharma Inc. Warrants (Units) Ripplinger, John 5 03/12/2013 10 1.25 10,000

Acasti Pharma Inc. Warrants (Units) Ripplinger, John 5 03/12/2013 15 10,000

Acasti Pharma Inc. Warrants (Units) Ripplinger, John 5 03/12/2013 15 10,000

Acasti Pharma Inc. Warrants (Units) Ripplinger, John 5 03/12/2013 15 10,000 10,000

Acasti Pharma Inc. Warrants (Units) Ripplinger, John 5 15/10/2015 37 -9,000

Acasti Pharma Inc. Warrants (Units) Ripplinger, John 5 15/10/2015 37 -9,000

Acasti Pharma Inc. Warrants (Units) Timperio, Michel 5 03/12/2013 10 1.25 10,000

Acasti Pharma Inc. Warrants (Units) Timperio, Michel 5 03/12/2013 15 10,000

Acasti Pharma Inc. Warrants (Units) Timperio, Michel 5 03/12/2013 15 10,000

Acasti Pharma Inc. Warrants (Units) Timperio, Michel 5 03/12/2013 15 10,000 10,000

Acasti Pharma Inc. Warrants (Units) Timperio, Michel 5 15/10/2015 37 -9,000

Acasti Pharma Inc. Warrants (Units) Timperio, Michel 5 15/10/2015 37 -9,000

ACL International Ltd. Common Shares Tjandra, Robert 4 11/12/2015 00

ACL International Ltd. Options Tjandra, Robert 4 11/12/2015 00

ACTIVEnergy Income Fund Trust Units ACTIVEnergy Income Fund 1 04/12/2015 38 4.2788 32,950,538 1,600


ACTIVEnergy Income Fund Trust Units ACTIVEnergy Income Fund 1 07/12/2015 38 4 32,952,938 1,400

ACTIVEnergy Income Fund Trust Units ACTIVEnergy Income Fund 1 07/12/2015 38 4.022 32,953,438 500






AcuityAds Holdings Inc. Common Shares Pollack, Sheldon M. 4 08/12/2015 10 0.9 30,000 10,000

AcuityAds Holdings Inc. Common Shares Pollack, Sheldon M. 4 08/12/2015 10 0.89 40,000 10,000

Adriana Resources Inc. Common Shares Class "A"

Charter, Donald Kinloch 4 04/12/2015 10 0.11 435,000 4,500

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10547



Acquired/ Disposed





African Queen Mines Ltd. Options Olian, Irwin Alois 3, 4, 5 12/11/2015 10 1,000,000

African Queen Mines Ltd. Options Olian, Irwin Alois 3, 4, 5 12/11/2015 50 1,000,000 1,000,000

African Queen Mines Ltd. Options Todhunter, Jennifer Tina 4, 5 24/08/2014 52 125,000 -50,000

African Queen Mines Ltd. Options Todhunter, Jennifer Tina 4, 5 19/12/2014 52 75,000 -50,000

African Queen Mines Ltd. Options Todhunter, Jennifer Tina 4, 5 16/04/2015 52 0 -75,000

African Queen Mines Ltd. Options Todhunter, Jennifer Tina 4, 5 12/11/2015 50 500,000 500,000

AGF Management Limited Common Shares Class B Bogart, Robert 5 30/10/2015 30 1,850

AGF Management Limited Common Shares Class B Bogart, Robert 5 30/10/2015 30 43,521 3,341

Agnico Eagle Mines Limited Common Shares Datta, Picklu 5 04/12/2015 51 28.03 10,000

Agnico Eagle Mines Limited Common Shares Datta, Picklu 5 04/12/2015 51 28.03 10,460 6,000

Agnico Eagle Mines Limited Common Shares Datta, Picklu 5 04/12/2015 10 38.4 -10,000

Agnico Eagle Mines Limited Common Shares Datta, Picklu 5 04/12/2015 10 38.4 4,460 -6,000

Agnico Eagle Mines Limited Common Shares Datta, Picklu 5 04/12/2015 51 28.92 8,460 4,000

Agnico Eagle Mines Limited Common Shares Datta, Picklu 5 04/12/2015 10 38.4 4,460 -4,000

Agnico Eagle Mines Limited Options Datta, Picklu 5 04/12/2015 51 28.03 -10,000

Agnico Eagle Mines Limited Options Datta, Picklu 5 04/12/2015 51 28.03 228,500 -6,000

Agnico Eagle Mines Limited Options Datta, Picklu 5 04/12/2015 51 28.92 224,500 -4,000

Agnico Eagle Mines Limited Common Shares Smith, David 5 11/12/2015 51 28.03 28,999 5,000

Agnico Eagle Mines Limited Common Shares Smith, David 5 11/12/2015 10 38.405 23,999 -5,000

Agnico Eagle Mines Limited Options Smith, David 5 11/12/2015 51 28.03 391,250 -5,000

Aimia Inc. Common Shares Brown, Robert Ellis 4 08/12/2015 10 9.8938 69,571 25,000

Aimia Inc. Common Shares Duchesne, Rupert 4, 5 08/12/2015 10 9.87 112,099 10,000

Aimia Inc. Common Shares Port, Douglas D. 4 09/12/2015 10 9.86 6,000 2,800

Aimia Inc. Common Shares Rossy, Alan 4 25/06/2008 00

Aimia Inc. Common Shares Rossy, Alan 4 03/12/2015 10 9.98 10,020 10,020

Air Canada Class B Voting Shares Forget, Marcel 5 11/12/2015 51 2.34 43,540 37,350

Air Canada Class B Voting Shares Forget, Marcel 5 11/12/2015 10 10.725 6,190 -37,350

Air Canada Class B Voting Shares Forget, Marcel 5 11/12/2015 51 2.34 15,527 9,337

Air Canada Class B Voting Shares Forget, Marcel 5 11/12/2015 10 10.729 6,190 -9,337

Air Canada Options (Long-Term Incentive Plan)

Forget, Marcel 5 11/12/2015 51 2.34 153,061 -37,350


Forget, Marcel 5 11/12/2015 51 2.34 143,724 -9,337

Air Canada Class A Variable Voting Shares

Goersch, Klaus 5 08/12/2015 51 1.28 115,000 65,000


Goersch, Klaus 5 08/12/2015 10 10.551 50,000 -65,000


Goersch, Klaus 5 08/12/2015 51 3.02 92,128 42,128


Goersch, Klaus 5 08/12/2015 10 10.54 50,000 -42,128


Goersch, Klaus 5 08/12/2015 51 2.49 65,000 15,000


Goersch, Klaus 5 08/12/2015 10 10.556 50,000 -15,000


Goersch, Klaus 5 08/12/2015 51 5.35 59,584 9,584


Goersch, Klaus 5 08/12/2015 10 10.553 50,000 -9,584


Goersch, Klaus 5 08/12/2015 51 1.28 366,182 -65,000


Goersch, Klaus 5 08/12/2015 51 3.02 324,054 -42,128


Goersch, Klaus 5 08/12/2015 51 2.49 309,054 -15,000


Goersch, Klaus 5 08/12/2015 51 5.35 299,470 -9,584

Air Canada Class B Voting Shares Guillemette, Lucie 5 11/12/2015 51 2.34 19,192 7,350

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10548



Acquired/ Disposed

Air Canada Class B Voting Shares Guillemette, Lucie 5 11/12/2015 10 10.728 11,842 -7,350








Guillemette, Lucie 5 11/12/2015 51 2.34 153,724 -7,350







Air Canada Class B Voting Shares Houle, Pierre 5 08/12/2015 51 0.96 1,208 1,208

Air Canada Class B Voting Shares Houle, Pierre 5 08/12/2015 10 10.58 0 -1,208

Air Canada Class B Voting Shares Houle, Pierre 5 08/12/2015 51 5.39 560 560

Air Canada Class B Voting Shares Houle, Pierre 5 08/12/2015 10 10.577 0 -560


Houle, Pierre 5 08/12/2015 51 0.96 25,004 -1,208


Houle, Pierre 5 08/12/2015 51 5.39 24,444 -560


Kazzaz, Amos 5 04/12/2015 51 2.34 6,000 6,000


Kazzaz, Amos 5 04/12/2015 10 10.55 0 -6,000


Kazzaz, Amos 5 07/12/2015 51 2.34 6,000 6,000


Kazzaz, Amos 5 07/12/2015 10 10.55 0 -6,000


Kazzaz, Amos 5 04/12/2015 51 2.34 157,223 -6,000


Kazzaz, Amos 5 07/12/2015 51 2.34 151,223 -6,000

AIRBOSS OF AMERICA CORP.

Common Shares Crowe, Rick 4 03/12/2015 10 18.865 276,788 -9,500


Common Shares Crowe, Rick 4 04/12/2015 10 18.963 265,688 -11,100


Common Shares Crowe, Rick 4 10/12/2015 10 18 220,688 -45,000


Common Shares Crowe, Rick 4 10/12/2015 10 18 175,688 -45,000

Alaris Royalty Corp. Common Shares Driscoll, Darren John 5 08/12/2015 10 22.684 11,720 2,500

Alaris Royalty Corp. Common Shares ERVIN, MICHAEL DONALD 5 08/12/2015 10 22.65 900 100

Alaris Royalty Corp. Common Shares ERVIN, MICHAEL DONALD 5 08/12/2015 10 22.66 800 200

Alaris Royalty Corp. Common Shares KRAWETZ, CURTIS JAMES

5 07/12/2015 10 22.95 25,173 200

Alaris Royalty Corp. Common Shares KRAWETZ, CURTIS JAMES

5 08/12/2015 10 22.65 25,473 300

Alexco Resource Corp. Common Shares Clark, Michael 5 15/12/2014 00

Alexco Resource Corp. Common Shares Clark, Michael 5 08/12/2015 10 0.53 10,000 10,000

Alexco Resource Corp. Common Shares Krepiakevich, Terry 5 08/12/2015 10 0.53 52,238 28,300

Alexco Resource Corp. Common Shares Nauman, Clynton R. 5 08/12/2015 10 0.53 1,870,370 45,369

Alexco Resource Corp. Common Shares Thrall, Bradley Allen 5 08/12/2015 10 0.53 558,926 25,000

Alexco Resource Corp. Common Shares Van Nieuwenhuyse, Rick 4 08/12/2015 10 0.53 53,671 47,169

Alexco Resource Corp. Common Shares Zimmer, Richard Norman 4 08/12/2015 10 0.53 68,957 37,735

Algold Resources Ltd. Options Batoff, Mary Delores 4 01/12/2015 50 400,000 50,000

Alianza Minerals Ltd. (formerly Tarsis Resources Ltd.)

Common Shares Brown, Mark Thomas 4 07/12/2015 10 0.14 901,000 1,000

Alianza Minerals Ltd. (formerly Tarsis Resources Ltd.)

Common Shares Brown, Mark Thomas 4 08/12/2015 10 0.14 910,000 9,000

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10549



Acquired/ Disposed

Alix Resources Corp. Common Shares England, Michael Bruno John Franz

4, 5 27/11/2015 10 0.045 3,829,667 -600,000


4, 5 07/12/2015 10 0.045 3,529,667 -300,000


4, 5 08/12/2015 10 0.04 3,679,667 150,000


4, 5 08/12/2015 37 777,040 -2,902,627

Almaden Minerals Ltd. Options Poliquin, Morgan James 4, 5 20/09/2015 52 2.34 2,315,000 -100,000



Alta Vista Ventures Ltd. Warrants Foreman, Ian James 4, 5 04/12/2015 11 1,320,000 -500,000

Alta Vista Ventures Ltd. Common Shares Shaxton, Donald 3 27/11/2015 00 2,622,400

Alta Vista Ventures Ltd. Options Shaxton, Donald 3 27/11/2015 00 500,000

Alta Vista Ventures Ltd. Common Shares Springett, Jason 3 27/11/2013 00 2,700,000

Alta Vista Ventures Ltd. Options Springett, Jason 3 27/11/2013 00 500,000

Alta Vista Ventures Ltd. Warrants Springett, Jason 3 27/11/2013 00 1,300,000

AltaGas Ltd. Common Shares Knoll, Phillip R. 4 07/12/2015 10 28.74 2,500 1,500

Altair Gold Inc. Common Shares Dhanani, Zahir 4, 5 09/12/2015 30 0.09 2,416,000 4,000

Alterra Power Corp. Common Shares Cornhill, David Wallace 4 04/12/2015 10 0.4301 33,214 -250,000

Alterra Power Corp. Common Shares McInnes, Donald Arthur 4 07/12/2015 10 0.44 1,349,350 -10,000





Altura Energy Inc. (formerly, Northern Spirit Resources Inc.)

Common Shares Andylan Investors Limited Partnership 2012

3 09/12/2015 11 0.35 0 -14,814,814

Altus Group Limited Common Shares Abramsky, Michael Hillel 5 07/12/2015 10 19.11 9,800 -200





















Altus Group Limited Common Shares Abramsky, Michael Hillel 5 07/12/2015 10 19.45 1,700 -1,000




Altus Group Limited Common Shares Abramsky, Michael Hillel 5 07/12/2015 10 19.49 600 -600




Alvopetro Energy Ltd. Options Fraser, Roderick Learoyd 4 10/12/2015 50 173,200 43,750

Alvopetro Energy Ltd. Options Hatzinikolas, Andrea 5 10/12/2015 50 687,000 150,000

Alvopetro Energy Ltd. Options Howard, Alison Leanne 5 10/12/2015 50 687,000 150,000

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10550



Acquired/ Disposed

Alvopetro Energy Ltd. Options Koch, Edward John 5 10/12/2015 50 900,000 200,000

Alvopetro Energy Ltd. Options McKINNON, KENNETH RICHARD

4 10/12/2015 50 183,097 46,250

Alvopetro Energy Ltd. Options Ruttan, Corey Christopher 4, 5 10/12/2015 50 1,200,000 300,000

Alvopetro Energy Ltd. Options Talakshi, Firoz Karmali 4 10/12/2015 50 178,149 45,000

Alvopetro Energy Ltd. Options WRIGHT, JOHN DAVID 4 10/12/2015 50 217,738 55,000

Alvopetro Energy Ltd. Options Ytreland, Geir Kristian 4 10/12/2015 50 168,252 42,500

American Hotel Income Properties REIT LP

Units Evans, Steve 4 08/12/2015 45 10.6 288,466 38,244

American Hotel Income Properties REIT LP

Units O'Neill, Robert Francis 4, 5 08/12/2015 45 10.6 288,466 38,244

Americas Petrogas Inc. Common Shares Badwi, Abdel Fattah 4 01/11/2015 00

Americas Petrogas Inc. Common Shares Badwi, Abdel Fattah 4 08/12/2015 10 0.19 30,000 30,000



Ansar Financial and Development Corporation

Common Shares Jalaluddin, Mohammed 3, 4, 5 03/12/2015 10 0.98 801,549 500


Common Shares Jalaluddin, Mohammed 3, 4, 5 03/12/2015 10 1 868,049 66,500


Common Shares Nasim, Pervez 3, 4, 5 03/12/2015 10 0.98 801,549 500


Common Shares Nasim, Pervez 3, 4, 5 03/12/2015 10 1 868,049 66,500

Appia Energy Corp. Common Shares Drivas, Anastasios (Tom) 3, 4, 5 10/12/2015 10 0.01 176,000 126,000

ARC Resources Ltd. Common Shares Kvisle, Harold N. 4 11/12/2015 10 16.35 80,500 10,000

Arctic Star Exploration Corp. Common Shares Power, Patrick Edward 4, 5 07/12/2015 10 0.01 3,620,866 25,000

Arsenal Energy Inc. Common Shares Petrie, Derek 4 09/12/2015 10 1.22 93,082 3,130

Arsenal Energy Inc. Common Shares Petrie, Derek 4 09/12/2015 10 1.22 172,527 5,520

Ashburton Ventures Inc. Common Shares England, Michael Bruno John Franz

4 04/12/2015 10 0.02 2,773,770 -500,000

Asian Television Network International Limited

Common Shares CHANDRASEKAR, SUBRAHMAN

4, 5 08/12/2015 10 2 15,532,478 5,000

Asian Television Network International Limited

Common Shares CHANDRASEKAR, SUBRAHMAN

4, 5 08/12/2015 10 1.9 15,532,978 500

Aston Hill Financial Inc. Common Shares Aston Hill Financial Inc. 1 19/11/2015 38 0.33 18,000 18,000




Aston Hill Financial Inc. Common Shares Aston Hill Financial Inc. 1 25/11/2015 38 49,500 -18,000


Aston Hill Financial Inc. Common Shares Aston Hill Financial Inc. 1 30/11/2015 38 163,500 -49,500

Aston Hill Financial Inc. Convertible Debentures Aston Hill Financial Inc. 1 23/11/2015 38 79.03 $10,000 $10,000




Aston Hill Financial Inc. Convertible Debentures Aston Hill Financial Inc. 1 27/11/2015 38 $0 -$30,000

Atacama Pacific Gold Corporation

Options Butler, Steven Howard 4 24/09/2015 00


Options Butler, Steven Howard 4 04/12/2015 50 0.2 150,000 150,000


Options Champagne, Paul C. 4 04/12/2015 50 0.2 485,000 150,000


Options Hansen, Carl 4, 5 04/12/2015 50 0.2 1,700,000 400,000


Options Pladsen, Thomas John 5 03/11/2010 00


Options Pladsen, Thomas John 5 04/12/2015 50 0.2 350,000 350,000


Options Schneider, Albrecht Georg 3, 4, 5 04/12/2015 50 0.2 680,000 400,000

ATCO LTD. Non-Voting Shares Class I ATCO Ltd. 1 24/11/2015 38 36.31 16,000 16,000

ATCO LTD. Non-Voting Shares Class I ATCO Ltd. 1 24/11/2015 38 0 -16,000


Insider Reporting

December 17, 2015

(2015), 38 OSCB 10551



Acquired/ Disposed








ATCO LTD. Non-Voting Shares Class I Hahn, Brian R. 7 01/12/2015 30 40.87 63 37

ATCO LTD. Non-Voting Shares Class I McNabb, Barry 7 01/12/2015 30 42.25 1,376 332

ATCO LTD. Non-Voting Shares Class I Sharpe, D Jason 7 01/12/2015 00 666

ATCO LTD. Non-Voting Shares Class I Sharpe, D Jason 7 01/12/2015 00 2,000

ATCO LTD. Non-Voting Shares Class I Stephens, William C. 7 01/12/2015 30 42.25 5,264 418

ATCO LTD. Non-Voting Shares Class I Stephens, William C. 7 01/12/2015 30 41.75 5,293 29

ATCO LTD. Non-Voting Shares Class I Warkentin, Clinton 5 05/12/2015 30 40.53 1,620 96

ATCO LTD. Non-Voting Shares Class I Warkentin, Clinton 5 05/12/2015 90 2,194 574

ATCO LTD. Non-Voting Shares Class I Warkentin, Clinton 5 05/12/2015 30 34.05 5,074 -426

ATCO LTD. Non-Voting Shares Class I Warkentin, Clinton 5 05/12/2015 90 4,500 -574

ATCO LTD. Non-Voting Shares Class I Wright, Paul 5 01/12/2015 30 40.97 7,282 371

ATCO LTD. Non-Voting Shares Class I Wright, Paul 5 01/12/2015 30 41.63 7,369 87

Athabasca Minerals Inc. Common Shares Kriangkum, Udomdej 4 03/12/2015 10 0.26 1,606,350 -71,000

Athabasca Minerals Inc. Common Shares Woods, William Nelson 5 02/03/2015 00

Athabasca Minerals Inc. Common Shares Woods, William Nelson 5 07/12/2015 10 0.25 2,000 2,000

Athabasca Minerals Inc. Common Shares Woods, William Nelson 5 11/12/2015 10 0.25 20,000 18,000

Atrium Mortgage Investment Corporation

Common Shares Cohos, Peter Phillip 4 04/12/2015 10 11.42 110,000 2,100










Common Shares Cohos, Peter Phillip 4 11/12/2015 10 11.5 124,000 200


Convertible Debentures 6.25%

Cohos, Peter Phillip 4 09/12/2015 10 $568,000 -$150,000

ATS Automation Tooling Systems Inc.

Common Shares ATS Automation Tooling Systems Inc.

1 06/11/2015 00



1 06/11/2015 38 12.468 40,000 40,000



1 06/11/2015 38 12.468 0 -40,000



1 10/11/2015 38 12.219 40,021 40,021



1 10/11/2015 38 12.219 0 -40,021



1 11/11/2015 38 12.144 40,021 40,021



1 11/11/2015 38 0 -40,021



1 12/11/2015 38 12.042 40,021 40,021



1 12/11/2015 38 0 -40,021



1 13/11/2015 38 12.114 32,721 32,721



1 13/11/2015 38 0 -32,721



1 16/11/2015 38 12.396 40,021 40,021



1 16/11/2015 38 0 -40,021

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10552



Acquired/ Disposed



1 17/11/2015 38 12.666 40,021 40,021



1 17/11/2015 38 0 -40,021



1 18/11/2015 38 12.732 3,821 3,821



1 18/11/2015 38 0 -3,821



1 19/11/2015 38 12.729 23,521 23,521



1 19/11/2015 38 0 -23,521



1 24/11/2015 38 12.731 4,521 4,521



1 24/11/2015 38 0 -4,521



1 25/11/2015 38 12.75 26,300 26,300



1 25/11/2015 38 0 -26,300



1 26/11/2015 38 12.652 37,500 37,500



1 26/11/2015 38 0 -37,500



1 27/11/2015 38 12.732 9,721 9,721



1 27/11/2015 38 0 -9,721



1 30/11/2015 38 12.75 4,100 4,100



1 30/11/2015 38 0 -4,100


Rights RSU Caputo, Anthony 4 01/12/2015 59 12.58 68,337 -21,840


Rights RSU Caputo, Anthony 4 01/12/2015 58 - Expiration of rights

64,177 -4,160


Rights RSU Galloway, Carl 5 01/12/2015 59 12.58 3,500 -5,000


Rights RSU Gyles, Chuck 5 01/12/2015 59 12.58 10,800 -4,200


Rights RSU Gyles, Chuck 5 01/12/2015 58 - Expiration of rights

10,000 -800


Rights RSU Hock, Helmut 5 01/12/2015 59 12.58 10,800 -4,200


Rights RSU Hock, Helmut 5 01/12/2015 58 - Expiration of rights

10,000 -800


SARs Hock, Helmut 5 01/12/2015 59 9,375 -9,375


Rights RSU Ketchen, Sandra Lynne 5 01/12/2015 59 12.58 10,800 -4,200


Rights RSU Ketchen, Sandra Lynne 5 01/12/2015 58 - Expiration of rights

10,000 -800


Rights RSU Keyser, Ron 5 01/12/2015 59 12.58 7,400 -4,100


Rights RSU Keyser, Ron 5 01/12/2015 58 - Expiration of rights

7,000 -400


SARs Keyser, Ron 5 24/11/2015 59 3,750 -3,750


Rights RSU Kiisel, Eric 5 01/12/2015 59 12.58 10,800 -4,200


Rights RSU Kiisel, Eric 5 01/12/2015 58 - Expiration of rights

10,000 -800


Rights RSU Kramer, Tom 5 01/12/2015 59 12.58 10,000 -5,000


Rights RSU McCuaig, Stewart 5 01/12/2015 59 12.58 10,800 -4,200

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10553



Acquired/ Disposed


Rights RSU McCuaig, Stewart 5 01/12/2015 58 - Expiration of rights

10,000 -800


Rights RSU Perrella, Maria 5 01/12/2015 59 12.58 25,100 -8,400


Rights RSU Perrella, Maria 5 01/12/2015 58 - Expiration of rights

23,500 -1,600


RSU Wildt, Thomas 5 01/12/2015 59 12.58 3,600 -5,000

Auxellence Health Corporation (formerly 0924888 BC Ltd.)

Common Shares Ozols, Ronald Ozols 4 08/12/2015 10 0.095 2,094,100 5,000

Avalon Rare Metals Inc. Common Shares Bubar, Donald Stephen 4, 5 04/12/2015 10 0.115 2,736,100 30,500

Avante Logixx Inc. Common Shares Verner, Leland 4, 5 07/12/2015 10 0.24 685,000 -200,000

Avante Logixx Inc. Common Shares Wechsler, Rodney Alan 7 07/12/2015 10 0.22 3,127,922 605,000

Avante Logixx Inc. Common Shares Wechsler, Rodney Alan 7 07/12/2015 10 0.24 3,327,922 200,000

Avcorp Industries Inc. Common Shares de Koning, Cornelis Adrianus Maria

4 07/12/2015 51 0.05 1,330,500 730,500

Avcorp Industries Inc. Options de Koning, Cornelis Adrianus Maria

4 07/12/2015 51 0.05 0 -730,500

Avcorp Industries Inc. Common Shares Otis, Elizabeth Field 4 07/12/2015 51 0.05 772,500 730,500

Avcorp Industries Inc. Options Otis, Elizabeth Field 4 07/12/2015 51 0.05 0 -730,500

Avcorp Industries Inc. Common Shares van Rooij, Marcus Maria 4, 5 07/12/2015 51 0.05 1,139,023 730,500

Avcorp Industries Inc. Options van Rooij, Marcus Maria 4, 5 07/12/2015 51 0.05 0 -730,500

Avigilon Corporation Common Shares Avigilon Corporation 1 28/10/2015 38 14.556 66,700 66,700




Avigilon Corporation Common Shares Avigilon Corporation 1 10/11/2015 38 0 -248,100

Axia NetMedia Corporation Common Shares Axia NetMedia Corporation 1 26/11/2015 38 3 500 500

Axia NetMedia Corporation Common Shares Axia NetMedia Corporation 1 27/11/2015 38 3 900 400

Axia NetMedia Corporation Common Shares Axia NetMedia Corporation 1 30/11/2015 38 3 1,200 300

BacTech Environmental Corporation

Common Shares Orr, Murray Ross 7 09/12/2015 10 0.015 2,672,120 92,000

Balmoral Resources Ltd. Common Shares VAN ALPHEN, HENDRIK 4, 5 11/12/2015 10 0.11 1,767,758 20,000

Bank of Montreal Options Begy, Christopher Blake 5 08/12/2015 52 83,374 -4,300

Bank of Montreal Options Downe, William 7, 5 08/12/2015 52 1,149,309 -15,279

Bank of Montreal Options Downe, William 7, 5 08/12/2015 52 1,133,567 -15,742

Bank of Montreal Performance Share Units Downe, William 7, 5 07/12/2015 97 94,720 94,720

Bank of Montreal Restricted Share Units Downe, William 7, 5 07/12/2015 97 0 -94,720

Bank of Montreal Common Shares Flynn, Thomas Earl 7 08/12/2015 51 68.97 9,600 6,800

Bank of Montreal Common Shares Flynn, Thomas Earl 7 08/12/2015 51 60.23 9,800



Bank of Montreal Common Shares Flynn, Thomas Earl 7 08/12/2015 10 77.11 2,800 -6,800

Bank of Montreal Common Shares Flynn, Thomas Earl 7 08/12/2015 10 77.2 -9,800







Bank of Montreal Common Shares Flynn, Thomas Earl 7 09/12/2015 51 34.13 3,320 520







Bank of Montreal Common Shares Flynn, Thomas Earl 7 09/12/2015 51 34.13 3,720 400



Insider Reporting

December 17, 2015

(2015), 38 OSCB 10554



Acquired/ Disposed





Bank of Montreal Options Flynn, Thomas Earl 7 08/12/2015 51 68.97 354,864 -6,800

Bank of Montreal Options Flynn, Thomas Earl 7 08/12/2015 51 60.23 -9,800



Bank of Montreal Options Flynn, Thomas Earl 7 08/12/2015 52 344,064 -10,800


Bank of Montreal Options Flynn, Thomas Earl 7 09/12/2015 51 34.13 334,744 -520



Bank of Montreal Options Flynn, Thomas Earl 7 09/12/2015 51 34.13 317,944 -400




Bank of Montreal Options Ouellette, Gilles Gerard 5 08/12/2015 52 550,121 -16,434

Bank of Montreal Options Ouellette, Gilles Gerard 5 08/12/2015 52 533,189 -16,932

Bank of Montreal Options Rudderham, Richard D. 5 08/12/2015 52 142,599 -2,600

Bank of Montreal Options Stefankiewicz, Connie Anne 5 08/12/2015 52 65,268 -475

Bank of Montreal Options Techar, Frank J. 5 08/12/2015 52 377,801 -17,061

Bank of Montreal Options Techar, Frank J. 5 08/12/2015 52 360,223 -17,578

Bank of Nova Scotia, The Common Shares Jentsch, Dieter Werner 5 09/12/2015 47 51,862 -175

Bank of Nova Scotia, The Common Shares Jentsch, Dieter Werner 5 11/12/2015 47 51,637 -225

Barkerville Gold Mines Ltd. Options Lodder, Chris Andrea 4 29/07/2015 00

Barkerville Gold Mines Ltd. Options Lodder, Chris Andrea 4 14/10/2015 50 0.29 600,000 600,000

Barrick Gold Corporation Options Stock Option Plan (2004)

Dushnisky, Kelvin Paul Michael

5 08/12/2015 52 27.25 415,759 -86,169

Barrick Gold Corporation Common Shares Harvey, Joseph Brett 4 15/12/2005 00

Barrick Gold Corporation Common Shares Harvey, Joseph Brett 4 08/12/2015 10 7.6618 6,500 6,500

Barrick Gold Corporation Common Shares Prichard, John Robert Stobo 4 03/12/2015 00 20,000

Baytex Energy Corp. Common Shares Kalmakoff, Chadwick 5 01/09/2015 00

Baytex Energy Corp. Common Shares Kalmakoff, Chadwick 5 11/12/2015 10 3.95 14,000 14,000

Bear Creek Mining Corporation

Common Shares Sun Valley Gold LLC 3 10/12/2015 00 8,364,349


Common Shares Sun Valley Gold LLC 3 10/12/2015 10 0.58 9,933,088 1,568,739


Options Tweddle, Frank R. 4 06/12/2015 52 9.95 502,000 -75,000

Bellatrix Exploration Ltd. Common Shares Kraus, Charles R. 5 11/12/2015 10 1.65 7,673 -10,967

Big Rock Brewery Inc. Common Shares Riddell, Clayton H. 3 07/12/2015 10 5.25 596,900 -6,100

Big Rock Labs Inc. Common Shares Seemann, Harald 4 04/12/2015 10 0.4 12,459,010 -50,000




BioHEP Technologies Ltd. Common Shares Johnson, Douglas Brian 3 08/12/2015 00

BioHEP Technologies Ltd. Common Shares Johnson, Douglas Brian 3 08/12/2015 11 480,000 480,000

BioHEP Technologies Ltd. Convertible Notes Johnson, Douglas Brian 3 08/12/2015 00

BioHEP Technologies Ltd. Convertible Notes Johnson, Douglas Brian 3 08/12/2015 11 0.025 $2,400,000

BioHEP Technologies Ltd. Convertible Notes Johnson, Douglas Brian 3 08/12/2015 11 0.025 $60,000

BioHEP Technologies Ltd. Convertible Notes Johnson, Douglas Brian 3 08/12/2015 11 0.025 $60,000

BioHEP Technologies Ltd. Convertible Notes Johnson, Douglas Brian 3 08/12/2015 11 0.025 $60,000 $60,000

Biorem Inc. Common Shares Nally, Robert 4, 5 10/12/2015 99 8,400 -104,443

Biorem Inc. Common Shares Nally, Robert 4, 5 10/12/2015 99 159,858 104,443

BIOTEQ ENVIRONMENTAL TECHNOLOGIES INC.

Common Shares Tingley, Hall 3 09/12/2015 10 0.02 10,351,726 26,000

Birchcliff Energy Ltd. Common Shares Carlsen, Christopher Andrew

5 09/12/2015 10 4.07 6,040 2,700

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10555



Acquired/ Disposed

Birchcliff Energy Ltd. Common Shares Carlsen, Christopher Andrew

5 08/12/2015 10 4.08 2,968 2,400

Birchcliff Energy Ltd. Common Shares Cullen, Kenneth Norman 4 07/12/2015 10 4.17 14,000 7,000

Birchcliff Energy Ltd. Common Shares Surbey, James William 5 07/12/2015 10 4.12 435,900 3,200

Birchcliff Energy Ltd. Common Shares Surbey, James William 5 10/12/2015 10 3.95 445,900 10,000

Birchcliff Energy Ltd. Common Shares Tonken, Aaron Jeffery 4, 5 09/12/2015 10 3.97 999,740 1,800

Bird River Resources Inc. Common Shares Shodine, Nelson Raynald 3, 4, 5 09/12/2015 10 0.07 3,469,315 -5,000

BitRush Corp. Common Shares Kozich, Franz 4 03/12/2015 10 0.09 2,184,539 1,000

Black Diamond Group Limited

Common Shares Haynes, Trevor 4, 5 09/12/2015 10 6.11 1,694,633 5,000

Boardwalk Real Estate Investment Trust

Trust Units Boardwalk Real Estate Investment Trust

1 02/11/2015 38 53.4 5,000



1 02/11/2015 38 53.4 5,000 5,000



1 02/11/2015 38 53.4 -5,000



1 02/11/2015 38 53.4 0 -5,000



1 03/11/2015 38 52.643 5,000



1 03/11/2015 38 52.643 5,000 5,000



1 03/11/2015 38 52.643 -5,000



1 03/11/2015 38 52.643 0 -5,000



1 04/11/2015 38 52.134 5,000



1 04/11/2015 38 52.134 5,000 5,000



1 04/11/2015 38 52.134 -5,000



1 04/11/2015 38 52.134 0 -5,000



1 05/11/2015 38 51.551 5,000



1 05/11/2015 38 51.551 5,000 5,000



1 05/11/2015 38 51.551 -5,000



1 05/11/2015 38 51.551 0 -5,000



1 06/11/2015 38 51.3 5,000



1 06/11/2015 38 51.3 5,000 5,000



1 06/11/2015 38 51.3 0 -5,000



1 09/11/2015 38 50.25 5,000



1 09/11/2015 38 50.25 5,000 5,000



1 09/11/2015 38 50.25 0 -5,000



1 10/11/2015 38 49.3 5,000 5,000



1 10/11/2015 38 49.3 0 -5,000



1 11/11/2015 38 49.35 5,000 5,000



1 11/11/2015 38 49.35 0 -5,000



1 12/11/2015 38 49.6 5,000 5,000



1 12/11/2015 38 49.6 0 -5,000

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10556



Acquired/ Disposed



1 13/11/2015 38 48.201 5,000 5,000



1 13/11/2015 38 48.201 0 -5,000



1 16/11/2015 38 48.35 15,000 15,000



1 16/11/2015 38 48.35 0 -15,000



1 17/11/2015 38 47.98 15,000 15,000



1 17/11/2015 38 47.95 0 -15,000



1 18/11/2015 38 46.787 15,000 15,000



1 18/11/2015 38 46.787 0 -15,000



1 19/11/2015 38 46.533 15,000 15,000



1 19/11/2015 38 46.533 0 -15,000



1 20/11/2015 38 47.085 15,000 15,000



1 20/11/2015 38 47.085 -5,000



1 20/11/2015 38 47.085 0 -15,000



1 23/11/2015 38 46.867 15,000 15,000



1 23/11/2015 38 46.867 0 -15,000



1 24/11/2015 38 46.557 13,300 13,300



1 24/11/2015 38 46.557 0 -13,300



1 25/11/2015 38 46.554 13,300 13,300



1 25/11/2015 38 46.554 0 -13,300



1 26/11/2015 38 46.633 15,700 15,700



1 26/11/2015 38 46.633 0 -15,700



1 27/11/2015 38 47.725 6,700 6,700



1 27/11/2015 38 47.725 0 -6,700



1 30/11/2015 38 47.832 17,000 17,000



1 30/11/2015 38 47.832 0 -17,000


Trust Units Burns, Patrick Dean 5 08/12/2015 10 47.2 4,010 -1,327


Trust Units Havener, Jr., Arthur Lee 4 08/12/2015 10 33.37 17,010 1,000


Trust Units Havener, Jr., Arthur Lee 4 10/05/2007 00 500


Trust Units Havener, Jr., Arthur Lee 4 08/12/2015 10 33.24 1,500 500

Bonavista Energy Corporation

Common Shares Skehar, Jason Edward 4, 5 03/12/2015 57 2.19 24,495


Common Shares Skehar, Jason Edward 4, 5 03/12/2015 57 2.19 260,468 25,040


Restricted Share Awards (RSA)

Skehar, Jason Edward 4, 5 03/12/2015 57 2.19 -33,333


Restricted Share Awards (RSA)

Skehar, Jason Edward 4, 5 03/12/2015 57 2.19 144,593 -34,074

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10557



Acquired/ Disposed

Boston Pizza Royalties Income Fund

Units Holm, Jordan 5 11/12/2015 10 17.21 4,650 250

Boston Pizza Royalties Income Fund

Units Melville, Jordan Crawford 5 03/12/2015 10 17.99 7,100 2,000

Brick Brewing Co. Limited Common Shares Brick Brewing Co. Limited 1 04/11/2015 38 1.67 1,200 1,200




Brick Brewing Co. Limited Common Shares Brick Brewing Co. Limited 1 12/11/2015 38 1.79 10,100 600











Brick Brewing Co. Limited Common Shares Brick Brewing Co. Limited 1 03/12/2015 38 0 -32,700

BrightPath Early Learning Inc. (formerly Edleun Group, Inc.)

Common Shares BrightPath Early Learning Inc.

1 07/12/2015 38 0.315 17,500 7,500



1 09/12/2015 38 0.31 27,500 10,000



1 10/12/2015 38 0.305 32,500 5,000



1 11/12/2015 38 0.3 37,500 5,000

Brixton Metals Corporation Common Shares Thompson, Gary Robert 6 04/12/2015 10 0.066 894,084 15,000

Brixton Metals Corporation Common Shares Thompson, Gary Robert 6 10/12/2015 10 0.074 905,084 11,000

Brompton 2015 Flow-Through Limited Partnership

Limited Partnership Units Brompton Corp. 7 04/12/2015 11 25 3,760 -200

Brompton 2015 Flow-Through Limited Partnership

Limited Partnership Units Brompton Corp. 7 04/12/2015 11 25 3,360 -400

Brookfield Asset Management Inc.

Common Shares Class A Limited Voting

Blidner, Jeffrey Miles 4, 5 10/12/2015 51 18.199 504,789 84,375



Blidner, Jeffrey Miles 4, 5 10/12/2015 47 44.289 484,604 -20,185



Blidner, Jeffrey Miles 4, 5 10/12/2015 47 44.289 417,041 20,185


Options Blidner, Jeffrey Miles 4, 5 10/12/2015 51 18.199 731,250 -84,375



Madon, Cyrus 5 04/12/2015 51 18.199 636,772 100,313



Madon, Cyrus 5 04/12/2015 10 45.875 611,772 -25,000


Options Madon, Cyrus 5 04/12/2015 51 18.199 1,181,250 -100,313

BTB Real Estate Investment Trust

Trust Units Léonard, Michel 4, 5 10/12/2015 10 4.36 5,300

BTB Real Estate Investment Trust

Trust Units Léonard, Michel 4, 5 10/12/2015 10 4.36 335,193 5,900

Buffalo Coal Corp. (formerly Forbes & Manhattan Coal Corp.)

Common Shares Resource Capital Fund V L.P.

3 04/12/2015 11 108,972,548 11,015,880



3 04/12/2015 11 109,023,089 50,541



3 04/12/2015 36 0.0469 165,986,841 56,963,752

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10558



Acquired/ Disposed



3 04/12/2015 11 0.0367 238,259,321 72,272,480


Convertible Debentures Convertible Loan with Resource Capital Fund V L.P.

Resource Capital Fund V L.P.

3 04/12/2015 36 $18,325,800 -$2,674,200

Buhler Industries Inc. Common Shares Buhler, John 3, 4 07/12/2015 10 5.6 909,036 1,200

Builders Capital Mortgage Corp.

Non-Voting Shares Class A

Loutitt, Sandy Luke 3, 4 07/12/2015 10 9 3,500 1,600



Loutitt, Sandy Luke 3, 4 09/12/2015 10 9.5 3,700 200



Loutitt, Sandy Luke 3, 4 11/12/2015 10 9.35 8,500 4,800

CAE Inc. Common Shares Branco, Sonya 5 08/12/2015 30 15.156 715 -1,500

Calian Technologies Ltd. Deferred Share Units (Cash Value of Common Shares)

Basler, Raymond Gregory 4 08/12/2015 56 16.69 208 3

Calian Technologies Ltd. Common Shares Ford, Kevin Lee 5 07/12/2015 10 16.89 3,744 1,000


loeb, kenneth jeffrey 4 08/12/2015 56 16.69 3,421 54


Tkachuk, David George 4 08/12/2015 56 16.69 3,071 48


Vickers, Richard Allan 4 08/12/2015 56 16.69 1,536 24


weber, george brian 4 08/12/2015 56 16.69 833 12

Callidus Capital Corporation Common Shares Callidus Capital Corporation 1 02/11/2015 38 11.286 1,300 1,300

Callidus Capital Corporation Common Shares Callidus Capital Corporation 1 02/11/2015 38 0 -1,300



Callidus Capital Corporation Common Shares Callidus Capital Corporation 1 03/11/2015 38 11.154 800 800

Callidus Capital Corporation Common Shares Callidus Capital Corporation 1 03/11/2015 38 0 -800



























Insider Reporting

December 17, 2015

(2015), 38 OSCB 10559



Acquired/ Disposed















Callidus Capital Corporation Common Shares sutin, david earl 4 09/12/2015 10 8.08 15,000 10,000

Canaccord Genuity Group Inc.

Common Shares Harris, Michael Deane 4 07/12/2015 10 4.67 55,339 429


Common Shares Harris, Michael Deane 4 07/12/2015 10 4.67 429


Common Shares Harris, Michael Deane 4 07/12/2015 10 4.67 429

Canacol Energy Ltd. Common Shares Hensman, Stuart Philip 4 07/12/2015 10 2.54 60,936 -36,000

Canadian Apartment Properties Real Estate Investment Trust

Trust Units Schwartz, Thomas 4, 5 07/12/2015 10 26.37 343,338 500







Canadian Energy Services & Technology Corp.

Common Shares Scherman, Philip 4 07/12/2015 10 4.35 25,000 10,000

Canadian Imperial Bank of Commerce

Options Capatides, Michael 7, 5 07/12/2015 50 97.81 189,747 37,819


Rights PSU (cash settled) Capatides, Michael 7, 5 07/12/2015 30 99.864 45,608 16,654


Common Shares CIBC 1 04/12/2015 38 97.677 20,000 20,000


Common Shares CIBC 1 04/12/2015 38 97.677 0 -20,000


Options Culham, Harry Kenneth 7 07/12/2015 50 97.81 142,458 80,999


Rights DSU Culham, Harry Kenneth 7 06/05/2008 00 12,004


Rights PSU (cash settled) Culham, Harry Kenneth 7 07/12/2015 56 99.864 140,970 35,669


Options Dodig, Victor George 4, 5 07/12/2015 50 97.81 228,427 84,543


Rights PSU (cash settled) Dodig, Victor George 4, 5 07/12/2015 56 99.864 79,031 37,229


Options Dottori-Attanasio, Laura Lee 7 07/12/2015 50 97.81 94,074 31,335


Rights DSU Dottori-Attanasio, Laura Lee 7 19/01/2009 00 2,322


Rights PSU (cash settled) Dottori-Attanasio, Laura Lee 7 07/12/2015 56 99.864 56,032 13,799


Options Geist, Stephen Julius 5 07/12/2015 50 97.81 36,720 23,649


Rights PSU (cash settled) Geist, Stephen Julius 5 07/12/2015 56 99.864 22,596 10,414

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10560



Acquired/ Disposed


Options Glass, Kevin A. 5 07/12/2015 50 97.81 111,023 23,649


Rights PSU (cash settled) Glass, Kevin A. 5 07/12/2015 56 99.864 33,311 10,414


Options Hountalas, John 5 07/12/2015 50 97.81 91,591 16,008


Rights PSU (cash settled) Hountalas, John 5 07/12/2015 56 99.864 24,692 7,050


Options Kramer, Christina Charlotte 5 07/12/2015 50 97.81 106,984 18,510


Rights PSU (cash settled) Kramer, Christina Charlotte 5 07/12/2015 56 99.864 25,671 8,151


Common Shares Patterson, Kevin Joesph Robert

5 08/12/2015 10 94.45 4,682 -450


Options Patterson, Kevin Joesph Robert

5 07/12/2015 50 97.81 98,658 16,554


Rights PSU (cash settled) Patterson, Kevin Joesph Robert

5 07/12/2015 56 99.864 23,723 7,290


Options SHARMAN, SANDY 5 07/12/2015 50 97.81 29,777 7,714


Rights PSU (cash settled) SHARMAN, SANDY 5 07/12/2015 56 99.864 7,167 3,397


Options Williamson, J. David 5 07/12/2015 50 97.84 48,481


Options Williamson, J. David 5 07/12/2015 50 97.81 227,564 48,481


Rights PSU (cash settled) Williamson, J. David 5 07/12/2015 56 99.864 67,765 21,349

Canadian Metals Inc. Common Shares Cantore, Victor 4, 5 08/12/2015 16 0.15 2,540,000 1,540,000

Canadian Metals Inc. Warrants Cantore, Victor 4, 5 05/07/2013 00

Canadian Metals Inc. Warrants Cantore, Victor 4, 5 08/12/2015 16 1,540,000 1,540,000

Canadian National Railway Company

Common Shares Canadian National Railway Company

1 02/11/2015 38 72.023 136,000 136,000



1 02/11/2015 38 73.012 270,400 134,400



1 03/11/2015 38 72.06 406,400 136,000



1 03/11/2015 38 272,000 -134,400



1 04/11/2015 38 72.018 408,100 136,100



1 04/11/2015 38 -136,600



1 04/11/2015 38 272,100 -136,000



1 05/11/2015 38 71.758 408,600 136,500



1 05/11/2015 38 -136,600



1 05/11/2015 38 272,600 -136,000



1 06/11/2015 38 70.915 413,500 140,900



1 06/11/2015 38 277,400 -136,100



1 09/11/2015 38 70.594 416,400 139,000



1 09/11/2015 38 279,900 -136,500



1 10/11/2015 38 70.313 418,500 138,600



1 10/11/2015 38 277,600 -140,900



1 11/11/2015 38 70.704 416,900 139,300



1 12/11/2015 38 69.717 563,100 146,200

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10561



Acquired/ Disposed



1 12/11/2015 38 -13,900



1 12/11/2015 38 424,100 -139,000



1 13/11/2015 38 69.685 570,400 146,300



1 13/11/2015 38 431,800 -138,600



1 13/11/2015 38 292,500 -139,300



1 16/11/2015 38 69.508 433,500 141,000



1 16/11/2015 38 287,300 -146,200



1 17/11/2015 38 69.702 427,900 140,600



1 17/11/2015 38 281,600 -146,300



1 18/11/2015 38 71.376 416,100 134,500



1 18/11/2015 38 275,100 -141,000



1 19/11/2015 38 71.244 407,100 132,000



1 19/11/2015 38 266,500 -140,600



1 20/11/2015 38 72.387 396,300 129,800



1 20/11/2015 38 261,800 -134,500



1 23/11/2015 38 72.272 397,300 135,500



1 23/11/2015 38 265,300 -132,000



1 24/11/2015 38 70.781 399,500 134,200



1 24/11/2015 38 269,700 -129,800



1 25/11/2015 38 71.272 403,000 133,300



1 25/11/2015 38 267,500 -135,500



1 26/11/2015 38 71.871 396,900 129,400



1 26/11/2015 38 262,700 -134,200



1 27/11/2015 38 72.054 391,800 129,100



1 27/11/2015 38 258,500 -133,300



1 30/11/2015 38 72.118 390,200 131,700



1 30/11/2015 38 260,800 -129,400



1 01/12/2015 38 131,700 -129,100



1 02/12/2015 38 0 -131,700


Common Shares Danielwicz, James B. 5 08/12/2015 10 53.97 -850


Common Shares Danielwicz, James B. 5 08/12/2015 10 53.97 -850


Common Shares Orr, John Frederick 5 03/12/2015 51 25.813 14,481 5,600


Common Shares Orr, John Frederick 5 03/12/2015 10 77.506 10,851 -3,630

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10562



Acquired/ Disposed


Options Orr, John Frederick 5 03/12/2015 51 25.813 70,695 -5,600


Common Shares Pharand, Serge 5 09/12/2015 51 20.955 13,200


Common Shares Pharand, Serge 5 09/12/2015 51 20.955 13,200


Options Pharand, Serge 5 09/12/2015 51 20.955 -13,200







Canadian Natural Resources Limited

Options Bieber, Corey B. 5 09/12/2015 50 28.85 442,500 62,500


Options Cusson, Réal, Michel 5 09/12/2015 50 28.85 525,000 62,500


Options Doucet, Real J. H. 5 09/12/2015 50 28.85 500,000 62,500


Options Edwards, Norman Murray 4, 5 09/12/2015 50 28.85 2,250,000 300,000


Options Fichter, Darren 5 09/12/2015 50 28.85 336,500 62,500


Options Jocksch, Terry James 5 09/12/2015 50 28.85 637,500 62,500


Common Shares Laing, Ronald Keith 5 04/12/2015 10 30.72 6,382 -750


Options Laing, Ronald Keith 5 09/12/2015 50 28.85 289,500 62,500


Options Laut, Stephen W. 5 09/12/2015 50 28.85 2,350,000 250,000


Common Shares McKay, Timothy Shawn 5 30/05/2003 00


Common Shares McKay, Timothy Shawn 5 30/05/2003 00


Common Shares McKay, Timothy Shawn 5 11/12/2015 97 8,000 8,000


Common Shares McKay, Timothy Shawn 5 11/12/2015 97 0 -8,000


Options McKay, Timothy Shawn 5 09/12/2015 50 28.85 1,225,000 125,000


Options Peterson, William Robert 5 09/12/2015 50 28.85 562,500 62,500


Common Shares Proll, Douglas A 5 08/12/2015 30 854,637 20,000


Common Shares Proll, Douglas A 5 08/12/2015 10 834,637 -20,000


Options Proll, Douglas A 5 08/12/2015 30 28.06 480,000 -20,000


Options Stagg, Kendall W. 5 09/12/2015 50 28.85 387,500 62,500


Options Stauth, Scott Gerald 5 09/12/2015 50 28.85 522,500 62,500


Options Stevens, Lyle Gordon 5 09/12/2015 50 28.85 700,000 62,500


Options wilson, jeffrey warren 5 09/12/2015 50 28.85 455,649 25,000


Options Yee, Betty 5 09/12/2015 50 28.85 90,750 17,500

Canadian Tire Corporation, Limited



1 07/12/2015 38 120.61 35,000 35,000




1 07/12/2015 38 126.61 0 -35,000




1 08/12/2015 38 123.69 35,000 35,000

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10563



Acquired/ Disposed




1 08/12/2015 38 123.69 0 -35,000




1 09/12/2015 38 122.88 35,000 35,000




1 09/12/2015 38 122.88 0 -35,000




1 10/12/2015 38 123.16 35,000 35,000




1 10/12/2015 38 123.16 0 -35,000




1 11/12/2015 38 121.02 35,000 35,000




1 11/12/2015 38 121.02 0 -35,000


CTC Share Unit Fund (DPSP)

Fulton, Duncan Stanley Allpress

5 02/12/2015 30 94.168 881 653



Fulton, Duncan Stanley Allpress

5 03/12/2015 30 126.33 132 132



McCann, Dean Charles 7, 5 04/12/2015 10 128.79 14,500



McCann, Dean Charles 7, 5 04/12/2015 10 128.79 14,500



McCann, Dean Charles 7, 5 04/12/2015 10 128.79 14,500 14,500

Canadian Utilities Limited Non-Voting Shares Class A

Booth, Robert T. 4 01/12/2015 30 31.956 3,071 28


Booth, Robert T. 4 01/12/2015 30 31.956 11,867 108


Francis, Robert, B 4 01/12/2015 30 31.956 9,210 27


Hahn, Brian R. 7 01/12/2015 30 34.38 6,051 187


McNabb, Barry 7 28/03/2015 90 3,211 -137


McNabb, Barry 7 15/08/2015 90 3,088 -123


McNabb, Barry 7 01/12/2015 30 37.28 387


McNabb, Barry 7 01/12/2015 30 37.38 3,475 387


McNabb, Barry 7 01/12/2015 30 35.987 3,607 132


McNabb, Barry 7 28/03/2015 90 915 137


McNabb, Barry 7 15/08/2015 90 1,038 123


McNabb, Barry 7 01/12/2015 30 35.091 1,054 16


Opocensky, George 7 05/12/2015 30 35.21 2,051 258


Opocensky, George 7 05/12/2015 90 3,194 1,143


Opocensky, George 7 05/12/2015 30 30.36 9,143 -857


Opocensky, George 7 05/12/2015 90 -1,143


Opocensky, George 7 05/12/2015 90 -1,143


Opocensky, George 7 05/12/2015 90 8,000 -1,143


Sharpe, D Jason 7 01/12/2015 00 2


Sharpe, D Jason 7 01/12/2015 00 4,500

Canadian Utilities Limited Options 39.39 Sharpe, D Jason 7 01/12/2015 00 1,000

Canadian Utilities Limited Options 40.78 Sharpe, D Jason 7 01/12/2015 00 1,000

Canadian Utilities Limited Rights 39.39 Sharpe, D Jason 7 01/12/2015 00 1,000

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10564



Acquired/ Disposed

Canadian Utilities Limited Rights 40.78 (SAR) Sharpe, D Jason 7 01/12/2015 00 1,000


Stephens, William C. 5 01/12/2015 30 36.99 10,094 519


Stephens, William C. 5 01/12/2015 30 35.01 10,203 109


Warkentin, Clinton 5 05/12/2015 30 35.21 1,985 144


Warkentin, Clinton 5 05/12/2015 90 2,556 571


Warkentin, Clinton 5 05/12/2015 30 30.36 5,072 -428


Warkentin, Clinton 5 05/12/2015 90 4,500 -572


Wright, Paul 5 01/12/2015 30 37.16 10,680 574


Wright, Paul 5 01/12/2015 30 35.11 11,012 332

Canadian Western Bank Options Boles, Niall 5 13/06/2014 50 13,292 13,292

Canadian Western Bank Rights Performance Share Units

Boles, Niall 5 01/05/2014 00

Canadian Western Bank Rights Performance Share Units

Boles, Niall 5 12/12/2014 56 2,507 2,507

Canadian Western Bank Rights Restricted Share Units

Boles, Niall 5 01/05/2014 00


Boles, Niall 5 13/06/2014 56 846 846


Boles, Niall 5 13/06/2014 56 1,692 846


Boles, Niall 5 13/06/2014 56 2,539 847

Canarc Resource Corp. Common Shares Biles, Garry 5 30/11/2011 10 0.055 -20,000

Canarc Resource Corp. Common Shares Biles, Garry 5 01/11/2015 10 0.055 -10,000

Canarc Resource Corp. Common Shares Biles, Garry 5 30/11/2015 10 0.055 867,766 -20,000




Canarc Resource Corp. Options Biles, Garry 5 08/12/2015 50 0.06 2,600,000 1,400,000

Canarc Resource Corp. Options Burian, Martin Andrew 4 08/12/2015 50 500,000 200,000

Canarc Resource Corp. Options Cooke, Bradford 4, 5 08/12/2015 50 0.06 6,175,000 1,300,000

Canarc Resource Corp. Options Harris, Leonard 4 08/12/2015 50 0.06 2,045,000 500,000

Canarc Resource Corp. Options Leisman, Akiba Jacob Issachar

4 28/10/2015 00 200,000

Canarc Resource Corp. Common Shares MALHOTRA, DEEPAK 4 01/05/2015 00

Canarc Resource Corp. Common Shares MALHOTRA, DEEPAK 4 05/05/2015 11 0.06 266,667 266,667

Canarc Resource Corp. Options MALHOTRA, DEEPAK 4 01/05/2015 00

Canarc Resource Corp. Options MALHOTRA, DEEPAK 4 08/12/2015 50 0.06 200,000 200,000

Canarc Resource Corp. Options Yee, Philip 5 08/12/2015 50 1,300,000 600,000

Canfor Pulp Products Inc. Common Shares Canfor Pulp Products Inc. 1 07/12/2015 38 13.958 132,255 10,091





Canlan Ice Sports Corp. Common Shares The Article 6 Marital Trust created under the First Amended and Restated Jerry Zucker Revocable Trust dated 4-2-07

3 03/12/2015 10 3.24 2,061,000 500


3 03/12/2015 10 3.25 2,061,100 100

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10565



Acquired/ Disposed


3 04/12/2015 10 3.25 2,062,500 1,400


3 09/12/2015 10 3.19 2,063,200 700


3 09/12/2015 10 3.26 2,063,600 400

Canoe Mining Ventures Corp.

Common Shares Parnham, Duane 4, 5 08/12/2015 10 0.035 2,709,673 4,000

CanWel Building Materials Group Ltd. (formerly, Canwel Holdings Corporation)

Common Shares Doman, Didar (Ted) Singh 5 08/12/2015 10 4.63 461,600 5,000

Capstone Mining Corp. Common Shares Howe, Jason Paul 5 03/05/2004 00 30,000

Capstone Mining Corp. Common Shares Howe, Jason Paul 5 07/12/2015 10 0.32 80,000 50,000

Capstone Mining Corp. Common Shares Peniuk, Dale Canfield 4 10/12/2015 10 0.32 69,018 34,000

Cara Operations Limited Multiple Voting Shares Cara Holdings Limited 3 02/12/2015 36 14,492,906 -3,000,000

Cara Operations Limited Subordinate Voting Shares

Cara Holdings Limited 3 10/04/2015 00


Cara Holdings Limited 3 02/12/2015 36 3,000,000 3,000,000


Cara Holdings Limited 3 02/12/2015 11 34.75 0 -3,000,000

Carrus Capital Corporation Warrants Johnson, Douglas Brian 4 09/12/2015 11 0.05 600,000

Carrus Capital Corporation Warrants Johnson, Douglas Brian 4 09/12/2015 11 0.05 600,000

Carrus Capital Corporation Warrants Johnson, Douglas Brian 3 09/12/2015 00

Carrus Capital Corporation Warrants Johnson, Douglas Brian 3 09/12/2015 11 0.05 600,000 600,000

Cartier Iron Corporation (Formerly Northfield Metals Inc.)

Common Shares Champion Iron Mines Limited (formerly Champion Minerals Inc.)

3 10/12/2015 45 0.025 11,519,971 500,000


Common Shares Langton, John 4, 5 01/10/2015 10 0.045 95,000 35,000


Common Shares Langton, John 4, 5 27/10/2015 10 0.045 155,000 60,000

Cascades Inc. Common Shares Lemaire, Bernard 3 07/12/2015 10 11.5 11,684,959 -1,700

Cascades Inc. Common Shares Lemaire, Bernard 3 07/12/2015 10 11.55 11,684,159 -800




Cenovus Energy Inc. Common Shares Fairburn, Judy 5 01/12/2015 00 18,135

Cenovus Energy Inc. Options Fairburn, Judy 5 01/12/2015 00 284,064

Cenovus Energy Inc. Performance Share Units Fairburn, Judy 5 01/12/2015 00 30,053

Cenovus Energy Inc. Restricted Share Units Fairburn, Judy 5 01/12/2015 00 5,816

Centerra Gold Inc. Common Shares Atkinson, Ian 4 11/12/2015 51 4.81 42,711 18,711

Centerra Gold Inc. Common Shares Atkinson, Ian 4 11/12/2015 10 8.002 24,000 -18,711

Centerra Gold Inc. Options Atkinson, Ian 4 11/12/2015 51 4.81 1,101,717 -18,711

Centerra Gold Inc. Performance Share Units Atkinson, Ian 4 03/12/2015 56 7.41 420,280 2,257

Centerra Gold Inc. Performance Share Units Burton, Michael Douglas 7 03/12/2015 56 7.41 6,710 36

Centerra Gold Inc. Deferred Share Units Connor, Richard Webster 4 03/12/2015 56 7.29 44,755 245

Centerra Gold Inc. Performance Share Units Desjardins, Daniel Richard 7 03/12/2015 56 7.41 22,011 119

Centerra Gold Inc. Common Shares Girard, Raphael Arthur 4 08/12/2015 57 7.44 67,667 48,713

Centerra Gold Inc. Deferred Share Units Girard, Raphael Arthur 4 03/12/2015 56 7.29 1,057 6

Centerra Gold Inc. Rights Restricted Share Units

Girard, Raphael Arthur 4 03/12/2015 56 7.29 96,207 526


Girard, Raphael Arthur 4 08/12/2015 57 0 -96,207

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10566



Acquired/ Disposed

Centerra Gold Inc. Performance Share Units Herbert, Frank Hamilton 5 03/12/2015 56 7.41 209,273 1,124

Centerra Gold Inc. Performance Share Units Kwong, Dennis 5 03/12/2015 56 7.41 135,368 722


Lang, Stephen A. 5 03/12/2015 56 7.29 58,401 319

Centerra Gold Inc. Performance Share Units Meade, Anthony 5 03/12/2015 56 7.41 80,017 430

Centerra Gold Inc. Performance Share Units Millman, Darren 5 03/12/2015 56 7.41 42,911 231

Centerra Gold Inc. Common Shares Parr, Jeffrey Scott 5 11/12/2015 51 4.81 60,212 34,612




Centerra Gold Inc. Common Shares Parr, Jeffrey Scott 5 11/12/2015 10 8.0135 75,700 -164,212

Centerra Gold Inc. Options Parr, Jeffrey Scott 5 11/12/2015 51 4.81 545,543 -34,612




Centerra Gold Inc. Performance Share Units Parr, Jeffrey Scott 5 03/12/2015 56 7.41 209,011 1,123


Parrett, Michael S. 4 03/12/2015 56 7.29 20,429 112

Centerra Gold Inc. Performance Share Units Pearson, John William 5 03/12/2015 56 7.41 45,305 244

Centerra Gold Inc. Performance Share Units Perry, Scott Graeme 5 03/12/2015 56 7.41 43,532 234

Centerra Gold Inc. Deferred Share Units Pressler, Sheryl 4 03/12/2015 56 7.29 31,403 172

Centerra Gold Inc. Performance Share Units Reid, Gordon Dunlop 7 03/12/2015 56 7.41 197,064 1,059

Centerra Gold Inc. Deferred Share Units Rogers, Terry Vernon 6 03/12/2015 56 7.29 57,934 317

Centerra Gold Inc. Deferred Share Units Walter, Bruce V. 4 03/12/2015 56 7.29 67,027 366


Walter, Bruce V. 4 03/12/2015 56 7.29 12,667 70

CGI Group Inc. Options Boulanger, François 5 08/12/2015 51 15.49 290,663 -12,500

CGI Group Inc. Subordinate Voting Shares Classe A

Boulanger, François 5 08/12/2015 51 15.49 12,500 12,500


Boulanger, François 5 08/12/2015 10 57.24 12,300 -200


Boulanger, François 5 08/12/2015 10 57.243 9,600 -2,700


Boulanger, François 5 08/12/2015 10 57.28 9,400 -200


Boulanger, François 5 08/12/2015 10 57.255 0 -9,400

CGI Group Inc. Options Godin, Serge 3, 4 07/12/2015 51 9.31 968,355 -30,650




Godin, Serge 3, 4 04/12/2015 10 57.5 -20,090 -30,650


Godin, Serge 3, 4 07/12/2015 51 9.31 10,560 30,650


Godin, Serge 3, 4 09/12/2015 10 57.258 -9,440 -20,000


Godin, Serge 3, 4 09/12/2015 51 9.31 10,560 20,000


Godin, Serge 3, 4 10/12/2015 10 57.76 -7,540 -18,100


Godin, Serge 3, 4 10/12/2015 51 9.31 10,560 18,100


Hearn, Timothy James 4 07/12/2015 10 57.15 12,000 2,000


Henderson, Dave 5 03/12/2015 30 38.844 9,825 439


Henderson, Dave 5 03/12/2015 10 42.32 8,825 -1,000


Henderson, Dave 5 03/12/2015 10 42.315 7,825 -1,000


Henderson, Dave 5 04/12/2015 10 42.86 7,225 -600

CGI Group Inc. Options Holgate, Colin Victor 5 03/12/2015 51 23.65 273,946 -28,827

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10567



Acquired/ Disposed




Holgate, Colin Victor 5 23/08/2012 00


Holgate, Colin Victor 5 03/12/2015 51 23.65 37,500 37,500


Holgate, Colin Victor 5 03/12/2015 10 56.17 37,300 -200




Holgate, Colin Victor 5 03/12/2015 10 56.655 35,500 -1,600






Holgate, Colin Victor 5 03/12/2015 10 56.686 34,200 -1,000


Holgate, Colin Victor 5 03/12/2015 10 56.725 0 -34,200



























CGI Group Inc. Options Nikku, Heikki 5 19/05/2015 00 101,758

CGI Group Inc. Options Nikku, Heikki 5 23/09/2015 50 48.16 179,758 78,000

CGI Group Inc. Options Nikku, Heikki 5 10/11/2015 97 39.47 159,133 -20,625

CGI Group Inc. Options Nikku, Heikki 5 03/12/2015 51 39.47 153,133 -6,000


Nikku, Heikki 5 19/05/2015 00


Nikku, Heikki 5 03/12/2015 51 39.47 6,000 6,000


Nikku, Heikki 5 03/12/2015 10 56.27 5,600 -400


Nikku, Heikki 5 03/12/2015 10 56.28 5,000 -600


Nikku, Heikki 5 03/12/2015 10 56.294 0 -5,000


Nikku, Heikki 5 19/05/2015 00


Nikku, Heikki 5 19/05/2015 00


Nikku, Heikki 5 19/05/2015 00 351

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10568



Acquired/ Disposed

CGI Group Inc. Options Pinard, Luc 5 08/12/2015 51 15.49 97,383 -43,750




Pinard, Luc 5 08/12/2015 51 15.49 43,750 43,750


Pinard, Luc 5 08/12/2015 51 19.71 73,290 29,540


Pinard, Luc 5 08/12/2015 51 23.65 91,164 17,874


Pinard, Luc 5 08/12/2015 10 56.09 89,664 -1,500


Pinard, Luc 5 08/12/2015 10 56.11 89,564 -100


Pinard, Luc 5 08/12/2015 10 56.07 88,464 -1,100


Pinard, Luc 5 08/12/2015 10 56.103 88,164 -300


Pinard, Luc 5 08/12/2015 10 56.048 82,814 -5,350


Pinard, Luc 5 08/12/2015 10 56.065 47,414 -35,400


Pinard, Luc 5 08/12/2015 10 56.19 47,014 -400


Pinard, Luc 5 08/12/2015 10 56.266 44,914 -2,100


Pinard, Luc 5 08/12/2015 10 55.92 44,874 -40


Pinard, Luc 5 08/12/2015 10 56.163 39,474 -5,400


Pinard, Luc 5 08/12/2015 10 56.009 38,800 -674


Pinard, Luc 5 08/12/2015 10 56.251 34,400 -4,400


Pinard, Luc 5 08/12/2015 10 56.26 0 -34,400

Changfeng Energy Inc. Common Shares Changfeng Energy Inc. 1 07/12/2015 38 0.3 3,601,800 150,000

Chemtrade Logistics Income Fund

Trust Units McArthur, Susan J. 4 04/12/2015 10 17.24 14,329 1,000


Trust Units McCullough, Tab 5 07/12/2015 10 12.73 10,033 100







China Education Resources Inc.

Options Hon, Chi Tak Danny 4, 5 25/11/2015 50 0.1 700,000 500,000

Chinook Energy Inc. Common Shares Dube, Brent Stephen 5 07/12/2015 10 0.44 27,754 -9,000

Chinook Energy Inc. Common Shares Dube, Brent Stephen 5 08/12/2015 10 0.44 25,254 -2,500

Choice Properties Real Estate Investment Trust

Trust Units Rebanks, Mary Diane Wendy

7 04/07/2013 00


Trust Units Rebanks, Mary Diane Wendy

7 11/12/2015 10 11.426 1,500 1,500


Trust Units Wasti, Rashid 7 10/12/2015 10 11.46 11,000 500

CI Financial Corp. Common Shares Oughtred, A. Winn 4 04/12/2015 10 31.271 552,245 -269,700

CI Financial Corp. Common Shares Oughtred, A. Winn 4 07/12/2015 10 31.3 497,345 -54,900

Clean Seed Capital Group Ltd.

Common Shares Rosengren Farms Inc. 4 02/10/2013 00 500,000


Common Shares Rosengren Farms Inc. 4 05/11/2013 16 0.25 900,000 400,000


Common Shares Rosengren Farms Inc. 4 12/12/2014 54 375000 1,275,000 375,000


Common Shares Rosengren Farms Inc. 4 06/03/2015 10 0.48 1,277,000 2,000

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10569



Acquired/ Disposed


Common Shares Rosengren Farms Inc. 4 05/11/2015 54 0.45 1,677,000 400,000


Options Rosengren Farms Inc. 4 02/10/2013 00 150,000


Warrants Rosengren Farms Inc. 4 02/10/2013 00 500,000


Warrants Rosengren Farms Inc. 4 05/11/2013 53 900,000 400,000


Warrants Rosengren Farms Inc. 4 12/12/2014 54 0.4 525,000 -375,000


Warrants Rosengren Farms Inc. 4 05/11/2015 54 125,000 -400,000

CO2 Solutions Inc. Common Shares Carley, Jonathan 5 07/12/2015 51 0.1 598,395 150,000

CO2 Solutions Inc. Common Shares Carley, Jonathan 5 07/12/2015 10 0.2024 448,395 -150,000

CO2 Solutions Inc. Options Carley, Jonathan 5 07/12/2015 51 0.1 600,900 -150,000

CO2 Solutions Inc. Common Shares FRADETTE, SYLVIE 5 07/12/2015 51 0.1 163,000 100,000

CO2 Solutions Inc. Common Shares FRADETTE, SYLVIE 5 07/12/2015 10 0.21 113,000 -50,000





CO2 Solutions Inc. Options FRADETTE, SYLVIE 5 07/12/2015 51 0.1 474,300 -100,000

CO2 Solutions Inc. Common Shares Manherz, Robert 3, 4 04/12/2015 51 20000 20,000

CO2 Solutions Inc. Common Shares Manherz, Robert 3, 4 04/12/2015 51 0.1 22,112,213 20,000

CO2 Solutions Inc. Options Manherz, Robert 3, 4 04/12/2015 51 0.1 115,000 -20,000

CO2 Solutions Inc. Options Okell, Kimberley 4 09/12/2015 52 0.1 115,000 -20,000

CO2 Solutions Inc. Common Shares Proteau, Jocelyn 4 04/12/2015 10 0.225 52,900 -5,500

CO2 Solutions Inc. Common Shares Proteau, Jocelyn 4 07/12/2015 51 0.1 72,900 20,000

CO2 Solutions Inc. Common Shares Proteau, Jocelyn 4 07/12/2015 10 0.225 58,400 -14,500

CO2 Solutions Inc. Options Proteau, Jocelyn 4 04/12/2015 51 0.1 115,000 -20,000

Colabor Group Inc. Common Shares The Article 6 Marital Trust created under the First Amended and Restated Jerry Zucker Revocable Trust dated 4-2-07

3 11/12/2015 10 0.9 3,308,000 19,000

Colabor Group Inc. Convertible Debentures 5,70% échéance le 30 avril 2017

The Article 6 Marital Trust created under the First Amended and Restated Jerry Zucker Revocable Trust dated 4-2-07

3 09/12/2015 10 64.99 $696,000 $1,000

Colabor Group Inc. Convertible Debentures 5,70% échéance le 30 avril 2017

The Article 6 Marital Trust created under the First Amended and Restated Jerry Zucker Revocable Trust dated 4-2-07

3 09/12/2015 10 65 $756,000 $60,000

Columbus Exploration Corporation (formerly Columbus Silver Corporation)

Common Shares BICKFORD, ARTURO 4, 5 30/11/2015 00 11,614,441


Common Shares BICKFORD, ARTURO 4, 5 30/11/2015 00 10,000,000


Options BICKFORD, ARTURO 4, 5 30/11/2015 00 600,000


Options Gianulis, Peter Lawrence 6 30/11/2015 50 0.2 1,250,000 1,150,000


Options Giustra, Robert 4, 5 30/11/2015 50 0.2 1,627,500 750,000

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10570



Acquired/ Disposed


Options hassanally, akbar 5 30/11/2015 50 0.2 205,000 175,000


Common Shares Martinez, Jorge 5 04/12/2015 51 0.065 130,000 30,000


Options Martinez, Jorge 5 03/12/2015 52 30,000 -125,000


Options Martinez, Jorge 5 04/12/2015 51 0.065 0 -30,000


Options Martinez, Jorge 5 07/12/2015 50 0.2 175,000 175,000


Common Shares MEURS, MARCUS 5 30/11/2015 00 7,154,441


Options MEURS, MARCUS 5 30/11/2015 00 600,000


Options REYES DE LA CAMPA, FRANCISCO JAVIER

4 30/11/2015 00 150,000

COMPASS Income Fund Trust Units COMPASS Income Fund 1 04/12/2015 38 10.553 31,845,163 1,800


COMPASS Income Fund Trust Units COMPASS Income Fund 1 08/12/2015 38 10.239 31,847,463 900


Computer Modelling Group Ltd.

Common Shares Balic, Sandra 5 09/12/2015 51 6.71 43,400 2,400


Options Balic, Sandra 5 09/12/2015 51 6.71 164,000 -2,400


Common Shares SCHNEIDER, RYAN NICOLAS

5 03/12/2015 51 6.5 38,750 18,000


Options SCHNEIDER, RYAN NICOLAS

5 03/12/2015 51 6.5 322,000 -18,000


Common Shares Smith, Robert Frederick Morrison

4 09/12/2015 10 9.5076 126,600 -30,000

Condor Petroleum Inc. Common Shares Storm, Norman 6 08/12/2015 10 0.065 12,703,056 75,000



Conifex Timber Inc. Common Shares Ferguson, Sandra 5 04/12/2015 10 2.2 5,300 1,300

Conifex Timber Inc. Common Shares Ferguson, Sandra 5 04/12/2015 10 2.198 12,900 7,600

Conifex Timber Inc. Common Shares Lewis, Yuri 7, 5 10/12/2015 10 1.95 72,777 15,000

Connacher Oil and Gas Limited

Common Shares Beeston, Jeffery 5 18/11/2015 00 16

Connacher Oil and Gas Limited

Options Johnson, Merle Duane 5 04/12/2015 50 0.21 500,000 500,000

Continental Precious Minerals Inc.

Common Shares Ashworth, Gordon Roy 4 16/11/2015 00


Options Ashworth, Gordon Roy 4 16/11/2015 00


Warrants Ashworth, Gordon Roy 4 16/11/2015 00

COPPER REEF MINING CORPORATION

Common Shares Masson, Stephen Leo 3 08/12/2015 10 0.02 5,172,816 4,000

COPPER REEF MINING CORPORATION

Common Shares Masson, Stephen Leo 3 08/12/2015 10 0.015 5,203,816 31,000

Copperbank Resources Corp.

Common Shares Kovacevic, John Gianni 4, 5 07/12/2015 10 0.035 11,583,000 33,000

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10571



Acquired/ Disposed

Corridor Resources Inc. Common Shares Miller, III, Lloyd I. 3 10/12/2015 00 3,000,000

Corridor Resources Inc. Common Shares Miller, III, Lloyd I. 3 10/12/2015 00 5,879,000

Corsa Coal Corp. Options Craig, John Hunter 4 07/12/2015 52 0.55 5,050,000 -500,000

Crescent Point Energy Corp. Common Shares Saxberg, Scott 4 07/12/2015 10 16.047 473,142 -100,000

Crescent Point Energy Corp. Common Shares Stangl, Trent Terry 5 02/07/2009 00

Crescent Point Energy Corp. Common Shares Stangl, Trent Terry 5 04/12/2015 10 16.94 1,253 1,253

Crescent Point Energy Corp. Common Shares Stangl, Trent Terry 5 04/12/2015 10 16.95 0 -2,253

Crescent Point Energy Corp. Common Shares Stangl, Trent Terry 5 04/12/2015 10 16.93 2,340 1,000

Crew Energy Inc. Common Shares FISCHER, KURTIS 5 13/04/2015 10 5.02 11,980

Crew Energy Inc. Common Shares FISCHER, KURTIS 5 13/04/2015 10 5.02 41,289 -11,980

Cricket Media Group Ltd. Restricted Share Units (RSU)

Campbell, William Marr 4 06/12/2015 56 110,000 110,000

Cricket Media Group Ltd. Restricted Share Units (RSU)

Campbell, William Marr 4 06/12/2015 57 0 -110,000

Cricket Media Group Ltd. Restricted Voting Common Shares

Campbell, William Marr 4 06/12/2015 57 110000 250,561 110,000

Crown Capital Partners Inc. Common Shares Hennigar, David John 6 10/12/2015 10 7.6 2,100 1,100

Crown Capital Partners Inc. Common Shares Oldfield, Timothy James 5 09/11/2015 00

Crown Capital Partners Inc. Common Shares Oldfield, Timothy James 5 04/12/2015 10 7.8 1,000 1,000

Crystal Peak Minerals Inc. (formerly EPM Mining Ventures Inc.)

Options Curtis, Robert Andrew 4 21/08/2015 50 0.42 175,000


Options Curtis, Robert Andrew 4 21/08/2015 50 0.42 175,000


Common Shares Voting EMR Capital Resources Fund 1, LP

3 07/12/2015 10 0.19 35,790,129 24,000



3 08/12/2015 10 0.19 35,866,129 76,000



3 10/12/2015 10 0.19 35,871,129 5,000



3 11/12/2015 10 0.19 36,014,129 143,000

CWC Energy Services Corp. Common Shares Au, Duncan Tak-Yan 4, 5 02/12/2015 57 0.1 2,666,667 83,334

CWC Energy Services Corp. Options Au, Duncan Tak-Yan 4, 5 09/12/2015 50 0.11 3,200,000 1,500,000

CWC Energy Services Corp. Restricted Share Units Au, Duncan Tak-Yan 4, 5 02/12/2015 57 0.1 333,333 -83,334

CWC Energy Services Corp. Restricted Share Units Au, Duncan Tak-Yan 4, 5 09/12/2015 56 483,333 150,000

CWC Energy Services Corp. Restricted Share Units Flint, Craig 5 09/12/2015 56 225,000 75,000

CWC Energy Services Corp. Options McGowan, Wade John 4 09/12/2015 50 0.11 700,000 600,000

CWC Energy Services Corp. Restricted Share Units McGowan, Wade John 4 09/12/2015 56 120,000 30,000

CWC Energy Services Corp. Common Shares McIntyre, Darwin Lloyd 5 01/12/2015 57 0.1 333,333 41,666

CWC Energy Services Corp. Restricted Share Units McIntyre, Darwin Lloyd 5 01/12/2015 57 0.1 141,667 -41,666

Dalradian Resources Inc. Common Shares Adshead-Bell, Nicole 4 03/12/2015 00

Dalradian Resources Inc. Options Adshead-Bell, Nicole 4 03/12/2015 00

DATA Group Ltd. Common Shares KST Industries Inc 3 19/11/2015 10 0.08 -100,000

DATA Group Ltd. Common Shares KST Industries Inc 3 19/11/2015 10 0.08 3,280,500 -57,000

Detour Gold Corporation Common Shares Beaudoin, Pierre 5 04/12/2015 51 10.53 77,000 64,000



Detour Gold Corporation Common Shares Beaudoin, Pierre 5 04/12/2015 10 14.71 13,000 -148,512

Detour Gold Corporation Options Beaudoin, Pierre 5 04/12/2015 51 582,426 -64,000



Detour Gold Corporation Common Shares Hibbard, Ingrid Jo-Ann 4 07/12/2015 10 14.28 125,302 -12,200

Detour Gold Corporation Common Shares Hibbard, Ingrid Jo-Ann 4 07/12/2015 10 14.23 117,502 -7,800

DGS Minerals Inc. Options Tam, Simon 4 07/12/2015 52 0 -6,667

DGS Minerals Inc. Options Yeung, Yvonne 5 07/12/2015 52 0 -1,667

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10572



Acquired/ Disposed

DH Corporation (formerly Davis + Henderson Corporation)

Common Shares Heiden, Cara 4 10/10/2014 00


Common Shares Heiden, Cara 4 08/12/2015 10 31.79 300


Common Shares Heiden, Cara 4 08/12/2015 10 31.8 1,400














Common Shares Heiden, Cara 4 08/12/2015 10 31.79 1,900 300


Common Shares Heiden, Cara 4 08/12/2015 10 31.8 3,300 1,400













DiaMedica Inc. Common Shares GIUFFRE, MICHAEL 4 20/11/2015 10 0.1 225,800 47,000

DiaMedica Inc. Common Shares GIUFFRE, MICHAEL 4 20/11/2015 10 0.105 268,800 43,000

DiaMedica Inc. Options GIUFFRE, MICHAEL 4 01/12/2015 50 0.15 537,500 240,000

DiaMedica Inc. Options Pauls, Dietrich (Rick) John 4, 5 01/12/2015 50 0.15 2,600,000 1,350,000

DiaMedica Inc. Options Pilnik, Richard D. 4 01/12/2015 50 0.15 887,500 480,000

DiaMedica Inc. Options Reimer, Dawson James 4 01/12/2015 50 0.15 415,000 240,000

DiaMedica Inc. Options Williams, Mark Stephen 5 01/12/2015 50 0.15 1,152,500 240,000

DirectCash Payments Inc. Common Shares DIRECTCASH PAYMENTS INC.

1 11/12/2015 38 10.455 55,000 4,800

DirectCash Payments Inc. Common Shares Hurtubise, Roger Bradley 4 11/12/2015 10 10.45 117,698 5,000

DIRTT Environmental Solutions Ltd.

Common Shares Boulais, Wayne 4 07/12/2015 10 5 8,400 3,400

DIRTT Environmental Solutions Ltd.

Common Shares Fairholm, Lawrence David 4 07/12/2015 10 6.75 24,000 1,000

DMD Digital Health Connections Group Inc. (Formely Aptilon Corporation)

Common Shares Martineau, Denis 4 03/12/2015 10 0.205 12,499,354 30,000

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10573



Acquired/ Disposed

DMD Digital Health Connections Group Inc. (Formely Aptilon Corporation)

Common Shares Martineau, Denis 4 07/12/2015 10 0.21 12,544,354 45,000

Dolly Varden Silver Corporation

Common Shares Moore, Rosalie C. 4 02/12/2015 10 0.185 51,000 13,500

Dorel Industries Inc. Subordinate Voting Shares Class B

Schwartz, Laura 3 10/12/2015 10 29 269,640 400


Schwartz, Laura 3 10/12/2015 10 28.99 269,740 100


Schwartz, Laura 3 10/12/2015 10 28.98 269,940 200


Schwartz, Laura 3 10/12/2015 10 28.97 270,140 200


Schwartz, Laura 3 10/12/2015 10 28.96 272,640 2,500


Schwartz, Laura 3 10/12/2015 10 28.935 276,940 4,300


Schwartz, Laura 3 10/12/2015 10 28.9 279,640 2,700


Schwartz, Laura 3 10/12/2015 10 28.89 279,740 100


Schwartz, Laura 3 10/12/2015 10 28.82 283,740 4,000


Schwartz, Laura 3 10/12/2015 10 28.81 289,240 5,500

Dream Global Real Estate Investment Trust

Rights Deferred Trust Units

DREAM Unlimited Corp. 3 01/11/2015 30 880,565 24,982

Dream Global Real Estate Investment Trust

Rights Deferred Trust Units

DREAM Unlimited Corp. 3 01/12/2015 30 904,301 23,736

Dream Hard Asset Alternatives Trust

Units Dream Asset Management Corporation

5 07/12/2015 10 5.9635 1,173,700 50,000



5 08/12/2015 10 5.9289 1,204,100 30,400



5 09/12/2015 10 5.83 1,486,900 282,800


Units Dream Hard Asset Alternatives Trust

1 07/12/2015 38 5.95 10,700 10,700



1 07/12/2015 38 0 -10,700



1 08/12/2015 38 5.9476 17,100 17,100



1 08/12/2015 38 0 -17,100



1 09/12/2015 38 5.8347 5,900 5,900



1 09/12/2015 38 0 -5,900



1 10/12/2015 38 5.8383 1,200 1,200



1 10/12/2015 38 0 -1,200



1 11/12/2015 38 5.9783 20,000 20,000



1 11/12/2015 38 0 -20,000

Dream Office Real Estate Investment Trust

Trust Units Series A Dream Office Real Estate Investment Trust

1 07/12/2015 38 17.65 25,000 25,000



1 07/12/2015 38 0 -25,000



1 08/12/2015 38 17.299 25,000 25,000



1 08/12/2015 38 0 -25,000



1 09/12/2015 38 17.299 25,000 25,000

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10574



Acquired/ Disposed



1 09/12/2015 38 0 -25,000



1 10/12/2015 38 17.616 25,000 25,000



1 10/12/2015 38 0 -25,000



1 11/12/2015 38 17.17 25,000 25,000



1 11/12/2015 38 0 -25,000

DREAM Unlimited Corp. Subordinate Voting Shares Class A

DREAM Unlimited Corp. 1 07/12/2015 38 6.9292 15,500 15,500

DREAM Unlimited Corp. Subordinate Voting Shares Class A

DREAM Unlimited Corp. 1 07/12/2015 38 0 -15,500

Dundee Precious Metals Inc. Common Shares GMT Capital Corp 3 04/12/2015 10 1.01 3,283,600 19,800



Dundee Precious Metals Inc. Common Shares GMT Capital Corp 3 04/12/2015 10 1.01 958,600 4,200

Dundee Precious Metals Inc. Common Shares GMT Capital Corp 3 04/12/2015 10 1.01 762,700 3,700

DXI Energy Inc. Common Shares Bozzer, Ronnie Louis 4 30/10/2015 37 90,000 -360,000

DXI Energy Inc. Options Bozzer, Ronnie Louis 4 30/10/2015 37 1.09 149,999 -600,001

DXI Energy Inc. Options Bozzer, Ronnie Louis 4 07/12/2015 52 1.09 0 -149,999

DXI Energy Inc. Common Shares Hodgkinson, Robert 3 30/10/2015 37 1,300,000 -5,200,000

DXI Energy Inc. Common Shares Hodgkinson, Robert 3 30/10/2015 37 300,000 -1,200,000

DXI Energy Inc. Common Shares Hodgkinson, Robert 3 30/10/2015 37 400,000 -1,600,000

DXI Energy Inc. Options Hodgkinson, Robert 3 30/10/2015 37 1.22 699,999 -2,800,001

DXI Energy Inc. Options Hodgkinson, Robert 3 07/12/2015 52 1.22 0 -699,999

DXI Energy Inc. Warrants Hodgkinson, Robert 3 04/12/2015 53 0.45 9,000,000 9,000,000

DXI Energy Inc. Common Shares Kennedy, Richard Harvey 4 30/10/2015 37 58,980 -235,920

DXI Energy Inc. Options Kennedy, Richard Harvey 4 30/10/2015 37 1.18 124,999 -500,001

DXI Energy Inc. Options Matheson, David Norman 5 30/10/2015 37 1.14 499,999 -2,000,001

DXI Energy Inc. Options Matheson, David Norman 5 07/12/2015 52 1.14 0 -499,999

DXI Energy Inc. Common Shares Sturrock, Craig Currie 4 30/10/2015 37 130,000 -520,000

DXI Energy Inc. Options Sturrock, Craig Currie 4 30/10/2015 37 1.23 199,799 -799,201

DXI Energy Inc. Options Sturrock, Craig Currie 4 07/12/2015 52 1.23 0 -199,799

Eastern Platinum Limited Common Shares Rozier, Ian Terry 4, 5 03/12/2015 10 0.67 229,000 26,500

Eastern Platinum Limited Common Shares Rozier, Ian Terry 4, 5 25/04/2005 00

Eastern Platinum Limited Common Shares Rozier, Ian Terry 4, 5 03/12/2015 10 0.67 100,000 100,000

Echelon Financial Holdings Inc.

Common Shares Chien, Teddy 5 10/12/2015 10 7.18 4,251 4,000


Common Shares Chien, Teddy 5 10/12/2015 10 13 251 -4,000


Options Chien, Teddy 5 10/12/2015 51 7.18 28,500 -4,000

EcoSynthetix Inc. Common Shares Varghese, John 4 11/12/2015 10 1.3 0 -5,550

Edgefront Real Estate Investment Trust

Trust Units Jacobson, Lorne 4 01/12/2015 10 1.65 183,400 900


Trust Units Jacobson, Lorne 4 02/12/2015 10 1.65 191,600 8,200




Trust Units Jacobson, Lorne 4 07/12/2015 10 1.65 195,300 500



Eldorado Gold Corporation Common Shares MOSS, DAWN LOUISE 5 10/12/2015 10 4.08 94,795 -10,000






Eloro Resources Ltd. Common Shares LARSEN, THOMAS 4, 6, 5 07/12/2015 10 0.11 749,122 5,000

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10575



Acquired/ Disposed

Empire Industries Ltd. Common Shares Quinn, Terence Patrick 4 04/12/2015 10 0.075 30,000

Empire Industries Ltd. Common Shares Quinn, Terence Patrick 4 04/12/2015 10 0.075 30,000

Empire Industries Ltd. Common Shares Quinn, Terence Patrick 4 04/12/2015 10 0.075 1,698,380 30,000

Enbridge Inc. Common Shares Balko, Jody 7 04/09/2015 30 58.42 9,157 39

Enbridge Inc. Common Shares Balko, Jody 7 10/12/2015 51 18.24 12,644 3,487

Enbridge Inc. Common Shares Balko, Jody 7 10/12/2015 10 43.78 9,157 -3,487

Enbridge Inc. Options $18.235 ($36.47) - February 13, 2016 Expiry

Balko, Jody 7 10/12/2015 51 0 -3,487

Enbridge Income Fund Holdings Inc.

Common Shares Frank, Brian Ernst 4 07/12/2015 10 26.846 10,000 3,000

ENCANTO POTASH CORP. Common Shares Al-Wazzan, Hamad 4 10/12/2015 11 0.12 31,574,509 8,333,333

Endeavour Silver Corp. Common Shares McLennan, Rex John 4 09/12/2015 10 1.92 10,000 10,000

Energy Credit Opportunities Income Fund

Class A Units Energy Credit Opportunities Income Fund

1 02/11/2015 38 8.05 1,600 800



1 03/11/2015 38 8 2,400 800



1 04/11/2015 38 7.9 2,400 800



1 05/11/2015 38 1,600 -800



1 06/11/2015 38 800 -800



1 06/11/2015 38 8.03 1,600 800



1 09/11/2015 38 800 -800



1 09/11/2015 38 8.02 1,600 800



1 10/11/2015 38 7.88 2,300 700



1 11/11/2015 38 8 3,100 800



1 12/11/2015 38 2,300 -800



1 12/11/2015 38 7.94 3,100 800



1 13/11/2015 38 2,300 -800



1 13/11/2015 38 7.87 3,100 800



1 16/11/2015 38 2,400 -700



1 16/11/2015 38 1,600 -800



1 16/11/2015 38 7.89 2,400 800



1 17/11/2015 38 1,600 -800



1 17/11/2015 38 7.87 2,400 800



1 18/11/2015 38 1,600 -800



1 18/11/2015 38 7.9 2,400 800



1 19/11/2015 38 1,600 -800



1 19/11/2015 38 7.89 2,400 800



1 20/11/2015 38 1,600 -800



1 20/11/2015 38 7.89 2,400 800



1 23/11/2015 38 1,600 -800



1 23/11/2015 38 7.71 2,300 700

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10576



Acquired/ Disposed



1 24/11/2015 38 1,500 -800



1 24/11/2015 38 7.71 2,300 800



1 25/11/2015 38 1,500 -800



1 25/11/2015 38 7.71 1,700 200



1 26/11/2015 38 1,000 -700



1 26/11/2015 38 7.66 1,800 800



1 27/11/2015 38 1,000 -800



1 27/11/2015 38 7.69 1,800 800



1 30/11/2015 38 1,600 -200



1 30/11/2015 38 7.6 2,000 400



1 01/12/2015 38 1,200 -800



1 02/12/2015 38 400 -800



1 03/12/2015 38 0 -400

Energy Leaders Plus Income Fund

Units Energy Leaders Plus Income Fund

1 07/12/2015 38 5,000 5,000



1 07/12/2015 38 0 -5,000



1 08/12/2015 38 1,400 1,400



1 08/12/2015 38 0 -1,400

Enerplus Corporation Common Shares (Performance Share Unit Plan ("PSU"))

Fisher, Nathan Douglas 5 04/12/2015 56 6.79 35,864 2,887

Enerplus Corporation Common Shares (Restricted Share Unit Plan ("RSU"))

Fisher, Nathan Douglas 5 04/12/2015 56 6.59 9,440 995


Fitzgerald, Daniel John 5 04/12/2015 56 6.79 26,324 2,005


Fitzgerald, Daniel John 5 04/12/2015 56 6.59 6,673 690


Jenson Labrie, Jodine Julene

5 04/12/2015 56 6.79 66,944 16,000


Jenson Labrie, Jodine Julene

5 04/12/2015 56 6.59 16,736 5,499

Engagement Labs Inc. Common Shares Gemma, Toner 4 25/11/2015 00

Engagement Labs Inc. Common Shares Gemma, Toner 4 03/12/2015 10 0.255 8,000 8,000

Engagement Labs Inc. Options Gemma, Toner 4 25/11/2015 00

Engagement Labs Inc. Options Gemma, Toner 4 02/12/2015 00

Engagement Labs Inc. Options Gemma, Toner 4 02/12/2015 50 0.275 50,000 50,000

Engagement Labs Inc. Options Gemma, Toner 4 03/12/2015 10 0.255 8,000

Engagement Labs Inc. Restricted Stock Units Gemma, Toner 4 25/11/2015 00 40,000

ENTREC Corporation Common Shares Marlin, Rodney Frank 4 08/12/2015 10 0.27 1,370,200 1,000,000

ENTREC Corporation Convertible Debentures 7.00% Conv. Unsecured Suboridnated Deb. due Oct. 31, 2017

Vandenberg, Jason Neil 4 07/12/2015 10 64 $35,000 $35,000

Entree Gold Inc. Options Bailey, Mark 4 04/12/2015 50 0.33 580,000 75,000

Entree Gold Inc. Options Cinits, Robert 5 04/12/2015 50 0.33 1,060,000 110,000

Entree Gold Inc. Options Colwill, Bruce 5 04/12/2015 50 0.33 1,375,000 125,000

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10577



Acquired/ Disposed

Entree Gold Inc. Options Edwards, Alan R. 4 04/12/2015 50 0.33 680,000 75,000

Entree Gold Inc. Options Glenn, Gorden 4 04/12/2015 50 605,000 75,000

Entree Gold Inc. Options Harris, James Lindsay 4 04/12/2015 50 680,000 150,000

Entree Gold Inc. Options Howard, Michael 4 04/12/2015 50 0.33 780,000 75,000

Entree Gold Inc. Options McLeod, Susan Elizabeth 5 04/12/2015 50 0.33 985,000 110,000

Epsilon Energy Ltd. Common Shares Epsilon Energy Ltd. 1 08/12/2015 38 2.45 12,000 1,900

Equitable Group Inc. Common Shares Farella, Isabelle 5 07/12/2015 51 24.75 1,537 600

Equitable Group Inc. Common Shares Farella, Isabelle 5 07/12/2015 10 55.5 937 -600

Equitable Group Inc. Options Options granted Farella, Isabelle 5 07/12/2015 51 24.75 600

Equitable Group Inc. Options Options granted Farella, Isabelle 5 07/12/2015 51 24.75 3,914 -600

Equitable Group Inc. Options Options granted Faustini, Vincenzo 7 02/12/2015 51 20.6 600

Equitable Group Inc. Options Options granted Faustini, Vincenzo 7 02/12/2015 51 20.6 9,491 -600

Equitable Group Inc. Common Shares Fryer, Scott Allan 5 08/12/2015 51 29.32 2,999 358

Equitable Group Inc. Common Shares Fryer, Scott Allan 5 08/12/2015 10 55.25 2,641 -358

Equitable Group Inc. Common Shares Fryer, Scott Allan 5 08/12/2015 51 24.75 3,841 1,200

Equitable Group Inc. Common Shares Fryer, Scott Allan 5 08/12/2015 10 55.25 2,641 -1,200

Equitable Group Inc. Common Shares Fryer, Scott Allan 5 08/12/2015 51 36.11 3,757 1,116

Equitable Group Inc. Common Shares Fryer, Scott Allan 5 08/12/2015 10 55.25 2,641 -1,116

Equitable Group Inc. Common Shares Fryer, Scott Allan 5 08/12/2015 30 55.25 2,146 -495

Equitable Group Inc. Options Options granted Fryer, Scott Allan 5 08/12/2015 51 29.32 5,447 -358

Equitable Group Inc. Options Options granted Fryer, Scott Allan 5 08/12/2015 51 24.75 4,247 -1,200

Equitable Group Inc. Options Options granted Fryer, Scott Allan 5 08/12/2015 51 36.11 3,131 -1,116

Equitable Group Inc. Common Shares Moor, Andrew 5 04/12/2015 51 20.6 36,199 8,800

Equitable Group Inc. Common Shares Moor, Andrew 5 04/12/2015 51 24.5 37,999 1,800

Equitable Group Inc. Common Shares Moor, Andrew 5 04/12/2015 10 56.3 36,199 -1,800

Equitable Group Inc. Common Shares Moor, Andrew 5 07/12/2015 10 55.55 30,999 -5,200

Equitable Group Inc. Options Options granted Moor, Andrew 5 26/11/2015 51 20.6 900

Equitable Group Inc. Options Options granted Moor, Andrew 5 26/11/2015 51 20.6 259,326 -900

Equitable Group Inc. Options Options granted Moor, Andrew 5 30/11/2015 51 20.6 1,200

Equitable Group Inc. Options Options granted Moor, Andrew 5 30/11/2015 51 20.6 258,126 -1,200



Equitable Group Inc. Options Options granted Moor, Andrew 5 02/12/2015 51 20.6 800

Equitable Group Inc. Options Options granted Moor, Andrew 5 02/12/2015 51 20.6 255,826 -800







Equitable Group Inc. Common Shares Raut, Rajesh 7 02/12/2015 51 20.6 2,000

Equitable Group Inc. Common Shares Raut, Rajesh 7 02/12/2015 51 20.6 2,593 2,000

Equitable Group Inc. Common Shares Raut, Rajesh 7 07/12/2015 51 20.6 2,000

Equitable Group Inc. Options Options granted Raut, Rajesh 7 02/12/2015 51 20.6 2,000

Equitable Group Inc. Options Options granted Raut, Rajesh 7 02/12/2015 51 20.6 8,926 -2,000

Equitable Group Inc. Options Options granted Raut, Rajesh 7 07/12/2015 51 20.6 2,000

Equitorial Exploration Corp. Common Shares Western Potash Corp. 3 17/11/2015 10 0.205 53,000








ESSA Pharma Inc. Options Parkinson, David 4 24/06/2015 00 50,000

Evertz Technologies Limited Common Shares Evertz Technologies Limited 1 02/11/2015 38 15.82 5,700 5,700

Evertz Technologies Limited Common Shares Evertz Technologies Limited 1 02/11/2015 38 0 -5,700


Insider Reporting

December 17, 2015

(2015), 38 OSCB 10578



Acquired/ Disposed


















Evertz Technologies Limited Common Shares Evertz Technologies Limited 1 20/11/2015 38 16 2,000 2,000


Excellon Resources Inc. Common Shares Cahill, Brendan Thomas 4, 5 08/12/2015 10 0.215 159,830 50,000

Excellon Resources Inc. Common Shares Cahill, Brendan Thomas 4, 5 09/12/2015 10 0.2358 169,830 10,000

Exeter Resource Corporation Common Shares Sun Valley Gold LLC 3 07/12/2015 10 0.3727 10,186,912 31,450

Exeter Resource Corporation Common Shares Sun Valley Gold LLC 3 10/12/2015 10 0.3253 10,336,912 150,000

EXFO Inc. (formerly know as EXFO Electro-Optical Engineering Inc.)

Options Gagnon, Luc 5 06/12/2015 52 0 -2,228


Options Lamonde, Germain 3, 4, 5 06/12/2015 52 0 -11,218


Options Plamondon, Pierre 7, 5 06/12/2015 52 0 -3,653

FCF Capital Inc. (formerly, Brilliant Resources Inc.)

Common Shares Class A Harrington Global Limited 3 07/12/2015 11 0.12 36,530,371 2,000,000

FCF Capital Inc. (formerly, Brilliant Resources Inc.)

Common Shares Class A Harrington Global Opportunities Fund S.à.r.l. (formerly, Salida Strategic Growth Fund SARL)

3 07/12/2015 11 0.12 36,530,371 2,000,000

Finning International Inc. Units Deferred Share Units

Awad, Marcelo 4 10/12/2015 56 17.93 9,490 96


Carter, James Edward Clark 4 10/12/2015 56 17.93 46,860 472


Cote, Jacynthe 4 10/12/2015 56 17.93 6,515 66

Finning International Inc. Common Shares Day, Russell Willard 5 01/12/2015 00 2,000

Finning International Inc. Options Day, Russell Willard 5 01/12/2015 00

Finning International Inc. Options Day, Russell Willard 5 04/12/2015 50 29,270 29,270

Finning International Inc. Performance Share Units Day, Russell Willard 5 01/12/2015 00

Finning International Inc. Performance Share Units Day, Russell Willard 5 04/12/2015 56 8,170 8,170


Dickinson, Neil Robert 5 10/12/2015 56 17.93 45,786 461

Finning International Inc. Common Shares Fraser, Andrew Stewart 5 04/12/2015 10 18.29 9,635 -2,000


Fraser, Andrew Stewart 5 10/12/2015 56 17.93 56,860 573


Harrod, Darcy Joel 5 10/12/2015 56 17.93 4,731 48


Hartery, Nicholas 4 10/12/2015 56 17.93 9,067 91


Marks, Anna Pia 5 10/12/2015 56 17.93 23,080 233


Marks, Anna Pia 5 10/12/2015 99 23,079 -1

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10579



Acquired/ Disposed


Neveu, Kevin A. 4 10/12/2015 56 17.93 8,433 85


O'Neill, Kathleen M. 4 10/12/2015 56 17.93 42,074 424

Finning International Inc. Common Shares Patterson, Christopher William

4 10/08/2015 10 23.45 6,625 2,000

Finning International Inc. Common Shares Patterson, Christopher William

4 07/12/2015 10 18.02 8,025 1,400


Patterson, Christopher William

4 10/12/2015 56 17.93 16,810 169


Primrose, David Francis Neil

5 10/12/2015 56 17.93 4,731 48


Reid, John McDonald 4 10/12/2015 56 17.93 36,532 368


Thomas, Christopher 5 10/12/2015 56 17.93 54,370 548


Villegas, Juan Carlos 5 10/12/2015 56 17.93 83,181 752


Villegas, Juan Carlos 5 10/12/2015 99 83,183 2


Whitehead, Douglas William Geoffrey

4, 5 10/12/2015 56 17.93 64,136 646


Wilson, Michael M. 4 10/12/2015 56 17.93 19,166 193

First Majestic Silver Corp. Options Davila, Ramon 4 10/12/2015 52 12.44 504,611 -100,000

First Majestic Silver Corp. Options McCallum, Robert A. 4 10/12/2015 52 12.44 104,538 -50,000

First Majestic Silver Corp. Options Neumeyer, Keith 4, 5 10/12/2015 52 12.44 740,000 -100,000

First Majestic Silver Corp. Options PENROSE, DOUGLAS JOHN

4 10/12/2015 52 12.44 104,538 -50,000

First Majestic Silver Corp. Options Pezzotti, Tony 4 10/12/2015 55 12.44 104,538 -50,000

First Majestic Silver Corp. Options SHAW, DAVID ANDREW 4 10/12/2015 52 12.44 104,538 -50,000

First Mining Finance Corp. (formerly Albion Petroleum Ltd.)

Common Shares Neumeyer, Keith 4 15/06/2006 10 0.325 77,500


Common Shares Neumeyer, Keith 4 03/12/2015 10 0.325 9,062,254 77,500










Common Shares SHAW, DAVID ANDREW 4, 5 24/11/2015 22 0.2 600,750 100,000

First National Financial Corporation

Preferred Shares FN.PR.A Tawse, Moray 4, 7, 5 01/01/2011 00

First National Financial Corporation

Preferred Shares FN.PR.A Tawse, Moray 4, 7, 5 11/12/2015 10 10.36 5,600 5,600

FIRSTSERVICE CORPORATION

Subordinate Voting Shares

FirstService Corporation 1 01/12/2015 10 54.37 1,800



FirstService Corporation 1 01/12/2015 10 54.37 57,150 3,400



FirstService Corporation 1 01/12/2015 10 54.29 800







Insider Reporting

December 17, 2015

(2015), 38 OSCB 10580



Acquired/ Disposed



























FirstService Corporation 1 04/12/2015 10 52.81 167,093 800






FirstService Corporation 1 04/12/2015 10 53 168,593 1,000



































































Insider Reporting

December 17, 2015

(2015), 38 OSCB 10581



Acquired/ Disposed






















































Roy, Kevin 7 10/12/2015 10 54.25 27,658 -1,600

Fission Uranium Corp. Common Shares McElroy, Ross E. 5 10/12/2015 10 0.57 1,814,834 25,000

Fission Uranium Corp. Common Shares McElroy, Ross E. 5 10/12/2015 10 0.57 1,839,834 25,000

Fission Uranium Corp. Common Shares Randhawa, Devinder 5 10/12/2015 10 0.57 4,018,704 50,000

Fortuna Silver Mines Inc. Common Shares Ganoza Durant, Jorge A. 4 04/12/2015 51 1.35 107,500 81,500

Fortuna Silver Mines Inc. Common Shares Ganoza Durant, Jorge A. 4 04/12/2015 10 3.38 102,500 -5,000















Fortuna Silver Mines Inc. Common Shares Ganoza Durant, Jorge A. 4 07/12/2015 51 1.35 52,100 26,100








Insider Reporting

December 17, 2015

(2015), 38 OSCB 10582



Acquired/ Disposed

Fortuna Silver Mines Inc. Options Ganoza Durant, Jorge A. 4 04/12/2015 51 1,272,904 -81,500

Fortuna Silver Mines Inc. Options Ganoza Durant, Jorge A. 4 07/12/2015 51 1,246,804 -26,100

Franco-Nevada Corporation Common Shares Harquail, David 4, 5 30/11/2015 51 15.2 1,112,396 50,000

Franco-Nevada Corporation Common Shares Harquail, David 4, 5 30/11/2015 10 64 1,062,396 -50,000


Franco-Nevada Corporation Common Shares Harquail, David 4, 5 01/12/2015 10 64.622 1,062,396 -50,000













Franco-Nevada Corporation Options Harquail, David 4, 5 30/11/2015 51 15.2 368,750 -50,000








Franco-Nevada Corporation Common Shares Lassonde, Pierre 4 30/11/2015 51 15.2 706,400 50,000

Franco-Nevada Corporation Common Shares Lassonde, Pierre 4 30/11/2015 10 64 656,400 -50,000


Franco-Nevada Corporation Common Shares Lassonde, Pierre 4 01/12/2015 10 64.62 656,400 -50,000

Franco-Nevada Corporation Common Shares Lassonde, Pierre 4 02/12/2015 51 64.69 50,000



Franco-Nevada Corporation Common Shares Lassonde, Pierre 4 03/12/2015 51 15.2 50,000



Franco-Nevada Corporation Options Lassonde, Pierre 4 30/11/2015 51 15.2 125,000 -50,000



Franco-Nevada Corporation Options Lassonde, Pierre 4 03/12/2015 51 15.2 0 -25,000

Franco-Nevada Corporation Common Shares Peterson, David Robert 4 09/12/2015 51 15.2 42,000 42,000

Franco-Nevada Corporation Common Shares Peterson, David Robert 4 09/12/2015 10 64.35 0 -42,000


Franco-Nevada Corporation Common Shares Peterson, David Robert 4 10/12/2015 10 65.24 0 -18,000


Franco-Nevada Corporation Options Peterson, David Robert 4 09/12/2015 51 15.2 33,000 -42,000

Franco-Nevada Corporation Options Peterson, David Robert 4 10/12/2015 51 15.2 15,000 -18,000

Franco-Nevada Corporation Options Peterson, David Robert 4 10/12/2015 51 15.2 0 -15,000

Gabriel Resources Ltd. Rights DSUs Brown, Richard Paul 5 09/12/2015 56 34,289 3,117

Gabriel Resources Ltd. Rights DSUs Cramer, Dag Lars 4 09/12/2015 56 176,000 16,000

Gabriel Resources Ltd. Rights DSUs Gusenbauer, Alfred 4 09/12/2015 56 176,000 16,000

Gabriel Resources Ltd. Rights DSUs Henry, Jonathan 4, 5 09/12/2015 56 422,243 38,386

Gabriel Resources Ltd. Rights DSUs Hulley, Keith Robert 4 09/12/2015 56 176,000 16,000

Gabriel Resources Ltd. Rights DSUs Kirk, Harry Wayne 4 09/12/2015 56 176,000 16,000

Gabriel Resources Ltd. Rights DSUs Levental, Igor 4 09/12/2015 56 176,000 16,000

Gabriel Resources Ltd. Rights DSUs Peat, David W. 4 09/12/2015 56 176,000 16,000

Gabriel Resources Ltd. Rights DSUs Vaughan, Maxwell Lucas 5 09/12/2015 56 55,000 5,000

Galane Gold Ltd. Common Shares ZINYEMBA, BRADSHAW 5 10/12/2015 00

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10583



Acquired/ Disposed

Gaming Nation Inc. Common Shares Secord, Scott Lawrence 4, 5 26/11/2015 10 0.74 866,800 11,000




Gear Energy Ltd. Options Bay, Greg 4 04/12/2015 50 0.6 133,980 23,190

Gear Energy Ltd. Options Cej, Raymond Paul 4 04/12/2015 50 0.6 133,980 23,190

Gear Energy Ltd. Options Chretien, Joseph Steve Yvan

5 04/12/2015 50 0.6 435,465 46,920

Gear Energy Ltd. Options Dozzi, Bryan 5 04/12/2015 50 0.6 443,847 49,950

Gear Energy Ltd. Options English, William Henry 4 04/12/2015 50 0.6 133,980 23,190

Gear Energy Ltd. Common Shares Gillmore, Ingram 4, 5 09/12/2015 10 0.5 841,555 81,500

Gear Energy Ltd. Options Gillmore, Ingram 4, 5 04/12/2015 50 0.6 912,790 98,340

Gear Energy Ltd. Options Gray, Don 3, 4 26/03/2015 50 1.79 222,600

Gear Energy Ltd. Options Gray, Don 3, 4 26/03/2015 50 1.79 234,825 234,825

Gear Energy Ltd. Options Gray, Don 3, 4 04/12/2015 50 0.6 282,825 48,000

Gear Energy Ltd. Options Hwang, Han-Bom David 5 04/12/2015 50 0.6 502,455 54,120

Gear Energy Ltd. Options Kaluski, Jason John Kenneth

5 04/12/2015 50 0.6 460,590 49,620

Gear Energy Ltd. Options Verburg, Peter Julius 4 04/12/2015 50 0.6 134,240 23,190

Gensource Potash Corporation

Common Shares Theoret, T. Robert 5 02/12/2015 10 0.06 1,738,000 38,000

Gensource Potash Corporation

Common Shares Theoret, T. Robert 5 08/12/2015 10 0.06 1,750,000 12,000

Genworth MI Canada Inc. Common Shares Piroli, Robert John 5 08/12/2015 10 27.58 670 -261

Geomega Resources Inc. Common Shares Cayer, Alain 5 07/12/2015 10 0.075 76,875 30,000

George Weston Limited Preferred Shares Series 1 Dart, Robert John 6 10/12/2015 10 25.05 30,300 1,000

George Weston Limited Common Shares Dufresne, Richard 5 07/12/2015 10 107.9 4,018 -2,300

George Weston Limited Common Shares Wasti, Rashid 5 10/12/2015 10 107 100 100

George Weston Limited Common Shares Wasti, Rashid 5 11/12/2015 10 105 200 100

Glacier Media Inc. Common Shares Madison Venture Corporation

3 07/12/2015 10 0.79 9,102,512 1,500

Glacier Media Inc. Common Shares Madison Venture Corporation

3 11/12/2015 10 0.81 9,112,512 10,000

Global Dividend Growers Income Fund

Trust Units Global Dividend Growers Income Fund

1 10/12/2015 38 12.087 2,694,456 300

Global Healthcare Dividend Fund

Trust Units Global Healthcare Dividend Fund

1 04/12/2015 38 11.006 3,580,613 4,000



1 07/12/2015 38 11.05 3,581,213 600



1 07/12/2015 38 11.05 3,581,313 100



1 08/12/2015 38 11 3,583,013 1,700



1 08/12/2015 38 11.1 3,583,213 200



1 09/12/2015 38 11.142 3,586,713 3,500



1 09/12/2015 38 11.05 3,587,213 500



1 10/12/2015 38 11.121 3,589,113 1,900

Global Infrastructure Dividend Fund

Trust Units Global Infrastructure Dividend Fund

1 04/12/2015 38 8.2628 1,765,000 2,500



1 07/12/2015 38 8.21 1,767,000 2,000



1 07/12/2015 38 8.1 1,767,400 400



1 08/12/2015 38 8.095 1,768,400 1,000



1 09/12/2015 38 8.11 1,769,300 900



1 10/12/2015 38 8.1491 1,773,800 4,500

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10584



Acquired/ Disposed



1 10/12/2015 38 8.145 1,774,800 1,000

Global Real Estate Dividend Growers Corp.

Common Shares Equity Shares


1 04/12/2015 38 8.6711 225,900 1,900




1 07/12/2015 38 8.6922 226,800 900




1 08/12/2015 38 8.702 227,300 500




1 09/12/2015 38 8.7363 230,800 3,500




1 10/12/2015 38 8.634 235,100 4,300

Globalance Dividend Growers Corp.



1 04/12/2015 38 9.2639 34,400 5,100




1 07/12/2015 38 9.2702 42,500 8,100




1 08/12/2015 38 9.4 43,700 1,200




1 10/12/2015 38 9.3106 48,900 5,200

Gluskin Sheff + Associates Inc.

Deferred Share Units Beeston, Paul 5 03/12/2015 35 19,688 229


Common Shares Davis, Virginia Ann 4 09/12/2015 10 19.93 840 390


Deferred Share Units Davis, Virginia Ann 4 03/12/2015 35 2,387 27


Deferred Share Units Gobert, Wilfred Arthur 4 03/12/2015 35 22,800 265


Deferred Share Units Halperin, Stephen 4 03/12/2015 35 6,372 74


Deferred Share Units Lockhart, Nancy 4 03/12/2015 35 6,361 74


Common Shares MacMillan, Thomas C. 4 10/12/2015 47 168,187 -3,770


Deferred Share Units MacMillan, Thomas C. 4 03/12/2015 35 2,689 31


Deferred Share Units Solway, Herbert 4 03/12/2015 35 26,545 309


Deferred Share Units Themens, Pierre-Andre 4 03/12/2015 35 23,496 273

GMP Capital Inc. Common Shares Aspden, Shawn 7 07/12/2015 10 4.01 190,004 252

GMP Capital Inc. Common Shares Bond, Chris 7 07/12/2015 10 4.01 234,483 252

GMP Capital Inc. Common Shares GMP Capital Inc. 1 16/11/2015 38 3.84 18,342 18,342



GMP Capital Inc. Common Shares GMP Capital Inc. 1 20/11/2015 38 21,742 -18,342

GMP Capital Inc. Common Shares GMP Capital Inc. 1 24/11/2015 38 3,400 -18,342

GMP Capital Inc. Common Shares GMP Capital Inc. 1 25/11/2015 38 0 -3,400

Gold Mountain Mining Corporation

Common Shares Poliquin, James Duane 4 03/12/2015 10 0.03 233,000 79,000

Golden Dawn Minerals Inc. Common Shares Wiese, Wolfgang 4, 5 26/11/2015 10 0.095 7,461,397 20,000

Golden Leaf Holdings Ltd. Common Shares Hartogh, Andy Richard 4, 5 07/12/2015 10 1 1,879,500 -500

Goldgroup Mining Inc. Options Ingram, David Laurence 4 08/12/2015 50 900,000 400,000

Goldgroup Mining Inc. Options Montano, Javier 4 08/12/2015 50 300,000 300,000

Goldgroup Mining Inc. Options Peralta, Enrique 4 08/12/2015 50 900,000 300,000

Goldgroup Mining Inc. Options Piggott, Keith 3, 4, 5 08/12/2015 50 2,760,000 1,000,000

Goldgroup Mining Inc. Options Reyes, Javier 4 18/11/2013 50 0.1 300,000

Goldgroup Mining Inc. Options Reyes, Javier 4 18/11/2013 50 0.1 300,000

Goldgroup Mining Inc. Options Reyes, Javier 4 18/11/2013 50 300,000 300,000

Goldgroup Mining Inc. Options Reyes, Javier 4 08/12/2015 50 300,000

Goldgroup Mining Inc. Options Reyes, Javier 4 08/12/2015 50 1,400,000 600,000

Goldgroup Mining Inc. Options Sedun, Gregg J. 4 14/05/2014 52 -200,000

Goldgroup Mining Inc. Options Sedun, Gregg J. 4 14/05/2014 52 -200,000

Goldgroup Mining Inc. Options Sedun, Gregg J. 4 14/05/2014 52 760,000 -290,000

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10585



Acquired/ Disposed

Goldgroup Mining Inc. Options Sedun, Gregg J. 4 08/12/2015 50 1,560,000 300,000

Goldgroup Mining Inc. Options Silbernagel, Corry Jonathan 4 08/12/2015 50 1,350,000 400,000

Goldgroup Mining Inc. Options WONG, SAM K. 5 08/12/2015 50 500,000 300,000

Goldman Sachs U.S. Income Builder Trust

Units Class A Goldman Sachs U.S. Income Builder Trust

1 24/11/2015 30 7.94 -2,000

Goldman Sachs U.S. Income Builder Trust

Units Class A Goldman Sachs U.S. Income Builder Trust

1 24/11/2015 38 7.94 0 -2,000

GoldMoney Inc. (formerly BitGold Inc.)

Common Shares Millington, Katy Boo 5 23/10/2015 00 1,260

Goldrea Resources Corp. Common Shares Elbert, James Andrew 4, 5 26/11/2015 10 0.03 2,146,000 9,000

GPM Metals Inc. Common Shares Murphy, Paul 5 08/12/2015 10 0.11 207,250 -94,000

Great Canadian Gaming Corporation

Options barbour, bruce 5 02/12/2015 50 16.1 50,000 15,000


Options Douglas, Alasdair John Scott

5 02/12/2015 50 16.1 111,500 10,000


Common Shares Great Canadian Gaming Corporation

1 06/11/2015 38 16.5 300 300



1 06/11/2015 38 16.54 300,300 300,000



1 09/11/2015 38 15.81 300,520 220



1 09/11/2015 38 15.86 301,320 800



1 09/11/2015 38 15.87 302,220 900



1 09/11/2015 38 15.88 305,120 2,900



1 09/11/2015 38 15.89 306,120 1,000



1 09/11/2015 38 15.91 306,620 500



1 09/11/2015 38 15.92 309,320 2,700



1 09/11/2015 38 15.94 310,720 1,400



1 09/11/2015 38 15.95 311,520 800



1 09/11/2015 38 15.96 312,520 1,000



1 09/11/2015 38 15.97 313,320 800



1 09/11/2015 38 15.99 313,720 400



1 09/11/2015 38 16 314,220 500



1 09/11/2015 38 16.01 314,720 500



1 09/11/2015 38 16.03 314,820 100



1 09/11/2015 38 16.05 314,920 100



1 09/11/2015 38 16.09 315,020 100



1 09/11/2015 38 16.11 316,020 1,000



1 09/11/2015 38 16.12 316,320 300



1 09/11/2015 38 16.13 317,420 1,100



1 09/11/2015 38 16.14 317,620 200



1 09/11/2015 38 16.15 317,720 100



1 09/11/2015 38 16.16 318,020 300

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10586



Acquired/ Disposed



1 09/11/2015 38 16.17 318,420 400



1 09/11/2015 38 16.18 318,920 500



1 09/11/2015 38 16.21 319,220 300



1 09/11/2015 38 16.22 319,820 600



1 09/11/2015 38 16.23 320,320 500



1 09/11/2015 38 16.25 320,420 100



1 09/11/2015 38 16.26 321,020 600



1 09/11/2015 38 16.27 321,220 200



1 09/11/2015 38 16.28 321,520 300



1 09/11/2015 38 16.29 323,620 2,100



1 09/11/2015 38 16.3 324,220 600



1 09/11/2015 38 16.31 324,420 200



1 09/11/2015 38 16.32 325,120 700



1 09/11/2015 38 16.33 327,920 2,800



1 09/11/2015 38 16.34 330,620 2,700



1 09/11/2015 38 16.36 332,420 1,800



1 09/11/2015 38 16.37 333,520 1,100



1 09/11/2015 38 16.38 334,520 1,000



1 10/11/2015 38 15.72 334,620 100



1 10/11/2015 38 15.73 336,120 1,500



1 10/11/2015 38 15.74 336,420 300



1 10/11/2015 38 15.76 336,720 300



1 10/11/2015 38 15.77 337,020 300



1 10/11/2015 38 15.8 492,890 155,870



1 10/11/2015 38 15.81 493,490 600



1 10/11/2015 38 15.82 495,790 2,300



1 10/11/2015 38 15.83 496,790 1,000



1 10/11/2015 38 15.84 498,390 1,600



1 10/11/2015 38 15.85 498,890 500



1 10/11/2015 38 15.86 499,790 900



1 10/11/2015 38 15.87 499,890 100



1 10/11/2015 38 15.89 500,790 900



1 10/11/2015 38 15.9 507,590 6,800

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10587



Acquired/ Disposed



1 10/11/2015 38 15.91 508,190 600



1 11/11/2015 38 15.85 509,390 1,200



1 11/11/2015 38 15.86 509,990 600



1 11/11/2015 38 15.9 510,090 100



1 11/11/2015 38 15.92 510,590 500



1 11/11/2015 38 15.94 511,090 500



1 11/11/2015 38 15.96 512,090 1,000



1 11/11/2015 38 15.97 512,590 500



1 11/11/2015 38 15.98 513,090 500



1 11/11/2015 38 16.01 513,290 200



1 11/11/2015 38 16.03 514,190 900



1 11/11/2015 38 16.04 514,390 200



1 11/11/2015 38 16.05 514,590 200



1 11/11/2015 38 16.06 514,990 400



1 11/11/2015 38 16.08 515,890 900



1 11/11/2015 38 16.09 515,990 100



1 11/11/2015 38 16.1 516,290 300



1 11/11/2015 38 16.11 517,390 1,100



1 11/11/2015 38 16.12 518,090 700



1 11/11/2015 38 16.13 519,190 1,100



1 11/11/2015 38 16.14 519,690 500



1 11/11/2015 38 16.15 522,290 2,600



1 11/11/2015 38 16.16 527,290 5,000



1 11/11/2015 38 16.17 528,290 1,000



1 11/11/2015 38 16.18 529,790 1,500



1 11/11/2015 38 16.185 530,290 500



1 11/11/2015 38 16.19 531,290 1,000



1 11/11/2015 38 16.2 531,390 100



1 11/11/2015 38 16.21 532,790 1,400



1 11/11/2015 38 16.22 533,690 900



1 11/11/2015 38 16.23 533,890 200



1 11/11/2015 38 16.24 535,990 2,100



1 11/11/2015 38 16.25 537,290 1,300

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10588



Acquired/ Disposed



1 11/11/2015 38 16.26 537,790 500



1 11/11/2015 38 16.27 539,590 1,800



1 11/11/2015 38 16.28 540,390 800



1 11/11/2015 38 16.36 540,790 400



1 11/11/2015 38 16.4 540,810 20



1 11/11/2015 38 16.43 541,810 1,000



1 11/11/2015 38 16.44 541,910 100



1 11/11/2015 38 16.45 542,410 500



1 12/11/2015 38 16 542,510 100



1 12/11/2015 38 16.01 542,810 300



1 12/11/2015 38 16.02 545,210 2,400



1 12/11/2015 38 16.03 546,310 1,100



1 12/11/2015 38 16.04 546,410 100



1 12/11/2015 38 16.05 547,710 1,300



1 12/11/2015 38 16.07 549,510 1,800



1 12/11/2015 38 16.08 550,110 600



1 12/11/2015 38 16.09 552,210 2,100



1 12/11/2015 38 16.1 555,310 3,100



1 12/11/2015 38 16.11 556,210 900



1 12/11/2015 38 16.12 557,110 900



1 12/11/2015 38 16.13 558,110 1,000



1 12/11/2015 38 16.14 559,810 1,700



1 12/11/2015 38 16.15 561,010 1,200



1 12/11/2015 38 16.16 561,910 900



1 12/11/2015 38 16.17 563,010 1,100



1 12/11/2015 38 16.18 563,110 100



1 12/11/2015 38 16.19 564,110 1,000



1 12/11/2015 38 16.2 566,910 2,800



1 12/11/2015 38 16.21 568,410 1,500



1 12/11/2015 38 16.22 570,410 2,000



1 12/11/2015 38 16.25 571,710 1,300



1 12/11/2015 38 16.26 573,310 1,600



1 12/11/2015 38 16.28 573,810 500

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10589



Acquired/ Disposed



1 12/11/2015 38 16.31 574,310 500



1 12/11/2015 38 16.32 575,710 1,400



1 12/11/2015 38 16.325 575,810 100



1 12/11/2015 38 16.33 576,210 400



1 12/11/2015 38 16.37 576,610 400



1 13/11/2015 38 15.91 576,710 100



1 13/11/2015 38 15.94 577,010 300



1 13/11/2015 38 15.97 577,510 500



1 13/11/2015 38 16.05 578,510 1,000



1 13/11/2015 38 16.07 578,710 200



1 13/11/2015 38 16.08 579,610 900



1 13/11/2015 38 16.11 583,110 3,500



1 13/11/2015 38 16.12 583,210 100



1 13/11/2015 38 16.14 585,010 1,800



1 13/11/2015 38 16.18 586,910 1,900



1 16/11/2015 38 16.1 587,110 200



1 16/11/2015 38 16.12 587,710 600



1 16/11/2015 38 16.14 587,810 100



1 16/11/2015 38 16.16 588,110 300



1 16/11/2015 38 16.17 589,010 900



1 16/11/2015 38 16.18 589,110 100



1 16/11/2015 38 16.19 591,110 2,000



1 16/11/2015 38 16.2 592,810 1,700



1 16/11/2015 38 16.21 593,810 1,000



1 16/11/2015 38 16.22 594,610 800



1 16/11/2015 38 16.23 594,810 200



1 16/11/2015 38 16.24 598,010 3,200



1 16/11/2015 38 16.25 598,810 800



1 16/11/2015 38 16.26 600,110 1,300



1 16/11/2015 38 16.27 603,110 3,000



1 16/11/2015 38 16.28 603,610 500



1 16/11/2015 38 16.29 603,910 300



1 16/11/2015 38 16.3 606,530 2,620

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10590



Acquired/ Disposed



1 16/11/2015 38 16.31 608,830 2,300



1 16/11/2015 38 16.32 609,430 600



1 16/11/2015 38 16.33 609,730 300



1 16/11/2015 38 16.34 610,930 1,200



1 16/11/2015 38 16.35 614,330 3,400



1 16/11/2015 38 16.36 615,330 1,000



1 16/11/2015 38 16.37 616,530 1,200



1 16/11/2015 38 16.38 618,030 1,500



1 16/11/2015 38 16.39 619,130 1,100



1 16/11/2015 38 16.4 619,230 100



1 16/11/2015 38 16.41 619,830 600



1 16/11/2015 38 16.43 620,130 300



1 16/11/2015 38 16.45 621,130 1,000



1 17/11/2015 38 16.28 621,230 100



1 17/11/2015 38 16.29 621,430 200



1 17/11/2015 38 16.3 622,130 700



1 17/11/2015 38 16.31 622,930 800



1 17/11/2015 38 16.32 624,230 1,300



1 17/11/2015 38 16.33 627,930 3,700



1 17/11/2015 38 16.34 634,830 6,900



1 17/11/2015 38 16.35 642,430 7,600



1 17/11/2015 38 16.36 643,130 700



1 17/11/2015 38 16.38 645,030 1,900



1 17/11/2015 38 16.39 645,830 800



1 17/11/2015 38 16.4 649,930 4,100



1 17/11/2015 38 16.41 650,030 100



1 17/11/2015 38 16.42 650,930 900



1 17/11/2015 38 16.44 651,130 200



1 17/11/2015 38 16.45 653,330 2,200



1 17/11/2015 38 16.46 654,930 1,600



1 18/11/2015 38 16.5 655,030 100



1 18/11/2015 38 16.56 655,130 100



1 18/11/2015 38 16.57 655,330 200

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10591



Acquired/ Disposed



1 18/11/2015 38 16.59 656,430 1,100



1 18/11/2015 38 16.6 945,806 289,376



1 18/11/2015 38 16.63 947,206 1,400



1 18/11/2015 38 16.64 948,206 1,000



1 19/11/2015 38 16.24 950,706 2,500



1 19/11/2015 38 16.25 950,906 200



1 19/11/2015 38 16.27 951,006 100



1 19/11/2015 38 16.28 951,106 100



1 19/11/2015 38 16.32 951,306 200



1 19/11/2015 38 16.33 952,006 700



1 19/11/2015 38 16.35 952,806 800



1 19/11/2015 38 16.36 955,306 2,500



1 19/11/2015 38 16.37 956,306 1,000



1 19/11/2015 38 16.39 956,406 100



1 19/11/2015 38 16.41 956,606 200



1 19/11/2015 38 16.43 956,806 200



1 19/11/2015 38 16.44 956,906 100



1 19/11/2015 38 16.45 957,906 1,000



1 19/11/2015 38 16.46 959,206 1,300



1 19/11/2015 38 16.47 960,406 1,200



1 19/11/2015 38 16.48 960,606 200



1 19/11/2015 38 16.49 961,006 400



1 19/11/2015 38 16.5 961,706 700



1 19/11/2015 38 16.51 962,106 400



1 19/11/2015 38 16.52 963,206 1,100



1 19/11/2015 38 16.53 964,206 1,000



1 19/11/2015 38 16.54 967,406 3,200



1 19/11/2015 38 16.55 970,506 3,100



1 19/11/2015 38 16.56 971,506 1,000



1 19/11/2015 38 16.57 974,506 3,000



1 19/11/2015 38 16.58 976,706 2,200



1 19/11/2015 38 16.59 977,506 800



1 19/11/2015 38 16.6 978,106 600

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10592



Acquired/ Disposed



1 19/11/2015 38 16.61 978,906 800



1 19/11/2015 38 16.62 979,306 400



1 19/11/2015 38 16.63 980,106 800



1 19/11/2015 38 16.64 980,506 400



1 19/11/2015 38 16.66 980,606 100



1 19/11/2015 38 16.67 982,406 1,800



1 20/11/2015 38 16.14 982,606 200



1 20/11/2015 38 16.23 983,006 400



1 20/11/2015 38 16.23 983,406 400



1 20/11/2015 38 16.24 984,206 800



1 20/11/2015 38 16.25 984,806 600



1 20/11/2015 38 16.26 985,106 300



1 20/11/2015 38 16.28 985,506 400



1 20/11/2015 38 16.29 986,306 800



1 20/11/2015 38 16.3 986,806 500



1 20/11/2015 38 16.31 987,606 800



1 20/11/2015 38 16.32 988,006 400



1 20/11/2015 38 16.33 989,806 1,800



1 20/11/2015 38 16.34 991,406 1,600



1 20/11/2015 38 16.35 996,806 5,400



1 20/11/2015 38 16.36 997,706 900



1 20/11/2015 38 16.37 999,006 1,300



1 20/11/2015 38 16.38 999,306 300



1 20/11/2015 38 16.39 1,001,706 2,400



1 20/11/2015 38 16.4 1,004,206 2,500



1 20/11/2015 38 16.42 1,005,606 1,400



1 20/11/2015 38 16.43 1,005,806 200



1 20/11/2015 38 16.45 1,006,806 1,000



1 20/11/2015 38 16.46 1,008,006 1,200



1 20/11/2015 38 16.47 1,008,206 200



1 20/11/2015 38 16.49 1,008,406 200



1 20/11/2015 38 16.51 1,008,606 200



1 20/11/2015 38 16.52 1,009,006 400

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10593



Acquired/ Disposed



1 20/11/2015 38 16.54 1,009,406 400



1 20/11/2015 38 16.56 1,010,306 900



1 20/11/2015 38 16.58 1,012,706 2,400



1 20/11/2015 38 16.6 1,013,906 1,200



1 20/11/2015 38 16.63 1,015,106 1,200



1 20/11/2015 38 16.64 1,015,506 400



1 20/11/2015 38 16.67 1,015,906 400



1 20/11/2015 38 16.69 1,016,206 300



1 20/11/2015 38 16.71 1,016,606 400



1 23/11/2015 38 16.26 1,016,906 300



1 23/11/2015 38 16.27 1,018,806 1,900



1 23/11/2015 38 16.28 1,021,006 2,200



1 23/11/2015 38 16.34 1,022,406 1,400



1 23/11/2015 38 16.36 1,022,506 100



1 23/11/2015 38 16.37 1,023,506 1,000



1 23/11/2015 38 16.38 1,024,806 1,300



1 23/11/2015 38 16.44 1,025,206 400



1 23/11/2015 38 16.47 1,025,306 100



1 23/11/2015 38 16.48 1,025,506 200



1 23/11/2015 38 16.5 1,026,706 1,200



1 23/11/2015 38 16.51 1,026,806 100



1 23/11/2015 38 16.52 1,027,406 600



1 23/11/2015 38 16.54 1,027,806 400



1 23/11/2015 38 16.55 1,031,606 3,800



1 23/11/2015 38 16.56 1,035,606 4,000



1 23/11/2015 38 16.57 1,038,806 3,200



1 23/11/2015 38 16.58 1,045,906 7,100



1 23/11/2015 38 16.59 1,046,606 700



1 23/11/2015 38 16.6 1,048,306 1,700



1 24/11/2015 38 16.3 1,049,406 1,100



1 24/11/2015 38 16.31 1,049,606 200



1 24/11/2015 38 16.32 1,049,706 100



1 24/11/2015 38 16.33 1,049,806 100

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10594



Acquired/ Disposed



1 24/11/2015 38 16.34 1,050,706 900



1 24/11/2015 38 16.35 1,055,106 4,400



1 24/11/2015 38 16.36 1,055,806 700



1 24/11/2015 38 16.37 1,056,706 900



1 24/11/2015 38 16.38 1,057,406 700



1 24/11/2015 38 16.39 1,058,006 600



1 24/11/2015 38 16.4 1,061,806 3,800



1 24/11/2015 38 16.41 1,062,006 200



1 24/11/2015 38 16.43 1,063,706 1,700



1 24/11/2015 38 16.44 1,064,006 300



1 24/11/2015 38 16.45 1,065,806 1,800



1 24/11/2015 38 16.46 1,067,006 1,200



1 24/11/2015 38 16.47 1,073,506 6,500



1 24/11/2015 38 16.48 1,076,306 2,800



1 24/11/2015 38 16.49 1,080,606 4,300



1 24/11/2015 38 16.5 1,081,506 900



1 24/11/2015 38 16.51 1,082,506 1,000



1 27/11/2015 38 0 -1,082,506


Options Keeling, Chuck 7 02/12/2015 50 16.1 101,000 25,000


Options Keeling, Chuck 7 04/12/2015 50 16.1 25,000


Options Lynn, Christopher Noel Robert

4 22/11/2015 00 16,700


Options Lynn, Christopher Noel Robert

4 02/12/2015 50 16.1 31,700 15,000


Options Monteiro, Roland Josef 5 02/12/2015 51 16.1 13,334 -25,000

Greenfields Petroleum Corporation

Common Shares - New Curzadd, Allen Wayne 5 09/12/2015 10 0.27 128,719 1,000


Common Shares - New Curzadd, Allen Wayne 5 10/12/2015 10 0.27 148,719 20,000


Convertible Debentures C$1,000 Face Value, 9%

Harkins, John Wilfrid Hugh 4, 5 11/12/2015 10 2.22 $654,060 $300,000

Grenville Strategic Royalty Corp. (formerly, Troon Ventures Ltd.)

Common Shares Zaradic, Andrea Melissa 4, 5 26/11/2015 51 0.58 344,778


Common Shares Zaradic, Andrea Melissa 4, 5 26/11/2015 51 0.58 47,111 47,111


Options Zaradic, Andrea Melissa 4, 5 26/11/2015 51 0.58 -344,778


Options Zaradic, Andrea Melissa 4, 5 26/11/2015 51 0.58 710,056 -47,111

Guyana Goldfields Inc. Common Shares Bondy, Robert Allan 5 04/12/2015 90 102,600 -5,000

Guyana Goldfields Inc. Common Shares Bondy, Robert Allan 5 07/03/2007 00 5,000

Guyana Goldfields Inc. Common Shares Ferry, Alan Louis Henry 4 10/12/2015 10 3 95,000 -5,000

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10595



Acquired/ Disposed

H&R Finance Trust Units Froom, Larry 5 10/12/2015 10 20.45 0 -1,000

H&R Finance Trust Units Froom, Larry 5 10/12/2015 10 20.55 21,672 1,000

H&R Real Estate Investment Trust

Units Froom, Larry 5 10/12/2015 10 20.45 0 -1,000

H&R Real Estate Investment Trust

Units Froom, Larry 5 10/12/2015 10 20.55 21,672 1,000

Halogen Software Inc. Common Shares Halogen Software Inc. 1 03/11/2015 38 9 1,500 1,500

Halogen Software Inc. Common Shares Halogen Software Inc. 1 03/11/2015 38 9.01 1,800 300

Halogen Software Inc. Common Shares Halogen Software Inc. 1 03/11/2015 38 9.02 4,200 2,400




Halogen Software Inc. Common Shares Halogen Software Inc. 1 04/11/2015 38 9 4,300

Halogen Software Inc. Common Shares Halogen Software Inc. 1 04/11/2015 38 9 4,300

































Halogen Software Inc. Common Shares Halogen Software Inc. 1 24/11/2015 38 7.18 3,800

Halogen Software Inc. Common Shares Halogen Software Inc. 1 24/11/2015 38 7.18 3,800












Insider Reporting

December 17, 2015

(2015), 38 OSCB 10596



Acquired/ Disposed





Halogen Software Inc. Common Shares Halogen Software Inc. 1 30/11/2015 38 0 -108,300

Hatch Interactive Technologies Corporation

Common Shares Naughty, Blair Lawrence 5 10/12/2015 10 0.09 149,500 8,000

Heron Resources Limited Options Buchhorn, Ian James 4 11/12/2015 50 0.092 9,000,000 3,000,000

Heron Resources Limited Options Dennis, Stephen Bruce 4 05/12/2006 00

Heron Resources Limited Options Dennis, Stephen Bruce 4 11/12/2015 50 0.092 1,000,000 1,000,000

Heron Resources Limited Options Lawry, Andrew John 5 22/06/2015 00

Heron Resources Limited Options Lawry, Andrew John 5 11/12/2015 50 0.092 1,650,000 1,650,000

Heron Resources Limited Options Putnam, III, Borden Roger 4 12/12/2014 00

Heron Resources Limited Options Putnam, III, Borden Roger 4 11/12/2015 50 0.092 1,000,000 1,000,000

Heron Resources Limited Options Robertson, Fiona Ann 4 09/04/2015 00

Heron Resources Limited Options Robertson, Fiona Ann 4 11/12/2015 50 0.092 1,000,000 1,000,000

Heron Resources Limited Options Sawyer, Mark Raymond 4 18/08/2015 00

Heron Resources Limited Options Sawyer, Mark Raymond 4 11/12/2015 50 0.092 1,000,000 1,000,000

Heron Resources Limited Options Smith, Simon David Lee 5 20/08/2014 00

Heron Resources Limited Options Smith, Simon David Lee 5 11/12/2015 50 0.092 1,650,000 1,650,000

Heron Resources Limited Options Taylor, Wayne Russell 4 07/12/2015 50 0.092 5,716,738 4,000,000

High Arctic Energy Services Inc.

Common Shares Alford, Thomas Malcolm 4 07/12/2015 10 3.48 23,700 20,000


Common Shares Alford, Thomas Malcolm 4 07/12/2015 10 3.47 25,900 2,200


Common Shares High Arctic Energy Services Inc., High Arctic Energy Services Inc.

1 04/11/2015 38 3.75 61,100 10,500



1 05/11/2015 38 3.7234 66,100 5,000



1 06/11/2015 38 3.72 17,883 2,383



1 13/11/2015 38 0 -17,883



1 13/11/2015 38 3.75 10,500 10,500



1 16/11/2015 38 3.7494 12,100 1,600



1 19/11/2015 38 3.7234 21,500 9,400



1 20/11/2015 38 9,400 -12,100



1 20/11/2015 38 3.708 14,400 5,000



1 24/11/2015 38 3.7338 32,900 18,500



1 25/11/2015 38 3.75 44,300 11,400



1 26/11/2015 38 3.732 59,800 15,500



1 26/11/2015 38 3.732 15,500

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10597



Acquired/ Disposed



1 26/11/2015 38 3.732 15,500



1 27/11/2015 38 15,500 -44,300



1 27/11/2015 38 3.64 16,400 900



1 30/11/2015 38 3.6454 27,500 11,100



1 01/12/2015 38 3.631 47,500 20,000



1 04/12/2015 38 0 -47,500


Common Shares Sykora, Dennis Frank 7 11/12/2015 90 3.78 1,550,000 467,500


Common Shares Sykora, Dennis Frank 7 11/12/2015 90 3.78 0 -467,500

HIT Technologies Inc. (formerly Friday Capital Inc.)

Options Chase, Robert George 4 08/12/2015 50 337,000 75,000

HNZ Group Inc. Common Shares Wall, Don Ed 4, 7, 5 04/12/2015 10 11.26 481,581 700

HNZ Group Inc. Common Shares Wall, Don Ed 4, 7, 5 07/12/2015 10 11.486 483,081 1,500

HNZ Group Inc. Common Shares Wall, Don Ed 4, 7, 5 09/12/2015 10 11.1 483,881 800

HNZ Group Inc. Common Shares Wall, Don Ed 4, 7, 5 10/12/2015 10 11.338 490,481 6,600

HNZ Group Inc. Common Shares Catégorie B

Wall, Don Ed 4, 7, 5 08/12/2015 10 11.1 3,000 500

Holloway Lodging Corporation

Convertible Debentures HLC.DB 6.25% due Feb 28, 2020


1 03/11/2015 30 0.863 $3,000 $3,000




1 05/11/2015 30 0.87 $153,000 $150,000




1 05/11/2015 30 0.86 $156,000 $3,000




1 11/11/2015 30 0.8625 $159,000 $3,000




1 17/11/2015 30 0.865 $162,000 $3,000




1 20/11/2015 30 0.8649 $165,000 $3,000




1 23/11/2015 30 0.8699 $168,000 $3,000




1 24/11/2015 30 0.8538 $171,000 $3,000




1 26/11/2015 30 0.8574 $174,000 $3,000




1 27/11/2015 38 $0 -$174,000


Convertible Debentures HLC.DB.A 7.50% due Sep 30, 2018


1 24/11/2015 30 0.9499 $2,000 $2,000


Convertible Debentures HLC.DB.A 7.50% due Sep 30, 2018


1 27/11/2015 38 $0 -$2,000

Honey Badger Exploration Inc.

Common Shares Yarie, Quentin 5 03/12/2015 97 0.03 1,597,001 37,001

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10598



Acquired/ Disposed

















Hornby Bay Mineral Exploration Ltd. (formerly, Unor Inc.)

Options McNamara, Galen Stuart 4 11/08/2015 52 0.2 200,000 -250,000

Hornby Bay Mineral Exploration Ltd. (formerly, Unor Inc.)

Options McNamara, Galen Stuart 4 26/10/2015 52 0.1 0 -200,000

Hudson's Bay Company Common Shares L&T B (Cayman) Inc. 3 11/06/2014 00

Hudson's Bay Company Common Shares L&T B (Cayman) Inc. 3 04/12/2015 35 66,667 66,667





Hudson's Bay Company Common Shares L&T B (Cayman) Inc. 3 09/12/2015 47 0 -85,000








Hudson's Bay Company Common Shares L&T B (Cayman) Inc. 3 09/12/2015 47 363,334

Hudson's Bay Company Common Shares L&T B (Cayman) Inc. 3 09/12/2015 47 363,334






Hudson's Bay Company Common Shares L&T B (Cayman) Inc. 3 04/12/2015 35 5,409,687 -875,813

Hudson's Bay Company Common Shares Mack, William Lawrence 4 23/11/2012 00


Hudson's Bay Company Common Shares Mack, William Lawrence 4 09/12/2015 47 363,334

Hudson's Bay Company Common Shares Mack, William Lawrence 4 09/12/2015 47 363,334


Hudson's Bay Company Common Shares Mack, William Lawrence 4 09/12/2015 47 363,334 363,334


Hudson's Bay Company Common Shares Mack, William Lawrence 4 04/12/2015 35 363,334 363,334

Hudson's Bay Company Common Shares Mack, William Lawrence 4 09/12/2015 47 0 -363,334

Hydro One Limited Common Shares Schmidt, Mayo 4, 7, 5 08/12/2015 10 21.86 11,500 11,500

Hydro One Limited Common Shares Vels, Michael Harold 7, 5 08/12/2015 10 21.61 20,000 10,000

IBI Group Inc. Common Shares Bull, Peter 6 01/01/2011 00 1,500

IBI Group Inc. Rights 2015 Rights Offering

Bull, Peter 6 01/01/2011 00


Bull, Peter 6 17/11/2015 16 19,000 19,000


Bull, Peter 6 08/12/2015 10 0.185 0 -19,000

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10599



Acquired/ Disposed


Bull, Peter 6 01/01/2011 00


Bull, Peter 6 17/11/2015 16 1,500 1,500


Bull, Peter 6 08/12/2015 16 1,500


Bull, Peter 6 08/12/2015 10 0.17 0 -1,500

IDM Mining Ltd. (Formerly Revolution Resources Corp.)

Common Shares Oban Mining Corporation 3 07/12/2015 00


Common Shares Oban Mining Corporation 3 07/12/2015 45 7,188,889 7,188,889


Common Shares Oban Mining Corporation 3 07/12/2015 16 0.09 18,300,000 11,111,111

Ikkuma Resources Corp. Options Dales, Robert John 4 03/12/2015 38 25,000 -131,963

Ikkuma Resources Corp. Options de Freitas, Timothy 4, 5 03/12/2015 38 75,000 -776,250

Ikkuma Resources Corp. Options Else, Dorothy Joan 5 03/12/2015 38 60,000 -698,625

Ikkuma Resources Corp. Options Feltham, Gregory Ronald 5 03/12/2015 38 60,000 -434,700

Ikkuma Resources Corp. Options Gamba, Charle 4 03/12/2015 38 25,000 -131,963

Ikkuma Resources Corp. Options Guinan, William Charles 4, 5 03/12/2015 38 25,000 -131,963

Ikkuma Resources Corp. Options Kohut, Michael G 4 03/12/2015 38 5.6 102,588 -54,375

Ikkuma Resources Corp. Options Kohut, Michael G 4 03/12/2015 38 3.2 28,000 -74,588

Ikkuma Resources Corp. Options Mannas, Kavanagh Tex 5 03/12/2015 38 60,000 -434,700

Ikkuma Resources Corp. Options McLeod, Yvonne Margarita 5 03/12/2015 38 60,000 -698,625

Ikkuma Resources Corp. Options Rowe, James Richmond 5 03/12/2015 38 32,000 -273,240

Ikkuma Resources Corp. Options Yuill, Carrie 5 03/12/2015 38 60,000 -698,625

IMAX Corporation Common Shares IMAX Corporation 1 09/12/2015 30 2,782 -300

Immunovaccine Inc. Common Shares SCARDINO, ALBERT JAMES

4 04/12/2015 10 0.75 4,134,305 500


4 04/12/2015 10 0.76 4,139,305 5,000


4 07/12/2015 10 0.72 4,140,805 1,500


4 07/12/2015 10 0.73 4,142,805 2,000


4 07/12/2015 10 0.74 4,143,805 1,000


4 07/12/2015 10 0.75 4,148,305 4,500


4 07/12/2015 10 0.76 4,150,305 2,000


4 07/12/2015 10 0.77 4,151,805 1,500


4 08/12/2015 10 0.75 4,153,805 2,000


4 08/12/2015 10 0.76 4,157,805 4,000


4 08/12/2015 10 0.77 4,160,805 3,000


4 08/12/2015 10 0.78 4,163,305 2,500


4 08/12/2015 10 0.79 4,165,805 2,500


4 09/12/2015 10 0.79 4,174,805 9,000


4 09/12/2015 10 0.8 4,175,805 1,000


4 10/12/2015 10 0.75 4,177,805 2,000


4 10/12/2015 10 0.77 4,185,805 8,000


4 10/12/2015 10 0.78 4,199,305 13,500


4 10/12/2015 10 0.79 4,203,305 4,000

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10600



Acquired/ Disposed


4 11/12/2015 10 0.77 4,205,805 2,500

Imperial Metals Corporation Options Parsons, Donald Frazer 5 03/12/2015 50 200,000 100,000

Imperial Oil Limited Rights Babcock, Beverley Anne 5 04/12/2015 56 133,050 22,000

Imperial Oil Limited Rights Babcock, Beverley Anne 5 04/12/2015 59 123,250 -9,800

Imperial Oil Limited Rights Babcock, Beverley Anne 5 04/12/2015 59 112,000 -11,250

Imperial Oil Limited Rights Cahir, Barton Patrick 5 01/01/2015 00

Imperial Oil Limited Rights Cahir, Barton Patrick 5 04/12/2015 56 16,200 16,200

Imperial Oil Limited Rights Gillis, Randy Douglas 7 04/12/2015 56 29,200 7,300

Imperial Oil Limited Rights Gillis, Randy Douglas 7 04/12/2015 59 28,550 -650

Imperial Oil Limited Rights Gillis, Randy Douglas 7 04/12/2015 59 26,150 -2,400

Imperial Oil Limited Rights Hoeg, Krystyna 4 04/12/2015 56 12,000 2,000

Imperial Oil Limited Rights Hoeg, Krystyna 4 04/12/2015 59 11,000 -1,000

Imperial Oil Limited Rights Hoeg, Krystyna 4 04/12/2015 59 10,000 -1,000

Imperial Oil Limited Rights Kruger, Richard Michael 5 04/12/2015 56 233,150 50,350

Imperial Oil Limited Rights Kruger, Richard Michael 5 04/12/2015 56 283,500 50,350

Imperial Oil Limited Rights Merkel, Bradley Guy 7 04/12/2015 56 90,850 14,900

Imperial Oil Limited Rights Merkel, Bradley Guy 7 04/12/2015 59 85,250 -5,600

Imperial Oil Limited Rights Merkel, Bradley Guy 7 04/12/2015 59 76,950 -8,300

Imperial Oil Limited Rights MINTZ, JACK MAURICE 4 04/12/2015 56 12,000 2,000

Imperial Oil Limited Rights MINTZ, JACK MAURICE 4 04/12/2015 59 11,000 -1,000

Imperial Oil Limited Rights MINTZ, JACK MAURICE 4 04/12/2015 59 10,000 -1,000

Imperial Oil Limited Rights Sutherland, David Stewart 4 04/12/2015 56 10,000 2,000

Imperial Oil Limited Rights Sutherland, David Stewart 4 04/12/2015 59 9,000 -1,000

Imperial Oil Limited Rights Whittaker, Sheelagh 4 04/12/2015 56 12,000 2,000

Imperial Oil Limited Rights Whittaker, Sheelagh 4 04/12/2015 59 11,000 -1,000

Imperial Oil Limited Rights Whittaker, Sheelagh 4 04/12/2015 59 10,000 -1,000

Imperial Oil Limited Rights Young, Victor Leyland 4 04/12/2015 56 12,000 2,000

Imperial Oil Limited Rights Young, Victor Leyland 4 04/12/2015 59 11,000 -1,000

Imperial Oil Limited Rights Young, Victor Leyland 4 04/12/2015 59 10,000 -1,000

Inca One Gold Corp. Common Shares Moen, George Marius 4, 5 07/12/2015 10 0.095 3,291,160 4,000

Inca One Gold Corp. Common Shares Moen, George Marius 4, 5 07/12/2015 10 0.1 3,298,160 7,000

Inca One Gold Corp. Common Shares Wright, Mark St. John 5 07/12/2015 10 0.1 477,500 20,000

Indexplus Income Fund Trust Units INDEXPLUS Income Fund 1 04/12/2015 38 10.242 34,247,265 2,800

Indexplus Income Fund Trust Units INDEXPLUS Income Fund 1 07/12/2015 38 9.95 34,247,565 300





Industrial Alliance Insurance and Financial Services inc.

Common Shares Pantelidis, James 4 28/02/2003 00


Common Shares Pantelidis, James 4 04/12/2015 90 45.83 7,000 7,000


Common Shares Pantelidis, James 4 04/12/2015 90 45.83 4,420 -7,000


Common Shares Parent, Jacques 5 04/12/2015 51 30.22 7,900 4,000


Common Shares Parent, Jacques 5 04/12/2015 10 45.555 3,900 -4,000


Options Parent, Jacques 5 04/12/2015 51 30.22 121,000 -4,000


Common Shares Stickney, Michael Lee 5 04/12/2015 51 35.64 18,800 2,000


Common Shares Stickney, Michael Lee 5 04/12/2015 10 45.93 16,800 -2,000


Options Stickney, Michael Lee 5 04/12/2015 51 35.64 212,250 -2,000

InMed Pharmaceuticals Inc. (formerly Cannabis Technologies Inc,)

Common Shares Chris, Bogart 5 04/12/2015 10 0.195 4,035,000 10,000

Innova Gaming Group Inc. Common Shares Breslo, James 4 02/12/2015 10 1.34 113,750 20,000

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10601



Acquired/ Disposed

Innova Gaming Group Inc. Common Shares Nwankwo, Oji 7 02/12/2015 10 1.31 2,563 1,000

Inter Pipeline Ltd. Common Shares Bayle, Christian 5 09/12/2015 10 20.485 450,000 14,982

Inter Pipeline Ltd. Rights Restricted Share Units

Fesyk, David William 4, 5 07/12/2015 57 22.486 110,535 -71,415

Inter Pipeline Ltd. Common Shares Neufeld, Cory Wade 5 07/12/2015 10 20.07 7,000 500

Inter Pipeline Ltd. Common Shares Neufeld, Cory Wade 5 07/12/2015 10 19.99 17,700 1,300

Inter Pipeline Ltd. Common Shares Roberge, Jeremy Allan 5 07/12/2015 10 20.21 7,700 3,700

Inter Pipeline Ltd. Common Shares Robertson, William David 4 07/12/2015 10 20.15 23,787 2,000

Intertape Polymer Group Inc. Common Shares Yull, Melbourne F. 4 17/08/2015 10 14.32 370,504 900

Intertape Polymer Group Inc. Common Shares Yull, Melbourne F. 4 18/09/2015 90 375,504 5,000

Intertape Polymer Group Inc. Common Shares Yull, Melbourne F. 4 11/12/2015 90 341,504 -34,000

Intertape Polymer Group Inc. Common Shares Yull, Melbourne F. 4 18/09/2015 90 0 -5,000

Intertape Polymer Group Inc. Common Shares Yull, Melbourne F. 4 11/12/2015 90 50,500 9,000

Intertape Polymer Group Inc. Common Shares Yull, Melbourne F. 4 11/12/2015 90 1,644,475 25,000

Inventronics Limited Common Shares MONETTE, SERGE 3 04/12/2015 10 0.12 446,500 500

Iplayco Corporation Ltd. Common Shares Williams, Thomas Craig 4 13/02/2014 00 30,000

Iplayco Corporation Ltd. Common Shares Williams, Thomas Craig 4 07/12/2015 10 0.55 32,000 2,000



Ivanhoe Mines Ltd. Warrants Cockerill, Ian 4 10/12/2015 55 1.8 0 -66,700

Ivanhoe Mines Ltd. Warrants Friedland, Robert Martin 3, 4, 6, 5 10/12/2015 55 1.8 0 -19,166,667

Ivanhoe Mines Ltd. Warrants Johansson, Lars-Eric 7, 5 10/12/2015 55 1.8 0 -133,400

James Bay Resources Limited

Common Shares Shefsky, Stephen 3, 4, 5 03/12/2015 90 0.16 516,000 -138,700

James Bay Resources Limited

Common Shares Shefsky, Stephen 3, 4, 5 03/12/2015 90 0.16 435,365 138,700

Jemtec Inc. Common Shares Crossett, Paul Everett 3 10/12/2015 99 402,146 500

Jemtec Inc. Options Ing, Cyril 4 02/12/2015 50 87,805 57,805

Junex Inc. Common Shares Gaumond, André 4 19/11/2015 00


Junex Inc. Common Shares Gaumond, André 4 09/12/2015 10 0.412 5,000 5,000


Junex Inc. Common Shares Gaumond, André 4 07/12/2015 10 0.42 5,000 5,000

Jura Energy Corporation Common Shares Smith, Stephen Christopher 4 07/12/2015 10 0.145 1,332,000 5,000



Just Energy Group Inc. Convertible Debentures JE.DB ($330M)

Just Energy Group Inc 1 16/11/2015 38 $42 $42


Just Energy Group Inc 1 16/11/2015 38 $0 -$42


















Just Energy Group Inc 1 23/11/2015 38 $42




Just Energy Group Inc 1 23/11/2015 38 -$42

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10602



Acquired/ Disposed























KEEK INC. Convertible Notes Riavera Corp. 3 03/12/2015 00

KEEK INC. Convertible Notes Riavera Corp. 3 03/12/2015 11 1 $3,000,000 $3,000,000

KEEK INC. Options Riavera Corp. 3 03/12/2015 00 300,000

Kelt Exploration Ltd. Common Shares Guinan, William Charles 4, 5 08/12/2015 10 3.67 1,107,056 3,000

Kelt Exploration Ltd. Common Shares Lalani, Sadiq 5 08/12/2015 10 3.835 1,423,700 2,000



Kelt Exploration Ltd. Common Shares Wilson, David John 3, 4, 5 08/12/2015 10 3.83 1,145,967 50,000

Khot Infrastructure Holdings, Ltd.

Options Milewski, Anthony 4 03/12/2015 50 300,000 50,000

Killam Properties Inc. Common Shares WALT, MANFRED 4 11/12/2015 57 10.39 321,074 1,428

Killam Properties Inc. Rights RSU WALT, MANFRED 4 11/12/2015 57 12,456 -1,428

Kincora Copper Limited Common Shares Origo Partners plc 3 18/11/2015 11 0.05 83,140,846 4,350,000

Kincora Copper Limited Convertible Notes Origo Partners plc 3 27/07/2011 00

Kincora Copper Limited Convertible Notes Origo Partners plc 3 18/11/2015 97 $2,500,000 $2,500,000

Kincora Copper Limited Convertible Notes Convertible into Units

Origo Partners plc 3 18/11/2015 97 $0 -$2,500,000


Origo Partners plc 3 01/12/2015 36 0.05 $4,350,000


Origo Partners plc 3 01/12/2015 36 0.05 $4,350,000

Kinross Gold Corporation Common Shares Guerard, Sylvain 5 09/12/2015 10 2.64 39,794 -5,500

La Quinta Resources Corporation

Common Shares Henderson, Dustin Christopher

3, 4, 5 07/12/2015 10 0.015 250,550 61,000



3, 4, 5 08/12/2015 10 0.015 255,550 5,000



3, 4, 5 11/12/2015 10 0.015 330,550 75,000

Laramide Resources Ltd. Common Shares Gibson, Dennis George 5 24/11/2015 10 0.45 -10,000




Laramide Resources Ltd. Common Shares Henderson, Marc Charles 4, 5 04/12/2015 51 0.3 8,519,597 100,000

Laramide Resources Ltd. Options Henderson, Marc Charles 4, 5 04/12/2015 51 875,000 -100,000

LAURENTIAN BANK OF CANADA

Unités d'actions de performance différées-UAPD / DPSUs

Barrière, François 5 08/12/2015 56 6,261 1,772


Unités d'actions restreintes différées-UARD / DRSUs

Barrière, François 5 08/12/2015 56 2,814 1,250



Bergeron, Louise 5 08/12/2015 56 2,141 427

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10603



Acquired/ Disposed



Bergeron, Louise 5 08/12/2015 56 3,153 857



Bernier, Julie 5 03/11/2014 00



Bernier, Julie 5 08/12/2015 56 1,713 1,713



Bernier, Julie 5 03/11/2014 00



Bernier, Julie 5 08/12/2015 56 916 916



Blais, Liliane 5 08/12/2015 56 4,753 995



Blais, Liliane 5 08/12/2015 56 4,462 928



De Broux, Christian 5 08/12/2015 56 6,711 2,534


Unités d'actions restreintes-UAR/Restricted Share Units-RSUs

De Broux, Christian 5 08/12/2015 56 3,358 1,632



Desjardins, François 7, 5 08/12/2015 56 85,301 23,053



Desjardins, François 7, 5 08/12/2015 56 51,567 12,659



Gagné, Julie 5 08/12/2015 56 2,250 1,713



Gagné, Julie 5 08/12/2015 56 4,179 1,362


Unités actions performance-UAP/Performance Share Units-PSUs

Généreux, Nathalie 7 08/12/2015 56 5,453 1,811



Généreux, Nathalie 7 08/12/2015 56 6,053 1,252



Godbout, Gilles 5 08/12/2015 56 22,144 5,471



Godbout, Gilles 5 08/12/2015 56 6,547 2,168



Kudzman, Susan 5 08/12/2015 56 11,366 9,016



Kudzman, Susan 5 05/10/2015 00



Kudzman, Susan 5 08/12/2015 56 1,810 1,810



LAFRESNAYE, DIANE 7 08/12/2015 56 6,288 1,811



LAFRESNAYE, DIANE 7 08/12/2015 56 5,861 1,269

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10604



Acquired/ Disposed



Laurin, François 5 10/08/2015 00



Laurin, François 5 08/12/2015 56 9,016 9,016



Laurin, François 5 10/08/2015 00



Laurin, François 5 08/12/2015 56 690 690



Lopresti, André 5 08/12/2015 56 5,318 1,048



Lopresti, André 5 08/12/2015 56 4,072 813



Lupo, Anthony 7 12/01/2015 00



Lupo, Anthony 7 08/12/2015 56 2,056 2,056



Lupo, Anthony 7 08/12/2015 56 1,241 1,034



Migliara, Antonino 5 08/12/2015 56 4,900 1,958



Migliara, Antonino 5 08/12/2015 56 6,008 2,076



O'Neill, David 7 08/12/2015 56 3,356 2,056



O'Neill, David 7 05/10/2015 00



O'Neill, David 7 08/12/2015 56 1,440 1,440



Pelletier, Stéfanie 5 08/12/2015 56 4,934 1,040



Pelletier, Stéfanie 5 08/12/2015 56 3,481 808



Pilote, Diane 5 07/09/2015 00



Pilote, Diane 5 08/12/2015 56 1,958 1,958



Pinsonneault, Denis 5 06/10/2015 00



Pinsonneault, Denis 5 08/12/2015 56 1,958 1,958



Provost, Éric 5 29/10/2012 00

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10605



Acquired/ Disposed



Provost, Éric 5 08/12/2015 56 2,056 2,056



Provost, Éric 5 08/12/2015 56 6,066 2,086



Rose, Deborah 5 08/12/2015 56 19,794 9,767



Rose, Deborah 5 08/12/2015 56 11,096 4,862



Stamadianos, Eva 7 08/12/2015 56 6,708 2,056



Stamadianos, Eva 7 08/12/2015 56 6,305 1,440



Therrien, Stéphane 5 08/12/2015 56 34,073 12,021



Therrien, Stéphane 5 08/12/2015 56 18,936 7,365


Unités actions restreintes Marchés capitaux-UARMC / CMRSUs

Trudeau, Michel Claude 7, 5 08/12/2015 56 5,259 2,352



Trudeau, Michel Claude 7, 5 08/12/2015 56 20,444 3,648

Lexaria Corp. Common Shares Bunka, Christopher 4, 5 08/12/2015 10 0.192 6,241,876 1,500




Limited Duration Investment Grade Preferred Securities Fund

Units Class A Limited Duration Investment Grade Preferred Securities Fund

1 02/11/2015 38 22.23 1,800 800



1 03/11/2015 38 22.27 1,100 100



1 04/11/2015 38 22.33 1,700 800



1 05/11/2015 38 900 -800



1 05/11/2015 38 22.43 1,700 800



1 06/11/2015 38 1,600 -100



1 06/11/2015 38 22.51 2,400 800



1 09/11/2015 38 1,600 -800



1 10/11/2015 38 800 -800



1 12/11/2015 38 0 -800

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10606



Acquired/ Disposed


Units Class U Limited Duration Investment Grade Preferred Securities Fund

1 04/11/2015 38 23.63 600 600


Units Class U Limited Duration Investment Grade Preferred Securities Fund

1 09/11/2015 38 0 -600

Linamar Corporation Common Shares Fulton, Roger 5 08/12/2015 10 75.04 5,961 240

Linamar Corporation Common Shares HASENFRATZ, LINDA 4, 5 08/12/2015 10 74.89 142,384 50,000

Linamar Corporation Common Shares Schneider, Dale 5 08/12/2015 10 75.04 11,308 308

Linamar Corporation Common Shares STODDART, MARK 4, 5 08/12/2015 10 75.04 16,783 197

LIONS GATE ENTERTAINMENT CORP.

Common Shares Fries, Michael Thomas 4 12/11/2015 00


Common Shares Fries, Michael Thomas 4 12/11/2015 00 5,000,000





Logistec Corporation Subordinate Voting Shares Class B

LOGISTEC CORPORATION

1 08/12/2015 38 38.65 3,000 1,000



1 09/12/2015 38 38.59 4,000 1,000



1 11/12/2015 38 37.25 4,700 700

Lucara Diamond Corp. Common Shares Lahri, Naseem Banu 7 08/12/2015 51 0.7 16,667 16,667

Lucara Diamond Corp. Common Shares Lahri, Naseem Banu 7 08/12/2015 10 2.26 0 -16,667

Lucara Diamond Corp. Options Lahri, Naseem Banu 7 08/12/2015 51 0.7 90,000 -16,667

Lundin Mining Corporation Common Shares Stefan, Catherine Jean Garrett

4 09/12/2015 10 3.5072 55,000 30,000

Lydian International Limited Common Shares Aloyan, Hayk 5 09/12/2015 10 0.27 1,571,000 -50,000

Lydian International Limited Common Shares Aloyan, Hayk 5 11/12/2015 10 0.275 1,521,000 -50,000

Lydian International Limited Common Shares Amber Capital UK LLP 3 07/12/2015 10 0.255 18,761,641 287,000

Lydian International Limited Common Shares Amber Capital UK LLP 3 08/12/2015 10 0.2596 20,259,000 1,497,359




Madalena Energy Inc. Common Shares Maglan Capital LP 3 11/12/2015 10 0.29 66,345,500 207,500

Madalena Energy Inc. Common Shares Maglan Capital LP 3 11/12/2015 10 0.29 21,177,200 401,700

MAG Silver Corp. Options Curlook, Michael John 5 04/12/2015 50 9.28 170,000 30,000

MAG Silver Corp. RSU Curlook, Michael John 5 04/12/2015 97 13,361 5,387

MAG Silver Corp. Options Megaw, Peter 4 04/12/2015 50 9.28 75,000

MAG Silver Corp. Options Megaw, Peter 4 04/12/2015 50 9.28 312,500 75,000

MAG Silver Corp. RSU Megaw, Peter 4 04/12/2015 97 33,608 16,163

MAG Silver Corp. Options Paspalas, George Nickolas 4, 5 04/12/2015 50 9.28 812,500 125,000

MAG Silver Corp. RSU Paspalas, George Nickolas 4, 5 04/12/2015 97 57,227 32,327

MAG Silver Corp. Options Taddei, Larry 5 04/12/2015 50 9.28 412,500 75,000

MAG Silver Corp. RSU Taddei, Larry 5 04/12/2015 97 35,600 16,163

Magna International Inc. Rights Restricted Stock Units

Apfalter, Guenther Friedrich 5 29/10/2015 56 47.897 279

Magna International Inc. Rights Restricted Stock Units

Apfalter, Guenther Friedrich 5 29/10/2015 56 47.897 33,919 1,156

Magna International Inc. Common Shares Magna International Inc. 1 02/10/2015 38 134,800 -900,000

Magna International Inc. Common Shares Magna International Inc. 1 09/11/2015 38 63.392 249,800 115,000







Magna International Inc. Common Shares Magna International Inc. 1 12/11/2015 38 45.064 1,054,800 115,000



Insider Reporting

December 17, 2015

(2015), 38 OSCB 10607



Acquired/ Disposed
























Magnum Goldcorp Inc. Common Shares Evans, Daniel Bernard 4 10/12/2015 11 0.05 1,530,000 500,000

Magnum Goldcorp Inc. Warrants Evans, Daniel Bernard 4 10/12/2015 11 0.1 900,000 500,000

Magnum Goldcorp Inc. Common Shares Evans, David Herbert 4 10/12/2015 11 0.05 1,750,000 500,000

Magnum Goldcorp Inc. Warrants Evans, David Herbert 4 10/12/2015 11 0.1 750,000 500,000

Magnum Goldcorp Inc. Common Shares Hamzagic, Sead 4, 5 10/12/2015 11 0.05 775,000 500,000

Magnum Goldcorp Inc. Warrants Hamzagic, Sead 4, 5 10/12/2015 11 0.1 775,000 500,000

Magnum Goldcorp Inc. Common Shares Mason, Douglas Lawrence 4 04/12/2015 10 0.05 1,097,000 397,000

Magnum Goldcorp Inc. Common Shares Mason, Douglas Lawrence 4 10/12/2015 11 0.05 1,298,000 500,000

Magnum Goldcorp Inc. Warrants Mason, Douglas Lawrence 4 10/12/2015 11 0.1 1,000,000 500,000

Magnum Goldcorp Inc. Common Shares Morley, Bruce Edward 4 10/12/2015 11 0.05 650,000 500,000

Magnum Goldcorp Inc. Warrants Morley, Bruce Edward 4 10/12/2015 11 0.1 650,000 500,000

Majescor Resources Inc. Common Shares Barrie, C. Tucker 4, 5 10/12/2015 10 0.035 924,000 6,000

Majescor Resources Inc. Common Shares Barrie, C. Tucker 4, 5 11/12/2015 10 0.035 925,000 1,000

Major Drilling Group International Inc.

Common Shares DESROSIERS, JEAN CLAUDE

4 08/12/2015 10 4.52 30,000 15,000


Common Shares Graham, Benjamin Luke 5 08/12/2015 10 4.4 5,943 2,300


Common Shares Graham, Benjamin Luke 5 08/12/2015 10 4.41 6,643 700


Common Shares Landry, Marc 5 02/11/2015 00


Common Shares Landry, Marc 5 02/11/2015 00 4,064


Common Shares Landry, Marc 5 08/12/2015 10 4.52 6,064 2,000


Common Shares McLaughlin, James 5 08/12/2015 10 4.52 2,794 2,170

Malbex Resources Inc. Common Shares Low, Robert Boyce 4 26/03/2013 00 12,500

Mandalay Resources Corporation

Common Shares GMT Capital Corp 3 08/12/2015 10 0.48 11,778,700 70,800









Insider Reporting

December 17, 2015

(2015), 38 OSCB 10608



Acquired/ Disposed



















Maple Leaf Foods Inc. Common Shares Cappuccitti, Rocco 5 08/12/2015 10 21.99 10,000 -5,100

Margaux Resources Ltd. Common Shares Linkewich, Jason Patrick 5 08/05/2015 00 10,000

Margaux Resources Ltd. Options Linkewich, Jason Patrick 5 08/05/2015 00

Margaux Resources Ltd. Options Linkewich, Jason Patrick 5 02/12/2015 50 0.2 100,000 100,000

Marquee Energy Ltd. Common Shares WATERS, Robert J. 4 19/11/2015 00

Marquee Energy Ltd. Common Shares WATERS, Robert J. 4 08/12/2015 10 0.395 8,500 8,500

Marquee Energy Ltd. Common Shares WATERS, Robert J. 4 11/12/2015 10 0.4 54,700 46,200

Martinrea International Inc. Common Shares Johnson, Bruce Norman 5 07/12/2015 10 11.1 22,571 3,650

Mason Graphite Inc. Common Shares Marcotte, Simon 5 08/12/2015 10 0.415 1,255,000 5,000

Mason Graphite Inc. Common Shares Marcotte, Simon 5 10/12/2015 10 0.37 1,260,000 5,000

MATRRIX Energy Technologies Inc.

Options Hawkins, Rodger Glen 4 03/12/2015 50 0.12 121,000 30,000

MATRRIX Energy Technologies Inc.

Options McDougald, Elson John 4 03/12/2015 50 0.12 113,333 30,000

MAYA GOLD & SILVER INC. Common Shares Goulet, Guy 4, 5 07/12/2015 10 0.15 689,296 1,000

MAYA GOLD & SILVER INC. Common Shares Goulet, Guy 4, 5 09/12/2015 10 0.15 690,296 1,000

MAYA GOLD & SILVER INC. Common Shares Goulet, Guy 4, 5 10/12/2015 10 0.135 690,796 500

MBN Corporation Units MBN Corporation 1 04/12/2015 38 5.2 100 100

MBN Corporation Units MBN Corporation 1 04/12/2015 38 0 -100

MBN Corporation Units MBN Corporation 1 07/12/2015 38 5.2 1,200 1,200

MBN Corporation Units MBN Corporation 1 07/12/2015 38 0 -1,200

MBN Corporation Units MBN Corporation 1 08/12/2015 38 5.15 52,600 52,600

MBN Corporation Units MBN Corporation 1 08/12/2015 38 0 -52,600

MBN Corporation Units MBN Corporation 1 09/12/2015 38 5.11 600 600

MBN Corporation Units MBN Corporation 1 09/12/2015 38 0 -600

MCAN Mortgage Corporation Common Shares Bouganim, Jeffrey Joseph 5 04/07/2013 00

MCAN Mortgage Corporation Common Shares Bouganim, Jeffrey Joseph 5 25/11/2015 97 5,777

MCAN Mortgage Corporation Common Shares Bouganim, Jeffrey Joseph 5 25/11/2015 90 5,777 5,777

MCAN Mortgage Corporation Common Shares Bouganim, Jeffrey Joseph 5 16/10/2015 30 13.13 4,157 73


MCAN Mortgage Corporation Common Shares Bouganim, Jeffrey Joseph 5 16/11/2015 30 13 4,305 74


MCAN Mortgage Corporation Common Shares Bouganim, Jeffrey Joseph 5 25/11/2015 90 0 -5,777

MCAN Mortgage Corporation Common Shares Cruise, Brydon 4 08/12/2015 10 12.45 248,889 10,000

MCAN Mortgage Corporation Common Shares Sutherland, Ian 3, 4 08/12/2015 97 12.1 557,497 -90,000

McChip Resources Inc Common Shares McCloskey, Richard Duncan 4, 5 04/12/2015 10 0.6179 401,700 14,000

McCoy Global Inc. Common Shares Seaver, Christopher Tiernan 4 10/12/2015 10 2.35 65,900 10,000

McCoy Global Inc. Common Shares Watson, Peter Lawrence 5 10/12/2015 30 4.21 9,505 3,122

McCoy Global Inc. Common Shares Watson, Peter Lawrence 5 10/12/2015 10 1.8 15,755 6,250

ME Resource Corp. Common Shares Class A Singh, Parminder 4 15/11/2015 46 0.1 5,365,000 150,000

ME Resource Corp. Common Shares Class A Singh, Parminder 4 19/11/2015 46 0.1 6,310,000 945,000

Medical Facilities Corporation

Common Shares Medical Facilities Corporation

1 07/12/2015 38 14.85 31,161,744 -2,000

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10609



Acquired/ Disposed



1 08/12/2015 38 14.5 31,156,744 -5,000



1 09/12/2015 38 14.673 31,152,744 -4,000



1 10/12/2015 38 14.653 31,148,744 -4,000



1 11/12/2015 38 14.327 31,143,744 -5,000


Convertible Debentures Convertible Debentures 5.90% Unsecured due December 31, 2019


1 04/12/2015 38 104 $41,753,000 -$1,000




1 07/12/2015 38 104 $41,752,000 -$1,000




1 08/12/2015 38 103.75 $41,751,000 -$1,000




1 09/12/2015 38 103.38 $41,749,000 -$2,000




1 11/12/2015 38 103.5 $41,747,000 -$2,000

Melcor Developments Ltd. Common Shares Inglis, Dennis 5 04/12/2015 51 12.76 9,586 3,333

Melcor Developments Ltd. Common Shares Inglis, Dennis 5 04/12/2015 10 14.774 6,253 -3,333

Melcor Developments Ltd. Options Inglis, Dennis 5 04/12/2015 51 12.76 15,000 -3,333

Melcor Developments Ltd. Common Shares Melcor Developments Ltd. 1 08/12/2015 38 13.28 300 300

Melcor Developments Ltd. Common Shares Melcor Developments Ltd. 1 09/12/2015 38 13.5 2,300 2,000

Melcor Developments Ltd. Common Shares Melcor Developments Ltd. 1 11/12/2015 38 13.5 5,357 3,057

Melcor Real Estate Investment Trust

Trust Units Chia, Jonathan 6 10/12/2015 10 7.19 8,200 850


Trust Units Clanachan, Gordon James 6 09/12/2015 10 7.25 10,300 1,200


Trust Units Melton, Andrew John 6 10/12/2015 10 7.15 86,100 600


Trust Units Melton, Timothy Charles 6 09/12/2015 10 7.2 20,000 10,000


Trust Units Pollock, Laurence Malcolm 4 10/12/2015 10 7.15 73,800 2,000


Trust Units Rayburn, Darin Anthony 6 09/12/2015 10 7.3 101,550 2,000


Trust Units Stefura, Naomi Marie 6 11/12/2015 10 7 3,000 1,000


Trust Units Young, Ralph Barclay 6 11/12/2015 10 7 22,800 1,000

Memex Inc. Common Shares Rudyk, Nathan Edward 5 23/11/2015 00

Memex Inc. Common Shares Rudyk, Nathan Edward 5 23/11/2015 00 8,000



Merus Labs International Inc. Options Firestone, Theresa Sheila 4 10/12/2015 50 1.71 450,000 150,000

Merus Labs International Inc. Common Shares Fishman, Barry 4, 5 10/12/2015 57 1.71 316,667 266,667

Merus Labs International Inc. Common Shares Fishman, Barry 4, 5 10/12/2015 10 1.7227 416,667 100,000

Merus Labs International Inc. Options Fishman, Barry 4, 5 10/12/2015 50 875,000 300,000

Merus Labs International Inc. Rights PSU Fishman, Barry 4, 5 10/12/2015 57 533,333 -266,667

Merus Labs International Inc. Options Guebert, David Dean 4 10/12/2015 50 600,000 150,000

Merus Labs International Inc. Common Shares McLay, Robert 5 02/01/2014 00



Merus Labs International Inc. Common Shares McLay, Robert 5 10/12/2015 10 6,000 6,000

Metalore Resources Limited Common Shares Chilian, George 6 10/12/2015 10 2.45 394,900 200

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10610



Acquired/ Disposed

Metalore Resources Limited Common Shares Chilian, George 6 08/12/2015 10 2.5 415,788 500

Methanex Corporation Common Shares Shindy, Mohamed 7 09/12/2015 30 1,450 894

Methanex Corporation Common Shares Shindy, Mohamed 7 09/12/2015 10 48.96 500 -950

Metro inc. Common Shares Metro inc. 1 03/11/2015 38 37.274 1,004,000 140,800

Metro inc. Common Shares Metro inc. 1 03/11/2015 38 868,400 -135,600



Metro inc. Common Shares Metro inc. 1 09/11/2015 38 0 -600,000

Metro inc. Common Shares Metro inc. 1 04/12/2015 38 37.1 1,200,000 600,000

Metro inc. Common Shares RICHER LA FLÈCHE, ERIC 4, 5 04/12/2015 51 12.5 471,756 225,000

Metro inc. Common Shares RICHER LA FLÈCHE, ERIC 4, 5 04/12/2015 10 38.65 451,956 -19,800










Metro inc. Common Shares RICHER LA FLÈCHE, ERIC 4, 5 07/12/2015 10 39 246,756 -80,200

Metro inc. Common Shares RICHER LA FLÈCHE, ERIC 4, 5 08/12/2015 51 14.73 271,756 25,000




Metro inc. Options RICHER LA FLÈCHE, ERIC 4, 5 04/12/2015 51 12.5 1,155,700 -225,000

Metro inc. Options RICHER LA FLÈCHE, ERIC 4, 5 08/12/2015 51 14.73 1,130,700 -25,000

Middlefield Can-Global REIT Income Fund

Trust Units Middlefield Can-Global REIT Income Fund

1 04/12/2015 38 11.492 3,328,148 900

Millrock Resources Inc. Common Shares Granberry, Keith 5 09/12/2015 11 0.16 79,281 42,459

Millrock Resources Inc. Warrants Granberry, Keith 5 17/07/2013 00

Minco Base Metals Corporation

Options Cai, Ken 4, 5 15/11/2007 00


Options Cai, Ken 4, 5 15/11/2007 50 0.16 80,000 80,000


Options Cai, Ken 4, 5 15/11/2007 50 0.13 185,000 105,000


Options Cai, Ken 4, 5 27/08/2009 50 0.1 735,000 550,000


Options Cai, Ken 4, 5 15/11/2012 52 0.16 655,000 -80,000


Options Cai, Ken 4, 5 15/11/2012 52 0.13 550,000 -105,000


Options Cai, Ken 4, 5 25/08/2014 51 0.1 0 -550,000


Options Cai, Ken 4, 5 30/11/2015 50 0.89 350,000 350,000


Options Cai, Ken 4, 5 15/11/2007 00


Options Cai, Ken 4, 5 15/11/2007 00


Options Cai, Ken 4, 5 15/11/2007 50 0.16 80,000


Options Cai, Ken 4, 5 15/11/2007 50 0.16 80,000


Options Cai, Ken 4, 5 15/11/2007 50 0.13 105,000


Options Cai, Ken 4, 5 15/11/2007 50 0.13 105,000


Options Cai, Ken 4, 5 27/08/2009 50 0.1 550,000


Options Cai, Ken 4, 5 27/08/2009 50 0.1 550,000

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10611



Acquired/ Disposed


Options Cai, Ken 4, 5 15/11/2012 52 0.16 -80,000


Options Cai, Ken 4, 5 15/11/2012 52 0.16 -80,000


Options Cai, Ken 4, 5 15/11/2012 52 0.13 -105,000


Options Cai, Ken 4, 5 15/11/2012 52 0.13 -105,000


Options Cai, Ken 4, 5 25/08/2014 51 0.1 -550,000


Options Cai, Ken 4, 5 25/08/2014 51 0.1 -550,000


Options Cai, Ken 4, 5 30/11/2015 50 0.89 350,000


Options Cai, Ken 4, 5 30/11/2015 50 0.89 350,000


Options Haber, Paul 4 03/03/2011 00


Options Haber, Paul 4 30/11/2015 50 0.89 150,000 150,000






Options Haber, Paul 4 30/11/2015 50 0.89 150,000


Options Haber, Paul 4 30/11/2015 50 0.89 150,000


Options Meyer, William 4 15/11/2007 00


Options Meyer, William 4 27/08/2009 50 0.1 135,000 135,000


Options Meyer, William 4 23/07/2014 51 0.1 0 -135,000


Options Meyer, William 4 30/11/2015 50 0.89 125,000 125,000






Options Meyer, William 4 27/08/2009 50 0.1 135,000




Options Meyer, William 4 23/07/2014 51 0.1 -135,000


Options Meyer, William 4 23/07/2014 51 0.1 -135,000






Options Salley, Louis Paul 4 15/11/2007 00






Options Salley, Louis Paul 4 27/08/2009 50 100,000




Options Salley, Louis Paul 4 27/08/2009 50 100,000 100,000


Options Salley, Louis Paul 4 11/04/2014 51 -100,000

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10612



Acquired/ Disposed


Options Salley, Louis Paul 4 11/04/2014 51 -100,000


Options Salley, Louis Paul 4 11/04/2014 51 0 -100,000






Options Salley, Louis Paul 4 30/11/2015 50 125,000 125,000


Options Trevitt, Jennifer 5 06/07/2009 00


Options Trevitt, Jennifer 5 27/08/2009 50 0.1 30,000 30,000


Options Trevitt, Jennifer 5 14/08/2014 51 0.1 0 -30,000


Options Trevitt, Jennifer 5 30/11/2015 50 0.89 60,000 60,000






Options Trevitt, Jennifer 5 27/08/2009 50 0.1 30,000




Options Trevitt, Jennifer 5 14/08/2014 51 0.1 -30,000


Options Trevitt, Jennifer 5 14/08/2014 51 0.1 -30,000





MINT Income Fund Trust Units MINT Income Fund 1 04/12/2015 38 7.06 58,479,210 1,000




MINT Income Fund Trust Units MINT Income Fund 1 09/12/2015 38 6.8456 58,484,910 900


Mobi724 Global Solutions Inc. (Formerly Hybrid Paytech World Inc.)

Common Shares Boisvert, Stéphane 4 20/11/2015 16 0.11 2,526,324 203,091


Common Shares Boisvert, Stéphane 4 25/11/2015 11 0.11 203,091


Convertible Debentures Boisvert, Stéphane 4 20/11/2015 16 0.0825 $30,000 $30,000


Convertible Debentures Boisvert, Stéphane 4 25/11/2015 15 0.0825 $30,000


Options Boisvert, Stéphane 4 10/12/2015 50 0.15 3,551,242 600,000

Mogo Finance Technology Inc.

Common Shares Baldarelli, David 5 11/12/2015 10 2.39 26,477 3,700


Common Shares Baldarelli, David 5 11/12/2015 10 2.4 26,777 300


Common Shares Feller, David Marshall 3, 4, 5 10/12/2015 10 2.4 1,694,236 800


Common Shares Feller, Gregory Dean 4, 5 08/12/2015 10 2.22 465,414 1,100




Common Shares Feller, Gregory Dean 4, 5 08/12/2015 10 2.2 468,914 700

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10613



Acquired/ Disposed
















Common Shares Skakun, Lisa 5 12/10/2015 00


Common Shares Skakun, Lisa 5 11/12/2015 10 2.436 3,925 3,925

MONETA PORCUPINE MINES INC.

Options Boulay, Richard Albert 4 02/12/2015 52 0.24 300,000 -350,000


Options Boulay, Richard Albert 4 02/12/2015 50 0.12 500,000 200,000


Options Boulay, Richard Albert 4 04/12/2015 52 0.24 150,000 -350,000


Common Shares Henry, Alexander David 4 08/12/2015 90 0.115 501,100 -86,900


Common Shares Henry, Alexander David 4 10/12/2015 90 413,100 -88,000


Common Shares Henry, Alexander David 4 08/12/2015 90 0.115 206,900 86,900


Common Shares Henry, Alexander David 4 10/12/2015 90 294,900 88,000


Common Shares Henry, Alexander David 4 08/12/2015 90 0.115 206,900 86,900


Common Shares Henry, Alexander David 4 10/12/2015 90 294,900 88,000


Common Shares Henry, Alexander David 4 08/12/2015 90 0.115 912,300 -86,900


Common Shares Henry, Alexander David 4 10/12/2015 90 824,300 -88,000


Options Wayne, Mark 4 02/12/2015 50 0.12 900,000 400,000

Montero Mining and Exploration Ltd.

Common Shares Thomson, Andrew 4 26/01/2011 00


Common Shares Thomson, Andrew 4 11/12/2015 10 0.025 11,000 11,000





Mooncor Oil & Gas Corp. (formerly DVD Investments Limited)

Common Shares LONE, ALLEN 4, 5 10/12/2015 10 0.005 6,640,000 5,850,000

Mooncor Oil & Gas Corp. (formerly DVD Investments Limited)

Common Shares LONE, ALLEN 4, 5 10/12/2015 10 0.005 9 -5,242,000

Morguard Corporation Common Shares Morguard Corporation 1 03/12/2015 38 140 4,441 4,441

Morguard Corporation Common Shares Morguard Corporation 1 03/12/2015 38 0 -4,441

Morguard Real Estate Investment Trust

Units Morguard Corporation 3 02/12/2015 10 14.098 4,384,648 9,200







Insider Reporting

December 17, 2015

(2015), 38 OSCB 10614



Acquired/ Disposed


Units Morguard Corporation 3 04/12/2015 10 14.14 4,466,348 300










Units Morguard Real Estate Investment Trust

1 10/12/2015 38 13.45 113,703 113,703


Units Morguard Real Estate Investment Trust

1 10/12/2015 38 0 -113,703

Morneau Shepell Inc. Common Shares Morneau, Sr., William Frank 5 03/12/2015 10 15 174,625 -100,000

Morro Bay Resources Ltd. (Formerly Morro Bay Capital Ltd.)

Common Shares ZANG, JOHN CHARLES 4, 5 08/12/2015 10 0.009 3,509,980 10,000

Morro Bay Resources Ltd. (Formerly Morro Bay Capital Ltd.)

Common Shares ZANG, JOHN CHARLES 4, 5 08/12/2015 10 0.05 3,529,980 20,000

Mosaic Capital Corporation Common Shares Mosaic Capital Corporation 1 02/12/2015 38 2,500 -23,200

Mosaic Capital Corporation Preferred Securities Mosaic Capital Corporation 1 07/12/2015 10 7.2887 $19,300 $14,600

Mosaic Capital Corporation Preferred Securities Mosaic Capital Corporation 1 09/12/2015 38 6.9911 $27,221 $7,921

Mosaic Capital Corporation Common Shares Taylor, Tim 5 07/12/2015 10 7.4 33,185 -800

Mosaic Capital Corporation Common Shares Taylor, Tim 5 07/12/2015 10 7.27 32,685 -500

My Marijuana Canada Inc. Common Shares Fiteni, Jonathan 4, 5 15/10/2014 00 1,100,000

My Marijuana Canada Inc. Options Fiteni, Jonathan 4, 5 15/10/2014 00 1,000,000

My Marijuana Canada Inc. Warrants Fiteni, Jonathan 4, 5 15/10/2014 00 100,000

My Marijuana Canada Inc. Common Shares Forster, Mark 5 31/07/2014 00

My Marijuana Canada Inc. Common Shares Forster, Mark 5 30/11/2015 46 0.02 500,000 500,000

My Marijuana Canada Inc. Options Forster, Mark 5 31/07/2014 00

My Marijuana Canada Inc. Options Forster, Mark 5 17/11/2015 50 0.05 1,000,000 1,000,000

National Bank of Canada Unités d'actions assujetties à des restrictions (UAR) /(RSU)

Bertrand, Luc 5 09/12/2015 56 11,635 6,908

National Bank of Canada Options Bonnell, William 5 09/12/2015 50 215,576 44,236

National Bank of Canada Unités d'actions assujetties à un critère de performance

Bonnell, William 5 09/12/2015 56 36,588 13,815

National Bank of Canada Unités d'actions différées (UAD) / (DSU)

Bonnell, William 5 09/12/2015 56 18,854 2,846

National Bank of Canada Options Dagenais, Jean 5 09/12/2015 50 223,256 22,120


Dagenais, Jean 5 14/11/2003 00


Dagenais, Jean 5 09/12/2015 56 2,993 2,993


Dagenais, Jean 5 09/12/2015 56 17,455 1,423

National Bank of Canada Options Davis, Brian A. 7 09/12/2015 50 209,416 23,700


Davis, Brian A. 7 09/12/2015 56 88,624 34,078


Davis, Brian A. 7 01/12/2005 00


Davis, Brian A. 7 09/12/2015 56 2,072 2,072

National Bank of Canada Options Fagnoule, Dominique 5 09/12/2015 50 89,120 31,104


Fagnoule, Dominique 5 09/12/2015 56 28,052 10,793

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10615



Acquired/ Disposed


Fagnoule, Dominique 5 09/12/2015 56 8,994 2,001

National Bank of Canada Options Giard, Diane 5 09/12/2015 50 212,860 52,528


Giard, Diane 5 09/12/2015 56 73,799 24,609


Giard, Diane 5 09/12/2015 56 25,063 3,379

National Bank of Canada Options Hanczakowski, Jean-François

5 09/12/2015 50 59,742 17,032


Hanczakowski, Jean-François

5 23/04/2009 00



5 09/12/2015 56 2,280 2,280



5 09/12/2015 56 7,623 1,096

National Bank of Canada Options Hébert, Brigitte 5 09/12/2015 50 111,336 24,884


Hébert, Brigitte 5 29/08/2005 00


Hébert, Brigitte 5 09/12/2015 56 8,635 8,635


Hébert, Brigitte 5 09/12/2015 56 15,216 1,601

National Bank of Canada Options Jeanniot, Lynn 5 09/12/2015 50 509,360 31,104

National Bank of Canada Options Jeanniot, Lynn 5 09/12/2015 56 10,793

National Bank of Canada Options Jeanniot, Lynn 5 09/12/2015 56 10,793


Jeanniot, Lynn 5 09/12/2015 10 10,793


Jeanniot, Lynn 5 09/12/2015 10 10,793


Jeanniot, Lynn 5 09/12/2015 56 28,053 10,793


Jeanniot, Lynn 5 09/12/2015 56 10,507 2,001

National Bank of Canada Options Leggett, Karen 5 09/12/2015 50 164,280 47,000


Leggett, Karen 5 09/12/2015 56 40,614 17,125


Leggett, Karen 5 09/12/2015 56 11,106 3,023

National Bank of Canada Options Legris, Alain 5 09/12/2015 50 106,552 18,800


Legris, Alain 5 11/12/2001 00


Legris, Alain 5 09/12/2015 56 2,533


Legris, Alain 5 09/12/2015 56 2,533


Legris, Alain 5 09/12/2015 56 2,533 2,533


Legris, Alain 5 09/12/2015 56 18,258 1,209

National Bank of Canada Options Marchand, Elaine 5 09/12/2015 50 52,178 10,572


Marchand, Elaine 5 16/05/2011 00

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10616



Acquired/ Disposed


Marchand, Elaine 5 09/12/2015 56 1,101 1,101


Marchand, Elaine 5 09/12/2015 56 2,598 680

National Bank of Canada Options Paiement, Luc 5 09/12/2015 59 52,528

National Bank of Canada Options Paiement, Luc 5 09/12/2015 59 52,528

National Bank of Canada Options Paiement, Luc 5 09/12/2015 50 324,442 52,528


Paiement, Luc 5 09/12/2015 56 73,799 24,609


Paiement, Luc 5 09/12/2015 56 62,880 3,379

National Bank of Canada Options Parent, Ghislain 5 09/12/2015 50 225,652 63,192


Parent, Ghislain 5 09/12/2015 56 36,588 13,815

National Bank of Canada Options Pascoe, Ricardo 5 09/12/2015 50 746,876 71,092


Pascoe, Ricardo 5 09/12/2015 56 120,422 44,768


Pascoe, Ricardo 5 09/12/2015 56 67,897 22,277

National Bank of Canada Common Shares Vachon, Louis 4, 5 11/12/2015 51 30.72 187,151 54,800

National Bank of Canada Common Shares Vachon, Louis 4, 5 11/12/2015 10 40.94 185,551 -1,600

National Bank of Canada Common Shares Vachon, Louis 4, 5 11/12/2015 10 40.945 184,651 -900





























National Bank of Canada Options Vachon, Louis 4, 5 09/12/2015 50 2,947,284 266,588

National Bank of Canada Options Vachon, Louis 4, 5 11/12/2015 51 30.72 2,892,484 -54,800


Vachon, Louis 4, 5 09/12/2015 56 211,865 77,711

Nevada Sunrise Gold Corporation

Common Shares Sweatman, Michael 4 10/12/2015 10 0.16 148,500 5,000

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10617



Acquired/ Disposed

Nevada Zinc Corporation (formerly Goldspike Exploration Inc.)

Common Shares Durham, Robert Bruce 4, 5 01/12/2015 10 0.225 4,583,334 10,000








Common Shares Norvista Capital Corporation 3 08/12/2015 10 0.23 7,086,833 7,000












Common Shares Parnham, Duane 4 01/12/2015 00 3,500,000


Common Shares Parnham, Duane 4 02/12/2015 00


Options Parnham, Duane 4 01/12/2015 00


Options Parnham, Duane 4 01/12/2015 50 0.25 600,000 600,000


Options Parnham, Duane 4 02/12/2015 00


Options Parnham, Duane 4 02/12/2015 50 0.25 600,000

New Flyer Industries Inc. Common Shares Cochran, Phyllis Elaine 4 07/05/2015 00

New Flyer Industries Inc. Common Shares Cochran, Phyllis Elaine 4 09/12/2015 10 20.037 1,000 1,000

New Flyer Industries Inc. Common Shares Coliseum Capital Management, LLC

3 02/12/2015 10 27.011 1,503,642 -4,343


3 03/12/2015 10 27.143 1,479,649 -23,993


3 02/12/2015 10 27.011 978,386 -2,805


3 03/12/2015 10 27.143 962,885 -15,501


3 02/12/2015 10 27.011 3,287,458 -10,952


3 03/12/2015 10 27.143 3,226,952 -60,506

New Gold Inc. Common Shares Petersen, Mark Alexander 5 07/12/2015 51 2.71 113,650 100,000

New Gold Inc. Common Shares Petersen, Mark Alexander 5 07/12/2015 10 3.28 13,650 -100,000

New Gold Inc. Options Petersen, Mark Alexander 5 07/12/2015 51 2.71 522,000 -100,000

Newfoundland Power Inc. Preferred Shares First Preference Series B

Fortis Inc. 3 10/12/2015 11 8.75 70,367 2,000

NexC Partners Corp. Non-Voting Shares Class A

NexC Partners Corp. 1 02/11/2015 38 10.6 1,600 800

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10618



Acquired/ Disposed




NexC Partners Corp. 1 05/11/2015 38 800 -800




NexC Partners Corp. 1 06/11/2015 38 10.628 800 800






NexC Partners Corp. 1 12/11/2015 38 1,600 -800




















NexC Partners Corp. 1 30/11/2015 38 10.49 3,100 2,700


NexC Partners Corp. 1 01/12/2015 38 2,700 -400


NexC Partners Corp. 1 03/12/2015 38 0 -2,700

NexGen Energy Ltd. Common Shares Ainsworth, Garrett Paul 5 09/12/2015 15 0.64 800,000 100,000

NexGen Energy Ltd. Common Shares Curyer, Leigh Robert 4, 5 19/04/2013 00

NexGen Energy Ltd. Common Shares Curyer, Leigh Robert 4, 5 09/12/2015 15 0.64 100,000 100,000

NexgenRx Inc. Common Shares Crossett, Paul Everett 3 09/12/2015 10 0.145 1,014,000 14,000

Nexus Gold Corp. Common Shares Berdusco, Peter Dean 4, 7, 5 03/12/2015 10 0.115 1,943,800 -25,000

Nexus Gold Corp. Common Shares Humphreys, Dean 4 28/07/2015 10 0.1 19,000

Nexus Gold Corp. Common Shares Humphreys, Dean 4 05/11/2015 10 0.125 -5,000

Nexus Gold Corp. Common Shares Humphreys, Dean 4 01/12/2015 10 0.11 780,000 -10,000

Nexus Gold Corp. Common Shares Klenman, Alexander 4 04/12/2015 10 0.115 1,975,549 -25,000

Nexus Gold Corp. Common Shares Klenman, Alexander 4 07/12/2015 10 0.12 1,979,549 4,000





Norbord Inc. Options Banks, Nigel 5 10/12/2015 50 26.29 118,000 20,000

Norbord Inc. Options Dawson, Michael J. 5 10/12/2015 50 26.29 144,770 20,000

Norbord Inc. Options Lampard, Robin E.A. 5 10/12/2015 50 26.29 325,480 35,000

Norbord Inc. Options Morris, Karl Robert 5 10/12/2015 50 26.29 295,576 25,000

Norbord Inc. Options Wijnbergen, Peter Cornelius 5 10/12/2015 50 26.29 431,910 70,000

North American Energy Partners Inc.

Common Shares Butler, Robert John 5 08/12/2015 10 2.7848 8,732 5,400


Common Shares North American Energy Partners

1 03/12/2015 10 2.9 100,000



1 03/12/2015 10 2.9 100,000

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10619



Acquired/ Disposed



1 07/12/2015 10 2.6988 6,283 6,283



1 07/12/2015 38 0 -6,283



1 08/12/2015 10 2.6573 1,100 1,100



1 08/12/2015 38 0 -1,100



1 09/12/2015 10 2.8 100,000 100,000



1 09/12/2015 38 0 -100,000

North American Nickel Inc. Common Shares Morrison, Richard William Keith

4, 5 10/12/2015 10 0.09 114,000 14,000

North Sea Energy Inc. (formerly, Ranger Energy Ltd.)

Common Shares Anderson, James Craig 4, 5 07/12/2015 10 0.02 4,577,218 23,000

Northern Blizzard Resources Inc.

Common Shares Bokenfohr, Timothy Frank 5 21/08/2015 57 -4,015


Common Shares Bokenfohr, Timothy Frank 5 21/08/2015 57 127,892 4,015


Common Shares Bokenfohr, Timothy Frank 5 21/08/2015 57 -4,015


Common Shares Bokenfohr, Timothy Frank 5 21/08/2015 57 131,907 4,015

Northern Dynasty Minerals Ltd.

Options Snyman, Marchand 5 13/10/2015 50 0.5 450,000

Northern Dynasty Minerals Ltd.

Options Snyman, Marchand 5 20/10/2015 50 0.5 930,000 450,000

Northern Empire Resources Corp.

Common Shares Paterson, James R. 4 04/12/2015 10 0.09 1,279,000 12,000

Northern Empire Resources Corp.

Common Shares Paterson, James R. 4 08/12/2015 10 0.09 1,287,000 8,000

Northern Freegold Resources Ltd.

Common Shares DIDUCK, GLEN JOHN 5 08/10/2014 37 -1,524,600

Northern Freegold Resources Ltd.

Common Shares DIDUCK, GLEN JOHN 5 08/10/2014 37 169,600 -1,524,400

Northview Apartment Real Estate Investment Trust

Trust Units Grayston, Kevin Eric 4 07/12/2015 10 16.8 1,500 500

Northview Apartment Real Estate Investment Trust

Trust Units Wheeler, Lizaine Sheila 5 08/12/2015 10 16.8 4,333 145

NorthWest Healthcare Properties Real Estate Investment Trust

Deferred Units Brady, Michael 5 16/06/2015 36 8.5134 18,152


Deferred Units Brady, Michael 5 16/06/2015 38 8.5134 75,233 -18,152


Deferred Units Brady, Michael 5 09/07/2015 00


Deferred Units Brady, Michael 5 09/07/2015 00 75,233


Deferred Units Brady, Michael 5 17/08/2015 38 73,714 -1,519






Class B Limited Partnership Units

Dalla Lana, Paul 4, 5 04/12/2015 36 12,378,898 -189,998


Special Voting Units Dalla Lana, Paul 4, 5 04/12/2015 36 18,998,065 -189,998

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10620



Acquired/ Disposed


Trust Units Dalla Lana, Paul 4, 5 04/12/2015 36 590,421 189,998

Novadaq Technologies Inc. Common Shares Menawat, Dr., Arun 4, 5 04/12/2015 51 9.5 558,507 10,000

Novadaq Technologies Inc. Options Menawat, Dr., Arun 4, 5 04/12/2015 51 9.5 545,000 -10,000

NRG Metals Inc. Common Shares hobkirk, adrian frederick 4, 5 02/12/2015 10 0.068 3,051,722 5,000

NSX Silver Inc. Common Shares Nicoll, James David 3 10/12/2015 10 0.02 560,000 3,000

NuLegacy Gold Corporation Options Anderson, James 4, 5 09/12/2015 52 0.25 3,250,000 -600,000

NuLegacy Gold Corporation Options Matter, Albert 4, 5 09/12/2015 52 0.25 3,425,000 -750,000

NuLegacy Gold Corporation Options Steininger, Roger Claude 4, 5 09/12/2015 52 0.25 3,225,000 -750,000

NUVISTA ENERGY LTD. Common Shares MacPhail, Keith A.J. 4, 5 03/12/2015 47 4 2,603,274 -12,500

NUVISTA ENERGY LTD. Common Shares Shaw, Brian Gordon 4 07/12/2015 10 3.51 64,301 5,000

Nuvo Research Inc. Common Shares Chicoine, Daniel 4 09/12/2015 54 3 166,085 10,929

Nuvo Research Inc. Warrants Chicoine, Daniel 4 09/12/2015 54 0 -10,929

Nuvo Research Inc. Common Shares Lemieux, Stephen 8 09/12/2015 54 3 19,652 6,076

Nuvo Research Inc. Warrants Lemieux, Stephen 8 09/12/2015 54 0 -6,076

Nuvo Research Inc. Common Shares London, John 4 09/12/2015 54 3 98,714 10,929

Nuvo Research Inc. Warrants London, John 4 09/12/2015 54 0 -10,929

Nuvo Research Inc. Common Shares Loucaides, Katina 8 09/12/2015 54 3 8,465 5,950

Nuvo Research Inc. Warrants Loucaides, Katina 8 09/12/2015 54 0 -5,950

NYX Gaming Group Limited Common Shares Stevens, John 5 31/08/2015 00

NYX Gaming Group Limited Common Shares Stevens, John 5 09/12/2015 10 2.25 31,000 31,000

NYX Gaming Group Limited Common Shares Stevens, John 5 10/12/2015 10 2.25 31,300 300

NYX Gaming Group Limited Common Shares Stevens, John 5 11/12/2015 10 2.25 34,700 3,400

Oban Mining Corporation Common Shares Southern Arc Minerals Inc. 3 07/12/2015 10 1.14 2,591,099 -2,900





Oncolytics Biotech Inc. Rights Restricted Share Awards

Dinning, James Francis 4 29/03/2004 00

ONEnergy Inc. Common Shares ONEnergy Inc. 1 19/11/2015 38 0.5 55,000 15,000

ONEnergy Inc. Common Shares ONEnergy Inc. 1 30/11/2015 38 0 -55,000

ONEX CORPORATION Options Donaldson, Christine Maria 5 09/12/2015 38 29.22 160,000 -10,000

ONEX CORPORATION Options Donaldson, Christine Maria 5 09/12/2015 38 35.2 152,500 -7,500

Opal Energy Corp. Common Shares Boddy, Brandon 4 08/12/2015 10 0.205 1,098,500 20,000

Opal Energy Corp. Common Shares Boddy, Brandon 4 09/12/2015 10 0.25 1,089,500 -9,000

Opal Energy Corp. Common Shares Boddy, Brandon 4 09/12/2015 10 0.245 1,077,500 -12,000

Open Source Health Inc. Common Shares Satveit, Sonya 4, 5 04/12/2015 30 0.3 4,850,322 1,000,000

Open Source Health Inc. Common Shares Satveit, Sonya 4, 5 08/12/2015 10 0.29 4,815,322 -35,000

Open Text Corporation Common Shares OTEX Common

Open Text Corporation 1 10/11/2015 38 59.7 3,700 3,700


















Open Text Corporation 1 20/11/2015 38 59.7 340,736 -3,700



Insider Reporting

December 17, 2015

(2015), 38 OSCB 10621



Acquired/ Disposed














Open Text Corporation 1 20/11/2015 38 44.86 0 -4,313

OREX MINERALS INC. Common Shares Cope, Gary Gordon 5 07/12/2015 10 0.115 10,639,300 30,500

OREX MINERALS INC. Common Shares Cope, Gary Gordon 5 07/12/2015 10 0.12 10,643,800 4,500

Pacific & Western Bank of Canada

Common Shares 340268 Ontario Limited 3 08/12/2015 10 5.5 379,410 5,000


Common Shares George, Patrick 6 04/12/2015 10 5.38 100,628 1,600





Pacific Coal Resources Ltd. Common Shares Volk, Peter Joseph 5 10/12/2015 10 0.01 0 -15,571

Painted Pony Petroleum Ltd. Common Shares Jaggard, Stuart 1 08/12/2015 10 3.53 37,212 900

Painted Pony Petroleum Ltd. Common Shares Jaggard, Stuart 1 08/12/2015 10 3.54 44,312 7,100

Painted Pony Petroleum Ltd. Common Shares Jaggard, Stuart 1 06/10/2014 00

Painted Pony Petroleum Ltd. Common Shares Jaggard, Stuart 1 08/12/2015 10 3.52 1,050 1,050

Painted Pony Petroleum Ltd. Common Shares Madden, Arthur J.G. 4 08/12/2015 10 3.35 19,719 -9,200

Painted Pony Petroleum Ltd. Common Shares Madden, Arthur J.G. 4 08/12/2015 10 3.45 28,919 9,200

Painted Pony Petroleum Ltd. Options Ward, Patrick Russell 4, 5 26/11/2015 52 802,000 -108,000

Palamina Corp. Common Shares Thomson, Andrew 4 11/12/2015 10 0.09 610,785 25,000

Palamina Corp. Common Shares Wagner, Darin 4 02/12/2015 00 115,000

Palamina Corp. Options Wagner, Darin 4 02/12/2015 00 150,000

Park Lawn Company Limited Common Shares Boland, Lawrence Allan 4, 5 07/12/2015 10 5 11,000 5,000

Parkit Enterprise Inc. Common Shares Baxter, Richard 4 04/12/2015 10 0.375 1,954,200 20,000

Pason Systems Inc. Exchange Traded Put Options

Ramanan, Gopinath 5 07/12/2015 70 0.35 5,000 5,000

Pathfinder Income Fund Trust Units Pathfinder Convertible Debenture Fund

1 07/12/2015 38 8.85 8,223,583 800


1 08/12/2015 38 8.8 8,225,183 1,600


1 08/12/2015 38 8.59 8,228,083 2,900


1 10/12/2015 38 8.7346 8,234,883 6,800

Peat Resources Limited Options Allen, Scott WIlliam Bamber 4 17/11/2015 00 600,000

Pembina Pipeline Corporation

Common Shares Wiun, Jason Travis 5 10/12/2015 10 29.44 1,550 1,000

Percy Street Capital Corporation

Common Shares Alvaro, Anthony 3 01/12/2015 00


Common Shares Alvaro, Anthony 3 01/12/2015 00 1,000,000


Common Shares Chell, Cameron 3 01/12/2015 00 800,000


Common Shares Clements, Richard Steven 5 01/12/2015 00 100,000


Common Shares Kelly, Lawrence 4 01/12/2015 00 500,000


Common Shares Kennedy, Robert 3 01/12/2015 00 800,000


Common Shares Kraft, Michael 4 01/12/2015 00 200,000

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10622



Acquired/ Disposed


Common Shares McCunn, Timothy Joseph 4, 5 01/12/2015 00 100,000


Common Shares Notman, William Hugh 4 21/01/2015 00 500,000


Common Shares Palmer, Steven 3 01/12/2015 00 1,000,000


Common Shares STILLER, CALVIN R. 4 01/12/2015 00 400,000


Common Shares Styles, Arden Bernard 4 01/12/2015 00


Common Shares Styles, Arden Bernard 4 01/12/2015 00 200,000

Peregrine Diamonds Ltd. Rights Friedland, Robert Martin 3, 6 30/11/2015 56 68,727,195

Peregrine Diamonds Ltd. Rights Friedland, Robert Martin 3, 6 30/11/2015 56 68,727,195 68,727,195

Performance Sports Group Ltd. (formerly, Bauer Performance Sports Ltd.)

Options Smith, Matthew Rutledge 5 03/12/2015 00 270,600


Options Options granted pursuant to Omnibus Equity Incentive Plan

Smith, Matthew Rutledge 5 03/12/2015 00 35,377


Options Rollover Options Smith, Matthew Rutledge 5 03/12/2015 00 152,969


Rights RSUs granted pursuant to the Omnibus Equity Incentive Plan

Smith, Matthew Rutledge 5 03/12/2015 00 11,442

Perpetual Energy Inc. 8.75% Senior Unsecured Notes - due July 23, 2019

Riddell, Clayton H. 3, 4 08/12/2015 10 63.75 $15,000,000 $2,500,000

Perpetual Energy Inc. 8.75% Senior Unsecured Notes - due March 15, 2018

Riddell, Clayton H. 3, 4 08/12/2015 10 65.25 $15,000,000 $4,500,000

Petromin Resources Ltd Common Shares Gorrell, A. Ross 4, 5 06/11/2015 11 0.03 4,295,693 -125,000

Peyto Exploration & Development Corp.

Common Shares Chetner, Stephen Jonathan 4 11/12/2015 10 23.45 520,990 -1,000














Common Shares Gray, Don 4 08/12/2015 10 24.18 1,115,814 -15,500


Common Shares Gray, Don 4 09/12/2015 10 24.44 1,085,764 -30,050


Common Shares Gray, Don 4 10/12/2015 10 24.22 847,319 -238,445

Phoscan Chemical Corp. Common Shares White, Stephen 4 02/12/2015 10 0.28 700,000 700,000

Phoscan Chemical Corp. Common Shares White, Stephen 4 07/12/2015 10 0.275 1,027,000 327,000



Photon Control Inc. Common Shares Litner, Joseph Samuel 4 30/11/2015 10 0.7 2,600,925 -5,000

Photon Control Inc. Common Shares Litner, Joseph Samuel 4 01/12/2015 10 0.7 2,594,425 -6,500

Picton Mahoney Tactical Income Fund

Trust Units Class A Units Mesman, Thomas Philip 7 02/12/2015 10 8.18 10,800 450





Pine Cliff Energy Ltd. Common Shares Disbrow, Robert 3 07/12/2015 10 0.99 13,600,000 50,000

Pine Cliff Energy Ltd. Rights Disbrow, Robert 3 07/12/2015 10 0.9609 225,000 50,000

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10623



Acquired/ Disposed



Platinum Group Metals Ltd. Common Shares Smee, Barry 4 04/12/2015 10 0.24 210,100 20,000

Plus8 Global Ventures, Ltd. (formerly Royal Monashee Gold Corp.)

Common Shares Moreau, Jason Wayne 4 08/12/2015 11 0.05 1,069,000 -400,000


Common Shares Moreau, Jason Wayne 4 09/12/2015 10 0.11 1,070,500 1,500


Common Shares Woodward, Martin John Courtney

4 08/12/2015 11 0.05 1,481,000 -600,000

Points International Ltd. Common Shares Doulas, Peter 5 05/11/2012 00

Points International Ltd. Common Shares Doulas, Peter 5 06/12/2015 57 14.42 848 848

Points International Ltd. Common Shares Doulas, Peter 5 09/12/2015 10 13.71 0 -848

Points International Ltd. Rights Share Units Doulas, Peter 5 06/12/2015 57 14.42 3,866 -1,692

Points International Ltd. Common Shares Points International Ltd. 1 12/11/2015 38 9.23 100 100






Points International Ltd. Common Shares Points International Ltd. 1 12/11/2015 38 9.35 1,000 200







Points International Ltd. Common Shares Points International Ltd. 1 13/11/2015 38 9.22 6,400 4,400



Points International Ltd. Common Shares Points International Ltd. 1 13/11/2015 38 0 -6,700











Points International Ltd. Common Shares Points International Ltd. 1 16/11/2015 38 9 4,100 1,100

















Insider Reporting

December 17, 2015

(2015), 38 OSCB 10624



Acquired/ Disposed
















































Points International Ltd. Common Shares Points International Ltd. 1 24/11/2015 38 10 21,400 100










Points International Ltd. Common Shares Points International Ltd. 1 25/11/2015 38 10.1 100

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10625



Acquired/ Disposed






























Points International Ltd. Common Shares Points International Ltd. 1 30/11/2015 38 0 -29,100

Portage Biotech Inc. Common Shares Bailey, Gregory 3, 4 07/12/2015 10 0.0973 44,192,021 400,000

Potash Corporation of Saskatchewan Inc.

Common Shares Estey, John W. 4 03/08/2015 90 0 -3,000


Common Shares Estey, John W. 4 08/05/2003 00


Common Shares Estey, John W. 4 03/08/2015 90 3,000 3,000


Common Shares Estey, John W. 4 09/12/2015 10 18.233 20,000 17,000


Common Shares Flahr, William 5 03/12/2015 10 26.11 15,461 1,000

Potash Ridge Corporation Options Gross, Robert Craig 4 27/11/2015 50 0.04 650,000 400,000

Potash Ridge Corporation Options Harapiak, Stephen William 4 27/11/2015 50 650,000 400,000

PrairieSky Royalty Ltd. Common Shares McKenzie, Margaret Anne 4 09/12/2015 10 23.149 305,020 7,500

PrairieSky Royalty Ltd. Common Shares McKenzie, Margaret Anne 4 09/12/2015 10 22.626 312,520 7,500

PrairieSky Royalty Ltd. Common Shares McKenzie, Margaret Anne 4 10/12/2015 10 23.5 297,520 -15,000

Precision Drilling Corporation Deferred Share Units - effective January 1, 2012

Donovan, William T. 4 18/11/2015 30 346

Precision Drilling Corporation Deferred Share Units - effective January 1, 2012

Donovan, William T. 4 18/11/2015 30 44,309 585

Precision Drilling Corporation Common Shares Meyers, Kevin Omar 4 08/12/2015 10 3.43 32,500 4,000

Precision Drilling Corporation Common Shares Neveu, Kevin A. 4, 5 08/12/2015 10 4.6 520,442 15,000

Pretium Resources Inc. Rights Birkey, Peter Merriman 4 14/05/2014 00

Pretium Resources Inc. Rights Birkey, Peter Merriman 4 08/12/2015 56 7.55 23,179 23,179

Pretium Resources Inc. Options Chang, Ian 5 08/12/2015 50 470,000 25,000

Pretium Resources Inc. Rights Chang, Ian 5 14/04/2011 00

Pretium Resources Inc. Rights Chang, Ian 5 08/12/2015 56 7.55 25,000 25,000

Pretium Resources Inc. Options Currie, James Alexander 5 08/12/2015 50 550,000 100,000

Pretium Resources Inc. Rights Currie, James Alexander 5 10/03/2014 00

Pretium Resources Inc. Rights Currie, James Alexander 5 08/12/2015 56 7.55 100,000 100,000

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10626



Acquired/ Disposed

Pretium Resources Inc. Rights Dunn, Christopher Noel 4 21/12/2010 00

Pretium Resources Inc. Rights Dunn, Christopher Noel 4 08/12/2015 56 7.55 23,179 23,179

Pretium Resources Inc. Options McNaughton, Kenneth C. 6 08/12/2015 50 996,000 60,000

Pretium Resources Inc. Rights McNaughton, Kenneth C. 6 21/12/2010 00

Pretium Resources Inc. Rights McNaughton, Kenneth C. 6 08/12/2015 56 7.55 60,000 60,000

Pretium Resources Inc. Common Shares Mitchell, Ross Andrew 4 04/12/2015 51 6 5,000 5,000

Pretium Resources Inc. Common Shares Mitchell, Ross Andrew 4 04/12/2015 10 8.01 0 -5,000

Pretium Resources Inc. Common Shares Mitchell, Ross Andrew 4 09/12/2015 51 6 10,000 10,000

Pretium Resources Inc. Common Shares Mitchell, Ross Andrew 4 09/12/2015 10 7.8 0 -10,000

Pretium Resources Inc. Options Mitchell, Ross Andrew 4 04/12/2015 51 200,000 -5,000

Pretium Resources Inc. Options Mitchell, Ross Andrew 4 09/12/2015 51 190,000 -10,000

Pretium Resources Inc. Rights Mitchell, Ross Andrew 4 21/12/2010 00

Pretium Resources Inc. Rights Mitchell, Ross Andrew 4 08/12/2015 56 7.55 23,841 23,841

Pretium Resources Inc. Options Ovsenek, Joseph J. 4, 6, 5 08/12/2015 50 1,086,000 150,000

Pretium Resources Inc. Rights Ovsenek, Joseph J. 4, 6, 5 21/12/2010 00

Pretium Resources Inc. Rights Ovsenek, Joseph J. 4, 6, 5 08/12/2015 56 7.55 150,000 150,000

Pretium Resources Inc. Rights Paspalas, George Nickolas 4 10/05/2013 00

Pretium Resources Inc. Rights Paspalas, George Nickolas 4 08/12/2015 56 7.55 28,477 28,477

Pretium Resources Inc. Common Shares Quartermain, Robert Allan 4, 5 07/12/2015 47 7.29 2,548,353 -39,000

Pretium Resources Inc. Common Shares Quartermain, Robert Allan 4, 5 09/12/2015 51 5.85 2,598,353 50,000

Pretium Resources Inc. Options Quartermain, Robert Allan 4, 5 07/12/2015 51 1,017,000 -50,000

Pretium Resources Inc. Options Quartermain, Robert Allan 4, 5 08/12/2015 50 1,167,000 150,000

Pretium Resources Inc. Rights Quartermain, Robert Allan 4, 5 21/12/2010 00

Pretium Resources Inc. Rights Quartermain, Robert Allan 4, 5 08/12/2015 56 150,000

Pretium Resources Inc. Rights Quartermain, Robert Allan 4, 5 08/12/2015 56 7.55 150,000 150,000

Pretium Resources Inc. Options Romero, Michelle Ann 5 08/12/2015 50 430,000 30,000

Pretium Resources Inc. Rights Romero, Michelle Ann 5 01/08/2013 00

Pretium Resources Inc. Rights Romero, Michelle Ann 5 08/12/2015 56 7.55 30,000 30,000

Pretium Resources Inc. Rights Shen, Shaoyang 4 16/01/2015 00

Pretium Resources Inc. Rights Shen, Shaoyang 4 08/12/2015 56 7.55 21,192 21,192

Pretium Resources Inc. Options Yip, Tom 4 08/12/2015 50 375,000 75,000

Pretium Resources Inc. Rights Yip, Tom 4 15/02/2011 00

Pretium Resources Inc. Rights Yip, Tom 4 08/12/2015 56 7.55 75,000 75,000

Probe Metals Inc. Common Shares Marrelli, Carmelo 5 08/12/2015 10 0.37 0 -2,099

Probe Metals Inc. Common Shares Sokalsky, Jamie Calvin 4 09/12/2015 10 0.37 248,650 32,000

Profound Medical Corp. (formerly Mira IV Acquisition Corp.)

Common Shares Dewan, Rashed Osman 5 17/11/2015 00

Profound Medical Corp. (formerly Mira IV Acquisition Corp.)

Common Shares Dewan, Rashed Osman 5 09/12/2015 10 0.72 10,000 10,000

ProMetic Life Sciences Inc. Common Shares Burton, Steven J. 7 03/12/2015 57 42,000

ProMetic Life Sciences Inc. Common Shares Burton, Steven J. 7 03/12/2015 57 1.23 436,772 42,000

ProMetic Life Sciences Inc. Common Shares Moran, John Edward 4 04/12/2015 57 1.23 396,221 48,750

ProMetic Life Sciences Inc. Unités d'actions restreintes / Restricted Share Units

Moran, John Edward 4 04/12/2015 57 1.23 644,144 -48,750

Prophecy Development Corp.

Common Shares without par value

Miranda, Gustavo Adolfo 7 28/10/2015 10 0.04 -130,000












Miranda, Gustavo Adolfo 7 29/10/2015 10 0.04 607,862 -150,000







Insider Reporting

December 17, 2015

(2015), 38 OSCB 10627



Acquired/ Disposed


















Miranda, Gustavo Adolfo 7 07/12/2015 10 0.02 0 -477,862

Prospero Silver Corp. Common Shares Bosworth, Grant Bryan 4 03/12/2015 16 0.075 211,400 180,000

Prospero Silver Corp. Warrants Bosworth, Grant Bryan 4 03/12/2015 16 0.12 192,000 180,000

Prospero Silver Corp. Common Shares Murray, William 4 03/12/2015 16 0.075 1,420,747 261,600

Prospero Silver Corp. Common Shares Murray, William 4 27/11/2009 00

Prospero Silver Corp. Common Shares Murray, William 4 03/12/2015 16 0.075 945,000 945,000

Prospero Silver Corp. Warrants Murray, William 4 03/10/2015 16 0.1 624,657

Prospero Silver Corp. Warrants Murray, William 4 06/10/2015 16 0.1 766,657 624,657

Prospero Silver Corp. Warrants Murray, William 4 03/12/2015 16 0.12 1,028,257 261,600

Prospero Silver Corp. Warrants Murray, William 4 27/11/2009 00

Prospero Silver Corp. Warrants Murray, William 4 03/12/2015 16 0.12 945,000 945,000

Prospero Silver Corp. Common Shares oliver, murray 4 03/12/2015 16 0.075 244,000 180,000

Prospero Silver Corp. Warrants oliver, murray 4 05/01/2010 00

Prospero Silver Corp. Warrants oliver, murray 4 03/12/2015 16 0.12 180,000 180,000

Prospero Silver Corp. Common Shares Watson, John E. 4 10/05/2010 00

Prospero Silver Corp. Common Shares Watson, John E. 4 03/12/2015 16 0.075 180,000 180,000

Prospero Silver Corp. Warrants Watson, John E. 4 10/05/2010 00

Prospero Silver Corp. Warrants Watson, John E. 4 03/12/2015 16 0.12 180,000 180,000

PUDO Inc. Options Arnold, Kurtis 4 14/04/2015 00

PUDO Inc. Options Arnold, Kurtis 4 14/07/2015 00

PUDO Inc. Options McDougall, Ian Alexander 4 14/04/2015 00

PUDO Inc. Options McDougall, Ian Alexander 4 14/07/2015 00

Pulse Seismic Inc. Common Shares Pulse Seismic Inc. 1 01/12/2015 38 2.27 687,900 200

Pulse Seismic Inc. Common Shares Pulse Seismic Inc. 1 03/12/2015 38 2.26 689,100 1,200






Puma Exploration Inc. Common Shares Cordick, Arness William Ross

3, 4 08/12/2015 10 0.035 10,604,000 75,000

Puma Exploration Inc. Common Shares Gagné, Dominique 4 07/12/2015 10 0.04 211,978 2,000

Puma Exploration Inc. Common Shares Robillard, Marcel 4, 5 11/12/2015 10 0.04 793,750 5,000

Puma Exploration Inc. Common Shares Robillard, Marcel 4, 5 11/12/2015 16 0.05 1,093,750 300,000

Puma Exploration Inc. Common Shares Robillard, Marcel 4, 5 11/12/2015 16 0.05 1,825,292 1,000,000

Puma Exploration Inc. Warrants Robillard, Marcel 4, 5 11/12/2015 16 0.075 325,000 300,000

Puma Exploration Inc. Warrants Robillard, Marcel 4, 5 13/08/2009 00

Puma Exploration Inc. Warrants Robillard, Marcel 4, 5 11/12/2015 16 0.075 1,000,000 1,000,000

Pure Industrial Real Estate Trust

Trust Units Scott, Douglas R. 4 09/12/2015 10 4.29 7,914 2,700

Pure Technologies Ltd. Common Shares WRIGGLESWORTH, MICHAEL ROBERT

5 11/12/2015 10 4.2 89,254 -47,000

Pure Technologies Ltd. Common Shares WRIGGLESWORTH, MICHAEL ROBERT

5 11/12/2015 10 4.21 86,254 -3,000

PWC Capital Inc. (formerly Pacific & Western Credit Corp.)

Common Shares Wilson, John Stephenson 4 02/12/2015 00 1,000

Questerre Energy Corporation

Common Shares Binnion, Michael Rupert 4, 6, 5 01/12/2015 10 0.185 7,469,682 8,500

RDM Corporation Common Shares Favreau, Brad 4 05/03/2015 00

RDM Corporation Common Shares Favreau, Brad 4 11/12/2015 10 2.84 5,000 5,000

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10628



Acquired/ Disposed

Redknee Solutions Inc. Options Charron, David 5 02/12/2015 50 2.99 6,256

Redknee Solutions Inc. Options Charron, David 5 02/12/2015 50 2.99 1,025,364 7,196

Redknee Solutions Inc. Common Shares Davies, Stephen 4 11/12/2015 10 2.85 103,730 -25,000

Redknee Solutions Inc. Common Shares Granovsky, Dahra 4 07/12/2015 10 2.98 12,023 6,000

Redknee Solutions Inc. Options Kothari, Vishal 5 02/12/2015 50 2.99 132,232

Redknee Solutions Inc. Options Kothari, Vishal 5 02/12/2015 50 2.99 969,477 152,068

Redknee Solutions Inc. Options McGrady, Brian Christopher 5 02/12/2015 50 2.99 1,936

Redknee Solutions Inc. Options McGrady, Brian Christopher 5 02/12/2015 50 2.99 328,412 2,224

Redknee Solutions Inc. Options Singhal, Nitin 5 02/12/2015 50 2.99 49,436

Redknee Solutions Inc. Options Singhal, Nitin 5 02/12/2015 50 2.99 537,634 56,852

Redknee Solutions Inc. Options Skoczkowski, Lucas Atanazy

4, 5 02/12/2015 50 2.99 223,836

Redknee Solutions Inc. Options Skoczkowski, Lucas Atanazy

4, 5 02/12/2015 50 2.99 2,062,013 257,412

Redknee Solutions Inc. Common Shares Thexton, Kent Paul 4 11/12/2015 51 37500 37,500

Redknee Solutions Inc. Common Shares Thexton, Kent Paul 4 11/12/2015 51 2.88 904,785 37,500

Redknee Solutions Inc. Common Shares Thexton, Kent Paul 4 11/12/2015 10 2.88 878,485 -26,300

Redknee Solutions Inc. Options Thexton, Kent Paul 4 11/12/2015 51 2.88 37,500

Redknee Solutions Inc. Options Thexton, Kent Paul 4 11/12/2015 51 2.88 37,500

Redknee Solutions Inc. Options Thexton, Kent Paul 4 11/12/2015 51 2.88 20,000 -37,500

REIT INDEXPLUS Income Fund

Trust Units REIT INDEXPLUS Income Fund

1 04/12/2015 38 12.15 8,647,138 500



1 08/12/2015 38 11.952 8,649,438 2,300



1 09/12/2015 38 12.017 8,650,038 600



1 10/12/2015 38 12.07 8,650,538 500

Reko International Group Inc. Common Shares MERTON, Carl 5 10/12/2015 51 5000 15,000 5,000

Reko International Group Inc. Options MERTON, Carl 5 10/12/2015 51 1.15 80,000 -5,000

Relentless Resources Ltd. Common Shares MacDonald, William Colin 4 04/12/2015 90 0.105 5,727,581 337,500

Relentless Resources Ltd. Common Shares MacDonald, William Colin 4 04/12/2015 90 0.105 0 -337,500

Remington Resources Inc. Common Shares Dunfield, Barbara Eileen 4, 5 03/12/2015 10 0.02 625,000 400,000

Restaurant Brands International Inc.

Common Shares 3G Restaurant Brands Holdings General Partner Ltd.

3 07/12/2015 00 17,542,410


Exchangeable Units of Restaurant Brands International LP

3G Restaurant Brands Holdings General Partner Ltd.

3 07/12/2015 00




3 07/12/2015 00 243,858,915




3 07/12/2015 11 218,166,502 -25,692,413




3 07/12/2015 00 17,542,410




3 07/12/2015 36 0 -17,542,410




3 07/12/2015 00 8,150,003




3 07/12/2015 38 -8,150,003




3 07/12/2015 38 0 -8,150,003



3G Restaurant Brands Holdings LP

3 07/12/2015 97 0 -243,858,915

Restaurant Brands International Limited Partnership

Units Class B Exchangeable Limited Partnership


3 07/12/2015 00 243,858,915

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10629



Acquired/ Disposed




3 07/12/2015 11 218,166,502 -25,692,413




3 07/12/2015 00 17,542,410




3 07/12/2015 36 0 -17,542,410




3 07/12/2015 00 8,150,003




3 07/12/2015 38 -8,150,003




3 07/12/2015 38 0 -8,150,003



3G Restaurant Brands Holdings LP

3 07/12/2015 97 0 -243,858,915

Reva Resources Corp. Common Shares Rozier, Ian Terry 3 04/12/2009 00

Reva Resources Corp. Common Shares Rozier, Ian Terry 3 03/12/2015 10 0.02 5,000,000 5,000,000

Revelo Resources Corp. (formerly Iron Creek Capital Corp.)

Common Shares Stephens, Paul H. 3 09/12/2015 10 0.0368 7,250,429 -48,000

Revelo Resources Corp. (formerly Iron Creek Capital Corp.)

Common Shares Stephens, Paul H. 3 10/12/2015 10 0.0366 7,215,429 -35,000

Richards Packaging Income Fund

Trust Units Ridout, Derek Michael 4 06/05/2004 00


Trust Units Ridout, Derek Michael 4 11/12/2015 10 18.69 100 100


Trust Units Ridout, Derek Michael 4 11/12/2015 10 18.7 2,000 1,900


Trust Units Ridout, Derek Michael 4 06/05/2004 00


Trust Units Ridout, Derek Michael 4 11/12/2015 10 18.59 300 300


Trust Units Ridout, Derek Michael 4 11/12/2015 10 18.6 1,000 700







Richelieu Hardware Ltd. Common Shares Auclair, Antoine 5 08/12/2015 30 71.334 2,125 27

Richelieu Hardware Ltd. Common Shares Dion, Christian 5 08/12/2015 30 71.334 1,575 5

Richelieu Hardware Ltd. Common Shares Grenier, Guy 5 08/12/2015 30 71.334 10,465 14

Richelieu Hardware Ltd. Common Shares Grenier, Guy 5 08/12/2015 30 71.334 24,453 20

Richelieu Hardware Ltd. Common Shares Lord, Richard 4, 5 08/12/2015 30 71.334 1,400,185 27

Richelieu Hardware Ltd. Common Shares Quevillon, Geneviève 5 08/12/2015 30 71.334 1,695 10

Richmont Mines Inc. Common Shares Adam, Daniel 5 07/12/2015 51 3.05 57,137 3,160



Richmont Mines Inc. Common Shares Adam, Daniel 5 07/12/2015 10 4.2669 60,880 -2,577



Richmont Mines Inc. Options Adam, Daniel 5 07/12/2015 51 3.05 95,120 -3,160



Ridgewood Canadian Investment Grade Bond Fund

Units Simpson, John H. 5 04/12/2015 10 13.137 22,891 -358

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10630



Acquired/ Disposed

Rocky Mountain Liquor Inc. Common Shares ROCKY MOUNTAIN LIQUOR INC.

1 05/11/2015 38 0.06 381,000 1,000


1 10/11/2015 38 0.06 385,000 4,000


1 11/11/2015 38 0.06 422,000 37,000


1 12/11/2015 38 0.06 472,000 50,000


1 13/11/2015 38 0.06 482,000 10,000


1 16/11/2015 38 0.06 703,000 221,000


1 17/11/2015 38 0.06 781,000 78,000


1 18/11/2015 38 0.055 793,000 12,000


1 19/11/2015 38 0.06 818,000 25,000

Rocky Mountain Liquor Inc. Convertible Debentures 7.75%

ROCKY MOUNTAIN LIQUOR INC.

1 13/11/2015 38 0.65 $458,000 $4,000



1 17/11/2015 38 0.7167 $503,000 $45,000



1 18/11/2015 38 0.75 $604,000 $101,000



1 19/11/2015 38 0.77 $624,000 $20,000



1 24/11/2015 38 0.77 $637,000 $13,000



1 30/11/2015 38 0.75 $659,000 $22,000

Romios Gold Resources Inc. Common Shares Drivas, Anastasios (Tom) 3, 4, 5 04/12/2015 10 0.035 6,915,486 10,000

Roxgold Inc. Common Shares Colterjohn, Richard Mark 4 07/12/2015 10 0.7 0 -250,000

Roxgold Inc. Common Shares Colterjohn, Richard Mark 4 07/12/2015 10 0.71 3,854,143 47,000

Royal Bank of Canada Common Shares McGregor, Alex Douglas 5 07/12/2015 51 55.041 186,454 100,000

Royal Bank of Canada Common Shares McGregor, Alex Douglas 5 07/12/2015 10 75.262 86,454 -100,000

Royal Bank of Canada Common Shares McGregor, Alex Douglas 5 07/12/2015 51 48.933 139,727 53,273

Royal Bank of Canada Common Shares McGregor, Alex Douglas 5 07/12/2015 10 75.513 86,454 -53,273

Royal Bank of Canada Options McGregor, Alex Douglas 5 07/12/2015 51 55.041 558,896 -100,000

Royal Bank of Canada Options McGregor, Alex Douglas 5 07/12/2015 51 48.933 505,623 -53,273

Royal Bank of Canada Common Shares Munroe-Blum, Heather 4 07/12/2015 10 74.99 1,660 1,310

Rubicon Minerals Corporation

Common Shares Thomas, Bruce, Alexander 4 04/12/2015 10 0.15 1,099,012 219,600

Rye Patch Gold Corp. Common Shares Rye Patch Gold Corp. 1 08/12/2015 38 0.123 123,500 23,500



SAGE GOLD INC. Warrants Common Share Purchase Warrants

Lees, Charles Nigel 4, 5 21/05/2014 55 574,225 -50,000




Lees, Charles Nigel 4, 5 22/08/2014 37 1.5 -93,334


Lees, Charles Nigel 4, 5 22/08/2014 37 1.5 -93,334


Lees, Charles Nigel 4, 5 19/11/2014 55 -135,000








Lees, Charles Nigel 4, 5 21/12/2014 55 0 -6,666

SANDSTORM GOLD LTD. Options Awram, David 4, 5 26/11/2015 52 742,474 -160,000

SANDSTORM GOLD LTD. Options Awram, David 4, 5 09/12/2015 50 1,042,474 300,000

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10631



Acquired/ Disposed

SANDSTORM GOLD LTD. Rights Restricted Share Rights

Awram, David 4, 5 09/12/2015 56 188,250 100,000

SANDSTORM GOLD LTD. Options De Witt, David E. 4 26/11/2015 52 355,000 -200,000


De Witt, David E. 4 22/04/2008 00


De Witt, David E. 4 09/12/2015 56 47,000 47,000

SANDSTORM GOLD LTD. Options KAZEMI-ESFAHANI, ERFAN

5 09/12/2015 50 540,000 110,000


KAZEMI-ESFAHANI, ERFAN

5 09/12/2015 56 112,898 51,000

SANDSTORM GOLD LTD. Options Swarthout, Andrew 4 26/11/2015 52 355,000 -200,000


Swarthout, Andrew 4 23/03/2009 00


Swarthout, Andrew 4 09/12/2015 56 47,000 47,000

SANDSTORM GOLD LTD. Options Watson, Nolan Allan 4, 5 26/11/2015 52 860,000 -163,500

SANDSTORM GOLD LTD. Options Watson, Nolan Allan 4, 5 09/12/2015 50 1,235,000 375,000


Watson, Nolan Allan 4, 5 09/12/2015 56 238,250 150,000

Savanna Energy Services Corp.

Restricted Share Units (cash based ony)

Gindl, Christopher Michael 7 02/12/2015 59 1.3 2,005 -1,003



Mills, Aaron 7 02/12/2015 59 1.3 6,953 -1,400



Mills, Aaron 7 03/12/2015 59 1.33 6,014 -939



Torriero, Richard 7 02/12/2015 59 1.3 4,096 -725



Torriero, Richard 7 03/12/2015 59 1.33 3,569 -527

SDX Energy Inc. Common Shares Richards, David V. 4 09/12/2015 10 0.49 114,972 10,000

Seashore Organic Medicine Inc.

Common Shares Werden, Leonard 4 04/12/2015 11 0 -9,000,000

Secure Energy Services Inc. Common Shares Gransch, Allen Peter 5 09/12/2015 10 6.92 146,698 400

Secure Energy Services Inc. Common Shares Gransch, Allen Peter 5 10/12/2015 10 7.28 147,098 400

Secure Energy Services Inc. Common Shares Gransch, Allen Peter 5 09/12/2015 10 6.92 11,850 1,850

SEMAFO INC. Common Shares Mélanson, Alain 5 10/12/2015 10 3.57 0 -9,475

Senior Secured Floating Rate Loan Fund

Units Class A Units Senior Secured Floating Rate Loan Fund

1 05/11/2015 00



1 05/11/2015 38 8.7 1,000 1,000



1 10/11/2015 38 0 -1,000

Seven Generations Energy Ltd.

Common Shares Class A Carlson, Patrick Beverley 5 09/12/2015 10 14.16 1,148,042 100








Common Shares Class A Proctor, Marty Leigh 5 07/12/2015 10 14.15 91,074 10,000

ShawCor Ltd. Common Shares Broussard, Dane 5 07/01/2015 00

ShawCor Ltd. Common Shares Broussard, Dane 5 11/12/2015 10 20 1,200 1,200

Shopify Inc. Subordinate Voting Shares Class A Subordinate Voting Shares

Finkelstein, Harley Michael 5 07/12/2015 30 26.925 64,130 -11,000

Shopify Inc. Multiple Voting Shares Class B Multiple Voting Shares

FirstMark Capital I, L.P. 3 07/12/2015 36 0 -7,921,775


FirstMark Capital I, L.P. 3 20/05/2015 00

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10632



Acquired/ Disposed


FirstMark Capital I, L.P. 3 07/12/2015 36 7,921,775 7,921,775


FirstMark Capital, LLC 3 07/12/2015 36 0 -7,921,775


FirstMark Capital, LLC 3 20/05/2015 00


FirstMark Capital, LLC 3 07/12/2015 36 7,921,775 7,921,775


Forsyth, Brittany Jean 5 07/12/2015 30 26.925 24,267 -1,900


Jones, Russell Norman 5 07/12/2015 30 27.017 135,000 -7,500


Levine, Jeremy Seth 4 08/12/2015 11 232,707 92,931


Lutke, Tobias Albin 4, 5 07/12/2015 30 26.925 277,000 -4,500


Miller, Craig Stuart 5 09/12/2015 51 13,999 13,999


Miller, Craig Stuart 5 09/12/2015 36 0 -13,999

Shopify Inc. Options Miller, Craig Stuart 5 09/12/2015 51 0.152 945,246 -13,999


Miller, Craig Stuart 5 09/12/2015 36 13,999 13,999


Miller, Craig Stuart 5 09/12/2015 30 25.876 0 -13,999


Oelschig, Trevor Harold 4 08/12/2015 11 2,643 1,057


Weinand, Peter Daniel 5 08/12/2015 30 26.428 107,316 -19,000

Silver Bear Resources Inc. Warrants A.B. Aterra Investments Limited

3 21/10/2015 55 14,030,982 -3,846,153

Silver Bear Resources Inc. Options Eyton, J. Trevor 4 07/12/2015 52 175,000 -100,000

Silver Bear Resources Inc. Options Gualtieri, Dominic 4 08/12/2015 52 175,000 -75,000

Silver Bear Resources Inc. Options Hill, Graham David 5 17/11/2014 50 2,500,000 2,500,000



Silver Bear Resources Inc. Options Hill, Graham David 5 17/11/2015 00

Silver Bear Resources Inc. Convertible Notes Mordashov, Alexey 3 07/12/2015 16 $0 -$2,310,000

Silver Bear Resources Inc. Convertible Notes Mordashov, Alexey 3 07/12/2015 16 $5,669,806 $5,669,806

Silver Bear Resources Inc. Options Westdal, Christopher 4 07/12/2015 52 175,000 -75,000

Silver Shield Resources Corp.

Common Shares Haber, Paul 5 09/12/2015 00 500,000


Common Shares Haber, Paul 5 09/12/2015 00

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10633



Acquired/ Disposed


Common Shares Haber, Paul 5 09/12/2015 00

SILVERCORP METALS INC. Common Shares without par value

Silvercorp Metals Inc. 1 08/12/2015 38 0 -234,200

SilverCrest Metals Inc. Options Craig, Dunham Lewis 4 09/12/2015 50 175,000 175,000

SilverCrest Metals Inc. Options Drever, John Scott 4 09/12/2015 50 175,000 175,000

SilverCrest Metals Inc. Options Fier, Nathan Eric 4, 5 09/12/2015 50 425,000 425,000

SilverCrest Metals Inc. Options Glanville, Ross Owen 4 09/12/2015 50 175,000 175,000

SilverCrest Metals Inc. Options Magnusson, Barney 4, 5 09/12/2015 50 275,000 275,000

SilverCrest Metals Inc. Options Poznanski, Bernard 5 09/12/2015 50 50,000 50,000

SilverCrest Metals Inc. Common Shares Rapsch, Michael Erwin 5 09/12/2015 00 52,506

SilverCrest Metals Inc. Options Rapsch, Michael Erwin 5 09/12/2015 00

SilverCrest Metals Inc. Options Rapsch, Michael Erwin 5 09/12/2015 50 125,000 125,000

SilverCrest Metals Inc. Warrants Rapsch, Michael Erwin 5 09/12/2015 00 10,000

SilverCrest Metals Inc. Options Sanders, George Walter 4 09/12/2015 50 0.16 175,000 175,000

SilverCrest Metals Inc. Options Thody, Graham Campbell 4 09/12/2015 50 250,000 250,000

Slate Office REIT (formerly, FAM Real Estate Investment Trust)

Trust Units Slate Office REIT 1 02/11/2015 38 7.18 5,257 5,257


Trust Units Slate Office REIT 1 02/11/2015 38 0 -5,257































Insider Reporting

December 17, 2015

(2015), 38 OSCB 10634



Acquired/ Disposed















































Insider Reporting

December 17, 2015

(2015), 38 OSCB 10635



Acquired/ Disposed













Slate Retail REIT (formerly, Slate U.S. Opportunity (No. 1) Realty Trust)

Trust Units Class U Units Slate Retail REIT 1 16/11/2015 38 13.452 1,963 1,963


Trust Units Class U Units Slate Retail REIT 1 16/11/2015 38 0 -1,963


















Trust Units Class U Units Slate Retail REIT 1 20/11/2015 38 13.94 100 100


Trust Units Class U Units Slate Retail REIT 1 20/11/2015 38 0 -100











Insider Reporting

December 17, 2015

(2015), 38 OSCB 10636



Acquired/ Disposed



































SnipGold Corp. Common Shares Thiessen, Tim 5 11/12/2015 10 0.05 325,500 40,000

SnipGold Corp. Common Shares Zbeetnoff, John 4, 5 04/12/2015 10 0.045 1,845,750 7,000

SnipGold Corp. Common Shares Zbeetnoff, John 4, 5 08/12/2015 10 0.045 1,848,750 3,000

Sonoro Metals Corp. Common Shares MacLeod, Kenneth 4, 5 11/12/2015 10 0.05 1,432,667 100,000

SouthGobi Resources Ltd. Common Shares Turquoise Hill Resources Ltd.

3 04/12/2015 10 0.3542 51,089,065 -114,400


3 08/12/2015 10 0.3631 50,964,065 -125,000


3 09/12/2015 10 0.3565 50,813,215 -150,850


3 10/12/2015 10 0.347 50,613,765 -199,450

SponsorsOne Inc. Common Shares Bartholomew, Gary 4 04/12/2015 30 0.32 425,167 108,000

SponsorsOne Inc. Common Shares Bartholomew, Gary 4 04/12/2015 30 0.32 2,166,667 700,000

SponsorsOne Inc. Common Shares Bartholomew, Myles 3 04/12/2015 30 0.32 5,433,333 975,000

SponsorsOne Inc. Common Shares Bartholomew, Myles 3 04/12/2015 30 0.32 455,167 108,000

Spot Coffee (Canada) Ltd. Common Shares AYOUB, ANTON MICHEL 4, 5 09/12/2015 10 0.04 941,458 10,000

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10637



Acquired/ Disposed

Sprott Inc. Rights Deferred Share Units

Adamson, Alexander James 4 07/12/2015 56 2.11 84,069 1,179


Faber, Marc 4 07/12/2015 56 2.11 85,460 1,199

Sprott Inc. Common Shares George, Whitney 7 30/11/2015 10 2.15 1,647,100 -2,900

Sprott Inc. Common Shares George, Whitney 7 04/12/2015 10 2.15 1,609,700 -37,400

Sprott Inc. Common Shares George, Whitney 7 30/11/2015 10 2.15 473,500 -1,500

Sprott Inc. Common Shares George, Whitney 7 04/12/2015 10 2.15 454,800 -18,700

Sprott Inc. Common Shares Hibbert, Kevin Lloyd 5 04/12/2015 00 31,405


Lee, Jack Chuck 4 07/12/2015 56 2.11 132,570 1,859


Ranson, Sharon Margaret 4 07/12/2015 56 2.11 136,840 1,919


Roddy, James Thomas 4 07/12/2015 56 2.11 85,460 1,199


ZIGROSSI, ROSEMARY 4 07/12/2015 56 2.11 107,370 1,506

SQI Diagnostics Inc. Common Shares Connor, Gerald R. 4 07/12/2015 10 0.39 3,689,600 -10,000

SQI Diagnostics Inc. Common Shares Connor, Gerald R. 4 08/12/2015 10 0.39 3,664,400 -25,200

ST ANDREW GOLDFIELDS LTD.

Common Shares Abramson, Randall 3 10/12/2015 97 12,722,404 -46,644

Storm Resources Ltd. Options Brussa, John Albert 4 08/12/2015 50 3.35 138,000 33,000

Storm Resources Ltd. Options Butler, Mark 4 08/12/2015 50 138,000 33,000

Storm Resources Ltd. Options Clark, Stuart George 4 08/12/2015 50 138,000 33,000

Storm Resources Ltd. Common Shares Conboy, Jamie Peter 5 04/12/2015 51 3.6 554,877 72,000

Storm Resources Ltd. Common Shares Conboy, Jamie Peter 5 04/12/2015 51 3.6 594,877 40,000

Storm Resources Ltd. Options Conboy, Jamie Peter 5 04/12/2015 51 1.83 291,000 -72,000

Storm Resources Ltd. Options Conboy, Jamie Peter 5 04/12/2015 51 1.75 251,000 -40,000

Storm Resources Ltd. Options Conboy, Jamie Peter 5 08/12/2015 50 3.35 371,000 120,000

Storm Resources Ltd. Options Devlin, John Joseph 5 08/12/2015 50 3.35 528,000 120,000

Storm Resources Ltd. Options Evans, Hayden Darren 5 08/12/2015 50 483,000 120,000

Storm Resources Ltd. Options Kimpton, Bret Alan 5 08/12/2015 50 495,000 120,000

Storm Resources Ltd. Options Lavergne, Brian 4, 5 08/12/2015 50 528,000 120,000

Storm Resources Ltd. Options Tiberio, Robert S 5 08/12/2015 50 3.35 592,000 150,000

Storm Resources Ltd. Options Turnbull, Gregory George 4 08/12/2015 50 138,000 33,000

Storm Resources Ltd. Options Wilson, James Kenneth 4 08/12/2015 50 138,000 33,000

Strad Energy Services Ltd. Incentive awards (cash settlement only)

Giovanetto, Barry Richard 4 30/09/2015 56 15,482 2,739


Giovanetto, Barry Richard 4 03/11/2015 56 2,739


Hagg, John Andrew 4 30/09/2015 56 14,418 2,374


Hagg, John Andrew 4 03/11/2015 56 2,374


RFG GP No 1 Limited 3 30/09/2015 56 6,409 1,055


RFG GP No 1 Limited 3 03/11/2015 56 1,055


RFG GP No 1 Limited 3 30/09/2015 56 8,009 1,319


RFG GP No 1 Limited 3 03/11/2015 56 1,319


van der Sloot, Henry Gerard 4, 5 30/09/2015 56 14,256 2,009


van der Sloot, Henry Gerard 4, 5 03/11/2015 56 2,009

Student Transportation Inc. (formerly, Student Transportation of America Ltd.)

Common Shares Student Transportation Inc 1 04/12/2015 38 3.9242 906,096 26,906



Insider Reporting

December 17, 2015

(2015), 38 OSCB 10638



Acquired/ Disposed




Common Shares Student Transportation Inc 1 10/12/2015 38 5.0231 1,029,096 33,800

Summit Industrial Income REIT

Trust Units Morassutti, Lawrence 4 11/12/2015 10 5.95 1,439,436 3,600

SunOpta Inc. Common Shares Atkins, Margaret Shan 4 08/12/2015 10 6.8 8,881 6,500

SunOpta Inc. Common Shares Bromley, Steven 4 02/12/2015 30 5.9568 253,518 616

SunOpta Inc. Common Shares Bromley, Steven 4 03/12/2015 51 4.45 313,518 60,000

SunOpta Inc. Common Shares Bromley, Steven 4 03/12/2015 10 7.0398 253,518 -60,000

SunOpta Inc. Options Bromley, Steven 4 03/12/2015 51 4.45 519,133 -60,000

SunOpta Inc. Common Shares McKeracher, Robert 5 02/12/2015 30 5.9568 37,714 372

SunOpta Inc. Common Shares Murray, Alan 4 03/12/2015 10 6.9523 38,262 10,000

Sunshine Oilsands Ltd. Common Shares Class A Sun, Kwok Ping 3, 4 08/12/2015 10 0.126 363,414,500 8,000,000

Supremex Inc. Common Shares Johnston, Robert Bruce 4 08/12/2015 10 4.55 12,600 100



Supremex Inc. Common Shares Johnston, Robert Bruce 4 10/12/2015 10 4.5 15,000 1,800

Surge Energy Inc. Common Shares Surge Energy Inc. 1 11/11/2015 38 2.77 3,000 3,000

Surge Energy Inc. Common Shares Surge Energy Inc. 1 11/11/2015 38 0 -3,000

Synex International Inc. Common Shares Stephens, Alan William 4, 5 07/12/2015 10 0.44 213,500 -5,000

Synex International Inc. Common Shares sunell, gregory jack 3, 4, 7, 1 10/12/2015 10 0.4 4,354,589 3,500

Synex International Inc. Common Shares sunell, gregory jack 3, 4, 7, 1 11/12/2015 10 0.39 4,358,589 4,000

TAD Mineral Exploration Inc. Common Shares Clemiss, Conrad 4, 5 07/12/2015 11 0.005 40,000 -760,000

TAG Oil Ltd Common Shares Akanthos Capital Management LLC

3 08/12/2015 10 0.4269 5,160,100 4,500

TAG Oil Ltd Common Shares Pierce, Toby Robert 5 07/12/2015 10 0.6 83,700 10,000

Talon Metals Corp. Common Shares Newfield, Warren Eric 4 09/12/2015 10 0.11 5,958,165 18,000

Talon Metals Corp. Common Shares Newfield, Warren Eric 4 10/12/2015 10 0.11 5,958,665 500

Tamarack Valley Energy Ltd. Common Shares GMT Capital Corp 3 08/12/2015 10 2.01 3,161,300 32,100












Tamarack Valley Energy Ltd. Common Shares GMT Capital Corp 3 08/12/2015 10 2.01 785,600 6,800


Tamarack Valley Energy Ltd. Common Shares GMT Capital Corp 3 10/12/2015 10 2.2 790,100 600




Tamarack Valley Energy Ltd. Common Shares GMT Capital Corp 3 10/12/2015 10 2.2 652,900 600


Tamarack Valley Energy Ltd. Flow-Through Shares Schmidt, Brian Leslie 5 03/12/2015 11 3.55 50,225 21,000

Tamarack Valley Energy Ltd. Flow-Through Shares Screen, Kevin 5 03/12/2015 11 3.55 16,117 5,700

Tech Achievers Growth & Income Fund

Units Tech Achievers Growth & Income Fund

1 08/12/2015 38 3,200 3,200



1 08/12/2015 38 0 -3,200



1 09/12/2015 38 3,700 3,700

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10639



Acquired/ Disposed



1 09/12/2015 38 0 -3,700

Teck Resources Limited Class B Subordinate Voting Shares

Sheremeta, Robin 5 11/12/2015 10 4.9611 30,000 10,000

Telesta Therapeutics Inc. (formerly known as, Bioniche Life Sciences Inc.)

Common Shares Olds, Donald John 5 07/12/2015 10 0.3 252,159 50,000


Common Shares Whitehead, Warren 4 06/08/2015 00


Common Shares Whitehead, Warren 4 07/12/2015 10 0.3 50,000 50,000

TELUS Corporation Restricted Share Units Lewis, Stephen Flynn 5 10/12/2015 30 19,946 552

TELUS Corporation Restricted Share Units Lewis, Stephen Flynn 5 10/12/2015 30 40.84 15,186 -4,760

TELUS Corporation Restricted Share Units Lewis, Stephen Flynn 5 10/12/2015 30 41.07 14,602 -584

TELUS Corporation Common Shares Natale, Joe 5 04/12/2015 10 41.88 49,150 -21,100

TELUS Corporation Common Shares Natale, Joe 5 07/12/2015 10 41.51 34,150 -15,000

TELUS Corporation Common Shares TELUS Corporation 1 02/11/2015 38 43.44 45,600 11,500





TELUS Corporation Common Shares TELUS Corporation 1 06/11/2015 38 141,200 -11,300

























Tembec Inc. PB DSU Bastien, Reginald 5 18/11/2015 56 0.98 22,650

Tembec Inc. PB DSU Bastien, Reginald 5 18/11/2015 56 0.92 50,185 24,127

Tembec Inc. PB DSU Black, Chris 5 18/11/2015 56 0.98 137,857

Tembec Inc. PB DSU Black, Chris 5 18/11/2015 56 0.92 298,598 146,848

Tembec Inc. PB DSU Coates, Linda 5 18/11/2015 56 0.98 95,536

Tembec Inc. PB DSU Coates, Linda 5 18/11/2015 56 0.92 193,025 101,766

Tembec Inc. PB DSU Coates, Linda 5 19/11/2015 56 15,000

Tembec Inc. PB DSU Coates, Linda 5 19/11/2015 56 0.98 15,000

Tembec Inc. PB DSU Coates, Linda 5 19/11/2015 56 0.92 208,025 15,000

Tembec Inc. PB DSU Dottori, Paolo G. 5 18/11/2015 56 0.98 91,670

Tembec Inc. PB DSU Dottori, Paolo G. 5 18/11/2015 56 0.92 169,256 97,648

Tembec Inc. PB DSU Dottori, Paolo G. 5 19/11/2015 56 0.98 15,000

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10640



Acquired/ Disposed

Tembec Inc. PB DSU Dottori, Paolo G. 5 19/11/2015 56 0.92 184,256 15,000

Tembec Inc. PB DSU Dumas, Michel 4, 5 18/11/2015 56 0.98 145,000

Tembec Inc. PB DSU Dumas, Michel 4, 5 18/11/2015 56 0.92 354,845 154,457

Tembec Inc. PB DSU LeBel, Patrick 5 18/11/2015 56 0.98 88,393

Tembec Inc. PB DSU LeBel, Patrick 5 18/11/2015 56 0.92 213,846 94,158

Tembec Inc. PB DSU Lopez, Jim 4, 5 18/11/2015 56 0.98 448,980

Tembec Inc. PB DSU Lopez, Jim 4, 5 18/11/2015 56 0.92 1,019,487 478,261

Tembec Inc. PB DSU Moeltner, Marcus J. 5 18/11/2015 56 0.98 86,250

Tembec Inc. PB DSU Moeltner, Marcus J. 5 18/11/2015 56 0.92 194,259 91,875

Tembec Inc. PB DSU Poirier, Lynn 5 18/11/2015 56 0.98 16,735

Tembec Inc. PB DSU Poirier, Lynn 5 18/11/2015 56 0.92 17,826 17,826

Tembec Inc. PB DSU Ribeyrolle, Christian 5 18/11/2015 56 0.98 124,950

Tembec Inc. PB DSU Ribeyrolle, Christian 5 18/11/2015 56 0.92 254,334 133,099

Temple Hotels Inc. Common Shares Nunn, David John 4 07/12/2015 10 0.95 290,100 100,000

Temple Hotels Inc. Convertible Debentures 7.00% Series F Convertible Redeemable Unsecured Subordinated

Temple Hotels Inc. 1 07/12/2015 38 74 $21,000 $7,000


Temple Hotels Inc. 1 07/12/2015 38 $14,000 -$7,000




Temple Hotels Inc. 1 09/12/2015 38 71.009 $14,000 $7,000







Temple Hotels Inc. Convertible Debentures 7.25% Series E Convertible Redeemable Unsecured Subordinated












Insider Reporting

December 17, 2015

(2015), 38 OSCB 10641



Acquired/ Disposed



Temple Hotels Inc. Convertible Debentures 7.75% Series D Convertible Redeemable Unsecured Subordinated














Temple Hotels Inc. Convertible Debentures 8.0% Series C Convertible Redeemable Unsecured Subordinated














Tenth Avenue Petroleum Corp.

Common Shares Leia, Gregory 4, 5 30/11/2015 10 843,255 2,000

Tenth Avenue Petroleum Corp.

Common Shares Leia, Gregory 4, 5 01/12/2015 10 848,255 5,000

TeraGo Inc. Common Shares ALLEN, Charles George 4 09/12/2015 10 61,358 2,698

TeraGo Inc. Options ALLEN, Charles George 4 09/12/2015 51 64,549 -2,698

TerraVest Capital Inc. Common Shares TerraVest Capital Inc. 1 08/12/2015 38 6 6,000 4,500

TerraVest Capital Inc. Convertible Debentures TerraVest Capital Inc. 1 27/11/2015 38 $50,000 -$50,000

TerraVest Capital Inc. Convertible Debentures TerraVest Capital Inc. 1 07/12/2015 38 92 $150,000 $50,000



Insider Reporting

December 17, 2015

(2015), 38 OSCB 10642



Acquired/ Disposed



Tesco Corporation Common Shares Assing, Fernando Rafael 4, 5 06/12/2015 10 70,873 5,543

Tesco Corporation Options Stock Options Assing, Fernando Rafael 4, 5 04/12/2015 50 290,100 108,200

Tesco Corporation Rights RSUs - Restricted Stock Units

Assing, Fernando Rafael 4, 5 04/12/2015 56 143,720 74,700


Assing, Fernando Rafael 4, 5 06/12/2015 57 138,177 -5,543

Tesco Corporation Options Stock Options Boone, Christopher Laird 5 04/12/2015 50 76,000 36,100


Boone, Christopher Laird 5 04/12/2015 56 48,267 31,700


Dielwart, John Patrick 4 04/12/2015 56 22,667 12,500


Dyment, Fred J. 4 04/12/2015 56 21,867 12,500


Kott, Gary L. 4 04/12/2015 56 21,867 12,500


Milligan, R. Vance 4 04/12/2015 56 21,867 12,500


Robeson, Rose 5 04/12/2015 56 12,500 12,500


Serrano, Elijio V. 4 04/12/2015 56 22,667 12,500

Tesco Corporation Options Stock Options Sloan, Thomas B 5 04/12/2015 50 22,800 16,200


Sloan, Thomas B 5 04/12/2015 56 28,500 22,000


Sutherlin, Michael W. 4 04/12/2015 56 29,134 16,500

Tesco Corporation Options Stock Options Ulakovic, Darko 5 04/12/2015 50 26,700 14,400


Ulakovic, Darko 5 04/12/2015 56 16,700 12,000

The Descartes Systems Group Inc.

Deferred Share Unit Anderson, David Langley 4 07/12/2015 97 19.76 32,796 851


Deferred Share Unit Close, Deborah 4 14/09/2015 97 248


Deferred Share Unit Close, Deborah 4 14/09/2015 97 6,592 246


Deferred Share Unit Close, Deborah 4 07/12/2015 97 19.76 6,908 316


Deferred Share Unit O'Hagan, Jane 4 07/12/2015 97 19.76 17,037 889


Deferred Share Unit Walker, John Joseph 4 07/12/2015 97 19.76 31,765 898

The Jean Coutu Group (PJC) Inc.

Unités d'actions différées Bastarache, Lise 4 30/11/2015 56 19.32 17,033 636

The Jean Coutu Group (PJC) Inc.

Unités d'actions différées Bastarache, Lise 4 02/12/2015 56 19.32 636

The Toronto-Dominion Bank Rights Deferred Share Units (DSU)

Bennett, William E. 4, 7 31/10/2015 30 54.73 3,000






Bennett, William E. 4, 7 31/10/2015 30 54.73 82,361 3,000






Bennett, William E. 4, 7 09/12/2015 56 53.15 84,431 2,070


Bragg, John 4 31/10/2015 30 54.73 68,580 2,461


Bragg, John 4 09/12/2015 56 53.15 69,442 862

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10643



Acquired/ Disposed


Brinkley, Amy Woods 4, 7 31/10/2015 30 54.73 28,676 982


Brinkley, Amy Woods 4, 7 09/12/2015 56 53.15 30,746 2,070


Ferguson, Brian Charles 4 31/10/2015 30 54.73 51


Ferguson, Brian Charles 4 31/10/2015 30 54.73 51


Ferguson, Brian Charles 4 31/10/2015 30 54.73 2,765 51


Ferguson, Brian Charles 4 09/12/2015 56 53.15 2,070


Ferguson, Brian Charles 4 09/12/2015 56 53.15 2,070


Ferguson, Brian Charles 4 09/12/2015 56 53.15 4,835 2,070


Goggins, Colleen 4 31/10/2015 30 54.73 17,015 578


Goggins, Colleen 4 09/12/2015 56 53.15 19,085 2,070


Haddad, Mary Jo 4 31/10/2015 30 54.73 3,542 94


Haddad, Mary Jo 4 09/12/2015 56 53.15 5,612 2,070

The Toronto-Dominion Bank Common Shares CUSIP 891160 50 9

Halde, Jean-Rene 4 02/12/2015 00 2,000


Halde, Jean-Rene 4 02/12/2015 00


Halde, Jean-Rene 4 09/12/2015 56 53.15 1,897 1,897


Hockey, Timothy 5 09/12/2015 10 32.99 131,967 112,024


Hockey, Timothy 5 09/12/2015 10 53.88 19,943 -112,024

The Toronto-Dominion Bank Options Hockey, Timothy 5 09/12/2015 51 32.99 510,500 -112,024


Kepler, David E. 4 31/10/2015 30 54.73 4,453 163


Kepler, David E. 4 09/12/2015 56 53.15 6,523 2,070


Levitt, Brian 4 31/10/2015 30 54.73 61,693 2,166


Levitt, Brian 4 09/12/2015 56 53.15 65,456 3,763


MacGibbon, Alan 4, 7 31/10/2015 30 54.73 184


MacGibbon, Alan 4, 7 31/10/2015 30 54.73 184


MacGibbon, Alan 4, 7 31/10/2015 30 54.73 6,825 184


MacGibbon, Alan 4, 7 09/12/2015 56 54.73 2,070


MacGibbon, Alan 4, 7 09/12/2015 56 54.73 2,070


MacGibbon, Alan 4, 7 09/12/2015 56 53.15 8,895 2,070


MacKay, Harold H. 4 31/10/2015 30 54.73 66,520 2,417


MacKay, Harold H. 4 09/12/2015 56 53.15 67,382 862


Maidment, Karen 4 31/10/2015 30 54.73 22,492 756


Maidment, Karen 4 09/12/2015 56 53.15 24,562 2,070


McKenna, Frank Joseph 5 07/12/2015 10 21.25 85,000 20,000


McKenna, Frank Joseph 5 07/12/2015 10 53.89 65,000 -20,000

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10644



Acquired/ Disposed


McKenna, Frank Joseph 5 09/12/2015 10 21.25 96,080 31,080


McKenna, Frank Joseph 5 09/12/2015 10 53.88 65,000 -31,080

The Toronto-Dominion Bank Options McKenna, Frank Joseph 5 07/12/2015 51 21.25 496,152 -20,000

The Toronto-Dominion Bank Options McKenna, Frank Joseph 5 09/12/2015 51 21.25 465,072 -31,080


Miller, Irene Ruth 4 31/10/2015 30 54.73 61,560 2,184


Miller, Irene Ruth 4 09/12/2015 56 53.15 63,630 2,070


Mohamed, Nadir 4 31/10/2015 30 54.73 40,231 1,432


Mohamed, Nadir 4 09/12/2015 56 53.15 42,301 2,070


Mongeau, Claude 4 31/10/2015 30 54.73 2,641 49


Mongeau, Claude 4 09/12/2015 56 53.15 4,711 2,070


Prezzano, Wilbur J 4 31/10/2015 30 54.73 104,894 3,757


Prezzano, Wilbur J 4 09/12/2015 56 53.15 105,756 862


Sinclair, Helen K 4 31/10/2015 30 54.73 53,925 1,972


Sinclair, Helen K 4 09/12/2015 56 53.15 54,787 862

The Westaim Corporation Common Shares MacNeil, Glenn Garry 5 11/12/2015 10 2.73 59,237 20,000

Thomson Reuters Corporation

Common Shares The Woodbridge Company Limited

3 08/12/2015 47 53.4 452,282,282 -65,000


Common Shares The Woodbridge Company Limited

3 10/12/2015 47 52.73 452,254,082 -28,200


Common Shares Thomson Reuters Corporation

1 18/11/2015 38 51.19 1,260,000 1,260,000



1 19/11/2015 38 0 -1,260,000



1 24/11/2015 38 50.47 560,000 560,000



1 25/11/2015 38 0 -560,000

Timbercreek Mortgage Investment Corporation

Common Shares JONES, Andrew Alexander 5 10/12/2015 10 7.17 15,500 2,000

Titanium Corporation Inc. Deferred Share Units Kadey, Moss 4 08/12/2015 56 100,281 11,641

Titanium Corporation Inc. Rights Restricted Share Units

Kaufield, Jennifer Ann 5 08/12/2015 56 0.8 90,864 58,454

Titanium Corporation Inc. Deferred Share Units Macdonald, David Charles Wray

4 08/12/2015 56 96,734 13,516

Titanium Corporation Inc. Rights Restricted Share Units

Nelson, Scott Eugene 5 08/12/2015 56 0.8 294,086 153,907

Titanium Corporation Inc. Deferred Share Units Pridham, Gordon E. 4 08/12/2015 56 120,576 23,281

Titanium Corporation Inc. Deferred Share Units Sangster, Brant G. 4 08/12/2015 56 99,786 14,766

Titanium Corporation Inc. Deferred Share Units Slavens, Eric W. 4 08/12/2015 56 106,272 17,423

Toromont Industries Ltd. Common Shares Cochrane, Jennifer 5 10/12/2015 51 12.42 6,500 5,000

Toromont Industries Ltd. Options Cochrane, Jennifer 5 10/12/2015 51 12.42 72,500 -5,000

Toromont Industries Ltd. Common Shares Cuddy, Mike 7 07/12/2015 51 12.42 115,504 15,000

Toromont Industries Ltd. Options Cuddy, Mike 7 07/12/2015 51 12.42 140,000 -15,000

Toromont Industries Ltd. Common Shares Toromont Industries Ltd. 1 07/12/2015 38 29.94 100 100



Toromont Industries Ltd. Common Shares Toromont Industries Ltd. 1 07/12/2015 38 29.97 1,100 400


Toromont Industries Ltd. Common Shares Toromont Industries Ltd. 1 07/12/2015 38 29.99 3,600 1,600

Toromont Industries Ltd. Common Shares Toromont Industries Ltd. 1 07/12/2015 38 30 8,500 4,900

Toromont Industries Ltd. Common Shares Toromont Industries Ltd. 1 07/12/2015 38 0 -8,500


Insider Reporting

December 17, 2015

(2015), 38 OSCB 10645



Acquired/ Disposed

















Toromont Industries Ltd. Common Shares Toromont Industries Ltd. 1 09/12/2015 38 30 20,100 6,300

Toromont Industries Ltd. Common Shares Toromont Industries Ltd. 1 09/12/2015 38 0 -20,100

Touchstone Exploration Inc. Common Shares Baay, Paul Raymond 4, 5 09/12/2015 30 0.2073 1,027,459 18,692

Touchstone Exploration Inc. Common Shares Budau, Christopher Scott 5 09/12/2015 30 0.2073 154,964 5,928

Touchstone Exploration Inc. Common Shares McKINNON, KENNETH RICHARD

4 09/12/2015 30 0.2073 180,862 4,019

Touchstone Exploration Inc. Common Shares Ruttan, Corey Christopher 4, 5 09/12/2015 30 0.2073 245,650 4,019

Touchstone Exploration Inc. Common Shares Shipka, James 5 09/12/2015 30 0.2073 172,607 11,054

Tourmaline Oil Corp. Common Shares Robinson, Brian 5 07/12/2015 10 22.7 653,543 1,000

Tourmaline Oil Corp. Common Shares Rose, Mike 5 07/12/2015 10 22.948 10,898,826 1,000

TransAlta Corporation Common Shares Chakravarti, Nipa 5 09/12/2015 10 4.32 1,100 1,100

TransCanada Corporation Common Shares Baggs, James M. 5 09/12/2015 10 43.71 1,487 -1,638

TransCanada Corporation Common Shares Burney, Derek Hudson 4 07/12/2015 10 41.259 2,000




TransCanada Corporation Common Shares Burney, Derek Hudson 4 07/12/2015 10 41.252 11,700 1,700

TransCanada Corporation Common Shares Burney, Derek Hudson 4 07/12/2015 10 41.3 12,000 300

TransCanada Corporation Common Shares Johannson, Karl 5 09/12/2015 51 31.97 9,000 9,000

TransCanada Corporation Common Shares Johannson, Karl 5 09/12/2015 10 42.835 8,700 -300

TransCanada Corporation Common Shares Johannson, Karl 5 09/12/2015 10 42.83 8,500 -200

TransCanada Corporation Common Shares Johannson, Karl 5 09/12/2015 10 42.82 5,000 -3,500



TransCanada Corporation Common Shares Johannson, Karl 5 09/12/2015 10 42.79 600 -800



TransCanada Corporation Options Granted Feb. 23, 2009 @ $31.97 CDN Expiry Feb. 23, 2016

Johannson, Karl 5 09/12/2015 51 0 -9,000

TransCanada Corporation Common Shares Johnston, Christine R. 7 08/09/2009 00

TransCanada Corporation Common Shares Johnston, Christine R. 7 09/12/2015 10 42.28 430 430

TransCanada Corporation Common Shares Johnston, Christine R. 7 09/12/2015 10 42.2 1,655 430

TransCanada Corporation Common Shares Lowe, John Edward 4 07/12/2015 10 30.216 15,000 5,000

TransCanada Corporation Common Shares MacGregor, Paul F. 5 10/12/2015 51 31.97 18,188 8,000

TransCanada Corporation Common Shares MacGregor, Paul F. 5 10/12/2015 10 44.835 11,688 -6,500

TransCanada Corporation Common Shares MacGregor, Paul F. 5 10/12/2015 10 44.83 11,658 -30


MacGregor, Paul F. 5 10/12/2015 51 0 -8,000

TransCanada Corporation Common Shares Marchand, Donald R. 5 09/12/2015 10 42.905 826 200

TransCanada Corporation Common Shares Marchand, Donald R. 5 09/12/2015 10 42.91 1,626 800

TransCanada Corporation Common Shares Marchand, Donald R. 5 09/12/2015 10 42.89 7,376 1,000

TransCanada Corporation Common Shares Miller, Paul E. 7 07/12/2015 51 31.97 19,000 9,000

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10646



Acquired/ Disposed


Miller, Paul E. 7 07/12/2015 51 0 -9,000

TransCanada Corporation Common Shares Taylor, William C. 5 06/06/2003 00

TransCanada Corporation Common Shares Taylor, William C. 5 07/12/2015 10 30.409 2,300 2,300

TransCanada Corporation Common Shares Vanaselja, Siim A. 4 02/05/2014 00

TransCanada Corporation Common Shares Vanaselja, Siim A. 4 08/12/2015 10 41 3,700 3,700

TransCanada Corporation Common Shares Vanaselja, Siim A. 4 09/12/2015 10 42.36 12,000 8,300

Transcontinental Inc. Participation Units d'actions restreintes (UAR) / Restricted share unit (RSU)

Desaulniers, Christine 7, 5 11/12/2015 59 12.99 31,340 -7,069


Gentiletti, Nelson 7, 5 11/12/2015 59 12.99 69,175 -17,211


Laviolette, Katya 5 11/12/2015 59 12.99 25,835 -6,425


LeCavalier, Donald 5 11/12/2015 59 12.99 15,990 -5,623


Marcoux, Pierre 4, 7 11/12/2015 59 12.99 14,024 -7,334


Markle, Edward John 7, 5 11/12/2015 59 12.99 59,022 -12,142


Olivier, François 4, 7, 5 11/12/2015 59 12.99 271,049 -98,297


Reid, Brian 7, 5 11/12/2015 59 12.99 70,590 -20,446

TransGlobe Energy Corporation

Common Shares Gress, Albert 5 08/12/2015 10 1.76 58,814 1,200

Transition Metals Corp. Common Shares Pearson, William 4 07/12/2015 10 0.11 124,000 20,000

Traverse Energy Ltd. Common Shares smith, laurie james 3, 4, 5 07/12/2015 10 0.44 5,975,300 4,500

Traverse Energy Ltd. Common Shares smith, laurie james 3, 4, 5 09/12/2015 10 0.43 5,984,300 9,000

Traverse Energy Ltd. Common Shares van der Lee, A. David 3, 4 08/12/2015 10 0.41 559,000 2,000

Traverse Energy Ltd. Common Shares van der Lee, A. David 3, 4 09/12/2015 10 0.41 584,000 25,000

Treasury Metals Inc. Common Shares Gibson, Dennis George 5 24/11/2015 10 0.45 55,957 -10,000


Treasury Metals Inc. Common Shares Gibson, Dennis George 5 04/12/2015 51 0.3 139,957 150,000




Treasury Metals Inc. Options Gibson, Dennis George 5 04/12/2015 51 500,000 -150,000

Tribute Pharmaceuticals Canada Inc. (formerly Stellar Pharmaceuticals Inc.)

Common Shares The K2 Principal Fund L.P. 3 30/11/2015 10 1.2073 11,504,225 34,900


Common Shares The K2 Principal Fund L.P. 3 30/11/2015 10 1.2055 11,500,425 -3,800





Insider Reporting

December 17, 2015

(2015), 38 OSCB 10647



Acquired/ Disposed








Common Shares The K2 Principal Fund L.P. 3 11/12/2015 10 1.21 11,914,525 -1,000

Tribute Resources Inc. Common Shares Tribute Resources Inc. 1 02/11/2015 38 0.045 190,500 9,000



Tribute Resources Inc. Common Shares Tribute Resources Inc. 1 27/11/2015 38 0.045 1,000,000 420,000

TriStar Gold Inc. Options Glazier, Patrick L. 4 10/12/2015 50 0.18 900,000 275,000

TriStar Gold Inc. Options Irwin, Brian Clarke 4, 5 10/12/2015 50 0.18 1,150,000 825,000

TriStar Gold Inc. Options Jones, III, Mark E. 4 10/12/2015 50 0.18 1,500,000 1,300,000

TriStar Gold Inc. Options Krol, Leendert G. 4 10/12/2015 50 0.18 1,425,000 825,000

TriStar Gold Inc. Options Pereira, Elton Luiz da Silva 5 10/12/2015 50 0.18 1,025,000 225,000

TriStar Gold Inc. Options Pereira, Elton Luiz da Silva 5 10/12/2015 50 0.18 1,250,000 225,000

TriStar Gold Inc. Options Vilhena, Carlos A. 4 10/12/2015 50 0.18 775,000 225,000

True North Gems Inc. Options Anderson, William John 4 07/12/2015 52 0.15 1,850,000 300,000

True North Gems Inc. Options Boyd, Robert T. 4 07/12/2015 52 0.15 1,500,000 -500,000

True North Gems Inc. Common Shares Houghton, Nicholas John 4 07/12/2015 51 0.15 2,822,250 500,000

True North Gems Inc. Options Houghton, Nicholas John 4 07/12/2015 51 3,000,000 -500,000

True North Gems Inc. Options Houghton, Nicholas John 4 07/12/2015 52 2,500,000 -500,000

True North Gems Inc. Options Parsons, David 4 07/12/2015 52 1,250,000 -300,000

True North Gems Inc. Common Shares Smith, Andrew Lee 4 09/11/2015 10 0.18 1,760,500 -14,000



True North Gems Inc. Common Shares Smith, Andrew Lee 4 07/12/2015 51 0.15 1,935,500 200,000

True North Gems Inc. Options Smith, Andrew Lee 4 07/12/2015 51 1,550,000 -200,000

True North Gems Inc. Options Smith, Andrew Lee 4 07/12/2015 52 1,250,000 -300,000

Tucows Inc. Common Shares Goertz, Carla Anne 5 10/12/2015 51 3.76 29,685 6,335

Tucows Inc. Options Goertz, Carla Anne 5 10/12/2015 51 3.76 386,750 -10,000

Tucows Inc. Common Shares Karp, Allen 4 08/12/2015 51 3 65,077 6,952

Tucows Inc. Options Karp, Allen 4 08/12/2015 51 3 179,375 -9,375

Tucows Inc. Common Shares Noss, Elliot Lawrence 4, 5 08/12/2015 51 2.8 2,018,742 19,803





Tucows Inc. Options Noss, Elliot Lawrence 4, 5 08/12/2015 51 2.8 578,500 -32,000





Tucows Inc. Common Shares Woroch, David John 5 10/12/2015 51 2.8 123,534 21,219

Tucows Inc. Common Shares Woroch, David John 5 10/12/2015 51 2.92 129,336 5,802

Tucows Inc. Options Woroch, David John 5 10/12/2015 51 2.8 369,750 -32,000

Tucows Inc. Options Woroch, David John 5 10/12/2015 51 2.92 361,000 -8,750

TWC Enterprises Limited Common Shares Campbell, Paul David 4 15/09/2015 35 10.257 11,452 83

Twin Butte Energy Ltd. Common Shares Gamache, Claude Maurice 5 07/12/2015 30 0.22 478,343 18,409

Twin Butte Energy Ltd. Common Shares Howe, Gordon 5 07/12/2015 30 0.22 194,458 17,727

Twin Butte Energy Ltd. Common Shares Kraft, Preston 5 07/12/2015 30 0.22 340,166 19,091

Twin Butte Energy Ltd. Common Shares MIDDLETON, DAVID WILLIAM

5 07/12/2015 30 0.22 852,869 25,227

Twin Butte Energy Ltd. Common Shares SAUNDERS, JAMES MACLEO

4, 5 07/12/2015 30 0.22 6,296,989 20,455

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10648



Acquired/ Disposed

Twin Butte Energy Ltd. Common Shares Steele, Alan 5 07/12/2015 30 0.22 1,601,920 25,227

Twin Butte Energy Ltd. Common Shares Wollmann, Robert Ernest Law

5 07/12/2015 30 0.22 894,232 26,250

U.S. Dividend Growers Income Corp.



1 04/12/2015 38 8.9221 538,900 1,900




1 07/12/2015 38 8.8692 540,100 1,200




1 08/12/2015 38 8.8386 540,800 700




1 08/12/2015 38 8.85 541,800 1,000




1 09/12/2015 38 8.92 542,200 400




1 09/12/2015 38 8.8886 542,900 700




1 10/12/2015 38 8.8886 544,300 1,400

UGE International Ltd. Options Davidson, Peter 4 04/09/2015 00

UGE International Ltd. Options Davidson, Peter 4 04/12/2015 50 36,000 36,000

UGE International Ltd. Rights Restricted Share Units

Davidson, Peter 4 04/09/2015 00


Davidson, Peter 4 04/12/2015 56 54,000 54,000

UGE International Ltd. Options Doolan, Michael Frederick 4 04/09/2015 00

UGE International Ltd. Options Doolan, Michael Frederick 4 04/12/2015 50 0.78 36,000 36,000


Doolan, Michael Frederick 4 04/09/2015 00


Doolan, Michael Frederick 4 04/12/2015 56 54,000 54,000


Parker, Nicholas Parker 4 04/09/2015 00


Parker, Nicholas Parker 4 04/12/2015 56 54,000 54,000

UGE International Ltd. Options Varrone, Crescent Richard 4 16/07/2014 00

UGE International Ltd. Options Varrone, Crescent Richard 4 04/12/2015 50 36,000 36,000


Varrone, Crescent Richard 4 16/07/2014 00


Varrone, Crescent Richard 4 04/12/2015 56 54,000 54,000

Umbral Energy Corp. Common Shares Sharples, Clint 4 08/12/2015 10 0.02 1,170,000 100,000

Uniserve Communications Corporation

Common Shares Scholz, Michael Curt 4 09/12/2015 54 0.1 9,622,990 360,000


Warrants Scholz, Michael Curt 4 09/12/2015 54 0.1 6,540,000 -360,000


Warrants Scholz, Michael Curt 4 09/12/2015 97 0.1 5,690,000 -850,000

United Hunter Oil & Gas Corp.

Common Shares Turner, Timothy 4, 5 08/12/2015 46 0.03 533,333

United Hunter Oil & Gas Corp.

Common Shares Turner, Timothy 4, 5 10/12/2015 46 0.0725 737,290 220,690

Ur-Energy Inc. Options Boberg, Walter William 5 11/12/2015 50 0.8 501,147 56,470

Ur-Energy Inc. Restricted Share Units Boberg, Walter William 5 11/12/2015 56 37,894 14,118

Ur-Energy Inc. Options Bonner, James A. 5 11/12/2015 50 0.8 224,688 57,114

Ur-Energy Inc. Restricted Share Units Bonner, James A. 5 11/12/2015 56 49,870 14,278

Ur-Energy Inc. Options Cash, John William 5 11/12/2015 50 0.8 364,158 65,676

Ur-Energy Inc. Restricted Share Units Cash, John William 5 11/12/2015 56 71,899 16,418

Ur-Energy Inc. Options Franklin, James 4 11/12/2015 50 0.8 411,255 56,470

Ur-Energy Inc. Restricted Share Units Franklin, James 4 11/12/2015 56 37,894 14,118

Ur-Energy Inc. Options Goplerud, Penne Ann 5 11/12/2015 50 0.8 672,416 78,632

Ur-Energy Inc. Restricted Share Units Goplerud, Penne Ann 5 11/12/2015 56 92,375 19,658

Ur-Energy Inc. Options Hatten, Steven Marcal 5 11/12/2015 50 0.8 543,495 68,916

Ur-Energy Inc. Restricted Share Units Hatten, Steven Marcal 5 11/12/2015 56 74,991 17,228

Ur-Energy Inc. Options Huber, Gary Chase 4 11/12/2015 50 0.8 286,160 56,470

Ur-Energy Inc. Restricted Share Units Huber, Gary Chase 4 11/12/2015 56 21,540 14,118

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10649



Acquired/ Disposed

Ur-Energy Inc. Options Klenda, Jeffrey T. 5 11/12/2015 50 0.8 1,151,372 199,340

Ur-Energy Inc. Restricted Share Units Klenda, Jeffrey T. 5 11/12/2015 56 114,618 24,836

Ur-Energy Inc. Options Macdonell, Paul 4 11/12/2015 50 0.8 411,255 56,470

Ur-Energy Inc. Restricted Share Units Macdonell, Paul 4 11/12/2015 56 37,894 14,118

Ur-Energy Inc. Options Parker, Thomas Howard 4 11/12/2015 50 0.8 411,255 56,470

Ur-Energy Inc. Restricted Share Units Parker, Thomas Howard 4 11/12/2015 56 37,894 14,118

Ur-Energy Inc. Options Smith, Roger L. 5 11/12/2015 50 0.8 894,807 87,462

Ur-Energy Inc. Restricted Share Units Smith, Roger L. 5 11/12/2015 56 102,746 21,866

Urbana Corporation Common Shares Caldwell, Thomas Scott 4 10/12/2015 90 2.05 3,974,050 389

Urbana Corporation Common Shares Caldwell, Thomas Scott 4 10/12/2015 11 2.05 3,974,469 419

Urbana Corporation Common Shares Caldwell, Thomas Scott 4 10/12/2015 90 2.05 184,111 -389

US Buyback Leaders Fund Units US Buyback Leaders Fund 1 07/12/2015 38 2,500 2,500

US Buyback Leaders Fund Units US Buyback Leaders Fund 1 07/12/2015 38 0 -2,500

Vatic Ventures Corp. Common Shares Tyab, Nasim 4 08/12/2015 10 0.01 407,168 6,000

Velan Inc. Subordinate Voting Shares

Velan Inc. 1 02/11/2015 38 15.8 7,000 1,000


Velan Inc. 1 03/11/2015 38 15.84 8,000 1,000


Velan Inc. 1 06/11/2015 38 15.75 59,800 51,800


Velan Inc. 1 09/11/2015 38 15.75 84,200 24,400


Velan Inc. 1 11/11/2015 38 15.76 85,200 1,000


Velan Inc. 1 13/11/2015 38 15.65 86,200 1,000


Velan Inc. 1 16/11/2015 38 15.6 87,200 1,000


Velan Inc. 1 17/11/2015 38 15.55 88,200 1,000


Velan Inc. 1 18/11/2015 38 15.5 89,200 1,000

Ventripoint Diagnostics Ltd. (formerly Luca Capital Inc.)

Common Shares Skidmore, Melanie Laine 3 07/12/2015 37 3,504,572 -31,541,146


Common Shares Skidmore, Melanie Laine 3 07/12/2015 37 930,000 -8,370,000


Common Shares Skidmore, Melanie Laine 3 07/12/2015 37 58,700 -528,300


Common Shares Skidmore, Melanie Laine 3 07/12/2015 37 28,400 -255,600


Warrants Skidmore, Melanie Laine 3 07/12/2015 37 1,392,045 -12,528,408

Vermilion Energy Inc. Common Shares Reinhart, Kevin Jerome 4 07/12/2015 10 35 5,800 2,800

Victoria Gold Corp. (formerly Victoria Resource Corporation)

Common Shares Sun Valley Gold LLC 3 07/12/2015 10 0.1331 10,104,500 467,500







Virginia Hills Oil Corp. Common Shares Conrad, Ronald Brent 5 24/06/2015 10 0.25 6,166

Virginia Hills Oil Corp. Common Shares Conrad, Ronald Brent 5 24/06/2015 30 0.25 606,166 6,166








Insider Reporting

December 17, 2015

(2015), 38 OSCB 10650



Acquired/ Disposed


Virginia Hills Oil Corp. Common Shares Conrad, Ronald Brent 5 02/12/2015 90 0.15 172,048 -460,000

Virginia Hills Oil Corp. Common Shares Conrad, Ronald Brent 5 13/02/2015 00


Virginia Hills Oil Corp. Common Shares Mallamo, Mark 5 27/07/2015 10 0.255 244

Virginia Hills Oil Corp. Common Shares Mallamo, Mark 5 27/07/2015 30 0.255 244 244

Virginia Hills Oil Corp. Common Shares Mallamo, Mark 5 08/09/2015 10 0.23 5,163

Virginia Hills Oil Corp. Common Shares Mallamo, Mark 5 08/09/2015 30 0.23 5,407 5,163





Virginia Hills Oil Corp. Common Shares Mallamo, Mark 5 23/06/2015 00

Virginia Hills Oil Corp. Common Shares Mallamo, Mark 5 23/06/2015 00

Virginia Hills Oil Corp. Common Shares Mallamo, Mark 5 27/07/2015 10 0.255 244

Virginia Hills Oil Corp. Common Shares Mallamo, Mark 5 27/07/2015 30 0.255 244 244







Virginia Hills Oil Corp. Common Shares Noble, Tracie 5 24/06/2015 10 0.25 2,000

Virginia Hills Oil Corp. Common Shares Noble, Tracie 5 24/06/2015 30 0.25 102,613 2,000









Virginia Hills Oil Corp. Common Shares Witwer, Colin Boyd 5 24/06/2015 10 0.25 6,833

Virginia Hills Oil Corp. Common Shares Witwer, Colin Boyd 5 24/06/2015 30 0.25 1,507,320 6,833









Virginia Hills Oil Corp. Common Shares Witwer, Colin Boyd 5 08/12/2015 90 0.1 1,486,002 -50,000

Virginia Hills Oil Corp. Common Shares Witwer, Colin Boyd 5 08/12/2015 90 0.1 1,471,002 -15,000

Virginia Hills Oil Corp. Common Shares Witwer, Colin Boyd 5 05/11/2014 00

Virginia Hills Oil Corp. Common Shares Witwer, Colin Boyd 5 08/12/2015 90 0.1 50,000 50,000

Virginia Hills Oil Corp. Common Shares Witwer, Colin Boyd 5 05/11/2014 00

Virginia Hills Oil Corp. Common Shares Witwer, Colin Boyd 5 08/12/2015 90 0.1 15,000 15,000

VIRTUALARMOR INTERNATIONAL INC.

Options Anderson, Matthew James 5 24/11/2015 00 25,000


Common Shares Blisard, Christopher 3, 4, 5 08/10/2015 00 1,064,429


Options Brennan, Matthew 7 08/10/2015 00 962,000


Options Douthwaite, Andrew 7 08/10/2015 00 962,000


Common Shares Kannegieter, Todd 3, 4, 5 08/10/2015 00


Common Shares Kannegieter, Todd 3, 4, 5 08/10/2015 00 992,468

Insider Reporting

December 17, 2015

(2015), 38 OSCB 10651



Acquired/ Disposed


Options Schamberger, Chad 7 08/10/2015 00 962,000

Vista Gold Corp. Common Shares Sun Valley Gold LLC 3 04/12/2015 10 0.28 14,251,518 6,476




Vista Gold Corp. Common Shares Sun Valley Gold Master Fund, Ltd.

3 04/12/2015 10 0.28 10,217,791 6,476


3 07/12/2015 10 0.2971 10,239,541 21,750


3 08/12/2015 10 0.2879 10,273,484 33,943


3 10/12/2015 10 0.3 10,331,249 57,765

Western Copper and Gold Corporation

Common Shares Gayton, Robert 4 04/12/2015 10 0.3375 145,400 30,000

Western Energy Services Corp.

Common Shares Trann, David George 5 09/12/2015 10 3.15 21,011 10,000

Western Forest Products Inc. Common Shares Foster, Jennifer Eileen 5 07/12/2015 00 11,500

Western Forest Products Inc. Common Shares Foster, Jennifer Eileen 5 07/12/2015 00 11,500

Western Forest Products Inc. Options Foster, Jennifer Eileen 5 07/12/2015 00

Western Forest Products Inc. Options Foster, Jennifer Eileen 5 07/12/2015 50 2.17 116,000 116,000

Western Potash Corp. Common Shares Western Potash Corp. 1 05/11/2015 38 0.24 2,500

Western Potash Corp. Common Shares Western Potash Corp. 1 05/11/2015 38 0.24 96,500 45,500

Western Potash Corp. Common Shares Western Potash Corp. 1 16/11/2015 10 0.21 53,000


Western Potash Corp. Common Shares Western Potash Corp. 1 17/11/2015 38 0.205 -53,000












WestJet Airlines Ltd. Common Shares - Voting Baklor, Edward Stuart 5 08/12/2015 10 20.29 4,730 -1,000

WestJet Airlines Ltd. Common Shares - Voting Pugliese, Ferio 5 07/12/2015 57 20.51 41,707 1,294

WestJet Airlines Ltd. Rights 2012 Share Units Pugliese, Ferio 5 07/12/2015 57 0 -2,032

Whitecap Resources Inc. Common Shares Christensen, Daniel James 5 07/12/2015 51 6.23 641,901 16,667

Whitecap Resources Inc. Options Christensen, Daniel James 5 07/12/2015 51 6.23 0 -16,667

Whitecap Resources Inc. Common Shares Dunlop, Darin Roy 5 09/12/2015 51 6.23 183,020 16,667

Whitecap Resources Inc. Options Dunlop, Darin Roy 5 09/12/2015 51 6.23 0 -16,667

Whitecap Resources Inc. Common Shares Kang, Thanh Chan 5 09/12/2015 51 6.23 448,202 16,667

Whitecap Resources Inc. Options Kang, Thanh Chan 5 09/12/2015 51 6.23 0 -16,667

Whitecap Resources Inc. Common Shares Zdunich, Jeffery Byron 5 09/12/2015 51 6.23 69,313 8,334

Whitecap Resources Inc. Options Zdunich, Jeffery Byron 5 09/12/2015 51 6.23 0 -8,334

Wi-LAN Inc. Common Shares Frechette, Marc 5 09/11/2015 10 1.17 8,450



Wi-LAN Inc. Common Shares Frechette, Marc 5 09/11/2015 10 1.17 17,080 8,540








Insider Reporting

December 17, 2015

(2015), 38 OSCB 10652



Acquired/ Disposed



Wi-LAN Inc. Common Shares Richman, Paul 5 07/12/2015 10 1.03 810,300 10,300

Wi-LAN Inc. Common Shares Richman, Paul 5 08/12/2015 10 1.03 810,398 98

Wi-LAN Inc. Common Shares Skippen, James 4, 5 07/12/2015 10 1.4 480,700 600

Wi-LAN Inc. Common Shares Skippen, James 4, 5 08/12/2015 10 1.4 483,200 2,500

Wilmington Capital Management Inc.

Common Shares Class A Richards, David V. 4 04/12/2015 10 3.25 400,000 -185,000

Xebec Adsorption Inc. Common Shares ARNSBY, SIMON DAVID 3 26/11/2015 00 4,309,000

Ximen Mining Corp. Common Shares running fox resource 3 03/12/2015 00 3,954,333

Xtra-Gold Resources Corp. Common Shares Xtra-Gold Resources Corp. 1 08/12/2015 38 0.22 500 500

Xtra-Gold Resources Corp. Common Shares Xtra-Gold Resources Corp. 1 08/12/2015 38 0 -500

Yangaroo Inc. Common Shares Ingalls & Snyder, LLC 3 07/12/2015 10 0.1 15,028,497 25,000

Yieldplus Income Fund Trust Units YIELDPLUS Income Fund 1 04/12/2015 38 5.5973 86,959,524 2,200

Yieldplus Income Fund Trust Units YIELDPLUS Income Fund 1 07/12/2015 38 5.5144 86,960,424 900




ZADAR VENTURES LTD. Common Shares Bobrovskaya, Yan 4 10/12/2015 10 0.015 325,000 150,000

Zazu Metals Corporation Common Shares Atzmon, Gil 5 04/12/2015 10 0.0992 6,730,000 10,000

ZCL Composites Inc. Common Shares Cornez, Leonard A. 4 08/12/2015 51 3.64 85,147 60,000

ZCL Composites Inc. Common Shares Cornez, Leonard A. 4 08/12/2015 10 7.0777 62,120 -23,027

ZCL Composites Inc. Common Shares Cornez, Leonard A. 4 08/12/2015 10 7.0789 46,853 -15,267

ZCL Composites Inc. Options Cornez, Leonard A. 4 08/12/2015 51 3.05 55,000 -20,000



Zephyr Minerals Ltd. Common Shares Felderhof, David Hugh 3, 4, 5 08/12/2015 10 0.1 1,014,500 3,000

Zephyr Minerals Ltd. Common Shares Felderhof, David Hugh 3, 4, 5 09/12/2015 10 0.08 1,024,500 10,000

Zephyr Minerals Ltd. Common Shares Felderhof, G. William 4 08/12/2015 10 0.095 178,833 6,000

Zephyr Minerals Ltd. Common Shares Felderhof, G. William 4 08/12/2015 10 0.1 1,898,833 7,000



Zephyr Minerals Ltd. Common Shares Investments and Technical Management Limited

3 10/12/2015 10 0.09 3,996,999 50,000

Zephyr Minerals Ltd. Common Shares Komperdo, Loren 4, 5 09/12/2015 10 0.08 1,698,667 100,000

Zincore Metals Inc. Options Black, W. David 4 08/12/2015 50 938,334 500,000

Zincore Metals Inc. Options Friedrich, Roman 4 08/12/2015 50 931,667 500,000

Zincore Metals Inc. Options Osatenko, Myron 4 08/12/2015 50 898,334 500,000

Zonte Metals Inc. Options Christopher, Kevin Terry 4 03/12/2015 50 0.07 750,000 750,000

Zonte Metals Inc. Options Eyolfson, Norman 4 03/12/2015 50 310,000 300,000

Zonte Metals Inc. Options Farris, Marshall Limon 4 03/12/2015 50 0.07 400,000 300,000

Zonte Metals Inc. Options MacEachen, Brian 5 02/12/2015 50 0.07 400,000 200,000

December 17, 2015

(2015), 38 OSCB 10653

Chapter 11

IPOs, New Issues and Secondary Financings Issuer Name: B2Gold Corp. Principal Regulator - British Columbia Type and Date: Preliminary Base Shelf Prospectus dated December 11, 2015 NP 11-202 Receipt dated December 11, 2015 Offering Price and Description: US$300,000,000.00 Debt Securities Warrants Subscription Receipts Units Common Shares Underwriter(s) or Distributor(s): - Promoter(s): - Project #2428812 _______________________________________________ Issuer Name: Firm Capital Mortgage Investment Corporation Principal Regulator - Ontario Type and Date: Preliminary Short Form Prospectus dated December 8, 2015 NP 11-202 Receipt dated December 8, 2015 Offering Price and Description: $20,000,000.00 - 5.50% Convertible Unsecured Subordinated Debentures due December 31, 2022 Price: $1,000 per Debenture Underwriter(s) or Distributor(s): TD Securities Inc. National Bank Financial Inc. RBC Dominion Securities Inc. Scotia Capital Inc. Canaccord Genuity Corp. CIBC World Markets Inc. Dundee Securities Ltd. GMP Securities L.P. Desjardins Securities Inc. Promoter(s): - Project #2426794 _______________________________________________

Issuer Name: George Weston Limited Principal Regulator - Ontario Type and Date: Preliminary Base Shelf Prospectus dated December 8, 2015 NP 11-202 Receipt dated December 9, 2015 Offering Price and Description: $1,000,000,000.00 - Debt Securities (unsecured) Preferred Shares Underwriter(s) or Distributor(s): - Promoter(s): - Project #2427856 _______________________________________________ Issuer Name: Lydian International Limited Principal Regulator - Ontario Type and Date: Amended and Restated Preliminary Short Form Prospectus dated December 7, 2015 NP 11-202 Receipt dated December 8, 2015 Offering Price and Description: $* - * Subscription Receipts, each representing the right to receive one Ordinary Share Price: $ * per Subscription Receipt Underwriter(s) or Distributor(s): Scotia Capital Inc. BMO Nesbitt Burns Inc. GMP Securities L.P. National Bank Financial Inc. Sprott Private Wealth L.P. Promoter(s): - Project #2427228 _______________________________________________

IPOs, New Issues and Secondary Financings

December 17, 2015

(2015), 38 OSCB 10654

Issuer Name: Manulife Financial Corporation Principal Regulator - Ontario Type and Date: Preliminary Base Shelf Prospectus dated December 10, 2015 NP 11-202 Receipt dated December 10, 2015 Offering Price and Description: $10,000,000,000.00 Debt Securities Class A Shares Class B Shares Class 1 Shares Common Shares Subscription Receipts Warrants Share Purchase Contracts Units Underwriter(s) or Distributor(s): - Promoter(s): - Project #2428432 _______________________________________________ Issuer Name: Park Lawn Corporation Principal Regulator - Ontario Type and Date: Preliminary Short Form Prospectus dated December 8, 2015 NP 11-202 Receipt dated December 8, 2015 Offering Price and Description: $22,011,000.00 - 1,914,000 Subscription Receipts each representing the right to receive one Common Share Price: $11.50 per Subscription Receipt Underwriter(s) or Distributor(s): National Bank Financial Inc. Acumen Capital Finance Partners Limited Canaccord Genuity Corp. GMP Securities L.P. Mackie Research Capital Corporation TD Securities Inc. Promoter(s): - Project #2426760 _______________________________________________ Issuer Name: Purpose Premium Yield Fund Principal Regulator - Ontario Type and Date: Preliminary Simplified Prospectus dated December 9, 2015 NP 11-202 Receipt dated December 10, 2015 Offering Price and Description: ETF shares, Series A shares and Series F Shares Underwriter(s) or Distributor(s): - Promoter(s): Purpose Investments Inc. Project #2428377 _______________________________________________

Issuer Name: RP Strategic Income Plus Fund Principal Regulator - Ontario Type and Date: Preliminary Simplified Prospectus dated December 8, 2015 NP 11-202 Receipt dated December 9, 2015 Offering Price and Description: Class A, Class F and Class O Units Underwriter(s) or Distributor(s): - Promoter(s): RP Investment Advisors Project #2427939 _______________________________________________ Issuer Name: Smart Real Estate Investment Trust Principal Regulator - Ontario Type and Date: Preliminary Base Shelf Prospectus dated December 10, 2015 NP 11-202 Receipt dated December 11, 2015 Offering Price and Description: $2,000,000,000.00: Variable Voting Units Subscription Receipts Warrants Debt Securities Underwriter(s) or Distributor(s): - Promoter(s): - Project #2428563 _______________________________________________ Issuer Name: TD Private Canadian Blue Chip Dividend Fund TD Private Canadian Blue Chip Equity Fund TD Private Canadian Corporate Bond Fund TD Private Canadian Diversified Yield Fund TD Private Canadian Value Fund TD Private International Stock Fund TD Private U.S. Blue Chip Equity Currency Neutral Fund TD Private U.S. Blue Chip Equity Fund TD Private U.S. Corporate Bond Fund Principal Regulator - Ontario Type and Date: Preliminary Simplified Prospectuses dated December 10, 2015 NP 11-202 Receipt dated December 10, 2015 Offering Price and Description: Investor Series, Premium Series, D-Series, Advisor Series, F-Series, O-Series and Premium F-Series Underwriter(s) or Distributor(s): - Promoter(s): TD Asset Management Inc. Project #2428397 _______________________________________________


December 17, 2015

(2015), 38 OSCB 10655

Issuer Name: The Manufacturers Life Insurance Company Principal Regulator - Ontario Type and Date: Preliminary Base Shelf Prospectus dated December 10, 2015 NP 11-202 Receipt dated December 10, 2015 Offering Price and Description: $5,000,000,000.00 -Debt Securities Fully and unconditionally guaranteed by Manulife Financial Corporation Underwriter(s) or Distributor(s): - Promoter(s): - Project #2428428 _______________________________________________ Issuer Name: TransAlta Corporation Principal Regulator - Alberta Type and Date: Preliminary Base Shelf Prospectus dated December 11, 2015 NP 11-202 Receipt dated December 11, 2015 Offering Price and Description: $2,000,000,000.00: Common Shares First Preferred Shares Warrants Subscription Receipts Debt Securities Underwriter(s) or Distributor(s): - Promoter(s): - Project #2428822 _______________________________________________ Issuer Name: CI G5|20 2041 Q1 Fund Principal Regulator - Ontario Type and Date: Final Simplified Prospectus dated December 4, 2015 NP 11-202 Receipt dated December 8, 2015 Offering Price and Description: Class A, F and O units Underwriter(s) or Distributor(s): - Promoter(s): CI Investments Inc. Project #2409291 _______________________________________________

Issuer Name: CI G5|20i 2036 Q1 Fund Principal Regulator - Ontario Type and Date: Final Simplified Prospectus dated December 4, 2015 NP 11-202 Receipt dated December 8, 2015 Offering Price and Description: Class A, F and O units Underwriter(s) or Distributor(s): - Promoter(s): CI Investments Inc. Project #2409290 _______________________________________________ Issuer Name: Inter Pipeline Ltd. Principal Regulator - Alberta Type and Date: Final Base Shelf Prospectus dated December 11, 2015 NP 11-202 Receipt dated December 11, 2015 Offering Price and Description: $3,000,000,000 Common Shares Preferred Shares Debt Securities Subscription Receipts Underwriter(s) or Distributor(s): - Promoter(s): - Project #2427559 _______________________________________________ Issuer Name: MDPIM International Equity Pool Principal Regulator - Ontario Type and Date: Amendment #2 dated November 25, 2015 to the Simplified Prospectus and Amendment No. 2 dated November 25, 2015 to the Annual Information Form dated May 26, 2015 NP 11-202 Receipt dated December 9, 2015 Offering Price and Description: Series A and Series T units Underwriter(s) or Distributor(s): MD Management Limited MD Management Ltd. Promoter(s): MD Financial Management Inc. Project #2338921 _______________________________________________


December 17, 2015

(2015), 38 OSCB 10656

Issuer Name: Trapeze Value Class* (Series A and F securities) Redwood Emerging Markets Dividend Fund (Series A, F and I securities) Redwood Unconstrained Bond Fund (Series A, F, A USD, F USD and I securities) Redwood Global Innovations Class* (Series A, F, A USD and F USD securities) Redwood Pension Class* (Series A, F, A USD, F USD and PHP securities) Redwood Global Total Return Bond Portfolio (Series A, F, A USD, F USD and PHP securities) * A class of shares of Ark Mutual Funds Ltd. Principal Regulator - Ontario Type and Date: Final Simplified Prospectuses dated December 4, 2015 NP 11-202 Receipt dated December 14, 2015 Offering Price and Description: Series A, F, I, A USD, F USD and PHP units Underwriter(s) or Distributor(s): Redwood Asset Management Inc. Promoter(s): - Project #2411256 _______________________________________________ Issuer Name: Restaurant Brands International Inc. Principal Regulator - Ontario Type and Date: Final Bae Shelf Prospectus dated December 9, 2015 NP 11-202 Receipt dated December 9, 2015 Offering Price and Description: $875,000,000.00 Common Shares Underwriter(s) or Distributor(s): - Promoter(s): - Project #2426953 _______________________________________________ Issuer Name: Russell LifePoints Conservative Income Class Portfolio (Series B, B-5, E, E-5, F, F-5 and O Shares) Russell Global Infrastructure Class (Series B, E, F and O Shares) Principal Regulator - Ontario Type and Date: Amendment #2 dated December 4, 2015 to the Simplified Prospectuses and Annual Information Form dated June 30, 2015 NP 11-202 Receipt dated December 11, 2015 Offering Price and Description: Series B, B-5, E, E-5, F, F-5 Shares @ Net Asset Value Underwriter(s) or Distributor(s): Russell Investments Canada Limited Promoter(s): Russell Investments Canada Limited Project #2357197 _______________________________________________

Issuer Name: Sleep Country Canada Holdings Inc. Principal Regulator - Ontario Type and Date: Final Short Form Prospectus dated December 11, 2015 NP 11-202 Receipt dated December 11, 2015 Offering Price and Description: $185,000,000.00 - 10,000,000 COMMON SHARES Price: $18.50 per Offered Share Underwriter(s) or Distributor(s): TD Securities Inc. BMO Nesbitt Burns Inc. CIBC World Markets Inc. Scotia Capital Inc. GMP Securities L.P. Credit Suisse Securities (Canada), Inc. National Bank Financial Inc. Raymond James Ltd. Promoter(s): - Project #2424953 _______________________________________________ Issuer Name: Low Volatility Global Income Fund Principal Jurisdiction - Ontario Type and Date: Preliminary Long Form Prospectus dated July 28, 2015 Withdrawn on December 10, 2015 Offering Price and Description: Maximum Offering: $ * - * Units Minimum Offering: $20,000,000 - 2,000,000 Units Price: $10.00 per Unit Minimum Purchase: 100 Units Underwriter(s) or Distributor(s): Scotia Capital Inc. BMO Nesbitt Burns Inc. RBC Dominion Securities Inc. CIBC World Markets Inc. National Bank Financial Inc. TD Securities Inc. GMP Securities L.P. Raymond James Ltd. Canaccord Genuity Corp. Desjardins Securities Inc. Dundee Securities Ltd. Mackie Research Capital Corporation Promoter(s): Strathbridge Asset Management Inc. Project #2375851 _______________________________________________

December 17, 2015

(2015), 38 OSCB 10657

Chapter 12

Registrations 12.1.1 Registrants

Type Company Category of Registration Effective Date

Name Change

From: Whitetooth Capital Corp. To: Wealth Creation Corporation

Exempt Market Dealer December 10, 2015

Consent to Suspension (Pending Surrender)

Cambridge Asset Management Inc.

Investment Fund Manager, Portfolio Manager, Exempt Market Dealer

December 11, 2015

Voluntary Surrender Brookshire Capital Corporation

Limited Market Dealer December 14, 2015

Voluntary Surrender General Motors Investment Management Corporation

Portfolio Manager December 14, 2015

Registrations

December 17, 2015

(2015), 38 OSCB 10658


December 17, 2015

(2015), 38 OSCB 10659

Chapter 13

SROs, Marketplaces, Clearing Agencies and Trade Repositories

13.3 Clearing Agencies 13.3.1 CDCC – Amendments to Risk Manual and Rules to Create a New Category of Clearing Member – OSC Staff

Notice of Request for Comment

OSC STAFF NOTICE OF REQUEST FOR COMMENT

CANADIAN DERIVATIVES CLEARING CORPORATION (CDCC)

AMENDMENTS TO RISK MANUAL AND RULES TO CREATE A NEW CATEGORY OF CLEARING MEMBER The Ontario Securities Commission is publishing for public comment the proposed amendments to the risk manual and CDCC rules (Sections A-102, A-1A01, A-301, A-303 and A-305). The purpose of the proposed amendments is to create a new category of clearing member “Centrals”. The comment period ends January 16, 2016. A copy of the CDCC Notice is published on our website at http://www.osc.gov.on.ca.

SROs, Marketplaces, Clearing Agencies and Trade Repositories

December 17, 2015

(2015), 38 OSCB 10660


December 17, 2015 (2015), 38 OSCB 10661

Index

2241153 Ontario Inc. Notice from the Office of the Secretary ................... 10494 Order – s. 127 ......................................................... 10515 Assignment of Certain Powers and Duties of the Ontario Securities Commission Assignment – s. 6(3) ............................................... 10522 Banik,Dipak Notice from the Office of the Secretary ................... 10494 Order – s. 127 ......................................................... 10515 BitRush Corp. Cease Trading Order .............................................. 10543 BNP Paribas Global Equity Exposure Fund Decision .................................................................. 10508 BNP Paribas Investment Partners Canada Ltd. Decision .................................................................. 10508 Boyuan Construction Group, Inc. Cease Trading Order .............................................. 10543 Brookshire Capital Corporation Voluntary Surrender ................................................ 10657 Cambridge Asset Management Inc. Consent to Suspension (Pending Surrender).......... 10657 CDCC Clearing Agencies – Amendments to Risk Manual and Rules to Create a New Category of Clearing Member – OSC Staff Notice of Request for Comment ............................................................... 10659 Enerdynamic Hybrid Technologies Corp. Cease Trading Order .............................................. 10543 Farrell, John Notice from the Office of the Secretary ................... 10493 Order – s. 127 ......................................................... 10513 Order – Rule 1.7.4 of the OSC Rules of Procedure ............................................................... 10515 First Asset Investment Management Inc. Decision .................................................................. 10502 FPS Pharma Inc. Cease Trading Order .............................................. 10543 General Motors Investment Management Corporation Voluntary Surrender ................................................ 10657 Global SeaFarms Corporation Cease Trading Order .............................................. 10543

Guerenska, Stoyanka Notice from the Office of the Secretary ................... 10494 Order – s. 127......................................................... 10515 HCN-Revera Joint Venture ULC Decision .................................................................. 10500 IA Clarington Investments Inc. Decision .................................................................. 10508 Investment Funds Practitioner – December 2015 Notice ..................................................................... 10486 Iona Energy Inc. Cease Trading Order .............................................. 10543 Kotton, Lance Notice from the Office of the Secretary ................... 10495 Temporary Order – s. 127(8) .................................. 10520 La Jolla Capital Inc. Order – s. 144......................................................... 10519 Cease Trading Order .............................................. 10543 Lonsdale Tactical Balanced Portfolio Decision .................................................................. 10510 McKinnon, Stuart Notice from the Office of the Secretary ................... 10493 Order – s. 127......................................................... 10513 Order – Rule 1.7.4 of the OSC Rules of Procedure ............................................................... 10515 Newport Private Wealth Inc. Decision .................................................................. 10510 Nikolov, Sophia Notice from the Office of the Secretary ................... 10494 Order – s. 127......................................................... 10515 Nobilis Health Corp. Cease Trading Order .............................................. 10543 Oasis World Trading Inc. Notice of Hearing with Related Statement of Allegations – ss. 127(1), 127(2), 127.1 ................... 10489 Notice from the Office of the Secretary ................... 10493 Notice from the Office of the Secretary ................... 10495 Order with Related Settlement Agreement – ss. 127(1), 127(2), 127.1 ........................................ 10526 OSC Staff Notice 13-706 Sedar Filer Manual Update Notice ..................................................................... 10485 Pacific Coal Resources Ltd. Cease Trading Order .............................................. 10543

Index

December 17, 2015 (2015), 38 OSCB 10662

Pang, Zhen (Steven) Notice of Hearing with Related Statement of Allegations – ss. 127(1), 127(2), 127.1 ................... 10489 Notice from the Office of the Secretary ................... 10493 Notice from the Office of the Secretary ................... 10495 Order with Related Settlement Agreement – ss. 127(1), 127(2), 127.1 ......................................... 10526 Pro-Financial Asset Management Inc. Notice from the Office of the Secretary ................... 10493 Order – s. 127 ......................................................... 10513 Order – Rule 1.7.4 of the OSC Rules of Procedure ............................................................... 10515 Regal Lifestyle Communities Inc. Decision .................................................................. 10500 Rempel, Edward Andrew Reasons: Director’s Decisions ................................ 10537 Salix Pharmaceuticals, Ltd. Order – s. 144 ......................................................... 10517 Setenterprice Notice from the Office of the Secretary ................... 10494 Order – s. 127 ......................................................... 10515 Singh, Sarbjeet Notice from the Office of the Secretary ................... 10494 Order – s. 127 ......................................................... 10515 Titan Equity Group Ltd. Notice from the Office of the Secretary ................... 10495 Temporary Order – s. 127(8) .................................. 10520 Todorov, Evgueni Notice from the Office of the Secretary ................... 10494 Order – s. 127 ......................................................... 10515 Wealth Creation Corporation Name Change ......................................................... 10657 Whitetooth Capital Corp. Name Change ......................................................... 10657 Xenon Pharmaceuticals Inc. Decision .................................................................. 10497

Documents

OSC Bulletin · 2015-12-17 · The OSC Bulletin is published weekly by Carswell, a Thomson Reuters business, under the authority of the Ontario Securities Commission. Subscriptions