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Presented by:
Beth KroegerTechnical Services ManagerSTERIS [email protected]
Nordic ISPE20 Apr 2016
2/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
Agenda
• Lab Studies for Cycle Development
• Residue Selection
• Equipment considerations and design issues
3/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
Why Cleaning process is
important
• Inspectional focus: – “Typical” Regulatory Observations
“There is not sufficient documentation to determine the effectiveness of your cleaning agent used”.
“You have not established an adequate rationale, including determining whether this product is the most difficult product to clean”.
“For example, your firm does not have data to demonstrate your cleaning processes for non-dedicated manufacturing equipment and utensils are adequate”.
4/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
Is this clean??
5/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
Cycle Development:
Where to start?
• Need to know and understand: – Process flow
– Equipment
– Process soils
– Components of cleaning
6/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
Cycle Development:
Where to start?
• Meet with your team or “Customer”– Discuss process residue details
• Aqueous, oil based, suspension, solids, powders, etc
– Equipment surface MOC
– Available cleaning methodology options
– Process temperature and process details
– Decontamination step?
– Dirty hold time
– Restrictions? • Schedules, waste, limitations
7/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
Parameters and attributes
of cleaning processes
• Critical Performance Parameters (CPPs)– Process times (includes Dirty-hold)
– Turbulence or flow
– Cleaning agent concentration
– Temperature
• Critical Quality Attributes– Visual Inspection
– Analytical residue limits (HPLC or TOC)
– Microbial (Bioburden/Endotoxin)
– Conductivity/pH
8/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
Cleaning parameters
(CPPs)
• Why parameters important?– Defining cleaning system
– Modeling lab study
– Selecting worst case
9/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
• Optimize cleaning parameters using
beaker/coupon study– Soiling is expensive large scale
– May not be feasible due to availability of
equipment
– Quantitative measurement of residue removal
easier at small scale
– Matrix approach: Run multiple conditions at the
same time.
Lab-Scale cleaning study
10/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
Why Perform a Lab-Scale Study
2 Cleaner B Ambient 1% v/v
3 Cleaner C Ambient 1% v/v
4 Cleaner A Ambient 5% v/v
5 Cleaner B Ambient 5% v/v
6 Cleaner C Ambient 5% v/v
7 Cleaner A 45°C 1% v/v
8 Cleaner B 45°C 1% v/v
9 Cleaner C 45°C 1% v/v
10 Cleaner A 45°C 5% v/v
11 Cleaner B 45°C 5% v/v
12 Cleaner C 45°C 5% v/v
13 Cleaner A 60°C 1% v/v
14 Cleaner B 60°C 1% v/v
15 Cleaner C 60°C 1% v/v
16 Cleaner A 60°C 5% v/v
30 min
45 min
60 min
Run Cleaner Temperature Concentration
1 Cleaner A Ambient 1% v/v
15 min
11/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
Perform a Lab-Scale
cleaning study
• Parameters: TACT
• Criteria– Visually clean
– Water Break-free
– Gravimetric Assessment• Acceptance criteria: ± 0.0001 grams
– Scale accuracy ± 0.00005 grams
• Coupon blank weight, amount of residue spiked on
coupons.
• Amount of residue remaining after cleaning assessment
12/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
Perform a Lab-Scale cleaning
study
• Water break test method
– ASTM: A380: Standard
Practice for Cleaning,
Descaling and Passivation…
– Test for the presence of
hydrophobic contaminants on
a cleaned surface. • Contaminated area has lower
surface tension than water
causing water to bead up at that
location
• Only for items that can be dipped
• Test is rapid and non-destructive
13/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
Where to start:
Cleaning Agent Selection
Alkaline Cleaners
• Organic acids
• Tableting excipients
• Proteins/Fermentation
residues
• Oils/Waxes/Fats
• Grease
• Polysaccharides
Acidic Cleaners
• Particulates
• Alkaline Salts:
Bicarbonates,
carbonates
• Metal Oxides
• Hard water scale
14/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
• Multiple MOC and surface finish designations
can be evaluated.
• Prep residue in manner that is representative
of expected worse case conditions in
manufacturing– Amount of residue to apply
– Exposure to heat
– DHT
Coupon Preparation
15/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
• Use experimental design to vary parameters for
optimization– Start with agitated immersion: Calibrated digital
stirplate
– Vary detergent concentration and temperature• Check cleaning progress at specific time intervals.
Performing a Lab-Scale Cleaning
Study
Concentration Temperature °C Time
1% 60 15
1% 80 15
2% 60 15
2% 80 15
1% 60 30
1% 80 30
Temperature
Concentration
16/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
Performing a Lab-Scale
Cleaning Study
• Agitated immersion – Evaluates the “chemistry” of the
cleaning conditions under low
agitation conditions
– Used to evaluate impact of the
cleaning solution, concentration
and temperature on the rate of
cleaning.
– Outcome is the optimal
conditions for removing residue
17/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
Acceptance Criteria
Soiled Coupon Visual Failure Water Break Free Failure
18/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation 18
Advantages of Lab-Scale Cleaning Study
Fails TOC/HPLC Passes Acceptance Criteria
19/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
Advantages of Lab-Scale
Cleaning Study
• Residue build-up over time
20/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
Advantages of Lab-Scale
Cleaning Study
Same coupon, different angle.
Residue visible in first angle, not
in second.
Same coupon, different angle.
Residue visible on both angles, 15 coating and cleaning cycles.
21/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
Advantages of Lab-Scale
Cleaning Study
Same coupon, different angle.
Both coupons wet
Same coupon, different angle.
Both coupons dry
22/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
Agenda
• Lab Studies for Cycle Development
• Residue Selection
• Equipment considerations and design issues
23/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
Residue Selection
• Potential Residues for consideration:– API (Drug substance)
– Excipients / Colorants / Dyes / Fragrances /
Flavors
– Preservatives
– Degradants / Impurities
– Starting materials / Processing aids
– Mother liquors / Solvents
– Lubricants / antifoams - silicates
– Bioburden
– Mycoplasma / Prions / Viral particles
– Endotoxin
24/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
How do we choose?
• Which materials represent the greatest risk to
the next process?– High potency; high toxicity; allergenic
– Creates condition that is unacceptable to
consumer (e.g. off-color, abnormal fragrance,
particulates)
– Hardest to clean / remove.
• Is there justification to look for one residue as
a “worst case” when compared to other
selected residues?– Cleanability
– Toxicity
– Solubility
25/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
Residue Properties as Basis
for Cleaning
• Example: Antibiotic suspension containing API
– Original cleaning method: Water, PW, dry• No documented cleaning validation for many years
• API and unknown peaks on original cleaning validation
attempts
• API insoluble
– Second method: Alkaline detergent, water, PW, dry• Unknown peaks again
• API insoluble
– Final method: Acid detergent, Alkaline detergent,
water, PW, dry• No residues or unknown peaks detected
• Unknown peaks determined to be flavors
• API dissolves
26/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
pH solubility profile, pH 1 – 12
Note of caution…..
27/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
Determination of most
difficult to clean
• Basis for cleaning program: – Water Solubility – USP Tables
• Is it adequate: NO
– Understand the effect of pH and solubility in
cleaning agent
– Determine solubility at range pH 1-12
– Understand solubility at pH of cleaning detergent
28/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
Agenda
• Lab Studies for Cycle Development
• Residue Selection
• Equipment considerations and design issues
29/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
Equipment Surface and Design
• What the regs say: – § 211.63: Appropriate design, easy to
clean
– § 211.65: Surfaces not reactive, additive
or absorptive • No defects
• Smooth surface
– § 211.67: cleaned to prevent
malfunctions or contaminations• No corrosion
• Standards and guidelines– ASME BPE (Bioprocessing Equipment)
• Discusses equipment design
30/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
Equipment Surface & Design
• Coverage
– Shadow areas
– Riboflavin Testing
• Riboflavin Procedure:
• Coat with riboflavin (0.2 g/L)
• Observe with UV light while wet
• Dry and then short rinse cycle with water
• Observe with UV light while wet
• If poor coverage, make changes and repeat until 100% coverage
31/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
Spray Devices
• Spray balls may provide adequate coverage
but not uniform impingement at all locations– Use agitated immersion, cascading flow and
impingement
– Static spray balls rely high volume, low flow
cascading cleaning action
32/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
Spray Devices
• Operating parameters– Pressure: 3 – 8 bar dynamic
– Flowrate: ASME® BPE standard targets: • Static spray device flow:
– 31 Liter per minute/meter of circumference
(lpm/m) (2.5 gpm/ft of circumference)
– Results in turbulent sheeting action for tanks with
180°up spray ball
• Lower flow rate may be used when static or dynamic
spray devices are used with 360° spray pattern
• Rotary spray device flow:
– 26 lpm/meter of circumference (2.1 gpm/ft)
33/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
Spray Devices
Calculated CIP flowrate (gpm) = π*d*desired flowrate per ft of circumference
lpm lpm
34/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
Spray Device Selection
• Spray Device Selection– Static balls vs. dynamic devices
• Impingement , time, drainability, reliability, maintenance, cost
– Throw length: • Pressure, flow rate, effective diameter
– Potential for clogging
– Potential for re-deposition
35/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
Equipment Surface and Design
• Circuits and transfer panels– Multiple paths
• Rotate for short periods multiple
times?
• Each path once for longer duration?
• Consider lab study results and how
impacted
– Consider what is transferred
and added if using induction
ports• Separate coupon study for raw
materials vs. blend?
36/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
CIP Pipe Design Criteria
• Piping sloped to drain points with proper
support to maintain alignment
• Number and length of dead legs minimized
• Dead legs oriented to be easily cleanable
• Welded joints for permanent pipes
• Sanitary joints for semi-permanent
connections
• Flush self positioning gaskets
37/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation
Equipment Surface & Design
• Go to the manufacturing area and look at the
equipment, not just the P&ID…..– Look for possible problems areas BEFORE you
start.• Corners, crevices, deadlegs, valves, seals,
• Sample locations
– Consider where can contamination occur?
– Where can problems be fixed by re-engineering?
– What portions of the process can be cleaned in
place?
– Do sections need to be removed for cleaning?
COP or use of jumpers/manifolds? Cleaning and Cleaning Validation, Volume 1, by Paul Pluta; Chapter 8, “Cleaning Engineering and Equipment Design” by George Verghese and Paul Lopolito; PDA, Davis healthcare International Publishing, LLC ©2010
38/
Presented by:
Beth KroegerTechnical Services ManagerSTERIS [email protected]
Nordic ISPE20 Apr 2016
Thank you for your attention