NYSE PPT

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New York Stock Exchange

Presented By-

Group 1

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History

The origin of the NYSE can be traced to May 17, 1792, when

the Buttonwood Agreement was signed by 24 stock brokers outside

of 68 Wall Street in New York under a buttonwood tree on Wall

Street

In 1863, the New York Stock & Exchange Board changed to its

current name, the New York Stock Exchange. In 1865, the

Exchange moved to 1012 Broad Street

The NYSE is operated by NYSE Euronext, which was formed by

the NYSE's 2007 merger with the fully electronic stock

exchange Euronext

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The new building, located at 18 Broad Street, cost $4 million and

opened on April 22, 1903. The trading floor, was one of the largest

volumes of space in the city at the time, and had a skylight set into

a 72-foot high ceiling

The building was listed as a National Historic Landmark and

added to the National Register of Historic Places on June 2, 1978

The NYSE announced its plans to merge with Archipelago on

April 21, 2005, in a deal intended to reorganize the NYSE as a

publicly traded company.A little over one year later, on April 4,

2007, the NYSE Group completed its merger with Euronext, theEuropean combined stock market, thus forming the NYSE

Euronext, the first transatlantic stock exchange

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Overview of NYSENYSE Regulation, Inc., is an independent not-for-pr

ofit corporation

dedicated to strengthening market integrity and investor protection. Asubsidiary of NYSE Euronext, NYSE Regulation's board of directors is

comprised of a majority of directors unaffiliated with any other NYSE

board. As a result, NYSE Regulation is independent in its decision-

making

Listed Company Compliance. The U.S. securities exchanges require

listed companies to meet each exchange's respective original listing

criteria at listing, and to thereafter maintain compliance with the

respective continued listing standards. Listed Company Compliance

monitors and enforces compliance with these standardsStock Watch. Stock Watch conducts limited real-time monitoring of

trading activity on the facilities of the U.S. securities exchanges

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Regulatory Body

The Financial Industry Regulatory Authority (FINRA) is the

largest independent regulator for all securities firms doing

business in the United States

FINRA regulates trading by NYSE and NYSE Amex member

organizations and NYSE Arca permit holders on behalf of NYSE

Regulation

FINRA touches virtually every aspect of the securities business

from registering and educating industry participants to examining

securities firms; writing rules; enforcing those rules and thefederal securities laws

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Activity of NYSE

2009 Year Ended

December 31

(In millions $US)

Transaction and clearing fees 3128

Market data 373

Listing 422

Liquidity payments, routing and

clearing

1599

Compensation 613

Depreciation and amortization 281

Professional services 282

Selling, general and administrative 296

Merger expenses and exit costs 88

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Transaction of NYSE

NYSE Listed

Matched Share Volume 1,209,892,307

Trades 4,356,176

Value of Trading ($ Million) 39,106.8

NYSE Acra & AMEX Listed

Matched Share Volume 198,835,868

Trades 571,584


NASDAQ Listed

Matched Share Volume 228,218,539

Trades 1,197,454


Trade Date: April 21, 2011

Documents

NYSE PPT