Open SG Opening Plenary Ft Lauderdale 2010

Open Smart Grid (OpenSG)Technical Committee PlenaryNovember 2010

12Agenda8:00am Safety & Welcome (Chris)8:10am UCA Chairmans Report (Erich)8:20am Logistics / Announcements (Chris)8:30am SEP 2.0 Update(Tobin)8:50am 2010 Objectives to date (Chris K)9:00am WG and TF plan for the weekSG Communications (15min)SG Conformity (15min)SG Security (15min)SG Systems (15min)Q&A2Welcome & SafetyWelcome & SafetyCPR911Exits & Meeting Point

UCA Chairmans ReportErich Gunther4UCAIug Corporate SupportersUCAIug Corporate SupportersBy RegionUCAIug Corporate SupportersUCAIug 2009 User AccountsBy RegionUCAIug MembersLinear Trend LineUCAIug Membership Composition

UCAIug BudgetHistoric2010 ProposedWhere the Budget Goes

Announcements

Internet InformationSSIDsWestinMeetingRoomsWestinGuestRooms

New OpenSG Simulations WG1111SEP 2.0 OpenSG Update

Tobin RichardsonDirector, Smart EnergyZigBee Alliancetrichardson@zigbee.org

November 2, 2010

ZigBee Smart Energy Profile Update1.0 Implementation & Market Support1.x evolution2.0 Development and Status

ZigBee Smart Energy Public Application Profile 1.0More than 70 SE-certified devices now

Market implementation support in Texas ZigFesTX Go-to-MarketFour ZigFesTX under our belt May through NovemberLast ZigFesTX for 2010 in Houston, next week CenterPoint hosting

1.x Revision Nearly RatifiedFirst certification event passed; now to Architecture Review and SE WG review includes features like Multiple ESIs, Over-the-Air Bootloader, CCBs

Continuing demand for increased functionality in 1.x profile evolutionPrepay; multi-fuel; tunneling, etc.; ongoing evaluation of timing/scope and appropriate level of effort.14SEP 2.0 Recap development processCurrent StatusOngoing work items

ZigBee ProcessMarket Requirements Document (MRD)Technical Requirements Document (TRD)0.7 version of Specification (Interop-Ready)0.9 version of Specification (Certification-Ready)1.0 version of Specification (Certified Devices)16Current Status 2.0SEP 2.0 TRD comment resolution nearing completion and reballotSEP 2.0 Application Specification (App Spec):Letter ballot received ~2000 commentsResolution divided into sections led by championsSignificant progress made on resolving commentsSeveral meetings (face-to-face this past week in California)Working closely with various external groups (NAESB and IEC, for example)The negative: has not been easy requirements are a moving target with many external factors and internal contentious items, often caught in middle (61968 vs 61850, for example)Several test events have occurred for IP stackFirst interop of SE 2.0 Profile event last week!!Current Status (contd)Ramping up collaboration with multiple MAC/PHYs (HomePlug, Wi-Fi) on developing profile (app support specification)Continuing work with harmonization efforts with sister organizations (and newly emerging ones)OpenHANNAESB PAPsetc.18Major Work Items OngoingHarmonizing with SAE on plug-in vehicle commsHarmonizing with DER / inverter / 61850 / SunSpecHarmonizing with NAESBHarmonizing with NIST PAPs (3, 4, 9, 10, 11, etc.)Cleanup and additional detail (transactions, schemas, boot-strap, device discovery, resource discovery, multiple ESIs, etc.)Certificate Authority selection (downselection, finalizing negotiations will announce publicly soon)19External Influences - ReminderOpenSG US NIST and SGIPNAESBIECEU (ESMIG, etc.)AU (WSAA, etc.)SAE20External OutreachWorking with many SDOsDeveloping new standards:IETF ROLL / RPLIETF CoRE / CoAPIETF 6LoWPAN (ND, etc.)Refining existing standards:IETF PANAIETF TLSIEC 61968 (CIM)IEEE 802.15.4Recent European/Intl CollaborationIEC TC57 WG 12 in processCEN/CENELEC/ETSI European focusLiaisons in place and in processM441 European MandateMany others in progress and ongoing collaborationUK Smart Metering Mandate Prospectus

Key Upcoming Events/MilestonesTRD reissue & public comment (30-day re-ballot when complete)0.7 AppSpec reissue & public comment (30-day re-ballot when complete)ZigFesTX Houston, Nov. 9-11, CenterPointZigBee Alliance member meeting Nov. 15-19, Dublin, IrelandMore liaisons, ever-expanding tent of participants in SE 2.0 profile

www.zigbee.org

Thank You!Reveiw: 2010 OpenSG Strategic GoalsGeneral conformity requirements documentsComplete HAN 2.0 SRSExpand OpenHAN to be all encompassing around edge devices evolve from HAN to include C&IComplete OpenADE SRS 1.0 and associated compliance requirements Focus on program management

2010 OpenSG WG Specific Objectives SG SystemsOpenADRBuild CIM into OpenADR specificationsHarmonize OpenADR with other TFs (OpenHAN, OpenADE, Conformance, etc.) OpenADEOpenADE 1.0 SRS: February 2010 OpenADE 2.0: User Requirements Q2 2010 OpenADE 2.0: System Requirements / Service Definitions Q4 2010 OpenHAN OpenHAN 2.0 SRS ratified by OpenSG

SG CommunicationsContinue work on SG-NET System Requirements Specification (interim release 5)Get the Network Interoperability task group work organized for next quarterMeet with NIST on PAP 1 and agree to SG-NET responsibilities

SG ConformanceAgree upon (simple) definitions for Conformance and Interoperability and Abstract Test Cases and Concrete Test Cases Agree upon a language (framework, taxomomy) upon which to build abstract test cases Edge ConformanceComplete Certification Process Reference Manual

SG SecurityEstablish coordinated support for other OpenSG working groups & task forcesRevise the AMI Security ProfileAddress additional security profiles as produced by ASAP-SGShaping 2011 OpenSG Strategic GoalsSG Simulations WG define how edge devices integrate as a closed-loop systemImpact on distribution system and closed loop design constraints for stabilityCommunications Strategy for Broad Coverage (Dist Sys level)-SG comms work with UTC/WCAIntegrated Demand Response/Advanced Load Control Address edge devices as an integrated systems approach incorporating all edge devices and market interfaces/servicesASAP-SG Security Profiles next round, weave into SG Security/SGIP-CSWGEnterprise Information Management w.r.t. CIM interoperability projects, Data Reference ArchitectureOpen Source repository for test cases and lab artifacts

2011 Meeting DatesMarch 7-10, San Antonio, TX (SWRI)Not yet confirmed, looking for alternativeJuly 18-21, Vancouver, BC (BC Hydro, DeYagher)November 14-17, Buffalo? Pittsburgh? Baltimore? Charlotte? Atlanta? Jacksonville?Note: These are tentative dates. Please do not plan travel until you receive a registration notice.

SG Communications Don Sturek, PG&ESlide 29SG Communications CharterIdentify and articulate Smart Grid communications requirements and work with Standards Development Organizations (SDOs) and vendor consortiums to realize those requirements.

Engage with the NIST Smart Grid Roadmap activities and address communications related OpenSG tasks in the various NIST Priority Action Plans (PAPs).

doc.: IEEE 802.15-

, Page 29Don Sturek, PG&ESlide 30SG Communications OrganizationChairDon Sturek, PG&E

Task Groups:SG-NETWORK:Chair: Matt Gillmore, Consumers EnergyVice Chair: Ron Cunningham, AEPNetwork Interoperability:Tom Herbst, Silver Spring Networksdoc.: IEEE 802.15-

, Page 30Don Sturek, PG&ESlide 31Progress since Detroit

SG-NETWORK

NIST PAP 2 Tasks:Interim release 4 released1400 additional requirements createdDraft white papers on RF Spectrum Allocation for Smart Grid use casesDatabase for Communication Requirements modeling has had major improvements.System Requirements Specification document is progressing to align better with the 2800+ requirements identified to date.

doc.: IEEE 802.15-

, Page 31Don Sturek, PG&ESlide 32Objectives for This MeetingSG CommunicationsNetwork Interoperability Task Group deliverables for the next quarter

SG-NETWORKContinue work on the SG-NETWORK System Requirements and System Requirements Specification (SRS) for Interim Report #5Support NIST with PAP 1 & 2 for completion by end of year.

Network InteroperabilityAgree on deliverables for the next quarterPlan work to meet deliverablesdoc.: IEEE 802.15-

, Page 32Don Sturek, PG&ESlide 33SG-NETWORK Objectives This WeekJoint SG-SEC/SG-NETWORK meeting to review security portions of requirementsSystem requirements Specification working sessionsVet SG-Network System requirements for version 4.1Discuss the use of SG-Network requirements for RF Spectrum allocation white papers.Review Requirements DatabasePlan scope of the next interim releasePAP 2 joint meeting Thursday

doc.: IEEE 802.15-

, Page 33Don Sturek, PG&ESlide 34SG Communications AgendaMonday, PM1 (SG Communications)Boot CampNote: Session is an overview for newcomers

Tuesday10:30-noon SG Communications & SG-Network agenda review1-3pm SG Security / SG-Network e.g. CIA vetting3:30 5:30 System Requirements Specification (DA content review)doc.: IEEE 802.15-

, Page 34Don Sturek, PG&ESlide 35SG Communications AgendaWednesday8-10am Requirements Database Working session release planning, payload ties to interfaces/dataflows, user feedback10:30-12noon SG-Network requirements and Spectrum Requirements1-3pm System Requirement Specification & payload attribute data review3:30 -5pm Requirements and SRS working session6-8pm TBD additional meeting

doc.: IEEE 802.15-

, Page 35Don Sturek, PG&ESlide 36SG Communications AgendaThursday 8-10am SG Network / PAP 210:30-noon SG Network / PAP 2

doc.: IEEE 802.15-

, Page 36SG Conformity Bruce Muschlitz

July 2010Bruce Muschlitz, EnerNexSlide 38SG Conformity CharterCertification requirements for SG systemsDevelop Quality Assurance PlanExplore use of a Product Mark (logo)Create repository of best practicesDefine sustainable conformity programsProvide coordination between OpenSG and 61850 and CIM testing groupsExplore tester accreditation doc.: IEEE 802.15-

, Page 38July 2010Bruce Muschlitz, EnerNexSlide 39SG Conformity OverviewChairBruce Muschlitz, EnerNexVice chairZahra Makoui, PG&E

Task Groups:Edge Conformity:Phil Beecher, John LinSecurity Conformity:Bobby Brown, Sandy BacikEnterprise Conformity:Mark Ortiz, (co-chair presently vacant)

doc.: IEEE 802.15-

, Page 39July 2010Bruce Muschlitz, EnerNexSlide 40Progress since DetroitPaused main conformity meetings to focus on CPRM (Certification Process reference Manual)Identified ITU standard X.291 (IEC 9646-2) as basis for abstract test definitionsProgressed CPRM to Rev.9 (now on hold awaiting NIST SGIP TCC IPRM completion)(IPRM=Interoperability Process Reference Manual)CPRM to be restructured as modification to IPRM to avoid duplicative work)Security Conformity Group progress slowed due to lack of participationMail lists: OPENSG-xxx@SMARTGRIDLISTSERVE.ORGSGCONFORMITYSGCONFORM-EDGESGCONFORM-SECSGCONFORM-ENTWorking with NIST TCC (Testing and Conformance CommitteeEnsure no duplication of effortsTCC WG3 Assessment of NIST standards for suitability toward interoperable productsTCC WG4 Interoperabilty Process Reference ManualTCC WG5 Laboratory qualification criteriadoc.: IEEE 802.15-

, Page 40July 2010Bruce Muschlitz, EnerNexSlide 41Objectives for This MeetingStatus update on NIST TCC IPRM completionDiscuss long-term relationship with SGIPRestructure CPRM as additions/changes to IPRMOutline Quality Assurance Program for OpenSGDiscuss how Conformity WG can help create ITCA(Interop Testing and Certification Authority) for OpenSG groupsRoundtable Requests from the OSG Working groups on conformity needsdoc.: IEEE 802.15-

, Page 41July 2010Bruce Muschlitz, EnerNexSlide 42SG Conformity AgendaMonday, PM1 (SG Conformity Boot Camp)Tuesday, AM2 (SG Conformity Main meeting)Tuesday, PM1 (Edge Conformity)Tuesday, PM2 (Joint Enterprise / Edge Conformity)Wednesday, AM1 (Joint Network Interop / Enterprise / Edge Conformity)Wednesday, AM2 (Joint Enterprise / Edge Conformity)Wednesday, PM1 (Joint Edge Conformity / Network Interop )Thursday, AM1 (Security Conformity)Thursday, AM1 (SGIP TCC WG4, IPRM)doc.: IEEE 802.15-

, Page 42Slide 43Edge/Enterprise Conformity TG CharterDevelop Certification, Testing and Interoperability Policy and Requirements for ADE, ADR, AMI-Ent and HANNovember 2010Phil Beecher

43doc.: IEEE 802.15-

, Page 43Edge/Enterprise Conformity TG OverviewChairPhil Beecher, (Edge), Mark Ortiz (Ent)

Co-chairJohn Lin, (Edge), John Simmins (Ent)

Collaboration:OpenADE, OpenADR, OpenHAN, AMI-EntSlide 44November 2010Phil Beecher44doc.: IEEE 802.15-

, Page 44Edge / Enterprise Conformity ActivityEdge and Enterprise Conformity Task Groups worked on a single combined Certification Process Reference ManualContent frozen, pending release of SGTCC IPRMNext step will be ensuring CPRM is complementary to IPRMAbstract Test Case Documents development in progressStarted work on OpenHAN documentNeed to agree scope, then start work on OpenADE and OpenADRPhil BeecherSlide 45November 201045Objectives for November F2F MeetingEdge/Enterprise Conformity TG work sessionsAgree Scope of Abstract Test Case documentationDefine Test Methodologies and requirements for OpenADE, OpenADR and Enterprise.

Other Joint SessionsNetwork InteropUnderstand scope of workOverview of Test MethodologiesCollaboration on Abstract Test Cases

Slide 46November 2010Phil Beecher46doc.: IEEE 802.15-

, Page 46Edge/Enterprise Conformity TGAgendaMonday, Nov 1stPM2, SG Conformity Boot CampNote: Session is an overview for newcomersTuesday, Nov 2ndAM2 SG Conformity Work SessionPM1 Edge Conformity, Review OpenHAN Test Cases DocumentPM2 Edge/Enterprise Overview of test scenarios / methodologiesWednesday, Nov 3rd AM1 Edge/Enterprise/Network Interop Enterprise test scenarios / methodologiesAM2, Edge/Enterprise - Abstract Test CasesPM1, Edge/Network Interop HAN test scenarios / methodologiesNovember 2010Slide 47Phil Beecher47doc.: IEEE 802.15-

, Page 47Slide 48Edge/Enterprise Conformity TGEmail reflector:OPENSG-SGCONFORM-EDGE@SMARTGRIDLISTSERV.ORGOPENSG-SGCONFORM-ENT@SMARTGRIDLISTSERV.ORGGotoMeeting information:Provided via email to all members of Edge and Enterprise Conformity reflectorAnnounced on the OpenSG sharepoint in the Edge Conformity calendarMeeting times:

Meeting minutes and documents:http://osgug.ucaiug.org/conformity/edge/Shared%20Documents/Forms/AllItems.aspxMeetingDayPSTMSTCSTESTEdge/Ent ConformityWednesday10:00 am11:00 amnoon1pmNovember 2010Phil Beecher48doc.: IEEE 802.15-

, Page 48SG SecurityDarren Highfill

49Darren Highfill, SCESlide 50SG Security CharterScope: Develop detailed security and assurance requirements and security best practice guidance for organizations throughout the lifecycle of smart grid technology.Technology-specific, but vendor-agnosticFeed and accelerate SDO work (IEC, IEEE, etc.)Mission: Influence development of a higher level of cyber security and governance tied to mission reliability than is required for traditional IT applications.doc.: IEEE 802.15-

, Page 50Darren Highfill, SCESlide 51SG Security OverviewChairDarren Highfill, SCEVice ChairBobby Brown, EnerNexSecretaryNick Gerbino, Dominion

Task Forces:AMI-SECSecurity for Advanced Metering Infrastructure systems and componentsCyberSec-InteropConfiguration profiles for security features and functionalitydoc.: IEEE 802.15-

, Page 51Darren Highfill, SCESlide 52Progress since Detroit, MICyberSec-Interop Task ForcePublished IPSec Configuration Profile documentDeveloping configuration profiles for Syslog, and LDAPUsability Analysis Task ForceCompleted review of Third Party Data Access Security ProfileBeginning review of Distribution Management Security ProfileAMI Security ProfileMapped to NISTIR and NERC CIPSG Network supportContinued collaboration with SG Network, PAP02, and CSWG on C-I-A rankingsEmbedded Systems Interest GroupNew work being scoped and defineddoc.: IEEE 802.15-

, Page 52Slide 53Objectives for November F2F MeetingSupport relationships with other OpenSG working groups and task forcesSG NetworkOthers?Review / share information on industry issuesASAP-SG progress & statusStuxnet, vulnerability handling / responsible disclosureConsider needs for new task forcesEmbedded SystemsInterfaces with external groupsNIST CSWGNERC CIP SDTIEC TC57 WG15Darren Highfill, SCEdoc.: IEEE 802.15-

, Page 53Slide 54SG Security AgendaDarren Highfill, SCEDayTimeslotSubjectGroup Monday1500-1700SG Security Boot CampSG Sec WG Tuesday 1030-1200Agenda & Status updatesIEC TC57 WG15Usability Analysis TFSG Sec WG1300-1500SG Sec / SG NetJoint Session Wednesday 0800-1000CyberSec-InteropASAP-SG: Blueprint reviewNERC CIP SDT UpdateSG Sec WG1030-1200Stuxnet Demo & DiscussionSoftware SecuritySG Sec WG1300-1500NIST CSWG UpdateEmbedded Security Interest GroupVulnerability Disclosure & Information HandlingSG Sec WG1530-1730Planning & PrioritizationSG Sec WGdoc.: IEEE 802.15-

, Page 54

SG Systems WGEIM (new) Greg RobinsonADE Dave Mollerstuen or Steven van AusdallADR Albert Chiu or Ed KochHAN Erich GuntherSmart Grid ChallengesRequires Integration LOTS of integrationOnslaught of new applications and technologies AMI, MDMS, HAN, DR, ADE, etc.In a complex IT environmentA plethora of changing technologies with disparate methodologies/philosophies over many yearsMany custom systems, legacy technologiesDepartmental objectives tend to encourage silosProject funding gives priority to project-focused implementationsWithout fitting into an enterprise contextAging / outsourced systems and IT workforceHistorically, extremely low R&D expenditures56

Its More Than Just Technical MattersDriving ForcesRestraining ForcesStatus QuoLack of stable industry standard definitionsVendors way = lower project costsVendors pushing for proprietary lock-inConsultants pushing to be thought leadersHours-sold revenue driving System IntegratorsInternal system experts want to remain expertsProject managers striving for controlInertia why change?Our situations unique standards hinder us

Consistent enterprise-wide dataOne version of the truthAccess to data regardless of sourceBusiness transformation agilityReduced project implementation costsReduced maintenance costsReduced IT risksAvailability of external servicesScalable business process automationScalable business activity monitoringAccurate reporting regulatory, KPIsMergers and acquisitionsFor further information, please refer to the article on page 56of the January issue of Utility T&D Automation & Engineering: http://www.uae-digital.com/uae/200801/Defining EIM (Gartner)Enterprise Information Management (EIM) is: An organizational commitment to structure, secure and improve the accuracy and integrity of information assets,to solve semantic inconsistencies across all boundaries,and support the technical, operational and business objectives within the organization's enterprise architecture strategy.A commitment to EIM is recognition that information in the enterprise is as important as process (application development) and infrastructure (technology)

EIM Vision & StrategyEIM GovernanceEIM Core ProcessesEIM OrganizationEIM InfrastructureEnterprise Vision & StrategyEnterprise ArchitectureEnterprise Business & IT Core ProcessesEnterprise Business & IT OrganizationsEnterprise InfrastructureVisionMissionStrategyGoals & ObjectivesValue PropositionsSponsorshipStewardshipPolicies, Principles & TenetsAlignmentStructureCSFs & KPIsStructure (Virtual, Hybrid)Roles & ResponsibilitiesFunctional ServicesBusiness Value and Relationship ManagementInformation Architecture Blueprint ManagementTechnologies(DBMS, Content Mgmt, ETL, EAI, EII, Data Modeling, BI/DW, Collaboration..)Knowledgebase and RepositoriesStandards & Best PracticesData QualityData IntegrityData Security & ProtectionData Lifecycle ManagementData MovementSemantics ManagementDatabase ManagementMaster Data ManagementInformation ServicesServices & SupportOverall EIM FrameworkNew EIM Task Force Organizational MeetingMeets during second slot of SG-Systems WG (3:30 on Tuesday)AgendaOverview of EIMRoundtable to hear about experiences and expectations of membersForm strategy that will help members to mitigate risk and lower costs for their companiesEstablish key points for charterDevelop milestonesSubsequent meeting(s) possible on Wednesday if members are available

SG Systems OpenADEDave Mollerstuen, Chair

OpenADE OverviewOpenADE TFSlide 62Charter: The Open Automatic Data Exchange (OpenADE) Task Force within the UCAIug Open Smart Grid Subcommittee is responsible for developing business requirements, use cases, system requirements specifications, and reference definitions that allows a consumer to grant a third party access to their electric data and in accordance with that authorization, the utility to deliver the consumer data to the third party using a standard interoperable machine-to-machine (M2M) interface

Chair: Dave Mollerstuen, Tendril Networks: dmollerstuen@tendrilinc.comCo-chair: Steve Van Ausdall, Xtensible Solutions: svanausdall@xtensible.net

ParticipantsUtilitiesVendorsRegulatorsConsumer Advocates

Meetings: Weekly (?) webconference working meetings: Thursdays 10a PT / 1p ET

Mailing List: OpenADE list at doc.: IEEE 802.15-

, Page 62OpenADE TFSlide 63Progress since Detroit (July 2010)Ongoing contributions (data model, manpower) to PAP10 Energy Usage Information model in NAESBHelped establish, initiate NAESB Energy Services Provider Interface (ESPI) Task Force: to standardize requirements, services initially developed in OpenADE.doc.: IEEE 802.15-

, Page 63OpenADE TFSlide 64Objectives for November F2F MeetingReview updated PAP10 Energy Usage Information ModelEvangelize NAESB ESPI workDevelop plan for next four months (through Spring 2011 OpenSG F2F), twelve monthsWeekly OpenADE webconference meetings have been on hiatus this fall, pending initial traction in ESPI. Is it time to reconvene requirements effort towards OpenADE 2.0?Sample implementation of ESPI standard?Testing and Certification for OpenADE / ESPI?Ongoing discussion of OpenADE 2.0 scopedoc.: IEEE 802.15-

, Page 64OpenADE TFSlide 65OpenADE TF AgendaDayDateTimeTopicTuesdayNov 23:30p to 5:30p Review SGIP PAP10 and Energy Usage Information Model Evangelize NAESB ESPI WorkWednesdayNov 31:00p to 3:00p OpenADE Roadmap (four month, twelve month) OpenADE 2.0 Scopedoc.: IEEE 802.15-

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SG Systems - OpenADRAlbert Chiu Slide 67OpenADR CharterIdentify and articulate DR signals requirements (based on LBNL OpenADR specification) and work with Standards Development Organizations (SDOs) and vendor consortiums to realize those requirements.Engage with the NIST Smart Grid Roadmap activities and address communications related OpenSG tasks in the various NIST Priority Action Plans (PAP09, etc.).OpenADR focuses on DR from an application point of view and specifically on the interactions between the Utility and Facility whereas other groups within UCAIug are more focused on platforms or systems that may support DR applications within their specific domains.Work closely with horizontal OpenSG groups. Some overlap with OpenHAN (facility side) and AMI Ent (Utility head end side). Develop requirements and harmonize with CIM efforts.

doc.: IEEE 802.15-

, Page 67Slide 68OpenADR OrganizationChairAlbert Chiu, PG&EVice chairEd Koch, Akuacom

Task Groups:Use Case TeamIncrementally build up a set of generic use cases that are expressed in similar format for the scope of AMI-Enterprise.Ralph Martinez (ralph.martinez@baesystems.com), chairKay Stefferud (kay.stefferud@lmco.com), co- chair

System Requirement Specification (SRS) TeamGenerate System Requirements SpecificationJoe Zhou (jzhou@xtensible.net), chair

Services Definition TeamDefine integration requirements and service definitionsJerry Gray (gerald.gray@cim-ple.com), chairShawn Hu (shu@xtensible.net),co chair

doc.: IEEE 802.15-

, Page 68Slide 69Progress since DetroitCompleted OpenADR SRS version 1.0 Documents was approved by OpenSG TC on SeptemberUsing LBNL OpenADR Specification as basis and utilizing CIM where applicableUtilized requirements from a number of different efforts NAESB, EIS alliance, SEP 2.0, EMIX, WS-Calendar

Continue to work with IRC to merge the wholesale and retail data table in NAESB officeCompleted OpenADR SD draft version 1.0CommonWeb services implementation Profile

doc.: IEEE 802.15-

, Page 69Slide 70Objectives for This MeetingNIST PAP09 joint meetingOpenADR TF updatesNAESB updatesZigbee/SEP updatesOASIS updatesDiscuss OASIS EI TC draft documentDiscuss NAESB retail and wholesale data models

Continue Service Definition workCommonWeb services implementation Profile

Finalize comments period and prepare SD for votingTarget date: Decemberdoc.: IEEE 802.15-

, Page 70Slide 71OpenADR AgendaMonday, PM (SG-System)Boot CampNote: Session is an overview for newcomersTuesday, PM (PAP09/OpenADR joint session)Wednesday, AM1 (OpenADR)Continue SD workWednesday, AM2 (PAP09/OpenADR joint session) Wednesday, PM1 (OpenADR)Continue SD workWednesday, PM2 (OpenADR)OpenADR 2.0 visionThursday, AM (OpenADR)Finalize SD workPlan for next F2F

doc.: IEEE 802.15-

, Page 71

SG Systems OpenHAN TF Erich Gunther / Mary ZientaraOpenHAN TF OverviewChairErich W. Gunther, EnerNex erich@enernex.com

Co-chairMary Zientara, Reliant Energy - mzientara@reliant.com

Task Groups:OpenHAN 2.0Mary Zientara, Reliant Energy, chairCharlie Smith, GE, co-chairCharles Spirakis, Google, co-chairZahra Makoui, PG&E, co-chairdoc.: IEEE 802.15-

, Page 73OpenHAN TFEmail reflector:OPENSG-SGSYS-OPENHAN@SMARTGRIDLISTSERV.ORGWeb meeting information:Provided via email to all members of OpenHAN reflectorAnnounced on the OpenHAN calendarWeb meeting times:

Meeting minutes and documents:http://osgug.ucaiug.org/sgsystems/openhan/default.aspxMeetingDayPSTMSTCSTESTOpenHAN 2.0Tuesday9:00 am10:00 am11:00 amnoonupdatedoc.: IEEE 802.15-

, Page 7475

Scope of HAN SRS in the NIST conceptual model757576UCAIug HAN SRS v2.0PurposeDefine the system requirements for an open standard Home Area Network systemPromote open standards-based HANs that are interoperableProvide the vendor community with a common set of principles and requirements around which to build productsEnsure reliable and sustainable HAN platformsSupport various energy policies in a variety of states, provinces, and countriesEmpower consumers to manage their electricity consumption by giving them the information and control they need to make decisions on their energy use 767677OpenHAN History2008August 2008 UtilityAMI 2008 HAN SRS v1.04 released2007OpenHAN TF is formed to develop system requirements for the HAN2009June 2009Utility AMI 2008 HAN SRS v1.04 selected as a customer domain standard in the NIST Smart Grid Interoperability Standards Roadmap

October 2009OpenHAN 2.0 formed to develop the next version of the HAN SRS2010Jan July 2010OpenHAN 2.0 collaboration effort

August 30, 2010UCAIug HAN SRS v2.0 ratified and released7777

OpenHAN 2.0 EffortOver 130 individuals representing over 80 companies participated in the development of the HAN SRS v 2.0 over a 10 month period

7879UCAIug HAN SRS v2.0The audience for the HAN SRS include: Utilities considering deploying AMI systems that interact with HANsVendors that make AMI systems for Utilities that interact with HANs Vendors that make consumer products (e.g. programmable communicating thermostats, energy management systems, load control switches, in-home displays, smart appliances, Plug-in Electric Vehicles (PEV), distributed energy resources (DER), etc.)Service Providers developing smart grid enabled programs for consumers (e.g. demand response, energy management, pre-pay, PEV programs, DER programs, etc.)Policy makers looking to understand how Utility AMI deployments that interact with HANs benefit and impact consumers Industry alliances and standards organizationsNIST Smart Grid Interoperability Panel (SGIP) activities (e.g. Smart Grid Architectural Committee (SGAC), Cyber Security Working Group (CSWG), Smart Grid Testing and Certification Committee (SGTCC), etc.)797980UCAIug HAN SRS v2.0Architectural ConsiderationsHAN SRS applies from the edge of the AMI System, where the Energy Services Interface (ESI) resides, to all relevant HAN Devices in the premisesEnergy Services Interface (ESI)An interface which enables communication between authorized parties and HAN devices that are registered to itThere may be more than one ESI in the premise (e.g. Utility ESI, 3rd party ESI)Utility ESI provides interface between the Utility AMI network and HAN devices, including the AMI meterOther ESI provides interface between other communication media (e.g. internet, cell phone, EMS, etc.) and HAN devices registered to it

808081

This figure shows the type of communication a HAN Device may engage in, which is dependent upon its relationship with the ESI and the Service Provider. 818182

UCAIug HAN SRS v2.0828283HAN System RequirementsApplication RequirementsCommunication RequirementsSecurity RequirementsPerformance RequirementsOperations, Maintenance, and Logistics Requirements

UCAIug HAN SRS v2.0838384In order to provide guidance to service providers and vendors, the OpenHAN Task Force mapped each requirement to functional HAN Devices in tables at the end of each requirement section. The tables indicate which requirements the OpenHAN Task Force considered necessary for the Commissioning Process (CP), for the Registration Process (RP), for Security (S), for application functionality (BF), as Optional (O), or if the requirement was Not Applicable (NA) for the function of the device. These tables may be used as a template or starting point for Service Providers in their discussions with vendors and in their procurement process. Vendors may use these tables as guidance for producing devices and software which enables basic HAN functionality and for providing additional functionality in order to provide competitive differentiation. The tables are for reference only and should not limit the needs of Service Providers nor limit vendor innovation.

Mapping Requirements to Functional Devices848485Mapping Requirements to Functional DevicesTable 3: Control Requirements MappingIDHAN System RequirementsUtility ESIESIPCTIHDEMSLoad Control AMI MeterHAN Meter (non-electric)Smart ApplianceEVSEPEVEUMD1HAN Device shall accept Control Signals from one or more authorized parties (e.g. Utility, Service Provider, EMS, Consumer).NANABFNABFBFNANABFBFBFNA2HAN Device shall limit or reduce energy consumption in response to Control Signal receipt.NANABFNABFBFNANABFBFBFNA3HAN Device shall resume previous operational state (as appropriate) following receipt of Control Signal that cancels, expires, or overrides a previous Control Signal in effect NANABFNABFBFNANABFBFBFNA4HAN Device shall acknowledge receipt of Control Signal, when requested.NANABFNABFBFNANABFBFBFNA5HAN Device shall acknowledge execution of Control Signal, when requested.NANABFNABFBFNANABFBFBFNA858586UCAIug HAN SRS v2.0 is located on the OpenHAN sharepoint: http://osgug.ucaiug.org/sgsystems/openhan/default.aspx

Questions????8686Q&AProjected 2010 P&LUCA Users GroupSummary of Proposed Budget for 2010Projected IncomeMembership ContributionsMembership Contributions$500,000Subtotal Membership Contributions$500,000Meeting Participation FeesCIGRE 2010$60,000DistribuTECH$14,120IEC61850 Meetings$20,000CIM Meetings$48,000OSGug Meetings$69,600Subtotal Meetings$211,720Interest on Money Market Account$0Total Projected Income$711,7200.2974765357Projected ExpenseProfessional Fees$9,000Customer Relations$8,000Web Presence$103,400Marketing$31,000Meetings$270,816Testing Committee$75,000Expansion Plan to Establish Utiliy Forum$30,000Daily Operations$267,930Bank and Credit Card Fees$15,400Total Projected Proposed Budget Expenditures$810,546Projected 2009 Income Less Expenditures-$98,826Balance brought forward from 2009 operations$150,000Projected Balance at end of 2010 operations$51,174Prioritized 2010 Contingency Budget$0

Projected 2010 P&L

UCAIug 2010 Projected Expenditures

Projected IncomeUCA Users GroupProposed Budget for 2010Projected IncomeProjected 2010 Income:Membership Contributions2010 Corporate Membership Contributions$480,0002010 Individual Membership Contributions$20,000Subtotal Membership Contributions$500,000Meeting Participation Fees#ParticipantsFeesSubtotal2010 Corporate$480,0002010 Individual$20,000CIGRE 2010CIGRE 2010$60,000CIGRE Booth24$60,000$60,000DistribuTECH 2010$14,120Subtotal January$60,000CIM Meetings$48,000IEC61850 Meetings$20,000DistribuTECHOSGug Meetings$69,600Distributech Utility University24$180$4,320Brought Forward 2009$150,000Distributech Booth28$350$9,800Subtotal January$14,120CIM MeetingsSpring Europe80$350$28,000Fall North America80$250$20,000$48,000IEC61850 MeetingsTBD80$250$20,000$20,000OSGug MeetingsFace to Face Meetings4100$174$69,600$69,600Subtotal Meetings$211,720Interest on Sweep Account (SWEEP ACCT CLOSED IN 2008)Subtotal Projected 2010 Income$711,720Total Projected Income$711,720Brought Forward From 2009Projected Balance from 2009 operations$150,000Total brought forward from 2009 operations$150,000

Projected Income

UCAIug 2010 Projected Income

Projected ExpendituresProjected Expenditures:NumberUnitTotalLegal$6,000Accountant$3,000InsuranceSubtotal Professional Expenses$9,000Customer RelationsTravel Support for Industry/Utility/Vendor Meetings$8,000Subtotal Customer Relations$8,000WebHosting12$1,700$20,400URLs10$100$1,000CIM Business Object repository$10,000WEB Contract support12$4,000$48,000IT Support12$2,000$24,000Subtotal Web Expenses$103,400MarketingMembership Recruitment Working GroupDevelopment and Printing expenses for collateral (Marketing Note 1)$3,000CIM Membership Drive (email & mailings)$3,000Subtotal$6,000Publicity Working GroupOutside marketing support (Marketing Note 2)$25,000Subtotal$25,000Subtotal Marketing$31,000Meeting Related ExpensesJan-Feb Meeting (DistribuTECH)Breaks$2,000DistribuTech Utility University Spkr Per Diem (3)$2,400Booth - Joint CIM/61850/OpenSmartGrid Member Recruitment Booth$10,000Travel$2,500Labor$3,288Meeting Prep & Followup$3,288Subtotal January Meetings$23,476Hanover FairVolunteer$0Subtotal Hanover Fair$061850 MeetingMeeting Facilities & Breaks$3,000Travel$2,500Labor$10,960Meeting Prep & Followup$6,576Subtotal 61850 Meeting$23,036Annual MeetingBooth$60,000Meeting Facilities$6,000Meeting Breaks$4,000Travel$4,000Labor$10,960Meeting Prep$15,344Subtotal Annual Meeting$100,304CIM ProcessSpring European Mtg$31,000Fall North American Mtg$23,000Subtotal CIM Meetings$54,000OpenSmartGrid Technical MeetingsMeeting Facilities$40,000Breaks$30,000Subtotal Open Smart Grid Meetings$70,000Subtotal Meetings$270,816Testing CommitteeQuality Assurance Program Support (61850, CIM, OSG)$75,000Subtotal Testing Committee$75,000Expansion Plan to Establish Utiliy ForumInternational Expansion of UCA users group Europe$30,000Subtotal International Expansion$30,000Daily OperationsTelephone & Web Conferencing$14,00098640Management$127,4002055Testing Support$35,000137Web Site Support$34,250Admin$17,280Community and Meeting Support Staff$30,000Miscellaneous$10,000$5.32Subtotal$267,930Bank and Credit Card Fees13152Bank Fees$400Card Acceptance Fees$15,000Subtotal$15,400Total Projected Proposed Budget Expenditures$810,546

Item DescriptionsItem descriptions:AccountantAccounting support, audit, tax filing servicesLegalLegal Services as required to review/prepare documentsInsuranceDirectors and Officers Liability InsuranceWeb hostingThird party web server/hosing services to provide web siteWeb URLsWeb site namescost is $8-14/year to own/file reservation, paid every 5-10 years.Web SupportMaintenance of Web Page content and mailing listsCustomer RelationsTravel expenses User Group spokesfolk attending industry, vendor, utility meetings for User Group Presentations. Estimated to cover 3 domestic/2 international presentations.MarketingNote 1: Public Relations WGPR Global, probable w/ DistribuTech PR Self released (4)Note 2: Outside Marketing SupportAt the standards the UCAIug supports gain acceptance, it is becoming difficult to sustain the growing marketing suport requirments with available volunteer labor. This will establish a part-time contract support for UCAIug marketing efforts.Meeting ExpensesMeeting rooms, facilities, audio/video, cateringMeeting LaborOn site meeting management and demo room technical supportMeeting PreparationSupport activities pre and post meeting, including facilities, agenda, and minutes includes effort to streamline minute keeping records and postingTelephone & Web ConferencingGoToMeeting/GoToWebinar Meeting support. Corporate account with 30 Seats, assigned to individual TC/WG/TF, incluldes integrated web based teleconference and POTS teleconference services, with local numbers in 17 countriesdoes NOT include Toll Free facilDaily Operations - MgmtManaging Users Group operations, answering questions, guiding activitiesDaily Operations - Testing SupportOperating support for Testing and QAPDaily Operations - AdminAccounts receivable, and payable, bookeeping, fees collection and processing, admin support for Users Group management 1 day per week for 48 weeks.Community and Meeting Support StaffSupport for meeting administration and community activities. Activities have grown to the point of requiring assistance. We have tried to do most internally and with volunteers, however not able to sustain the growth. We are evaluating three options cuMeeting feesFees to offset cost of meeting facilities and mealsQAP SupportSupplemental Labor for evaluating request for test lab certification including review of materials and on-site visits of UCAIug certified test laboratoriesprogram being expanded to cover CIM and OSG activities and testing needs and requirements.International ExpansionActivities supporting the establishment of UCAIug Regional Utility Forums in Europe and Oceania.Note:KCA Labor costs are based on KCA rates used for EPRI contract work which requires the lowest rates that KCA charges. For the 2010 budget year, these rates are $137 per hour for consultants, and $45 per hour for administrative. All other costs are based oContingency FundFunds not used if they do not become available

Participating Companies

4homeDTE EnergyIm in ControlProto6

AclaraDukeInfineon TechnologiesPSU

AEPEatonInvaluable TechnologiesReliant Energy

APSEcologic Analytics, LLCItronRIM

Aridhio TechnologiesEmerson /White-RogersKaapco / ASR SystemsSacramento Municipal Utility District

AT&TemeterKCP&LSCE

BC HydroEnernexKonnected Universe LLCSchneider Electric

BGEEPRILG Electronics USA. Inc.Southern Company

BSHFPLLonMark InternationalSubzero

CPUCFordMicroSoftSunSpec Alliance

CapgeminiGEMultiSpeakTendril

CarrierGeneral MotorsNextGEN Consultancy Pvt. Ltd.Trilliant

CenterPointGeorgia Power Co.N-Dimensions SolutionsUISOL

CiscogoogleNV EnergyU-SNAP Alliance

Coincident, IncGranitekeyOncor Electric DeliveryVisible Energy

Comverge, Inc.Gridata IncPA ConsultingXtensible.net

Consumers EnergyheyCoop, LLCPanasonicZigBee Alliance

Certicom CorpHome Automation, IncPentair Water Pool & Spa

Deloitte ConsultingHoneywellPeople Power

DotUIHPPG&E

Drummond GroupHypertek IncPortland General Electric

DS2IBMProgress Energy