North Carolina State University

College of Humanities and Social Sciences

Department of Psychology

Campus Box 7650

Raleigh, North Carolina 27695-7650

National Science Foundation

Industry/University Cooperative Research Centers Evaluation Project

Phone: (919) 515-3237

Fax: (919) 515-1716

January 11, 2012

Dear Center Directors,

Please find attached the DRAFT version of the 2010-2011 Center Director report. This

report is based on the data each center director submitted through the excel-based NSF

I/UCRC Annual Report Data Collection System this fall. Please review the data for your

Center and report revisions NO LATER than January 31st, 2012. All corrections should be

sent to the I/UCRC Evaluation Team by email (iucrc@ncsu.edu).

Please send the table number, question, old value, and new value of your changes and

we will make sure the final report is updated OR fax us the report with the changes

marked

We will include any corrections you report in the final version of this table and in the

IUCRC database. If we do not hear anything from your center, we will assume your

data is accurate. Once all corrections are received and entered, a final version of the

report will be emailed to each center and posted on the IUCRC Evaluation website

(http://www.ncsu.edu/iucrc/).

Again, please keep in mind this is a DRAFT report--the final version will be available after

all the corrections have been made.

Sincerely,

Denis Gray & Lindsey McGowen

I/UCRC Evaluation Project

NC State University

Report sorted Alphabetically by Center 1 IUCRC Structure Database, FY 2010-2011

DRAFT

NATIONAL SCIENCE FOUNDATION

INDUSTRY/UNIVERSITY COOPERATIVE RESEARCH CENTERS

DRAFT Report

2010-2011 STRUCTURAL INFORMATION 1

• TTAABBLLEE 11: GENERAL CENTER INFORMATION

• TTAABBLLEE 22: OPERATING BUDGET: TOTAL FUNDING

• TTAABBLLEE 33: CAPITAL AND IN-KIND SUPPORT

• TTAABBLLEE 44: INDUSTRY MEMBERSHIP DESCRIPTORS

• TTAABBLLEE 55: HUMAN RESOURCES

• TTAABBLLEE 66: CENTER DIRECTOR DESCRIPTORS • TTAABBLLEE 77: CENTER OUTCOMES • TTAABBLLEE 88: INTELLECTUAL PROPERTY EVENTS

• AAPPPPEENNDDIIXX: FOOTNOTES: SPECIAL CONSIDERATIONS (Footnotes appear on top of columns and/or at end of rows for each table and are described in the appendix on the last page).

D.O. Gray, L. McGowen, & S.E. DeYoung

DEPARTMENT OF PSYCHOLOGY

NORTH CAROLINA STATE UNIVERSITY

January, 2012

1NOTE: 2010-2011 data collected from 53/53 Center Director Surveys (100% response rate).

IUCRC Evaluation Project

North Carolina State University

Psychology Department, Box 7650

Raleigh, NC 27695-7650

Phone: 919.515.3237

Fax: 919.515.1716

E-mail iucrc@ncsu.edu

Webpage http://www.ncsu.edu/iucrc

Table 1: 2010-2011 GENERAL CENTER INFORMATION* (Sorted Chronologically)

Center Name Partner University 1 Partner University 2 Partner University 3 Partner University 4University Name:Yr Funded:

Director Director Director DirectorDirector

Active

Advanced Vehicle & Extreme Environment Electronics Auburn Univ.1999

Lall

Intelligent Maintenance Systems Univ. of Michigan Missouri Univ. of Science & Tech.Univ. of Cincinnati2001

Ni SarangapaniLee

Biomolecular Interaction Technologies Univ. of New Hampshire2001*

Laue

Dielectric Studies Missouri Univ. of Science & Tech.Pennsylvania State Univ.2001*

DoganRandall

Center for Excellence in Logistics and Distribution Univ. of Oklahoma Oklahoma State Univ. Clemson Univ. Texas Tech. Univ.Univ. of Arkansas2002

Pulat Ingalls Ferrell MatisMeller

Compact High-Performance Cooling Technologies Purdue Univ.2002

Garimella

Plasmas & Lasers in Advanced Manufacturing Univ. of Michigan - Ann Arbor Southern Methodist Univ. Univ. of Illinois, Urbana ChampagneUniv. of Virginia2002

Mazumder Kovacevic RuzicGupta

Communications Circuits & Systems Rensselaer Polytechnic Institute Ohio State Univ. Univ. of Arizona Univ. of HawaiiArizona State Univ.2003

Shur Volakis Krunz IskanderKiaei

E-Design Univ. of Massachusetts Univ. of Central Florida Univ. of Buffalo Brigham Young Univ.Virginia Tech2003

Krishnamurty Geiger Lewis JensenGoff

Experimental Research in Computer Systems Ohio State Univ.Georgia Institute of Tech.2003

RamanathanSchwan

Fuel Cell Center Univ. of ConnecticutUniv. of South Carolina2003

AnwarVan Zee

Friction Stir Processing Missouri Univ. of Science & Tech. Brigham Young Univ. Univ. of South Carolina Wichita State Univ.South Dakota School of Mines and Tech2004

Mishra Nelson Reynolds BurfordSorenson

Safety, Security, Rescue Research Center Univ. of Pennsylvania Univ. of DenverUniv. of Minnesota2004

Daniilidis AndrewsPapanikolopoulos

Wireless Internet Center for Advanced Technology Univ. of Virginia Auburn Univ. Virginia Tech Univ. of Texas, AustinPolytechnic Institute of New York Univ.2004

Horowitz Agrawal Bose RappaportPanwar

Child Injury Prevention Studies Children's Hospital of Philadelphia2005

Winston

Computational Materials Design Georgia Institute of Tech.Pennsylvania State Univ.2005

McDowellLiu

Center for High-Performance Reconfigurable Computing Brigham Young Univ. George Washington Univ. Virginia TechUniv. of Florida2006

Nelson El-Ghazawi AthanasGeorge

Minimally Invasive Medical Technologies Univ. of CincinnatiUniv. of Minnesota2006*

Nistor / DoarnErdman

Precision Forming The Virginia Commonwealth Univ.Ohio State Univ.2006*

KocAltan

Smart Vehicle Concepts Texas A&MOhio State Univ.2007

BoydSingh

IUCRC Structure Database, FY 2010-2011* Report sorted by Status, Organized by Year Funded; * = Last year funded by NSF

^ Centers are Phase III grant recipients that have had a break in their NSF I/UCRC funding. They are formerly funded centers that recomepeted for a third five year award.a: Additional Universities and Directors for the Center for Excellence in Logistics and Distribution are: Virginia Tech. (Ellis), Univ. of Missouri (Noble), Texas Tech. Univ. (Matis), Arizona State Univ. (Villalobos), and Univ. of California, Berkeley (Kaminsky).b: Additional Universities and Directors for E-Design are: Carnegie Mellon Univ. (Antaki). c: Additional Universities and Directors for the Center for Advanced Forestry Systems are: Univ. of Georgia (Kane), Univ. of Washington (Briggs), Univ. of Florida (Jokela), and Univ. of Idaho (Coleman)d: Additional affiliate University partners for Advanced Knowledge Enablement is Dubna International University. e: For Next Generation Photovoltaics, Univ. of Texas, Austin was added after the reporting period, so it did not provide data for this report. f: Additional affiliate University partners for Pharmaceutical Development are Emory University and the University of Kansas.g: Additional Universities and Directors for the Power Systems Engineering Research Center are: Iowa State Univ. (McCalley), Georgia Institute of Tech (Meliopuolos), Howard Univ. (Momoh), Univ. of Illinois Urbana-Champagne (Sauer), and Univ. of California Berkeley (Oren)

2

Center Name Partner University 1 Partner University 2 Partner University 3 Partner University 4University Name:Yr Funded:

Director Director Director DirectorDirector

Advanced Forestry Systems Oregon State Univ. Purdue Univ. Virginia Tech Univ. of MaineNorth Carolina State Univ.2008

Howe Michler Fox WagnerGoldfarb

Autonomic Computing Rutgers Univ. Univ. of Arizona Mississippi State Univ.Univ. of Florida2008

Pompili Hariri BanicescuFortes

Advanced Knowledge Enablement Florida Atlantic Univ. Dubna International University (Affiliate)Florida International Univ.2009

FurhtRishe

Advanced Space Technologies Research and Engineeri North Carolina A&TUniv. of Florida2009

EdmonsonFitz-Coy

Bioenergy Research and Development Univ. of Hawaii State Univ. of New York; Stony Brook North Carolina State Univ.South Dakota School of Mines and Tech2009

Turn Mahajan PerettiAbata

Health Organization Transformation Georgia Institute of Tech. Northeastern Univ. Penn. State Univ.Texas A&M Health Science Center2009

Lee Benneyan NembhardGamm

Particulate and Surfactant Systems Columbia Univ.Univ. of Florida2009

SomasundaranMoudgil

Silicon Solar Consortium Georgia Institute of Tech.North Carolina State Univ.2009

RohatgiRozgonyi

Advanced Sustainable Iron and Steel Michigan Tech. Univ.2009*

Kawatra

Center for Hybrid Multicore Productivity Research Georgia Institute of Tech. Univ. of California, San DiegoUniv. Maryland Baltimore County2010

Conte BrownHalem

Center for Research in Intelligent Storage Univ. of California, Santa CruzUniv. of Minnesota2010

MillerDu

Electromagnetic Compatibility Univ. of Houston Clemson Univ. Univ. of OklahomaMissouri Univ. of Science & Tech.2010

Chen Hubing GrantDuBroff

Embedded Systems Southern Illinois Univ. CarbondaleArizona State Univ.2010

TragoudasVrudhula

Grid-Connected Advanced Power Electronic Systems Univ. of South CarolinaUniv. of Arkansas2010

DougalMantooth

Integration of Composites into Infrastructure Rutgers Univ. Univ. of Miami North Carolina State Univ.West Virginia Univ.2010

Balaguru Nanni RizkallaGangaRao

Net-Centrics Systems Univ. of Texas, Dallas Arizona State Univ.Univ. of North Texas2010

Bastani SpaniasKavi

Water and Environmental Technology Univ. of Arizona Arizona State Univ.Temple Univ.2010

Pepper AbbaszadeganSuri

Center for Surveillance Research Wright State Univ.Ohio State Univ.2011

RiglingPotter

Center for Transportation and Electricity Convergence Texas A&MUniv. of Texas at Austin2011

KezunovicBaldick

Ceramics Composites and Optical Materials Center Rutgers Univ.Clemson Univ.2011

HaberBrown

Energy Harvesting Materials and Systems Univ. of Texas, DallasVirginia Tech2011

SmithPriya

Integrative Joining of Materials for Energy Applications Univ. of Wisconsin - Madison Lehigh Univ. Colorado School of MinesOhio State Univ.2011

Kou DuPont LiuBabu

IUCRC Structure Database, FY 2010-2011* Report sorted by Status, Organized by Year Funded; * = Last year funded by NSF

^ Centers are Phase III grant recipients that have had a break in their NSF I/UCRC funding. They are formerly funded centers that recomepeted for a third five year award.a: Additional Universities and Directors for the Center for Excellence in Logistics and Distribution are: Virginia Tech. (Ellis), Univ. of Missouri (Noble), Texas Tech. Univ. (Matis), Arizona State Univ. (Villalobos), and Univ. of California, Berkeley (Kaminsky).b: Additional Universities and Directors for E-Design are: Carnegie Mellon Univ. (Antaki). c: Additional Universities and Directors for the Center for Advanced Forestry Systems are: Univ. of Georgia (Kane), Univ. of Washington (Briggs), Univ. of Florida (Jokela), and Univ. of Idaho (Coleman)d: Additional affiliate University partners for Advanced Knowledge Enablement is Dubna International University. e: For Next Generation Photovoltaics, Univ. of Texas, Austin was added after the reporting period, so it did not provide data for this report. f: Additional affiliate University partners for Pharmaceutical Development are Emory University and the University of Kansas.g: Additional Universities and Directors for the Power Systems Engineering Research Center are: Iowa State Univ. (McCalley), Georgia Institute of Tech (Meliopuolos), Howard Univ. (Momoh), Univ. of Illinois Urbana-Champagne (Sauer), and Univ. of California Berkeley (Oren)

3

Center Name Partner University 1 Partner University 2 Partner University 3 Partner University 4University Name:Yr Funded:

Director Director Director DirectorDirector

Membrane Science, Engineering & Technology Center Univ. of Colorado at BoulderNew Jersey Institute of Technology2011

GreenbergSirkar

Next Generation Photovoltaics Univ. of Texas, AustinColorado State Univ.2011

KorgelSampath

Pharmaceutical Development Univ. of KentuckyGeorgia Institute of Tech.2011

MunsonBommarius

Resource Recovery and Recycling Colorado School of MinesWorcester Polytechnic Institute2011

MishraApelian

Security and Software Engineering Research Center Iowa State Univ.Ball State Univ.2011

JacobsonZage

Water Equipment and Policy Marquette Univ.Univ. Wisconsin-Milwaukee2011

SwitzenbaumChen

Wood-Based Composites Oregon State Univ.Virginia Tech.2011

KamkeFrazier

Advanced Processing and Packaging Studies North Carolina State Univ.Ohio State Univ.2011^

SandeepSchwartz

Design of Analog/Digital Integrated Circuits Univ. of Washington Oregon State Univ.Washington State Univ.2011^

Darling HanumoluRingo

Nondestructive Evaluation Iowa State Univ.2011^

Thompson

Power Systems Engineering Research Center Cornell Univ. Texas A&M Washington State Univ. Univ. of Wisconsin - MadisArizona State Univ.2011^

Tong Kezunovic Bose DeMarcoVittal/Heydt

New

Advanced Non-Ferrous Structural Alloys Univ. of North TexasColorado School of Mines2012

CollinsKaufman

Agricultural, Biomedical, and Pharmaceutical Nanotechn Univ. of Illinois2012

Cunningham

Biophotonics Sensors and Systems Univ. of California, DavisBoston Univ.2012

MatthewsDudley/Bifano

Dynamic Data Analysis State Univ. of New YorkRutgers Univ.2012

KaufmanMetaxas

Energy Efficent Electronic Systems Villanova Univ. Univ. of Texas; ArlingtonState Univ. of New York; Binghamton2012

Ortega AgonaferSammakia

Metamaterials Clarkson Univ Univ. of North Carolina, CharlotteCity Univ. of New York, City College2012

Babu FiddyCrouse

Recompeted

Berkeley Sensor & Actuator Center Univ. of California, DavisUniv. of California, Berkeley2012^

HorsleyHuggins/Muller

Identification Technology Research West Virginia Univ. Univ. of ArizonaClarkson Univ.2012^

Cukic BurgoonShuckers

IUCRC Structure Database, FY 2010-2011* Report sorted by Status, Organized by Year Funded; * = Last year funded by NSF

^ Centers are Phase III grant recipients that have had a break in their NSF I/UCRC funding. They are formerly funded centers that recomepeted for a third five year award.a: Additional Universities and Directors for the Center for Excellence in Logistics and Distribution are: Virginia Tech. (Ellis), Univ. of Missouri (Noble), Texas Tech. Univ. (Matis), Arizona State Univ. (Villalobos), and Univ. of California, Berkeley (Kaminsky).b: Additional Universities and Directors for E-Design are: Carnegie Mellon Univ. (Antaki). c: Additional Universities and Directors for the Center for Advanced Forestry Systems are: Univ. of Georgia (Kane), Univ. of Washington (Briggs), Univ. of Florida (Jokela), and Univ. of Idaho (Coleman)d: Additional affiliate University partners for Advanced Knowledge Enablement is Dubna International University. e: For Next Generation Photovoltaics, Univ. of Texas, Austin was added after the reporting period, so it did not provide data for this report. f: Additional affiliate University partners for Pharmaceutical Development are Emory University and the University of Kansas.g: Additional Universities and Directors for the Power Systems Engineering Research Center are: Iowa State Univ. (McCalley), Georgia Institute of Tech (Meliopuolos), Howard Univ. (Momoh), Univ. of Illinois Urbana-Champagne (Sauer), and Univ. of California Berkeley (Oren)

4

Table 2: 2010-2011 OPERATING BUDGET AND TOTAL FUNDINGNSF/ Other Member Addl Other Non- OtherTotal

Center Name IUCRC NSF Fees Industry State University Federal Federal CashFunding

4 6 7

8 9

10 115 5 12

Advanced Forestry Systems $760,000 $335,000 $3,123,384 $202,500 $30,000 $1,216,790 $952,375 $298,000 $0$6,918,049

Advanced Knowledge Enablement $191,000 $0 $269,748 $0 $0 $0 $0 $0 $0$460,748

Advanced Processing and Packaging Studies $29,000 $0 $335,000 $85,034 $0 $97,132 $0 $0 $0$546,166

Advanced Space Technologies Research and $156,000 $0 $173,268 $0 $0 $22,000 $0 $0 $100,000$451,268

Advanced Sustainable Iron and Steel $33,250 $0 $80,000 $0 $0 $0 $0 $0 $0$113,250

Advanced Vehicle & Extreme Environment Ele $150,000 $0 $2,184,314 $0 $0 $0 $0 $0 $0$2,334,314

Autonomic Computing $441,000 $1,739,500 $429,926 $0 $0 $185,290 $0 $0 $0$2,795,716

Bioenergy Research and Development $299,000 $0 $636,010 $0 $0 $0 $152,600 $0 $0$1,087,610

Biomolecular Interaction Technologies $30,000 $0 $300,000 $0 $0 $0 $0 $0 $0$330,000

Center for Excellence in Logistics and Distribut $637,617 $215,614 $1,595,265 $19,725 $0 $248,963 $383,631 $75,000 $75,000$3,250,815

Center for High-Performance Reconfigurable C $332,000 $0 $1,358,687 $100,000 $0 $858,745 $0 $0 $988,000$3,637,432

Center for Hybrid Multicore Productivity Resea $262,000 $150,000 $500,000 $80,000 $0 $20,000 $0 $0 $0$1,012,000

Center for Research in Intelligent Storage $135,000 $978,000 $450,000 $35,000 $0 $0 $150,000 $0 $0$1,748,000

Center for Surveillance Research $142,982 $0 $350,901 $0 $0 $123,052 $0 $0 $0$616,935

Center for Transportation and Electricity Conve $129,868 $0 $240,000 $0 $0 $0 $0 $0 $0$369,868

Ceramics Composites and Optical Materials C $160,000 $0 $640,000 $270,000 $0 $0 $755,000 $0 $0$1,825,000

Child Injury Prevention Studies $203,000 $0 $530,000 $1,921,723 $0 $0 $0 $0 $0$2,654,723

Communications Circuits & Systems $533,003 $420,000 $799,278 $257,000 $0 $35,112 $688,888 $0 $0$2,733,281

Compact High-Performance Cooling Technolo $176,000 $100,000 $600,000 $200,000 $0 $200,000 $900,000 $0 $0$2,176,000

Computational Materials Design $105,000 $0 $308,000 $0 $0 $32,000 $0 $0 $0$445,000

Design of Analog/Digital Integrated Circuits $59,000 $0 $410,000 $13,000 $0 $0 $0 $0 $225,477$707,477

Dielectric Studies $113,000 $0 $500,000 $0 $0 $90,000 $0 $0 $785,000$1,488,000

E-Design $502,954 $214,470 $595,900 $80,000 $0 $116,480 $0 $0 $0$1,509,804

Electromagnetic Compatibility $352,269 $175,000 $1,500,000 $252,000 $220,000 $75,000 $515,000 $0 $481,000$3,570,269

Embedded Systems $118,000 $0 $404,500 $0 $0 $99,905 $0 $0 $0$622,405

Energy Harvesting Materials and Systems $160,000 $210,188 $329,970 $0 $0 $30,000 $0 $0 $0$730,158

Experimental Research in Computer Systems $126,000 $50,000 $703,370 $0 $0 $120,000 $0 $0 $0$999,370

Friction Stir Processing $202,000 $103,000 $785,000 $127,800 $0 $157,000 $0 $0 $0$1,374,800

Fuel Cell Center $111,000 $0 $290,000 $0 $0 $24,500 $35 $0 $0$425,535

Grid-Connected Advanced Power Electronic S $176,000 $18,000 $760,000 $0 $0 $0 $0 $0 $0$954,000

Health Organization Transformation $267,000 $6,000 $800,000 $0 $0 $215,657 $0 $0 $0$1,288,657

Integration of Composites into Infrastructure $304,000 $0 $564,600 $40,000 $0 $0 $0 $0 $0$908,600

Integrative Joining of Materials for Energy Appl $291,000 $0 $823,388 $0 $0 $130,426 $0 $0 $0$1,244,814

Intelligent Maintenance Systems $570,999 $944,398 $744,000 $60,000 $0 $0 $49,343 $0 $84,268$2,453,008

Membrane Science, Engineering & Technolog $176,000 $90,000 $527,257 $0 $0 $105,000 $0 $0 $0$898,257

Minimally Invasive Medical Technologies $110,000 $0 $50,000 $0 $0 $0 $0 $0 $0$160,000

Net-Centrics Systems $240,822 $198,045 $475,000 $90,000 $0 $20,300 $0 $0 $0$1,024,167

Next Generation Photovoltaics $97,000 $0 $400,000 $150,000 $0 $0 $0 $0 $0$647,000

Nondestructive Evaluation $63,892 $18,808 $420,000 $0 $488,552 $232,174 $3,393,633 $4,967 $257,238$4,879,264

Particulate and Surfactant Systems $130,000 $370,029 $459,500 $218,000 $0 $98,738 $0 $113,725 $0$1,389,992

Pharmaceutical Development $135,000 $0 $160,000 $0 $0 $3,000 $0 $0 $0$298,000

Plasmas & Lasers in Advanced Manufacturing $221,500 $0 $500,000 $0 $0 $191,525 $175,000 $0 $0$1,088,025

Power Systems Engineering Research Center $206,000 $1,223,884 $2,287,500 $141,750 $559,147 $198,408 $8,102,264 $2,640,000 $50,000$15,408,953

Precision Forming $135,000 $0 $315,000 $80,000 $100,000 $160,000 $0 $0 $5,000$795,000

Resource Recovery and Recycling $135,000 $0 $420,000 $0 $0 $0 $0 $0 $0$555,000

Safety, Security, Rescue Research Center $223,049 $255,000 $487,478 $30,000 $229,000 $142,611 $2,063,763 $0 $0$3,430,901

Security and Software Engineering Research $191,000 $0 $375,941 $0 $0 $107,581 $0 $0 $0$674,522

Silicon Solar Consortium $139,000 $0 $683,942 $245,000 $0 $280,000 $500,000 $0 $0$1,847,942

Smart Vehicle Concepts $130,000 $166,000 $567,200 $0 $50,000 $285,000 $0 $0 $0$1,198,200

Water and Environmental Technology $306,000 $0 $531,000 $6,000 $1,106,274 $20,000 $184,000 $140,000 $0$2,293,274

Water Equipment and Policy $151,000 $200,000 $316,700 $0 $0 $0 $0 $0 $0$667,700

Wireless Internet Center for Advanced Technol $490,042 $5,983,023 $1,995,000 $545,351 $0 $450,039 $3,698,885 $2,167,281 $0$15,329,621

Wood-Based Composites $135,000 $0 $315,000 $0 $25,000 $30,000 $0 $0 $0$505,000

$220,269$2,016,488 $267,245 $667,944 $99,054 $52,981 $121,178 $427,631 $102,622 $57,566Grand Mean

$11,674,247$106,873,890 $14,163,959 $35,401,027 $5,249,883 $2,807,973 $6,422,427 $22,664,417 $5,438,973 $3,050,983Grand Sum

IUCRC Structure Database, FY 2010-2011* Report sorted Alphabetically by Centera. For Intelligent Maintenance Systems, the Lehigh site has an additional $95K in membership fees which are still outstanding for the reporting period.b: Due to a transition from Univ. of Kansas to Univ. of Kentucky, the partner site for Pharmaceutical Development was delayed in receiving payment from 3 prospective member firms.

4

Table 3: 2010-2011 CAPITAL AND IN-KIND SUPPORT

Total Total Cap Other % to

Funding In-Kind Equipment Facilities Personnel Software Support Mem Typical AdminCenterName

Capital and In-Kind Support Overhead Budget13

1514 16

Advanced Forestry Systems $6,918,049 $1,647,021 $855,000 $390,000 $278,021 $54,000 $70,000 0 49 3

Advanced Knowledge Enablement $460,748 $715,000 $0 $0 $0 $715,000 $0 0 44 20

Advanced Processing and Packaging Studies $546,166 $0 $0 $0 $0 $0 $0 0 52.5 20

Advanced Space Technologies Research and E $451,268 $76,000 $35,000 $0 $0 $0 $41,000 0 48 30

Advanced Sustainable Iron and Steel $113,250 $0 $0 $0 $0 $0 $0 0 52 5

Advanced Vehicle & Extreme Environment Elec $2,334,314 $0 $0 $0 $0 $0 $0 10 46 1.3

Autonomic Computing $2,795,716 $0 $0 $0 $0 $0 $0 0 46.5 25

Bioenergy Research and Development $1,087,610 $170,000 $50,000 $20,000 $100,000 $0 $0 0 47 15

Biomolecular Interaction Technologies $330,000 $50,000 $50,000 $0 $0 $0 $0 11 45 20

Center for Excellence in Logistics and Distributi $3,250,815 $40,000 $0 $0 $40,000 $0 $0 10 46 45

Center for High-Performance Reconfigurable Co $3,637,432 $1,207,500 $1,175,000 $0 $0 $32,500 $0 0 46.5 10

Center for Hybrid Multicore Productivity Resear $1,012,000 $170,000 $60,000 $20,000 $40,000 $10,000 $40,000 10 48 20

Center for Research in Intelligent Storage $1,748,000 $0 $0 $0 $0 $0 $0 10 45 10

Center for Surveillance Research $616,935 $0 $0 $0 $0 $0 $0 10 52.5 21

Center for Transportation and Electricity Conver $369,868 $80,000 $0 $0 $80,000 $0 $0 10 53.5 25

Ceramics Composites and Optical Materials Ce $1,825,000 $0 $0 $0 $0 $0 $0 10 48.5 20

Child Injury Prevention Studies $2,654,723 $0 $0 $0 $0 $0 $0 0 65 10

Communications Circuits & Systems $2,733,281 $9,174,000 $5,159,000 $4,000,000 $15,000 $0 $0 10 52.5 25

Compact High-Performance Cooling Technologi $2,176,000 $0 $0 $0 $0 $0 $0 0 54 5

Computational Materials Design $445,000 $0 $0 $0 $0 $0 $0 10 47 17

Design of Analog/Digital Integrated Circuits $707,477 $1,495,000 $460,000 $0 $25,000 $1,000,000 $10,000 0 49.5 5.3

Dielectric Studies $1,488,000 $2,000 $0 $0 $0 $0 $2,000 0 51 10

E-Design $1,509,804 $833,300 $300,000 $0 $20,000 $197,250 $316,050 0 58.5 6

Electromagnetic Compatibility $3,570,269 $0 $0 $0 $0 $0 $0 0 51 10

Embedded Systems $622,405 $0 $0 $0 $0 $0 $0 10 52.5 34

Energy Harvesting Materials and Systems $730,158 $40,000 $40,000 $0 $0 $0 $0 0 58.6 16

Experimental Research in Computer Systems $999,370 $0 $0 $0 $0 $0 $0 0 50.5 5

Friction Stir Processing $1,374,800 $15,000 $0 $0 $0 $0 $15,000 0 47 10

Fuel Cell Center $425,535 $0 $0 $0 $0 $0 $0 0 45 25

Grid-Connected Advanced Power Electronic Sy $954,000 $0 $0 $0 $0 $0 $0 10 42 10

Health Organization Transformation $1,288,657 $100,000 $0 $0 $0 $0 $100,000 10 47 2

Integration of Composites into Infrastructure $908,600 $0 $0 $0 $0 $0 $0 0 46.5 25

Integrative Joining of Materials for Energy Appli $1,244,814 $145,150 $0 $26,000 $74,150 $45,000 $0 10 52.5 5

Intelligent Maintenance Systems $2,453,008 $145,000 $0 $60,000 $85,000 $0 $0 0 57 10

Membrane Science, Engineering & Technology $898,257 $0 $0 $0 $0 $0 $0 6 53 20

Minimally Invasive Medical Technologies $160,000 $0 $0 $0 $0 $0 $0 49.5 49.5 20

Net-Centrics Systems $1,024,167 $30,000 $0 $0 $30,000 $0 $0 0 47 10

Next Generation Photovoltaics $647,000 $0 $0 $0 $0 $0 $0 10 48 0

Nondestructive Evaluation $4,879,264 $0 $0 $0 $0 $0 $0 0 48 15

Particulate and Surfactant Systems $1,389,992 $21,744 $15,000 $0 $0 $6,744 $0 0 47 33

Pharmaceutical Development $298,000 $0 $0 $0 $0 $0 $0 10 52.7 16

Plasmas & Lasers in Advanced Manufacturing $1,088,025 $590,000 $580,000 $0 $0 $10,000 $0 0 54 18

Power Systems Engineering Research Center $15,408,953 $1,400,000 $425,000 $215,000 $195,000 $165,000 $400,000 0 52 17

Precision Forming $795,000 $270,000 $50,000 $20,000 $0 $200,000 $0 10 50 5

Resource Recovery and Recycling $555,000 $0 $0 $0 $0 $0 $0 0 58 17

Safety, Security, Rescue Research Center $3,430,901 $35,000 $0 $0 $35,000 $0 $0 25 51 5

Security and Software Engineering Research C $674,522 $2,500 $0 $0 $2,500 $0 $0 10 45 9.66

Silicon Solar Consortium $1,847,942 $0 $0 $0 $0 $0 $0 9.5 50 25

Smart Vehicle Concepts $1,198,200 $43,301 $27,000 $0 $0 $0 $16,301 11 52.5 13

Water and Environmental Technology $2,293,274 $25,000 $0 $0 $0 $0 $25,000 10 53 7

Water Equipment and Policy $667,700 $0 $0 $0 $0 $0 $0 10 47.7 63

Wireless Internet Center for Advanced Technolo $15,329,621 $407,750 $402,250 $5,500 $0 $0 $0 10 37 20

Wood-Based Composites $505,000 $741,446 $141,000 $20,000 $209,800 $0 $370,646 5 38.1 17.4

$106,873,890 $19,671,712 $9,824,250 $4,776,500 $1,229,471 $2,435,494 $1,405,997

$2,016,488 $371,164 $185,363 $90,123 $23,198 $45,953 $26,528

Grand Sum

Grand Mean 5.98 49.63 16.07

N/A N/A N/A

IUCRC Structure Database, FY 2010-2011* Report sorted Alphabetically by Centera: University does not reduce overhead, but matches 25% of membership fee 5

Table 4: 2010-2011 INDUSTRY MEMBERSHIP DESCRIPTORS

Current Members Starting New LeftCenterName

2010-2011 MEMBERS LIFETIME MEMBERSStarting New Left Primary Secondary Tertiary

ANNUAL FEES

Advanced Forestry Systems 103 99 8 4 68 126 23 $25,000 $5,000

Advanced Knowledge Enablement 23 18 13 8 10 31 11 $24,000 $5,000

Advanced Processing and Packaging Studies 11 0 0 0 11 11 0 $35,000 $20,000

Advanced Space Technologies Research and E 5 8 0 3 11 11 6 $35,000 $15,000

Advanced Sustainable Iron and Steel 4 7 0 3 7 9 7 $25,000

Advanced Vehicle & Extreme Environment Elec 26 17 11 2 11 50 35 $75,000 $37,500

Autonomic Computing 10 10 0 0 13 33 8 $35,000

Bioenergy Research and Development 24 23 2 1 16 27 3 $50,000 $20,000

Biomolecular Interaction Technologies 10 11 0 1 8 15 13 $30,000 $20,000 $10,000

Center for Excellence in Logistics and Distributi 21 24 7 10 29 80 93 $50,000 $25,000 $5,000

Center for High-Performance Reconfigurable Co 36 33 9 6 21 71 25 $35,000

Center for Hybrid Multicore Productivity Resear 16 14 4 2 14 18 2 $40,000 $20,000

Center for Research in Intelligent Storage 9 8 4 3 8 12 3 $50,000 $20,000

Center for Surveillance Research 8 0 0 0 8 8 0 $44,000

Center for Transportation and Electricity Conver 9 0 0 0 9 9 0 $40,000 $20,000

Ceramics Composites and Optical Materials Ce 19 0 0 0 19 19 0 $40,000 $15,000

Child Injury Prevention Studies 11 12 0 1 6 7 2 $50,000 $25,000 $15,000

Communications Circuits & Systems 34 25 14 5 9 52 28 $50,000

Compact High-Performance Cooling Technologi 22 18 4 0 14 25 20 $30,000

Computational Materials Design 10 10 3 3 10 18 8 $48,000 $18,000

Design of Analog/Digital Integrated Circuits 7 0 0 0 7 7 0 $50,000 $25,000

Dielectric Studies 16 19 0 3 18 29 27 $35,000 $10,000

E-Design 28 19 10 1 9 48 27 $30,000

Electromagnetic Compatibility 23 15 8 0 15 23 0 $60,000

Embedded Systems 10 7 4 1 7 11 1 $50,000 $25,000 $5,000

Energy Harvesting Materials and Systems 11 0 0 0 11 11 0 $40,000 $20,000

Experimental Research in Computer Systems 18 19 10 11 8 35 21 $45,000 $5,000

Friction Stir Processing 27 25 2 0 20 30 18 $35,000 $30,000

Fuel Cell Center 13 11 2 0 14 17 18 $35,000 $17,500

Grid-Connected Advanced Power Electronic Sy 20 17 3 0 17 20 0 $40,000

Health Organization Transformation 16 12 5 1 10 18 2 $50,000

Integration of Composites into Infrastructure 15 15 4 4 15 19 4 $50,000 $40,000 $15,000

Integrative Joining of Materials for Energy Appli 25 0 0 0 25 25 0 $45,000 $25,000 $15,000

Intelligent Maintenance Systems 35 31 7 3 25 65 57 $40,000 $12,000

Membrane Science, Engineering & Technology 8 0 0 0 8 8 0 $50,000

Minimally Invasive Medical Technologies 1 1 0 0 7 8 7 $50,000

Net-Centrics Systems 18 12 9 3 12 21 3 $30,000 $10,000

Next Generation Photovoltaics 6 0 0 0 6 6 0 $50,000

Nondestructive Evaluation 12 0 0 0 12 12 0 $35,000

Particulate and Surfactant Systems 25 27 3 5 43 48 22 $25,000 $15,000 $5,000

Pharmaceutical Development 4 0 0 0 7 4 0 $40,000

Plasmas & Lasers in Advanced Manufacturing 21 22 3 4 9 36 19 $35,000 $10,000

Power Systems Engineering Research Center 38 0 0 0 38 38 0 $50,000 $25,000 $25,000

Precision Forming 15 15 2 2 18 29 14 $30,000 $15,000 $10,000

Resource Recovery and Recycling 14 0 0 0 14 14 0 $30,000

Safety, Security, Rescue Research Center 16 10 6 0 7 28 21 $35,000 $10,000

Security and Software Engineering Research C 20 0 0 0 20 20 0 $30,000 $15,000 $5,000

Silicon Solar Consortium 23 18 5 0 15 27 4 $50,000 $25,000 $10,000

Smart Vehicle Concepts 19 18 6 5 14 28 9 $40,000 $10,000

Water and Environmental Technology 32 33 3 4 33 36 4 $30,000 $10,000 $3,000

Water Equipment and Policy 6 0 0 0 6 6 0 $30,000

Wireless Internet Center for Advanced Technolo 42 35 15 8 7 64 23 $40,000

Wood-Based Composites 8 0 0 0 8 8 0 $30,000

1003 718 186 107 787 1431 588

18.92 13.55 3.51 2.02 14.85 27.00 11.09

Grand Sum

Grand Mean $40,113 $17,652 $12,346

IUCRC Structure Database, FY 2010-2011* Report sorted Alphabetically by Centera. As a Phase 3 Center for Advanced Processing Packaging Studies had 11 Life Starting Members, 49 Life New Members, 45 Life Left Members, and 15 Current Members at the last count in 2004.b. As a Phase 3 Center for Design of Analog Digital Integrated Curcuits had 8 Life Starting Members, 29 Life New Members, 26 Life Left Members, and 11 Current Members at the last count in 2004.c. As a Phase 3 Center, Nondestructive Evaluation had 14 Life Starting Members, 41 Life New Members, 42 Life Left Members, and 13 Current Members at the last count in 2008.d: Due to a transition from Univ. of Kansas to Univ. of Kentucky, the partner site for Pharmaceutical Development was delayed in receiving payment from 3 prospective member firms.e. As a Phase 3 Center, Power Systems Engineering Research Center had 17 Life Starting Members, 63 Life New Members, 41 Life Left Members, and 39 Current Members at the last count in 2006.

6

Table 5: 2010-2011 HUMAN RESOURCES

Center Name Scientists Post Docs Research Staff PhDFaculty

RESEARCHERS STUDENTS

Masters Undergraduate

18

Administrative

Advanced Forestry Systems 34 6 28 28 18215

Advanced Knowledge Enablement 15 0 3 8 5111

Advanced Processing and Packaging Studies 21 6 4 10 021

Advanced Space Technologies Research and Engineering Cent 10 0 1 5 330

Advanced Sustainable Iron and Steel 5 0 1 8 401

Advanced Vehicle & Extreme Environment Electronics 18 2 0 17 6233

Autonomic Computing 8 0 0 17 664

Bioenergy Research and Development 64 2 4 32 1482

Biomolecular Interaction Technologies 3 1 1 3 401

Center for Excellence in Logistics and Distribution 47 2 0 29 12241

Center for High-Performance Reconfigurable Computing 14 2 2 33 11203

Center for Hybrid Multicore Productivity Research 18 2 10 7 492

Center for Research in Intelligent Storage 11 3 1 20 432

Center for Surveillance Research 11 0 0 2 181

Center for Transportation and Electricity Convergence 11 1 2 7 121

Ceramics Composites and Optical Materials Center 10 1 2 15 1213

Child Injury Prevention Studies 15 1 2 1 281

Communications Circuits & Systems 25 4 6 35 3103

Compact High-Performance Cooling Technologies 11 5 0 19 061

Computational Materials Design 28 5 0 11 022

Design of Analog/Digital Integrated Circuits 12 0 0 19 032

Dielectric Studies 20 3 3 7 022

E-Design 33 1 3 11 8143

Electromagnetic Compatibility 15 6 2 31 3211

Embedded Systems 13 0 0 12 271

Energy Harvesting Materials and Systems 30 10 2 4 048

Experimental Research in Computer Systems 27 0 4 58 0491

Friction Stir Processing 15 4 5 9 20172

Fuel Cell Center 8 2 6 8 913

Grid-Connected Advanced Power Electronic Systems 9 1 2 7 2135

Health Organization Transformation 21 2 3 21 893

Integration of Composites into Infrastructure 17 3 4 8 4163

Integrative Joining of Materials for Energy Applications 12 0 1 8 1151

Intelligent Maintenance Systems 4 4 0 22 092

Membrane Science, Engineering & Technology Center 26 2 0 10 002

Minimally Invasive Medical Technologies 4 1 1 0 002

Net-Centrics Systems 23 2 1 19 6211

Next Generation Photovoltaics 5 0 0 6 6100

Nondestructive Evaluation 13 1 15 17 2954

Particulate and Surfactant Systems 17 7 10 12 226

Pharmaceutical Development 9 1 0 4 600

Plasmas & Lasers in Advanced Manufacturing 4 6 2 14 742

Power Systems Engineering Research Center 57 2 2 70 10512

Precision Forming 2 3 0 9 031

Resource Recovery and Recycling 5 1 0 0 051

Safety, Security, Rescue Research Center 19 1 4 26 022

Security and Software Engineering Research Center 7 0 0 2 022

Silicon Solar Consortium 6 5 9 15 022

Smart Vehicle Concepts 5 3 0 14 432

Water and Environmental Technology 20 9 4 14 1083

Water Equipment and Policy 11 3 1 8 251

Wireless Internet Center for Advanced Technology 52 18 0 195 91825

Wood-Based Composites 11 0 1 5 220

17.19 2.72 2.87 18.34 10.45 6.45911 144 152 972 554 342

Grand Mean

Grand Sum 1132.13

IUCRC Structure Database, FY 2010-2011* Report sorted Alphabetically by Center

8

Table 6: 2010-2011 CENTER DIRECTOR DESCRIPTORS

CenterName Rank Tenur Reports To Center Admin Other Admin Research Teaching Other

TIME ALLOCATION *Includes only primary center director

Advanced Forestry Systems Full Professor Tenured Dean 10 75 5 5 5

Advanced Knowledge Enablement Full Professor Tenured Interim Director 10 10 40 20 20

Advanced Processing and Packaging Studies Full Professor Tenured Department Chair 10 20 40 10 20

Advanced Space Technologies Research and En Associate Professor Tenured College of Engineering Dean 35 25 10 25 5

Advanced Sustainable Iron and Steel Full Professor Tenured Vice President for Research, MTU 10 50 15 20 5

Advanced Vehicle & Extreme Environment Electr Full Professor Tenured Dean 15 0 50 30 5

Autonomic Computing Full Professor Tenured Department Chair 5 5 75 10 5

Bioenergy Research and Development Full Professor Tenured Vice President for Academic Affairs 10 0 10 70 10

Biomolecular Interaction Technologies Full Professor Tenured Dean 20 10 40 30 0

Center for Excellence in Logistics and Distributio Full Professor Tenured Department Head 25 10 30 35 0

Center for High-Performance Reconfigurable Co Full Professor Tenured Department Chair 15 5 50 25 5

Center for Hybrid Multicore Productivity Researc Full Professor Non-tenure Track Chair of Computer Science and Electrical E 25 10 40 15 10

Center for Research in Intelligent Storage Full Professor Tenured Department Head 10 5 50 30 5

Center for Surveillance Research Full Professor Tenured Department Chair 14 14 38 24 10

Center for Transportation and Electricity Converg Full Professor Tenured Chairman of Electrical and Computer Engin 5 20 25 35 15

Ceramics Composites and Optical Materials Cent Associate Professor Tenured Associate Dean of Research & Graduate St 20 15 30 25 10

Child Injury Prevention Studies Full Professor Tenured Chief Scientific Officer 5 15 60 0 20

Communications Circuits & Systems Full Professor Tenured Department Chair 15 15 30 20 20

Compact High-Performance Cooling Technologie Full Professor Tenured Department Head 10 0 40 0 50

Computational Materials Design Full Professor Tenured Department Head 20 0 70 10 0

Design of Analog/Digital Integrated Circuits Full Professor Tenured Dean of College of Engineering & Architect 35 45 0 15 5

Dielectric Studies Full Professor Tenured Director of Materials Research Institute 10 1 40 40 9

E-Design Associate Professor Tenured Dean for College of Engineering 25 15 25 30 5

Electromagnetic Compatibility Full Professor Tenured Chairman of Electrical and Computer Engin 45 5 5 40 5

Embedded Systems Full Professor Tenured Director, School of Computing, Informatics, 15 15 40 15 15

Energy Harvesting Materials and Systems Associate Professor Tenured Associate Professor 10 24 36 30 0

Experimental Research in Computer Systems Full Professor Tenured Vice President for Research 10 10 40 30 10

Friction Stir Processing Full Professor Tenured Chair, Department of Mechanical Engineeri 15 15 35 35 0

Fuel Cell Center Full Professor Tenured Chair, Department of Chemical Engineerin 20 0 55 25 0

Grid-Connected Advanced Power Electronic Syst Full Professor Tenured Electrical Engineering Department Head 15 15 30 25 15

Health Organization Transformation Full Professor Tenured Dean 30 5 40 25 0

Integration of Composites into Infrastructure Full Professor Tenured Dean 4 6 60 20 10

Integrative Joining of Materials for Energy Applic Associate Professor Tenured Department Chair 25 5 33 33 4

Intelligent Maintenance Systems Full Professor Tenured Department Head 50 0 20 20 10

Membrane Science, Engineering & Technology C Full Professor Tenured Department Chair 10 5 50 30 5

Minimally Invasive Medical Technologies Full Professor Tenured Department of Mechanical Engineering 4 16 50 20 10

Net-Centrics Systems Full Professor Tenured Dean, College of Engineering 15 10 45 30 0

Next Generation Photovoltaics Full Professor Tenured Department Head 10 0 50 40 0

Nondestructive Evaluation Full Professor Tenured Institute for Physical Research & Technolo 50 5 25 15 5

Particulate and Surfactant Systems Full Professor Tenured Dean of College of Engineering 1 12 42 39 6

Pharmaceutical Development Full Professor Tenured School Chair 15 25 30 25 5

Plasmas & Lasers in Advanced Manufacturing Full Professor Tenured Department Chair and to Dean of Engineeri 12 5 50 30 3

Power Systems Engineering Research Center Full Professor Tenured Director, School of Electric, Computer and 15 5 50 25 5

Precision Forming Full Professor Tenured Department Chair 20 10 30 30 10

Resource Recovery and Recycling Full Professor Tenured Dean of Engineering 20 10 40 20 10

Safety, Security, Rescue Research Center Full Professor Tenured Department Head 5 10 60 15 10

Security and Software Engineering Research Ce Full Professor Tenured Department Chair 25 0 50 25 0

Silicon Solar Consortium Full Professor Tenured Department Head 8 16 33 33 10

Smart Vehicle Concepts Full Professor Tenured MAE Dept. Chair and College Dean 22 0 38 30 10

Water and Environmental Technology Full Professor Tenured Dean of College of Engineering 25 5 40 25 5

Water Equipment and Policy Full Professor Tenured Dean of College of Engineering 15 5 50 25 5

Wireless Internet Center for Advanced Technolog Full Professor Tenured Assoc. Provost, Research & Technology In 10 20 50 15 5

Wood-Based Composites Full Professor Tenured Department Head 12.5 13 37 37 0

16.84 12.02 38.25 25.11 7.77Grand Mean

IUCRC Structure Database, FY 2010-2011* Report sorted Alphabetically by Center

9

Table 7: 2010-2011 CENTER OUTCOMES

MS Grad

w/ IAB

BS Grad PhD Grad Presentations MembersResearchBS Hired PhD HiredMS HiredCenter Name:

STUDENTS RECEIVING DEGREE STUDENTS HIRED BY INDUSTRY PUBLICATIONS

w/ Ctr

20 21 22

0 63 984432 11Advanced Forestry Systems

2 12 91192 02Advanced Knowledge Enablement

0 75 22060 10Advanced Processing and Packaging Studies

2 32 271200 20Advanced Space Technologies Research and Engineering Ce

0 23 7260 10Advanced Sustainable Iron and Steel

0 25 257420 00Advanced Vehicle & Extreme Environment Electronics

0 42 224302 13Autonomic Computing

4 32 32020 50Bioenergy Research and Development

2 00 3142 00Biomolecular Interaction Technologies

10 217 580172 15Center for Excellence in Logistics and Distribution

4 922 230290 05Center for High-Performance Reconfigurable Computing

2 24 180200 00Center for Hybrid Multicore Productivity Research

0 30 384270 20Center for Research in Intelligent Storage

2 01 15030 00Center for Surveillance Research

0 10 2000 00Center for Transportation and Electricity Convergence

4 45 590258 33Ceramics Composites and Optical Materials Center

0 00 16040 00Child Injury Prevention Studies

1 103 5726712 35Communications Circuits & Systems

0 22 273460 00Compact High-Performance Cooling Technologies

0 21 790170 10Computational Materials Design

0 82 400370 20Design of Analog/Digital Integrated Circuits

0 42 365150 00Dielectric Studies

3 53 23190 00E-Design

0 68 282200 01Electromagnetic Compatibility

2 84 17170 00Embedded Systems

5 00 4020 00Energy Harvesting Materials and Systems

4 831 5400 06Experimental Research in Computer Systems

8 33 2511281 01Friction Stir Processing

0 11 233150 00Fuel Cell Center

0 21 4040 21Grid-Connected Advanced Power Electronic Systems

8 39 483100 00Health Organization Transformation

1 32 130220 02Integration of Composites into Infrastructure

0 01 7000 00Integrative Joining of Materials for Energy Applications

1 54 11413180 36Intelligent Maintenance Systems

0 10 210110 00Membrane Science, Engineering & Technology Center

0 00 0000 00Minimally Invasive Medical Technologies

6 310 505152 23Net-Centrics Systems

0 01 5230 01Next Generation Photovoltaics

2 00 270222 00Nondestructive Evaluation

0 11 32090 00Particulate and Surfactant Systems

0 00 5020 10Pharmaceutical Development

5 43 264242 21Plasmas & Lasers in Advanced Manufacturing

9 2518 134441037 1214Power Systems Engineering Research Center

3 17 252400 00Precision Forming

0 00 22040 00Resource Recovery and Recycling

1 75 313520 12Safety, Security, Rescue Research Center

4 01 16020 01Security and Software Engineering Research Center

0 10 562100 00Silicon Solar Consortium

0 22 410220 11Smart Vehicle Concepts

2 44 280168 45Water and Environmental Technology

1 33 2020 00Water Equipment and Policy

12 4837 1531700 129Wireless Internet Center for Advanced Technology

0 00 16000 00Wood-Based Composites

Grand Mean

Grand Sum 110 219242 1576161112542 6378

2.08 4.134.57 29.743.0421.230.79 1.191.47

IUCRC Structure Database, FY 2010-2011* Report sorted by Alphabetically by Center

10

Table 8: 2010-2011 INTELLECTUAL PROPERTY EVENTS

Invention Disclosures

Patent Applications

Software Copyrights

Patents Granted/Derived

Licensing Agreements

Royalties Realized

Table 8: Centers Reporting One or More Intellectual Property Event Last Fiscal Year

Intellectual Property Event # of Centers % of Centers

Invention Disclosures

Patent Applications

Software Copyrights

Patents Granted/Derived

Licensing Agreements

Royalties Realized

Intellectual Property Event Total for all Centers Mean for All Centers

Table 8: Total Number and Means of Intellectual Property Events Last Fiscal Year

18

17

6

5

4

2

34%

32%

11%

9%

8%

4%

41

30

4

15

8

2

0.77

0.57

0.08

0.28

0.15

0.04

IUCRC Structure Database, FY 2010-2011

11

12 IUCRC Structure Database, FY 2010-2011

AAPPPPEENNDDIIXX

FOOTNOTES AND SPECIAL CONSIDERATIONS Footnotes appear on top of columns and/or at end of rows for each Table and are described in this Appendix.

1) All averages and sums exclude missing data. With the exception of percentages, data from multi-university centers has been aggregated across universities; percentages represent averages for the reporting universities.

2) This report includes only data on Centers which were considered active participants in the NSF IUCRC Program during the 2009-2010 fiscal year.

3) On Table 1, “YEAR FUNDED” indicates the year NSF gave the center the operating grant it is currently operating under. 4) On Table 2, “TOTAL FUNDING” refers to the total cash income coming into the Center. 5) On Table 2, "NSF FUNDING" refers to two kinds of support, “IUCRC FUNDING” which refers to the total support provided by the I/UCRC

program, including operating grant, self-sustaining Center funding, evaluator support, TIE awards, RUI/PUI awards, etc. “NSF OTHER” refers to cash support for Center operations provided by other NSF groups or divisions. Neither of these categories includes money transferred through NSF from other Federal Agencies (MIPRs).

6) On Table 2, "INDUSTRY MEMBERSHIP FEES" refers to the total cash membership fees from Center members. 7) On Table 2, "INDUSTRY OTHER" refers to additional industry cash funding for operations provided by industrial members (e.g.,

enhancements, donations, etc.) which is applied to the Center as a whole (e.g., income that results in outcomes shared equally by all Center members).

8) On Table 2, "STATE TOTAL" refers to the support provided by state government and/or an agency or program funded by state government. 9) On Table 2, “UNIV. TOTAL” refers to the support for the Center operating costs including salary, travel, and overhead returned to the Center.

It does NOT include items such as utilities and space. 10) On Table 2, "OTHER FEDERAL AGENCY" refers to cash support for Center operations provided by other Federal funding sources, but does

NOT include funding from NSF. 11) On Table 2, “OTHER NON-FEDERAL AGENCY” refers to cash support for Center operations provided by other non-Federal funding

sources, foundations, etc. 12) On Table 2, “OTHER FUNDING” refers to any other cash support, such as contracts, received by Center researchers that would not have been

received if the Center did not exist. The funding would not result in outcomes shared equally by Center members. 13) On Table 3, “CAPITAL AND IN-KIND CONTRIBUTIONS” refers to capital support for items of value over $25,000 and includes

equipment, facilities, personnel, and software. 14) On Table 3, “% to MEM” refers to the overhead rate charged to industry membership fees. 15) On Table 3, “TYPICAL OVERHEAD” refers to the typical university Federally Negotiated Facilities and Administrative rate (indirect)

charged to funding sources. 16) On Table 3, "ADMIN. BUDGET (%)" refers to the estimated percentage of the Center’s direct operating budget allocated to administration

(e.g., administrative salaries, travel, telephone). 17) On Table 4, "FEES" are broken down into primary, secondary, and tertiary (the latter two represent variable membership fees). 18) On Table 5, “FACULTY SCIENTISTS” includes the Center Director(s) and Faculty Researchers. 19) On Table 6, "TIME ALLOCATION" refers to allocation of director's full-time equivalent for budgetary purposes. 20) On Table 7, “STUDENTS RECEIVING DEGREE” refers to the number of Ph.D.’s, M.S.’s, and B.A./B.S.’s that received a degree during the

reporting period. 21) On Table 7, “STUDENTS HIRED BY INDUSTRY” refers to the number of Ph.D.’s, M.S.’s, and B.A./B.S.’s that were hired by member

companies during the reporting period. 22) On Table 7, “PUBLICATIONS” refers to the publications in the open literature the Center researchers produced based on Center research

including publications reported that have a Center industry member as an author.