For � 990-PF Return of Private Foundation OMB No 1~15-00W

or Section 4947(a)(1) Nonexempt Charitable Trust 2000 o.wrn~t of Me r~uy Treated as a Private Foundation i"i°"d R"°"" 5°"k° Note The organization may 6e able to use a copy of this return to satisfy state report~mg requirements

Forcalendar year 2000,orta=yearheglnning OCT 1, 2000 ,andending SEP 30, 2001 CCCyyy~~~~~~ C Check all ihala ~ Initial return ~ Final return 0 Amended return ~ Address than e I--] Name chan ge

Use the IRS Name of organization A Employer Identification number co label o Otherwise, ILDRED HERBERT JULIAN SIMON FOUNDATION 43-6498119

print Winee.ra .ee .c(a PO DvnueDnIlmYUrotEallvuvOmstreeleeOrps) ~NSV~te B Telephone number W or type IRSTAR BANK N.A . P .O . BOX 387 ( 314 ) 418-2643 LL, See Specific

~nstructlons City or town, state, and ZIP code C n Qaoeo~ wp~oua~ n oe~ai~q, rnect na . " 0 du T . LOUIS MO 63166 D t Foreignorganirations,check nere ~0 5 'e, Check type of o rg anization X SecUOn

51~ ( c )(3 ) exempt p rivate foundation Z °'°""'°°"""°°°"° "'° °5% ~'~ o P ~~..~ .conox i db o , "a

Section 4947(a)(1) nonexempt charitable trust 0 Other taxable private foundation E II private foundation status was terminated Fair market value of all assets at J Accounting method OX Cash 0 Accrual under section 507(b)(t)(A), check here

"~ end o1 year (from Part ll, col (c), 0 Ocher (specify) F If the foundation is in a -month termination line 1s) ll~ a 12 6 4 2 2 61 . (Part 1, column (c9 must be on cash basis ) under section 507 (b )( 1 )(8 ), check here Pitt I Analysis al Revenue and Expenses (a) Revenue and (d) Disbursements

(The total of amounts in columns (b) (h) Net investment (c) Adjusted nab for chanta6le (c), and (~ may not necessarily equal expenses per income income purposes the amounts in column ( books N/A (cash basis only)

ConVi7utIam.Pb 7wb ate rsvvc0

2 Distributions from split-interest trusts s ''°6:~~,"; °'° ""°°'"Y 44 , 999 . 44 , 999 . - a Dividends andinterest from securities 422 693 . 422,643 . 5a Gross rents b (Net renvil noorne or roes)

6a Net gen or oomi from "e, of tee,,o, not on 166,531 . line 10 If Gmss "es price for all

on One W ~ '

p ] Capital pain net In.. (ho. lout U, line 2) V ' 166 ,531 .

8 Net short-term capital gain 9 Income modifications

lO3 Green; aeleslaamwmf

and raw.r~m

D Len Cost o1 qooe> ado

c Gross profit or (loss) 11 Other income - ' 12 Total Addlines lthrou gh 11 634 173 . 634 173 . 13 coonq>enl .u .. ofersm,duectont,w.ro~,, .m 130 065 . 36 , 123 . '93 942 . 14 Other employee salaries and wages 15 Pension plans, employee benefits

N ,°� 16a Legal fees g b nceountinpfeas STMT 1 7 , 280 . 0 . 7 , 280 .

c Other professional fees i 17 Interest L 18 saxes STMT 2 13 , 261 . 186 . 0 .

19 Depreciation and depletion N E 20 Oau an ~~

a 21 rzvel,~~~~~g~eehnps m 22 Pn pobIIC2hons V

w X 23 .rexpenses ~~y T 3 8 , 238 . 0 . 8 , 238 . m 24 . I o~~91nSaGA1FANrat n xp rules Add 158,844 . 36 , 309 . 109 460 .

Z 0 25 ontnh ~nt~a~ 628 033 . 628 033 . 26 olalei 10

Q ndolines 2aand25 786 877 . 36 , 309 . 737 493 . 27 Subtract line 26 from line 12 , _ ~ �� ~ .,�� ~

a Excess of revenue over expenses and ~ -- - -- disbursements <152 , 704 .

b NetInvestment Income e 597 864 . ` G nePl'4 mic ~) c Adjusted netIncome at nwirnad+ter ~~1 N/A Y ; -x -~~ ^" -1 �\

~L~HA For Paperwork Reduction Act Notice, see the Instructions '' VForm 990-PF (2000) 01 1ao1 ~

16091204 748475 PF-46267740 2000 .07000 MILDRED HERBERT JULIAN SIMO PF-962H1 "V

;IMON FOUNDATION 43-6498119 Page 2 Beginning of year End of year (a) Book Value (G) Book Value (c) Fair Market Value

24 373 . 24 373 . 1,205 805 . 665 372 . 665,372 .

Organizations that follow SFAS 117, check here 10~ L-j and complete lines 24 through 26 and lines 30 and 31

N 24 Unrestricted

.s 25 Temporarily restncted in 26 Permanently restncted

Organizations that do not follow SFAS 117, check here " ~X and complete lines 27 through 31

27 Capital stock, trust principal . or current funds y 28 Paid-in or capital surplus, or land . bldg , and equipment fund

29 Retained earnings . accumulated Income, endowment, or other funds 30 Total net assets or land balances

Analysis of Changes In Net Assets or Fund Balances

1 Total net assets or fund balances at beginning of year -Part II, column (a), line 30 (must agree with end-of-year figure reported on prior years retain)

2 Enter amount from Part I, line 27a 3 Other increases nod included m line 2 (itemize) 00, 0 Add lines 1 . 2 . and 3 5 Decreases not included m line 2 (itemize)

c~ 990-PF 9"

ozasii of-1ao,

16091204 748475 PF-46267740 2000 .07000 MZLDRED HERBERT JULIAN SIMO PF-462H1

Form 990-PF(200o) MILDRED HERBERT JUL : 'per ~~ Balance Sheets 'm°"°"m°'"""°°"""`°=M°°' call"e,awoetrmomw.mnsa+r

1 Cash -nonynterest-0eannp 2 Savings and temporary cash investments 3 Accounts receivable 10'

Less allowance for doubtful accounts 4 Pledges receivable 10,

less allowance for doubtful accounts 5 Grants receivable 6 flecervahles due from officers, directors, trustees, and other

disqualified persons 7 OicmCmObosmmlnele 1

Less allowance for doubtful accounts 1

8 Inventories forsale or use y 9 Prepaid expenses and deferred charges

10a Investments-US and state government obligations STMT 4 6Investments -corporate stock STMT 5 c Investments - corporate bonds

11 Moms-W4 wkmA +naaquonmtt=

t=anweeasmd+eon 110.

12 Investments -mortgage loans 13 Investments - other td Land, buildings . and equipment basis ~

15 Other assets (describe

17 Accounts payable and accrued expenses 18 Grants payable

m 19 Deferred revenue 20 Loans homotbms, al~ wsiroa, arw ouror auQwliGea pvsoro

m 21 Mortgages and other notes payable

22 Other Iiabili6es (describe " 1

r. . ,':c ..

12,864,680 .1 12,711,976

5,466,856 . 6,485,660 .

~k <

m4

~~k a&i~~ f`

,864,680 . <152 .704 .>

90-al 2000) MILDRED HERBERT JULIAN SIMON FOU ~y Capital Gains

and Losses for Tai on investment Income

(a) List and describe the land(s) of property sob (e p , real estate, 2slory brick warehouse, or common stork, 200 shs MLC Co )

EE ATTACHED SCHEDULE

(e) Gross sales price (q Deprecation allowed (g) Cost or other bass (or a0owable) plus expense of sale

(A) Date sold (mo , day, yr

(h) Gain or (1055) (e) plus (Q minus (g)

ompleta only for assets showing pain m column (h) and owned by the foundation on 12/d1/69 (1) Adjusted basis (k) Excess of col (Q (I) FMVasof12/31/69 as of 12/31/69 over col(1),Aany

(1) Gams (Col (h) pain minus cot (k), but not less than -0-) or

Losses (iromcoi (n))

D Yes D NO

nbution aho divided by cot (c))

.0404891

.0202402

.1355408

.0628040

.0131621

.2722362

.0544472

12,988,241 .

707,173 .

5,979 .

713,152 .

2 Total of line 1, column (d) 3 Average distribution ratio for the 5-year base period -UMde the total on line 2 by 5, or by the number of years

the foundation has been (n existence A less than 5 years

d Enter the net value of nonchariGble-use assets for 2000 tram Part X, line 5

5 Multiply line 4 by line 3

6 Enter 1% of net Investment Income (1% of Part I, line 27b)

7 Add lines 5 and 6

o~,-i~out 3 16091204 748475 PF-46267740 2000 .07000 MILDRED HERBERT JULIAN SIMO PF-462H1

43-6498

(c) Date acquired (mo , day, yr )

2 Capital gain net income or (net capital loss) ~ If am . also enter in Part I, line 7 1 I floss), enter -0-in Pail I, line 7 1

3 Net short-term capital gain or (loss) as defined in sections 7222(5) and (6) II pain, also enter m Part I, line 8, column (c) II (loss) . enter-0- in Part I . line 8

Part V' 1 Qualification Under Section C940(e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subbed to the section 4940(0) tax on net investment income )

If section 4940(d)(2) applies, leave this part blank

Was the organization liable for the section 4942 fax on the distnbuUbla amount of any year in the base period?

1 Enter the appropriate amount m each column for each year, see instructions before making any entries

Ibl (c) Base peno0 years Calendar vearlor ray vear nnninninn In) Adjusted qualAymp distributions Net value of nanchantable-use assets

8 Enter qualifying distributions from Part XII, line 4 737,493 . II One 8 a equal to or greater than line 7, check the box In Part VI, line ib, and complete that part using a 7% tax rate See the Part VI Instructions

Fom, 990-PF (tiny

fp721,

Of tx-ot Q 16091204 748475 PF-46267740 2000 .07000 MILDRED HERBERT JULIAN SZMO PF-462H1

orm990-PF(2000) MILDRED HERBERT JULIAN SIMON FOUNDATION 43-6498119 Page a

Part VI Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 -see instructions) 1 a Exempt operating foundations described m section 4940(d)(2), check here " 0 and enter 7J/A' on line 1

Dale of ruling lever (attach copy of ruling letter II necessary see Instructions) D Domestic organizations that meet the section 4940(e) requirements in Part V, check here " ~X and enter 1% '( 1 5 ^979 .'

of Part I, line 270

c All other domestic organizations enter 2% of line 27b Exempt foreign organizations enter 4% of Pad I, line 12, cot (b)

2 Tax under section 517 (domestic section 4947(a)(1) trusts and taxable foundations on ly Others enter -G-) '~2 0 .

3 Add tines 1 and 2 3 5, 979 .

4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) 4 0 .

5 Tai based on Investment Income Subtract line 4 from line 3 II zero cr less, enter -0- 5 S , 979 .

6 Credits/Payments a 2000 estimated tax payments and 7999 overpayment credded to 2000 6a 12 894

6Exempt foreign organizations -tazwithheld atsource

c Tax paid with application for extension of time to file (Form 8868) tie

E Backup withholding erroneously withheld 6d . 7 Total credits and payments Add tines 6a through 60 '~ 7 ~ 12 894

8 Enter any penalty for underpayment of estimated tax Check here M A Form 2220 is attached

9 Tax Due II the total of lines 5 and 8 is more than line 7, enter amount owed . 9

10 Overpayment It line 7 is more than the total of lines 5 and 8, enter the amount overpaid " ~ 10 ~ 6,9 15 . 11 Enter the amount of line 70 to be Credited to 2001 estimated tax " 6 , 9 15 .~ Refunded 10. 11 0 .

1a During the tax year, did the organization attempt to influence any national, state . or local legislation or did R participate or intervene in = Yes No any political campaign? la X

6 Did it spend more than E100 during the year (either direly or indirectly) far political purposes (see instructions for definition)? 76 X II the answer is 'Yes' to 1 a or 16, attach a detailed description of the activities end copses of any materials pubrished or distributed by the organization in connection with the activities.

c Did the organization file Form 1720-POL for this yeah ~1e X ' d Enter the amount (A any) of tax on political expenditures (section 4955) imposed during the year ,

(1) On the organization " $ 0 " (2) On the organization managers " $ 0 . e Enter the reimbursement (A any) pad by the organization during the year for political expenditure tax imposed on the organization

managers " a 0 . 2 Has the organization engaged m any dainties teal have not previously been reported to the IRS? A 2A~ , X

1f 'Yes,' attach e detailed description o/ the ectrvrhes - 3 Has the organization made any changes, not previously reported to the IRS, m its governing instrument, articles of Incorporation, or

bylaws, or other similar instruments? If 'Yes,' attach a conformed copy of the changes 3w` ~ X" 4a Did the organization have unrelated business gross income of $1,000 or more during Ne yeaf9 Sa X blfYes,'hasRfileAaGxatumonForm 990-T for this yea r9 N/A 4b 5 Was there a liquidation, termination, dissolution, or substantial contraction during the year! 5 X

If 'Yes,' attach the sfaterrienf raqufred byGeneral Instruction T , -~ 6 Are the requirements of section 508(e) (relating to sections 4947 through 4945) satisfied either ^ ": s " ,` .

" By Language In the governing instrument, or " By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law

remain in the governing Instrument9 ~ 6, X A~ 7 Did the organization baud at least $5,000 m assets at anytime during the yeaA 7 X

If 'Yes,' complete Pert ll, rnl (c), end Pert XV 8a Enter the states to which the foundation reports or with which it s registered (see instructions) " " ; `°` V

MISSOURI b 11 the answer Is 'Yes' to line 7, has the organization to mhhed a copy of Form 99o-PF to the Attorney General (or designate) -^

of each slate as required by General Instruction G? If 'No," attach etplanabon `~8b^, ~X ̀ 9 Is the organization claiming status as a private operating foundation within the meaning of section 49420(3) or 4942(1)(5) for calendar

year 2000 or taxable year beginning m 2000 (see instructions for PaR 7(N)7 If 'Yes," complete Part XIV ,~9~' , ^ WX T 10 X 10 Did any persons become substantial contributors during the tax year?

If 'Yes' attach a schedule listing their names end addresses. 11 Did the organization campy with the public Inspection requirements for d5 annual retains and exemption application? 11 X 12 mebooksaremwreot " FIRSTAR BANK N .A . Telephone 18-2643

Locateoat " P .0 . BOX 387, ST . LOUIS, MO ZiP.4 X63166 13 Section 4947(a)(1) nonexempt charitable trusts filing Farm 990-PF m Lieu of Form 7001 - Check here 10. E-1

and enter the amount of tax-exempt interest received or accrued during the year 11.1 13 ~ N/A F. 990-PF Roooi

Form 990-PF Page 5

0~n of-ua, 5 16091204 748475 PF-46267740 2000 .07000 MILDRED HERBERT JULIAN SIMO PF-462H1

File Form 4720 N any item is checked in the "Yots " column, unless an exception applies ~. Y25 NO 1 a During the year did the organization (either directly or indirectly)

3 1 Engage in the sale or exchange . or leasing of property wild a disqualified person? 1 0 Yes ~ No - V t ., (2) Borrow money from, lend money to, or otherwise extend credit to (or accept R from)

a disqualified persons I--] Yes ETI No c

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified persons 0 Yes EXI No ~ ;

(4) Pay compensation to, or pay or reimburse the expenses of . a disqualified persons ~X Yes 0 No

(5) Transfer any income or assets to a disqualified person (or make any of eiNer available , ;

for the benefit or use of a disqualified person) [--1 Yes EKI No

(6) Agree to pay money or property to a government officials (Exception Check 'No'

it the organization agreed to make a grant to or to employ the official for a period after

termination of government service, A terminating within 90 days ) 0 Yes ~ No -

b If the answer is Yes'to 1x(1 }{6), did any of the acts fail to qualAy under the exceptions described in Regulations

section 53 4941(G}3 or in a current notice repaNing Disaster assistance (see pope 20 of the mstrucGOns)7 1b ' Y �X ~,

Organizations relying on a current notice regarding disaster assistance check here " 0

c Did the organization engage in a Dnor year in any of the acts described in la, other than excepted aUS, that were net corrected

before the first day of the tax year beginning m 2000 to X

2 Taxes on failure to distribute income (section 4942) (does nit apply for years the organization was a private operating foundation

defined in section 4942(j)(3) or 4942Q)(5))

a At the end of tax year 2000, did the organization have any undistributed Income (lines 6d and tie, Part %11I) for tax year(s) beginning

before 2000 ' Yes ~X No

II Yes; list the years " -'

b Are there any years listed in 2a for which the organization is not applying the provisions of section 4942(x)(2) (relating to incorrect ,

valuation of assets) to the years undistributed income? (I1 applying section 4942(x)(2) to all years listed, answer No and attach ~ °r , °;

statement-see instructions) N/A 20

c If the provisions of section 4942(x)(2) are being applied to airy of the years listed in 2a, list the years here

3a Did the organization hold more than a 2% Aired or indirect interest m any business enterprise al any time

during the years 0 Yes O No h If Yes; did d have excess business holdings m 2000 as a result of (1) any purchase by the organization or disqualified persons after ~?

May 26, 1969, (2) the lapse of the 5-year period (or longer penod approved by the Commissioner under section 4943(c)(7)) to dispose ,

of holdings acquired by gift or bequest. or (3) the lapse o1 the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, ° . ^ a . . ., i Form 4720, to determine A the organization had excess business holdings In 2000) N/A 3bi' Y

4a Did the organization invest during tie year any amount in a manner that would jeopardize it charitable purposes? <a X

b Did the organization make any Investment in a poor year (but after December 31, 1969) that could jeopardize it charitable purpose that

had not keen removed from jeopardy before the first day olthe tax year beginning in 2000 A 4b x ~ X

Bit During theyear 0idtheorganization payorincur anyamount to

(7) Carry an propaganda, or otherwise attempt to influence legislation (section 4945(e))? 0 Yes [K] No ^~ ,y

(2) Influence the outcome of any specific public election (see section 4955), or to carry on, directly or indirectly .

any voter registration dme7 DYes ENO

(3) Provide a grant to an Individual tar travel, study, or other similar purposes? ~ Yes OX No (4) Provide a pant to an orqanirahon, other than a charitable . etc , organization described m section

509(x)(1), (2), or (3), or section 4940(d)(2)? El Yes [XI No (5) ProvldetaranypurposeotherNanraliqtous,charitable,sdanhfic,IRerary,oreGUCa6onalDurposes,orfor

Neprevention ofcruelly tochildren aranimals? EJ Yes ONO

6 If any answer s 'Yes' to Sa(1}(5), did arty of the transactions fall to qualify under the exceptions described in Regulations .�.�,

section 53 4945, or m a current notice regarding disaster assistance (see Instructions)? N/A lib

Organizations relying on a current notice regarding disaster assistance check here ~ 0

e It the answer a 'Yes* to question Sa(4), does the organization claim exemption from the tax because it maintained expenditure responsibility for the g rant? N/A El Yes ED me F II 'Yes,' attach the statement requited by Regulations section 53 4945-5(d)

6a Did the organization, during the year, receive any lands, directly or indirectly, to pay premiums on a personal benefit cont2G9 0 Yes OX No

h Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? 6h m ~X W 11 you answered 'Yes' to 66, also file Form 8870

Form 990-PF CM

Form 990-PF(2000) MILDRED HERBERT JULIAN SIMON FOUNDATION 43-6498119 Page s Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors

(a) Name and address of each person paid mare than E50,000 I (b) Type of service I (c) Compensation

List the foundation's four largest direct charitable activities during the tax year Include relevant statistical Information such as the I Expenses number of argamraUans and other beneficiaries served, conferences convened, research papers produced, elc

F.. 990-PF Rooo) arusi of-iooi 16091204 748475 PF-46267740

6 2000 .07000 MILDRED HERBERT JULIAN SIMO PF-462H1

over

Form 990-PF(2000) MILDRED HERBERT JULIAN SIMON FOUNDATION 43-6498119 Page?

P IX-8 Summary of Program-Related Investments

Describe the two Amount made by the foundation during the tax year on lines 1

PBrt X Minimum Investment Return (All domestic foundations must complete this part Foreign foundations, see instructions )

1 Fair marked value of assets not used (or held for use) directly in carrying out charitable . etc , purposes a Avenge monthly fair market value of securities b Average of mouthy cash balances c Fair market value of all other assets 0 Total (add lines 1a, b, and c) e Reduction claimed for blockage or other boors reported on lines 1a and

1c (attach detailed explanation) to 2 Acquisition indebtedness applicable to line 1 assets 3 Subtract line 2 from line td 3 Cash deemed held for charitable activities Enter 1 7/2% of line 3 (for greater amount see instructions) 5 Nel value al noncharllahle-use assets Subtract line 41ram line 3 Enter here and on Part V, line 4 6 Minimum Investment return Enter 5% of line 5

13,185,045 .

0 .

~rt )rj DlstnbUtable Amount (see instructions) (Section 4942(j)(3) and (1)(5) private operating foundations and certain foreign organizations check here " 0 and do not complete the part )

1 Minimum investment return from Part X, line 6 1 649 , 412 . 2a Tax on investment income for 2000 from Part VI . line 5 2a 5 , 979 .. D Income tax for 2000 (This does not include the tax from Part VI ) 26 c Add lines 2a and 2b `2c 5 , 979 .

. 3 DisinDulable amount before adjustments Subtract line 2c from line 1 3 643 , 433 Ca Recoveries of amounts treated as qualifying distributions 4a 0 .

6 Income distributions from section 4947(a)(2) trusts 06 0 . c Add lines 4a and 4b 0

Add lines 3 and 4c . s 643 , 433 5 Deduction from dalnbutable amount (sae instructions) ~ 6 ~ 0 7 Dlsirl6utable amount as adjusted Subtract line 6 from line 5 Enter here and on Part XIII, hue 1 7 643,433 .

Qualifying Distributions (see Instructions)

1 Amounts paid (including administrative expenses) to accomplish charitable . etc , purposes a:~;.s., a Expenses, contributions, grits . etc -total from Part I, column (d), line 26 12 737 , 493 . D Program-related investments -total of lines 1-3 of Part IX-13 1 h 0 .

2 Amounts paid to acquire assets used (or held for use) directly In carrying out charitable. etc , purposes 2 3 Amounts set aside for specific charitable projects that satisfy the a Suitability test (prior IRS approval required) 3a 6 Cash distribution test (attach the required schedule) 3h

0 Qualifying distributions Add lines 1a through 3D Enter here and on Part V, line 8, and Part XIII, line 4 4 7 .3 7 493 . 5 Organizations that qualify under section 4940(e) for the reduced rate of tax on net Investment

income Enter 1% of Part 1, line 270 5 5 , 979 . 6 Adjusted qualifying distributions Subtract hue 5 from line 4 ~ 6 ~ 731,514 .

Note The amount online 6 will be used In Part V, coNmn (b), in subsequent years when calculating whaMw the foundation qualifies for the section 4940(e) induction o/ tax in those years

vow 990-PF Rooq

~i o,ao-m 7 16091204 748475 PF-46267740 2000 .07000 MILDRED HERBERT JULIAN SIMO PF-462H1

1

2

M other program-related investments See instructions 9

Form 990-PF(2000) MILDRED HERBERT JULIAN SIMON FOUNDATION 43-6498119 Page B

partXlll Undistributed Income (see Instructions)

ozasn m iaoi 16091204 748475 PF-46267740 2000 .07000 MILDRED HERBERT JULIAN SIMO PF-462H1

(a) (b) (c) (d) Corpus Years prior to 7999 1999 2000

1 Distributable amount Ior2000from Part xl,fine 7 643 433 .

2 Undotnoutea Inmme, It onY m of Cw W of f 99Y a Enter amount tor1999only `501, 234 . " '

hrowa.prior years 19 '19 .19 0 . %

3 Faaaa arsmwooru m'~c It W 2000,

a From 1995 It From 1996 c From 1997 - V d From 1998 ., ~ ,. e From 1999 1 Total of lines 3a through e 0 .

4 Qualifying distributors for 2000 from Part %Il,line 4 " S 737 , 493 .

a Applied to 1999, but nod more than line 2a 501 , 234 . W h Applied to undistributed income of prior years (Election required - see instructions) 0 .

t Treated as distributions out of corpus ~ ' (Eletlionrequired -seeinstruchons) 0 .

d Applied to 2000 OistnhutaDle amount , 236, 259 .

e Remaining amount distributed out of corpus 0 . ` '

Euoa6sWbubanaonywcVpheEb7000 0 " ~ T (If en ertanl *PP. N wWim (al. One . enwnt mia1 be mown in cot.. (aF) r u ,

6 Enter the net total of each column as

Indicated below 2 Corpus Add fires 31 Ac and ae SueMCt line 5 0 .

h Pnoryears undistributed income Subtract line 4b from line 26 0

c Enter the amount of poor years undistributed income for which a notice of deficiency has been issued, or on which , . -the section 4942(a) tax has been previously ~ ` assessed ~~ 0

G Subtract line 6c from line 6b Taxable t , amount-see instructions 0 .

e Undistributed income for 1999 Subtract line 4a from line 2a Taxable amount-see mstr 0 .

I Undistributed income for 2000 Subtract '," ; ~ ^ ` , ~ ,i; ̀ ^ y " , ; - ° hoes 4d and 5 from line 1 THIS amount must '~ ~" bedistributed in2007 407 174 .

7 Amounts treated as distributions out of corpus to sassy, requirements imposed by section 170(b)(1)(E)or4942(g)(3) 0 . ^ ~ >

B Excess distributions carryover from 7995 not applied on hoe 5 or line 7 0 .

9 Excess distributions carryover to 2001 Subtract lines 7 and 8 from line 6a 0 . " ;

10 Analysis of line 9 a Excess from 1996 G Excess tram 1997 .c` , c Excess from 1998 - dExcess from 1999 E Excess from 2000

w. 990-PF 20001

49426)( 3) Or LJ 49A2(l)(51 3 years 1998 (A) 7997 (e) Total

each year listed c 'SupDOrC attemalrve lest-enter

(1) Total support other than gross investment income (interest, dividends. rents . payments on securities loans (section 512(a)(5)), or royalties)

(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(m)

(3) Largest amount of support from an exempt organization

(Complete this part only IINe organization had $5,11100 or more In assets et am !line during the year-see papa 26 of

ozaseiAi loci 7 Fog., 990-PF goov) 16091204 748475 PF-46267740 2000 .07000 MILDRED HERBERT JULIAN SZMO PF-462H1

2BERT JULIAN SIMON mslrucUOns and Part VII-A, question 9)

1 a II the foundation has received a ruling or determination letter that R is a private operating foundation, and the ruling is effective for 2000, enter the date of the ruling

b Check box to indicate whether the arp 2 a Enter the lesser of the adjusted net

income from Part I or the minimum investment velum from Part X for each year listed

6 85% of line 2a c Qualifying distnbuUons from Part X11,

line 4 for each year listed d Amounts included in line 2c not

used directly for aclrve conduct of exempt actmties

e Qualifying Orsinbu6ons made directly for active conduct of exempt activities Subtract line 2d from line 2c

3 Complete 3a, D, or c for the alternative lest relied upon

a 'Assets' attematrve test - enter (1) Value of all assets (2) Value of assets qualifying

under section 4942(j)(3)(B)(i) D 'EnAowmenCaltematrvetest -

Enter 7!d of minimum investment return shown in Part X, line 6 for

-6498

the Instructions

Information Regarding Foundation Managers a List any managers of the foundation who have contributed more than 2% of the total contributions received by the founOahan before the close of any tax

year (but only If they have contributed more than $5,000) (See secUOn 501(G)(2) )

NONE h List any manepers of the foundation who own 10% or more otNe stock of a corporation (or an equally large portion of the ownership of a partnership or

other entity) of which the foun0abon has a 10% or greater Interest

NONE 2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc , Programs

Check here 10, 0 d the organization only makes contributions to Deselected charitable orpanvabons and does not accept unsolicited requests for lands n the organization makes pALs, grants, etc , to Individuals or orpan¢a6on5 under other condibons, complete darns 2a, b, c, and d

a The name, address . and telephone number o1 the person to whom applications should be addressed MARTIN M . ROSEN, P .O . BOX 78544, ST . LOUIS, MO 63178

b The form m which applications should be submitted and mforma6on and materials they should include LETTER OF INQUIRY

c Any submission deadlines NONE

a My restrictions or hmrtaGOns an awards . such as by geographical areas, charitable fields, lands of institutions . or other factors TO 501(C)(3) ORGANIZATIONS

Form 990-PF(200o) MILDRED HERBERT JULIAN SIMON

/A PUBLIC PURPOSE 1 628,033 .

NONE

Fam 990-PF Romp oz~soi of-,o-m 10 16091204 748475 PF-46267740 2000 .07000 MILDRED HERBERT JULIAN SIMO PF-462H1

~n )cy/ Supplementary information (a 3 Grants and Contributions Paid During the'

Recipient

Name and address (dome or business)

a Pad dunng the year

SEE ATTACHED

D Aoproved lor future payment

If recipient a an indmdual, show any relationship to Foundation airy foundation manager status of or substantial coninbutor recipient

43-6998119

Purpose of grant or contribution I Amount

Line No I Explain below how each activity for which income is reported in column (e) at Part XVI-A contributed importantly to the accomplishment of Na orqantraUan's exempt purposes (other than 6y providing lands for such purposes)

o, ,o-oi L Z F,m, 990-PF Roooi 16091204 748475 PF-46267740 2000 .07000 MILDRED HERBERT JULIAN SIMO PF-462H1

Form 990-PF(2000) MILDRED HERBERT JULIAN SIMON FOUNDATION 43-6498119 Page 11

PBrtXVl-A Analysis of Income-ProEuclng Achilles

Enter gross amounts unless otherwise indicated unretwea nosiness income F.awaa ~siz sia vsi4 I (e) (a) (b) Uu (E) Related orexempt

1 Program service revenue B usiness amount ~, Amount function income

a 6 c a e f p Fees and contracts from government agencies

2 Membership dues and assessments 3 Interest on savings and temporary cash

investments 14 44 , 999 . a Dividends and interest dram securities 14 422 , 643 . 5 Net rental income or (loss) from real estate

a Debt-financed property h Not debt-financed property

6 Net rental income or (loss) from personal

property 7 Other investment income 8 Gain or (loss) from sales of assets other

than inventory 18 166 531 . 9 Net income or (loss) from special events 10 Gross profit or (loss) from sales of inventory 11 Other revenue

a h C d e

12 Subtotal Add columns (d), (d), and (e) ~0. 1- 634,173 . 0 . 13 Total Add line 12, columns (b), (0), and (e) " 13 634,173 . (See worksheet in line 73 instructions to verify calculations 1

Relationship of Activities to tie Accomplishment of Exempt Purposes

(0) Reimbursement arrangements 1b4 X (5) Loans or loan guarantees 1b (5 ) X (6) Performance of services or membership or fundraising solicitations Sharing of facilities, equipment . maihnp lists, other assets, or paid employees 1c X It the answer to any of the above is Yes; complete the following schedule Column (h) shouts always show tie fair market value of the goods, other assets, or services given by lie reporting organization 11 the organization received less than fair market value m any transaction or sharing arrangement . show in

2a Is the organization directly or Indirectly affiliated with . or related to, one or more tax-exempt organizations described in section 501(c) a1 the Code (other than section 501(c)(3)) or In section 527 ~ Yes M No

8=npmylnp rheENe em! tbimimb. s,M b Me Eel of rM ~Wge" Waf, It W V^ ou ec donerintwie

S

gnalur

-0 -_ F

023UI 01-10-01

16091204 748475 PF-46267740 2000 .07000

Form 990-PF(2000) MILDRED HERBERT JULIAN SIMON FOUNDATION 43-6498119 Page t2 Part XVII° Information Regarding Transfers To and Transactions and Belatlanshlps With Nnnchuitahle

Exempt Organizations t Did the organization directly or indirectly engage in any of tie foAovnng with any other organization described in section 501(c) of ' Yes No

the Code (other than section 501(c)(3) orpanayhons) or m section 527, relating to political organizations) a Transfers from the reporting organization to a nonchanWbte exempt organization of

(7) Cash 12 11 1 ) ~X m (2) Other assets 1 a2 X

6 Other Transactions (1) Sales of assets to a nonchantaDle exempt organization 1b (l ) , '~X (2) Purchases of assets from a nonchanla6le exempt organizatio

1 1 ; n

X (3) Rental of facilities, equipment . or other assets 131 X

UnEe pmYtle al pu/ury I Oedai Met I lwe ewJME MI, ANm,

Page 1 of 2

MILDRED HERBERT JULIAN SIMON FOUNDATION

SEPT 30, 2001 CONTRIBUTIONS

AMERICAN FRIENDS OF NEVE SHALOM WAHAT AL-SALAM 12,500 121 Avenue of the Americas, Suite 507 New York, NY 10013

ANTI DEFAMATION LEAGUE 3,000 10420 Old Olive. Suite 208 St Louis, Mo 63147

BLOCK YESHIVA HIGH SCHOOL 650 829 North Hanley St Louis, Mo 63130

B'NAI EL CONGREGATION 2,500 11411 North 40 Drive St Louis, Mo 63131

CENTER OF CONTEMPORARY ARTS 10,000 524 Trinity Avenue St Louis, Mo 63130

COMMUNITY HOUSING MANAGEMENT CORP 12,865 10 Millstone Campus Dr # 1000 St Louis, Mo 63146

FORUM FOR CONTEMPORARY ART 2,000 3540 Washington Ave St lows, Mo 63103

GATEWAY ELDER SERVICES, INC 30,000 14535 Manchester road St Louis, Mo 63011

JEWISH COMMUNITY CENTER 55,000 2 Millstone Campus Drive St Louis, Mo 63146

JEWISH FAMILY & CHILDREN SERVICE 10,000 9835 Olive Blvd St Louis, Mo 63132

MENTOR ST LOUIS 3,000 275 Union Blvd, Suite 120 St Louis, Mo 63108

METROPOLITAN EMPLOYMENT 8 REHAB SERVICES 124,400 1727 Locust St St Louis, Mo 63103

MISSOURI GOODWILL INDUSTRIES 77,330 1727 Locust Street St Louis, Mo 63103

PROFESSIONAL HOUSING RESOURCES 10,000 P O Box 16763 Si Louis, Mo 63105

REFORM JEWISH ACADEMY 56,900 11411 N Forty Drive St Louis, Mo 63131

Page 2 of 2

MILDRED HERBERT JULIAN SIMON FOUNDATION

SEPT 30, 2001 CONTRIBUTIONS SEEDS OF PEACE 6,825 370 Lexington Ave, Suite 1409 New York, NY 1007

SOCIETY OF ISRAELI PHILATELISTS 3,500 8340 Lake Cypress Road Lake Worth, FL 33467

SOLOMON SCHECHTER DAY SCHOOL 90,000 324 South Mason Road St Lows, Mo 63141

ST LOUIS FRIENDS OF ARMDI 25,000 2100 East Hallandale Beach Blvd Hallandale, FL 33009

ST LOUIS HILLEL AT WASHINGTON UNIVERSITY 12,133 6300 Forsyth St Lows, Mo 63105

ST LOUIS PUBLIC SCHOOL FOUNDATION 6,900 1117 Olive Street St Lows, Mo 63101

ST LOUIS RABBINICAL ASSOCIATION 15,000 10322 Oxford Hill Drive No 4 St Lows, Mo 63146

THE HUMAN DEVELOPMENT CORPORATION 350 1819 North 22nd St Lows, Mo 63106

THE MIRIAM FOUNDATION 18,880 501 Bacon Street St Lows, Mo 63119

THE UNIVERSITY OF JUDAISM 10,000 15600 Mulholland Drive Bel Air, CA 90077

UNION OF AMERICAN HEBREW CONGREGATIONS 12,500 11720 Bortnan Drive. Suite 110 St Lows, Mo 63146

UNIVERSITY OF MISSOURI/ UNIVERSITY EXTENSION SERVICES - STL COUNTY 16,800 121 S Meremec, Suite 501 St Louis Mo 63105

TOTAL CONTRIBUTIONS 628,033

7 ) Grants 8 contributions made during the year $628,033 (see Part XV 3 for details)

Mildred Herbert Julian Simon Foundation

Part IX-A, Summary of Direct Charitable Activities

Compensation of officers, directors, trustees, etc $93,942 deemed to be for charitable purposes

2 ) Accounting fees $7,280

3 ) Administrative expenses $1,119

4 ) Once expenses $1,619

5 ) Insurance $3,000

6 ) Dues $2,500

S C H E D U L E D ~ACCT# 2677407 (SIMON FOUNDATION ) VR END 9/30/01 TAXPAYER ID 43-6498119 T% 0 270 TAX OFFICERp 270 EXEMPT PRIVATE FOUNDATION PAGE 1

NET S . Y. NET !, .T .

0 .00 0 .00

0.00 0 .00

DATE SHR/PV DESCRIPTION ACQUIRED SOLD/RECD SALE PRICE

94330 .000

398335 .400

67494 .380 100000 .000 11160 .000

216681 .020

134.400

78687 .780

10180 .380

1656 .960

1666 .660

6391 .610

1656 .960

18964 .820

403350.670

412508 .720

35376 .250 249400.280

8276 .250 2950 .000 352 .000 600 .000 1025 .030

17712 .550 2959 .700 630 .000 120 .000

3337 .640 89769 .070

115.660

395276 .800 396300.470

345.000

SOLD FIRST AMERICAN PRIME OBIIG FUND CL I 12/1/95 9/26/01

ACOUIREDST9%18%OOLTHROUGHMR9%YS%OOIIX% VARIOUS 10/2/00

GAIN/LOSS ST : 0 .00 12/ 1/95 GAIN/E055 ST : 0 .00 i2/ I145 GAIN/LOSS 5T : 0,00 I2/ 1l95 GAIN/1055 ST : 0.00 12/ If95

SOLD FIRSTAR INSTL MONEY NRKT FD-fI1XX 9/25f9a lOIA/00 SOLD FIRSTAR INSTL MONEY MRKT FD-FIIXX 9/25/00 10/16/00 SOLD FIRSTAR INSTL MONEY MRKT FD-FIIXX 9/25/00 10/27/00 SOLD FIRSTAR INSTL MONEY MRKT FD-FiI%X 4125/OD 10!31/00 SOLD FIRSTAR INSTL MONEY MRKT FD-f II%X 9/2519a 11115/00 SOLD FIRSTAR INSTL MONEY HRKT FD-FIIXX 9/25f90 11121/00 SOLD FIRSTAR INSTL MONEY MRKT FD-FIIXX 9/25/00 11/30/00 SOLD FIRSTAR INSTL MONEY MRKT FD-FIIXX 9/25/00 12/6/00 SOLD FIRSTAR INSTL HONEY HRKT FD-FIIXX 9/25f00 12/12/00

FD-F IIXX VARIOUS 12113(00 ACQUIRED 9/25/00 THROUGH 12/08/00

GAIN/LOSS ST : 0.00 GAIN/LOSS ST : 0 .00 12% 1 95 GAIN/LOSS ST : 0 .00 12/ 1/95 GAIN/LOSS ST : 0 .00 12/ 1/95 GAIN/LOSS ST : 0 .00 12/ 1/95 GAIN/LOSS ST : 0 .00 12/ 1/95 GArN/LOSS. ST : 0 00 GAIN/LOSS ST : 0 :00 Z2% 1195 GAIN/LOSS, ST : 0 00 22/ 1/95 GAIN/LOSS ST* 0:00 I2/ 1145 GAIN/LOSS ST: 0.00 GAIN/LOSS ST : 0.00 12% 1 95 GAIN/LOSS ST : 0.00 12/ 1/95

SOLD FIRSTAR INSTL MONEY MRKT FD-FIIXX 12/8/00 12/15/00 SOLD FIRSTAR TNSTL HONEY MRKT FD-FIIXX 12/8/00 1!8141 1016 FIRSTAR Ii15TL MONEY HRKT FD-FIIXX 12/Sf90 1l3D1GI 1010 FIRSTAR INSTL MONEY MRK7 FD-f II%X 12/8/00 1/£1/AI

94330 .00

398335 .40

67494 .38 14~000,14160

.OD 216681.02

534.00

78687 .78 30180.38

1b56 .96

1666 .66

6394 61 1656 .96

18964 .82

4033$4 .67

"12¢08.72

90330.00

398335.40

67494 .38 100000

.14160.00 21G681~0T

331.00 78687.78 10180 .38

1656,96

1646,66

6394,61

1656 .96

18964.82

403350.67

412508 .72

0 . GO 0.00

0 .00

9.00

0.00

0 .00 0 .00

0.00

0.00

0 .00

a.oo 0.00 0 .00

0 .00 0.00 0 . 00 0.00

0.00

0.00

0.00

rrsWir ~WS~~r s~s~~r

~rrr~~i ~~~rssa ~+r~aer~ 71t .r"f7li ~It"itR"t

""i"""

12/15/00 1J 8!01

Z/30/dl 1111/O1

115 .66 115 .66 0.00 0.00 395276,80 395276 .00 0.00 0.00 346300.41 395300 .47 (l~00 0.00

395.00 345.00 0.00 0.00

9/26/01

10/ 2/00 W*rsrrWYYIY

"" a«Warw WY+r7t"Y

30/ 4f00

10/16/00

10/27/00 10/31/00

11/15/00

kl/21/00 11/30/00

12/ 6/00

12/12/00

BASIS

35316.25 35376 .25 249400.28 249400 .28 8276 .25 8276 .25 2950.00 2950 .00 352 .00 352 .00 600.00 600 .00 1025.03 1025 .03 1771235 17712 .55 2959 .70 2954 .70 636 .00 63000 126 .00 320.00 3337 .64 3337 .64 89769 .02 89769 .02

S C H E D U L E D ACCTp 2677407 (SIMON FOUNDATION ) YR END 9/30/01 TAXPAYER ID 43-6498119 TX 0 270 TAX OFF1CERk 270 EXEMPT PRIVATE FOUNDATION

ACQUIRED 504DfRECq SALE PRICE

1/22/01

1/31/01

2/ 6/01

2/ 7101

2/ Bf01

2/14/01

3/ 1/O1

3/ 5/01

3/19/01

4/ 2/01

4/ 3/01

4/27/01

4/30/01

5/ 1/O1 ~rr~xe~

~rrs~rWrsa~t Wr~r~r "Ytti"

ytrr~~

5~ 9/01

5/10/O1

rsss~~

5~11/O1

a~rsraa ~~ttf~ ~srae~~ ~rrrxrt ~sWt+~s

12/8/00 1/22101 12/8/00 1/31/01 12/8/00 2/6/01

12/8190 217101

12/8f00 2/8101 12/8/00 2/14/01 12/8/00 3/1/01 12/8i00 3/9i01

1218f00 3/19101 12l8foa 4!2f01 12/8/00 4/3101 12/8/00 4/27/01 12/8/00 4/30/01 VARIOUS $!21a1

12! 3%45 12/ 1/95 12/ 1/95 12% 1%95 12/ 1/95 371 1195 1/12101 $/4/U1 VARIOUS 5/10/01

12/ 1/95 12/ 1/95

VARIOUS 5/11/01

/95 S2% 1/95

12% 1{45 12/ 1/95

12032 .00

1656 .96 227.80

78655 .14 2311 .00 32 .00

113 .00

4571 .79 250.00

1916 .96

58019 .73 467.77

1656.96

390310.48 14016 .37 4595 .00

335725 .84 2200 .00

1 .56

16795 .89 13032 .78

50.13 7280.00

1117 .09 6162 .91

64500 .00

6174 .43 1200 .00 85000

10890 .00 2148 .12

12032.00 1656.96

227 .80

78655" Y4 2311 .00 352 .00

113 .00 4$7 .79

" 7.$U.OD 1416.46

58079 .73 "67 .77

1656 .96

390110 .48 15046.37 4895.00

335725.84 2200.00

1 .56 13413 .04 6795 .89 13032~i8

50.13

428U~00

1117 .09 6162 .91

64500.00

6I70 .43 1204 . Q0 85U .OD

10890.00 2148 .12

64500 .000 SOLD FIRSTAR INSTL MONEY MRKT FD-FIIXX ACQUIRED 1/16f01 THROUGH 3/0910I 6170.430 GAIN/LOSS ST : 0.00 1200.000 GAIN/LOSS ST : 0.00 850.000 GAIN/LOSS ST : 0.00

10890.000 GAIN/E055 ST . 0.00 2148 .120 GAIN/LOSS ST : 0 .00

0 .00 0.00

DATE SHR/PY DESCRIPTION

12032 .000 SOLD FIRSTAR INSTL MONEY MRKY FD-FIIX% 1656 960 SOLO FIRSTAR INSTL MONEY MRKT FD-FIIXX 227 .800 SOLD FIRSTAR INSTL MONEY MRKT FD-FII%X

78655.140 SOLO 6IRSTAR INSTL MONEY MRKT FD-FIIXX 2311 .000 SOLO FIRSTAR INSTL MONEY MT FD-FIIXX 352 .000 SOLD FIRSTAR INSiL MONEY MRKT FD-FII%X 113 .000 SOLD FIRSTAR INSTL MONEY MRKT FD-FIIX%

4571 .790 SOLD FIRSTAR INSTL MONEY MRKT FD-FII%X 250.000 5010 FIRSTAR INSTL HONEY MRKT FD-FIIXX

1916.960 SOLD FIRSTAR INSTL HONEY MRKT FD-filX% 58079 .730 SOLD FIRSTAR INSTL MONEY MRKT FD-FIIXX

467.770 SOLD FIRSTAR INSTL MONEY MRKT FD-FIIXX 1656 .960 SOLD FIRSTAR INSTL MONEY MRKT FD-FIIXX

390110.480 SOLD FD-F11XX ACQUIRED 12/01 1"046 .370 GAIN/LOSS ST : 0.00 4895 .000 GAIN/LOSS ST : O.OQ 335725 .840 GAIN/LOSS ST : 0 .00 2200 .000 GAIN/LOSS ST : 0 .00 1 .560 GAIN/LOSS ST : 0 .00

13413 .040 GAIN/LOSS ST : 0 .00 6795 .890 GAIN/LOSS ST : 0 .00 13032.780 GAIN/LOSS ST : 0 .00

50.130 SOLD FIRSTAR INSTL MONEY hRKY FU-fIIX% 7280.000 SOLD FIRSTAR INSTL MONEY MRKT FD-F3I%X ACQUIRED 1/12/01 THROUGH 1/16/01 1117 .090 GAIN/LOSS ST : 0 .00 6162 .910 GAIN/LOSS ST : 0 .00

BASIS

PAGE 2

NET 5 .7. NET L .T.

0.00 0 .00 0.00 0.00 0.00 0.00 ~~00 000 0.00 0.00 0.00 0 .00 0.00 0.00 0.00 0.00 a.oo o.oo 40 .00 0.00 0.00 0 .00 0.00 0 .00

0.00 0 .00

0.00 0.00

0.00 0.00

0.00 0.00

S C H E D U L E D ACCT# 2677407 (SIMON FOUNDATION ) YR END 9/30/01 TAXPAYER ID 43-6498119 TX 0 270 TAX OFFICERp 270 EXEMPT PRIVATE FOUNDATION

DATE SHR/PY DESCRIPTION

++ 10833 .340 GAIN/LOSS ST : 0 .00 ~*+W~+ 630 .000 GAIN/LOSS ST : 0 .00 tr~asw 10843 .040 GAIN/LOSS ST : 0 .00 ww+Ww* 2123 .590 GAIN/LOSS ST : 0 .00 15720 .000 GAIN/1055 5T : 0 .00 *w~*++ 3091 .480 GAIN/LOSS 5T : 0 .00

5/15/01 1666 .660 SOLD FIRSTAR INSTL HONEY MRKT FD-FII%X 5/23/01 594 .720 SOLD FIRSTAR INSTL MONEY MRKT FD-fIIXX 5/31/01 4756 .960 SOLD FIRSTAR INSTL MONEY MRKT FD-FIIXX 6/ 5/01 517 .740 SOLD FIRSTAR INSTL MONEY MRKT FD-FIIXX 6/ 6/01 16827 .880

ACQUIRED5T3/09%OILTHH~IGHMR3/15lOSIIX% 7642 .440 GAIN/LOSS ST : 0 .00

x+ 95 .000 GAIN/LOSS ST : 0 .00 640_000 GAIN/LOSS ST : 0 .00 8450 .440 GAIN/LOSS ST : 0,00

6/ 7/01 1984 .000 SOLD FIRSTAR INSTL MONEY MRKT FD-FIIX% 6/15/01 835 .660 SOLD FIRSTAR INSTL MONEY MRKT FD-FIIXX 6/22/01 115 .980 SOLD FIRSTAR INSTL MONEY HRKT FD-F11XX 6/26/01 564.450 SOLD FIRSTAR INSTL MONEY MRKT FD-FIIXX 6/27/01 16325.760 SOLD fIRSTAR INSTL HONEY MRKT FD-FIIXX

ACQUIRED 3/15/01 THROUGH 3/22/01 +sW~+~y 2102 .810 GAIN/LOSS ST . 0 .00 +~W*** 2311 .000 GAIN/LOSS 5T : 0 .00 +ww+++ 413 .280 GAIN/LOSS ST : 0 .00 ~+++WW 11498 .670 GAIN/LOSS ST : 0 .00

6/28101 399885.420 SOLD FiRSTAR INSTL HONEY MRKT FD-FIIXX ACQUIRED 3/22/01 THROUGH 4/16/01 ?661 .330 GAIN/LOSS ST : 0,00 **+~"K* 350.000 GAIN/LOSS ST : 0.00 W~~*r~ 2650 .000 GAIN/LOSS ST : 0.00 f~+W++ 352 .000 GAIN/LOSS ST : 0.00 +WWWWW 393872 .090 GAIN/LOSS ST : 0 .00

7/ 5/01 63 .740 SOLD FIRSTAR INSTL MONEY MRKT FD-FIIXX 7/ 9/01 10400 .000 SOLD FIRSTAN INSTL HONEY HRKi FD-FIIXX ACQUIRED 4/16/01 THROUGH 5/02/01 "397 .510 GAIN/LOSS ST : 0,00 ++~r"+ 2638 .890 GAIN/LOSS ST : 0 .00

ACQUIRED SOLD/RECD i/45

12/ 1/95 W 12 1/95

1/95 12/ 1/95 12/ 1/95 3?9101 51151DI 3?9/01 f/23/01. 3/9/01 5/31/01 3/9/01 6/5/01 VARIOUS 6/6/01

I2/ 1/95 12/ 1/95 12/ 1f95 12/ 1f95 3/15/01 6/7/01 3/15/01 6/15/01 3/15/01 6/22/01

3/15/01 6126/01

VARIOUS 6/27/01 12/ 1/95 12/ 1/95

12% 1%9~

VARIOUS 6/28/OF

i2% I%95 12/ 1/95 12/ 1/95 12/ 1/95

4/16/01 7/5/01

VARIOUS 7/9!01

12% 1f95

SALE PRICE

10833,34 630 .00

10843 .04 2123 .59 15720 .00 3091 .48

1666 .65

f94,72

4156 .96

517 .74

16827 .88

7642 .A4 95 .00

e s°u :~ 1984 .00

835.66

115.98

~564~45

16325,76

2102 .81 2311 .00 413.28

11498 .67

349885.42

2661,33 350.00 2650.00 3g2 .00

393872 .09

63 .74

30+.0 .00

0397 .31 2638 .99

BASIS

10833.34 630.00

10843.04 2123.59 15120.00 3091 .48

1666.66 ~9a.72 456.96

517.74

16827 .88

76.2 .44 45 .00 610.00 8459 .44

1984.00 835.66

115.98

561.4$

16325 .76

2102 .81 2311 .00 413.28

11498 .67

399885 .12

2661 .33 350 .00 2650 .00 352 .00

393872 .09

63 .74 10400.00 4397 .51 2638 .89

0.00

0.00 0.00

0.00

0.00

0.00

0.00 0.00

0.00

0.00

0.00 0 .00

0 .00 0 .00

0 .00 0 .00

0 .00 0.00

0 .00 0 .00

0 .00 9 .00

0.00 0.00

0100 0.00

NET S.T.

PAGE 3

NET L .T .

I S C H E D U L E D ~ACCTp 267740T (SIMOH FOUNDATION ) YR END 9/30/01 TAXPAYER ID 43-6498119 TX 0 270 ~ TAX OFFICERq 270 EXEMPT PRIVATE FOUNDATION PAGE 4

DATE SHR/PY DESCRIPTION ACQUIRED SOLD/RECD- SALE PRICE BASIS NET S .T. MET L .T . " 600.000 GAIN/LOSS ST : 0.00 S2/ 1195 600,00 600.00 1200 .000 GAIN/LOSS ST : 0 .00 12/ 1/95 1200 .00 1200 .00 1563 .600 GAIN/LOSS ST : 0.00 12/ 1/95 1563 .60 1563 .60

7/19/01 345 .570 SOLD FIRSTAR INSTL MONEY MRKT FD-FII%X 5/2/01 7/19/01 345.57 345.57 0.00 0.00 7/20f01 200.004 SOLD FIRSTAR INSTL HONEY HRKT FD-fIIXX 5/2J01 7l20/GI 200.00 200.00 0.00 0.00 7/25/01 23917.770 SOLD FIRSTAR INSTL ROM MRKT FD-F3IXX VARIOUS 7lZ5/al 23817.77 234i1,77 0.00 0.00 ACQUIRED 5/02/U1 THROUGH 5/29/0I

599 .530 GAIN/LOSS ST : 0.00 32/ 1f95 599,3 594.53 +++WW* 122 .500 GAIN/LOSS 5T : 0 .00 12/ 1/95 122 .50 122 .50 ~+++"W 630 .000 GAIN/LOSS 5T : 0 .00 12/ 1/95 630.00 630.00 22565 .740 GAIN/LOSS ST : 0 .00 12/ 1/95 22565.74 22565.74 7/31/01 1808 .360 SOLD FIRSTAR INSTL MONEY MRKT FD-FIIXX 5/29/01 7/31/01 1808 .36 1808 .36 0.00 0.00 8/ 7/01 578 .620 SOLO FIRSTAR IHSTL HONEY HRKT FO-FIIXX $/29f01 an/01 518.6j 578.62 Q~OD 0.00 8! 8101 30300 .000 SOLD fIRSiAR INSTL MONEY NRKT FD-fIIXX $/;9f01 8/8191 3B3bC.00 303Q0.00 x.00 9.00 B/ 9/01 10000 .000 SOLD FIRSTAR INSTL HONEY MRKT FD-FIIXX 5/29101 8/9/01 10000 .00 30000.00 ' 0.00 0 .00 B/31/01 1808 .360 SOLD FIRSTAR INSTL MONEY MRKT FD-FIIXX 12/1/95 8/31/01 1808 .36 1808 .36 0.00 0 .00 9/ 6/01 663 .400 SOLD FIRSTAR INSTL MONEY MRKi FD-FIIXX 12/1/9$ 9/6/01 663.0 663.40 0.00 0.00 9/10/O1 10229 .050 SOLD FIRSTAR INS7L MONEY MRKT FD-FiIXX 12!1/95 9110/01 10229.05 10229 .0$ 0,00 0.00 9/11101 52345.000 SOLD FIRSTAR INSTL MONEY MRK7 FD-f3IX% 12l1f95 9111/0I 5234$,00 $23.5 .00 0.00 0.00 9/18/01 92250 .000 SOLD FIRSTAR INSTL MONEY MRKT FD-FIIXX 12/1/95 9/18/01 92250.00 92250.00 0.00 0.00 9/18/01 764 .390 SOLD FIRSTAR INSTL MONEY MRKT FD-FII%% 12/1/95 9/1B/O1 764.39 764.39 0.00 0.00 9/20/01 18443 .640 SOLD FIRSTAR 1NSTL MONEY MRKi FD-FIIXX 12/1/9 9/20/01 18443 .64 18443.64 0.00 0 .00 4/16!01 400000.000 SOLO FED fARlF CR 8K5 6.2~0X 3/08106 2/23f99 4116/01 400000~00 399200.00 40,00 800.00 5/25/01 400000.000

5%~IOILFULLBCALL p PAR 6,000% 3/08!05 2f23f99 $125/aI A00000.00 4U0000~00 0.00 0.00

7/ 2/01 400000 .000 SOLD FHLM DEB 6.250% 2/28/06 2/19/99 7/2/01 400000.00 400000 .00 0 .00 0.00 6/ 6/01 8000 .000

SOBDOOOTSHARESOAT $20.96 10/29/98 6/1/01 167274.41 337833 .33 0 .00 -170558 .92

7/24!01 0.600 SOLD A T b T WIRELESS SVLS INC 10!24/98 7124/01 10~13 1 .59 4Q, 00 -7,46 0/ 3/01 2252.000 SOLD A T 8 T HIRELE55 SVCS INC 10l29/98 9/28/61 33163.60 66018 .59 0,00 -32554 .53 2,252 SHARES AT 514.41

I S C H E D U L E D ACCTk 2677407 (SIMON FOUNDATION ) YR END 9/30/01 TAXPAYER ID 43-6498119 TX 0 270 PAGE 5 TAX OFFICERk 270 EXEMPT PRIVATE FOUNDATION

GATE SHR/PV DESCRIPTION ACQUIRED SOLD/RECD SALE PRICE $ASIS NET S.T. MET L.i.

6/ 6/01 800 .000 SOLD BAXTER INTL INC 2/23/00 6/1/01 39718 .6 21788 .57 0.00 17930.10 800 SHARES AT $49 .77 10/ 3/01 1800 .000 SOLD BAXTER IHTL INC 2/23/00 9/28/01 100184.65 49024 .28 0 .00 51160 .37 1,800 SHARES AT $55 .71 6/ 6/01 8000.000 SOLD BFLLSOUTH CORY 14124/98 L/1101 32188205 307750.00 0 .00 14132 .05 8,000 SHARES AT $40.2866 , 10/ 3f01 10000.000 SOLD BELLSDUTH CORD IQ/29/90 9128141 .420285.42 38468 .50 0,00 35448 .47 10,000 SHARES AT $42 .07 12/ 8/00 2000 .000 SOLD EXXON MOBIL CORP 10/29/98 12/5/00 181393 .95 143187 .50 0.00 38206 .45 2,000 SHARES AT E90 .75 10I 3f01 4400.000 SOLO HEHL£Fi PACKARD CO 3/3/94 9128/01 70397.61 119043 .21 O .OD -48645 .57 4,400 SHARES AT $16 .05 6/ 6f01 3000.000 SOLD ILLINOIS TOOL HKS INC 12!30/94 6/11,01 204039~09 198892~S0 0 .00 5E46 .59 3,000 SHARES AT $68 .0653 12/14/00 7909 .000 SOLD ONEST COMMUNIGATIONS IHTL INC 10/29/98 12/11/00 335725.84 248825 .57 0.00 86900.27 7,909 SHARES AT $42 .50 12/ 8/00 10000 .000 SOLD 5 B C COMMUNICATIONS INC VARIOUS 12/5/00 q31982 .25 418249 .39 0 .00 113732 .86 ACQUIRED 10/29/98 THROUGH 10!29/98

10,000 SHARES AT E53.25 *~"x"+ 1628.000 GAIN/LOSS LT : 18515 .71 10/29!48 86606 71 68091 .00 ~rkser 8372.000 GAIN/L4OSS LT : 95217 .15 30/29f48 E4$375,54 350158,.39

10/ 3/01 4000 .000 SOLD 5 8 C COMMUNICATIONS "I NC 10/29/98 9/28/01 181015 .75 167299 .76 0 .00 19715 .99 4,000 SHARES AT $46 .8055 12/ 8/00 6000.000 SOLD VERIZON COMMUNICATIONS 30/29/98 12/5/00 345063 .48 309187 .50 0 .00 35875.98 6,000 SHARES AT $57 .5625 10/ 3/01 240.000 SOLD ZIMNER HLDGs INC 3/3/44 9J28/01 652 .38 7327 .20 0 .00 -801 .82 240 SHARES AT $27 .34

cam: :eca ~c~~we 4D . 00 166530 .83

r

MILDRED HERBERT JULIAN SIMON FOUNDATION 93-6498119

FORM 990-PF ACCOUNTING FEES STATEMENT 1

8,238 . 8,238 . 0 .

13 STATEMENT S) 1, 2, 3 2000 .07000 MILDRED HERBERT JULIAN SIMO PF-462H1 16091204 748475 PF-46267740

DESCRIPTION

ACCOUNTING FEES

TO FORM 990-PF, PG 1, LN 16B

FORM 990-PF

DESCRIPTION

SECTION 4940 EXCISE TAXES FOREIGN TAXES PAID

TO FORM 990-PF, PG 1, LN 18

FORM 990-PF

DESCRIPTION

ADMIN . EXPENSE OFFICE EXPENSE INSURANCE DUES

TO FORM 990-PF, PG 1, LN 23

EXPENSES NET INVEST-PER BOOKS MENT INCOME

7,280 . 0 .

7,280 . 0 .

TAXES

(A) (B) EXPENSES NET INVEST-PER BOOKS MENT INCOME

13,075 . 0 . 186 . 186 .

13,261 . 186 .

OTHER EXPENSES

EXPENSES NET INVEST-PER BOOKS MENT INCOME

1,119 . 0 . 1,619 . 0 . 3,000 . 0 . 2,500 . 0 .

(C) (D) ADJUSTED CHARITABLE NET INCOME PURPOSES

7,280 .

7,280 .

STATEMENT 2

(C) (D) ADJUSTED CHARITABLE NET INCOME PURPOSES

0 . 0 .

0 .

STATEMENT 3

(C) (D) ADJUSTED CHARITABLE NET INCOME PURPOSES

1,119 . 1,619 . 3,000 . 2,500 .

MILDRED HERBERT JULIAN SIMON FOUNDATION 43-6498119

FORM 990-PF CORPORATE STOCK STATEMENT 5

FAIR MARKET VALUE

6,485,660 .

6,485,660 .

SEE ASSET STATEMENT ATTACHED

TOTAL TO FORM 990-PF, PART II, LINE lOB 6,819,810 .

14 STATEMENT S) 4, 5 16091204 748475 PF-46267740 2000 .07000 MILDRED HERBERT JULIAN SIMO PF-462H1

FORM 990-PF U .S . AND STATE/CITY GOVERNMENT OBLIGATIONS STATEMENT 9

U .S . OTHER FAIR MARKET DESCRIPTION GOVT GOVT BOOK VALUE VALUE

SEE ASSET STATEMENT ATTACHED X 5,202,421 . 5,466,856 .

TOTAL U .S . GOVERNMENT OBLIGATIONS 5,202,421 . 5,466,856 .

TOTAL STATE AND MUNICIPAL GOVERNMENT OBLIGATIONS

TOTAL TO FORM 990-PF, PART II, LINE 10A 5,202,421 . 5,466,856 .

DESCRIPTION BOOK VALUE

6,819,810 .

MILDRED HERBERT JULIAN SIMON FOUNDATION 43-6498119

FORM 990-PF PART VIII - LIST OF OFFICERS, DIRECTORS STATEMENT 6 TRUSTEES AND FOUNDATION MANAGERS

RABBI ALVAN D . RUBIN, STEERING COMMITTEE CONGREGATIONAL TEMPLE ISRAEL, 10675 LADUE RD, ST . 0 . LOUIS, MO 63141 10,000 .

WILLIAM KAHN STEERING COMMITTEE 3546 OCEAN BLVD,APT . 625, PALM 0 . BEACH, FL 33480 12,854 .

CHERYL SIDES OFFICE ASSISTANT 1727 LOCUST STREET, ST . LOUIS, MO 0 . 63103 7,500 .

27,337 .

OFFICE MANAGER 0 .

0 . 0 .

0 . 0 .

LEWIS CHARTOCK 532 MIDVALE AVE, ST . LOUIS,MO 63130 0 . 0 . 0 .

TOTALS INCLUDED ON 990-PF, PAGE 6, PART VIII 130,065 . 0 . 0 .

15 STATEMENT S) 6 16091204 748475 PF-46267740 2000 .07000 MILDRED HERBERT JULIAN SIMO PF-462H1

TITLE AND COMPEN- NAME AND ADDRESS AVRG HRS/WK SATION

FIRSTAR BANK N .A . TRUSTEE P .O . BOX 387, ST . LOUIS, MO 63166 0 . 72,246 .

MARTIN M . ROSEN P .O . BOX 78544, ST . LOUIS, MO 63178

CHARLES BARON 20 ARROWHEAD ESTATES, CHESTERFIELD, MO 63017

STEERING COMMITTEE-CHAIRMN 0 .

128 .

STEERING COMMITTE 0 .

EMPLOYEE BEN PLAN EXPENSE CONTRIB ACCOUNT

0 . 0 .

0 . 0 .

0 . 0 .

0 . 0 .

*FRSraR ;~ Bank widwi mNaare

ACCOUNT STATEMENT

ASSET STATEMENT

100 .00 400,000 6 .94 28,320 100 .00 400,000 5 .15 21 500 100.00 400,000 7 .22'/. 29,500 100.00 400,000 7 .36 30,000 99 .90 399,594 5 .05i 21,000

100 .25 401,000 6 .57 28,400 100 .72 402,875 5 .65 25,000 98 .87 395,500 6 .72 27,880 99 .86 399,452 5 .41'/. 22,760

100 .00 400,000 5 .871 24,400 100 .06 400 .250 6 .62 28,160 100 .00 400,000 6 .47'/. 28,000 100 .94 403.750 6 .82 28 .880

5 .202,421 6 .29 343,800

5,202,421 6 .29 343 .800 5,466,856 43 .33'/.

37 20 279,000 2 .21 35 .67 267,525 1 .72 4,800 45 .50 159 .250 1 .26'/. 56 .44 197 .540 0.11 175

438,250 3 .47 465,065 1 .14 4,975

ENERGY

R VALUE DESCRIPTION

CASH EQUIVALENTS

665,371 .72 FIRST AMERICAN PRIME OBLIG FUND CL I

TOTAL

FIXED INCOME ASSETS

its GOVERNMENT ISSUES

400,000 .00 F H L M C M T N 7 .080 3/22/03 400,000 .00 F F C B DEB 5 375 1/05/04 400,000 .00 F H L B DEB 7 .375 3/08/04 400 000 .00 FHIM MTN 7 .500 3/15/05 400,,OOD .00 F N M A DEB 5 .250 6/15/06 400,000 00 F H L B MTN 7 100/. 1/12/07 400,000 .00 U S TREASURY NOTE 6 2501 2/15/07 400,000 .00 FEDERAL NATL MTG ASSN 6 .97 9/04/07 400,000 .00 F F C B DEB 5 .690'/. 1/10/08 400 000 .00 F H L B DEB 6 1001 5/01/08 400,.000 00 FHLM DEB 7 .040'/. 6/30/09 400,000 .00 F H L B 7 .OOI 7/16/09 400,000 .00 F N M A DEB 7 .220 12/08/10

TOTAL

TOTAL FIXED INCOME ASSETS

EQUITY ASSETS

COMMON STOCKS

INDUSTRIALS 7,500 .00 GENERAL ELEC CO 3,500 .00 TYCO INTL LTD

TOTAL

UNIT TOTAL

1 .00 665 .372 5 .27'/.

665,372 5 .27

10201 408,028 3 .23'/. 104

.

.44 417,752 3.31 102 .12 408,500 3.24 10194 407,760 3.23 104

.

.06 416,252 3.30 108 .12 432,500 3.43 110 .56 442,252 3.50 103 .76 415,060 3.291 105 .19 420 .752 3 .33 104 .00 416,000 3 .30'/. 106 .31 425,252 3 .37 108 .25 433,000 3 .43 105 94 423 .748 3 .361

5,466,856 43 .33

UNIT TOTAL

1 .00 665 .372 2,961 19 .695

665,372 2.96 19,695

FIRSTAR ~~,~ Ihnk NSUnu! flouidnrrs i

ACCOUNT STATEMENT

ASSET STATEMENT

n~o um VALUE DESCRIPTION

1,312 00 B P P L C A D R 16,000 .00 EXXON MOBIL CORP

TOTAL

CONSUMER DISCRETIONARY 3,500 .00 A 0 L TIME WARNER INC 7,000 00 LOWE'S COS INC 3,000 00 MC GRAW-HILL COS INC 9,000 .00 TARGET CORPORATION 5,000 00 WAL MART STORES INC

TOTAL

CONSUMER STAPLES 5,000 00 PHILIP MORRIS COS INC

TOTAL

HEALTH CARE 6,800 .00 BAXTER INTL INC 2,400 .00 BRISTOL-MYERS SQUIBB CO 4,000 00 JOHNSON 8 JOHNSON 5,000 00 MEDTRONIC INC 3 .500 00 MERCK B CO INC 240 .00 ZIMMER HLDGS INC

TOTAL

FINANCIALS 3,000 00 AMERICAN INTL GROUP INC 5,000 .00 BANK ONE CORP 4,500 .00 CITIGROUP INC

TOTAL

UTILITIES 8,000 .00 DUKE ENERGY CORPORATION

TOTAL

TELECOMMUNICATION SERVICES

27 .24 185.203 1 .06 3,958 60 .26 144 .617 1 .98 2,640 47 .93 191,725 1 .301 2.880 49 .11 245,563 0 .531 1,150 69 .72 244,004 2 .10 4,900 30 .53 7 .327 0 .00 0

1,018 .438 1 .31'/. 15 .528

55 .05 374,340 2 .97 55 .56 133,344 1 .06 55 .40 221,600 1 .76 43 50 217,500 1 .72 66 .60 233,100 1 .85 27 .75 6 .660 0 .05

1,186,544 9 .40'/.

37 85 302 .800 0i 24 .69 197 .490 2 .911 8 .800 302,800 2 40% 197 .490 2 .91 8,800

UNIT TOTAL TOTAL

49 .17 64,511 0 .51 39 .40 630 .400 5.00'/.

694,911 5.51'/.

33 .10 115,850 0 .92 31 .65 221,550 1 .76'/. 58 .20 174,600 1 .38 31 75 285,750 2.26 49 50 247 .500 1 .96

1,045,250 0 .28

48 29 241 .450 1 .911

241,450 1 .91

UNIT TOTAL --YIELD INCOME

41 .63 54,625 2 .59 1,673 35 .80 572,750 2 .34 14 .720

627,375 2 .36 16,393

52 .29 183,027 0 .00 0 24 .81 173,644 0 .25 560 64 .91 194,730 1 .68 2,940 33 .35 300,143 0 .69 1,980 60 .78 303 .919 0 ,577 1 .40D

1,155,462 0 .66'/. 6,880

51 .66 258 .281 80i 11 .600

258,281 4 .80 11 .600

78 .OD 234,000 1 .85'/. 72 .08 216,245 0 .22 504 31 .47 157,350 1 .25'/. 54 .28 271,394 2 .67 4,200 40 50 182 .250 1 .44 52 .92 238 .163 1'S8~ 2 .880

573,600 4 .55 725,801 1 .32'/. 7,584

X F"RWTAl\ ~O~m~f4~

Bpl1~[ WIIIOYI BfA17HOlb ~~yV

ACCOUNT STATEMENT

ASSET STATEMENT

UNIT TOTAL TOTAL

19 .30 135 .100 1 .07 14 .94 33,645 0 .27'/. 41 .55 415,500 3 .29 47 .12 659,680 5.23 54 .11 378 .770 3,00'/.

1,622,695 12 .86

7,000 .00 A T 8 T CORP 2,252 .00 A T 8 T WIRELESS SVCS INC

10,000 00 BELLSOUTH CORP 14,000 00 5 B C COMMUNICATIONS INC 7,000 .00 VERIZON COMMUNICATIONS

TOTAL

OTHER ASSETS 3,000 00 WACHOVIA CORP 2ND NEW

TOTAL

INFORMATION TECHNOLOGY 4,400 .00 HEWLETT PACKARD CO 6,000 .00 INTEL CORP 6,000 .00 NOKIA CORP SPSD AUR

TOTAL

TOTAL COMMON STOCK

TOTAL EQUITY ASSETS

TOTAL MARKET VALUE

PRINCIPAL CASH

TOTAL PRINCIPAL INVESTMENTS

INCOME CASH

TOTAL ACCOUNT

1 .626,542 2 .08 33,780

31 00 93 .000 0 .74 52 .75 158 .243 0% 2 .880

93 .000 0 .74 158,243 3 .10 2,880

16 .05 70,620 0 .56'/. 20 .44 122,640 0 .97'/. 15 65 93 .900 0 .74i

287,160 2 .28

6,485,660 51 .40

6 .485 .660 51 .40

12,617,888 100 .00

71 .365-

12,546 .523

9517 .98

12 .692,261

587,113 1 .10 3 154

6,819,810 1 .72 111 .573

6 .819 .810 1 .72 111 .573

12,687,603 3 .77 475 .068

71 .365-

12 .616 .238 g5 .73Fi

17,711,97c; 475,068 vao~~ooo~ave oov_ovvcco

DESCRIPTION UNIT TOTAL YIELD INCOME

32 .80 229,568 0 .78 1 .050 29 .32 66,018 0 .00 0 38 .47 384,688 1 .83 7,600 41 .82 585,549 2 .18 14,350 51 .53 360 .719 2,85 10 .780

27 .06 119,043 1 .99 1 .408 48 .94 293,625 0 .39 480 29 .07 174 .445 1,35 1 .266

Form 2220 Oep~t of va T~iy NIVnN Revenue SaWm

Underpayment of Estimated Tax by Corporations oMeNO 751s0142

" Instructions are separate See page d for Paperrork Reduction Act Notice I "

2000 Attach to the corporation's tax return FORM 9 9 0-PF

Employer identification number Name

MILDRED HERBERT JULIAN SIMON FOUNDATION 1 43-6498119 Note In mast cases, the corporation does not need to file Form 2220 (See Part I below for exceptions ) The IRS will figure any penalty owed and bill the corporation If

the corporation does not need to file Forth 2220, rt may still use rt to figure the penalty Enter the amount from line 34 on the estimated tax penalty line of the co oaUOn's income U: return but do not attach Form 2220

Paft i RCeSOnS FOB Filing - Check the boxes below that apply to the corporation If any boxes are checked, the corporation must file Form 2220, even A R does not owe the penalty If the box on line 1 or line 2 applies, the corporation may be able to lower or eliminate the penalty See page 1 of the instructions

1 ~ The corporation Is using the annualized income installment method 2 ~ The corporation n using (he adjusted seasonal installment method 3 ~ The corporation is a urge corporation fiqunnp its first required installment based on the pnor years tax Note The co aation oho must file Forth 2220 A d has a research credit allowed for tie current ear See the instructions for line 4 on p a g e 2 Part 11 10 unn the Underpayment

a total tax (see page 2 of the instructions) a 5 , 979 .

5a Personal holding company tax (Schedule PH (Form 1120), line 26) included on line 4 Sa b Interest included online 4 due under the look-Deck method of section 460(b)(2) for

completed long-term contracts or of section 167(g) for property depreciated under the income forecast method Sb

c Credit for Federal tax paid on fuels 5e

O Total Add lines Sa through Sc 5d 6 Subtract line 50 from line 4 It the result is less than $500, do nod complete or file this form The corporation does

not owe the penalty 6 5 , 979 . 7 Enter the tax shown on the corporation's 1999 income tax atom Caution See page 2 of the instructions

before completing this line 7 8 , 50 6 .

B Enter the smaller of line 6 or line 7 Ii the corporation must skip line 7 enter the amount from line 6 on line 8 8 5,97 9 . 9 Installment due dales Enter in columns (a) through (d) a h c d

the 15th day of the 4th (Form 990-PF filers Enter 5th month), fith, 91h, and 12th months of the corporation's 9 tax year " 02/15/01 03/15/01 06/15/01 09/15/01

70 Required Installments If the box on line 1 and/or fine 2 above is checked, enter the amounts from Schedule A . line 41 If the box on line 3 (but not 1 or 2) i5 checked, see page 3 of the instructions for the amounts to enter If none of these boxes are checked, enter 25% of line 8 above ineach column ip`~ 1 , 495 . 1,495 . 1,494 .1 1 , 495 .

11 Estimated tax geld or credited for each period (see page 3 of the instructions) For column (a) only . enter the amount from line 71 online t5 11 2 130 . 8 , 780 . 1 , 984 . Complete lines 12 through 18 of one column before going to the next column

12 Enter amount, If any, tram line 18 0l the preceding column 12 635 . 7 , 920 . 8,410 .

13 Add lines 11 and 12 13 9 415 . 9 , 904 . 8 , 410 . 14 Add amounts on lines 16 and 17 of the preceding

column 14 15 Subtract line l4from line 1311zero orless,enter -0- 15 ~ 2130 . 9 415 . 9 , 904 . 8 r 410 . 16 If the amount on line 15 a zero, subtract line 13 from

line 14 Otherwise, enter -0- 15 0 . 0 . 17 Underpayment if line 15 is less than or equal to line

10, subtract tine 15 from line 10 Then go to line 12 of the next column Otherwise . go to line 18 17

18 Overpayment If line 10 is less than line 15, subtract line i0from line 75Then aotoline i2ottnenebcolumn column 1e 635 . 7,920 . 8,410 . Complete Part III on pane 2 to figure tie penalty II there are no entries on line 17 no penalty Is owed

012801 12-20ao JWA 16 Form 2220 (2000)

16091204 748475 PF-46267790 2000 .07000 MILDRED HERBERT JULIAN SIMO PF-462H1

34 Penalty Add columns (a) through (O), of line 33 Enter the total here and on Form 1720, line 33, Form 1120-A, line 29~or the comparable line for other income tax returns I 34 I S 0 .

*For underpayments paid after March 31, 2001 For lines 26, 28, 30, and 32 use the penalty interest me for each calendar quarter that the IRS will detertmne during the first month In the preceding quarter These rates are published quartery in an IRS News Release and in a revenue ruling m the Internal Revenue Bulletin To obtain tea Information on the Internet, access the IRS Web Site at wwr IR pav You can also call 1-800.82}1040 to pet Interest rata information

JWA Form 2= (2000)

02128M 120-00 17 16091204 748475 PF-46267740 2000 .07000 MILDRED HERBERT JULIAN SIMO PF-462H1

ruxr~ yyu-rr form 2220(2000) MILDRED HERBERT JULIAN SIMON FOUNDATION 43-6498119 pane 2

"'PaR III Figunng the Penalty

19 Enter the date of payment or the 15th day of the 3r0 month after the close o1 the tax year, whichever is earlier (see papa 3 of the instructions) (Form 990-PF and Form 990-T Glen Use 5th month instead of 3rd month )

20 Number of days from due date of installment on line 9

to the date shown on line 19

NunDSOlErysmlin~7(I~MNSDOWpefwel/lAl 21

UMe~pymmtmlLwl7~ NumbvofEenonllne71 a9% 22 Nat,

23 NumEer of dys an Ilne 20 eRV 12/31= " pefon U7A7

24 UnOSpqmmt on Ilne 17 a Numbv of Esva m Iina t3 x 90A 365

25 NuniEaofdryam11na30e11vYJ1AlenEbabn7/1q1

26 Underpayment an One 17x NumEer olden m Ilne t5 z % YS

27 NumEr of dens on Iln .t0 aRS 6qhO1 m0 Eebre 1N1A1

28 Und>paymml on Ilna 17 x NumEer of Eav+on online 2 x% 365

29 NumperafdMonIIne20 .lic9/JOIOI .Ubetonl/1102

30 UiqapeymmtonOnel7x NUmpralEMOnline 79 a % 7!S

31 NumEe of arya m Lna t0 ellc 711J1N7 uM Oelon 7/1602

32 UnOaps/menlmhnel7aNUmaroldayfmYneJl x'% 30

33 Add lines 22, 24, 26, 28, 30, and 32