Open Forum WebEx

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Reliability Standards Update

July 20, 2015Charlotte, NC

David Greene P.E.SERC Senior Reliability Engineer

Open Forum WebEx

Agenda

• Recently Filed/Approved /Standards/NOPRs• 2015 Standards Enforcement Timetable• Recent NERC Standards Development Activity• NERC Standards Tools and Information• SERC Regional Criteria Development Activity• SERC Technical Committee Document Activity• SERC Standards Tools and Information

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Open Forum WebEx

Reliability Standards Recently Filed and Pending FERC Approval

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Standard Number Title Filing Date

CIP-014-2 Physical Security 5/15/2015

PRC-004-5

PRC-010-2Definition

Protection System Misoperation Identification and Correction,Undervoltage Load Shedding,Remedial Action Scheme (RAS)

6/8/2015

Open Forum WebEx

Reliability Standards Recently Approved by FERC

Standard(s) Title FERC Approved

Future Enforceable

Date

PRC-001-1.1 (ii)PRC-004-2.1(i)

PRC-004-4

PRC-005-2(i)PRC-005-3(i)

System Protection Coordination, Analysis and Mitigation of Transmission and Generation Protection System Misoperations,Protection System Misoperation Identification and Correction, Protection System Maintenance, Protection System and Automatic Reclosing Maintenance,

5/29/2015 5/29/20155/29/2015

7/1/2016

5/29/2015

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Open Forum WebEx

Reliability Standards Recently Approved by FERC

Standard(s) Title FERC Approved

Future Enforceable

Date

PRC-019-2

PRC-024-2

VAR-002-4

Coordination of Generating Unit or Plant Capabilities, Voltage Regulating Controls, and Protection,Generator Frequency and Voltage Protective Relay SettingsGenerator Operation for Maintaining Network Voltage Schedules.

5/29/2015 7/1/2016

7/1/2016

5/29/2015

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Open Forum WebEx

Reliability Standards Recently Approved by FERC

Standard(s) Title FERC Approved

Future Enforceable

Date

CIP-014-1CIP-014-2

Physical Security 11/20/20147/14/2015

10/1/2015

PRC-006-2 Automatic Underfrequency Load Shedding

3/4/2015 10/1/2015

COM-001-2 Communications, 4/16/2015 10/1/2015

FAC-001-2 FAC-002-2

Facility Interconnection Requirements,Facility Interconnection Studies

11/6/2014 1/1/2016

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Open Forum WebEx

Reliability Standards Recently Approved by FERC

Standard(s) Title FERC Approved

Future Enforceable

Date

NUC-001-3 Nuclear Plant Interface Coordination

11/4/2014 1/1/2016

PRC-005-3 Protection System Maintenance and Automatic Reclosing Maintenance

1/22/2015 4/1/2016

PRC-004-3PRC-004-4

Protection System Misoperation Identification and Correction

5/3/2015,5/29/2015

7/1/2016

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Open Forum WebEx

Reliability Standards Recently Approved by FERC

Standard(s) Title FERC Approved Future Enforceable

Date

COM-002-4 Operating Personnel Communications Protocols

4/16/2015 7/1/2016

MOD-031-1 Demand and Energy Data 2/19/2015 7/1/2016

PER-005-2 Operations Personnel Training

6/19/2014 7/1/2016

BAL-001-2 Real Power Balancing Control Performance

4/16/2015 7/1/2016

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Open Forum WebEx

Reliability Standards Notice of Proposed Rulings (NOPR) issued by

FERCStandard(s) Title FERC

Issued NOPR

Future Enforceable

Date

PRC-002-2 Disturbance Monitoring and Reporting Requirements

4/16/2015 Earliest 6 months

PRC-005-4 Protection System, Automatic Reclosing, and Sudden Pressure Relaying Maintenance

4/16/2015 Earliest 36 months

TPL-007-1 Transmission System Planned Performance for Geomagnetic Disturbance Events

5/14/2015 Earliest 6 months

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Open Forum WebEx

Reliability Standards NOPRs issued by FERC

Standard(s) Title FERC Issued NOPR

Future Enforceable

Date

EOP-011-1 Emergency Operations 6/8/2015 12 months

PRC-010-1 PRC-010-2

Undervoltage Load Shedding 6/8/2015 12 months

Associated with PRC-012-2

Definition of Remedial Action Scheme

6/8/2015 12 months

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Open Forum WebEx

Reliability Standards NOPRs issued by FERC

Standard(s) Title FERC Issued NOPR

Future Enforceable

Date

TOP-001-3TOP-002-4 TOP-003-3IRO-001-4 IRO-002-4

IRO-008-2

Transmission Operations Operations Planning Operational Reliability Data Reliability Coordination - Responsibilities and Authorities Reliability Coordination — Analysis Tools Reliability Coordinator Operational Analyses and Real-time Assessments

6/18/2015

Earliest 9 months for TOP-003-3.

12 months for others

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Open Forum WebEx

Reliability Standards NOPRs issued by FERC

Standard(s) Title FERC Issued NOPR

Future Enforceable

Date

IRO-010-2

IRO-014-3

IRO-017-1

Reliability Coordinator Data Specification and Collection Coordination Among Reliability Coordinators Outage Coordination

6/18/2015

Earliest 9 months for IRO-010-2.

12 months for others

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Open Forum WebEx

Reliability Standards NOPRs issued by FERC

Standard(s) Title FERC Issued NOPR

Future Enforceable

Date

CIP-003-6, CIP-004-6, CIP-006-6, CIP-007-6, CIP-009-6,

CIP-010-2,

CIP-011-2

Security Management Controls, Personnel and Training, Physical Security of BES Cyber Systems, Systems Security Management, Recovery Plans for BES Cyber Systems, Configuration Change Management and Vulnerability Assessments,Information Protection

7/18/20154/1/2016

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Open Forum WebEx

2015 Standards Enforcement Timetable

Standard Requirements Enforcement Date

MOD-032-1: Data for Power System Modeling and Analysis

R1 7/1/2015

PRC-005-2: Protection System Maintenance R3,R4 (R1, R2, R5 already enforceable)

10/1/2015

COM-001-2 Communications All 10/1/2015

CIP-014-1, -2: Physical Security R1-R6 10/1/2015

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Open Forum WebEx

2015 Standards Enforcement Timetable

Standard Requirements Enforcement Date

PRC-006-SERC-01: Automatic Underfrequency Load Shedding

R4-R6 10/1/2015

PRC-006-2 Automatic Underfrequency Load Shedding

All 10/1/2015

FAC-001-2 Facility Interconnection Requirements,FAC-002-2 Facility Interconnection Studies

All 1/1/2016

NUC-001-3— Nuclear Plant Interface Coordination

All 1/1/2016

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Open Forum WebEx

2016 Standards Enforcement TimetableStandard Requirements Enforcement

Date

PRC-005-3(i) — Protection System and Automatic Reclosing Maintenance (Disbursed Generation Resources, DGR)

All 4/1/2016

CIP V5 Standards All, except CIP-003-5 R2

4/1/20164/1/2017

BAL-001-2 – Real Power Balancing Control Performance

All 7/1/2016

COM-002-4 – Operating Personnel Communications Protocols

All 7/1/2016

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Open Forum WebEx

2016 Standards Enforcement TimetableStandard Requirements Enforcement

Date

MOD-025-2 — Verification and Data Reporting of Generator Real and ReactivePower Capability and Synchronous Condenser Reactive Power Capability

All – See Implementation Plan for 5 year phase in.

7/1/2016

MOD-031-1 — Demand and Energy Data All 7/1/2016

PER-005-2 — Operations Personnel Training All 7/1/2016

PRC-004-4 — Protection System Misoperation Identification and Correction (Dispersed Generation Resources)

All 7/1/2016

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Open Forum WebEx

2016-2017 Standards Enforcement TimetableStandard Requirements Enforcement

Date

PRC-019-1, -2 — Coordination of Generating Unit or Plant Capabilities, Voltage Regulating Controls, and Protection (Version 2 adds DGR)

All – See Implementation Plan for 5 year phase in.

7/1/2016

PRC-024-1, -2 — Generator Frequency and Voltage Protective Relay Settings (Version 2 adds DGR)

All – See Implementation Plan for 5 year phase in.

7/1/2016

MOD-032-1: Data for Power System Modeling and Analysis

R2-R4 7/1/2016

MOD-033-1 — Steady-State and Dynamic System Model Validation

All 7/1/2017

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Open Forum WebEx

NERC Standards Development Activity

• Project 2015-04: Alignment of Terms - NERC Glossary of Terms and Rules of Procedure– Comments due July 27, 2015– Initial Ballot July 17-27, 2015

• Project 2010-14.1 Phase 1 of Balancing Authority Reliability-based Controls: Reserves (BAL-002-2)– Comments due August 20, 2015– Additional Ballot August 11-20, 2015

• Project 2015-08 Emergency Operations – NERC Standards Committee approved SAR posting to revise EOP-

004-2, EOP-005-2, EOP-006-2 and EOP-008-1 per periodic review.

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Open Forum WebEx

NERC Standards Development Activity• Project 2015-07 Internal Communications Capabilities

– Modify COM-001-2 to address FERC directive from Order 808.– NERC Standards Committee appointed drafting team.

• Project 2010-07.1 Vegetation Management – Revision to FAC-003 to update Minimum Vegetation Clearance

Distance (MVCD) Table 2 per test results – NERC Advisory.

• Project 2009-02 Real-time Reliability Monitoring and Analysis Capabilities – NERC Standards Committee approved SAR posting.

• Project 2007-06 System Protection Coordination– Phase 1 PRC-027-1 handles PRC-001-1.1(ii) R3, R4– Phase 2 proposes retirement of PRC-001-1.1(ii) R2, R5 and R6

(covered in other TOP/IRO standards). R1 move to new TOP-009.

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Open Forum WebEx

NERC Standards Tools and Information• NERC Standards Page

– http://www.nerc.com/pa/Stand/Pages/default.aspx

– U.S. Enforcement Dates– U.S. Enforcement Status/

Functional Applicability

spreadsheet– Project Tracking Spreadsheet– Projected Posting Schedule

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Open Forum WebEx

SERC Regional Criteria Development Activity

MOD-025-2 Replaces SERC Regional Criteria: Verification of Generator Real and Reactive Power Capability.

PRC-002-2 Memorializes SERC Disturbance Monitoring Equipment and Reporting Regional Criteria. Follow PRC-002-2 once approved. Regional Criteria will be retired with PRC-018-1 (6 year implementation).

BAL-003-1 Frequency Response and Frequency Bias Setting Data Now Submitted to NERC.

PRC-004-3 Adds New Requirements to Protection System Misoperations Processing. Requirements (R1-R6) and Data Submittals Are TWO Separate Activities!

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Open Forum WebEx

SERC Procedure Development ActivityPRC-004-4: Protection

System

Misoperation

Identification

and

Correction:

Now = Data

Reporting Plus

Requirements

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Open Forum WebEx

SERC Regional Technical Committee Document Activity

Document Name SERC Committee

Action Current Status

Actual and Forecast Demands

Reliability Review

Subcommittee

Proposed retirement

given approval of MOD-31-1

To be presented for retirement at the 2015

fall Engineering Committee (EC)

meeting

Verification of Generator Real and Reactive

Capability

Generation Subcommittee,

Dynamics Review

Subcommittee

Proposed retirement

given approval of MOD-025-2

To be presented for retirement at the 2015

fall EC meeting

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Open Forum WebEx

SERC Regional Technical Committee Document Activity

Document Name SERC Committee

Action Current Status

Short Circuit Model Building

Short Circuit Data Working

Group (SCDWG)

New Regional Criteria

SCDWG will present for approval at the 2015 fall

EC meeting

SERC Conservative Operations Guideline

Reliability Risk Team - OC

New Guideline

Approved by OC at 2015 summer meeting

SERC Guideline Facility Connection

Requirements

SERC Planning Standards

Subcommittee (PSS)

Revision

PSS has addressed comments and will

present for approval at the 2015 fall EC

meeting

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Open Forum WebEx

SERC Regional Technical Committee Document Activity

Document Name SERC Committee

Action Current Status

Disturbance Monitoring Equipment (DME)

Installation and Reporting Requirements

Protection and Controls

Subcommittee (PCS)

Memorialize

Regional Criteria will remain as is until

PRC-018-1 is retired by PRC-002-2

Special Protection System / Remedial

Action Scheme (SPS/RAS)

Misoperations

Protection and Controls

SubcommitteeRevision

PCS will present for approval at the fall EC

meeting

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Open Forum WebEx

SERC Standards Tools and Information

• SERC Standards and Regional Criteria Page– Regional Standards and Criteria news– Standards Committee Links– Biweekly Standards Report– SERC Regional Criteria and Guidelines Page

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Questions?

dgreene@serc1.org704-414-5238