Nina Gershon Financial Disclosure Report for 2010

8/3/2019 Nina Gershon Financial Disclosure Report for 2010

1/16

A O 1 0Rev. 1/2011FINANCIAL DISCLOSURE REPOR T

FOR CALENDAR YEAR 201 0Report Re quired by the Ethics

in Govermnent Act of l978(5 U.S.C. app..~.~ 101-111)

I. Person Reporting (last name, first , middle init ial)G e rs hon , N ina

4. Ti t l e (Ar t i c le I I I judges indica te act ive or senior s t a tus ;m a g i s t r a t e j u d g e s indicate lull- or part-t ime)

USDJ sen io r

7. Chamber~ or Off ice Address2 2 5 Ca d m a n P l a za E .Brooklyn, N 11201

2. Cour t or Organiza t ionE D N Y

3. Date of Report07/06/201 I

5a. Report T)]~e (check appropriate type)] N o m i n a t i o n , Da te[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulations.

Reviewing Officer Date

6. Reporting Period01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . m o p o , l, g i , a l v l a , u t o . ~ y ; s e , p , . 9 - 1 3 of fitlng instructions.)~] (No reporta ble positions.)ONE

POSITION NAM E OF ORG ANIZATION/ENTITY

2.3.

4.5.

I I . A G R E E M E N T S . ~R~po,~i,g i, ai,ia, ut o.ty; seeps,. 14-I6 of filing instructions.)~] (No reportable a greements.)ONE

DATE PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 of 8

N a m e o f P e r s o n R e p o r ti n gGershon, Nina

II1. N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; seepp. 17-24 of filing instructions.)A. Filers Non-Investm ent Income~] NONE non-investment income.)N o reportable

DATE SOURCE AND TYPE

2.

3.

4.

D a t e o f R e p o r ~07/06/201 I

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - In v e s tm e n t I n c o m e - If you were married during any portion of the reporting ),ear, complete this section.(Dollar amount not required except for honoraria.)D (No reportable income.)O NE non- inves tment

1.20102.3.4.

DATE SOURCE AND TYPE-salary

IV . R E I M B U R S E M E N T S --transportation, lodging, food, entertainment(Includes those to spouse a nd dependent children; see pp . 25-2 7 of filing instructions.)

NONE ( No reportable reimbursements.)SO U R C E D A T ES L O C A T IO N

1.2.

3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


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N a m e o f P e r s o n R e p o r t i n gGershon, Nina

D a t e o f R e p o r t07/06/2011

V . G I F T S . (tncludes those to spouse and dependent children; see pp. 28-31 of filing instructions.)N O N E (No rep ortable gifts .)

SOURCEI.2.3.4.5.

DESCRIPTION V A L U E

V I . L I A B I L I T I E S . a n c l u d e s th o s e o Z s ~ o u s e ~ n d a c ~ , e n d e n t children; see p p . 3 2 - 3 3 of filing instructions.)N O N E (N o reportab le liabilities.)

C R E D I T O R D ES C R I P T I O N1.2.3.

4.5.

V A L U E C O D E


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D a t e o f R e p o r t07/06/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e sc rip tio n o f A sse ts In c o m e d u rin g( in c lu d in g tru s t a s s e ts ) r e p o rt in g p e r io d

O) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I d i v . , r e n t ,(A-H) or int.)

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

O) (2)V a lu e V a lu eC o d e 2 Me thod(J-P) C o d e 3

( Q - W )

(0Type (e.g.,

b uy, se l l ,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r ~ p o r f i n g p e r i o d

(2) (3) (4)D a t e Value G a i n

mnvdd/yy Code 2 Code I(J -P) ( A -H)

Idemity ofbuyerlseller

( if privatetransaction)

I. IBM comon s tock A D ivide nd K T2. US Govt HH Bonds

3. Fide l i ty Magel l an I R A4. Fidelity NY taxfree MM

5. Cit ibank Check ing6. Chase CD (IRA)

7. MorganStanley Act ive (Liquid) Assets8. Chase Money Market

9. Dr eyf us Inter. Term Income Fund10 . Kaufmann Fund

1 I. Def er r ed Comp12 . NY Money Trust (MS)

13 . Vanguard 500 ( IRA)14 . Cattaraugus [mpt Bond

15 . Albany Co B Bond

16 . Fid Int. Govt Fund (IRA)

1 7 . Dr eyf us US ln t .Fund

D I n t e r e s t

A Dividend

A Dividend

A I n t e r e s tA I n t e r e s tA Dividend

A I n t e r e s t

A DividendA Dividend

None

A Dividend

B DividendB I n t e r e s tB I n t e r e s t

A I n t e r e s tA I n t e r e s t

K

J

J

J

J

J

L

N

J

L

K

K

KJ

T R e d e e m e d( p a a )T

ClosedTTTT

Mer ged(with l ine 13)T

TTTTT

TT

05/20/I 0

12/09/10

12/21/10

I. Income Gain Codes: A =$ 1,000 or less B = $1,001 - $2,500 C = $2,501 - $5,000 D =$5,D01 - $15,000(See Co lumn s B I an d D4) F = $ 5 0 . 0 0 1 - $ 1 D O .D O 0 G = $ 1 0 0 . D O I - $ I ,D O ~ . D O 0 H I = $1 .D O 0 . D O I - $5 .0 D O . D O 0 H 2 = M o re th an $ 5 .D O 0 .D O 0

2. Value Codes J = $15.000 or less K = $15.001 - $50.0DO L -$50,001 - $ 100,DO0 M = $ I D O , D O I - $ 2 5 0 . 00 0(See Columns C I and D3) N - $ 2 50 . D O I o $ 5 D O . 0 00 O =$500,001 - $1,DO0,090 P I =$ 1. D O O . D O I - $ 5. D O ~ ,D O 0 P 2 =$ 5,1 )0 0,1 90 1 - $ 25 ,D O O . D O ~

P3 = $25,000.DOI - $50.009.000 P4 -More than $50,0~0,0~)3. V al ue Met h od C od~ Q =Appraisal R =Cost (Real Estate Only) S =Asscssmcn l T =Cash Marke t

(see C ol unm C 2) U B o o k V a l u e V =Othe r W =Estimatc,l

E =$15 , 001 - $5 0 , D O 0


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N a m e o f P e r s o n R e p o r l in gGershon, Nina

D a t e o f R e p o r t07/06/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, ,atae, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D .D e s c r i p t i o n o f A s s e t s Income during G r o s s v a lu e a t e n d T ra n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d of reposing period

(I) (2) (~) (2) (t ) (2) (3)Place "(X)" after each asset A mo unt Typ e (e.g., V alue V alue Type (e.g., D a t e Value

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell , m m /d d/yy C od e 2(A-H) o r i n t . ) ( J - P ) Code 3 redemption) (J-P)

1 8 . V anguar d GNMA Fund B Interes t1 9 . Dr eyf us Mun . Bond Fund B Interes t20 . V a n g u a r d G N M A ( I R A ) B Dividend21 . Chautauqua Cty NY Bond B Interes t22 . NYS Dor m. Auth . Bond A Interes t23 . NYC Mun. Wate rAuth . Bond A Interest24. Haver s t r aw Pub l ic Imp . Bond A Interes t25 . N Y S H s g F i n a n c e A g e n c y B o n d A Interes t26 . NYS EnvFacs Corp Bond B Interes t27 . C o h o e s N Y G O B A Interes t28 . NYS Env Facs Cor p A Interes t29 . Schenec tady School Bond A Interest30 . NY Env Facs Cor p B Interes t31 . Fidelity Cap. Apprec. Fund ( IRA) A Dividend32 . Fide l i ty La rge Cap Va lue Fund ( IRA ) A Dividend

33 . Fidel i ty V alue Fund ( IRA ) A Dividend34 . Cit ib ank CD A Interes t

(Q-W)

K T

K T

L T

K T

K T

JKK

K

K

JK

JJ

J

T

T

T

T

T

T

T

T

T

T

Redeemed 04/28/I 0 J

Closed 06/17/10 K

(4 ) (5)Gain Identity of

Code I buyer/seller(A-H) (if private

transaction)

I. In co m e Gain C od es : A = $1,000 or less B = $1,001 - $2,500 C = $2,501 - $5,000 D = $5,001 - $15,000{See Co lumn s B I an d D4) F =$50.001 - $100.0~ G =$10Q.001 - $1.000.000 HI =$1.000.001 - $5.000.000 H2 = More than $5.0~0.0~0

2. Value Codes J =$15,000 or less K -~ 15.001 - $ 50.000 L = $50,001 - $ 100,000 M = $ 100,001 - $ 250,000(Sec C ol um ns C I and D3) N $ 250.001-$500.000 O =$ 500,001 - $1,000,000 P 1 =$ 1,0~0.001 - $5,000,000 P2 =$5,000.001 - $25,000.000

P3 -$25,000,001 - $50,000.000 P4 :More than $50,000,0003. Value Mclhod Codes Q =Appraisal R C ost (Rea l Es t a t e O nl y) S = A sse ssm ent T = C ash Markcl(See Column C2) U =Book Value V =Othe r W =Estimated

E =$15.001- $50,000


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N a m e o f P e r so n R e p o r t i n gGershon, Nina

Date of Report07/06/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transact ions a n c t a a e s th os e o f s pous e and dependent ch i ldr en; s e epp . 34-60 of f i l ing ins t r uc t ions . )N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g( i nc luding t ru s t a s s e t s ) r e por t i ng pe r iod

(1) (2 )Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I div . , r en t ,( A - H ) or i nt . )

G r o s s v a l u e at endo f r e p o r t i n g p e r i o dO) (2)

V a lu e V a lu eC o d e 2 M e t h o d(J-P) C o d e 3

(Q-W)

(1 )T y p o (e .g . ,

b u y , se l l ,redemption)

Transactions dur ing repor t ing pe r iod

(2) (3) (4)Da te V a l u e Gain

m m / d d / y y C o d e 2 Code I( J - P ) ( A -~ 4 )

( 5 )I d e n t i t y o f

b uyer / se l l e r( i f p r iva te

t r a ns a c t ion)

35. Citibank M arket Rate Acct A I n t e r e s t L T36. NYSTWY Auth B I n t e r e s t K T

37 . T r i b o ro B & T A u t h B I n t e r e s t K T38. Suf fo lk Cty Pu b li c Im pr . B on d

39 . Fid. Intl Discovery Fund (IRA)

40 . Illinois GOB

41 . NYC GO-Ser-G Bond42 . L A C A U SD -A B on d

43. Metropolitan W B E Bond

A I n t e r e s t L TA Dividend J TA I n t e r e s t L T B uyA I n t e r e s t J T B uy

A I n t e r e s t K T B uyA I n t e r e s t K T B uy

11/22/1011/19/1011/23/1011/23/10

LJ

KK

I. Income Gain Codes:(See C ol um ns BI and

2. Value Codes(Sec Co lumn s CI an d D3)

3. Value Method Codes(Scc Co lumn C2)

A = $ I , 0 0 0 o r l e s sF = S 5 0 , 0 0 1 - $ I 0 0 . 0 0 0J = $ 1 5 , 0 0 0 o r l e s sN = $ 2 5 0 . 0 0 1 - $ 5 0 0 . 0 0 0P 3 = $ 2 5 , 0 0 0 . 0 0 1 - $ 5 0 , 0 0 0 . 0 0 0Q = A p p r a i s a lU =Bo o k Va lue

B=$1,001 - $2,500G =$10~,001 - $1K=$15.0~1 - $50,000O -$500,001 - $1,000,000R -Co s t (Rea l Es ta lc On ly )V =Othe r

C =$2,501 - $5,000HI = $1.0~0,001 - $5.00~.090L =$ 50,001 - $I00,000PI =$ 1,000,001 - $5,00~,000P4 More than $50,000,000S =Asse ssmen tW =Estimated

D = $ 5.0~ I - $ 15,000H2 = More than $5,00~.000M =$ 100,001 - $250,0~0P 2 :$5,0~0,0~1 - $25,000,000T =Cash Marke l

E =$15,0~1- $50,0~0


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FINANCIAL DISCLOSURE REPO RTPage 7 of 8

N a m e o f P e r s o n R e p o r t in gGershon, Nina

D a t e o f R e p o r t07/06/201 I

VIII. ADDITIONAL INFORM ATION OR EXPLANATIONS. a,~ica,,pa,~o/r~po,.~Part VII .Line 7 on 2009 repor t , Wash ington Mutua l IRA , was incor rec t ly l i s ted la s t yea r , because i t had becom e the Chase CD ( IRA) , now l i s ted a t L ine 6 . In o the rwor ds , I had l i s ted the same inves tmen t twice .


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Name of Person Repor t ingGershon, Nina


IX. CERT IFICATION.1 c e r t i f y th a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i s

a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s ~ v i t h he l d b e c a u s e i t m e t a p p l i c a b l e s t a t u to r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c lo s u r e .1 f u r t h e r c e r ti f y t ha t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s ~ v h i c h h a v e b e e n r e p o r t e d a r e i n

c o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: S/Nina G e r s h o n

N O T E : A N Y I ND I V I D U A L W H O K N O W IN GL Y A N D W I L F U L L Y F A L S I FI E S O R F A L L S T O F I LE T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LAND CR IMINAL SA NCTIONS (5 U .S .C . app. 104)

C om m i t te e on F i na nc i a l D i s c lo s u r eAdminis t ra t ive Off ice of the Uni ted S ta tes Cour tsSui te 2-301O ne C o l um b us C i r c l e , N. E .Washington , D.C. 20544


9/16

A O 10Rev. 1/2011FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 20 10Report Required by the Ethicsin Governm ent Act of 1978(5 U.S.C. app. 5~ 101-111)

I . Person R eport ing ( las t name, f i rs t, middle ini t ial )G er sho n , N in a

4. Title (Article III judges indicate active or senior status;magistrate judges indicate full- or parl*time)

USDJ sen io r

7. Chamber~ o r O f f i c e A d d r e s s225 Cadman P laza E .Brooklyn, NY 11201

2. Court or O rganizat ionEDNY

3. Date of Report04/ I 3/2011

5a. Report T)ge (check appropriate type)] N o mi n a t i o n , Date[] Initial [] Annual [] Final5b. [] Amended Repoa8.On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulations.

Reviewing Off icer Date

6. Repor t ing Per iod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followe ,t Complete all parts,check ing the NONE box for each par t where you have no repor table in formatiot~ S ign on las t page.

I . P O S I T I O N S . m e p o ~ i n g i n d i v l d u a l o n ly ; s e e ~ , ~ , . 9 - 1 3 of filing instructions.)V-~ (No reportable positions.)ONE

POSITION NAME OF ORG ANIZATION/ENTITY

2.3.

4.5.

II . AGREEMENTS. t R e p o m n g indiv idual only; see pp. 14-16 of f i l ing instruct ions. )~] N O N E (No repor table a greements .)

D A T E PARTIES AND TERMS


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D a t e o f R e p o r t04/13/2011

III. N O N - I N V E S T M E N T I N C O M E . t R e p o . i n g individualandspouse; seepp. 17-24 of filing instructions.)A. Filers Non-Inv estment Incom e

~] N O N E non-investment income.)N o reportableDATE SOURCE AND TYPE

2.

3.

4.

INCOME( you r s , no t s pous e s )

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - I f you were m arried during any port lon of the reporting yea r , complete th is section.(Dollar amount not required except for honoraria.)~~ N O N E (No reportable non-investment income.)

1 . 2 0102.3.4.

DATE SOURCE AND TYPE

I V . R E I M B U R S E M E N T S - transportation, lodging, food, en ter ta inmen t(Includes those to spouse and de pendent children; see pp. 25 -27 of filing instructions.)[~] N O N E (No repor table re imbursements. )

SOURCE DATES L O C A T I O NI.2.

3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


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D a t e o f R e p o r t04/I 3/2011

V . G I F T S . a n c l u d o s , h o s e ,o s p o u s e a n d d e p e n d e n t chi ldren; s e e p p . 2 8 - 3 1 of f i l ing instruc t ions. )N O N E ( N o r e p or t a b l e g i f t s .)

SOURCE DESCRIPTIONI.2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a n c l u d e s those of spouse and dependent children; see pp. 32-33 of filing instructlon~)NONE (No reportable liabilities.)

CREDITOR DESCRIPTIONI.2.3.

4.5.

VALUECODE


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N a m e o f P e r s o n ReportingGershon, Nina


V I I . I N V E S T M E N T S a n d T R U S T S - in co m e , ra lue , transactions (Includes those of spouse a nd depende nt chi ldren; see pp. 34-60 of f i l ing i n s t r u c t i o n ~ . )~ (No reportable income, assets, orO NE transactions.)

A. B. C,Description of Assets Income during Gross value at end

(including trust assets) reporting period of reporting periodO) (2) O) (2)Place "(X)" after each asset Amount Type (e.g., V alue V alue

exempt from prior disclosure C ode I div., rent, Co d e 2 Method(A-H) o r i n t . ) ( J - P ) Co d e 3( Q - W )

I. IBM comon s tock A Dividend K T2. US Govt HH B onds D Interest K T3. Fide l i ty M age l lan IRA A Dividend J T4. Fidelity NY taxfree M M A Dividend5. Ci t i bank Checking A Interest J T6. C h a s e C D ( I R A ) A Interest J T7. M organStanley Ac t ive (L iqu id) Asse ts A Dividend J T8. Chase Money Marke t A Interest J T9. Dreyfus In te r. Te rm Incom e Fund A Dividend1 0 . Kaufmann Fund A Dividend L TI I . ~ Deferred Comp None N T1 2 . NY M oney Trus t (MS) A Dividend J T1 3 . Va n g u a rd 5 0 0 ( IR A ) B Dividend L T1 4 . Cat ta raugus Impt Bond B Interest K T1 5 . A l ba n y C o B B o n d B Interest K T

1 6 . Fid Int. Govt Fund (IRA) A Interest K T1 7 . DreyfusUS Int.Fund A Interest J T

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d0) (2) (3)

T y p e ( e .g . , D a t e Valueb u y , s e l l , m m / d d / y y C o d e 2

r e d e m p t i o n ) ( J - P )

R e d e e m e d 0 5 / 2 0 / I 0 J(part)

C l o s e d 12/09/I 0 J

M e r ge d 12/21/10 K(with line 13)

( 4 ) ( 5 )Gain Identity of

Co d e I buyer/seller(A-H) (if private

transaction)

I. Incom e Gain C odes : A = $1,000 or less B = $1,001 - 52,500 C = 52,501 - $5,000 D =55.001 - 515,000( See Colunms B 1 and D-l) F = $50.0~1 - 5100,000 G =5100.001 - 51.0~0,0~) H I =$ 1.000.001 - $5.0~1.00~ H2 =M ore than $5,000,000

2. V alue C odes J = $ 15,000 or less K 515 ,001 - $50.000 L =550.001 - $100.000 M =510 ~,001 - $250.0(~(Se e Columns CI a nd D3) N =$250,001 - $500,000 O =$ 50 ~.0 01 - $ 1,0 00 .0 0~ P I = $1 ,0 00 .0 01 - 55 ,0 00 .0 00 P 2 =$5 .000,001 - $25 ,000.000

P3 $25,000,001-$50.009.000 p4 =M ore than $50,000,0003. Value Method Code~z Q :A ppra isal R =Cost (Real Eslale Only) S = A ~ , ~ c s s n lc n t T = Cash M arke t

(Se e Column C 2) U = B ook V alue V = O ther W -Es t ima te d

E =$15,001 -$50,000


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D a t e o f R e p o r t04/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)[~ N O N E (No reportable income, assets, or transactions.)

A. B. C.D e s c r i p t i o n o f A s s e t s I n c o m e d u ri n g G ro s s v a l u e a t e n d

( including t rus t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o dO) (2) O) (2)

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . , V a l u e V a l u ee x e m p t f r o m p r i o r d i s c l o s u r e C o d e I d i v . , r e n t , C o d e 2 M e t h o d( A - H ) or i n t . ) ( J - P ) C o d e 3

( Q - W )

Transactions during reporling period

O) (2) (3)T y p e ( e . g . , D a t e V a l u eb u y , s e l l , m m / d d / y y C o d e 2

redempt ion) (J-P)

1 8 . VanguardGNMA Fund B I n t e r e s t K T1 9 . Dreyfus Mun. Bond Fund B I n t e r e s t K T

20 . Vanguard GNM A (IRA) B Dividend L T21 . ChautauquaCty NY Bond B I n t e r e s t K T2 2. N Y S D or m . A ut h. B o nd A I n t e r e s t K T23. NYC Mun. W ater Auth. Bond A I n t e r e s t Redeemed 04/28/10 J24 . Haverstraw Public Imp. Bond A I n t e r e s t J T25 . NYS H sgFinance Agency B ond A I n t e r e s t K T26 . NYS EnvFacs Carp Bond B I n t e r e s t K T27 . CohoesNY G OB A I n t e r e s t K T28 . NYS Env Facs Carp A I n t e r e s t K T29 . Schenectady School Bond A I n t e r e s t J T30 . NY Env Facs Carp B I n t e r e s t K T

31 . Fidelity Cap. Apprec. Fund (IRA) A Dividend J T32. Fidelity Large Cap Value Fund (IRA) A Dividend J T

33. Fidelity Value Fund (IRA) A Dividend J T34. Citibank CD A I n t e r e s t Closed 06 /17 /10 K

(4) (5 )Gain Identity of

Code 1 b u y e r / s e l l e r(A-H) ( i f p r i v a t e

transaction)

I. Incom e Gain C odes : A = $1,000 or less B = $1,001 - $2,500 C -$ 2,501 - $ 5,000 D = $5,001 - $15,000{Se e Columns BI and D4) F = $50,001 - $100 .000 G = $100 .001 - SI.000 .00~ H I = $1 ,000.1~ 1 - $ 5,000 ,000 H2 =M ore than $5,000,000

2 . V alue Codes J =$15.0~) or less K $1 5.001 - $50.000 L $50,001 - $10 0,000 M = $ 100 , 001 - $ 2 5 0 . (~0( S ee C o l u m n s C I and D3) N =$250,001 - $500,000 O -$50~ .001 - $ I . (~ 00.00~ Pl =$1,000.001 - $5,000,000 P2 -$5,000,001 - $25,000.000P 3 =$25 .000.001 - $50.000.000 P4 =M ore than $50.000,000

3. Value Method Codes Q =A p p ra isa l R = C ost (Rea l E, la lc O nly ) S = A s ~ s s m e n t T = Cash M arkc l( s e e Column C 2) U = B ook V alue V Other W = Est im ated

E =$15,001 - $50,000


14/16


N a m e o f P e r s o n R e p o r t i n gGershon, Nina

D a t e o f R e p o r lIM/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)D NONE(No repor tab le income, a sset s , or transac t ions . )A. B. C.

D e s c r i p ti o n o f A s s e t s I n c o m e d u r i n g Gross value at end(in c lu d in g tru s t a sse ts ) rep o rtin g p erio d o f r e p o r t i n g p e r i o d

(1) (2) 0) ( 2 )Place "(X)" after each asset A m o u n t Type (e.g., V a lu e V a lu e

exempt from prior disclosure C o d e 1 div . , rent , C o d e 2 M e t ho d( A - H ) or int . ) (J-P) C o d e 3

( Q - W )

O)Type (e.g.,

buy, se l l ,r e d e m p t i o n )

T r a a s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( 2 ) ( 3 ) (4)D a t e Value G a i n

mm/dd/yy Co d e 2 C ode I(J-P) ( A - H )

(5 )Identity of

buyer /se l ler( i f p riva te

t ransac t ion)

35. Cit ibank M arke t Rate Acc t

36 . NYSTW YAuth37 . Triboro B&T Auth

38. SuffolkCty Public Im pr. Bond

39 . Fid. Intl Discovery Fund (IRA)

40 . Illinois G OB

4 1. N YC G O- Ser -G B o nd

4 2. LA CA USD -A B on d4 3. M e tr op ol it an W B E B o nd

A I n t e r e s tB I n t e r e s t

B I n t e r e s tA I n t e r e s tA DividendA I n t e r e s t

A I n t e r e s tA I n t e r e s tA I n t e r e s t

L TK TK TL TJ TL TJ TK TK T

B uy

B uy

Buy

11/19/10 J

11/23/10 K11/23/10 K

1. Income Gain Codes:(Se e Columns BI a nd D4)

2. V alue Codes{See Columns C I and D31

3. V alue M ethod Codes( . S c Colum n C2 )

A =$1,000 or lessF =$50.001 - 5100.0~)J =$15.00~ or lessN -5250.001 - $500.0~0P3 =$25.000.001 - $50.000.000Q =AppraisalU = B ook V alue

B=$1,001 - 52,500G= $ 1 0 0 . 0 0 1 - $1,0~,000K -$15,001 - $50,000O =$500,001 - $1,000,0~OR = C ost (Rea l Es ta te O nly )V -Other

C =$2,501 - 55,000H I =$1,000.0~1 - $5.000,0~0L =550,001 - 5100.000PI $1 ,00~,001 - $5 .000,000P4 =M ore than $50,000.000S = Assessm entW = Est im ated

D = $ 5 , 0 0 1 - $ 1 5 , 0 0 0H 2 = M o r e than $ 5 . 0 0 0 . 0 0 0M = $ I 0 0 . 0 0 1 - $ 2 5 0 , 0 0 ~P2 =$5,000.0~1 - $25,000.000T =Ca s h Ma rke t

E = $ I 5 ,001 - 550,000


15/16


N a m e o f P e r s o n Report ingGershon, Nina

D a t e of Repor t04/I 3/201 I

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)Part VII.Line 7 on 200 9 repor t , W ashington M utua l IRA, was incor rec t ly l i sted la s t yea r , because i t had become the Chase C D ( IRA) , now l is ted a t L ine 6 . In o therwords, I had listed the same investment twice.


16/16


Name of Person R eport ingGershon, Nina


IX. CERTIFICATION .1 cer t i f y tha t a l l in f o r mat io n g iven abo ve ( in c lud in g in f o r mat io n p er ta in in g to my sp o use an d min o r o r d ep en d en t ch i ld r en , i f an y) i sa c c u r a t e , t ru e , a n d c o m p l e t e t o t he b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o rm a t i o n n o t r e p o r t e d w a s w i t hh e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u re .I f u r t h e r c e rt i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r ia a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nco mp l ian ce ~ v i th the p r o vis io n s o f 5 U.S.C . ap p . 501 e t . s eq , 5 U.S.C . 7353 , an d J ud ic ia l Co n f er en ce r eg ula t io n s .

Signature: S] Nina Gershon

N O T E : A N Y I N DI V ID U A L W H O K N O W I NG L Y A N D W I L FU L L Y F A L S IF I ES O R F A I L S T O F I L E T H I S R E PO R T M A Y B E S U B JE C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U. S .C . a p p . 1 0 4 )

C o mm i t te e o n F in a n c ial Dis c lo sur eA dm inis t ra t ive O ff ice of the Uni ted States Cou r tsSui te 2-301O ne C o lu m bu s C i r c le , N . E .W a s hin g to n , D. C . 2 05 44

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Nina Gershon Financial Disclosure Report for 2010