Norwood C Tilley Jr Financial Disclosure Report for 2010

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  • 8/3/2019 Norwood C Tilley Jr Financial Disclosure Report for 2010

    1/11

    AO I0Rev. 1/2011FINANCIAL DISCLOSURE REPORT

    FOR CALENDAR YEAR 201 0Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. .~ 101-111)

    I . P e r s o n Repo rting (last name, first , middle init ial)Til ley , Jr . , Norwood C.

    4 . T i t l e ( A r t i c l e I l l j u d g e s indicate active o r s e n i o r s i a l u s ;magistrate judges indicate full- or parl-time)

    2. C o u r t or OrganizationU.S. Distr ic t Court , MDNC

    5a. Report Type (check appropr ia te type)] N o m i n a t i o n , D a t eU.S. Distr ict Judge (Senior)

    7. Chambers or O f f i c e A d d r e s sP. O . Box 3443 , R oom 303324 W est Market StreetGreensboro, N.C. 27402

    [] Initial [] Annual [] Final5b. [] Amended Report

    ; 8. On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliancew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

    R e v i e w i n g O f f i c e r D a t e

    3. Date of R e p o r t07/12/2011

    6 . R e p o r t i n g P e r i o d01 / 01 / 2 01 0

    to12/31/2010

    I M P O R T A N T N O T E S : The instructions accompanying this form must be followe Complete ali parts,checking the NON E box for each part where you h ave no reportable inforraation. Sign on last page.

    I. P O S I T I 0 N S . m e p o ~ a . g in d l v l d u a t o n ly ; , e , t ,~ , . 9 4 3 of fillng instructions.)~] N O N E (No reportable positions.)

    I. Board of V i s i tors2. Director3.

    4.5.

    POSITION NAME OF ORGANIZATION/ENTITYWak e Fores t Unive rs i ty Sch ool of LawC h ie f Jus t ice Jos eph Branch I nn (Amer i can I nns of C our t )

    I t . A G R E E M E N T S . m e p o m . g individual only; seepp. 14-1a of filing instructions.)NONE (No reportable agreements.)

    DATE

    1 .2.3.

    PARTIES AND TERMS

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    FINANCIAL DISCLOSURE REPORTPage 2 o f 11

    N a m e o f P e r so n R e p o r t in gTilley, Jr ., Norwoo d C.

    D a t e o f R e p o r t07112/201 I

    I I 1 . N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp. 17-24 of fillng instructions.)A. Filers Non-Investm ent Incom e~ NONE non-investment income.)N o reportable

    DATE SO UR C E AN D TY PE

    2.3.4.

    INCOME( y o u r s , n o t s p o u s e s )

    B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you were married during any portion of the reportlng year, complete this section.(Dol lar amount not required except for honorar ia . )

    D (No reportable income.)ONE non-investment

    1.2010DATE S O U R C E A N D T Y P E

    Par~ - t ime , Davids on C ounty C om mu ni ty C ol lege ; S ta te re t i rement i ncome f rom s e rv i ce a s an adm ini s tra tor , Davids onC ounty C omm uni ty C ol lege

    IV . R E I M B U R S E M E N T S -- transportaaon, lodging, food, entertalnmenL( I n c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h il d r e n ; s e e p p . 2 5 -2 7 o f fi l in g i n s t r u c t io n s . )

    NONE (No reportable reimbursements.)SOURCE DATES LOCATION

    I.2.3.4.5.

    PURPOSE ITEM S PAID OR PROVIDED

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    FINANCIAL DISCLOSURE REPORTP a g e 3 o f 1 1

    N a m e o f P e r s o n R e p o r t i n gTil ley, Jr . , Nor~vood C.

    D a t e o f R e p o r t07/12/201 I

    V . G I F T S . a n c i, ,d ~ , h o s e t o ~ , o ~ e a n d d e r e n d e n t children: see pp. 2 8 o 3 1 off!llng instructions.)NONE (No reportable g~s.)

    SOURCEI.2.3.4.

    5.

    DE SCR IP TIO N V ALUE

    V I . L I A B I L I T I E S . a n c l ~ d e s , h o s e of spouse and depende nt children; see p l~ 32-33 of f i l ing instruction~)N O N E (No reportable liabilities.)

    CREDITOR DESCRIPTIONI.2.3.

    4.5.

    VALUECODE

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    FINANCIAL DISCLOSURE R EPORTPage 4 of 11

    N a m e o f P e r s o n R e p o r t i n gTi l l e y , J r. , Norwood C .

    D a t e o f R e p o r l07/12/201 I

    V I I. IN V E S T M E N T S a n d T R U S T S - in c o ,~ e , v ol ,, e. , ~ a ~ a c t io ~ a n c l u d , ~ t h o s o o / sp o u s e a n d d o p o n d e , t children; see p p . 3 4 - 6 0 of filing instructions.)NONE (No reportable income, assets, or transactions.)

    D e s c r i p ti o n o f A s s e t~ T r a n s a c t io n s d u r i n g r e p o r l in g p e r i o d( i n c l u d i n g t r u s t a s s e t s )

    P l a c e " ( X ) " a f t e r e a c h a s s e te x e m p t f ro m p r i o r d i s c l o s u r e

    I n c o m e d u r in gr e p o r t i n g p e r i o d(I) (2)A m o un t T y p e ( e . g .,C o d e I d i v . , r e n t ,( A - H ) o r i n t . )

    G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(t) (2)Value V a l u e

    C o d e 2 M e th o d( J - P ) C o d e 3

    T y p e ( e . g .,buy , s e l l ,r e d e m p t i o n )

    (2) (3)D a t e Value Gain I d e n t i t y o f

    m m/dd~,y Code 2 Code I buyer/seller( J - P ) (A-H) ( i f p r i v a t e

    t r a n s a c t i o n )

    2.

    3.4.5.6.7.

    3 l iR As (C Ds ) Wach ovia Bank & Trus t ,Greens b oro , NC2 IRAs First Cit izens Bank & Trust ,Greensboro, NCI IRA (Mutual) MFS Capital Opporlu ni t iesFund , MFS Her i tageSavings Acct , Firs t Cit izens Bank & Trust ,Greens b oro , NCCheck ing Acct , T r ul ian t Feder a l Cr ed i tUnionQue st Acct , Firs t Citizens Bank & Trust ,Greens b oro , NCGenera l Motors - O ld

    A Interest K TA Interest K T

    A Interest K TA Interest K T

    A Interest J TA Interest K T

    None Closed 01/01/108. NewBr idge Bank9. Bank o f Nor th Car o l ina1 0 . Check ing Acct , NewBr idge Bank1 1 . Sta te Em ployees C redi t Union, MoneyMarket1 2 . Bank o f Nor th Car o l ina1 3 . Wendy Arbys Group1 4 .

    None JA Div idend JA Interest JA Interest MA Interest J

    None

    T

    T

    T

    T

    T

    Ope n 02/01/10 JSold 02/03/10 J

    1 5 . Wen dyArb ys Group1 6 .

    None Ope n 02/01/10 JSold 03115/10 J

    1 7 . I I R A Putnam F iduc ia ry Trus t C o

    I. Inc ome G ain Codes :(See Columns BI and 1)4)

    2 . Value Codes(See Co lu mn s CI an d D3)

    3 . Value Meth od Codes(See Co lu mn C2 )

    A =$1,000 or lessF =$50,001 - $100.000J =$15.000 or lessN =$250.001 - $500.000P3 =$25.000.001 - $50.000,000Q = Ap ~ a isalU = Book Value

    B =$1,001 - $2,500G =$100.001 - $1 .000,000K =$15,001 - $50.000O = $ 5 0 0 . 0 0 1 - S I . O D O . 0 0 0R =Cost (Real Estate Only)V =Olhcr

    C -$2 ,501 - $5 ,000I I I = $1,000,001 - $5.000.000L =$50.001 - $ 100.000PI =$1.000.001 - $5,000.000P4 =More than $50.000.000S = A s s ~ s s n l e n !W -E s t ima ted

    D = $ 5 . 0 0 1 - $ I 5 , 0 0 01 1 2 =More than $5.000.000M = $ 1 0 0 , 0 0 1 - $ 2 5 0 . 0 0 0P2 =$5.000,001 - $25.000.000T = C a s h M i ~ k c ~

    E =$15 . 0 0 1 - $5 0 . 0 0 0

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    FINANCIAL DISCLOSURE REPORTPage 5 o f 11

    N a m e o f P e r s o n R e p o r t i n gTi l l e y , J r. , Norwood C .

    D a t e o f R e p o r t07/12/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

    1 8 .

    1 9 .

    20 .

    21 .

    22 .

    23 .

    24 .

    25 .

    26 .

    27 .

    28 .

    29 .

    30 .

    31 .

    32 .

    33 .

    34 .

    N O N E (No reportable income, assets, or transactions.)

    De s c r ipt i on of Asse ts T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s )P l a c e " ( X ) " a f t e r e a c h a s s e t

    exempt from prior disclosure

    I n c o m e during G r o s s v a l u e at endr e por t i ng pe r iod o f r e p o r t i n g p e r i o d

    (I) (2 ) (I) (2) (I) (2) (3) (4) (5 )A m o u n t T y p e (e .g ., V a lu e V a lu e T y p e (e .g ., Da te V a l u e G a i n Iden t i ty o fC o d e I d iv ., re n t , C o d e 2 Me thod buy , s e l l , m m / d d / y y C o d e 2 C o d e I buye r / s e l l e r

    ( A - H ) or i nt . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J -P) ( A - H ) ( i f p r iva te( Q - W ) t r a ns a c t i on)

    -Putnam Gm wlh & Income A A Dividend J T-Putnam M ulti -Cap G rowth Fund A A Dividend J T-Putnam International Equity A A Dividend J T-putnam Research Fund A A Dividend J TDavidson Fede ral S & L (Y)

    Edward Jones brokerage account # 1

    - C a s h A I n t e r e s t J T-Torrance CA Uni Sch Dist B -2 A I n t e r e s t J T

    -GE Capital Corp lnterNotes

    Open 02/01/10 J

    -BB&T C orp-Coca Co la Co

    -Comca st Corp CL A

    -Duk e Energy C orp

    Open 02/01/10 J

    Open 02/01/10 JOpen 02/01/10 J

    O p e n 08/10/10 JOpe n 08/10/10 JSo ld 08 /10/10 J(part)

    A Interest J T Ope n 08/10/10 JSo ld 08 /10/10 J(part)

    A Div idend J T O p e n i 0 8 1 1 0 1 1 0 JA Div idend K T Ope n 08/10/10 J

    So ld 08 /10/10 J(part)A Div idend J Y Ope n 108/10/10 J

    Sold 08/10/10 J(part)A Div idend J T Ope n 08/10/10 J

    I. Income Gain Codes: A = $1,000 or less B = $ 1,001 - $ 2 .5 00 C = 52.5 01 - $ 5 ,000 D = $ 5 .001 - $ 15 ,000( S c Columns B 1 and D 4 ) F =$ 50,001 - $ 100,000 G =$ 100.001 - $ 1.000.000 I 1 1 = $ 1 . 0 0 0 , 0 0 1 - 5 5 . 0 0 0 . 0 0 0 11 2 = More tha n $5.000,000

    2. Value Co~c~ ,I =$15.000 ~ Ices K =$ I 5.001 - $50.000 L :550 .091 - $ 100 .0~ M = $ 1 0 0 . 0 0 1 - $ 2 5 0 .0 ~ 0(sex: Columns CI and D3) N =$250.001 - $5 00.000 O = 550~ .0OI - $1 .000 .0~ P1-51.000.001 - $5.0~).000 P 2 = 5 5 . 0 ~ q O . 0 0 1 - $ 2 5 . 0 0 0 .0 0 0

    P3 =$2 5 .0~ .001 - 550 .0~ 1 .0~ P4 =More than $50.0(~.00~3 . Value Meth od Codes Q =Appraisal R =Cosl (Real Estate Only) S =Assessment T ~sh Markc!(See Column C2) U = Book Value V =Othe r W :Es l ima led

    E =515.001 - $50.000

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    FINANCIAL DISCLOSURE REPORTPage 6 o f 11 Ia m e o f P e r s o n R e p o r t i n gTi l l e y , J r. , Norwood C . D a t e o f R e p o r t07/12/2011

    V I I . I N V E S T M E N T S a n d TRUSTS - i .... e , value, transactions (Includes those ofsponse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

    Description of Assets Income during(including trust assets) reporting period

    " O) (2)P l a c e " O O " a f t e r e a c h a s s e t i A m o u n t T y p e ( e . g .,exempt from prior disclosure i Code I d i v . , r e n t ,

    i (A-H) o r i n t . )

    35 .36 . -NC C ap Fac Fin Agy37 .38 . -Newbr idge Bancor p39 .40 . -P r ogr ess Ener gy Inc .41 . -Spect r a Ener gyCor p42 . -Stryker Corp43 . Edwar d , lones b r oker age accoun t #244 . -C i s coSys tems ~ I nc .45 . -H om e D epo t46 . -Pepsico47 . -Amer ican High Income T r us t48 . -Bond Fund o f Amer ica CLA49 . -Cap i ta l Income Bui lder Fund CL A50 . -C api t a l Wo r ld Growth & I ncome Fund C IA51 . -Fundamen ta l Inves lo r s Fund CL A

    Gross value at endo f r e p o r t i n g p e r i o d(i) (2)

    V alu e V alu eCode 2 M e th o d

    ( J - P ) Code 3( Q - W )

    A Interest

    A Div idend K T

    A Div idend J TA Dividend J TA Dividend J T

    None J TA Div idend J TA Div idend .I TA Dividend J TA Dividend J TA Dividend J TA Dividend J TA Dividend J T

    Transactions during reporting period(I) (2) (3) (4)

    T y p e ( e . g . , D a t e Value Gainbuy, sell, mm/dd /yy Code 2 Code I

    r e d e m p t i o n ) ( J - P ) (A-H)

    S o l d 08/10/10 J A(part)O p e n 08110/10 JSo ld 08 /10/1 0 J AO p e n 08/10/10 JSold 08 /10/10 J A(part)O p e n 08/10/10 JO p e n 08/10/10 JO p e n 08/10/10 J

    Ope n 02/01/10 JOpe n 02/01/10 JOpe n 02 /01 /10 JOpe n 02 /01 /10 JOpe n 02/01/10 J

    (5 )I d e n t i t y o f

    buyer/seller( i f p r i v a t e

    t r a n s a c t i o n )

    I. Income Gain Codes: A = $1.000 or less B = $ 1,001 - $ 2 .5 00 C = $ 2.5 01 - $ 5 .000 D =$5.001 . $15,000( See Columns B I and 134) F = $ 5 0 . 0 0 1 - $ 1 0 0 , 0 0 0 G =$ 10 0.0 01 - $ 1.0 00 .0 00 ) I I =$ 1.0 00 .0 01 - $ 5.0 00 .0 00 112 =More than $5.000.000

    2. Value Codes J -515.0~O or Icss K = 515 .001 - $ 5 0.000 L -$ 5 0.0O I - $ 100.000 M =$I00.001 - $250.000(See Co lu mn s CI an d D3) N =$250.001 - 55 00.000 O $ 500 .001 - $1 .000 .000 p I = $1.000.001 - $5.000.000 P2 =$5 .000.001 - $25.000.000

    P3 =525.000.001 - $50,0~0.000 P4 =More than $50.000.0003 . Value Mc lh od Codes Q = Appraisal R -~:ost { Real Estate Only) S =Asscssm,mt T =Cash Markc~(See Column C2) U = Book Value V = O th er W = Es l imaled

    E =515,001 - $50.000

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    FINANCIAL DISCLOSURE REPORTPage 7 of I 1

    N a m e o f P e r s o n R e p o r t in gTilley, Jr . , Norwood C.

    D a t e o f R e p o r t07/12/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - income, va lue, transact ions ( Includes those of spouse and dep endent chi ldren; see pp. 34-6 0 of f il ing instruct ions.)N O N E (No reportable income, assets, or transactions.)

    A. B. C. D.Description of Assets Income during G ross v alu e at end Transactions du ring reporting period

    (inc lud ing tru st a sse~) reporting period o f r e p o r t i n g p e r i o d(1) (2) (I) (2) (1 ) (2) (3)

    P l a c e " ( X ) " a f t e r e a c h a s s e texempt from prio r d isc losu re

    52 . - Income Fund o f Amer ica Fund CL A53 . - N e w E c o n o m y F u n d C L A54 . -Putnam Mult i Cap Growth Fund CI A55 . Edward Jones I R A56 . -Fundam enta l Inves tors Fund57 . -New Pers pec t i ve Fund C L A58 . Lexing ton Womens Inves tmen t Club59 . -Apple Inc60 . -Abbott Laboratories61 . -AFLAC Incorporated62 . -Ber ksh i r e Hathaway lnc63 . -Caterpi l lar, Inc64 . -Cisco Systems, Inc65 . -C h evron C orpora t ion66 . -Wal t Di s ney C ompany67 . -Duk e En ergy C orpora t ion68 . -eBay Inc

    A m o un t T y p e (e . g . , V alue V alue T y p e ( e . g ., D a t e ValueC o d e I d iv . , r e n t , C od e 2 M e th o d b u y , s e l l, mr r t ldd~ C o d e 2( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P )( Q - W )

    Div idend J T Open 02/01/10 JA D i v i d e n d J T Open 02/01/10 J

    AA

    A

    A

    A

    A

    A

    A

    A

    A

    A

    A

    None J T Open 02/01/10 J

    Div idend J T Ope n 02/01/10 JDiv idend J T Ope n 02/01/10 J

    Div idend J T Bu y 07/28 /10 JDiv idend J T Bu y 07/28 /10 JDiv idend J T Bu y 07/28 /10 JDiv idend J T Bu y 07/28 /10 JDiv idend J T Bu y 07/28 /10 JDiv idend J T Bu y 07/28 /10 JDiv idend J T Bu y 07/28 /10 JDiv idend J T Bu y 07/28 /10 JDividend J T Bu y 07/28 /10 JDividend Bu y 07/28 /10 J

    (4) (5 )Gain I d e n t i t y o f

    Code I buyer/seller(A-H) ( i f p r i v a t e

    a a n s a c t i o n )

    I. Incom e G ain Co des: A -$ 1.000 or less B = $ 1.001 - $ 2 .5 00 C = $2.5 01 - $ 5 .000 D =$5.001 - $15.000(See Co lu mn s B I an d D4) F = $ 50.001 - $ 100.000 G =$100.001 - $1 .000.000 III = $ 1.000.001 - $ 5 .0~0.000 112 =More than $5.000.000

    2. Value Codes J -115.000 or less K =$15.001 - $50.000 L =$50.001 - 1 100.000 M =$100.001 - $250.1~0IScc Co lu mn s CI an d D3) N = $250.001 - $ 5 00.000 O =$5 00.001 - $1 .000.000 PI = $ 1.000.001 - $ 5 .000.000 P2 =$5 .000.001 - $25.000.000

    P3 =$25.000.001 . $50.0~0.000 P4 =More than $50.000.0~:13. V alu e Mc lh od Codes Q = Appraisal R =Cost (Real Estate Only) S =Assessment T ~Cash Markel

    (Scc Co lu mn C2 ) U = Book Value V =Olhcr W = Es t imated

    E =$15 . 0 0 1 - $ 5 0 , 0 ( } 0

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    FINANCIAL DISCLOSURE REPORTPage 8 o f 11

    Name of Person R e p o r t i n gTil ley, Jr . , Nor~vood C.

    D a t e o f R e p o r t07/12/2011

    N O N E (No reportable income, assets, or transactions.)A. B. C. D.

    Description of Assets Incom e du ring G ross v alue at end Transactions during reporting period(inc lu ding tru st assets) reporting period o f r e p o r t i n g p e r i o dI (i) (2~ (i) (2 > (I) (2) (3> (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . , V alu e V alu e T y p e ( e . g ., D a t e V a l u e Gain I d e n t i t y o f

    exempt from prior disclosure I Code I d i v . , r e n t , Code 2 M e th o d buy, sell , m m /d cl~ y C od e 2 Code I buyer/seller(A-H) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e[ ( Q -W ) t r a n s a c t i o n )

    69 . So ld 08 /31 /10 J70 . -F r on t ie r Comm unica t ions Cor p A Dividend Bu y 07/28 /10 J71 . So ld 08 /02 /10 J72 . -Gener a l E lec t r i c Company A Div idend J T Bu y 07/28 /10 J73 . -Coming Inco r por a ted A Div idend J T Bu y 07/28 /10 J74 . -Goog le Inc A Div idend J T Bu y 07/28 /10 J75 . -HCP, lnc A Div idend J T Bu y 07/28 /10 J76 . - Johnson & Johnson A Div idend J T Bu y 07/28/I0 J77 . -Lowes Compan ies , Inc A Div idend J T Bu y 07/28 /10 J78 . -Allscripts -Misys He althcare A Dividend J T Bu y 07/28 /10 J79 . -Medtronic, Inc A Div idend J T Bu y 07/28 /10 J80 . -Mons anto C ompany A Div idend J T Bu y 07/28 /10 .I81 . -Microsoft Corporat ion A Dividend J T Bu y 07/28 /10 J82 . -Pepsico, Inc A Dividend J T Bu y 07/28 /10 J83 . -P r octer & Gam ble Company A Div idend J T Bu y 07/28 /10 J84 . -Potash Corporation of Saskatche A Dividend J T Bu y 07/28 /10 J8 5 . -Royal Dutch Shel l PLC Royal Dut A Dividend J T Bu y 07/28 /10 J

    A

    A

    1. Income Gain Codes: A =$1,000 or less B = $ 1,001 - $ 2 .5 00 C = $ 2.501 - $ 5 ,000 D =$5,001. $15.000(See Columns B I and IM) F =$50.001 - $100,000 G =$1 00.001 - $1.000.000 Ill =$1,000,001 - $5,000.000 112 =More than $5.000.000

    2. Value Codc ~ J =$15.000 or less K = $ 15 .001 - $ 5 0.000 L = $ 50,001 - $ 100.000 M =$100.001 - $250.000( Se e C olu m ns CI an d D 3) N -$ 25 0.0 01 - $ 50 0.0 00 O = $5 00.0 01 - $ 1.0 00 .00 0 P I = $1 .0 00 .0 01 - $ 5.0 00 .0 00 P2 =$5 .000,001 - $25,000.000P3 =$25 .000.001 - $50.000.0~0 P4 =More Ihan $50.CO0.0003. Value Method Codes Q =Appraisal R =Cost (Real Estalc Only) S =Assessment T =Cash Marke t

    (See Co lu mn C2 ) U =B o o k V a lu e V =Othe r W = Es t imated

    E = $15 ,001 - $50 .000

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    FINANCIAL DISCLOSURE REPORTPage 9 o f 11

    N a m e o f P e r s o n R e p o r t i n gTi l l e y , J r . , Norwood C .

    D a t e o f R e p o r t07/12/2011

    V I I . IN V E S T M E N T S a n d T R U S T S - Z n ,- o .,e , ,, ,, ~ ,, e, ~ a ~ a ~ i o ~ a . d u d ~ t h o s e a / s p o t s . ~ . d dependent children: see p p . 3 4 - 6 0 of filing instraction~)N O N E (No reportable income, assets, or transactions.)

    D e s c r i p t io n o f A s s e ts T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e ~ )Place "(X)" after each asset

    exempt from prior disclosure

    I n c o m e d u r in g G r o s s v a l u e a t e n dr e po rt i n g p er i o d o f r e po rt i n g p er i o d(I ) ( 2 ) (I) (2) (I ) (2) (3) (4) ( 5 )A m o u n t T y p e ( e . g ., Value Value T y p ~ ( e . g ., D a t e V a l u e G a i n I d e n t i t y o fC o d e I d i v . , r e n t , C o d e 2 M e th o d b u y , s e l l , m m / d d i y y C o d e 2 C o d e I b u y e r / s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) W a n s a c t i o n )

    86 . -Spr in t Nexte lCor por a tion Com m A Dividend J T Bu y 07/28 /10 J87 . -Spect r a Ener gyCor p A Div idend J T Bu y 07128/10 J88 . -AT&T Inc. A Div idend Bu y 07/28 /10 J89 . Sold 11/02/10 J90 . -Ver izon Comm unica t ions , Inc A Div idend J T Bu y 07/28 /10 J91 . -Wel l s Far go & Company A Div idend J T Bu y 07/28 /10 J92 . -MEMC Electronic Mater ials , lnc A Div idend J T Bu y 07/28 /10 J93 . -Wal-Mart Stores, lnc A Dividend J T Bu y 07/28 /10 J94 . -Wesco Financ ia lCorpora t ion A Div idend J T Bu y 07128/10 J95 . -Aeropostale Inc A Div idend J T Bu y 08/02 /10 J96 . -T ar gacep t Inc A Dividend J T Bu y 08/31 /10 J97 . -Goog le Inc A Div idend J T Bu y 08/31 /10 J98 . -Targacept I nc A Div idend J T Bu y ! 11/02/10 J99 . -Hatteras Finl Corp A Div idend J T Bu y [ 11/02/10 J1 0 0 .

    I. Income Gain Codes: A =$! .000 or less B -$1 ,001 - $2 ,500 C =$2.501 - $5,000 D =$5.001 - $15.000(Se e Co lu mn s B I a n d D4 ) F =$50.001 - $100.000 G = $ 1 0 0 . 0 0 1 - $ 1 , 1 9 0 0 .0 0 0 III =$1.000.001 - $5.000.000 H 2 = M o r e l lmn $5 .000 .000

    2. Value Codes J =$15.000 ~ l ess K = $15 ,001 - $ 5 0.000 L = $5 0.001 - $ 1 0 0 . 0 0 0 M =$100.001 - $ 2 5 0 . 0 0 0(See Co lu mn s CI an d D3) N =$250.001 - $500.(~0 O =$ 50 0,00 1 - $ 1.0 00.0 00 P I = $1 .0 00 ,0 01 - $ 5.00 0.0 00 P2 = $5 ,000 .0 01 - $ 25 .000.00 0P3 = $25.000.001 - $ 50.000,000 P4 = Morc th an $ 50.000.000

    3 . Value Meth od Codes Q =Appraisal R =Cost (Real Estate Only) S = A s s e s s m e n t T - Cash Marke t~S c c Column C2) U = H ook Value V =Othe r W = Es t imated

    E =$15.001- $50.000

  • 8/3/2019 Norwood C Tilley Jr Financial Disclosure Report for 2010

    10/11

    FINANCIAL DISCLOSURE REPORTP a g e 1 0 o f 1 1

    Name of Person Report ingTil ley , Jr . Norwood C.

    Date of Report07/12/2011

    VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

  • 8/3/2019 Norwood C Tilley Jr Financial Disclosure Report for 2010

    11/11

    FINANCIAL DISCLOSURE REPORTPage 11 ofll

    Name of Person Repor t ingTi l l e y , Jr . , Norwood C .

    Date of Report07/12/201 I

    IX. CERTIFICATION.I c e r t i fy tha t a l l i n fo rma t ion g ive n a bove ( inc lud ing in fo rma t ion pe r t a in ing to my s pous e a nd minor o r de pe nde n t ch i ld re n , i f a ny ) i sa c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r yprov i s ions pe rmi t t ing non- d i s c los u re .! f u r t h e r c e r ti f y t h a t e a rn e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s sv h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t he p ro v i s i o n s o f 5 U . S . C. a p p . 501 e t . s c q . , 5 U . S . C. 7 353 , a n d Ju d i c i a l Co n fe re n c e r e g u l a t i o n s .

    Signature: S/Norwood C. Tilley, Jr.

    N O T E : A N Y I N D I V I D U AL W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A L L S TO F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LAND CRIMINAL SANCT IO NS ( 5 U.S.C. app . 104)

    Comm ittee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Colum bu s Circle, N.E.W ashington, D.C. 20544