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NOTE TO USERS
This reproduction is the best copy available.
EFFECT OF LOCAL ANAESTHETIC BLOCK ON
NEUROGENIC TEMPOROMANDIBULAR
INFLAMMATION
Jason Kevin Wo ng
A thesis submitted in conformity with the requirements
for the Degree of Master of Science
Graduate Department of Dentistry
University of Toronto
O Copyright by Jason Kevin Wong 2001
National Library 1+1 of Canada Bibliothèque nationale du Cana&
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Local Anaesthet ic B lock Does Not Inhibit Mustard Oil Induced Temmromandibular
Edema Develovment . Jason Kevin Wong, Master of Science 200 1. Graduate Department
of Dentistry, University of Toronto.
Abstract
Temporomandibular joint (TMJ) disorders and rheumatoid arthritis are two
conditions in which neurogenic mechanisms are purported to play a critical role. The
purpose of this study was to uivestigate the neurogenic contribution underlying acute
TMJ inflammation by evaluating the effect of local anaesthetic blockade of afferent
innervation on the development of mustard oil (MO) induced edema in the rat TMJ area.
Adult male Sprague-Dawley rats were anaesthetized by intraperitoneal a-chloralose and
urethane. Saline injection into the right TMJ followed by MO ( 1 % to 60%) 6 minutes
later elicited dose-dependent edema development. Lidocaine (5%) or bupivacaine
(0.5%) followed by MO (1% or 40%) did not produce edema development different
from saline controls (p<0.05, Repeated measures ANOVA). Two conclusions may be
drawn. First, MO acts non-neuronally contrary to traditional perceptions or second, MO
selectively elicits edema through neurogenic mechanisms and therefore suggests a role
for neurogenic mec hanisrns in acute TMJ inflarnmat ion.
Acknowledgements
This work would not have been possible if not for the contributions of rny family,
fiiends, and professional mentors at this stage in my career but just as importantly in
years past which form the foundation on which 1 stand. The qualities 1 possess, 1 have
developed in the likeness of al1 these individuals.
My supervisors Dr. James Hu, Dr. Daniel Haas and Dr. Howard Tenenbaum 1
must thank for their time, efforts and valuable input fiom the outset to conclusion of this
thesis. Their guidance and attitudes have fostered my individual thought and abilities.
Professional growth and development at the graduate level I have them to thank.
Daily assistance in completing my experiments were provided by Ms. Susan
Carter and Mr. Ken Macleod. A technique and equipment intensive study such as this
would not be a possibility without these integral tearn members.
To Brian Cairns, Paolo Fiorentino, and Bonnie Cai who provided hours of
discussion regarding my project and other topics unmentionable, 1 thank. Their
professional expertise, aid, and fiiendships 1 value highly.
Financial support to bring this thesis to fniition was through NIH g a n t
Dec 1 1 995.
Last but not least 1 wish to thank my mother, father, my brother Jeff, and
Marianne, who gave me their understanding, support, and encouragement through al1 the
late nights and busy weekends when 1 know they missed me being with them. A final
thanks to Sacha, Andie, Stacey, Bruno, and Catherine who would peiiodically check on
me during wnting of this thesis to ensure 1 was exhibiting unassisted spontaneous
respirations.
iii
Table of Contents
. . ...................................................................................... Abstract -11
... ......................................................................... Acknowledgements .III
.................................................................................. List of Tables x
................................................................................ List of Figures xi
..* ............................................................................... Abbreviations xi11
1 Introduction and Review Of The Literature
1 . 1 Impetus and focus for the current investigation ................................. .1
1 .2 Temporomandi bular Disorders and Neurogenic Inflammation ................ .2
............................ 1.3 Rheumatoid Arthntis and Neurogenic Inflammation 8
1.4 Neurogenic Inflammation
1.4.1 Definition.. .................................................................... 1 1
1.4.2 HistoricalBackground ....................................................... I I
.......................................... 1.4.3 Concepts From Past to Present.. -14
1.4.4 The Sympathetic Nervous Systern and Neurogenic Inflammation
1.4.4.1 Sympathetic Intluences tncrease Severity of Chronic
............................................................ Arthritis.. 16
........ 1 -4.4.2 Sympathetic Contributions to Plasma Extravasation. .17
1.4.4.3 Sympathetically Mediated Increases in Plasma
Extravasation May Represent A Reparative
......................................................... Mechanism -20
.......... 1.4.5 Parasympathetic Influences on Neurogenic Inflammation.. .20
......... 1.4.6 The Central Nervous System and Neurogenic Inflammation.. 2 1
................................................ 1 .4.6.1 Local Spinal Circuits 2 1
1 A6.2 Central Descending Modulation ................................... 23
1.4.7 The Cellular Immune System and Neurogenic Inflammation ......... -25
1.5 Acute Versus Chronic lnflammation
1 .5 . 1 Acute and Chronic Inflammation: Traditional Methods
................................................................... Of Induction 27
1 S.2 Xcute Models of Inflammation And Study of
......................................................... Dorsai Root Reflexes 28
........................ 1 S.3 A Continuum of Inflammation: Acute to Chronic 30
1.6 Animal Models of Neurogenic Inflammation
........................................................................... 1.6.1 General 31
...................................... 1 6 2 Study of the Ternporomandibular Joint 34
1.7 Neurogenic Inflammation Involving The TMJ
..................................................................... 1.7.1 Substance P 35
.................................................... 1 . 7.2 Substance P and Arthritis -36
............................ 1.7.3 Substance P in the Ternporomandibular Joint -37
.......... 1.7.4 Direct Study of the Neural Influence on Joint Peptide Levels 38
.......................... 1.8 Electromyography In Pain and Inflammation Research 40
1.9 Mustard Oil As A Chemical Algogen in the Study of
.................................................... Neurogenic Inflammation 41
1.10 Innervation of the Temporomandibular Joint ............................. 43
1.1 1 Local Anaesthetics
................ 1.1 1.1 Physiology of Neuronal Depolarization and Conduction 46
1.1 1.2 Mechanism of Local Anaesthetic Activity ................................. 47
.................................. 1.1 1.3 Neuronal Excitation-Secretion Coupling 47
1.12 Statement of Rationale, Purpose, and Objectives
....................................................................... 1.12.1 Rationale 48
....................................................................... 1 . 1 2.2 Purpose -49
. . ........................................................... 1 . 12.3 Specific Objectives 49
1.12.4 Rationale for Use of Lidocaine, Bupivacaine,
............................................................... and Mustard Oil 51
2 Materials and Methods
2.1 Drug Itemization. and Preparation
................................................................. 2.1.1 Lidocaine HCl 53
.............................................................. 2.1.2 Bupivacaine HCl 53
.................................................................... 2.1.3 Mustard Oil 54
.............................................................. 2.1.4 Evan's Blue Dye 55
2.1.5 Urethane ....................................................................... 55
.................................................................. 2.1.6 a-Chioralose -56
................................. 2.1.7 Propnetary Heparin, Normal Saline, T-6 1 56
2.2 Experimental Models
2.2.1 General
................. 2.2.1.1 Set Up and Loading of Double Barrel Catheter 57
......................... 2.2.1.2 Confirmation of Final Catheter Position 57
2.2.2 Tissue Expansion Mode1 of Orofacial Inflammation
2.2.2.1 Setup .................................................................. 58
2.2.2.2 Dose Response Curves .............................................. 63
2.2.2.3 Conduction Blockade Using Local Anaesthetic .................. 63
2 -2.2.4 Examination of Contralateral Ternporomandibular
.................................................................... Joint 64
2.2.3 Electromyographic Jaw Reflex Mode1
2.2.3.1 SetUp ................................................................. 64
.................... 2.2.3.2 Confirming Complete Conduction Blockade 65
............... 2.2.3.3 Detmining Duration of Conduction Blockade -66
. . .................................................................... 2.3 Statistical Analysis 68
3 Results
................................................................ 3.1 Dose Response Cuwes 69
3.2 Effect of Local Anaesthetic Block On
....................................................... Mild and Severe Inflammation 72
............................................. 3.3 Confirmation of Conduction Blockade 72
.................................................. 3 -4 Duration of Conduction Blockade 77
........................... 3.5 Contralateral Temporomandibular Joint Examination 77
-
4 Discussion
4.1 Mustard Oil induces Acute Edema Development in
...................................................................... the Rat pTM Area 79
......................... 4.2 Effect of Local Anaesthetic Blockade On Inflammation 80
.............................................................. 4.3 Interpretation of Results 82
4.3.1 Does Mustard Oil Elicit Neurogenic Inflammation
Through Non-neurogenic Mechanisrns?. ................................. -83
4.3.2 Does Mustard Oil Initiate Direct Release of Mediators Of
Neurogenic Inflammation From Nociceptors?. ......................... .86
4.4 The Central Component to Neurogenic Inflammation In the TMJ
4.4.1 Are Dorsal Root Reflexes Fundamental to Acute Neurogenic
............................................................... Inflammation?. .88
............................ 4.4.2 Spinal Reflex Arcs In Acute Inflammation.. ..89
4.5 A Reverse Trend Toward Increased Plasma Extravasation With Local
Anaesthetic Blockade
.................................... 4.5.1 Inhibition Of Sympathetic Efferents.. .9 1
4.5.1.1 The Effect of Local Anaesthetic on
............................................. Sympathetic Neurons. -92
4.5.1.2 Summary: Does the Sympathetic Nervous System
................................ Play A Role In Producing Edema.. 93
4.5.2 Effect of Deafferentation on Activity of Pnmary Afferents and
Plasma Extravasation.. ...................................................... .94
.................. 4.5.2.1 The Gate Control Theory of Inflammation?. ..95
4.6 Other Studies Of Local Anaesthetics In Atternpts To Abolish
......................................................... Neurogenic Inflammation.. -96
.............................. 4.7 Vascular Effects of Lidocaine and Bupivacaine.. .98
4.8 Lidocaine and the Acute Local Cellular Immune Response
viii
.................................................... In The Tissue Expansion Mode1 100
........................................ 4.9 Strengths and Limitations of Methodology 103
....................................... 4.10 Future Directions For Investigation 105
4.1 1 Summary and Conclusions
........................................................................ 4.1 1 . 1 Summary 108
................................................... 4.1 1.2 Two Possible Conclusions 108
.............................................. 4.1 1.3 Clinical Implications of Results 110
.................................................................................... 5 References 1 1 1
List of Tables
Table
1
2
3
Page
Actual Mustard Oil Concentrations Utilized ....................................... 55
Experimental Groups .................................................................. 70
Mean Expansion Distance at time 0.20. 100. and 1 50 ........................... -70
List of Figures
Page Figure
1 A Dynamic Conceptual Model of the Etiology in
Temporomandibular Disorders ....................................................... 5
Common Pathways for Three Proposed Mechanisms .............................. 7
Cytokines and Other Factors Involved in the Pathogenesis of
.................................................................. Rheumatoid Arthritis 10
Evolution of Concepts of Antidromic Vasodilatation and
............................................................. Neurogenic Inflammation -15
Sympathetic Post-ganglionic Nerve Factors Elaborated Which
............................. Contribute to Plasma Extravasation and Joint Injury -18
Schematic: Set Up of Tissue Expansion Model of Neurogenic
........................................................................... Inflammation -59
Tissue Expansion Model of Neurogenic Inflammation: Timing of
Catheter Insertion, Injection of Local Anaesthetic or Saline and
............................................................................. Mustard Oil .62
EMG Jaw Reflex Model: Timing of Catheter Insertion, Baseline
............................................... Recording, and Mustard Oil Injection 67
9 Dose Response Cumes: increasing Mustard Oil Concentrations ................ 71
.................................... 10 Effect of 5% Lidocaine on Expansion Distance 73
............................... I l Effect of 0.5% Bupivacaine on Expansion Distance 74
........................ 12 Summary: Effect of 5% Lidocaine and 0.5% Bupivacaine 75
................................ 13 Evaluating Duration of Blockade By 5% Lidocaine 76
14 Evaluating Duration of Blockade By 0.5% Bupivacaine ........................... 78
1 5 Traditional Axon Retlex Theory ...................................................... 87
................................................... 16 The Trigeminal Dorsal Root Reflex 90
17 Expansion Distance Due to 0.9% Saline or 0.5% Bupivacaine .................. 101
........................ 18 Expansion Distance Due to 0.9% Saline or 5% Lidocaine 102
xii
Abbreviations
ANOVA
CGRP
CGRP-LI
CNS
CNQX
CSF
CVA
DRG
DRR
EB
EMG
GABA
GABAG
GABAB
IL- 1
i.p.
i.v.
LDI
LT
MO
NE
NI
analysis of variance
calcitonin gene related peptide
calcitonin gene-related peptide - like immunoreactivity
Centra[ Nervous System
6-cyano-7-nitroquinoxaline-2,3-dione
cerebrospinal fluid
cerebrovascular accident
dorsal root ganglion
dorsal root reflexes
Evan's Blue
electrom yographic
gamma-arnino-butync acid
gamma-amino-butyric acid receptor subtype A
gamma-amino-butyric acid receptor subtype B
interleukin - 1
intraperitoneal(1y)
intravenous(1y)
laser doppler perfusion imaging
leukotnene
mustard oil
norepinephrine (noradrenaline)
neurogenic inflammation
xiii
NKA
N U - L I
NO
non-NMDA
NPY
NPY-LI
NSAID
PAD
PE
PTM
RA
S.C.
SP
SP-LI
SPGN
TENS
TMD
TMJ
TNF-a
VIP
WGA-HRP
5-HT
6-OHDA
neurokinin A
neurokinin A - like immunoreactivity
nitric oxide
Non N-methyl-D-aspartate
neuropeptide Y
neuropeptide-Y like immunoreactivity
non-steroidal anti-in flanmatory drug
primary afferent depolarization
plasma extravasation
periarticular temporomandibular
rheumatoid arthritis
subcutaneous(l y)
substance P
substance P - like irnmunoreactivity
sympathetic post-ganglionic neuron
transcutaneous electrical nerve stimulation
temporomandibular disorders
temporomandibular joint
tumor necrosis factor - a
vasoactive intestinal polypeptide
wheat gem agglutinin-horseradish peroxidase
5-hydroxytryptarnine (serotonin)
6-hydroxydopamine
xiv
Chapter 1
Introduction and Review of the Literature
1.1 Impetus and focus for the current investigation
The suggestion that physical or functional abolition of nociceptive joint afferents
may prove to be a powerful means to arrest painful, destructive, inflammatory processes
is an exciting prospect. The therapeutic implications for rheumatoid arthritis (RA) and
degenerative temporomandibular joint (TMJ) disease are readil y apparent. Current
management approaches are unsatisfactory in tems of diagnostic criteria and long term
outcome subsequent to a poor understanding of relevant molecular and cellular
pathophysiology. The investigation into neural mechanisms underlying these
inflammatory diseases is still in its infancy.
The hypothesis that neurogenic inflammation plays a pivotal role in the
development of temporomandibular disorders (TMD) has been increasingly embraced in
recent years (Milam and Schmitz, 1995; McKay and Christensen, 1998). However,
evidence for pro-inflammatory neurogenic mechanisms in the TMJ has been
circumstantial at best. Cornparisons of TMJ aspirates from patients with intemal disk
derangement and control groups have revealed more intense expression of substance P-
like immunoreactivity (SP-LI, see section 1.8. l ) and pain ratings fkom affected patients
(Yoshida et al., 1999). The anatomical distribution of SP immunoreactive neurons
paraltels the trigeminal newe fibre distribution in the rat TMJ (Kido et al., 1993).
Carleson et al. (Carleson et al., 1996b) demonstrated SP injection into the TMJ raises
articular levels of other pro-inflarnrnatory peptides such as neuropeptide Y (NPY),
neurokinin A (NKA), and calcitonin gene related peptide (CGRP). Direct physiologic
examination of the TMJ to characterize the potential role of neurogenic mechanisms in
inducing inflammation appears to be the subsequent Iogical step for investigation. This
is the dnving impetus and focus of the current study.
"The one systern where a contribution of neurogenic inflammation
to a clinically relevant pathological process has been documented
is the migraine model, where there is a minimal non-neurogenic
component to meningeal and cerebrovascular inflammation.
In joints and skin it has proved much more difficult to unarnbiguously
demonstrate a major role for neurogenic inflammation."
(Woolf, 1995)
1995 Pain Forum Commentary
1.2 Temporomandibular Disorders and Neurogenic
Inflammation
Ternporomandibular disorders (TMD) are a vague1 y de fi ned and poorl y
understood heterogeneous collection of related conditions which present with common
symptoms that may include pain, joint clicking, and limitation of jaw movement
(Grosfeld et al., 1985; Locker and Slade, 1988; Rugh and Solberg, 1988; LeResche et
al., 199 1 ; Dworkin and LeResche, 1992; De Kanter et al., 1993; Dimitroulis et al., 1995;
NIH, 1996). An accurate estimate of the prevalence is difficult to make given the variety
of critena used to define a TMD (De Kanter et al., 1993; Deng et al., 1995). Joint pain
has been reported in 0.8- 12.9% of the general population with a higher prevalence in
women (Locker and Slade, 1988; Shiau and Chang, 199 1 ; De Kanter et al., 1993; Bibb
et al.. 1 995; Goulet et al., 1995; Hiltunen et al., 1995). Pain prevalence increases fiom
teen years to adulthood and then diminishes in geriatric populations (Greene, 1994;
Wanman, 1996). These statistics indicate that TMD as defined by joint pain is a
widespread phenornenon and is responsible for considerable pain, suffering, dysfunction
and reduction in quality of life for both young and elderly.
The use of symptomatology rather than objective clinical means of defining
TMD is ultimately a reflection of our limited appreciation of the pathophysiological
mechanisms underlying these conditions. Sternming fiom this ignorance are inadequate
subclassifications and consequent myriad arrays of surgical and non-surgical
management schernes and treatrnent protocols (Milarn and Schrnitz, 1995). Success in
treating disease requires first an ability to accurately and reliably diagnose the
underlying pathosis (Dimitroulis et al., 1995).
Our research efforts should focus on the integration of two related aspects of
disease management. First, a conceptual framework must be recognized that embraces
the multifactorial nature of TMD including physical, emotional and psychophysical
factors. Second, molecular biologic mechanisms that underlie physical contributions to
such disorders must be elucidated. Management modalities addressing the primax-y
biologic etiology of a M D while embracing secondary contributing factors will serve
patients and clinicians as a sound, and effective means to deal with TMD.
Parker (Parker, 1990) has proposed a dynamic conceptual model for approaching
the diverse etiological factors to TMD (Figure 1). The masticatory system is in dynamic
homeostatic balance between extreme conditions of 'orthofùnction' and 'pathofünction'.
Orthotiinction is a texm coined by Rugh (Rugh and Solberg, 1976) to describe a
physiologically Iünctional masticatory system including those simply adaptive in this
marner. Pathotùnction is dysfiinction involving injury of some sort: a TMD (Parker,
1990). Individuals are generally maintained in a state of orthohnction through
homeostatic mechanisms (Parker, 1990). The model further proposes that States of
orthofunction and pathofùnction have driving forces, which increase adaptability or
hyperfunction respectively. Various etiological factors either increase or decrease
adaptability or hyperfunction. The resulting sum of al1 influencing factors determines the
ultimate tendency toward orthoîùnction or TMD.
Physical trauma is held to be the single most important factor in reducing the
adaptability of the masticatory system and consequently a force predisposing toward
development of TMD (Parker. 1990). Trauma may take the form of excessive articular
loading through parafunction or may occur through surgical manipulation of the TMJ
(Parker, 1990; McKay and Christensen, 1998).
A recent hypothesis put forth by Milam and Schmitz (Milam and Schmitz, 1995)
regarding the molecular rnechanisms of TMD sirnilarly propose that mechanical trauma
may be the single most important initiating event in the process of joint degeneration.
Mechanical integrity of joint c m be envisioned to be the physical factor denominated in
Poor Health Structural Integrity
1 Female Gender
Male Gender Good Systemic
/kalthy Joint Structure 1
Low Stress s No Depression
Stable Occlusion No Sleep Disorders
Occlusion Depression
Life S tressors Sleep Disorders
Pathofunction
Figure 1 A Dynam ic Conceptual Mode1 of the Et iology in Tempommandibular Disorders Adapted fiom Parker, 1990
the aforementioiied mode1 (Parker, 1990) as imparting on the joint the property of
'adaptability'. Mechanical stresses rnay lead to TMJ tissue destruction and subsequent
reduced adaptability. A vicious cycle rnay ensue.
Currentl y, three h ypotheses have been proposed to ex plain how mechanical stress
rnay result in net tissue loss (Figure 2).
The first hypothesis subtends that mechanical stress causes direct darnage to
tissues. This rnay be through disruption of molecules and production of fiee radicals.
Free radicals rnay degrade important articular tissue components such as hyaluronic acid
via a propagated chain reaction (Milarn and Schrnitz, 1995). Free radicals rnay increase
arachidonic acid metabolism and consequent production of compounds such as
prostaglandins. Prostaglandins in tum rnay sensitize primary afferent neurons supplying
periarticular regions. Mechanical stress rnay also cause direct darnage at the cellular
level through disruption of cellular cytoskeletons (Haskin et a/., 1993).
The second mechanism proposed is production of a hypoxia-reperfusion injury
following mechanical stress. Articular loading rnay prûduce a transient localized hypoxia
and modification of certain enzyme species. Subsequent reperfusion rnay cause these
enzymes to catalyze reactions leading to fiee radical production and consequent tissue
damage as described previously.
The final mechanism that has been suggested to lead to tissue degradation
following mechanical insult to the TMJ is through a neurogenic inflammatory pathway.
1 Mechanical Stress
Direct Cellular Wury
Free Radical Hypoxia-Repemision
Arachidonic Acid Metabolkm
blatrix Degrading Enzymes
Figure 2 Common Pathways for Three Proposed Mechanisns of Degerierative TMJ Disease Adapted fmm Milan and Schmitz, 1995
1.3 Rheumatoid Arthritis and Neurogenic Inflammation
Rheumatoid arthritis (RA) is "a chronic multisystern inflammatory disease with
autoimmune features, and of unknown cause, associated with characteristic joint
deformities and increased mortality rate." (Odeh, 1997)
This definition of RA taken from a recent review highlights two key points. First,
the precise etiology of RA is presently unknown. Second, disease is only defined by
clinical signs and symptoms (Amett et of ., 1 988). The American Rheumatism
Association 1987 Criteria requires 4 of 7 defined signs or symptoms to be present in
order for the diagnosis of RA to be made (Amett, 1988). These include moming s t i f iess
in and around joints lasting at least 1 hour before maximal improvement, and symmetnc
swelling of joints (Amett, 1988). Additional important features of RA are its tendency to
involve more distal joints, and its increased severity the more distal the joint involved
(Mitchell and Fries, 1982b).
RA is a disease for which first and second line pharmacologic agents have
proven unsatisfactory in the long term due to limited effectiveness and signifiant side
effects (Iannuzzi et al., 1 983; Scott et al., 1 987; Pincus, 1 992). Complications include
non-steroidal anti-inflammatory drug (NSAID) gastropathy, osteoporosis, osteonecrosis,
fractures, cataracts, diabetes and other catabolic effects (Roubenoff et al., 1990; Hall et
al., 1993, Leigh and Fries. 1994). Outcornes usually consists of years of pain, suffering,
severe functional debilitation, work disability and premature death (tannuzzi et al., 1983;
Scott et al., 1987; Pincus, 19%).
RA is a condition recognized worldwide. The prevalence of RA is most
commonly reported to be between 0.3% to 1% in the adult population (Alarcon, 1995).
Peak onset is between the fourth and six decades of life with a predisposition for women
at a ratio of 3: 1 (Alarcon, 1995). RA is clearly recognized to shorten the life expectancy
of affected individuals (Pincus and Callahan, 1993; Pincus et al., 1994).
The diagnosis of TMJ involvernent by RA is made by signs and syrnptom as
outlined above in addition to signs and symptoms related to the joint itself including
clicking, crepitus, locking, and soreness (Holmlund et ai., 1 992; Celiker et al., 1 995).
Reported incidence of RA involvement in the TMJ varies fiom 5 to 86% (Syrjanen,
1985). A recent study of 20 patients reported a prevalence of 45% (Celiker, 1995).
Recent research into molecular mechanisms of RA implicate a number of key
inflammatory mediators expressed by immune cells (Figure 3). Key to this concept is the
identification of 'inflarnmatory stimuli' responsible for stimulating cells to elaborate
such factors. These 'inflarnmatory stimuli' may potentially take the form of a neurogenic
release of pro-inflammatory mediators.
Levine et al. (Levine, 1985; Levine et al., 1985a) make poignant remarks
regarding the potential role of neurogenic mechanisms in the pathogenesis of RA:
"The proposed pathogenic mechanisms for rheumatoid arthritis
in man - an abnomal immunologic response, a normal immunologic
response to an arthntogenic infectious agent, or a combination of these
two mechanisms - do not explain the important clinical features of these
diseases. . .We hypothesize that neural mechanisms are involved in the
pathophysiology of inflammation in rheumatoid arthritis."
1 ( Inflammatory Stimuli ) 1 1 Neurogenic Inflammation 1
LIF P GE, IL-1
PGE, Plasmin Plasmin
IL-6 IL-6 IL-1 IL-8 IL-8 IL-6 PGE, GM-CSF IL-8 MMPs LIF GM-CSF
MMPs L E IL-1 Mm's TNF- a =-a Others 1 CAM- 1
1 Others
='GE, IL- 1 Tm-@ TNF-a FGF MMPs
MMPs FcRm
Destruction /
Figure 3 Cytokines and Other f a d m Involved in the Pathogenesis o f Rheumatoid Arthritis Adapted fiom Ode4 1997
1.4 Neurogenic Inflammation
1.4.1 Definition
"Neurogenic inflammation is increased vascular permeability and
plasma extravasation elicited by antidromic stimulation of sensory nerve
fibres."
(Chahl, 1988)
1.4.2 Historie Background
Research and knowldge pertaining to neurogenic inflammation (NI) has its
ongins in the study of a related phenomenon known as antidromic vasodilatation.
Antidromic vasodilatation has been the subject of investigation for more than a century.
Stricker (Stricker, 1876) in 1876 noted that stimulating the cut ends of dorsal roots of
peripheral nerves induced an increase in the temperature of skin innervated by these
nerves secondary to vasodilatation. He concluded that these dorsal nerve tninks
contained efferent fibres, which contradicted the Bell-Magendie Law of separation
(Agnew et al., 1 965). Bayliss (Bayliss, 1 90 1 ) in 1 90 1 confimed these findings and
fûrther demonstrated that cutting these nerves between the ganglia and spinal cord had
no effect, but division distal to the ganglia caused degeneration of these nerve fibres and
abolished the vasodilatory response. Bayliss concluded the vasodilatation was in fact due
to the efferent activity of afferent nerves and coined the term 'antidrornic' to articulate
this concept. Bruce (Bruce, 19 13) in 19 13 demonstrated mustard oil (MO) induced
vasodilatation in the cat conjunctiva required intact nerve conduction but not necessarily
connection to the spinal cord. He suggested this phenornena of vasodilatation took place
completely within a single nerve fibre and its associated branches through a so-called
'mon reflex'. Langley (Langley, 192 1) in 192 1 suggested a physiological role for
antidrornic vasodilatation in the flare component of inflammatory reactions and therefore
not simply epiphenomena.
Lewis (Lewis, 1927) in 1927 described the 'triple response' of an inflammatory
reaction as having the components of redness, wheal, and flare. He rightly assumed that
the f lue response was distinct from the wheal or edema formation shown later to be due
to increased vascular permeability secondary to endothelial ce11 contraction (Majno et
al., 1969). Lewis suggested flare was mediated through an axon reflex, which delineated
the extent of vasodilatation according to the receptive field of that particular nerve. He
further suggested the role of a 'neurotransmitter' substance released fiom nerve
terminais to the site of action on the vasculature. This was to account for the delay of
vasodilatation observed fiom the time of nerve stimulation. Lewis suggested histamine
as this neurotransmitter but later concluded that other chemicals must be involved since
the reaction to histamine alone (including itch sensation) was not necessarily present
with vasodilatation.
Jancso and colleagues (Jancso et ai., 1967; Jancso and Jancso-Gabor, 1968) in
the 1960's and 1970's utilized capsaicin, an extract of hot peppers to induce a wheal and
flare response in the skin. Desensitization of entire animals was achieved with neonatal
parenteral capsaicin treatment indicating that capsaicin somehow acted selectively on
sensory nerve fibres (Jancso, 1967). Jancso (Jancso and Jancso-Gabor, 1968)
demonstrated that intact nerve conduction was necessary for induction of a flare
response since it was abolished by local anaesthesia. The wheal response though
requiring the presence of nerves did not depend on nerve conduction since local
anaesthetic block had no effect. Interestingly, capsaicin pretreatment of tissue was able
to abolish the ederna response to antidromic stimulation of the rat saphenous nerve
(Jancso, 1967). These studies provided the first strong direct evidence that sensory
neurons were responsible for producing the phenornena of antidromic vasodilatation and
associated vascular penneability.
Hinsey and Gasser (Hinsey and Gasser, 1930) noted antidromic vasodilatation
was elicited with voltages sufficient to produce a 'C' wave on a neurogram. Celander
and Folkow (Celander and Folkow, 1 953) were the first to provide direct evidence that
nociceptors were responsible for antidromic vasodilatation. Thermal stimulation only
into the noxious range elicited vasodilatation in the cat paw skin and this was abolished
with denervation. Chahl and Ladd (Chahl and Ladd, 1976) demonstrated that edema was
evoked with voltages sufficient to excite C-fibres in the rat saphenous nerve.
These studies and work by Jancso and Lewis al1 suggested that the mechanisms
and mediators of antidromic vasodilatation were similar if not identical to the ones
responsible for producing increased vascular permeability and plasma extravasation
(PE): that is, neurogenic inflammation.
1.43 Concepts From Past to present
The concept of neurogenic inflammation since its inception has embraced several
key aspects. Lewis (Lewis, 1927) coined the t e m 'nocifensor' systern to indicate his
belief in the existence of a separate neural network dedicated to host defense. n i e
recognition of the role of neurally derived mediators and involvement of mast cells was
similarly proposed (Lewis, 1927; Kieman, 197 1 ; Kiernan, 1972). Figure 4 depicts the
evolution of how these various components are thought to integrate to produce a
neurogenic inflarnmatory response. 4 (a) illustrates the axon reflex proposed by Lewis
(Lewis, 1927). The relegation of the role of mast cells fkom having a direct action on
afferent terminals (c) has changed to an action on vasculature as depicted in (d). It was
not until the 1970's that SP appeared to be the primary mediator of neurogenic
inflammation as illustrated in (e) (Lembeck et a/., 1977; Lembeck and Holzer, 1979).
Lembeck and Gamse (Lembeck and Gamse, 1982) proposed the action of an axon
cascade initiated by mediators which then propagated centrally as nociceptive
information and penpherally to release SP from neuronal terminals. The current day
concept (f ) perceives an initiating event to take place at the neuronal terminal resulting
in an eventual antidromic depolarization from the CNS and release of neurotransmi tters
such as SP, neurokinin A (NKA) and calcitonin gene-related peptide (CGRP) (Maggio
and Hunter, 1984; Gamse and Saria, 1985). SP and neurokinin A then act on mast cells
to release histamine (Jonzzo et al., 1983). CGRP in this context fbnctions to vasodilate
and facilitate the action of histamine, SP, and NKA (Gamse and Saria, 1985).
&on reflex £km Lewis, 1927
To CNS & N o acept ion
Mustard + 0 d I I
Histamine - -
~urratt Concept ]
I $ / To CNS From j
CNS ; 1 v ;
Mustard
CGRP SF'/-NKA
Figure 4 Evolution o f Concepts o f Antidromic Vasodilatation and Neumgenic Inflammation Adapted fim Chahl, 1988
Two other components of the neurogenic inflamrnatory response have received attention
in this decade. The role of the syrnpathetic nervous system and the role of central
influences are relatively unknown and the subject of current investigation.
1.4.4 The Sympathetic Newous System in Neurogenic Inflammation
1.4.4.1 Sympathetic Influences Increase Severity of Chronic Arthritis
The precise contribution of sympathetic efferents in arthritis has yet to be
elucidated. Levine et a/. (Levine et a/., 1986) dernonstrated that dorsal rhizotomy caused
an increase in arthritic severity in adjuvant induced rat knee arthritis. It was furiher
reveûled that prior sympathectomy abolished the exacerbation, suggesting a cntical role
of the sympathetic nervous system or large diameter afferents. In another study rat strains
with increased basal sympathetic tone (hypertensive rats) manifested more severe clinical
and radiographie evidence of arthritis (Levine, 1986).
Elucidation of specific receptors involved is further evidence for the role of
sympathetic post-ganglionic neurons (SPGN) in inflammatory disease. Epinephrine and
salbutamol (a specific Pz-agonist) increase severity of adjuvant induced arthritis
(Coderre, 1 990).
These data taken together strongly suggest a role of the syrnpathetic nervous
systern in exacerbating severity of chronic arthritis. The mechanism of sympathetic
influence on underlying inflammation has only recently becorne investigated using
models of acute inflammation and remains ambiguous.
1.4.4.2 Sympathetic Contributions to Plasma Extravasation
Lam and Ferrel (Lam and Ferrel, 1993) using laser doppler perfusion imaging
(LDI), demonstrated vasoconstriction in normal joints but vasodilatation in inflamed
joints following saphenous nerve stimulation. Supplernentation of acutely inflamed joints
with SP or CGRP resulted in a conversion of vasoconstriction to vasodilatation. These
experiments suggest an ontagonistic relationship between neuropeptides thought to be
released fiom small diameter unmyelinated afferents and vascular effects of the
sympathetic nervous system in modulating PE.
S tudies utilizing speci fic adrenergic receptor agonist and antagonists provide
good evidence for the sympathetic system in modulating PE (Figure 5). In a study by
Green et ai. (Green et al., 1993b), the effects of 6-OHDA and bradykinin (which both
release noradrenaline (NE) fiom SPGN terrninals) was to increase PE and not decrease it.
This finding is at odds with the observation in the sarne study that K' administration
(which also depolarizes and releases NE from SPGN terrninals) decreases PE. To
reconcile this apparent paradox, the authors point out that bradykinin and 6-OHDA while
releasing NE also release pro-inflarnmatory factors such as prostaglandin E2 (PGE?)
(Gonzales et al., 1989; Gonzales el ai., 1 99 1 ). Antidromic stimulation and K+
administration release inhibitors of PE such as NE and neuropeptide Y (NPY) but do not
release pro-inflammatory CO-transmitters such as PGE2. Pursuant to this theory, the
authors (Green et al., 1993a) proceeded to demonstrate in a mode1 of acute inflammation
induced by bradykinin that NE and NPY infiision diminish the PE response. NE was
1 LEGEND 1
O Mediators of p h a cxtmvasatioo
ln Release of medators
Ik inhibition of release
Joint 1 Joint
Figure 5 Sympathetic Post-gaaglionic Nerve Factors Elaboraîed Which Contriiute to PlasnaExtravasation and Joint Injury. Adapted h m Coderre et d. 1991
able to decrease baseline PE and perfusion with PGEz caused marked enhancement of PE
as theorized.
A multitude of other studies support the indication that catecholamines such as
NE reduce baseline PE and inhibit increases in PE (McKinney and Lish, 1966; Brown et
al., 1968; Green, 1972; Green, 1974; Svensjo et al., 1977; Joyner et al., 1979; Coderre et
al., 199 1 ) .
Komorowski et al. (Komorowski et al., 1 996) examineci the effect of
guanethedine sympathectomy on EB dye leakage in dental pulps of molars in response to
MO (a putative neurogenic algogen, see section 1.1 O). No difference was found between
in sympathectornized versus unsympathectomized rats in the degree of EB leakage. It
was concluded that SPGN have little role in MO induced PE. An expected decrease or
increase in PE to topical MO, and carrageenan injection was not seen after chernical
sympathectomy by Donnerer et al. (Domerer et al., 199 1 ) In both cases, MO induced
PE appear to be unaffected by sympathectorny.
Some authon suggest that this apparent lack of sympathetic influence is in reality
due to incomplete sympathectomy (Green, 1993b). This hypothesis is given support in a
study by Domerer et al. (Domerer et al., 199 1 ) who observed that guanethidine
treatment neonatally resulted in an 86% reduction in NE levels in skin and consequent
reduction in PE response to antidromic stimulation. In contrast when 6-OHDA was used
to induce sympathectomy, only a 66% reduction in NE levels were observed and
consequently no reduction in PE was seen in response to antidromic stimulation.
Two other studies finding signifiant roles of SPGN also confirmed the presence
of complete sympathectomy (Lam and Ferrell, 199 1 a; Green, 1993b).
1.4.43 Sympathetically Mediated Increases in Plasma Extravasation
May Represent A Reparative Mechanisrn
Increasing plasma extravasation can occur coincident with decreasing tissue
destruction. Clonidine (a specific a?-agonist) enhances PE while concomitantly reducing
severity of adjuvant induced arthritis (Coderre, 1990). The converse has also been
indicated experimentalIy: NE release fiom SPGN tenninals appears to inhibit PE (Green,
1993a) while epinephrine increases severity of adjuvant induced arthritis (Coderre et al.,
199 1). It has been suggested that PE serves a protective and reparative function by
diluting pro-inflarnrnatory peptides and enhancing their clearance (Coderre et al., 199 1).
The implication is that increased PE can CO-exist with decreased severity of joint injury
as evaluated radiographically. That is, PE is not to be equated with undesirable arthritic
changes.
1.4.5 Parasympathetic Influences on Neurogenk Inflammation
The role of parasympathetic influences in neurogenic inflammation are even less
well defined. Delepine and Aubineau (Delepine and Aubineau, 1997) found an increase
in PE in dura mater when electrically stimulating the sphenopalatine ganglion in rats.
This response was reduced with capsaicin pretreatment but completely abolished with
atropine infusion indicating activating parasympathetic fibres promotes NI.
1.4.6 The Central Newous System in Neurogenic Inflammation
Early concepts of NI incorporated the role of the central nervous system (CNS)
only to the extent of transmission or processing of nociceptive inputs (Chahl, 1988).
Current evidence suggests a role of the CNS in NI from two perspectives, either through
spinal reflex circuits and/or through descending modulatory influences from supraspinal
levels (Levine, 1 985).
1 A6. I Local Spinal Circuits
The bilateral nature and symrnetry of conditions such as RA suggest a central
influence on the disease process. More speci ficall y, this symrnetry suggests the existence
of local spinal circuits mediating responses to stimuli at the segmental level. Chahl and
Ladd (Chahl and Ladd, 1976) noted that antidromic stimulation of the saphenous nerve
in one limb produced an edema response in the contralateral limb. Levine et al. (Levine,
1985) afier three days of priming stimulus of saline in one rat paw applied a mild injury
and observed an increase in mechanical h yperalgesia and swelling in the contralateral
paw. The 'cross-swelling' response was elirninated in acute and chronically peripheral
denervated rats. Syrnpathectomized and capsaicin treated rats also failed to dernonstrate
contralateral swelling coined by the authors as "reflex neurogenic inflammation"
(Levine, 1985).
Houghton er al. (Houghton et al., 1998) in a mode1 of acute arthritis in the rat
knee induced by carrageenan and kaolin examined the effect of spinal administration of
both stereoisomers of 3-isobutylgaba (3-IBG). This compound originally designed as a
y-arninobutyricacid (GABA) analog acts at neither GABAA or GABAe receptors but is
thought to act rather at a subunit of voltage dependent calcium charnels (Gee et al.,
1996). Administration of either stereoisomer pior to inflammation induction reduced
maximal swelling demonstrating that intervention in the CNS cm reduce peripherally
evoked edema. Rees et al. (Rees et al., 1995) recorded activity in affierent fibres of the
media1 articular nerve in rat hindlimbs and demonstrated antidromic action potentials
after inflammation induction penpherally in the knee. Dorsal rhizotomy abolished
activity indicating action potentials were reflexively generated in the dorsal root. Sluka
et al. (Sluka et al., 1994b) in a mode1 of acute inflammation induced by carrageenan and
kaolin, demonstrated spinal cord transection had no effect on reducing inflammation in
the rat knee but dorsal rhizotomy did. These data indicate that local spinal circuits but
not descending influences were active in production and maintenance of articular
inflammation. Sympathectomy also had no effect.
Mapp et al.(Mapp et al., 1993) examined levels of SP and CGRP in the dorsal
hom and dorsal root ganglion (DRG) both in acute and chronic models. In the acute
phase, levels of CGRP and SP in the ipsilateral and contralateral dorsal hom and DRG
increased significantly. In the chronic study, no elevated levels of either SP or CGRP
were observed in the contralateral spinal cord or ganglion. Levels in the ipsilateral side
were significantly reduced.
This and other studies (Bileviciute et al., 1994) provide evidence of
neurochernical change in the CNS associated with the presence of an acute and chronic
inflarnmatory reaction. These changes, while highly suggestive of a role for supraspinal
elernents, are far from conclusive and leave many questions unanswered as to their exact
physiologic role and properties.
1.4.6.2 Central descending modulation
If segmental neural circuits at the spinal cord levef reflexively mediate
neurogenic inflammation then a subsequent inquiry would entai1 detexmining whether
descending controls could modiQ the peripheral inflammatory response. Morphine has
been dernonstrated to decrease firing of spinal cord neurons through brainstem
descending controls (Basbaum and Fields, 1984). In a chronic adjuvant mode1 of
experimental arthritis Levine et al. (Levine, 1986) found that intracerebroventricular
administration of morphine over 72 hours reduced the severity of arthritis compared to
controls. No control for the systemic activity of morphine was provided and therefore
local interactions of morphine on peripheral opioid receptors may have confounded
results.
One of the hallmark features of RA is its manifestation in joints bilaterally,
symmetricall y, and for more distal joints to exhibit more severe disease (Mitchell and
Fries, 1982a; Arnett, 1988). Perhaps one of the most fascinating phenornena to be
reported in the literature are cases of hemiplegia, in which RA develops unilaterally.
Hammoudeh et al. (Hammoudeh et al., 198 1) report a case in which a 53 year old
woman underwent craniotomy and left carotid ligation for brain aneurysms and was lefi
hemiplegic on her right side. Over the next six years she developed signs and symptoms
of RA on her lefi side exclusively. Hamilton (Hamilton, 1983) reports a case of a 64 year
old man who experienced a cerebrovascular accident (CVA) ten yean previously
resulting in right herniplegia. Two years following his CVA he began having bouts of
arthritic signs and symptoms - limited to his left and non-paretic side. A number of other
case reports in the literature descnbe similar instances of this apparent protective effect
of hemiplegia in RA (Thompson, 1962; Glick, 1967; Ueno et al., 1983; Zonin et al.,
1996).
Valayos and Cohen (Velayos and Cohen, 1970) describe a case in which a CVA
resulted in hemiplegia, in a patient with established RA. Signs and symptoms of arthritis
continued to worsen on the unaffected side and regressed on the paretic side.
A minority of reports have involved non-rheumatoid joint inflammation in the
presence of herniplegia. Mitchell and Capell (Mitchell and Capell, 1982) report two
cases of right-sided hemiplegia following CVA's. Development of acute episodes of
idiopathic sterile monoarthritis of joints ensud 7 to 10 days later in both cases with
signs and symptoms limited to the non-paretic side. The patients exhibited no
radiographie abnomali ties, never exhibi ted leukocytosis, and were negative for
rheumatoid factor. Goldberg et al. (Goldberg et al., 1980) describe a woman having right
armed paralysis secondary to poliomyelitis at age 3. At age 67 she began to experience
pain, swelling, and reduced functional capacity limited to left handed joints.
Radiographic evidence of osteoarthritis was evident in the functional hand but not the
paralyzed hand. Heberden and Bouchard nodes were present on the functional but not
the paralyzed hand. In 1995 Etherington and Spector (Etherington and Spector, 1995)
report a similar case of unilateral osteoarthritis in a hemiplegic patient.
It has been suggested that disuse of paretic joints spares hem of traumatic
loading and strain thereby exerting a protective effect. These reports cannot however be
explained on this basis since many have been ambulant for decades yet still exhibit
unilateral RA (iÏnompson, 1962).
These case reports taken together fùrther suggest that articular are heavily
dependent on intact descending central influences for initiation as well as maintenance.
1.4.7 The Cellular Immune System and Neurogenic Inflammation
Inflammation is a process initiated not through a single predictable pathway but
through multiple means of generation. The neurogenic release of mediators is only a
component of an integrated non-specific immune system involved in the process of
defense and repair of tissue after physical, chemical, or microbiological insult.
Neurogenic influences on the inflammatory response likely act in concert with other
inflammatory factors, most notably non-neuronal immune response systerns. This
immune response in general ternis may be described as innate non-specific or acquired
specific (Mayers and Johnson, 1998). In the former, mediators may be derived fiom
nerve terminals, immune cells, membrane fatty acids, vascular and tissue derived
precursors. Scott et al. (Scott et al., 1994) review these important classes of mediators
such as cytokines, fatty acid derivatives, completnent systems derived compounds,
histamine and serotonin. nie precise role of each of these mediators and their
relationship with the neurogenic inflammatory response is unknowr~, and the subject of
current debate and study.
Cytokines are glycoproteins secreted by virtually al1 nucleated ce11 types which
are involved in modulating activity of other host defense cells and processes such as
inflammation. Interleukin- l (IL- 1 ) is a primary cytokine released in the early stages
following acute injury and is chemotactic for lymphocytes, neutrophils, and
mononuclear phagocytic cells (Martin and Resch, 1988; Mayers and Johnson, 1 998).
Production ancilor release of IL- 1 may be stimulated by noxious stimuli, immune
complexes, and important1 y, neuropeptides (Oppenheim et al., 1986; Kimball et ai.,
1988; Scott et ai., 1994). IL- 1 increases phospholipase A?, arachidonic acid,
leukotriene, and eicosanoid levels such as prostaglandins, thromboxanes, and
prostacyclins: potent mediators of the inflammatory reaction. Notably, prostaglandins
Dz. El, Fz (PGD2, PGE?, PGF-) vasodilate and potentiate edema development.
Leukotriene B4 (LTB4) is a potent chemotactic agent promoting aggregation of
neutrophils while LTC4, LTD4, LTE4, and LTF4 cause a variety of actions including
increasing vascular permeability in post-capillary venules (Pace-Asciak, 1989).
Production of macrophage derived tumour necrosis factor-a (TNF-a) is stimulated
(Martin and Resch, 1988).
The complement system is compnsed of 14 plasma protein components that
interact to produce a number of pro-inflammatory effects. C3a and C5a components may
induce histamine secretion by mast cells and basophils. C4 and C2 cleavage result in
vascular permeability. Certain complement components are chemotactic for immune
cells (Scott et al., 1994).
The kinin system represents a set of peptides cleaved fiom a-globulin kininogen
precursors by kallikrein and non-specific proteases such as trypsin (Kadar, 1989).
Kallikrein itself is derived prekallikrein cleaved by Hageman factor, which is activated
as part of the blood-clotting cascade. Kinins cm aIso be produced from immune cells
such as mast and basophils directly as a result of cellular protease release in acute
inflammatory reactions (Dray, 1997). Exarnples of important kinins are bradykinin in
plasma and kallidin in tissue. Kinins are potent pain producing agents, vasodilators, and
cause increased vascular permeability and consequent edema formation (Kadar, 1989).
Bradykinin levels increased in acute inflammation (for example neurogenic
inflammation) ihemselves act to release neurotransmitten fiom sensory afferent nerve
terminais (Green er al., 1993~).
Histamine and serotonin (5-hydoxytryptamine or 5-HT) are two important
biogenic amines found in mast cells and platelets (Scott et al., 1994; Dray, 1997).
Release of histamine results in interactions with HI and Hz receptors to cause
vasodilatation, vascular permeability and PE (Lam and Ferrel, 1990). The role of mast
cells in neurogenic inflammation is unclear. There is evidence that SP released fiom
neural terminals causes increased vascular permeability and PE through the
degranulation of mast cells (Lam and Ferrel, 1990). Levine et al. (Levine et al., 1990)
hypothesizes that innervation of joints exerts a trophic effect on mast ce11 density which
suggests a critical role played by these cells in mediating neurogenic inflammation.
1.5 Acute Versus Chronic Inflammation
1.5.1 Acute and Chronic Inflammation: Traditional Methods of Induction
Acute algogenic models of inflammation have traditionally utilized carrageenan
and kaolin (Sluka et al., 1994b), MO, xylene, and capsaicin (Jancso, 1967).
Development of inflammation afier application of these compounds is immediate and
continues to develop for 3-4 hours (Sluka et al., 1995; Fiorentino et al., 1999;). In
contrast, chronic arthri tic models have traditional1 y utilized injection of Freund's
adjuvant in which inflammation develops slowly over 3-2 1 days (Sluka, 1995).
Adjuvant induced arthritis is suggested to be due to lymphatic activation by
mycobacterial proteins (Freund, 195 1 ). Carrageenan induced inflammation is generally
thought to be mediated by non-neurogenic cellular mechanisms (Fearn et al., 1965;
Willis, 1969), though others have reported evidence to the contrary (Lam and Ferrell,
199 1 a).
1.5.2 Acute Models of Infiammation And Study of Dorsal Root
Reflexes
The key interactions between neural and cellular components in the early acute
stages of inflammation cannot be expected to apply rigidly to later chronic stages.
Nonetheless, the hope is to gain insight into more chronic processes. However, one
primary reason for using an acute mode1 is its inherent simplicity and ability to lend
itseif to exarnination of fiindamental mechanisms of inflammation.
For example, acute models lend thernselves to the study of 'dorsal root reflexes'
(see section 4.4.1 ) (Sluka, 1995). With this in mind, the prospect that an acute
neurogenic inflammatory process rnay conceivably be initiated and maintained via
central and peripheral neurologic mechanisms is an exciting prospect. An initial step in
our survey for novel therapeutic approaches to TMD is the demonstration that
neurogenic inflammatory mechanisms play a significant role. The hope is that despite
the use of an artificial animal mode1 of acute inflammation, we may still gain insight into
those mechanisms that render neurogenic inflammation a potentially significant self-
sustaining phenomena.
"Acute inflammation in the absence of some sustained peripheral disease
is usually self limiting. A patient with acute staphylococcal septic
arthritis, if treated with the appropriate antibiotics, has a rapid resolution
of the inflamed joint. The sarne is tme for acute gout, and most non-
immune related inflammations. This leaves the intriguing question, can
the nervous system itself initiate peripheral inflammation, and if so, does
this occur via dorsal root reflexes? The jury is out."
(Woolf, 1995)
The majority view until now had been that dorsal root reflex is an artifact of
abnormal experimental situations. They have been demonstrated in laboratory animals
under very particular conditions such as the temperature of the animal, the anaesthetic
used, and the highly synchronized inputs fiom many afferents (Schmidt, 197 1 ; Linsey,
1995). There have always been doubts as to the significance dorsal root reflexes would
have in normal fùnction (Linsey, 1995).
1.53 A Continuum of Inflammation, Acute to Chronic
The inflammatory process initiated by the injection of MO in the TMJ of the rat
is an acute process. The issue of how and to what extent the study of acute inflammation
relates to chronic inflarnmatory processes for the most part is unknown and a matter of
current debate. In the context of inflammatory TMJ disease, that point at which an
'acute' phenornena becomes a 'chronic' becomes a philosophic question. ft is far more
likely that physical and functional manifestations of these arbitrary definitions exist on a
continuum and even CO-exist in transition. Certainly the physical elements within which
inflammation is induced and persist are present in the acute and chronic stages. For
example, the neuroanatomic relationships behveen primary and secondary afferent
neurons, sympathetic neurons, vasculature, synovial elements etc. are defining the
physical limits of edema, blood supply and so on. Arthritis-induced dorsal root reflexes
(see section 4.5.1) appear to be mediated by the sarne non-NMDA and GABAA receptors
in the spinal cord dorsal horn in both acute and chronic models (Sluka, 1995) This does
not mean that these elements remain static throughout the development and maintenance
of inflammation. They are more likely plastic and dynarnic, continually changing in
physical nature and function. For example, it is conceivable that in acute stages of
synovial inflammation, fiee nerve endings may be found (as they likely do in non-
pathologie states) in the superficial layers of synovium (Kido et al., 1995). Physically
poised to exert a secretory function, the afferents are promoted to secrete mediators such
as SP and CGRP into the articula space in response to an adequate stimulus. Mast ce11
degranulation in response to SP occurs (Barnes et al., 1986). Vascular endothelial
function is altered and vascular pemeability ensues with immune ceIl up-regulation. As
the inflarnmatory process progresses, the synoviurn may become hypertrophic and
'outgrow' the free afferent suppl y in some areas or the nerves may become atrophic and
microscopically begin to give the appearance of a non-imervated superficial synovium
(Mapp et al., 1990). Along with the synovium begiming to taking on a villous
hyperplastic appearance (Holmlund et al., 1992), pro-inflammatory sympathetic efferent
influences may now become proportionally more pronounced (Green, 1993a; Green,
1993b). Mast ce11 density decreases and consequently their role in the inflammatory
process senesces (Levine, 1990). As inflammation persists, macroscopic tissue changes
become apparent in the forrn of fibrosis, adhesions, and thickening of the capsule
(Holmlund et al., 1992).
Accompanying cellular and microscopic changes are associated clinical
fünctional manifestations. In acute stages, pain and physiologic reflex limitation of
mandibular movement may occur (Yu et al., 1995). As the inflammatory process evolves
and persists, physical limitation of movement may manifest or worsen.
1.6 Animal Models of Neurogenic Inflammation
1.6.1 General
A number of models have been utilized to investigate the physiologic
mechanisms and mediators of neurogenic inflammation as well as its specific
contribution to inflammatory diseases such as RA and TMD. In each case a proxy
measure of inflammation is chosen and change in this measure due to various agonists
and antagonists is evaluated.
Quantification of extravascular leakage of proteins labelled with dye in tissues
subject to an acute inflammatory reaction has been a traditional means of assessing PE.
The original method by Ramsdell (Ramsdell, 1928) utilizing Trypan Blue has been
modified and improved unto its most recent form using Evan's Blue (EB). Dye
extraction protocol by Harada et al. (Harada et al., 197 1) and spectrophotometric dye
measurement b y Saria and Lundberg (Saria and Lundberg, 1 983) comprises the method
most widely used and relatively unchanged. Use of a radiolabeled compound to quanti@
PE rather than spectrophotometry has also been implemented (Newbold and Brain,
1995)
The principle of using protein-binding dyes to quanti% PE is simple. Dyes such
as EB bind to plasma proteins such as albumin. As a consequence of an inflarnmatory
response, vascular permeability occurs allowing the extravascular outflow of these
plasma proteins into the sumounding tissue. Reduction in vascular content of dye is due
predominantly to this transvascular flux in the first 4 to 5 hours (Green et ai., 1988).
ï h e effect of various putative mediators and compounds on FE may be
quantified by first injecting them into tissues. If a joint is the tissue in question, the
contralateral one is typicall y utilized as a control for the trauma induced secondari1 y by
mechanical distention of fluid and penetration of the catheter used to introduce
compounds. EB is injected intravenously (i.v.) and the animal sacrificed at a
predetermined time. Tissue is then dissected out, and analyzed for EB content. The knee
has been studied extensively using this method (Lam and Ferrell, 199 1 a). Neurogenic
inflammation involving the TMJ (Haas et al., 1992; Yu et al., 1996;), skin (Louis et al.,
1989; Dux et al., 1996), tracheal mucosa (Lundberg and Saria, 1983), esophagus,
bladder, ureter, conjunctiva, and duodenum has also been examined in this way (Saria et
al., 1983).
A modification of this method has been utilized in studying the knee joint in
particular (Green. 1993a). Skin overlying the knee is excised to expose the joint capsule.
EB dye is injected intravenously. A catheter is introduced into the joint space and
perfusion initiated with a syringe pump while a second catheter is introduced into the
joint space to allow the outflow of perfusate. Compounds to be tested are added to the
perfusate, the resulting fluid is collected at predefined intervals, and analyzed
spectrophotometricall y for EB content. This method has the advantage of allowing
quantification of PE over continuous time course rather than being limited to single
points in time when sacnficing anirnals in techniques requiring tissue recovery.
A recent modification developed by Jonsson et al. (Jonsson et al., 1998)
examined P E induced by burn injury to the rat abdomen. Digital image colour analysis
was used to provide a continuous in vivo quantification over time of inflammatory PE.
Physical measurernent of swollen tissue has been another alternative associated
with varying degrees of accuracy and precision. In the rat, the knee joint lends itself to
direct circumferencial measurement with a device such as a measuring tape (Rees, 1995;
Houghton et al., 1998; Lawand et al., 1999). Measurement of mouse ear thickness has
been atternpted directly with fine micrometer calipers (Inoue et al., 1995). Volumetric
displacement of fluid by the extrernity in question has also been utilized to quantifi
changes in tissue volume (Lippe et al., 1993a).
1.6.2 Study of the TMJ
Study of neurogenic inflammation involving the TMJ area in an animal model
presents a number of difficulties. The joint does not lend itself to circumferential
measurement with measuring tape. Measuring ederna with calipers is difficuit if not
impossible. Volumetric displacernent of fluid is cornplicated by the fact that the joint is
approximated to the aiway which must not be compromised. Perfusion of the joint and
extraction of perfusate with a second catheter is extremely difficult within the TMJ for
several reasons. The joint capsule is deep to muscle and fascia whereas the knee joint
capsule is relatively accessible. To consistently place both catheters in the first attempt
into the sarne joint space (there are two compartments in the TMJ) would be difficult at
best. The sheer size of the knee joint relative to the TMJ allows placement of two
catheters. Attempts to pass two catheters through the TMJ may obliterate the capsule and
afferent supply.
For the aforernentioned reasons, study of ederna involving the TMJ area in the rat
has traditionally been perfomed with the fluorometric measurement of EB (Haas et al.,
1992; Yu, 1995) afier Saria and Lundberg (Saria and Lundberg, 1983). In 1999
Fiorentino et al. (Fiorentino, 1999) devised a simple yet effective means of
demonstrating edema development in periarticular temporomandibular (pTM) tissues of
the rat TMJ. The so-called 'tissue expansion' model was compared to traditional EB
methodology and was found to be simple, efficient, and equally effective in measuring
PE. Most noteworthy was that this model offered for the first time a means to study
neurogenic inflammation development in the pTM over a continuous time course
(Fiorentino, 1999).
1.7 Neurogenic Inflammation Involving the TMJ
1.7.1 Substance P
One prirnary line of evidence for the role of neurogenic inflammatory
mechanisms in the TMJ is the presence of mediator substances in nerves innervating the
articula tissues and in perfusate of inflarned joints. The prototypical neurotransmitter in
neurogenic inflammation is substance P (SP). Other putative mediators are calcitonin
gene related peptide (CGRP), vasoactive intestinal polypeptide (VIP), neurokinin A
(NKA), and neuropeptide Y (NPY).
In 193 1 SP was isolated from equine brain and intestine by von Euler and
Gaddum (von Euler and Gaddum, 193 1). SP was found to cause hyperemia in tissues
when injected mimicking antidromic vasodilatation. It was hypothesized by Hellauer and
Umrath (Hellauer and Umrath, 1947) and tùrthered by Lembeck (Lembeck, 1953) that
SP was a neurotransrnitter released by sensory afferent nexves and the mediator of
antidromic vasodilatation. Andrews and Holton (Andrews and Holton, 1958)
demonstrated that afier section, levels of SP fell in a degenerating distal portion of
afferent neurons but rose in the proximal stump suggesting that SP was synthesized in
the ce11 body but transported to the nerve endings.
The determination of the peptide sequence and synthesis of SP in 197 1 was
followed soon afler by development of antibodies and radioimmunoassays (Powell et al.,
1973). A reliable means of characterizing the anatomical distribution of SP had been
bom. SP-like irnmunoreactivity (SP-LI) was found in primary afferent nerves of the
intestine (Nilsson et al., 19759, and ceIl bodies of dorsal root and spinal cord (Hokfelt et
al., 1975a; Hokfelt et al., 1975b). In 1975 it was demonstrated that SP is in fact
transported to the central terminais from ce11 bodies (Takahashi and Otsuka, 1975).
By 1980 SP appeared to be the primary neurotransmitter responsible for
mediating neurogenic inflammation (Chahl, 1988). Its potency, pharmacology,
disposition and activity were found to most closely mimic the effects of antidromic
stimulation of nerves (Chahl, 1988).
PE induced by SP is thought to involve specific interactions with vascular
receptors with the C-terminus of the peptide and related tachykinins (Foreman et al.,
1983).
1.7.2 Substance P and Arthritic Joints
Synovial fluid aspirates fiom knees, have been found to contain elevated
amounts of CGRP-LI, SP-LI, and VIP-LI in patients with RA as compared to
osteoarthritis (Hernanz et al., 1993). In contrast, a study by Marshall et al. (Marshall et
al., 1990) showed no difference in synovial fluid concentrations of SP in patients with
RA or osteoarthritis.
1.73 Substance P in the Temporomandibular Joint
Alstergren et al. (Alstergren et al., 1995) undertook radioimrnunoassay of
putative mediators of NI. Plasma and TMJ fluid aspirates were taken fkom 41 patients
with TMJ arthritis and analyzed for content of SP-LI, CGRP-LI, NPY-LI, and NKA-LI.
Al1 four peptides were present in al1 patient samples which is suggestive of an
association with a neurogenic inflarnmatory response but makes no argument for a
causal relationship. To address this ambiguity, Carleson et al. (Carleson et al., 1996a)
analyzed levels by radioimmunoassay in plasma, cerebrospinal fluid (CSF) and TMJ
perfusate before and after injection of adjuvant into the rat TMJ. Both monoarthritic
(unilateral TMJ injection of adjuvant only) and polyarthritic (adjuvant injected into the
tail base) models were studied. Injection of adjuvant into the right TMJ of rats induced a
significant increase in CGRP-LI, NPY-LI, NK A-LI, and SP-LI in both TMJ's at both 1
and 12 hours. A centrally mediated reflex was suggested by the authors to account for
the bilateral appearance of increased peptide levels. It is conceivable that a systemic
effect of adjuvant injected into the joint may account for this though plasma levels were
not significantly elevated.
These studies demonstrate that adjuvant induced monoarthritis in the TMJ is
associated with increased levels of peptides known to mediate inf ammation. A number
of confounding factors still penist however. The activity of adjuvant is not specific for
nociceptive neurons (known to be a primary source of SP (Nilsson et al., 1975)). It has
been suggested that peptidergic neurons are activated by mycobacterial proteins in
lymphoid structures and that polyarthntis is due to lymphatic activation (Freund, 195 1).
Furthemore, non-neuronal sources of peptides from immune cells is also a possibility
(Jakab et al., 1993).
Despite the suggestions drawn fiom al1 the above studies, the evidence for NI in
inflarnrnatory disease of the TMJ rernains equivocal. Study is required of the influence
of functional neural presence and absence in development of inflammation to make firm
arguments for NI in the TMJ.
1.7.4 Direct Study of the Neural Influence On Joint Peptide levels
Carleson et al. (Carleson et al., 1997) exarnined peptide levels in TMJ and
trigeminal ganglia of rats with adjuvant induced arthr;.tis afier 29 days. These peptides
such as SP (Lembeck and Holzer, 1979) and CGRP (Cambridge and Brain, 1992) have
been shown to have pro-inflarnmatory effects. Effects of pretreatment with subcutaneous
capsaicin and unilateral trigeminal surgical denervation on levels were studied.
Levels of SP-LI, and CGRP-LI were increased compared to controls in both
trigeminal ganglion and TMJ pemisate 29 days following adjuvant injection. This is
expected since the purpose of adjuvant was to stimulate an inflarnmatory reaction and
presurnably levels of inflammatory mediators. Surgical ligation of the third division of
the trigeminal nerve inhibited the increase in joint SP-LI, and CGRP-LI in response to
adjuvant injection. This result suggests that afferent neme viability is vital to be able to
increase intra-articular levels of pro-inflammatory mediators such as SP and CGRP.
Capsaicin pre-treatment prevented increase in levels of CGRP in response to adjuvant.
This similari y suggests afferent fibre viabili ty is necessary to increase intra-articular
CGRP in response to adjuvant.
Certain results from this study tempered conclusions regarding the neural
influence on inflammation. Rats receiving ligation of the mandibular nerves exhibited a
decrease of 50% in SP-LI but not CGRP-LI levels (both are thought to be CO-localized in
C-fibres (Alstergren, 1995). Othen have similarly demonstrated a reduction in CGRP
but not SP-immunoreactive fibres afier capsaicin treatrnent ( S m k i et al., 1997).
Capsaicin pre-treatrnent failed to inhibit the increase (80 to 90% increase) in joint SP-LI
in response to adjuvant. Finally, surgical ligation failed to reduce levels of CGRP-LI
though capsaicin treatrnent did.
One tùndarnental problem in measuring peptide levels (SP and CGRP) is the
speculation of the level at which point they induce clinically significant effects. To this
end, al1 dmgs have a subthreshold level at which their presence fails to produce a given
response. Increases in peptide levels during inflammation is more indicative of a causal
relationship but even changes in peptide levels is not absolutely indicative. It has been
demonstrated that CGRP levels in the TMJ following capsaicin injection fluctuate in
cyclic fashion from control levels to elevated levels throughout an inflammatory
reaction (Spears et al., 1998). This may indicate peptides such as SP and CGRP may in
some circumstances act as markers of inflammation.
Confounding the issue further are results fkom as a shidy by Mapp et al. (Mapp,
1990) who have described reduced numben of CGRP and SP immunoreactive nerves
imervating superficial synovium in patients with RA versus patients without RA.
1.8 Electrornyography In Pain and Inflammation Researcb
The orofacial musculature lacks muscle spindles and golgi tendon organs (Sessle,
1997). A compensatory mechanism to modifi afferent activity based upon efferent input
is the excitatory (and inhibitory) reflex connections made by a and y-motoneurons to
TMJ, penodontal ligament and other afferents (Sessle, 1997).
Stimulation of TMJ afferents in animals with algesic chemicais such as
potassium chloride, histamine, 7% sodium chloride, and MO, has been dernonstrated to
evoke reflex electromyographic (EMG) activity in jaw muscles such as the anterior
digastric, masseter, and middle ternporalis (Broton et al., 1988; Broton and Sessle, 1988;
Yu, 1995; Yu, 1996; Bakke et al., 1998).
Baseline activity may be quantified and compared to activity evoked by algesic
chemical stimulation of primary afferent neurons under a variety of conditions. For
example, these may be specific receptor antagonists such as the opiate receptor
antagonist naloxone (Bakke et al., 1 998), or non-NMDA antagonist MK-80 1 (Yu, 1996).
Complete conduction blockade of pnmary afferents imervating the TMJ should
theoreticall y abolish the typical MO evoked reflex jaw muscle activity. This was indeed
demonstrated by Yu et al. in 1995 (YU, 1995). Injection of 2% lidocaine 5 minutes prior
to injection of 20% MO into the TMJ of the rat completely negated the reflex EMG
activity in digastric and masseter muscles (Yu, 1995).
Based upon these experiments, the EMG mode1 provides a means by which to
evaluate the degree of conduction block of primary afferent fibres supplying the rat
TMJ.
1.9 Mustard Oil As A Chemical Algogen In The Study Of Neurogenic Inflammation
Mustard oil (allylisothiocyanate) has been used in the study of neurogenic
inflammation for decades. However, the precise molecular and cellular actions have yet
to be elucidated. No specific 'MO receptor' has been characterized. No endogenous
ligand with activity similar to MO has been identifiai. tIistologica1 examination of
tissues 30 minutes afier application of MO to mouse skin revealed edema in dermal and
subdermal layers but no tissue darnage and no blood ce11 leakage into extravascular
tissues (houe et al., 1997). Polymorphonuclear leukocyte infiltration is induced by MO
injection (Haas, 1992).
Antidromic stimulation produces increased vascular permeability and PE similar
to topical MO application, but does not sensitize nociceptors (Reeh et al., 1986). In
contrast, MO application to rat paw skin decreases mechanical and thermal thresholds as
well as increases spontaneous activity in C-fibres (Reeh, 1986). This suggests that the
mechanism of M O effect on afferents is similar with respect to production of PE but not
identical to antidromic stimulation of afferent C-fibres in other respects.
There is evidence to suggest that the MO induced vasodilatory response to be
nitric oxide (NO) dependent while not exudative component (Lippe et al., 1993b).
Mustard oil appears to cause vasodilatation and increased vascular pemeability
through a neurogenic mechanism. Jancso et al. (Jancso, 1967; Jancso et al., 1977)
demonstrated that systernic neonatal treatrnent of rats with capsaicin resulted in
degeneration of almost al1 pnmary afferent nociceptors. A consequent reduction in the
edema formation in the adult rat paw to topical MO was demonstrated (Jancso, 1977).
An extensive investigation into the mechanism of MO induced inflammation was
undertaken by houe et al. (Inoue, 1997) The effect of MO on wild type and mast
deficient mice was evaluated. No difference between mast ce11 deficient mice and
controls was obsewed as quantified by EB method or by direct measurement of edema.
This suggests mast cells and histamine release are not important factors in producing PE
by MO. Ederna was quantified in the mouse ear by direct measurement of tissue
thickness in response to 5% MO. Capsaicin pretreatment of ears (which has been shown
to reduce SP content of C-fibre nociceptors) reduced the edema response elicited by
MO. In contrast to this finding, pretreatment with cyclooxygenase inhibitors, S-
lipooxygenase inhibitors, antihistamines, 5-HT antagonists, NO inhibitors, ruthenium
red (functional inhibitor of the capsaicin receptor), or CGRP inhibitors, al1 failed to
modify the edema response to MO.
Lippe et al. (Lippe et al., 1993b) examined the response to topical MO using
measures of inflammation including skin temperature change (thermography), EB
spectroscopy, and paw volume change (edema). Neonatal pretreatment with capsaicin
resulted in abolition of the temperature increase, edema formation, and EB content in
adult rats. This indicates that MO requires functional capsaicin sensitive neurons to
produce vasodilatation, and increased vascular permeability. Similar to houe et al.
(Inoue, 1997) no statistically significant reduction of edema formation by NO inhibitors
was observed.
These studies taken together indicate that MO evoked vasodilatation and
increased vascular pemieability are dependent upon the existence of fùnctional C-fibre
afferents and that these effects are secondary to release of mediators fiom these neural
terminals. Additionally, indications are that direct endothelial injury, NO,
prostaglandins, leukotrienes, and histamine, do not necessarily play a role in these
responses. MO appears to act solely through a neurogenic mechanism. It is therefore an
invaluable tool for use in investigating the role of neurogenic inflammation in the
pathogenesis of inflammatory conditions involving tissues such as the TMJ.
1.10 Innervation of the Ternporomandibular Joint
In humans and the Macaque monkey, the TMJ is imervated by branches of the
third division of the trigeminal nerve. The auriculotemporal nerve is quantitatively most
important, imervating the posterior and lateral aspects of the TMJ capsule. The anterior
capsule is supplied by the masseteric nerve and occasionally the deep temporal. The
media1 aspect is innervated by a combination of auriculotemporal and masseteric
(Schmid, 1969).
Evidence for a role of neurogenic inflammation in the etiology of conditions such
as RA and especially TMD has been further strengthened by the specific identification of
nociceptors and localization of these neurons in and around cntical vascular and
synovial layers. Their appearance in this manner is pivota1 in suggesting a role in
inflammatory processes of the TMJ.
The general innervation of the TMJ has been described by light microscopy in
mouse and monkey models by Frommer and Monroe (Frommer and Monroe, 1966) and
Keller and Moffet (Keller and Moffett, 1968) respectively. Both demonstrated that
neurons actually terminateci in the synovial lining layer of the TMJ. Attempts to
specifically identiw these as sensory neurons was undertaken by several authors
(Ichikawa et al., 1989; Kido, 1993; Johansson et al., 1986). Each of these studies
demonstrated CGRP and SP like immunoreactivity in and around the synovial lining of
the TMJ of rat and monkeys alike. However, Heym et al. (Heym et al., 1993)
demonstrated that this SP and CGRP immunoreactivity is not specific for primary
afferent neurons since they may also be found in sympathetic fibres. This presented a
confounding factor since autonomic efferents had been identified in the TMJ of the rat in
addition to these sensory fibres (Widenfalk and Wiberg, 1990).
Kido et al. (Kido, 1995) resolved this ambiguity in 1995 using wheat germ
agglutinin-horseradish peroxidase (WGA-HRP) labelling. WGA-HRP is a compound
that once introduced into a neuron ce11 body, will be transported in an anterograde
fashion toward the neural terminal. This allows visuaiization by light microscopy of the
fine anatomical distribution of fibres. The authors were able to conclusively dernonstrate
the innervation of the TMJ of the rat with sensory afferents and detail the fine structure
as well as distribution of those fibres. Specifically, nerve bundles were observed entering
the joint from antenor, postenor, and lateral aspects but few medially. Frontal sections
demonstrated sensory afferents in the peripheral portions of the disk especially in the
lateral of the TMJ. Fine nerve fibres were observed in the synovial and subsynovial layer
of the membrane lining the joint compartments and overlying the cartilage of the
mandibular condyle. No fibres were observed in the thin central region of the disk. A
few fibres were observed in the penosteum of the condyle and temporal bone. Whole
mount preparations demonstrated the density of the neural network to be greatest in the
anterior aspect of the TMJ. Electron rnicroecopy demonstrated axons in close
approximation to post capillary venules, in superficial synovial lining at a minimum
distance from synovial cells of 75 nm. Kido (Kido, 1993) suggests that the significance
of the close anatomical location of afferent terminais to the synovial lining surface
points their ideal role to monitor the intrarticular environment and their proximity to
blood vessels indicate their potential neurogenic role (Kido, 1995).
Most recently, Casatti et al. in 1999 (Casatti et al., 1999) utilized a retrograde
axonal tracing study in order to characterize sensory and autonornic perikaryal profiles.
A tracer (EB) was deposited in the superior joint cornpartment of rats sacrificed and
analyzed 20 days later. The total proportion of autonornic labelled perikarya (56%) was
greater than that of sensory penkarya (44%). Of the sensory perikarya, 88% were tound
in the posterolateral aspect of the trigeminal ganglion and 12% found in C2-CS dorsal
root ganglia (DRG). In the autonornic ganglia, 66% were found in the supenor cervical,
19% in the stellate, and 15% in the otic. No profiles were found in the trigeminai
rnesencephalic nucleus. No large diameter perikarya were observed in this study
indicating the relative absence of a and P afferent fibres (The characteristic morphology
of neurons and associated conduction velocities has been established by Harper and
Lawson (Harper and Lawson, 1985)). This study dernonstrates that the innervation of
the rat TMJ is attributable equally to sensory afferents and autonornic efferents.
Autonornic innervation is predominantly sympathetic but 15% are fiom parasympathetic
fibres.
Retrograde immunocytochemistry has characterized this autonomic innervation
as originating fiom the sphenopalatine and otic ganglia (parasympathetic) and stellate
ganglion (sympathetic) (Uddman et al., 1998).
1.1 1 Local Anaesthetics
Physiology of Neuronal Depolarization and Conduction
The membrane potential exists in a neuron due to the selective penneability o f
the membrane to sodium ions and the existing concentration gradients across the neural
membrane for sodium, potassium, and chloride ion. Propagation of an action potential
requires first an initial stimulus to disturb the resting membrane potential of a neuron.
This disturbance takes the f o m of a depolarization in the membrane. This depolarization
is manifested chemically as an increase in penneability to sodium ions due to an opening
of sodium channels. If this depolarization is of sufficient magnitude (to bnng the
membrane to firing threshold), a larger depolarization occurs. ï h i s larger ciepolarization
is manifested as a massive influx of sodium. This massive influx changes the local
membrane potential and consequently sets up a current in the adjacent membrane at
resting potential. This current then opens sodium channels and similarly sets up a cument
in the next segment of membrane. This continuous creation of sequential currents along
the membrane is the propagation of a so-calleci 'action potential' (Malamed, 1990b).
1.11.2 Mechanism of local Anaesthetic Activity
The action of local anaesthetics is most widely held to be at the neural membrane
surface, at the site of specific receptors located on sodium channels. At least four
receptor sites may be bound in order to alter nerve conduction. In each case, the ability
of the sodium channe1 to allow the influx of sodium ions is inhibited. This is manifested
as the inability to produce a depolarization. Without depolarization of the membrane, no
action potential can be initiated and propagated. Tertiary amine local anaesthetics such
as Iidocaine bind at a site within the sodium channei to block membrane depolarization.
A small proportion (10%) of the blockade of sodium channels is thought to corne fiom a
nonspecific interaction with membrane lipids by the base form of tertiary-amine local
anaesthetic dmgs (Malarned, 1990b).
1,11.3 Neuronal Excitation-Secretion Coupling
Release of chernical mediators fiom the terminals of neurons are dependent upon
activation of voltage gated calcium channels and subsequent influx of calcium ions.
(Bicknell, 1988; McBumey and Kehl, 1988; Gonzalez Burgos et al., 1995; Losavio and
Muchnik, 1997) Opening or activation of calcium channels is accomplished through
depofarization arising fiom a propagated action potential (Branchaw et al., 1998). High
voltage-activated channels are mainly responsible for excitation-secretion coupling
(Jones, 1998). The brief (< 1 ms) delay between action potential arriva1 at a nerve
terminal and secretion initiation and termination suggests the cellular machinery
involved in neurochemical secretion is intimately associated with the calcium channel
(Jones, 1998). Secretion from neural terminais then does not occur without an initiating
depolarization of neural membranes by an action potential. Lt follows then that
neurogenic inflammation does not occur without depolarization of afferent nerves and
therefore may be blocked by a local anaesthetic.
1.12 Statement of Rationale, Purpose, Objectives
1.12.1 Ra tionale
TMJ involvernent in RA is well established (Levine et al., 1985a; Syjanen,
1985; Tegelberg, 1987; Ettala-Ylitalo et al., 1987). In these patients, the clinical signs
and syrnptoms exhibited involving the TMJ such as pain, clicking, crepitus, reduced
mandibular movement secondary to their arthritis are identical to criteria diagnostic of
so-called 'TMD'. McKay and Christensen (McKay and Christensen, 1998) summarize
the impact and current thoughts regarding the single somatic disease entity designated as
'TMD' :
"It is estimated that the insidious and progressive TMJ disease
entity of synovitis/osteoarthritis/intemal derangement/osteoarthrosis
exists and evolves throughout the adult life of 25%-3S% of the
population. TMJ synovitis/osteoarthritis is a vicious prolonged
neurogenic inflammation that affects the superficial synovial tissues and,
indirectly, the synovial fluid, . . 9 9
In light of the aforementioned body of evidence regarding TMD and RA
involvement of the TMJ this stud y h ypothesizes that neurogenic mechanisms play a
cntical role in the induction and maintenance of inflammation involving the TMJ.
Statement of Purpose
The purpose of this study was to investigate the neurogenic contribution
underlying acute TMJ inflammation by evaluating the effect of local anaesthetic
blockade of afferent innervation on the development of MO induced edema in the rat
TMJ area.
Specific Objectives
1. Confirm that a neurogenic component exists in acute TMJ inflammation.
Tissue expansion after MO injection into the pTM will be observed if a neurogenic
mechanisms play any role whatsoever in TMJ inflammation.
2. Evaluate the extent to which neurogenic inflammation may contribute to TMJ
inflammation.
This may be investigated by establishing a dose-response curve for varying
concentrations of MO.
3. To evahrate the relative neirrogenic contribution in mild and severe TMJ inflammation
indirced by MO.
This may be accomplished by evaluating the effect of local anaesthetic induced
conduction blockade on the response evoked by the appropriate MO concentrations
determined in (1).
4. Confirm that the local anaesthetic indirced condtrction blockade is complete-
This may be accomplished by observing whether the typical jaw reflex response to MO
injection is abolished at the time of MO injection.
5. Establish the duration of cornpiete local anaesthetic indirced condtiction blockade.
This may be accomplished by observing at various times when the jaw reflex response to
MO injection is abolished and retums following injection of 5% lidocaine and 0.5%
bupivacaine.
1.12.4 Rationale for Utilization of Lidocaine, Bupivacaine
and Mustard Oil
Lidocaine was chosen because it has been commonly used in previous studies
relating to the investigation of local anaesthetic effects on neurogenic inflammation.
(Yu, 1995; Dux, 1996; Midroni et al., 1996). A 5% lidocaine concentration was chosen
because it is a clinically relevant value. A 2% solution was not used since it was decided
to err on the side of a higher concentration than the minimal necessary to provide
conduction blockade. The minimal concentration required to produce complete
conduction blockade given the volumes utilized in this study were estimated based upon
in viiro and in vivo studies of the activity of lidocaine on rat sciatic nerves (Popitz-
Bergez et al., 1995; Jaffe and Rowe, 1996).
Bupivacaine was chosen because of its reported extended duration of effect as
compared to lidocaine (Malarned, 1990a). A 0.5% concentration was chosen since it is a
clinically utilized value.
This study is an exploration into the mechanism of the vasodilatory and increased
vascular permeability response induced by the small-fibre excitant and infiammatory
imtant MO. This and the study by Fiorentino et al. (Fiorentino, 1999) are based upon
expenments involving the nociceptive fibre activation of jaw muscle reflexes in response
to MO application to the TMJ (Yu, 1995; Yu, 1996; Bakke et al., 1998). Though
intimately related, NI is not identical to the dimension ofinflammatory pain. This study
hopes to provide insights into the mechanisms of neurogenic inflammation, placing
relevant findings in context with the associated dimension of inflammatory pain
explored with EMG studies. It follows then that the chemical algogen, doses, and
method of injection chosen for the neurogenic inflammatory investigation should ideally
approximate if not duplicate the apparatus utilized in the study of nociceptive fibre
activated jaw reflexes. MO, utilized in the EMG studies is considered a selective
activator of nociceptors and is ideally suited for studies relating to neurogenic
inflammation. The concentrations and volumes are therefore based upon those used in
the aforementioned studies.
Chapter 2
Materials and Methods
2.1 Drug Itemization and Preparation
Al1 drugs masses were measured with a Mettler PM2000 electronic scale. An error of + .O0 1 mg was assumed.
2.1.1 Lidocaine HCI
An aliquot for injection was prepared prior to each experiment. Lidocaine
hydrochlonde powder (2-(Diethylamino)-N-(S,6-dimethylphenyl)acetamide
hydrochloride, Sigma Chernical Co., St. Louis, MO, USA) 50 mg was measured out and
placed in a 1 ml vial. One millilitre of sterile normal saline for injection (0.9% sodium
chloride injection USP, Baxter, Toronto, Ontario) was then added. The mixture was then
agitated by hand for 2 minutes. This method provided lidocaine HC1 at a concentration
of 5%.
Bupivacaine HCI
An aliquot for injection was prepared pnor to each experiment. Bupivacaine
hydrochlonde powder ( 1 -buty l -n - (2 ,6 -d imethy lpheny1) -2 -p ipendide , Sigma
Chernical Co., St. Louis, MO, USA) 50 mg was measured out and placed in a 1 ml vial.
One millilitre of sterile normal saline for injection (0.9% sodium chloride injection USP,
Baxter, Toronto, Ontario) was then added. The mixture was then agitated by hand for 2
minutes. This mixture was then added to 9 ml of additional saline and again agitated by
hand. This method provided bupivacaine HCI at a concentration of 0.5%.
2.1.3 Mustard Oii
Mustard oil (allylisothiocyanate, Aldrich. Milwaukee, Wisconsin, USA) of varying
concentrations were prepared by diluting a volume of stock MO with the appropriate
volume of minera1 oil. The stock chernical was provided at a concentration of 95%. The
dilutions and subsequent designation of concentrations assumed a stock concentration of
100%. This was to facilitate preparation of solutions and labelling. Actual concentrations
were slightly less than the label by which they are referred to and are provided in Table 1
along with relative composition of minera1 and MO respective1 y. Mixtures were agitated
by use of a Maxi Mix Plus@ (Bernstead/Thermolyne, Dubuque, Iowa) mixer prior to
use.
Table 1. Reference labels and corresponding MO concentrations
1 Label (Referreà to in ~igÜres and Text) 1 Actual MO Concentration I
2.1.4 Evan's Blue Dye
Evan's Blue powder (Sigma Chemical Co., St. Louis, MO, USA) 100 mg was
measured and placed into an Erlenmeyer flask. 10 ml of distilled water was added to the
powder and stirred with a magnetic stimng pellet for 4 minutes. This provided a solution
of Evan's Blue dye at a concentration of 10 mg/ml.
2.1.5 Urethane
Urethane powder (Ethyl Carbarnate, Sigma Chemical Co., St. Louis, MO, USA)
20 g was measured and placed into an Erlenmeyer flask. 100 ml of distilled water was
added and the mixture stirred with a magnetic stimng pellet for 1 minute. The solution
was heated slowiy whilst being stirred until 30°C. 4 g of sodium borate was then added
and the mixture was heated to 45°C and stirred until al1 urethane powder had dissolved.
The solution was allowed to cool to room temperature. This method provided urethane
solution at a concentration of 200 mg/ml.
2.1.6 a-chloralose
1 g of a-chloralose powder (Fisher Scientific, Fairlawn, NJ, USA) was measured
out and placed in an Erienmeyer flask. 100 ml of distilled water was added and the
mixture stirred with a magnetic stirrer until al1 crystals of the chernical had been
dissolved. This method provided a-chloralose at a concentration of 10 mg/ml.
2.1.7 Proprietary Heparin, Normal Saline, and T-61
Hepaiean@ (Heparin Sodium U.S.P, Organon Teknika, Toronto. Ontario,
Canada) 1000 U/ml was utilized to aid in draining blood of the rat during saline
perfusion in order to visualize EB marking of PE.
Normal stenle saline for injection (0.9% sodium chloride solution, Baxter
Corporation, Toronto, Ontario)
T-6 1 8 (Hoechst, Regina, Saskatchewan, Canada) was utilized in euthanasia.
2.2 Experimental Models
2.2.1 General
2.2.1.1 Set Up and Loading of Double Barre1 Catheter
In early work with the tissue expansion and EMG models it was shown that
aqueous solutions would reflux back up the catheter and/or catheter tract when
attempting to inject them into tissues. To address this problem, both local anaesthetics
were drawn into the catheter in appropriate volumes with minera1 oil introduced prior.
The surface tension and viscous nature of minera1 oil ensured that the complete volume
of aqueous solution was expelled from the catheter tip and no quantity refluxed back into
the tubing. Its non-polar nature ensured that both phases were kept sequestered and
contamination was not a problern. This technique was employed in both models to allow
introduction of aqueous solutions into the TMJ.
2.2.1.2 Confirmation of catheter position
in both tissue expansion and EMG models, EB dye ( 1 0 mglml, 20 mg/kg) was
injected i.v. through the femoral vein cannula prior to euthanasia. Rats were then
euthanized and immediately perfUsed transcardially with 300 ml of 0.9% saline. Skin
and superficial muscle (masseter and temporalis) were dissected and retracted to expose
the periarticular tissues. Obvious bluing of the disk and capsule was taken to be
confirmation of correct placement of the catheter. Eight animals with bluing not
involving the joint capsule and disk were excluded from analysis.
2.2.2 Tissue Expansion Model of Orofacial Inflammation
2.2.2-1 Set Up (Figure 6)
Male Sprague-Dawley rats (Charles River, St-Constant, Quebec, Canada)
weighing 275-450 g were used in this study. Rats were housed in pairs under constant
humidity, temperature of 20°C, and light and dark cycles of twelve hours duration. Rats
were permitteci access to food and water ad libidzrm and allowed one week to become
acclimated to their surroundings before experimental procedures.
Rats were weighed immediately prior to anaesthesia. Anaesthesia was obtained
by intraperitoneal injection of a-chloralose (50 mgkg) and urethane (1 000 mg/kg)
solution. Animals maintained respirations spontaneously.
The hair on skin overlying the right TMJ area was shom with an electnc razor.
This area extended fiom the outer canthus of the right eye to just anterior to the right ear
antero-posteriorly, and above the zygomatic arch to the midpoint of the mandibular
rarnus supero-inferiorly.
Temperature was monitored rectally with an electronic probe. A heating pad was
manually activated and deactivated to keep core temperature maintained at 37.2 f 0.S0C.
To monitor heart rate, two 4 cm pieces of 30 gauge wires were tunneled subcutaneously
over the left and right chest wall with the use of a 2 1 gauge needle. Leads were attached
to the wires and the signal arnplified 1000 times before feeding into a real time Tektronic
TDS2 10 oscilloscope. Heart rates were maintained at 400 beats per minute.
Figure 6 Schematic: Set Up Of Tissue Expansion Mode1 of Neurogenic
Inflammation. Adapted f?om Fiorentino et al., 1999
The trachea was surgically exposed, separated from the esophagus, and an
incision made just below the third tracheal cartilage. A tracheal cannula was inserted
into the proximal airway and sutured in place with 2-0 silk. The surgical wound was
closed with 3-0 silk sutures. This tracheal cannula facilitated maintenance of a patent
airway during the experiment.
The lefi femoral vein was surgically exposed, separated from the femoral artery
and ligated distally. A 22-gauge blunted needle was inserted into the proximal segment
of the femoral vein and sutured in place with 2-0 silk suture. The intravenous line was
flushed with 0.5 cc of 0.9% saline. The surgical wound was closed with 3-0 silk suture.
The rats were then mounted on a sterotaxic appliance (David Kopf Instruments,
Tunjunga, CA, USA) with ear bars placed in the lefi and right extemal auditory meatus
(EAM), and central incisors engaged into an incisor bar. Mineral oiI was applied to each
eye to prevent dessication. A subpenosteal incision was made to expose the cranial
vault. Two pilot holes were placed in the left and nght parietal bones anterior to the
parieto-occipital suture and lateral to the inter-parietal sutures. Two 8 mm stainless steel
screws were placed into the pilot holes. A rigid mounting a m itself fixed to the
stereotaxic frame was approximated to the exposed screws and ligated with a piece of
30-gauge stainless steel wire. The three screws and wire were coated with kt" dental
acrylic and allowed to set.
Ear bars were removed and a polyether silicone mold was approximated to the
lefi side of the head and neck. Dental plaster was mixed, placed in the mold and allowed
to set while engaging the lefi side of the head and neck.
A double barre1 cannula constructed fiom two 27 gauge dental needles was
connected to PESO polyethylene tubing and attached to two 25 pl glass Hamilton
syringes (Hamilton Co., Reno, Nevada USA). The right zygomatic arch was palpated
and the posterior infero-lateral aspect of the zygomatic arch located. The catheter was
inserted at this point to a depth of 2 mm at which bony contact was obtained and then
advanceci anteriorly 0.5mm. The tubing and catheter position were fixed to the fiame
with masking tape. A paper support track was fixed lateral to the right TMJ area. A 50
mm tungsten microelectrode (FHC, Bowdoinham, ME, USA) was cut proximally and
bent 90" 3mm fiom the tip. The proximal end was attached to the skin overlying the
right TMJ area with a drop of cyanoacrylate adhesive and the distal end allowed to lie
passively on the support track. This served as a physical marker of lateral tissue
expansion. A second neural electrode was fixed to a micromanipulator and the tip lined
up the marker with the aid of a 1.6 X power dissecting microscope (Seiler Instruments,
St.Louis, Missouri). Following swelling of the periarticular tissues, the marker fixed to
the rat tissue becarne displaced laterally. Realigning the two electrode tips using the
micromanipulator allowed assessment of tissue expansion laterally.
An initial reading on the micromanipulator was taken and recorded along with
core body temperature, and heart rate. A baseline of 15 minutes was taken, recording the
value registered on the micromanipulator every 5 minutes to time O. These were denoted
time - 1 5, - 10, and O respectively. Injection 1 O pl of a compound at timeo was denoted as
'pre-load'. Injection of various concentrations of MO was perfonned at times.
Micromanipulator readings were taken every two minutes fiom timeo to tirne60 and then
every 5 minutes to timeiso. A timeiine schematic sumrnarizing these details is depicted
below in Figure 7.
Saline h h s tard or local 0 il End
T ime (minutes)
Figure 7 Tissue Expension Model of Nturogcnic Inflammation. Timing o f Caîheter insertion, injection of Local Anaesthetic or Saline and Mustard oil.
2.2.2.2 Dose Response Cumes
Introduction of a catheter into the TMJ produces a mild inflarnmatory response
with associateci edema and lateral tissue expansion. In addition, injection of even small
amounts of fluid causes volumetric distention of the joint. A control for trauma and
volumetic distension of the nght pTM was obtained by injecting 10 pl sterile normal
saline at time O followed by an injection of 20 pl mineral oil was six minutes later.
In order to induce a mild inflammatory reaction, an injection of 20 pl of 1 % MO
was utilized following a 10 pl saline injection (so called 'pre-Ioad'). MO concentration
was increased to 2%, 20%, 40% and 60% in subsequent series of experiments in order to
increase the magnitude of induced inflammation.
2.2.2.3 Conduction Blockade C'sing Local Anaesthetic
To determine the neurogenic contribution in mild and severe TMJ inflammation,
complete local conduction blockade was initially induced by pre-administration of 1 O pl
of 5% lidocaine into the right TMJ pnor to induction of the appropnate inflammatory
response.
To evaluate the effect of a prolonged complete neuronal conduction blockade on
inflammation, a solution of 0.5% bupivacaine was utilized in place of 5% lidocaine.
2-2-24 Contralateral Temporomandibular Joint Examination
The contralateral joint was also grossly exarnined for evidence of EB dye leakage after
dissection as outlined above.
2.23 Electromyographic Jaw Reflex Mode!
2-2.3.1 Set Up
Male Sprague-Dawley rats (Charles River, St-Constant, Quebec, Canada)
weighing 275-450 g were utilized in these series of experiments. Animals were similarly
housed, fed, and acclimated as descnbed for the tissue expansion model.
Induction of anaesthesia was pedormed with 4% halothane through a Fluotec III
vapourizer with the balance of the fiesh gas composed of oxygen. Anaesthesia was
maintained with a mixture of 152.0% halothane and a mixture of 66% N 2 0 and 33%
0 3 .
A tracheal cannula and femoral cannula were introduced appropriately and
sutured in place as previously described. The anterior digastric muscles were exposed
dunng placement of the tracheal cannula and an EMG electrode was placed in each
muscle bilaterally. The skull was fixed to a stereotaxic frame with ligature wire, screws,
and et@ dental acrylic. EMG electrodes were placed bilaterall y in each masseter muscle.
A dûuble barre1 cannula constructed fiom 27-gauge dental needles was placed
into the right TMJ as previously described. To this needle set was connect two 25 pl
Hamilton syringes by PESO polyethylene tubing.
Bilateral EMG activities were recorded in both anterior digastric and masseter
muscles continuously prior to, throughout and after catheter placement.
Increased reflex jaw muscle activity at the time of catheter insertion was taken as
confirmation that the catheter had entered the joint properly. In addition, the left or right
side was evaluated for strength o f signal. Pilot work had dernonstrated no EMG activity
if the catheter failed to pass through the joint capsule.
2.2.3.2 Confirm Complete Conduction Blockade
To confinn complete local anaesthetic conduction blockade at the time of MO
injection, 20 pl 40% MO was injected at 1 O minutes following injection of 10 pl 5%
lidocaine and the resultant EMG activity relative to baseline was evaluated. Presence of
increased EMG activity in anterior digastric andor masseter muscle above baseline
following injection was taken to be indication of failure of blockade. Relative magnitude
of EMG activity was not considered. Conversely, absence of increased EMG activity in
antenor digastric and/or masseter jaw muscle following injection of MO was taken to be
indication of complete blockade.
EMG activity was amplified (gain x500, bandwidth 30-1 000 Hz), displayed on
an oscilloscope and processeâ on-line with a data acquisition and processing system
sarnpling at 2000 Hz ( 140 1 plus@, and spike2" both by CED, Cambridge, UK). Al1 EMG
activities were nonnalized relative to baseline values and areas under the curve
calculated.
2 .2.3.3 Deter rnining the Duration of Conduction Blockade
In order to assess the duration of anaesthetic blockade induced by both lidocaine
and bupivacaine, the EMG mode1 was again utilized. To evaluate the duration of action
of lidocaine, injections of 20 pl of 40% MO were performed at 20,30, and 60 minutes
following injection of 10 pl 5% lidocaine. EMG activity assessed following each MO
injection. A timeline schematic summarizes this series of experiments (Figure 8)
To evaluate the duration of action of bupivacaine, injections of 20 pl of 40% MO
were performed at 60, and 30 minutes following injection of 10 pl 5% bupivacaine.
EMG activity assessed following each MO injection. EMG activity was recorded,
processed and interpreted as described in Objective 4.
5 CI- Begin Local h;lustard Recording .4mesthatic 0 il
T irne (minutes)
Basehne EMG Activlty
Figure 8 EMG Reflex Model. Timing of Catheter Insert ion, Badine Recording, and Mustard O il Injection to Confinn Conduction Blockade and Duration of Blockde for 5% Lidocaine and 0.5% bupiva~aine.
1 l
I I I 1
I
-1 O -5 - ! -- O 10 L 30 30
2.3 Statistical Analysis
Statistical analysis was performed with the aid of SPSS@ Software (SPSS Inc., Chicago,
IL, USA). Detemination of significant differences amongst mean expansion distances
from tirne-, 5 (t 5 ) to tirne, (t so)were accomplished with a general linear mode1
repeated measures ANOVA with Bonferroni correction. A p-value less than 0.05 was
used to determine statistical significance.
Chapter 3
Results
3.1 Dose Response Cuwes
Experimental groups are outlined in Table 2. Before the injection of saline at
t i m ~ (k), trauma fiom catheter insertion produced an equivalent mean baseline
expansion in al1 groups (ANOVA, p ~ 0 . 0 5 ; Table 3). Injection of MO in al1 groups at ts
produced an equivalent increase in tissue expansion until tzo (ANOVA, p <0.05).
Beginning at tn, saline/mineral oil controls (Group 1) exhibited a decrease in expansion
distance. This likely indicated the maximal effect of volumetric distention afler which
expansion demonstrated in other groups was due to neurogenic inflammation.
The entire time course for expansion across Groups 1 through 6 is plotted in
Figure 9. Tissue expansion after 150 minutes was not statisticaily significantly different
between minera1 oil, 1 %, and 2% MO (Groups 1,2, and 3) (ANOVA, p < 0.05). Minera1
oil (Group 1) differed significantly from 20%, 40% and 60% MO (Groups 4,5, and 6)
(ANOVA, p < 0.05). Expansion reached a plateau for 1 % MO (Group 2) approximately
at tito 130. Expansion continued throughout the 150 minute time course for Groups 3,4,
5, and 6.
Table 2 Experimental Croups (n=8 for each)
1 Croup 1 Descriptor 10 ul Saline + 20 ul Minerai Oil 1
- --
1 O pl Saline +20 pl 1 % Mustard Oil 10 pl Saline + 20 pl 2% Mustard Oil 10 pl Saline + 20 pl 20% Mustard Oil 10 pl Saline + 20 pl 40% Mustard Oil 10 ul Saline + 20 1.1160% Mustard Oil 1 O pl 5% Lidocaine + 20 pl 1 % Mustard Oil 10 ~ 1 5 % Lidocaine + 20 ~ 1 4 0 % Mustard Oil 10 pl 0.5% Bupivacaine + 20 pl 40% Mustard Oil
Table 3 Mean Expansion Distance (Mean) f Standard Error (SE) at time 0,20,100, and 150 (h, tz* tlO0, tlSO)
Figure 9 Dose Response Curves: Expansion Distance Versus Increasing Mustard Oil Concentrations
T h e (minutes)
+ Group 1 10 pl S a h e + 20 pl Mineral Oil Group 2 10 pl Saline + 20 pl 1 % Mustard oil
t Group 3 10 pl Saline + 20 pl 2% Mustard oil Group4 I O pl Saline + 20 pl 20% Mustard oil Group 5 10 pl Saline + 20 pl 40% Mustard oil
* Group 6 1 O pl Saline + 20 ~ 1 6 0 % Mustard oil
I Eight Rats Per Group
3.2 Effect of Local Anaesthetic Block On Mild and Severe
Inflammation
Baseline expansion and expansion to t2o after saline or lidocaine injection did not
differ significantly between groups as mentioned in 3.1. At tiso tissue expansion for
lidocaine pre-treated rats (Groups 7 and 8) did not differ significantl y from saline
controls for either 1 % or 40% MO (Figure 10, Groups 2 and 5) (ANOVA, p < 0.05).
Similarly, bupivacaine pre-treated rats (Group 9) did not differ signi ficantl y fiom saline
controls (Group 5) (Figure 1 1) (ANOVA, p < 0.05). Mean expansion distances and
standard m o r s are given in Table 3.
Tissue expansion for iidocaine and bupivacaine pre-treated rats (Groups 8 and 9)
did not differ significantly from each other at timeiso (ANOVA, p < 0.05). These same
groups continued to exhibit tissue expansion throughout the 150 minute time course. The
lidocaine pre-treated 1% MO group reached a plateau at approximately t100,150.
A summary plot is depicted in Figure 12.
3.3 Confirmation of Conduction Blockade
No significant increases in EMG activity were observed during baseline
recording between O and 10 minutes (koo) in either masseter or digastric. No significant
increases in EMG activity were evoked with local lidocaine injection at km. No increase
in EMG activity in either digastric or masseter muscles is evoked with 40% MO
injection I O minutes following lidocaine (at t (Figure 1 3 j. This confinns that
Figure 10 Effect of 5% Lidocaine On Expansion Distance
Time (minutes)
Group 2 10 pl Saline + 20 pl 1 % Mustard oil * Group 7 1 O pl 5% Lidocaine + 20 pl 1 % Mustard oil + Group 5 1 O pl Saline + 20 pl 40% Mustard oil v Group 8 IO pl 5% Lidocaine + 20 pl 40% Mustard oil
Eight Rats Per Group
Figure 11 Effect Of 0.5% Bupivacaioe On Expansion Distance
20 40 60 80 100 120 140 160
Time (minutes)
Group 5 IO pl Saline + 20 pl 40% Mustard Gil -0- Group 9 10 pl 0.5% Bupivacaine + 20 pl 40% Mustard Oil
Eight Rats Per Group
Figure 12 Expansion Distance: Effect Of 5% Lidocaine And 0.5% Bupivacaine
Time (minutes)
+ Group 5 1 O pl Saline + 20 pl 40% Mustard Oil -c+ Group 8 10 pl 5% Lidocaine + 20 pl 40% Mustard Oil + Group 9 10 pl 0.5% Bupivacaine + 20 pl 40?4 Mustard Oil
I Eight Rats Per Group
Evalunting duration of blockade by 5% Lidocaine:
Figure 13 (a) Right Digastric Muscle
+ lnjection o f MO 30 minutes following lidocaine (2400s) * lnjection o f MO I O minutes following lidocainc (1200s) 6 lnjection o f MO 20 minutes following lidocaine (1 800s)
O 600 1200 1800 2400 3000
Time (seconds)
Figure 13 (b) Right Masseter Muscle
-(I- lnjection o f MO 10 minutes following lidocaine ( 1200s) & Injection o f MO 20 minutes following lidocaine (1800s)
n -0.004
O 1 1
O 600 1200 1800 2400 3000
a Time (seconds)
neuronal conduction has been blocked at the time of MO injection (at b) in the dose
response experiments.
3.4 Duration of Conduction Blockade
EMG activity following MO injections at t1200 and longer, are shown in Figure
13. A sharp increase in activity is evident at 30 minutes post-lidocaine ( t Z 4 ~ )
demonstrating that the blockade is incomplete at this point in time. Complete conduction
blockade by lidocaine is at least 20 minutes in duration but no longer than 30 minutes
after administration.
EMG activity evoked by MO injections following bupivacaine are shown in
Figure 14. No activity is evident after injection of 40% MO at 30 minutes (t?400) post-
bupivacaine. A sharp increase in activity is evident after injection of 40% MO at 60
minutes (t4200) post-bupivacaine. Complete conduction blockade by bupivacaine is at
least 30 minutes in duration but not longer than 60 minutes afler administration.
3.5 Contralateral Temporomandibular Joint
Examination
No EB dye leakage was observed involving the left temporomandibular articular
or periarticular tissues.
Evaluating Duration Of Blockade By 0.5% Bupivacaine
Figure 14 (a) Right Digastric Muscle
* Injection of MO 30 minutes following bupivacaine (2400s)
+ Injection of MO 60 minutes following bupivacaine (4200s)
Time (seconds)
Figure 14 (b) Right Masseter Muscle
Time (seconds)
Chapter 4
Discussion
4.1 Mustard Oil induces acute edema development in the Rat
pTM area
This study demonstrates that MO induces acute edema development in the rat
pTM. in light of cument evidence which indicates MO acts purely neurogenically (see
section 1.9), this finding suggests that neurogenic mechanisms play a role in acute
inflammation of the rat pTM. It has been demonstrated in other studies that not al1
tissues exhibit a neurogenic PE response (Szolcsanyi, 1988). For exarnple, the vas
deferens, testes, prostate, plantar and abdominal muscles of the rat do not exhibit
extravascular accumulation of EB dye with antidromic stimulation of lumbar dorsal
roots (Szolcsanyi, 1988).
Neurogenic mechanisms have the potential to play a major role in acute TMJ
inflammation. Tissue expansion after 60% MO injection continued through 150 minutes,
having reached 1 193 f 226 pm at this tirne. This is approximately 50% the medio-lateral
width of a normal joint (Kido, 1995). Tissue expansion reached 1365 + 2 12 Fm at this
time with 0.5% Bupivacaine followed by 40% MO demonstrating that the maximal
potential for tissue expansion has not been defined.
Neither major nor minor degrees of neurogenic inflammation differed with local
anaesthetic conduction blockade. This suggests that the neurogenic contribution to MO
induced edema is consistent at both hi& and low concentrations.
4.2 Effect of Local Anaesthetic Block on Inflammation
Complete local anaesthetic blockade provided by lidocaine for 10 minutes or
bupivacaine for 30 minutes failed to inhibit the course of edema. Furthemore, though
complete conduction block was not achieved afier these, blockade was in no way fully
dissipated (Figure 13). Though a quantitative evaluation of EMG activity was not
undertaken, the relative magnitude and duration of responses to MO appeared to increase
with time afier local anaesthetic administration, returning to normal levels (Yu, 1996)
afier more than one hour. Despite this, no difference was observed between controls and
rats given local anaesthetic pre-treatment.
It was hypothesized that the relatively high concentration of MO (40% v/v)
utiiized to evoke a maximal degree of inflammation could be acting through
predominantly non-neurogenic means. A direct action on immune cells to release
inflarmnatory mediators andor direct action on vasculature to increase permeability is a
possibility. Lynn (Lynn and Shakhanbeh, 1988) utilized a 7.5% as well as a 25% MO
concentration in attempts to elicit NI on rabbit skin desensitized with capsaicin. It was
observed that PE as assessed by EB dye method was reduced compared to controls upon
application of 7.5% but not 25% MO. This phenomenon was similarly proposed to be
due to a non-neurogenic mechanism of highly concentrated MO by the authors.
In order to address this possibility in this study, a low concentration of MO ( 1 %)
was ernployed to evoke a perceivable edema response and local anaesthetic block again
applied. No difference between control animals receiving saline pretreatrnent and
experimental animals receiving 5% lidocaine pretreatment was observed. The hypothesis
that MO acts neurogenically at low but not hi& concentrations is not borne out by
observations in this study.
It is conceivable that the brief duration of activity of lidocaine was responsible
for the inability to dernonstrate a difference between anaesthetic and control groups.
EMG studies dernonstrated that complete block existed between 10 and 20 minutes after
lidocaine administration. Whether complete block was necessary, and whether 10
minutes duration was adequate to inhibit NI to a perceivable degree is a matter of debate.
To address the possibility that both factors were relevant it was assurned that complete
block was necessary and that 10 minutes was of insufficient duration to demonstrate a
difference in expansion distances. To this end, plain bupivacaine was ernployed in lieu
of lidocaine. EMG studies confirmed complete local nerve blockade of at least 30
minutes (3 tirnes that of lidocaine). No difference between bupivacaine pretreated rats
and saline pretreated rats was demonstrated. The hypothesis that duration of complete
local anaesthetic blockade by lidocaine was too brief to demonstrate a difference is not
consistent with observations from these additional investigations.
A proposa1 was made by Midroni (Midroni, 1996) to account for the apparent
lack of effect of lidocaine. It was suggested that the volume of imtant being greater than
anaesthetic may have resulted in diffusion to a greater extent as compared to local
anesthetic. This could have resulted in activation of afferent nociceptive fibres and
consequent neurogenic inflammation in tissues beyond that blocked by the anaesthetic.
However, the consideration that Molmineral oil compound is relatively viscous and
non-polar while lidocaine is in aqueous solution (thereby potentially allowing more rapid
and greater dif is ion through periarticular tissues) argues against this proposition. The
use of local anaesthetic of slightly higher concentration (5% lidocaine) in this study
would also argue against this factor. To account for this potential confounding factor,
Midroni (Midroni, 1996; see Section 1.6.2) utilized a volume of anaesthetic twice that o f
MO but again found no difference. The most compelling evidence is the abolition of
jaw muscle EMG reflex by lidocaine demonstrating absolute quiescence of nociceptive
afierents.
4.3 Interpretation of Results
The results of this study dernonstrate that MO (acting purely through neurogenic
means) continued to induce development of edema in the rat TMJ despite complete local
and sympathetic axonal conduction blockade. This paradoxical result may be interpreted
in two ways: MO acts non-neurogenically to produce edema or MO releases mediators
of NI by direct action on nociceptive terminais and does not require axonal
depolarization.
4.3.1 Does Mustard Oil Eücit Inflammation Through
Non-Neurogenic Mecbanisms?
These results may imply that MO acts predominantly through non-neurogenic
means contrary to popular belief. This is at odds to indications of selective neurogenic
activity of MO in the rat paw skin (Reeh, 1986; McMahon et al., 1989; Lippe, 1993a;
Lippe, 1993b;) and mouse ear skin (Inoue, 1997). There is no body of evidence to
support the suggestion that MO acts non-neurogenically to produce PE.
Nonetheless, to entertain this possibility is to suggest that the trigeminal system
is somehow unique with respect to the ability of afferent nerves to produce PE. This is
contrary to the observations of Jancso (Jancso, 1967; Jancso, 1977) and Szolcsanyi
(Szolcsanyi, 1988). Jancso utilized both topical MO painted on the rat muzzle and
antidromic stimulation of the trigeminal ganglion to elicit PE. It is mentioned that
stimulation of the ophthalmic and maxillary branches of the tngeminal nerve elicited an
inflammatory reaction. No mention of this effect in the mandibular branch is made. It is
speculation whether failure to mention action in the mandibuiar branch implied a
negative reaction. Later it is stated though that soon after i-v. injection of EB dye, "the
skin, conjunctiva, and mucous membranes supplied by the second and third branches of
the trigeminal nerve turned blue after a few minutes" (Jancso, 1967). Whether the
authors mistakenly meant to refer to the first and second branches of the trigeminal in
this latter statement is unknown. Regardless, it seems unusual to make specific reference
at any time to two and not al1 three branches of the trigeminal nerve.
Intuitively, there seems no reason to suspect that a neurogenic reaction mediated
by two branches of the same cranial nerve would somehow be non-neurogenic in the
third. Innervation of the TMJ however is predominantly h m the third division of the
tigeminal (Schmid, 1969). Interestingly, it has been found that receptive properties of
afferents are dependent on the properties of the tissues in which they are imbedded. For
exarnple, the threshold of nociceptive afferents innervating the comea are comparable to
those of low-threshold mechanoreceptors in skin (Belmonte and Giraldez, 198 1 ;
Tanelian and Beuerman, 1984).
Afferent nociceptive fibres (e.g. C-fibres) i~e rva t i ng one tissue are not
necessarily physically or functionally identical to those innervating others. It appears
that specific peptide complements are characteristic for subpopulations of afferents
(Hokfelt et al., 1975b; Leah et al., 1985a; Leah et al., 198513). For exarnple, one study
(McMahon et al., 1984) have demonstrated that antidromic stimulation of C-fibres fiom
muscle produces PE at a tiaction of the magnitude produced when stimulating those
innervating skin. Immunohistochernical analysis of these two groups of fibres show a
greatly reduced presence of charactenstic C-fibre markers (SP and fïuoride resistant acid
phosphatase) in t'le afferents supplying muscle as compared to skin.
McMahon (McMahon and Gibson, 1987; McMahon, 1989) demonstrated that
ability to produce NI by afferents was dependent upon the particular tissues innervated.
Cutaneous nerves were cross-anastarnosecl with afferent nerves to muscle as well as self-
anastarnosed with their distal stumps in a rat model. PE was elicited by topical MO
application to skin and also by capsaicin administration i.v. Self-anastamosed nerves
retained ability to produce PE after MO or capsaicin. Nerves that imervated skin
(originally able to exhibit PE) that were now imervating muscle lost the ability to
produce PE. Nerves that did not produce PE were now able to when innervating skin.
Assessrnent of neuronal levels of SP and CGRP (thought to mediate NI) showed that
ability to produce PE was correlated with these peptide levels. The authors concluded
that the particular tissue which afferents innervated exerted a trophic effect on peptide
production in these nerves. That is, the ability to generate neurogenic inflammation was
tissue specific.
This hypothesis is given consideration within the trigeminal system. Perhaps the
afferent fibres i~e rva t i ng the pTM are physiologicall y unable to produce NI. This
suggestion is given support by Uddman et al. (Uddman et al., 1998) who demonstrated
that sensory innervation in the rat TMJ consisted of only a few SP containing fibres. The
major neuropeptides were CGRP, VIP and NPY. Note that SP and CGRP alone has been
demonstrated to cause plasma extravasation (Louis et al., 1989; Cambridge and Brain,
1992).
Changes in peptide levels may be brought about by alterations in environment or
physical alteration of the nerve/tissue interaction (McMahon and Moore, 1988).
Separation fiom innervated targets or inhibiting axonal transport causes depletion of
peptides usually but sometimes increases in certain products (Barber el al., 1979;
Fitzgerald et al., 1984). Nerve growth factor when applied to sensory afferents results in
increases in protein content including SP (Goedert et al., 198 1 ). In inflammatory joint
disease, it is conceivable that products of inflammation may have a direct or indirect
trophic effect on pnmary afferents to increase content of pro-inflammatory mediators
such as SP.
4.3.2 Does Mustard Oïl Initiate Direct Release of Mediators
Of Neurogenic Inflammation From Nociceptive Terminals?
An alternate explanation for the paradoxical results observed is that NI elicited
by MO is through direct release of mediators from nociceptive teminals independent of
axonal conduction (See section 4.13).
To account for this suggestion, others have made a distinction between the axon
membrane potential and terminal membrane potential or "receptor potential"
(Szolcsanyi, 1988). Receptor potentials were provided as a graded response as opposed
to an 'al1 or none' that axonal action potential represented. This graded response was
described as resistant to local anaesthetics. These suggestions are contrary to the
majonty of literature conceming excitation-secretion coupling outlined in Section
1.1 1.3.
Assuming that generation of NI independent of axonal depolarization occurs, an
important implication is brought forth. n i e so-called 'axon reflex' in al1 of its entities
(Figure 15) thought to mediate flare reactions, is not necessary to produce NI contrary to
traditional dogrna. Due to local anaesthetic block, no action potentials were conducted
orthrodromically, so antidromic conduction of action potentials down bifurcations of the
same nerve could not have occurred. For similar reasons, the role of axo-axonal
conduction depicted in Figure 15 (c) (yet to be proven to occur) plays little role in
producing NI.
(a) Unidirectionai reflex (b) Bi-directional reflex
LEGEND
Receptor ending
Neumeffector collateral ending
4 Action potential
Normal vessel --
8 '
. : Dilated and pemeable vessel
ôil --. . .
- - . -
&on-axonal coupling and bi-directional mflex
Figure 15 Traditional Axon Reflex 'Iheory: Lewis, 1927 la) receptor activation of neuroeffector collateral. (b) and (c) bi-directional axon mflex via dual mode sençory-efferent nerve endings. Adapted h m SzolcsBnyi, 1988.
4.4 The Central Component to Neurogenic Inflammation
In the TMJ
4.4.1 Are Dorsal Root Reflexes Fundamental to Acute Neurogenic
Inflammation?
The results of this study impact on the current concept conceming 'dorsal root
reflexes' referred to briefly in Section 1.5.2. DRR are a pathological response to
hyperexciteability in dorsal horn neuronal circuits resulting in antidromic depolarization
of central terrninals of primary afferents and consequently causing release of pro-
inflarnmatory mediators fiom penpheral endings (Sluka, 1995).
Sluka et al. (Sluka, 1995) propose that this central mechanism is a fundamental
element in the development of neurogenic inflammation. This hypothesis has been based
upon studies of acute inflammation wherein it was observed that introduction of non-
NMDA and GABAA receptor antagonists (CNQX and bicuculline) into the spinal cord
dorsal hom produced a 50% reduction in joint circumference and temperature. The
process begins with sensitization of primary afferent nociceptors secondary to some
form of mechanical, chemical, or heat stimuli. As a result of the increased inputs to the
spinal cord dorsal hom, interneuronal circuits become sensitized. These central circuits
project to more rostral centers for pain perception and also to central terminals of
primary afferents. These circuits are hypothesized to cause primary afferent
depolarkation (PAD) sending antidromic action potentials to the periphery to release
pro-infiammatory mediators of NI. Theoretically, a positive feedback mechanism ensues
wherein the heightened peripheral inflammatory response M e r activates pnmary
afferents (Sluka, 1995).
Years ago, the trigeminal quivalent 'higerninal dorsal root reflex" (Figure 1 6)
was introduced (Calvin et al., 1977). This theory proposed that afferent inputs arising
from the TMJ excited neurons in the spinal tract of the trigeminal nerve and resulted in
depolarization of other joint afferents causing release of pro-inflammatory substances.
The present study provides contradictory evidence to the fundamental role of DRR in
generating NI in the trigeminal systern.
4.4.2 Spinal Reflex Arcs in Acute Inflammation
A signifiant role of spinal reflex arcs in this mode1 of acute inflammation is
unlikely. No dye was visible in the contralateral TMJ disk or capsule nor surrounding
periarticular area in saline control animals. Spectroscopic analysis of dye content of
both joints was not undertaken since the differences in dye content as perceived b y the
naked eye were obvious.
Levine et al. (Levine et al., 1985b) specifically exarnined the phenomena of
spatially rcmote generation of inflammation. Rats utilized in this study had to be
'pnmed' with acute injury stimulus in one paw for three consecutive days before the
phenomena of bilateral swelling following unilateral injury was manifested. Our results
support the proposition that spinal reflexes do not play a role in eliciting inflammation in
the spatial1 y remote tissues in the acute phase of injury.
# Trigeminal
1 Ganglion (
Ventral
Legend
Cell Body
Neuron Terminal
'-a Action potential direction
SICC Inflammation
Spinal Tract of V (Subnucleus
Caudalis)
Figure 16 The Trigemmal Dorsal Root Reflex.
This finding is contrasted with observations fiom an adjuvant mode1 of
inflammation. Carleson et al. (Carleson, 1996) found a bilateral increase in
immunoreactive peptides SP and CGRP in lefi and right TMJ afier adjuvant challenge in
only the right joint. Note that a systernic action of adjuvant was not mled out. This is of
particular relevance in light of the fact that polyarthritis is traditionally induced by
systernic injection of adjuvant.
4.5 A Reverse Trend Toward Increased Plasma
Extravasation With Local Anaesthetic Block
4.5.1 Inhibition of Sympathetic Efferents
The effect of lidocaine administration produced a non-statistically signifiant
difference in tissue expansion with both 1% and 40% MO (Figure 10). Nonetheless, a
trend is present toward a paradoxical increase in ederna as a consequence of local
anaesthetic administration. This trend is most apparent in the 40% MO curve with 5%
lidocaine pre-load. This apparent 'pro-inflammatory' effect of local anaesthesia is again
produced in the bupivacaine trials (Figure 1 1 ). A number of possibilities may be
entertained to account for such a response.
Sympathetic nervc terminals contain neuropeptide Y (NPY). They pervade the
synovial membranes, joint capsules, and articular disk in the rat TMJ (Uddman et al.,
1998). NPY is produced along with NE in sympathetic terminals and have a
vasoconstrictive effect (Lundberg et al., 1982). Increased NPY levels have been
documented in rat TMJ synovial fluid aspirates following inflammation induced acutely
by SP injection (Carleson, 1996b) and chronically by adjuvant injection (Carleson,
1996a). Increased levels have been found in arthritic human TMJ aspirates as compared
to non-rheumatic TMJ's (Alstergren, 1995). Indications are that NPY is CO-localizeà and
released with SP and CGRP and perform a regulatory role in the inflarnmatory process
( Alstergren, 1 995).
Presumably due in part to its vasoconstrictive effects, NPY has been observed to
reduce the SP and CGRP induced PE response (Gray and Morley, 1986). Conceivably,
if the primary action of sympathetic pst-ganglionic nerve (SPGN) terminals is to
diminuate the PE response, blockade of such fibres should result in increased PE.
Administration of adrenergic blockers by Ferrell et al. (Ferrell and Russell, 1986) prior
to antidromic C-fibre stimulation in the posterior articular nerve of the cat knee joint
resulted in an enhanced PE.
The Effect of Local Anaesthetic on Sympathetic Neurons
Release of mediators fiom primary afferent terminals was deemed to be resistant
to effects of local anaesthetic blockade. No direct measure of the degree of axonal
conduction block was assessed in Sf GN in this study. We speculate that since
sympathetic neurons teminate in the articular synovial lining as fine fiee endings, the
completeness of blockade can be assumed since primary afferents demonstrated block
with concentrations of lidocaine and bupivacaine utilized.
1s release of catecholarnines induced by MO in SPGN similarly independent of
conduction blockade? This study suggests that in fact syrnpathetic neurons differ in this
respect. Green et ai. (Green, 1993b) evaluated the effect of local anaesthetic on
bradykinin and 6-hydroxydopamine (6-OHDA) on PE response in the rat knee. 6-OHDA
acts specifically on syrnpathetic neurons to release stores of norepinephrine (NE)
(Tranzer, 1 97 1 ). The effects of both bradykinin and 6-OHDA on PE were attenuated
reversibly by 4% lidocaine infusion. Other studies have confinned the inhibitory effect
of lidocaine on NE secretion fiom SPGNs (Nakata et al., 1990; Du et al., 1993; Hogan et
al., 1994). In contrast, this as well as other studies (see section on effect of lidocaine) do
not appear to be able to inhibit neurosecretion fiom primary sensory afferents.
4.5.1 -2 Summary: Does the Sympathetic Newous System Play A
Role in Producing Edenia?
The focus of our study was not to examine sympathetic influences on acute PE
induced by MO. However, we may infer that blockade of SPGN terminals occurred with
local anaesthetic administration. Though we did not observe a statistically significant
difference between saline controls and rats receiving lidocaine pre-load, there appears to
be an unexpected trend toward increased inflammation. We speculate that this
paradoxical observation may be atîributed to inhibition of NE release fiom SPGN
terminals. There exists ample evidence that lidocaine can inhibit this NE release, that NE
acts to diminuate PE, and that reduction of NE release (by sympathectomy or adrenergic
antagonists) increases PE.
Despite this reasoning, evidence exists to the contrary. Sluka et al. (Sluka,
1994b) utilized chemical sympathectomy and dorsal rhizotomy to remove sympathetic
efferent effects in a model of acute inflammation (as quantifieci by tissue ederna) induced
by carrageenan and kaolin. No significant difference was found with chemical (a-
adrenergic blockade) or surgical sympathectomy indicating that an intact sympathetic
nervous system is not necessary for induction of acute arthritis.
Obviously, the issue of whether the sympathetic nervous systern participates in
neurogenic inflammation has yet to be reconciled. Sluka (Sluka, 1995) proposes that one
key distinguishing feature between so-called acute and chronic inflammatory models is
the relative role of the sympathetic nervous systern in producing inflammation. It may be
that pro-inflammatory sympathetic drive is responsible for perpetuation of inflammation,
in the absence of which results in self-limitation of the process (Sluka, 1995). That is, in
acute inflammation the sympathetic role is insignificant while in chronic stages, highly
signi ficant.
4.5.2 Effect of Deafferentation on Activity of Primary Afferents
and Plasma Extravasation
A more rapid onset and severe arthritis afier deafferentation by rhizotomy has
been observed in the adjuvant induced arthritic rat model (Levine, 1986). It was
suggested this results fiom enhanced activity of unmyelinated pnmary afferents afier
rhizotomy in increasing adjuvant induced arthritis. The present study implemented the
use of local anaesthetic which induced a fùnctional (and reversible) deafferentation. The
acute NI response induced under tùnctional deafferentation was no different than
without. It appears unli kel y that enhanced activity of unm yelinated afferents if present is
enough to influence acute PE responses.
4.5.2.1 The Gate Control Theory of Inflammation?
Local anaesthetic injection prior to MO induced a statistically insignificant trend
towards increased inflammation. This trend may possibl y be attributed to removal of
tonic inhibitions of afferent neuron excitability. If tonic inhibition from supraspinal
levels were normally present, lidocaine may have released nociceptors fiom these
influences and resulted in increased NI.
Altematively, this trend may be attribut4 to the role of large diarneter sensory
afferents through a modulatory effect on nociceptive afferent activity. Inhibition of large
diameter afferent inputs which may normally have reduced antidromic activation of
nociceptive afferents would theoretically have increased PE (Sluka, 1998). This is
suggestive of a 'gate control of inflammation' after the gate control theory of pain
proposed by Melzack and Wall (Melzack and Wall, 1965).
4.6 Other Studies Of Local Anaesthetic In
Attempts To Abolish Neurogenic Inflammation
Studies on the effect of local anaesthetic on PE have been performed with
conflicting results. Antidromic action potentials may conceivably arise not only from
descending central sources and spinal reflex Ioops, but also by antidromic conduction
from adjacent terminal nerve branches. This so-called 'mon reflex' as coined by
Langely and Anderson (Langley and Anderson, 1894) should theoretically be abolished
if axonal conduction is blocked locally. This blockade is appropriately accomplished
through the administration of local anaesthetic.
Dux et ai. (Dux, 1996) exarnined the neurogenic inflammatory response to MO
in rat skin afler pre-administration locally with lidocaine. A 5% MO / paraffin solution
was painted on abdominal skin. 0.1 %- 1 % lidocaine in 100 pl aliquots was injected
subcutaneously 15 minutes prior to MO injection. Rats were sacnficed 20 minutes afier
irritant application and PE measured with the EB method. An inhibition of PE by
lidocaine was demonstrated in a dose dependent fashion. Only concentrations of 0.5% to
1 % were statistically significant in inhibition but the concentrations of O. 1 % and 0.25%
Iidocaine showed an appropriate trend. The current study utilized concentrations 10
times (5% lidocaine) the minimum required to produce a significant effect reported by
Dux et al. (1 996). The current study examined the inflammatory reaction within the
acute phase (O to 2.5 hours) similar to Dux et al. (35 minutes). In contrast to the
aforementioned results, this study did not observe any inhibition or even trend toward
inhibition. The suggestion that the observed difference in results is due to the different
tissues examined (skin as opposed to TMJ) is a matter of debate (See section 4.3.1).
Dux et al. (1996) fùrther examined the effect of lidocaine on PE evoked upon
histamine injection and compound 48/80 injection (a histamine liberator). Lidocaine
similarly inhibited in a dose dependent fashion the PE response to both of these
compounds. The authors concluded that the site of action must be at the level of the
vascular endothelial ce1 1 since histamine acts direct1 y on postcapillary venules (Maj no et
al., 196 1). M i l e there is evidence that local anaesthetics modi& endothelial b c t i o n to
result in inhibition of vasodilatation (Johns, 1 989), there is Iittle if any evidence to show
a direct inhibitory effect on vascular penneability. Certainly Our results do not support
the claim that lidocaine acts directly on vascular endothelium to inhibit PE.
Jancso (Jancso and Jancso-Gabor, 1968) examined the effects of local anaesthesia on PE
in the rat trigeminal system (conjunctiva and skin). Pain reaction to capsaicin instilled in
the eye was abolished by local anaesthetic but EB dye leakage was no different from
controls. Procaine 1% injected S.C. prior to 5% MO topically applied to the dorsal aspect
of the rat paw failed to reduce the PE reaction seen with controls. This is in contrast to
findings previously mentioned by Dux et al.
Two further human experiments were performed by Jancso involving patients
who had sustained sensory nerve injury owing to accidents previously and were now
rendered insensitive unilaterall y on the skin of one m. In the first experiment capsaicin
and 10% MO were applied to the skin of both arms for 10 minutes. On the insensitive
skin there was a minimal inflammatory reaction. On the contralateral sensitive skin,
edema and intensive hypezmia was observed. In the second expenment, 1 % lidocaine
was injected subcutaneously into the volar forearm in normal volunteers pnor to
capsaicin or MO apptication to the same area. Contralateral arms were used as controls.
Though flare was abolished by lidocaine, edema and redness where the irritant had been
applied persisted. The identical reaction with the addition of flare was evident on the
contralateral a m .
The results of this study confirm the findings that local anaesthetic block does
not eliminate the ederna reaction to MO. It is interesting that no edema response was
seen in the human subjects with sensory nerve damage. Jancso suggests that while
axonal conduction is not necessary for induction of PE, release of mediators may still
occur at nerve teminals in response to algogenic substances such as MO. In the case of
nerve injury, these afferents having been darnaged, have lost the ability to produce
mediators of NI, and consequently, have none to release to cause PE upon stimulation by
MO. In our experiments, afferent nerves supplying the rat TMJ are and have been
functionally and physically intact. MO still elicited an edema response no different from
controls despite axonal conduction blockade. Release of mediators stored in afferent
teminals in response to MO injection appears to have occurred despite axon conduction
blockade.
4.7 Vascular Effects of Lidocaine and Bupivacaine
A possible masking effect of PE may be present since lidocaine has inherent
vasodilatory properties on the vessels in the TMJ. Studies have demonstrated that
lidocaine has a biphasic dose dependent effect. In the respiratory tract, high
concentrations are vasodilatory, and at low concentrations lidocaine is vasoconstrictive
(Pateromichelakis, 199 1 ). Concentration of 1 % and higher have been dernonstrated to
cause vasodilatation in rat cremaster muscle (Johns et a/., 1985). Guinard showed
increases in blood flow after clinically usehl concentrations of 0.05% to 2% lidocaine
and 0.025% to 0.075% bupivacaine in human skin (Guinard et al., 1992). Mepivacaine
however, did not induce vasodilatation greater than saline. Notably, needle stick or
saline injection alone increased blood flow to similar or greater extents respectively.
Midroni et al. demonstrated that lidocaine injected in the rat TMJ alone did not
produce any PE different from saline controls 30 minutes afier injection (Midroni,
1996). The vasodilating effect of local anaesthetic îs unlikely to have had a significant
impact on the results of this study. The current study utilized a six minute delay between
injection of local anaesthetic (b) and injection of MO (b). Within this time period, no
difference between tissue expansion between bupivacaine or lidocaine and saline
controls was seen (Figures 17 and 18; p < 0.05, ANOVA). in fact the average tissue
expansion of 25 pm for the six minute period ending at due to local anaesthetic
a fiom needle injection was no more than the five minute period ending at to due to traum
insertion.
Lam and Femell (Lam and Ferrell, 1 99 1 b) observed that CGRP had little if any
effect on facilitating PE in the rat knee in response to SP administration (despite causing
concomitant vasodilatation). This suggests that the extent of increased vascular
permeability predominantly influences PE and not the extent of vasodilatation.
4.8 Lidocaine and the Acute Local Cellular Immune
Response in the Tissue Expansion Mode1
Lidocaine has been shown to inhibit neutrophil aggregation in the lung exposed
to hyperoxia (Takao et al., 1996) and also has an inhibitory effect on release of oxygen
radical species fiom neutrophils (Peck et al., 1985; Stelzner et al., 1987; Sasagawa,
199 1). Lidocaine consequently causes a decrease in vascular permeability (Takao, 1996)
and reduces leukocyte adherence (Schmidt et al., 1997) by interfering with production of
oxygen radical species necessary for these activities (Suzuki et al., 199 1). Other local
anaesthetics similarly inhibit leukocyte adhesion (Martinsson et al., 199%) and release
of pro-inflammatory products (Martinsson et al., 1997a).
ure 17 pansion Distance Due to Saline or Bupivacaine Injection
Time (minutes)
+ Group 1 * Group 9
10 pl Saiine + 20 pl Mineral Oil 10 pl 0.5% Bupivacaine + 20 pl 40% Mustard Oil
Eight Rats Per Group
Figure 18 Expansion Distance Due To Saline Or Lidocaine Injection
2 4 6
Time (minutes)
+ Group 1 10 pl Saline + 20 pl Minera1 Oil -O- Group 8 10 pl 5% Lidocaine + 20 pI 40% Mustard Oil
Eight Rats Per Group
Lidocaine injection failed to decrease FE induced by mustard oil. This suggests
that inhibitory effects on neutrophils were not significant or conceivably, the relative
contribution of neutrophils on PE induced by MO is insignificant.
4.9 Strengths and Limitations of Methodology
These results of this study are similar to findings of Midroni (Midroni, 1996)
who, using the EB method, failed to demonstrate a difference 30 minutes after MO
administration to the rat TMJ. Thirty minutes was chosen as a time to sacrifice and
analyze TMJ sarnples based upon a study by Haas et al. (Haas, 1992) This latter study
had demonstrated a maximal degree of inflammation at this time as evident by EB dye
leakage. The EB method cames with it an inherent limitation since it requires the
sacrifice of animals at a single time point in order to retrieve inflammatory tissue for
spectrophotometric analysis. In contrast, the tissue expansion model used in this study
bears with it the distinct advantage of being able to follow the development of an
inflammatory process over a continuous time course. Consequently, a very brief duration
of inhibition of PE conceivably unresolvable using the EB method would more likely be
observed with the tissue expansion model. For example, an inhibition of extravasation
for 5 minutes fkom timeo to times may be apparent with the tissue expansion model but
rnay not be with EB method at time30.
The tissue expansion model is more efficient than the EB method for three
additional reasons. First, a single animal provides data over many time points rather than
requiring many animals each for a single point in time. Second, Fiorentino et ai. (1 999)
dernonstrated that ederna development as quantifid by the tissue expansion mode1
parallels the extravasation as measured by EB. The need to obtain, store, and analyze
tissue spectrophotometricall y is eliminated and therefore expedites data collection.
Finally, EB dye must be allowed approximately 10 minutes to distribute throughout the
intravascular compartment. Analysis is limited then to the 10 minutes afier injection of
dye and abrogates the ability to reliably observe inflammation development in these first
minutes following induction. This is likely the critical time period during which
compounds such as a lidocaine are likely to exhibit an effect, if at all.
The tissue expansion method has a few limitations. The apparatus requires a
plaster block to enable stabilization of the skull and is applied to the contralateral side to
the injection site. This abrogates use of this side as a control. Compensation by use of
additional animals to provide appropriate controls is necessary.
The rat TMJ itself is quite small and introduction of a catheter through the
capsule likely damages nociceptive afferents. The extent to which this influences results
is only speculation but it appears not to have a major effect. Electromyographic studies
have demonstrated that enough afferents are lefi functionally intact to provoke jaw
reflexes despite the physical trauma from catheterization (Yu, 1996). In contrast,
artifactual darnage to afferents in experiments utilizing topical application of MO to skin
is not a major consideration.
Inherent to animal studies is the question of interspecies extrapolation,
specifically the similarities between rats and hurnans with respect to biochemical
mechanisms of neurogenic inflammation. Recent evidence exists that tempers Our
tendency to immediately apply findings in animals to humans. Petersen et al. (1 997)
using microdialysis techniques, measured in vivo the levels of SP and histamine
following capsaicin application to the human volar forearm. Unlike rat skin, SP nor
histamine was unable to be recovered afier intradermal or topical capsaicin application
to human skin. SP injection did however release histamine and result in a similar
inflammatory reaction. The authors suggest that SP is not the mediator of NI in the
human skin. Shmelz et al. (1 997) using a similar technique confirms these observations.
4.10 Future Direction For Investigation
Release of mediators fiom afferent nerve teminals despite conduction blockade
suggests that axonal conduction and terminal receptor potentials are not necessarily
sequentially activated in response to MO. Depletion of mediators within afferent
neuronal teminals should therefore eliminate the PE response to MO. This assumes that
MO indeed acts purely neurogenically. Even in the likely case that MO has both
neurogenic and non-neurogenic potential to cause PE, the proportion of neurogenic
influence will be evident.
Depletion of mediators ('desensitization') may be selectively accomplished with
the use of capsaicin (Jancsb, 1967). Capsaicin application in adult rats has been
demonstrated to selectiveiy deplete primary afferent nociceptive neurons of mediators
such as SP by causing an initial violent release fiom teminals (Jancso et al., 1980). A
future study could utilize capsaicin to desensitize nociceptors within the TMJ and then
response to MO could be examined. Surgical denervation of the trigeminal nerve by
cauterization is an alternative rneans to cause degeneration of afferent supply to the TMJ
(Jancso, 1967). The relative neurogenic and non-neurogenic components of MO activity
could then be assessed. The lack of mediators in nociceptive terminals would be
expected to result in a significantly diminished edema response evoked by MO if our
hypothesis in this study are correct.
The relative role of inhibition or facilitation by sympathetic efferents on acute
inflammation induced by MO in the TMJ would be a pnmary focus of future study in
light of conflicting reports in the literature. Ideally, a variety of methods of obtaining
syrnpathectomy and confirming the extent of success by various means would be of
value. Reserpine treatment for 3 days prior to experimentation (Lam and Ferrell, 1 99 1 a),
neonatal guanethidine treatment (Domerer et al., 199 l), and chronic 6-OHDA
treatments are possible means by which this may be accomplished.
Considering the evidence that a large sympathetic component appears to be
present in chronic adjuvant arthritis (Levine, 1986; Codeme, 1990) the present
experiments could be repeated with and without sympathectomy as outlined above, but
with the animal induced into a state of adjuvant induced polyarthritis. The outcome of an
acute inflammatory challenge in a chronically inflamed joint could be investigated in
this way, and the relative proportional increase in the role of SPGN assessed and
compared to current results.
It appears that the cellular and biochernical mechanisms of NI play
proportionately different roles in different tissues and to different stimuli. Histamine
appears to be a major mediator of NI in rat skin (Lembeck and Holzer, 1979) but not in
the respiratory tract (Lundberg and Saria, 1983). Characterization of the role of
histamine and mast cells in the neurogenic inflammatory response in the TMJ is of
interest. Application of HI antagonists pnor to MO application would reveal whether the
mechanism of NI in the TMJ was heavily dependent on the release of histamine. A
viable alternative is to utilize rats who have been genetically manipulated to be mast ceIl
deficient. This method has been used in mice by houe et al. (houe, 1997).
Investigation into central influences on established acute inflarnmatory processes
is of interest. Sluka et al. (Sluka et al., 1994a) were able to reduce swelling afier
induction of acute inflammation by deposition of the non-NMDA antagonist CNQX into
the spinal cord dorsal hom. The parallel experiment within the trigeminal system would
be deposition of CNQX into brainstern trigeminal subnucleus caudalis of the trigeminal
spinal tract. In the current study we have dernonstrated that connections to spinal
neurons are not absolutely necessary for induction of edema. It would be of value to
examine whether they may potentialiy play a significant role in ampliS.ing or
maintaining neurogenic inflammation.
Alternative means by which to elicit PE is another future consideration. It
appears each chemical algogen canies with it a particular capacity to act neurogenicall y.
Carrageenan, kaolin, and bradykinin are examples. What best approximates the
neurogenic inflammatory stimulatory effect seen in patients with RA or TMD is a matter
of conjecture, to be clarified in the future. Capsaicin acts through a specific 'VR1' or
(vamilioid) receptor which has been recently cloned (Szallasi and Blumberg, 1999).
The action of local anaesthetic on inhibiting capsaicin as opposed to MO would provide
valuable information on the phannacology of two of the most useful tools in
neuroscience research today.
4.1 1 Summary and Conclusions
4.11.1 Surnmary
Tissue expansion (edema) increases dose dependently with increasing MO
concentration. Significant edema development is evident with concentration of MO as
low as 1%.
Local anaesthetics lidocaine and bupivacaine when injected into the TMJ area of
the r2t alone do not induce tissue expansion in this mode1 despite evidence that they are
inherentl y vasodilating.
MO induced edema development at low (1%) and high (40%) concentrations in
the rat TMJ area is not inhibited by pre-administration of local anaesthetics lidocaine or
bupivacaine. Edema development is independent of axonal conduction in primary
afferent nociceptors since tissue expansion occurred immediately and continued for
more than 2 hours despite confirmation that neuronal blockade was complete for at least
30 minutes (bupivacaine).
4.1 1.2 Two Possible Conclusions
Two possible conclusions may be drawn from the observations summarized in
section 4.1 1.1. First, if MO tnily acts through predominantly neurogenic mechanisms,
this study suggests that trigeminal dorsal root reflexes are not necessary to induce MO
induced ederna since afferent inputs into the spinal tract of the trigeminal nucleus were
blocked by local anaesthetic. In the same sense, traditional 'axon reflexes' are not
necessary to induce or maintain edema. Traditional concepts of NI which regard
antidromic conduction of action potentials as fundamental elements should be appended
in light of observations gleaned from this study. Neurogenic inflammation should be
redefined as increased vascular permeability and plasma extravasation secondary to
antidromic stimulation of afferent nerves or direct stimulation of afferent terminals.
A second conclusion may be made if MO is actually acting purely non-
neurogenically through direct damage to vasculature resulting in vascular permeability.
This is contrary to the existing body of evidence gained fiom previous studies which
point to the specificity of action of MO on C-fibre afferents. There is evidence however
that the tissues which are innervated by afferents exert a modulatory effect on neuronal
peptide content. (McMahon and Gibson, 1987). It is conceivable that afferents
innervating the TMJ of the rat do not nonnally produce a significant amount of peptides
mediating neurogenic inflammation. That is, the neurogenic contribution to TMJ
inflammation is smali. Local anaesthetic blockade then would not be expected to change
the edema response to MO acting non-neurogenically.
A statistically insignificant yet unexpected reverse trend toward increased
inflammation was observed with both lidocaine and bupivacaine preload as compared to
saline preload. It may be entertained that this is due to blockade of sympathetic tone
which nonnally exerts an inhibitory efiect on PE through release of mediators such as
neurokinin Y and NE. There is ample evidence in the literature îhat direct and indirect
adrenergic receptor stimulation results in decreased PE in acute inflammation. Similarly,
we speculate that local anaesthesia may block tonic inhibition of primary afferent
depolarization from supraspinal levels or large afferent inhibitory inputs and therefore
result in increased PE.
4.1 1.3 Clinical Implications Of Results
I f MO acts neurogenically, these results suggest that acute inflammation
involving the TMJ region in the context of arthritis or TMD camies with it the potential
of being neurogenic. Release of mediators appears to occur despite axonal block
indicating that anti-inflammatory therapy should either physically induce deafferentation
of the TMJ, or directly antagonize pro-inflarnmatory mediators phar~nacologically.
Altematively, MO acts non-neurogenically, which suggests that fûrther research
into the differential effect on skin versus the TMJ is of prime importance.
C hapter 5
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