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31 Australian Meteorological and Oceanographic Journal 61 (2011) 31-42 On the meteorological and hydrological mechanisms resulting in the 2003 post-fire flood event in Alpine Shire, Victoria (Manuscript received May 2007, revised November 2010) Jillian Gallucci 1 , Lee Tryhorn 2 , Amanda Lynch 3 and Kevin Parkyn 4 1 Department of Sustainability and Environment, Victoria, Australia. 2 Department of Earth and Atmospheric Sciences, Cornell University, Ithaca, New York, USA. 3 School of Geography and Environmental Science, Monash University, Victoria, Australia 4 Australian Bureau of Meteorology This paper describes an analysis of the factors surrounding a post-fire flood- ing event that occurred in the Alpine Shire, Victoria, Australia in late February 2003. Flash flooding occurred because of highly localised thunderstorms and was enhanced by the burned landscape. In addition, our analysis of the result- ing situation suggests that other contributing factors included the storm cells likely being pulse wet microburst, cell regeneration over the same area, and the steepness of the Buckland River Catchment. The synoptic conditions sur- rounding the event suggest that the major drivers of the extreme rainfall event were the high levels of precipitable water in the atmosphere and enhanced at- mospheric instability (including associated high CAPE values) from increased surface heating due to the reduction in surface albedo and soil moisture of the recently burned fire surface. In addition, weak upper atmospheric winds dur- ing the flash flood event contributed to slow storm movement. Hydrological modelling of the flash flooding event further indicated that fire-induced soil hy- drophobicity was likely to have caused an enhancement of the hydrological re- sponse of the catchment. With an increase in frequency of fires expected in the Alpine Shire associated with anthropogenic climate change, the relationship between fire and flood, even for rare events, has implications for emergency managers and Alpine Shire residents. It is intended that the results of this study will assist in emergency preparedness and thereby contribute to a reduction in the vulnerability of fire-affected communities to post-fire flash floods. Introduction Flash flood events arise from high intensity rainfall events in regions where the hydrological conditions are favourable (Doswell et al. 1996). In order for heavy precipitation to occur, high rainfall rates must be sustained. Slow movement of rain-producing systems is required to maintain high rainfall rates over a long duration. Flash floods represent an acute problem in fire-prone mountainous regions, such as the Victorian Alps of southeastern Australia. For areas recently burned by fires, flash floods can be caused by lower rainfall rates than would normally be required, even to the extent of a ten-year rainfall event causing a 100- to 200-year flood event (Conedera et al. 2003). February 2003 saw a post-fire flash flood event occur in the Alpine Shire of Victoria (Fig. 1). This flash flood followed the longest campaign to that time in the recorded history of fire fighting in Victoria, with fires that could not be controlled for nearly 60 days. On 7 January 2003, a day of Total Fire Ban across the entire state of Victoria, a weather system generating many thunderstorms swept across eastern Victoria and southern New South Wales. Lightning associated with these thunderstorms started over 80 individual fires in Victoria. Most of these were quickly controlled, but those in remote, inaccessible terrain came together to form Victoria’s largest bushfire since the fire of 1939. No lives were lost in Victoria as a direct result of the 2003 fires, but 75 000 hectares of farmland, 241 buildings and 110 000 head of stock were destroyed. Significantly, localised flash flooding immediately following the fires in the Dingo Creek area of Alpine Shire caused a firefighter to lose her life when her utility truck was swept away as she attempted a bridge crossing. Corresponding author address: Jillian Gallucci, Department of Sustain- ability and Environment, Locked Bag 3000, Box Hill, Vic 3128, Australia Email: [email protected]

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Page 1: On the meteorological and hydrological mechanisms ... · and Brown 1999; Giovannini et al. 2001; Conedera et al. 2003). Second, precipitation can be linked with fire-associated meteorological

31

Australian Meteorological and Oceanographic Journal 61 (2011) 31-42

On the meteorological and hydrological mechanisms resulting in the 2003 post-fire

flood event in Alpine Shire, Victoria

(Manuscript received May 2007, revised November 2010)

Jillian Gallucci1, Lee Tryhorn2, Amanda Lynch3 and Kevin Parkyn4

1Department of Sustainability and Environment, Victoria, Australia. 2Department of Earth and Atmospheric Sciences, Cornell University, Ithaca, New York, USA.

3School of Geography and Environmental Science, Monash University, Victoria, Australia4Australian Bureau of Meteorology

This paper describes an analysis of the factors surrounding a post-fire flood-ing event that occurred in the Alpine Shire, Victoria, Australia in late February 2003. Flash flooding occurred because of highly localised thunderstorms and was enhanced by the burned landscape. In addition, our analysis of the result-ing situation suggests that other contributing factors included the storm cells likely being pulse wet microburst, cell regeneration over the same area, and the steepness of the Buckland River Catchment. The synoptic conditions sur-rounding the event suggest that the major drivers of the extreme rainfall event were the high levels of precipitable water in the atmosphere and enhanced at-mospheric instability (including associated high CAPE values) from increased surface heating due to the reduction in surface albedo and soil moisture of the recently burned fire surface. In addition, weak upper atmospheric winds dur-ing the flash flood event contributed to slow storm movement. Hydrological modelling of the flash flooding event further indicated that fire-induced soil hy-drophobicity was likely to have caused an enhancement of the hydrological re-sponse of the catchment. With an increase in frequency of fires expected in the Alpine Shire associated with anthropogenic climate change, the relationship between fire and flood, even for rare events, has implications for emergency managers and Alpine Shire residents. It is intended that the results of this study will assist in emergency preparedness and thereby contribute to a reduction in the vulnerability of fire-affected communities to post-fire flash floods.

Introduction

Flash flood events arise from high intensity rainfall events in regions where the hydrological conditions are favourable (Doswell et al. 1996). In order for heavy precipitation to occur, high rainfall rates must be sustained. Slow movement of rain-producing systems is required to maintain high rainfall rates over a long duration. Flash floods represent an acute problem in fire-prone mountainous regions, such as the Victorian Alps of southeastern Australia. For areas recently burned by fires, flash floods can be caused by lower rainfall rates than would normally be required, even to the extent of a ten-year rainfall event causing a 100- to 200-year flood event (Conedera et al. 2003).

February 2003 saw a post-fire flash flood event occur in the Alpine Shire of Victoria (Fig. 1). This flash flood followed the longest campaign to that time in the recorded history of fire fighting in Victoria, with fires that could not be controlled for nearly 60 days. On 7 January 2003, a day of Total Fire Ban across the entire state of Victoria, a weather system generating many thunderstorms swept across eastern Victoria and southern New South Wales. Lightning associated with these thunderstorms started over 80 individual fires in Victoria. Most of these were quickly controlled, but those in remote, inaccessible terrain came together to form Victoria’s largest bushfire since the fire of 1939. No lives were lost in Victoria as a direct result of the 2003 fires, but 75 000 hectares of farmland, 241 buildings and 110 000 head of stock were destroyed. Significantly, localised flash flooding immediately following the fires in the Dingo Creek area of Alpine Shire caused a firefighter to lose her life when her utility truck was swept away as she attempted a bridge crossing.

Corresponding author address: Jillian Gallucci, Department of Sustain-ability and Environment, Locked Bag 3000, Box Hill, Vic 3128, AustraliaEmail: [email protected]

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32 Australian Meteorological and Oceanographic Journal 61:1 March 2011

In interviews conducted by Amanda Lynch and Lee Tryhorn of the Monash Regional Climate Group in 2005, residents of the Alpine Shire expressed concern over the 2003 post-fire flood event and many wanted to know whether they should typically expect a flood after a fire. Concerns were exacerbated by a similar event in nearby Licola in 2007. This type of post-fire flash flood event has occurred in other mountainous regions around the world including: San Bernardino County, California 2003 (Barkley and Othmer 2004); Riale Buffaga, Switzerland 1997 (Conedera et al. 2003); Storm King Mountain, Colorado 1994 (Cannon et al. 2001a);

Cerro Grande, New Mexico 2000 (Cannon et al. 2001b); and Buffalo Creek, Colorado 1996 (Chen et al. 2001c; Elliot and Parker 2001). In the Alpine Shire specifically, while both fires and floods are not uncommon, a comprehensive survey of all the data available, including local newspapers, interviews, historical records, and precipitation and streamflow records, failed to identify another definitive post-fire flash flood event over the past five decades. However, the poor data quality in the Alpine Shire leaves open the possibility that other similar events in the region have gone unrecorded. For example, the 1939 bushfires were followed by state wide rain, resulting in erosion along the Macalister River that community members report is still visible today. Flash floods may occur immediately following a fire or be delayed by several weeks, but nonetheless can be linked to the fire event through two categories of mechanism. First, bushfires have the potential to affect the hydrogeological response of catchments. This occurs through the destruction of vegetation, which leads to decreases in canopy interception, surface roughness, transpiration and ground litter storage (Scott 1997; Liu et al. 2004). The response can also be affected by the alteration of soil structure and properties, leading to increased hydrophobicity (Krammes and DeBano 1965; Conedera et al. 1998; Huffman et al. 2001; Letey 2001; Martin and Moody 2001; Shakesby and Doerr 2006). In the context of a rainfall event, these changes can lead to increases in runoff and erosion and hence lower the amount and rate of precipitation necessary to cause a flood event (Giovannini 1994; Marxer et al. 1998; Robichaud and Brown 1999; Giovannini et al. 2001; Conedera et al. 2003). Second, precipitation can be linked with fire-associated meteorological mechanisms. Surface heating has the potential to enhance the development of localised thunderstorms, which can be of sufficient intensity to initiate a flood event (Tryhorn et al. 2008). In combination with the steep slopes of mountainous regions and hydrogeological modifications, this process can create an enhanced potential for severe flash flooding. The aim of this study was to use both a meteorological and a hydrological model to provide the Alpine Shire community with information on the basic mechanisms behind flash flooding immediately after fire. Overall, this research was motivated by community need and aims to support their common interest. This paper describes an analysis of two of the mechanisms contributing to this flash-flooding event. It is known from the limited available observations that the flood event was preceded by very intense, localised rainfall totals. Previous work on modelling extreme rainfall and surface hydrology has shown that the appropriate representation of a burned fire area in a model can cause an enhancement of the convection (Chen et al. 2001c; Tryhorn et al. 2008) or an increase in runoff (Beeson et al. 2001). The candidate mechanisms focused upon in this study are associated with both of these sets of mechanisms: the surface modifications and their impact on the meteorological conditions preceding the flooding event, and the hydrological response during

Fig. 1 The three-nested model domains used to produce the MM5 simulations. (a) Domains 1 (bold solid line) and 2 (dashed line) and (b) Domain 3 (bold dashed). The extent of the 2003 bushfires are shown in grey and the Alpine Shire boundary is shown as a solid line.

Myrtleford

Harris LaneMt BuffaloChalet Bright

HallsFalls Creek

Mt Hotham

Mt Hotham Airport

Mt Selwyn

Alpine Shire2003 BushfireDomain 3River/CreekBuckland C’ment

0 10000 40000 60000metres

145°0'0"E

145°0'0"E

150°0'0"E

150°0'0"E

40°0'0"S 40°0'0"S

35°0'0"S 35°0'0"S

LegendCoastline

State Boundary

Alpine Shire Boundary

2003 bushfire

Domain 1

Domain 2

Domain 3

New South Wales

Victoria

Tasman Sea

Bass Strait

Tasmania

CoastlineState BoundaryAlpine Shire Boundary2003 BushfireDomain 1Domain 2Domain 3

(a)

(b)

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Gallucci et al.: Meteorological and hydrological mechanisms resulting in the 2003 post-fire flood event 33

and after the flooding event. The introduction has provided an overview of the motivation for this research and the linkages between recently burnt areas and flash flooding. The section that follows (‘The observed event’) describes the observed flood event and a second rainfall event that occurred 36 hours later. Data and model descriptions and methodology discuss the models and methodology used in this study. The results section details an analysis of the results. The conclusions of this investigation can be found at the end of this paper.

The observed event

This section provides a detailed overview of the observations associated with the flash-flood event. The section is organized as follows: ‘Rainfall and streamflow’ which describes the observed rainfall and streamflow associated with both the flash-flood event and the second rainfall event that followed, ‘Broad synoptic conditions’ characterizes the broad synoptic conditions, ‘Radar observations’ provides an overview of the radar observations, ‘Modified soundings’ describes soundings modified to represent the atmosphere in the vicinity of the storms and ‘Pulse thunderstorms’ describes our hypothesis about the pulse nature of the convection.

Rainfall and streamflowOn 26 February 2003, several thunderstorms developed during the afternoon over the Great Dividing Range to the northeast of Melbourne. The thunderstorm responsible for the Buckland Valley flash flood developed at the top of Dingo Creek near Mt Selwyn between 0530 and 0630 UTC. In less than an hour, several kilometres downstream, the Buckland River at Harris Lane streamflow gauge (Fig. 1(b)) rose 1.8 metres, with flow rates increasing from 14 megalitres per day to over 6000 megalitres per day, subsequently reaching minor flood levels according to the Victorian Flood Class Levels. It was around this time that a firefighter’s life was lost in an attempt to cross a bridge over Dingo Creek. In addition, large quantities of debris (mud, fallen trees, boulders) were swept into Dingo Creek, and then into the Buckland and Ovens Rivers, leading to water quality problems for several large towns downstream in the following weeks. There are no rain gauges within close proximity to Dingo Creek; consequently it was not possible to obtain an accurate measurement of precipitation that fell in the catchment during the afternoon of 26 February 2003. The closest Automated Weather Station (AWS) to Dingo Creek (within a 40 km radius) that provided a continuous record of rainfall during the afternoon was Mount Hotham Airport, which registered 37.0 mm in less than an hour between 0430 and 0530 UTC from a separate thunderstorm cell (and 37.2 mm in the 24 hour period to 2200 UTC 26 February 2003). A rain event followed the flash flood approximately 36 hours later. This study also includes the hydrologic modelling of that event. A rain bearing cloud band associated with the passage of a cold front affected Victoria between 1200

UTC 27 February 0000 UTC 28 February 2003. This system produced widespread rainfall across northeast Victoria, including 21 mm at Falls Creek (24 hour total to 2200 UTC 27 February), the majority of which fell between 1700 and 1900 UTC. Other rainfall totals in the surrounding area included 13.4 mm at Mount Hotham Airport, 26.6 mm at Mt Buffalo Chalet, 20.8 mm at Bright, and 20 mm at Halls. The response on the Buckland River at Harris Lane streamflow gauge was minor compared to the flash flood event (Tryhorn et al. 2008).

Broad synoptic conditionsIn the days leading up to the 2003 Buckland Valley flash flood event, the mean sea-level pressure analysis showed a persisting blocking high pressure system over the Tasman Sea and a monsoonal low pressure trough extending from Queensland toward Victoria (Fig. 2(a)). The mean sea-level analysis at the time of the flood, valid at 0600 UTC 26 February 2003, shows an easterly trough extending from western New South Wales into eastern Victoria (Fig. 2(b)). The analysis also shows the persistent blocking high over the Tasman Sea, which is linked to a subtropical ridge that extends across Tasmania toward Bight waters. A cold front associated with a deep low pressure system is evident over the Southern Ocean, well south of the subtropical ridge. Satellite imagery (not shown) during the morning of the flash flood event indicated relatively cloud-free conditions over southeastern Australia. The weak surface pressure gradient was supported by observations from automatic weather stations in the region, indicating light winds prevailed over eastern Victoria during the afternoon, with the direction largely dominated by topography in the form of anabatic winds. The mean sea-level pressure analysis six hours later at 1200 UTC 26 February (Fig. 2(c)) shows a similar synoptic situation, however by this time the thunderstorm activity over Buckland River Catchment had ceased. At 0000 UTC 28 February 2003, 36 hours after the event (Fig. 2(d)), the blocking high had moved further east, while a low pressure trough had crossed the State to be positioned over eastern Victoria. Several reanalysis fields of atmospheric parameters were obtained from the National Centre for Environmental Prediction Reanalysis 2 global data set (hereafter denoted as NCEP-R2) to gain an appreciation of the synoptic-scale environment in which the thunderstorm cells developed. Upper winds were correspondingly light (Fig. 3), suggesting northwesterly winds of 5–10 knots in the vicinity of Mt Selwyn. The combination of light surface winds and light upper winds indicate weak vertical shear between the surface and 600 hPa, suggesting that any deep convection would be buoyancy dominated with very little horizontal displacement of the column with height. Upper-level temperature gradients over Victoria were very weak. The NCEP-R2 temperature charts at 500hPa and 700hPa for 0000 UTC and 0600 UTC are shown in Fig. 4((a)–(d)). The upper temperature analyses indicate little change between 0000 UTC and 0600 UTC in the vicinity of Mt Selwyn.

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34 Australian Meteorological and Oceanographic Journal 61:1 March 2011

Fig. 2 The mean sea level pressure analysis (hPa) over the time of the forecast. (a) 1200 UTC 23 February, (b) 0600 UTC 26 Febru-ary, (c) 1200 UTC 26 February, and (d) 0000 UTC 28 February.

Fig.3 NCEP Re-analysis 2 plot of 600hPa wind direction and speed at 0600 UTC 26 February 2003. Isotachs shown at 5 knot intervals.

Fig.4 NCEP Reanalysis 2 plot of: (a) 500hPa temperature at 0000 UTC 26 February, (b) 500hPa temperature at 0600 UTC 26 February, (c) 700hPa temperature at 0000 UTC 26 February, (d) 700hPa temperature at 0600 UTC 26 February. Isotherms shown at 1 °C in-tervals.

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Gallucci et al.: Meteorological and hydrological mechanisms resulting in the 2003 post-fire flood event 35

Radar observationsRadar data are typically accessed to gather information about a thunderstorm’s structure and intensity. At the time of the flash flood event, the Melbourne Weather Radar was a 1° beam width C-band radar with a 10-minute scanning frequency. The radar is located at Laverton, which is approximately 210 km southwest from the thunderstorm cell that developed near Mt Selwyn. Consequently, the distance between the radar and the thunderstorm makes it difficult to infer a great deal about thunderstorm structure. What can be inferred from radar imagery is that a high-intensity echo was first identified at 0530 UTC in the vicinity of Mt Selwyn. Two further higher-intensity echoes in excess of 50 dBZ to a height of at least seven kilometres were evident on subsequent radar scans prior to the cell dissipating at 0630 UTC (Yeo 2003). An interpolated range height indicator scan (vertical cross section) of the thunderstorm cell near Mt Selwyn at 0610 UTC on 26 February 2006 is illustrated in Fig. 5.

Modified soundingsTo assist in assessing the potential for a flash-flood- producing thunderstorm the temperature sounding from Melbourne Airport was modified to be representative of the environment in which the thunderstorm near Mt Selwyn developed. A representative temperature sounding enables the calculation of thunderstorm diagnostics such as the Convective Available Potential Energy (CAPE). An analysis of pre-thunderstorm surface and upper conditions was undertaken to determine the most appropriate modifications, such that a sounding could be constructed that best represented the vertical profile of the atmosphere in which the thunderstorm near Mt Selwyn developed. Observations from three elevated AWSs close to Mt Selwyn were used to modify the Melbourne Airport temperature sounding to reflect an elevated environment around 1400 metres. This approach is similar to that undertaken by Schwartz et al. (1990) who analysed the Minneapolis flash flood that took place on 23 July 1987.

The closest Automatic Weather Station (AWS) to Mt Selwyn is Mt Hotham at a height of 1849 metres, directly 22 km to the east. At 0200 UTC, Mt Hotham AWS reported five knots of wind from the west to northwest with a temperature of 17.1 °C and a dewpoint of 11.4 °C. Mt Hotham AWS ceased reporting after 0200 UTC. Hotham Airport AWS, at 1296 metres, is a similar height to Mt Selwyn, and is located 34 km to the east-southeast on the southern aspect of the Great Dividing Range. At 0400 UTC, Hotham Airport AWS reported three knots of wind from the southeast (typical anabatic wind direction during summer afternoons) with a temperature of 22.7 °C and a dewpoint of 9.2 °C. Falls Creek AWS is at 1771 metres, and is located 38 km to the east of Mt Selwyn. At 0300 UTC, Falls Creek AWS reported no wind with a temperature of 18.8 °C and a dewpoint of 11.6 °C. The temperature sounding from Melbourne Airport, valid for 0000 UTC 26 February 2003 is illustrated in Fig. 6. Melbourne Airport is located less than 200 km to the southwest of Mt Selwyn. The sounding shows a strong low-level inversion near 1000 metres and a higher, weaker inversion near 4000 metres. The sounding also indicates uniform moisture between the surface and 1200 metres, with dewpoint values of 12–15 °C in that layer. Several days of mostly east to northeasterly flow in the boundary layer brought warm, moist, subtropical air from the north, which is likely to have contributed to the presence of moisture in the lowest levels of the atmosphere. The sounding was modified to reflect an elevated environment at 1400 metres in the vicinity of Mt Selwyn during the afternoon when thunderstorm initiation took place (Fig. 7) . Based on observations from nearby automatic weather stations a surface air parcel at 1400 metres was assumed to have an air temperature of 23 °C and a dewpoint of 12 °C. The Melbourne Airport temperature profile above the boundary layer was unmodified and used to approximate the upper temperature structure in the vicinity of Mt Selwyn. The decision not to modify the upper temperature profile was based on the 700 hPa and 500 hPa temperature analyses in Fig. 4, which suggest that there was very little difference in the temperature (at these levels) between Melbourne and Mt Selwyn, and also little change at these locations between 0000 UTC and 0600 UTC. Rainfall intensity is directly related to the rate at which a thunderstorm can process water vapour (Doswell et al. 1996). Hence, for a given amount of moisture ingested by a thunderstorm, the water vapour mass flux increases with stronger updrafts. The updraft within a thunderstorm can be calculated from the amount of CAPE, which from the sounding constructed for Mt Selwyn is approximately 1600 J kg–1. This value of CAPE is well above the threshold of 1000 J kg–1 that is referred to by meteorologists in the Victorian Regional Forecast Office as a threshold indicating the environment has the potential to support thunderstorms capable of producing flash flooding. The maximum potential updraft due to buoyancy alone is calculated as 56 m s–1, a vertical velocity that is capable of processing a significant

Fig.5 Interpolated RHI scan from Melbourne radar of the thunderstorm cell near Mt Selwyn at 1710 hrs (0610 UTC) 26 February 2003 (Bureau of Meteorology, as adapted in Yeo, 2003).

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36 Australian Meteorological and Oceanographic Journal 61:1 March 2011

amount of water vapour (Doswell 1993). It is also pertinent to note that the constructed sounding for Mt Selwyn is void of any convective inhibition creating an extremely unstable environment.

Pulse thunderstormsThe amount of rain produced by a thunderstorm is dependent on numerous interrelated atmospheric processes that occur from the micro to the global scale. Precipitable water is a measure of the amount of moisture in the atmosphere and has been found in some studies to have a correlation with rainfall amount (Brenner 2004) and also flash flooding associated with thunderstorms (Doswell et al. 1996; Schwartz et al. 1990; Pontrelli et al. 1999). It is constructive to think of precipitable water as the amount of rain (in millimetres) reaching the surface if all the moisture in the atmosphere was precipitated as rain. A stationary thunderstorm has the capacity to convert available moisture in the atmosphere into rain reaching the surface, although it is recognised that factors such as evaporation, moisture convergence and amount of instability also play an important role. The precipitable water value from the 0000 UTC sounding at Melbourne Airport is calculated to be 27 mm, which is similar to the NCEP-R2 value at 0600 UTC (Fig. 8). A value of 27 mm for precipitable water is not climatologically remarkable (February average precipitable water is approximately 20 mm for Melbourne), although it is conceivable that a near-stationary thunderstorm with high precipitation efficiency (in a weakly sheared environment) could deposit close to, and potentially more than, the precipitable water value in a saturated environment. Doswell (1993) contends that a precipitation rate of 25 mm h–1 is considered marginally heavy and capable of producing flash flooding. The magnitude of the flooding in the Buckland River valley suggests considerably more than 25 mm fell in an hour or less. Given the weakly sheared environment and instability

in the atmosphere it is likely that the thunderstorm that developed near Mt Selwyn was a pulse wet thunderstorm. Radar imagery was used to identify three short-lived high-intensity elevated echoes in the same location over a 60-minute period. An interpolated RHI radar scan of the cell at 0610 UTC on 26 February 2006 indicates a high-intensity elevated echo with negligible horizontal displacement with height (Fig. 5). Pulse thunderstorms tend to be short-lived due to the precipitation core cutting off its low-level inflow; however in high humidity environments the low-level outflow can be weak enough to allow new cells to develop close to existing cells. In the case of the thunderstorm near Mt Selwyn, the weak upper-level northwesterly wind directed the collapsing cells toward the southeast, leaving Dingo Creek Valley (to the north of the developing convection) free to receive further insolation supporting the anabatic wind. It is possible that the northerly anabatic wind acted as a mechanical lifting mechanism, supporting ‘back building’ (or new cell development on the upwind

Fig.6 Aerological diagram from Melbourne Airport at 0000 UTC 26 February 2003.

Fig.7 Constructed aerological diagram for the vicinity of Mt Selwyn for 0530 UTC 26 February 2003. The shaded area represents positive buoyancy or CAPE above the lifted condensation level.

Fig.8 NCEP Reanalysis 2 plot of precipitable water at 0600 UTC 26 February 2003. Precipitable water shown in 2mm intervals.

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Gallucci et al.: Meteorological and hydrological mechanisms resulting in the 2003 post-fire flood event 37

side) of the thunderstorm on its northern flank. This process potentially explains why more than one high intensity echo was observed on radar during the thunderstorm’s lifecycle. The interaction between thunderstorm advection and propagation leading to a quasi-stationary thunderstorm, such as the one near Mt Selwyn on 26 February 2003, is described by Doswell et al. (1996). Radar imagery suggests that three high-intensity pulses were observed over the same area near Mt Selwyn within a 60-minute period. Theoretically, if the thunderstorm was capable of efficiently converting the available precipitable water into rainfall then the combination of the three high-intensity pulses, due to a quasi-stationary thunderstorm that developed as a result of the process identified in the previous paragraph, could have combined to deliver in excess of 50 mm and perhaps as much as 80 mm.

Data and model descriptions

Mesoscale Model Version 5The analysis of the meteorological conditions associated with the event was performed using the Pennsylvania State University/National Center for Atmospheric Research (PSU/NCAR) Mesoscale Model Version 5 (MM5). MM5 is a limited-area, non-hydrostatic model capable of simulating meso- and synoptic-scale atmospheric circulations (Grell et al. 1994). The model has been used in many other studies of precipitation events in mountainous areas (Colle and Mass 2000; Rotunno and Ferretti 2001; Lin and Chen 2002; Das 2005; Galewsky and Sobel 2005; Li et al. 2005; Monaghan et al. 2005) and therefore is appropriate for this type of application. The initial and boundary conditions for the model were created using the NCEP-R2 data at a grid spacing of 2.5° latitude by 2.5° longitude. In order to achieve sufficient horizontal resolution, a series of nested domains were configured. Domain 1 (Fig. 1(a)) is centred at 36.7°S latitude and 147.8°E longitude and has an extent of 1800 km x 1550 km, with a grid resolution of 50 km and 23 vertical levels. Domains 2 and 3 (Fig. 1(a) and (b)) have resolutions of 10 km and 2 km respectively with 35 vertical levels. The simulations were all one-way nested. The topography for all domains was derived from U.S. Geological Survey terrain data at resolutions of 55 km, 9.25 km, and 3.70 km. The simulations all employed the NOAH (National Center for Environmental Prediction, Oregon State University, Air Force, Hydrologic Research Lab) land surface model (Chen and Dudhia, 2001a, b), the Schultz moisture scheme (Schultz 1995), the Blackadar planetary boundary layer scheme (Zhang and Anthes, 1982), and the Grell cumulus parameterization scheme (Grell, 1993),

The hydrological modelThe hydrological response of the Buckland River Catchment to fire-induced surface modifications was analysed using the Integrated Hydrological Modelling System (IHMS) version 4.5 (hereby known as HBV-96 model). This model was not selected on the basis that it could be used operationally for

flash-flood forecasting. Instead, the model selection was based upon the need to find a simple approach to providing decision-making support and enhancing local knowledge in the community. The HBV-96 model, created by the Swedish Meteorological and Hydrological Institute (SMHI), is classified as a conceptual semi-distributed model and requires input climatological (temperature, precipitation and potential evapotranspiration) and streamflow data for calibration (Lindström et al. 1997). Catchments are divided into sub-basins as single hydrological units, and each such basin is divided into zones according to topography and land use/vegetation. The HBV-96 model contains functionality for soil moisture accounting, snowmelt and accumulation and runoff response (generation and routing). Detailed descriptions and diagrams of the model can be found in SMHI (undated) and Lindström et al. (1997). The most relevant model processes to this study are the soil moisture accounting and runoff response subroutines. Within the soil moisture accounting procedure, precipitation that reaches the surface is either evaporated or infiltrated into the soil moisture storage. The soil moisture storage is controlled by the maximum possible soil moisture storage (field capacity), the limit for potential evapotranspiration and an empirically specified coefficient that controls the amount of precipitation or snowmelt that is partitioned into runoff. Once the maximum possible soil moisture storage is reached, any additional precipitation becomes excess soil moisture (also termed effective precipitation), and is routed to the runoff response function. The runoff response takes this effective precipitation and initially stores it in the upper soil column (upper response box). This water then percolates over time into the groundwater reservoir (lower response box) according to an empirically determined percolation rate. If the upper soil column becomes saturated, the excess water from this reservoir becomes stream discharge, the quickflow component of the hydrograph. The groundwater contributes to the baseflow component of the hydrograph. Input climatological data was sourced from the Bureau of Meteorology, streamflow data from Theiss Services Pty. Ltd., and topography data from the Department of Sustainability and Environment. The simulated catchment encompasses the entire Buckland River Catchment (including Dingo Creek) in addition to the section of the Ovens River (Wangaratta) Catchment, which lies between the Harris Lane streamflow gauge (the only streamflow gauge on the Buckland River with a long-term data-set) and the northern border (directly downstream) of the Buckland River Catchment (Fig. 1(b)). The studied catchment has an area of approximately 460 km2, with the Buckland River Catchment approximately 320 km2 in size, the catchment immediately surrounding Dingo Creek approximately 41 km2 and the portion of the Ovens River (Wangaratta) Catchment approximately 140 km2.

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38 Australian Meteorological and Oceanographic Journal 61:1 March 2011

Methodology

There are two parts to the methodology. First, the experiments using the mesoscale model are described. Second, details of the hydrological modelling simulations are provided.

MM5 methodsThe methodology used to simulate the thunderstorms is outlined in Tryhorn et al. (2008) but relevant details will be given here. From the sample space of initial conditions a five member single-model time-lagged ensemble of five-day forecasts was performed from 1200 UTC 23 February – 1200 UTC 28 February 2003 using MM5. The model dynamics, physical parameterizations, and numerics were all the same. Differences among ensemble members resulted from the differences in initialization time. The results presented in the results section are the ensemble mean. The flash flood occurred at around 0600 UTC on 26 February 2003. The land surface in MM5 for the area burned by the 2003 fire was changed to resemble a recently burned fire surface, with decreased albedo (to resemble a blackened surface), lowered surface roughness (reduced vegetation) and reduced soil moisture. Based on the interviews with shire residents and photos during and after the event, it was apparent that the fire was of great intensity. The chosen values for the relevant model parameters reflect this observation and were based on previous work on modelling fire scars (Görgen et al. 2006; Wendt et al. 2007.) The albedo was reduced from 0.20 to 0.08, the roughness length from 2.65 m to 0.10 m, and the soil moisture for the uppermost 10 cm layer was initialised at 0.05 m3/m3, in contrast to standard values of between 0.25 and 0.45 m3/m3. The ensemble was then compared with a simulation covering the same time period in which no surface modifications were made (known as the unburned simulation).

HBV-96 methodsThe HBV-96 model was run over the period encompassing the flash-flooding event (1300 UTC 24 February 2003 – 1300 UTC 4 March 2003) using observed daily mean temperature data, estimated values of mean monthly potential evapotranspiration, and a combination of estimated and observed daily precipitation totals. Precipitation estimates were created using the inverse distance squared method (Thompson, 1999). As noted in ‘The observed event’ section, the radar imagery indicates that the highest intensity of the storm cell was located over the Buckland River catchment, not over Mt Hotham Airport. However, accurate rainfall estimates cannot be made from the radar images due to the distance of the thunderstorms from the radar sites at Laverton and Yarrawonga, which are approximately 200 km and 130 km from the Buckland River catchment respectively. In order to approximate a rainfall total for the head of the catchment, output precipitation data from the MM5 over the Buckland River catchment and the observations at Mount Hotham Airport were used. By finding the difference

between simulated precipitation at Mount Hotham Airport and the maximum simulated precipitation total, a value can be postulated to approximate the decrease in precipitation from the most intense part of the storm and Mount Hotham Airport. By adding this difference to the actual observation at Mount Hotham Airport, the likely maximum precipitation total for the thunderstorm can be estimated. The MM5 precipitation ensemble maximum was, as noted, 44.4 mm, with 9.8 mm simulated at Mount Hotham Airport. This gives a difference of 34.6 mm, which when added to the actual observation at Mount Hotham Airport (37.2 mm) gives a maximum precipitation estimate of 71.8 mm. Hence, 71.8 mm was used as the input rainfall data for the HBV-96 model. Evapotranspiration was calculated using the Thornthwaite method (Thornthwaite 1948). More detail on this can be found in Gallucci (2007). Analysis of the hydrological response of the Buckland River catchment surrounding the flash flood event required two sets of simulations. The first set of simulations used parameters obtain by calibrating the HBV-96 model over long timescales using observational data. This set of parameters is described as the climatological (or unburned) parameters. Daily streamflow data at the Harris Lane streamflow gauge on the Buckland River is available for the period 1972–2005. The HBV-96 model was calibrated over a 28-year period (1972–1999). The remaining five years of streamflow data (2000–2005) were used for model verification. The HBV-96 model was calibrated using Nash and Sutcliffe’s (1970) efficiency criterion and sensitivity testing of the climatological parameter set was also completed. This testing was undertaken to ensure that the climatological parameter set was (1) capable of simulating typical (or average) conditions in the Buckland River catchment, and (2) responsive to extreme precipitation events. Using the calibration parameters, the model was found to be capable of simulating typical conditions and responsive to extreme precipitation events (not shown). In the second set of simulations, parameter values that represent typical post-fire conditions were used (Scott and Van Wyk 1990; Robichaud and Hungerford 2000; Huffman et al. 2001). Soil hydrophobicity was represented by reducing the maximum possible soil moisture storage to a minimum (10 mm) and reducing the percolation rate between the upper and lower response boxes to zero. These parameters were increased to standard (climatological) values post-flood in order to test whether the hydrophobic conditions were subsequently restored immediately after a flood event (as is suggested by DeBano 1975 and Robichaud 2000). The maximum soil moisture storage was 10 mm before and during the flood event (24 February 2003 – 26 February 2003), then 250 mm post-flood (27 February 2003 onwards).Percolation values were 0 mm/day before and during the flood event, then 4.4 mm/day post-flood with a canopy interception storage capacity of 0 mm. The timing of this change in parameter values was chosen to achieve the highest correlation between observed and simulated streamflow.

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Gallucci et al.: Meteorological and hydrological mechanisms resulting in the 2003 post-fire flood event 39

The interception canopy storage capacity was also reduced to zero in order to represent the post-fire decrease in canopy interception. Post-fire changes in evapotranspiration and surface roughness were not accounted for in these simulations. For the former, while it is recognised that during a severe fire vegetation will likely be destroyed, leading to a decrease in evapotranspiration, the amount by which this value decreases has not been adequately quantified in field observation. Regarding the latter, there is no parameter in this model that represents surface roughness, and hence the effects of this quantity could not be tested. Because of uncertainties in the appropriate values of model parameters, which generally do not have strictly observable counterparts, the post-fire conditions described here were adjusted so that the simulated hydrograph represented that of the observed in terms of the peaks, trough, and timing. To explore the possible impact of each parameter on post-fire flooding, sensitivity simulations were completed in which the parameters were returned, in turn, to their unburned (climatological) values.

Results

MM5 simulationsThe forecast initialisation at 1200 UTC on 23 February (not shown) includes a high pressure system similar to the analysis, centred over the Tasman Sea, and this remained in place for much of the forecast until a cold front swept across the state, as simulated for 0000 UTC 28 February. At the time of the flood (0600 UTC 26 February), there was no cloud or precipitation simulated in Domain 1 in the area of the Alpine Shire. The large-scale water vapour pattern in the model does not simulate the broader scale rain processes in northeast Victoria that are present in the satellite images (Fig. 9). Overall the evolution of synoptic-scale events was well simulated, apart from the (crucial) absence of thunderstorm activity in northeast Victoria, (seen in the ‘smaller scale’ moisture plumes that identify the thunderstorms (Fig. 9)). A more detailed analysis of the synoptic-scale events can be found in Tryhorn et al. (2008). In contrast, the high-resolution Domain 3 simulations generate intense convective rainfall in the correct location. The Domain 3 simulation in the 24 hours before 2200 UTC 26 February, the time period associated with the flood, produced an ensemble mean of 31.7 mm and an ensemble maximum of 44.4 mm. This is in good agreement with the closest observed rainfall of 37.2 mm, but as noted previously, this is likely to be an underestimate. The 6-hour totals of rainfall (0000–0600 and 0600–1200 UTC 26 February) in Domain 3 at the time of flood reveals significant falls across the southern and southwestern areas of the domain. This difference from the large-scale simulation suggests a highly localised event. Following the thunderstorm event, the simulated precipitation associated with the passage of the front agreed well with observations, although the simulated front was delayed by several hours, causing an apparent

under-prediction of precipitation. Spatially the rain during this second event was highly variable, both in the model and the available observations (see Fig. 6 in Tryhorn et al. 2008). The simulated CAPE during the storm was calculated to be 1546 J/kg, indicating an unstable environment capable of producing deep convection and agreeing well with the value estimated in ‘The observed event’ section. The surface energy balance for the control ensemble mean (taken from an average of nine grid boxes, not shown) indicated a large sensible heat flux, caused primarily by the reduction in soil moisture (Tryhorn et al. 2008). This led to increased lower boundary layer heating which destabilised the atmospheric column. This in turn led to an increase in convective clouds and an increase in precipitation compared to the unburned simulation (not shown). The unburned simulation produced little rain at the time of the flood event (3.9 mm)—this was well outside the range of variation of the control ensemble, hence we consider the response to be significant. In this case, we suggest that the extreme rainfall event was enhanced by the fire-induced modifications. However, we recognise that many different adjustments to the model may be considered acceptable and the uniqueness of a particular event may not be unequivocally represented by a particular model configuration. Interpretation of the values of the individual variables must therefore be made carefully.

HBV-96 simulationsWhen the parameters determined from the climatological calibration were used, the HBV-96 simulation yielded an underestimation of streamflow at the Harris Lane gauge on 26 February and an overestimation of streamflow when the front passed through on 28 February 2003 (Fig. 10). Without alterations to the climatological parameter values, the flash flood event could not be replicated.

Fig.9 Satellite picture of water vapour over southeastern Australia taken by Geostationary Meteorological Satellite 5 (GMS-5) on Channel 3 (6.5–7.0 µm) using a Visible Infrared Spin Scan Radiometer (VISSR) At-mospheric Sounder (VAS), 0530 UTC 26 February.

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40 Australian Meteorological and Oceanographic Journal 61:1 March 2011

When the HBV-96 model was run using the post-fire parameter values the simulated and observed hydrographs were almost identical in shape and magnitude (Fig. 11) and an efficiency criterion value of 0.96 was achieved. Using this configuration, the flash-flooding event was successfully simulated using the HBV-96 model. Changing the value of maximum soil moisture storage had the most significant effect on the efficiency criterion. The return of this quantity to pre-fire values post-flood support the results of DeBano (1975) and Robichaud (2000), who found that following the onset of precipitation, the

incoming water begins to infiltrate through the hydrophobic layer, alleviating hydrophobic conditions, and pre-fire infiltration conditions return. In this case, if the soil moisture storage in the Buckland River catchment did not return to pre-fire conditions after the flood, it is likely that a second flood would have occurred on 28 February 2003 when the next rain event took place (Fig. 12). Adjusting the percolation value yielded a similar but smaller impact on the hydrograph response, supporting the hypothesis that during flooding the hydrophobic layer ceases to obstruct infiltration, and hence post-flood, percolation to the lower response box

Fig.10 Results of the simulation for the period 0000 AEDT 25 February 2003 to 0000 AEDT 5 March 2003 using the parameters used in long-term calibration and the approximated precipitation value of 71.8 mm. The computed streamflow (m3/s) is shown as the dashed line, and the observed streamflow (m3/s) is shown as the solid line.

Fig.11 Results of the simulation for the period 0000 AEDT 25 February 2003 to 0000 AEDT 5 March 2003 using the optimal param-eters. The computed streamflow (m3/s) is shown as the dashed line, and the observed streamflow (m3/s) is shown as the solid line.

Fig.12 Results of the simulation for the period 0000 AEDT 25 February 2003 to 0000 AEDT 5 March 2003 using the optimal param-eters and FC=10 mm for the entire period. The computed streamflow (m3/s) is shown as the dashed line, and the observed streamflow (m3/s) is shown as the solid line.

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Gallucci et al.: Meteorological and hydrological mechanisms resulting in the 2003 post-fire flood event 41

(groundwater) is re-established. Lastly, canopy interception was found to have an insignificant effect on the short-term simulation. This was not surprising for two reasons. First, long-term individual parameter sensitivity testing indicated that streamflow is relatively insensitive to canopy interception. Second, during an extreme rainfall event, a (typical) 1 mm canopy storage capacity would be negligible.

Conclusions

An analysis of the meteorological and hydrological factors leading to the post-fire flood event in the Buckland Valley, Victoria, Australia in February 2003 has been conducted. It has been demonstrated that flash flooding occurred because of highly localised thunderstorms and was likely to have been enhanced by the burned landscape. In addition, our analysis of the resulting situation suggests that other contributing factors included the storm cells likely being pulse wet microburst, cell regeneration over the same area, and the steepness of the Buckland River catchment. The synoptic conditions surrounding the event suggest that the major drivers of the rainfall event were the high levels of precipitable water in the atmosphere, enhanced surface heating due to reduced surface albedo and soil moisture, and strengthened atmospheric instability from surface heating. It is possible that deep convection and heavy rainfall would have occurred regardless of the burned landscape. However, our results show that the modified surface conditions increased the degree of instability and provided a greater chance that convective inhibition could be overcome. Hence, our modelling study suggests that the intensity of the event was enhanced by the preconditioning caused by the fire. The results of the hydrological modelling suggest that the fire-induced soil hydrophobicity further contributed to the flash-flooding event. It should be recognised that there are many different parameter sets that are, in some sense, acceptable in describing and predicting the responses of the system. This is an issue inherent to all hydrological modelling. Nevertheless, hydrological models have proven to be useful tools in simulating environments that cannot be measured, elucidating physical mechanisms, and in operational hydrological forecasting. The different parameter sets produce similar results in different ways, thus, there is the opportunity to propose testable hypotheses based on process implications. Overall, these findings point to an increased risk of flash flooding after a severe fire. With an increase in fires expected in the Alpine Shire associated with anthropogenic climate change (Hennessy et al. 2005; Williams et al. 2001), this causal relationship, even for a rare event, has implications for emergency managers and residents in alpine regions. This has become particularly relevant after a recent event in Licola where, following bushfires, residents were flooded with mud, ash, and debris (Houghton 2007). This event resulted

in the addition of Flood Watches to Bureau of Meteorology forecasts for recently fire-affected areas in the Victorian Alps. Alteration of land surface properties for recently burned areas within forecast models could potentially improve forecasting of these events. In this context, the study indicates that the parameters that should be altered in atmospheric and hydrological models are those relating to albedo, soil moisture, and soil infiltration rates. Community awareness of the risks to recently burned areas from flooding and the level of preparedness of local government and emergency managers will also have an important role in decreasing the vulnerability of communities to these events.

Acknowledgments

This work would not have been possible without the participation, support and interest of the people of Alpine Shire. This work has been supported by the Australian Research Council though FF0348550, by Monash University through the postgraduate scholarship program, and by the CSIRO Division of Marine and Atmospheric Research. We would also like to thank Rebecca Abramson, Klaus Görgen and Petteri Uotila for helpful comments and assistance. Also, two anonymous reviewers’ and Dr Graham Mills’s valuable suggestions helped to improve the manuscript.

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