Oliver W Wanger Financial Disclosure Report for 2009

8/3/2019 Oliver W Wanger Financial Disclosure Report for 2009

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~o 1o [ FINANCIAL DISCLOSURE REPORT Re~o~in GovernmenlRequtredbYR e , , . 1 / 2 o / o FOR CALENDAR YEAR 2009 ( 5 u . s . c , a ~ p . f ~ w ; - 1 1 1 )1. Pe~ou Reportfn~ (las~ ,amc. ~st, middl i,iti~J) 2. Cour t or OtpnJzaf loa $. Date af ReportW an gc r , Olive r W . U n i te d S ta t~ Dis t r i c t Cou r t, Ea s te r n Dis~ic t of Ca l iforn ia 05111/2010

t M P O R T A N T N O T E S : the instructions accompanying this form must he followed. Complete ail parls,checking the NON E box for each par1 where you have no reportable in formation. S ign on iu~t pag~

T

~~ NONE (No reportable positions.)POSITION NAME OF ORGANIZATION!ENTITY

I.2.3.4.

~ NO~ ~o reportable a~eements.) ~ " . ~

~ P~TIES ~ T~SI. ! 1/14~

royat~ on ~eip~. Only $1,~ p~d.2,


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FINANCIAL DISCLOSURE REPO RTPage 2 of 7 Wanger, Oliver W.

I05111/2010

III. NON-INVESTMENT INCOME. C~,po,an~A. Filers Non-Inve stment Income

NONE (No reportable non-investment income.)DATE SOURCE AND TYPE INCOME

(yours, not spouses)

1.

2.

3.

4.

B . Sp ouses Non-Investment Income - tf ~n w,~ m~.,~d during anJ~ portion of the repoming ~ear, co~teu ~15 secaor~(Dollar amount no[ required except for ~on~rar~a,)[---] NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE! . 2009 Law Offices ofLorrie An~fiony2.3.

IV. REIM B URSEMENTS -~ , ,,~n ,~ , , ,0(Includes tho~e to rpotae and dependent children; see pp, 2~-27 of fd~ng inatructtons.)

NONE (No reportable reimbursements.)SOURCE ~ LOCATION p~OSE ITEMS PAID OR PROV~ED

2.3.4,

5.


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FINANCIAL DISCLOSURE REPORTP a g e 3 of 7 Wa n g e r , O li v e r W . 05/! 1/20t0

[] NONE (No reportable gifts,)SOURCE DESCRIPTION VALUE

I.2.

4.5 .

[] N O N E O g o reportabl~ liabilities.)CREDITOR DESCRIPTIObl

I.2.3.4.5.


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FI1NANCIAL DISCLOSURE REPORT [ IPage 4 of 7 I W a n g e r , O l iv e r W . 05/I 1!2010

NONE (No reportable income, assets, or transactions.)A. B. C. D.

D e s c r ip t i o n o f A a s ~ t I n c o m e d u r i n g G r o s ~ v a l u e a t e n d T r a n s a c t i o n s d u r in g r e p o r t i n g p e r io d( i m : l u d i n g t r u s t ~ . ~ , e t s) r e p o rt i n g p e r i o d o f r e p o rt i n g(I) (2) (l) (2) (l ) (2) (5) (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A r a o u n t T y p e ( e . g ., V alu e V a lu e T y p e ( e . g ., D a t e V a lu e G a in Iden tity of

e x e m p t f r o m p r i o r d i s c lo s u r e Code I d i v . , r e n t , C o d e 2 M c f la o d buy , s e l l , mm/dd / yy C o d e 2 Code I buye r / s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o r 0 ( J - P ) ( A - H ) ( i t " p r i v a t e( Q - V O trms~n)1. A m e r i c a n M u t u a l F u n d A D i v i d e n d L T2. Cen t r a l Va l l ey Dee . Co . Com m on S tock A Rent J V3, Ban k Am. Corp . Sub. Notes 314/97 A Interest J T R e d e e m e d 03/01/09 J A

4. Cit ibank $.D. Deposi t Program A Interest N T5. Fi r s t Eag l e Ove r s e a s Fun d B Div i dend K T6. Inv . Co. of Am er ica A Dividend J T7. MFS In t e r na t i ona l New Di s cove ry F tmd A D i v i d e nd K T8. Morgan S t an l ey No te 515 / t0 A Int.fDiv. K T9. Ver ison P ennsy lvan ia I 1/13/01 A Interest J TI 0 . Goldm an Sachs G roup 7 /15113 A Interest K TI. Frank l i n Income Fund B Interest K T

1 2 . Caterp il la r Fin . Serv ices Note 4115ti 0 A Interest J T1 3. Cer t . E le c . C a p . C o r p . Note 4115111 A Interest J T1 4 . Atr~r ican G en . Fin . Corp . Note 5115/09 A Interest J T R e d e e m e d 05!15109 J A1 5 . Merr i l l Lynch Note 6/15/10 A Interest jr T1 6 . Cateq) i l l ar Fin, Services Note 6/15/09 A Interest J T R e d e e m e d 06115/09 J A

1 7 . Cap i t a l Wor l d Growth & Income Fund A Div i dend J T


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FINANCIAL DISCLOSURE REPORT Na., of Per*e~s Reporting [ Date of ReportPa ge 5 o f 7 W a n ge r , O li v e r W .I

05/! 1/2010

VII. It~VES TMENTS an d TR U S TS - ~,~o,~. ~t~e. ~,,,~to,,, a~,,~ a,o~ ~y ~,~ o,a ~,~ a~t ~#~,~.~ ~ ~ s ~ o / ~ , ~ ~~ ~o reportable income, assets, or transaction,)ONE

A . B. c. O.~pfion of~ In~d~ Om~ v~ue a t ~d T~ dung ~ng ~(incl~g ~ ~) , ~fling ~ of ~ng ~

~ ( 2 ) O ) ( 2 ) 0 ) ( 2 ) ( 3 ) ( 4 ) ( 5 )P~ "~ ~ ~h ~t ~ Am~nL T~ (e.~ V~u Value T~ (e.g., ~te Vzl~ G~n ld~ti~ ~

1 8 . M i s s R ~ i e ~ - H o ~ Non~ K V

1 9 . L u . k e s F i n e s t - H o r s e None K V

2 0 . R o y c e P e n n s y l v a n i a M u t u a l F u n d A D i v i d e n d .I T

2 I,S i l v e r L a n c e - H o r s e N o n e K V22. Com pa s s Ba nk AL 01!24 /07 CD A Interest R e d e e m e d 01124/09 J A23. Washin gton Mut . Bank-NV 04409/09 CD A Interest L T R e d e e m e d 0401/09 L A24. Euroba rnk P R 05/13/09 CD A lnt ,/Div. L T R e d e e m e d 05/I 3/09 L A25 , G.E. Cap i ta l Financin g Inc . - LIT 5/13/09 A Interest L T R e d e e m e d 05/13/09 L ACD26. G .E. Money Bk - UT 03120/09 CD A Interest J T Re de em e d 03/20/09 J A27. Cit ibank NA-NV 06/30/09 CD A In te res t K T R e d e e m e d 06/30/091 K A28. Redvet te Foal None J V 03/18/09 J A29. Viek i s Manda t e Horse None J U Sold 12/5/09 J A30. Finest Angel - Foal - born None V 03/12/093 I . King K ayi an - Foa l - born None V 03/15109


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FINA3~CIAL IName of Pertou Reporting D~te of R~portDISCLOSURE REPORT] W a n g e r , O l i v e r W .P a g e 6 o f 7 o5/1 i/2olo

V III . ADDITIONAL INFORM ATION OR EXP LANATIONS. ~-d~ , t eV , ,~ oIR~V o~


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INemef P e r u o n R e p o r ~ n g D a t e o f~C~ DISCLOS~ ~PORT I Wanger, Oliver W.Page 7 of 7 o s / ~~ . CERTIFICATION.

! c e r t if y t h a t a l l i n f o r ma t i o n g i v e n a bo ve ( I n c l u d i ng I n f o r ma t i o n p e r t a i n i ng t o my s po u s e a n d m i no r or d e p e n d e n t c h i ld r e n , i f a n y ) I sa c c u r a t e , t r u e , a n d c om p l e t e t o t he b e s t o f m y kn ow l e d g e a n d b e l i e f , a n d t h a t a n y I n fo rm a t i on n o t r e p o r t e d wa s w i t hh e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t or yp r o v i s i on s p e r m i t ti ng no n -d i s c l o s u r e .I f u r t h e r c e r t i f y t h a t e a r n e d I n c om e f rom ou t s i d e e m p loym e n t a n d hon o r a r i a a n d t h e a c c e p t a n c e o f g i f ts wh i c h h a v e b e e n r e p o r t e d a r e i no mp l i a n c e w i t h t h e p r o v i s io n s o f $ U . S . C . a pp . 50 1 e t . s e q . , 5 U . S . C. 7 353 , a nd J u d i c i a l C o n f e r e n c e r e gu l a t i o n s .

Signature

NOTE: ANY INDIVIDUAL W H O KNOW INGLY AND W ILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY B E SUBJ ECT TO CIVILAND CRIMINAL SANCTIONS ($ U .S .C . ap p . 104)

FILING INSTRUCTIONSM ail signed original and 3 ad ditional cop ies to:

Committee on Financial DisclosureA d m i n i s U ~ a t iv e O f fi c e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 1One Columb us Circle, N.E.W ashington, D.C. 20544

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Oliver W Wanger Financial Disclosure Report for 2009