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    ON SUSTAINABLE DEVELOPMENT OF SOCIAL FORESTRY IN

    BANGLADESH: EXPERIENCES FROM SAL (SHOREA ROBUSTA)

    FORESTS

    MD. ABDUS SALAM1** and TOSHIKUNI NOGUCHI2*1Department of Statistics, Jahngirnagar University, Savar, Dhaka, Bangladesh;

    2Laboratory of Forest Economics, Department of Forest Science, Faculty of Agriculture,

    Shinshu University, Minimiminowa, Nagano-ken 399-4598, Japan

    *author for correspondence, e-mail: [email protected]; fax: +81-0265-77-1525;

    tel.: +81-0265-77-1525**present address: Department of Forest Science, Faculty of Agriculture, Shinshu University,

    Minimiminowa, Nagano-ken 399-4598, Japan

    (Received 29 July 2003; accepted 13 February 2004)

    Abstract. Sustainability in forestry is a complex amalgam of trade-offs among its various dimensions

    and there is no easy route to achieve sustainable development. It is important that policy process and

    implementation strategy of these policies should be based on sound information about these trade-offs.

    There is a growing consensus amongst key forest decision-makers in Bangladesh that traditional for-

    estry is needed to make the transition to more sustainable forestry, which is likely to involve local peo-

    ple in forest management. As a result, the government has initiated a social forestry program from

    1981 with the assistance of the Asian Development Bank (ADB) loan and the United Nations Develop-

    ment Program (UNDP) grant and operated mainly in Sal forest areas. The most important objective of

    this program is to protect, manage, and develop forests in a sustainable way by involving local commu-

    nities. Although several studies have focused on the management issues of social forestry, none of these

    studies has evaluated the indicators of sustainable social forestry. The purpose of this study is to evalu-

    ate the criteria of sustainable development of social forestry in Bangladesh. The study is based on pri-

    mary cross-sectional data collected using the multistage stratified sampling technique. In total, 581

    social forestry farmers were selected randomly and interviewed using a pre-tested questionnaire. The

    study evaluated some important components of sustainable development and identified the following

    conditions of social forestry in Bangladesh:

    (i) almost all the components of sustainable development of social forestry, although not at the

    aspiration level, were at good condition;

    (ii) participants were interested and committed to work with Forest Department in developing social

    forestry;(iii) they had been utilizing both hard and soft technology in practicing social forestry, although there

    exists ample scope of development;

    (iv) income of participants after involving in social forestry had increased, although not at satisfactory

    level; and(v) process of producing social and material goods had been under progress.

    However, there exist plenty of scopes for sustainable social forestry development through improving

    the sustainable development components more carefully.

    * Readers should send their comments on this paper to: [email protected] within 3 months of

    publication of this issue.

    Environment, Development and Sustainability (2005) 7: 209227 Springer 2005

    DOI 10.1007/s10668-005-7313-3

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    Key words: economic and agricultural infrastructure, hard and soft technology, indicators, Salforests, social and material benefits, social forestry, sustainable development, zamidari system.

    1. Introduction

    1.1. THEH E CO N C E P T O FO N C E P T O F SU S T A I N A B L EU S T A I N A B L E DE V E L O P M E N TE V E L O P M E N T

    Rapid depletion and degradation of natural resources, particularly in

    developing countries, has given rise to the concept of sustainable develop-

    ment. Sustainability was one of the key words used at the united nations

    conference on environment and development (UNCED), or Earth Summit,held in Rio de Janiero in June 1992. But the term sustainability was not

    defined either at Rio, or on any other occasion by any institution. Indeed

    the term has been used at various time with varied associations and Ekins

    (1993) comments, it has become a metafix that will unite every-

    body Given birth through a political process by Braundland Commis-

    sion in its report (Brundtland, 1987) Our Common Future sustainable

    development still lacks commonly accepted framework or technical defini-

    tion. Pezzy (1992) has cited over 50 definitions of sustainability ranging

    from vague notions to concrete steps. Indeed all existing discussions on

    sustainable development has basically only the well-being of human pop-

    ulations in mind, the other species being protected not for their own sake,

    but only insofar as they are important factors in supporting human life

    and well-being (Casimir and Rao, 1998). The powerful concept of sustain-

    ability is that it addresses the issues of our responsibility to future genera-

    tions and the reconciliation between economic development and

    environmental quality. Thus, sustainable development is primarily about

    our responsibilities to future generations and taking into account how our

    actions affect the livelihood of our future generations.

    Sustainable forest management is generally viewed as a logical extension

    of Brundtlands definition of sustainable development to apply to forest

    management (Ferguson, 1996). Thus, the ultimate objective of sustainable

    forest management is to meet the forest-related needs and aspirations of

    the current generation without compromising the ability of the future gen-erations to meet their own. To achieve this objective, it is necessary to

    maintain, or even enhance the forest values to the society or likely to be so

    in future. According to Brundtland (1987) Humanity has the ability to

    make development sustainable. In practice, sustainable development faces

    some limitations including present state of technology and social organiza-

    tion on environmental resources and the ability of the biosphere to absorb

    the effects of human activities. But technology and social organization can

    be both managed and improved to make way for a new era of economic

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    growth and sustainable development. Both internal sustainability process

    that builds local technical capacity and management skills and ensures

    continuing socio-economic improvement and environmentally sustainable

    program of land and natural resources use to ensure long-term viability

    must be included in the design of any development effort.

    1.2. DE V E L O P M E N T O FE V E L O P M E N T O F SO C I A LO C I A L FO R E S T R Y I NO R E S T R Y I N BA N G L A D E S HA N G L A D E S H

    There is a growing consensus amongst key forest decision-makers in

    Bangladesh that traditional forestry is needed to make the transition to a

    more sustainable forestry, and this is likely to involve an iterative process of

    continuous improvement. The government has attached the highest priority

    to social forestry, and it has become the dominant strategy in the countrys

    forestry sector (Task Force Report, 1987; FMP, 1992; GOB, 1992). Thus,

    during the Rio Earth Summit (UNCED) in 1992, Bangladesh joined the rest

    of the world in adopting Agenda 21, a program of action for sustainable

    development, the Rio Declaration on Environment and Development, and

    the Statement of Principles for Sustainable Development of Forests, etc.

    Social forestry activities began in Bangladesh in 1980 with the initiation

    of a forestry extension program under a Forest Department project. The

    first formal participatory forestry program was initiated in the north-wes-

    tern districts of Bangladesh in 1981/1982 under the Community forestry

    program with the assistance of the asian development bank (ADB) loanand the united nations Development Program (UNDP) grant. After the

    completion of this project in 1987, the Forest Department initiated

    another ADB assisted project as a part of the Thana Afforestaion and

    Nursery Development Project in 19881994 as a follow up on the previ-

    ous project and operated in all over the Sal forests1. Agroforestry2 and

    woodlot3 models have been applied in this project where 11.2 ha of

    encroached Sal forest land was allotted to each participant based on an

    annual renewable basis. The project proposed to establish 16 188 ha of

    woodlot and 3 238ha of agroforestry plantations and a total of 16 840 ha

    of woodlot and 3 061 ha of agroforestry plantations were realized during

    the period (Chowdhury, 1994).

    The specific objectives of the social forestry program are:

    (i) to protect, mange and develop forests in a sustainable way by invol-

    ving local communities;

    (ii) to increase forest resources in order to improve the local environment;

    (iii) to contribute to alleviating rural poverty through involving local poor

    and weaker sections of the society in forest management through

    income generating activities; and

    (iv) to strengthen the institutional capacity of the Forest Department.

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    After completion of this project, a Forestry Sector Project for the year

    19971998 to 20032004 has been initiated. This project proposed to

    establish 20 786 ha of woodlot and 11 905 ha of agroforestry planta-

    tions on degraded Sal forests and also on areas where trees of the pre-

    vious project had already been harvested (second rotation). The

    objectives of this project are:

    (i) to increase overall tree resource bases of the country;

    (ii) to arrest depletion of forest resources,

    (iii) to enhance conservation of forests in selected protected areas; and

    (iv) to attain sustainable management of forest resources through local

    community participation.

    All these objectives are binged on extending the capacity of both state and

    civil society stakeholders to manage forests in a sustainable manner.

    Through participating in this project, stakeholders will be able to enhance

    capacity to conserve forest ecological functions, to increase value-genera-

    tion in terms of goods and services and to attain sustainable (rural) devel-

    opment.

    1.3. THEH E RE S E A R C HE S E A R C H PR O B L E M A N DR O B L E M A N D OB J E C T I V E SB J E C T I V E S

    Much of the literature on social forestry in Bangladesh evaluate the man-

    agement criteria of social forest in the country (Bhuiyan, 1994; ADB, 2000,

    2001; Islam, 2000). Although sustainable development is the prime goal ofsocial forestry in Bangladesh, no study has examined the sustainable devel-

    opment criteria of the sector. Thus, this study aims at analyzing the indica-

    tors of sustainable social forestry in Bangladesh. Five indicators are viewedas essential components of sustainable management of social forest in Ban-

    gladesh and these are:

    (i) farmers needs;

    (ii) using soft and hard technology;

    (iii) forest resources produced;

    (iv) sectoral linkages and synergies; and

    (v) societal and material benefits.

    2. Study area

    Sal forests in Bangladesh can be divided into two parts: Central and

    Northern. Central Sal forests are located in Dhaka, Gazipur, Tangail, My-mensingh and Jamalpur districts and Northern Sal forests are distributed

    in small patches in Dinajpur, Rangpur and Rajshahi districts. The study

    was conducted in the central Sal forests (Map 1). Sal forests are tropical

    moist deciduous type of forests. These forests are normally present in most

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    of the lowlands and floodplains. Sal forests have been dramatically reducedin area and now exist only in a number of widely scattered and degraded

    patches. The forests consist of patches of Sal (Shorea robusta) coppice

    occasionally with other tree species. Sal forests areas have experienced

    maximum encroachment and most of the of the root stock of remnant Sal

    forests have lost coppicing power suggesting use of plantation for re-affor-

    esting such areas. The total area of central Sal forests is 90 996 ha (FMP,

    1992) and 20 382 ha of these lands were distribute among 18 940 partici-

    pants for social forestry program (Forest Department, 2001).

    For many years up to 1950, Sal forests were under the control of Zamind-

    ers (Land Lords) who were not interested in protecting forests (Salam and

    Noguchi, 1998). They emphasized the forests economic benefits and tried tomaximize their revenue at the cost of over exploitation of the forests. In

    1950 the government instituted the East Bengal State Acquisition and Ten-

    ancy Act (EBSATA), which abolished the Zamindari system, and forests

    came under the control of the Forest Department. After gaining control of

    Sal forests, the Forest Department adopted many working plans. All the

    plans failed to protect forests from the hostile actions of the local people.

    Recognizing their weakness as a forest manager, the Forest Department

    started social forestry program involving local people in these forests areas

    from 1987.

    Map1. Map of Bangladesh showing study area.

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    3. Methods and materials

    3.1. DA T AA T A CO L L E C T I O NO L L E C T I O N

    The study is based on primary cross-sectional data collected using the mul-

    tistage stratified sampling method. There are three forest divisions in central

    Sal forests: Dhaka, Tangail, and Mymensingh. Each forest division is

    divided into a number of administrative blocks known as beat. There are 22

    beats in Dhaka forest division, 31 beats in Tangail forest division, and 22beats in Mymensingh forest division. At first, four beats, one from each for-

    est division were selected randomly. From each selected beat, 150 house-

    holds of farmers were selected randomly, yielding 600 households in total.At the time of the survey, 19 of the selected farmers migrated temporarily

    from the study areas and did not return during the survey period; they were

    therefore discarded from the study. Thus, the sample consisted of 581 farm-

    ers. The research used interview and field observation methods. The sample

    unit was the household of the selected farmer who is the respondent.

    Interviews were conducted during AugustNovember 2001 by a research

    team using a pre-tested questionnaire. Questions were asked on the follow-

    ing topics: household characteristics, participation in forestry program, sat-

    isfaction in participating in the social forestry program, involvement in

    decision-making process, knowledge about social forestry, satisfaction with

    the strategy of social forestry and opinion on sustainable management of

    social forests. The language used during the survey was Bengali.

    3.2. SU S T A I N A B L EU S T A I N A B L E DE V E L O P M E N TE V E L O P M E N T MO D E LO D E L AD A P T E DD A P T E D F R O MF R O M FA U L K N E RA U L K N E R

    A N DA N D AL B E R T S O NL B E R T S O N MO D E LO D E L

    Figure 1 presents a model for sustainable social forestry. It is an adapta-

    tion of Faulkner and Albertson (1986) model. The figure clearly indicates

    that it is the participating farmers who are responsible for the most basic

    ideas and initiatives for getting started social forestry. As participants gain

    experience from active participation in all stages, they develop capacity to

    incorporate and adapt relevant methods and technologies for sustainable

    social forestry. With innovative expertise in hand, social forestry agents arethen in a better position to repeat the cycle of development process to

    ensure a sustainable production and consumption of social forest goods

    and services. The most important component for the sustainable develop-

    ment of social forestry is how the participants show their interest and utter

    commitment to work with the activating agents (Forest Department or

    NGOs). This concurrence is the basis for establishing the ongoing and

    continuing relationships between local participants and activating agents.

    Beyond this basic accord, it is essential that the responsibilities of local

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    participants and activating agencies should be clearly specified in manage-

    ment, economic and organizational arenas. Experience has shown that

    where this principle is ignored, severe strains will eventually appear and

    conflicts between local participants and activating agents can inhibit or

    stop process (Burbidge, 1988; Singh and Singh, 1992; Skutsch, 2000). Suchagreements are best made at the very beginning of the project.

    Data were collected on the five key components of the social forestry

    cycle depicted in Figure 1.

    3.3. DA T AA T A AN A L Y S I SN A L Y S I S

    Data were analysed mainly to evaluate the status of the components of

    sustainable social forestry development depicted in Figure 1. The statistical

    package SPSS for Windows, Release 10 was used in analysing the collected

    data.

    4. Results and discussion

    4.1. FA R M E R S A N D T H E I R N E E D SA R M E R S A N D T H E I R N E E D S

    Analysing the data gathered from the field, it can be said that participants

    showed their interest in participating in social forestry. The results indicate

    that about 99% of the farmers were interested in participating in social for-

    Forest Department or NGOs activators institutionalize or

    transfer appropriate strategies

    Participated

    farmers

    with their

    needs

    Soft and

    hard

    technology

    Forestresources of

    their

    allotted

    plots

    Economic,agricultural,

    and industrial

    infrastructure

    Social and

    material

    goods

    To

    Who use

    To conserve & manage

    To create and expand

    To produce

    For the benefit of

    Figure1. Development cycle of social forestry adopted from Faulkner and Albertson (1986).

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    estry program in future (Table I). About 82% of the participants thought

    that the adopted strategy of social forestry was effective for forest develop-

    ment. Among the participants who disagreed with the strategy of social

    forestry (about 18%), about half of them were not satisfied with the species

    of trees4 planted in their plots, about 36% were against plantation by

    recovering encroached land5, and about 32% believed that soil fertility of

    their nearby crop lands degraded because of planting exotic species in the

    social forestry plots. About 76% of the participants were satisfied with

    working together with the activating agents and they committed to work

    with them in future also. The reluctance of participants to commit to work

    with the activating agents can be explained as due to participants had been

    given no importance of the intervention, or by idea that they had not been

    consulted sufficiently, or due to the existence of conflicts with the staff of

    the activating agents. The reluctance of local people towards social forestry

    may also be from the grievance of original inhabitants of forest areas who

    claim that social forestry has been practised on their own lands. On the

    basis of these results it can be safely said that the first and most important

    component of sustainable development of social forestry in Bangladesh iswithin the tract of development cycle.

    4.2. US I N GS I N G SO F TO F T A N DA N D HA R DA R D TE C H N O L O G YE C H N O L O G Y

    Utilization of both hard and soft technology is a key element of sustain-

    able development process (Faulkner and Albertson, 1986; Albertson and

    Faulkner, 1990). Appropriate hard technology is the scientific techniques,

    physical structures and tools that enable to meet the needs of the social

    forestry requirements and utilize the materials at hand or those readily and

    TABLE I. Concurrence of participants with the strategy of social forestry.

    Percent

    Whether participants are interested to participate in social forestry in future

    Interested 98.7

    Not interested 1.3

    Whether participants are accorded with the strategy of social forestry

    Accorded 81.6

    Not accorded 18.4

    Reasons for disagreement*

    Selection of tree species 48.5

    Plantation was done on recovered land 36.1

    Degradation of soil fertility 31.9

    Gap between formulated policy and practise 16.5

    Whether participants are satisfied with working with Forest Department

    Satisfied 76.4

    Not satisfied 23.6

    *Total percentage is greater than 100 because of multiple response.

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    inexpensively available. This technology can be built, operated and main-

    tained by local people with very limited outside assistance. At the center of

    any effective development effort is the technique to make the resources

    available for programs that are custom-designed, built, operated, and

    maintained by local people. There are two groups of viewers in this

    respect. One, those who believe that all the necessary technologies should

    be shared with and handed over to farmers and also should be taught them

    how to use these technologies in the field. There are others who believe all

    that is needed is for local people to mobilize themselves and they will be

    able to access any needed technology. In todays world of rapidly expand-

    ing technical information in all fields of knowledge, the following principles

    are useful guides for technological use towards sustainable development ofsocial forestry.

    (i) The technology must meet needs/problems identified by the concerned

    community.

    (ii) Introduction of any hard technology (forestry, agriculture, environ-

    ment, etc.) must be preceded by the use of soft technology process to

    mobilize, motivate and organize community awareness (Faulkner and

    Albertson, 1986).

    (iii) In introduction of technological innovations, local knowledge and

    concerns must be considered and incorporated into their design and

    use (Freeman and Lwdermilk, 1991).

    (iv) The best technology must be put into simplified and customized com-municable packages (Roskelley, 1975).

    From the results of the field investigation, it appears that hard technol-

    ogy is available in the local areas and participants utilize this technology

    for social forestry development. This technology is locally innovated with-

    out getting any assistance from scientific experts. Activating agents did not

    provide any hard technology to the local participants.

    Appropriate soft technology includes skills, knowledge and procedures for

    making, using and doing useful social forestry with optimums determined

    on a community specific basis by the local people. The local people often

    possess inadequate technical skills and capacities to implement social forest

    management. In order to determine the level of utilization of soft technology

    in social forestry in Bangladesh, information was gathered on the type of

    knowledge, training and other institutional assistance provided to the partic-

    ipants. The soft technology must meet needs/problems identified by the con-

    cerned participants. The local peoples needs of soft technology identified

    are presented in Table II. The information in the table indicates that the

    most important need of participants is the knowledge on how to select tree

    species (about 80%). In the social forestry, all the species planted were exotic

    species4 and people have very limited knowledge on management techniques

    of these species. About 73% of the participants believed that they needed to

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    acquire more knowledge on management techniques of social forestry. The

    next important component on which participants needed to acquire skills

    was seedling techniques of planted species (about 70%). Participants wereasked whether they received any knowledge from the activating agents on

    any aspects of social forestry. The answers reveal that about 56% of partici-

    pants received training on social forestry activities from the activating agents

    (Table II). Among the participants who received training, about 68%

    received knowledge on seedling techniques, about 56% received knowledge

    on management techniques of social forestry and about 14% learned about

    pruning techniques. But the impact of training seems insignificant as most of

    the participants demanded training on the same issues on which they already

    received training. It indicates that periodic back-up and monitoring by the

    activating agents are absent in the study areas. It can be safely stated that

    utilization of soft technology in social forestry in Bangladesh is below theexpected extent. This deficiency in transferring soft technology to partici-

    pants seriously undermined the intended purpose of the program and jeopar-

    dized the realization of sustained benefits. The intended partnership between

    the Forest Department and the participants did not develop, which may hin-

    der the development of sustainable social forestry.

    In order to make social forestry sustainable, participants should have

    access to needed soft and hard technology and they should utilize these

    technologies by themselves. The participants were asked whether they

    would be able to practise social forestry using their own skills, knowledge

    TABLE II. Procurement of appropriate soft technology.

    Soft technology Percent

    Type of knowledge needed *

    Selection of tree species 79.9

    Identification of suitability of land 58.6

    Seedling techniques 69.7

    Management techniques 73.4

    Marketing system 43.7

    Others 12.7

    Whether received training

    Received 56.4

    Did not receive 43.6

    Area of training

    How to plant seedlings 68.1

    Take care of planted trees 55.5

    Pruning technique 18.4

    How to protect forest 13.5

    How to make nursery 3.4

    Ability to practise social forestry using acquired technology

    Able to practise 71.8

    Unable to practise 28.2

    *Total percentage is more than 100 because of multiple response.

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    and funds if land would be allotted to them. About 28% of the participants

    replied that they would not be able to practise social forestry by their

    acquired hard and soft technology. This indicates that although a good

    number of participants acquired skills and knowledge for practicing social

    forestry, a sizeable number of them did not possess adequate technologies

    for practicing social forestry using their own capabilities.

    An important drawback of transferring and utilizing soft technology of

    social forestry is the lack of involvement of participants in decision-making

    process. Social forestry was conceptualized as the creation of sustained

    forest resources for the people by the people with Government; Social For-

    estry program implementation implies full involvement of the people

    (SIDA, 1984). However, most social forestry projects failed to achieve thedesired level of local participation (NWDB, 19851989).

    In order to ensure effective participation, the goals and objectives of

    social forestry must be realistic, clearly stated, and jointly understood and

    agreed upon by all involved and affected parties. Table III represents the

    knowledge of the participants about the goals and objectives of social for-

    estry. About 37% of the participants did not know about the objectives of

    social forestry. Knowledge of farmers about the whole process of social

    forestry can contribute to active participation of the participants. Among

    the participants who did not know the objectives of social forestry, they

    claimed they could contribute more to social forestry if they knew and

    understood the objectives of social forestry.

    Table III also shows that about 85% of the farmers did not participate

    in any stage of the decision-making process on social forestry. The partici-

    pants who mentioned that they participated in decision-making process

    meant attendance of local meetings organized by the Forest Department

    officials. There was no scope to incorporate their opinion in social forestry

    policies. Thus, in real sense, there was no effective participation in

    TABLE III. Farmers knowledge on social forestry and their participation in decision-making process.

    Percent

    Whether farmers know goals and objectives of social forestry

    Know 62.8Do not know 37.2

    Scope of contribution

    Could contribute more 61.9

    Could contribute same 38.1

    Whether farmers participated in decision-making

    Participated 15.5

    Did not participate 84.5

    Whether participation is important

    Important 94.0

    Unimportant 6.0

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    decision-making process. About 94% of the participants believed that their

    participation in decision-making process was important for sustainable

    development of social forestry. Thus, the non-participation of the local

    people in the decision-making process has made it difficult to transfer

    appropriate technologies to participants for facilitating the sustainable

    development of social forestry.

    In Bangladesh, decision-making process is Up-to-Down system where

    decision is made by upper level decision-makers and is handed to local

    stakeholders. Even the local Forest Department officials cannot participate

    in the decision-making process. Local stakeholders and local Forest

    Department officials have much more practical knowledge about the effec-

    tive strategies of social forest management than those who think it theoret-ically. It is important that local knowledge about social forestry systems is

    integrated with scientific theory in order to ensure the development of

    improved practises (Balaikie and Brookfield, 1987; Brundtland, 1987;

    McGoodwin, 1990; Meadows et al., 1992; Nair, 1998; Agrawal and Gib-

    son, 2001; Davis and Wagner, 2003). There are a number of supportive

    developments which suggest that exercises of systematic, periodic documen-

    tation of local peoples knowledge and perceptions of forest management

    and integration of these knowledge and perception in forest management

    policy may contribute significantly to sustainable forest management (Gad-

    gil, 2000).

    4.3. FO R E S TO R E S T RE S O U R C E SE S O U R C E S PR O D U C E DR O D U C E D

    It is recognized that participants are potential partners of the government

    in social forest management. Thus, long-term sustainability and replication

    of social forest depend on higher and assured returns from social forests.

    The rotation period of social forestry is for 10 years. Thus, the Forest

    Department prescribed only short-term plantations. Social forests produce

    poles for building houses, small saw logs, and fuelwood. Table IV repre-

    sents the amount of forest products produced at the time of final felling of

    TABLE IV. Statistics on forest products at the time of final felling of social forestry plots during

    20022003 (calculation was based on 63 woodlot and 66 agroforestry plots).

    Item of production Type of forest Minimum Mean Maximum

    Number of poles Woodlot 111 513 1554

    Agroforestry 10 220 653

    Small saw logs (in cft) Woodlot 44.12 766.97 2796.35

    Agroforestry 1.41 174.80 605.62

    Fuelwood (in cft) Woodlot 143.0 1249.46 1975.50

    Agroforestry 58.60 353.83 1640.53

    Source: Auction schedules of the Forest Department, the Government of the Peoples Republic of Bangladesh.

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    social forest plots. It is seen from the table that number of poles harvested

    ranged from a low of 111 to a high of 1554 per woodlot plot and from a

    low of 10 to a high of 653 per agroforestry plot. The average number of

    poles produced per woodlot plot was 513 and per agroforestry plot was

    220. Regarding the production of small saw logs, it ranged from a mini-

    mum of 44.12 cubic feet (cft) to a maximum of 2796.35 cft per woodlot plot

    and from a minimum of 1.41 cft to a maximum of 605.62 cft per agrofor-

    estry plot. The average amount of small saw logs produced per woodlot

    plot was 766.97 cft and per agroforestry plot was 174.80 cft. Fuelwood pro-

    duction per plot was from a low of 143 cft to a high of 1975.5cft per

    woodlot plot and from a low of 58.60 cft to a high of 1640.53 cft per agro-

    forestry plot. The average fuelwood production was 1249.46 cft per wood-lot forestry and 353.83 cft per agroforestry plot. The minimum forest

    production is really a disappointing amount. The maximum amount of for-

    est production indicates that efficiently managed social forestry can con-

    tribute greatly to alleviate poverty of the targeted people; an important

    component of sustainable rural development. Thus, effectively managed

    social forestry has the capacity to contribute to sustainable social forest

    development.

    4.4. DE V E L O P M E N T O FE V E L O P M E N T O F EC O N O M I CC O N O M I C, AG R I C U L T U R A L A N DG R I C U L T U R A L A N D IN D U S T R I A LN D U S T R I A L

    IN F R A S T R U C T U R EN F R A S T R U C T U R E

    Economic incentives have to be perceived and anticipated by the partici-

    pants if their long term commitment to social forestry is to be secured.

    Participants expect to produce small timber for farm construction, fuel-

    wood for home use, fodder for draft animals or for livestock that serve as

    source of animal protein in the farmers diet; and agricultural crops from

    the intercrops or from alley cropping. These various products are consid-

    ered as direct economic benefits of farmers. Moreover, increased output

    from forests requires increased labour inputs through expansion of gainful

    employment and therefore leads to greater incomes. Surplus output that

    requires marketing is viewed as an important breakthrough in movement

    from subsistence economy to market-oriented economy. All these phenom-ena that could be activated by social forestry indicate a possibility of a sig-

    nificant improvement of economic, agricultural and industrial

    infrastructure. In the social forestry program in Bangladesh, participants

    are encouraged to cultivate intermediate cash crops or alley crops in agro-

    forestry plots and leguminous taungya crops for the first two years in woo-

    dlot forestry plots provided that afforestation/tree plantation program in

    woodlot is not adversely affected by intermediate crops. Participants are

    given full rights over intermediate agricultural products both from agrofor-

    estry and woodlot forestry. Moreover, participants are given full rights

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    over first tree harvest products from first thinning in the fifth year. How-

    ever, as shown in Table V, the tree harvest products from the second thin-

    ning in the seventh year and final harvest in the tenth year are shared

    between the participants and the Forest Department.

    Farmers have received direct and indirect benefits arising out of such

    provisions in the form of wages for working in planting and weeding,

    infrastructure and community services, pruning and thinning of trees and

    some other means. As compared to the time before participation in social

    forestry, farmers income has increased after joining the social forestry pro-

    gram (Figure 2); total average income per month has increased from Tk.

    1431 before participation in social forestry to Tk. 2540 at the time of the

    survey; an increase of about 77.5%. Considering the sector wise incrementof monthly income, income from forest product has increased from about

    Tk. 31 to Tk. 100 (an increase of 222.5%), income from forest labour has

    increased from Tk. 201 to Tk. 335 (an increase of 66.7%), income from

    agricultural labour has increased from Tk. 151 to Tk. 249 (an increase of

    64.9%) and income from agriculture has increased from Tk. 759 to Tk. 935

    TABLE V. Share of second and final harvesting products between the parties.

    Type of forestry Party Percent of share

    Agroforestry Beneficiary (participants) 45

    Forest department 45

    Tree farming fund 10

    Woodlot Beneficiary (participants) 40

    Forest department 50

    Tree farming fund 10

    Source: Forest Department (1997).

    965

    249

    335

    372

    260

    100

    2540

    759

    151

    201

    182

    37

    31

    1431

    0 500 1000 1500 2000 2500 3000

    Agriculture

    Agriculture labor

    Forest labor

    Business

    Service

    Forest product

    Total

    Before participation

    After Participation

    Figure2. Distribution of average monthly income (in Taka, 1 US$ % 58 Taka) of participants bysectors before and after participation in social forestry.

    222 MD. ABDUS SALAM and T. NOGUCHI

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    (an increase of 23.2%). Results of sector wise increase in incomes indicate

    that increase in incomes from forestry sectors were higher compared to

    other sectors. Because of the development of economic and agricultural

    infrastructure, industrial and commercial infrastructure also developed

    simultaneously in the respective local areas. Consequently, social forestry

    induced positive impacts on the livelihoods of the participants as well as

    the local people. As can be seen from Figure 2, average monthly income

    from business has increased from Tk. 182 to Tk. 372; an increase of

    104.4% and income from service also has increased from Tk. 37 to Tk. 280

    (an increase of 656.8%). These results clearly indicate that participants

    have expanded economic and agricultural infrastructures.

    In order to make the social forestry sustainable, a strategy to generateTree Farming Fund (TFF) at the local level was formulated (Forest

    Department, 1997). Under this strategy, 10% of the total benefits from sec-

    ond thinning and final felling of trees is collected by the concerned Divi-

    sional Forest Officer (DFO). The fund is utilized for replanting, running

    credit program for local level economic activities, including setting up nurs-

    eries at the local level and to meet other related financial needs of the com-

    munity and for developing social forestry in future without outside

    assistance. At the time of the survey, about 6% of the participants pro-

    vided 10% of total benefits from the final harvest of trees to TFF (Table

    VI). Participants who were contributing to tree growing fund were asked

    whether they were satisfied with proving money to the fund and about

    88% of the contributors were satisfied with the tree growing fund. The will-

    ingness of farmers to contribute to TFR is clearly a commitment of farm-

    ers to participate in future forestry program.

    4.4. DE V E L O P M E N T O FE V E L O P M E N T O F SO C I A L A N DO C I A L A N D MA T E R I A L SA T E R I A L S BE N E F I T SE N E F I T S

    As a consequence of augmented economic benefits, participants status and

    recognition has increased significantly. They have emerged as a power

    group in most social activities like national and local elections because of

    their experience in group work. Practical training and regular meeting with

    the Forest Department officials has enhanced their capacity of work at the

    TABLE VI. Generation of local tree farming fund.

    Percent

    Whether contributed to tree farming fund

    Contributed 6.3

    Did not contribute 93.7

    Whether farmers are satisfied with contributing to TFF

    Satisfied 87.9

    Did not satisfy 12.1

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    organizational level. Relations between local people and Forest Depart-

    ment officials have improved because they are no longer opponents but

    partners of forest management.

    Regarding the material benefits, farmers could gain from the social foreststhrough cultivation of agricultural products as intermediate products, fuel-

    wood through pruning and thinning of trees both for household uses and

    for marketing. As can be seen from Table VII, about 32% of farmers gained

    agricultural products through cultivating forest lands at the initial periods

    of planting, about 77% of the farmers collected fuelwood from their forest

    plots through pruning and thinning. About 42% of the farmers consumed

    all the material goods for household uses and about 58% of the farmers

    could sell a portion of the material goods after household consumption.

    Where material goods gained from social forests, the tendency for the fam-

    ily to illegally collect fuelwood or other material goods from nearby reserve

    forests declined. Availability of material goods from social forests helps tolower pressure on the nearby reserve forest resources (Godoy et al., 1998).

    5. Conclusion

    The term sustainable development is a useful concept in stimulating the

    conservators, users and policy-makers of forests to improve the existing

    forestry systems management. However, sustainability is a complex amal-

    gam trade-offs among its various dimensions and there is no easy route to

    achieve it. It is important that the policy process on sustainability be based

    on sound information about these trade-offs and the selection of objectives

    should reflect these trade-offs. Social forestry program in Bangladesh,albeit some drawbacks, has been based on the concept of sustainable devel-

    opment. Almost all the conditions of sustainable social forestry in Bangla-

    desh are satisfied to an acceptable extent. Participants are interested and

    committed to work with the Forest Department in developing social

    forestry with some exceptions in some areas of Mymensingh and Tangail

    Forest Divisions. Although there exist ample scopes of development, bothhard and soft technologies have been used in social forestry. The income

    of farmers has increased because they participated in social forestry. The

    TABLE VII. Material benefits from social forestry.

    Material benefits Percent

    Sector of material benefits

    Cultivation of agricultural products 31.5

    Fuelwood from pruning and thinning 76.5

    How farmers use material goods

    Household use only 42.3

    Sell a portion after household use 57.7

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    process of producing social and material benefits has improved. Utilization

    of hard technology should be enhanced by providing technical support for

    adopting and maintaining it. The utilization of soft technology should be

    enhanced through increasing the skills and knowledge of participants

    through intensive training, periodic back-up and continuous monitoring

    after training. Indigenous knowledge and awareness should be incorpo-

    rated in the policy of social forestry. The local stakeholders should be

    actively involved in the decision-making process. The social forestry pro-

    gram in Bangladesh has a big potentiality for catalyzing the sustainable

    development of the rural economy and thereby helps to improve the

    national economy in the long term. It is therefore important that the For-

    est Department, other related government and non-government organiza-tions and the relevant stakeholders should take appropriate steps to make

    the social forestry program sustainable.

    Notes

    1 Sal (Shorea robusta) forests are Tropical Moist Deciduous type of forest. This forest is located mostly

    in the lowlands and floodplains in the greater districts of Dhaka, Tangail, Mymensingh, Comilla, Rang-

    pur, Dianjpur and Rajshahi. The main species is Sal. Other species include Terminalia bellerica, Albizzia

    procera, Lagerstroemia spp., Ficus species etc.2 Agroforestry is a garden of multispecies, where there is a tight integration between wood trees and

    agricultural crops.3 Gardens of woodlot plantations are gardens of exclusively wood trees of multispecies.4

    The prescribed tree species for agroforestry plantation are Acacia auriculiformis, Acacia Mangium, Al-bizia procera, Albizia falcataria, Albizia lebbek, Teriminalia aurjuna, etc. The prescribed tree species

    composition for woodlot plantations are Acacia auriculiformis, Acacia Mangium, Eucalyptus camaldul-

    ensis, Albizia procera, Albizia falcataria, Albizia lebbek, Swientonia teriminalia aurjuna, etc.5 Sal forests exist in the plain lands which are suitable for agriculture. People have been encroached

    some degraded Sal forests lands for practicing agriculture and demand these land as their own. Forest

    Department has been practicing social forestry by recovering these encroached lands.

    Acknowledgements

    This research was supported by the Japan society for the promotion of sci-

    ence (JSPS) Postdoctoral Fellowship for Foreign Researchers Program,

    awarded to first author. The comments of two reviewers greatly improved

    this paper.

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