New VNX# IQXNDG HE=@ E= - UPERC · 2020. 9. 12. · p5um l]qv n yon nnm n [w9@ he=@ e= lim+nn nn vd yn6m ixr=sx eo irix hnr\k hvd wf ug ig odq+n= n ir n rr/ut hvd y8 )nn ylvi^nu x

$Page 1: New VNX# IQXNDG HE=@ E= - UPERC · 2020. 9. 12. · p5um l]qv n yon nnm n [w9@ he=@ e= lim+nn nn vd yn6m ixr=sx eo irix hnr\k hvd wf ug ig odq+n= n ir n rr/ut hvd y8 )nn ylvi^nu x$
[ ]mRrj izns'k fo|qr fu;ked vk;ksx] y[kuÅ

vf/klwpuk la[;k ;w-ih-vkj-lh-@lfpo@,l-,y-Mh-lh- jsxqys'ku@2020&043 fnukad 14 ebZ] 2020 bZ0

;w-ih-bZ-vkj-lh- ¼jkT; Hkkj izs"k.k dsUnz ds 'kqYd ,oa izHkkj rFkk vU; lEcfU/kr izdj.k½ fofu;ekoyh] 2020

fo|qr vf/kfu;e] 2003 dh /kkjk 181 ds lkFk ifBr /kkjk 32 vkSj 33 ds v/khu iznRr 'kfDr;ksa vkSj bl fufeRr vU; lHkh leFkZdkjh 'kfDr;ksa ds iz;ksx esa rFkk iwoZ izdk'kuksa ds i'pkr~] mRrj izns'k fo|qr fu;ked vk;ksx fuEu fofu;ekoyh cukrs gSa] vFkkZr~]

v/;k;&1

izkjfEHkd

1&Yk?kq 'kh"kZd] foLrkj] iz;ksT;rk ,oa izkjEHk& ¼d½ bl fofu;ekoyh dks mRrj izns'k fu;ked vk;ksx ¼jkT; Hkkj izs"k.k dsUnz ds 'kqYd ,oa izHkkj rFkk

vU; lEcfU/kr izdj.k½ fofu;ekoyh] 2020 dgk tk;sxk rFkk ;g mRrj izns'k fu;ked vk;ksx ¼jkT; izHkkj izs"k.k dsUnz dks Qhl vkSj izHkkjksa ds Hkqxrku ds fy, izfØ;k] fucU/ku vkSj vU; lEcfU/kr micU/k½ fofu;ekoyh] 2004 dk vfrØe.k djsxh]

¼[k½ ;g fofu;ekoyh iwjs mRrj izns'k esa izo`Rr gksxh] ¼x½ ;g fofu;ekoyh jkT; Hkkj izs"k.k dsUnz }kjk mi;ksxdrkZvksa ls olwys tkus okys 'kqYd vkSj izHkkjksa

ds fu/kkZj.k gsrq ykxw gksxh] ¼?k½ ;g fofu;ekoyh vk;ksx }kjk vU;Fkk igys leh{kk djus vFkok c<+k;s tkus ds flok; 01 vizSy]

2021 ls 31 ekpZ] 2025 rd dh vof/k ds fy, ykxw gksxh] ¼³½ ;g fofu;ekoyh ljdkjh jkti= esa izdk'ku dh frfFk ls izo`Rr gksxhA

Øe-la[;k&69¼[k-1½ jftLVMZ ua0 ,y0 MCY;w@,u0ih0 561 ykblsUl ua0 MCY;w0 ih0-41

¼ykblsUl Vw ik sLV ,sV dUls'kuy js aV½

ç;kxjkt] lkseokj] 14 ebZ] 2020 bZ0

¼cS'kk[k 24] 1942 'kd laor~½

2 mRrj izns'k vlk/kkj.k xtV] 14 ebZ] 2020 bZ0

2&ifjHkk"kk;sa vkSj fuoZpu&

2-1 bl fofu;ekoyh esa tc rd fd lanHkZ ;k fo"k;-oLrq esa vU;Fkk visf{kr u gks %

¼1½ ^vf/kfu;e* dk rkRi;Z le;-le; ij la'kksf/kr fo|qr vf/kfu;e] 2003 ¼2003 dk 36½ ls gS;

¼2½ ^ys[kk fooj.kh* dk rkRi;Z izR;sd foRrh; o"kZ ds fy, fuEu foojf.k;ksa ls gS] vFkkZr

¼i½ le;-le; ij la'kksf/kr dEiuh vf/kfu;e] 2013 dh vuqlwph-3 ds Hkkx-1 dh vuq:irk esa rS;kj dh x;h lEizsf{kr cSysal 'khV]

¼ii½ le;-le; ij la'kksf/kr dEiuh vf/kfu;e] 2013 dh vuqlwph 3 ds Hkkx&2 dh vkda{kkvksa ds vuqikyu esa lEizsf{kr izkWfQV ,.M ykWl ,dkmUV~l~]

¼iii½ le;-le; ij la'kksf/kr bULVhV~;wV vkWQ pkVZMZ ,dkmUVsUV~l~ ds dS'k ¶yks LVsVesUV ¼vkbZ-,u-Mh-,-,l--3½ ij ,dkmfUVax LVS.MMZ dh vuq:irk esa rS;kj fd;s x;s lEizsf{kr dS'k ¶yks LVsVesUV]

¼iv½ ,l-,y-Mh-lh- ds oS/kkfud lEizs{kdksa dh fjiksVZ]

¼v½ le;≤ ij la'kksf/kr dEiuh vf/kfu;e] 2013 dh /kkjk 148 ds vUrxZr dsUnz ljdkj }kjk fu/kkZfjr dkLV fjdkM~Zl] ;fn dksbZ gksa]

¼vi½ vk;ksx }kjk le;-le; ij funsZf'kr fVIif.k;ksa vkSj leFkZd foojf.k;ksa lfgr lwpukA

¼3½ ^ôkf"kZd ,yMhlh izHkkj ¼,,ylh½** dk rkRi;Z Hkkj izs"k.k dsUnz ds okf"kZd izHkkj ls gS ftlesa jkT; Hkkj izs"k.k dsUnz }kjk vk;ksx }kjk vuqeksfnr okf"kZd O;;ksa dks fd;s tkus gsrq ldy jktLo vko';drk ¼,vkjvkj lfEefyr gksxh½]

¼4½ ^îzkf/kdj.k** dk rkRi;Z dsUnzh; fo|qr izkf/kdj.k ls gS;

¼5½ ^^Øsrk** dk rkRi;Z ,sls O;fDr ls gS tks nh?kZ@e/;e rFkk y?kq vof/k dh vksisu ,Dlsl ds ek/;e ls fo|qr Ø; djrk gS rFkk ftldh f'kM~;qfyax] ehVfjax vkSj ,uthZ ,dkamfVax dk leUo; jkT; Hkkj izs"k.k dsUnz }kjk fd;k tkrk gS;

¼6½ ^îwathxr O;;** vFkok ^^dSisDl** dk rkRi;Z fu;a=.k vof/k esa jkT; Hkkj izs"k.k dsUnz dh ifjlEifRr;ksa ds fuekZ.k gsrq O;; fd;s tkus iwath d`r izd`fr;ksa ds O;;ksa] tSlk Hkh izdj.k gks] ls gS]

¼7½ ^îzHkkjksa** dk rkRi;Z jkT; Hkkj izs"k.k dsUnz }kjk vkorhZ izd̀fr ds Hkqxrkuksa dh ekfld olwyh ls gS vFkok fu;ekoyh esa fufnZ"V vU; izHkkj;

¼8½ ^^vk;ksx** dk rkRi;Z dk mRrj izns'k fo|qr fu;ked vk;ksx ¼;wihbZvkjlh½ ls gS;

¼9½ ^^vuqcfU/kr {kerk** dk rkRi;Z nh?kZ vof/k ,Dlsl vFkok e/;e vof/k vksisu ,Dlsl ds ek/;e ls LFkkfir {kerk ls gS]

¼10½ ^^dsUnzh; vk;ksx** dk rkRi;Z vf/kfu;e dh /kkjk 76 dh mi/kkjk ¼1½ esa fufnZ"V dsUnzh; fo|qr fu;ked vk;ksx ls gS]

¼11½ ^^fof/k esa ifjorZu** dk rkRi;Z fuEu o`Rrkarksa esa ls fdlh ds ?kfVr gksus ls gS%&

¼d½ fdlh u;s Hkkjrh; dkuwu vFkok Hkkjrh; 'kkldh; O;oLFkk dks ykxw djuk vFkok izdkf'kr djuk]

¼[k½ fdlh fo|eku Hkkjrh; dkuwu dk vaxhdj.k] la'kks/ku] :ikUrj.k dk lekiu vFkok iquZ izdk'ku] vFkok

¼x½ l{ke U;k;ky;] U;k;kf/kdj.k vFkok Hkkjr ljdkj dh laLFkk] tks dkuwu ds vUrxZr ,slh O;k[;k vFkok ykxw fd;s tkus gsrq vfUre izkf/kdj.k gS] ds }kjk fdlh Hkkjrh; dkuwu dh O;k[;k vFkok izHkko esa ifjorZu]

mRrj izns'k vlk/kkj.k xtV] 14 ebZ] 2020 bZ0 3

¼?k½ fdlh l{ke izkf/kdkjh }kjk ifj;kstuk dh fdlh 'krZ vFkok fdlh jk; ls lgefr vFkok lQkbZ ;k vuqeksnu vFkok miyC/k ;k izkIr fd;k vuqeksnu]

¼³½ Hkkjr ljdkj rFkk fdlh vU; izHkkodkjh ljdkj ds e/; fdlh f}i{kh; vFkok cgqi{kh; vuqcU/k@lgefr ftlls jkT; Hkkj izs"k.k dsUnz izHkkfor gks] ds ykxw gksus vFkok mlesa ifjorZu;

¼12½ ^^fu;a=.k vof/k** dk rkRi;Z ;fn igys iqufoZpkfjr vFkok c<+k;h ugha tkrh gS 01 vizSy] 2021 ls 31 ekpZ] 2025 rd pkj o"kZ dh vof/k ls gS;

¼13½ ^^fopyu ds fuiVkjs dh fof/k** dk rkRi;Z rFkk blesa ,uthZ ,dkmfUVax dk <akpk] fopyu ys[kk] jkT; bdkb;ksa }kjk ns; vFkok izkIr fopyuksa ds ewY;kadu ds fu;e rFkk vU; fMtkbu iSjkehVlZ lfEefyr gaS ls gS;

¼14½ ^^'kqYd** dk rkRi;Z jkT; Hkkj izs"k.k dsUnz }kjk fxzM ls lEc)rk ds izkjEHk djus] f'kM~;qfyax rFkk iathdj.k ds dkj.k lnL;rk rFkk vk;ksx }kjk le;-le; ij fufnZ"V vU; mn~ns';ksa gsr qiznRr lsokvksa ds fy, okil u fd;s tkus okys ,d eq'r vFkok LFkk;h izkIr Hkqxrku ls gS]

¼15½ ^^foRrh; o"kZ** dk rkRi;Z dSys.Mj o"kZ dh 01 vizSy ls izkjEHk gks dj vxy dSys.Mj o"kZ dh 31 ekpZ dks lekIr gksus okyh vof/k ls gS]

¼16½ ^^vifjgk;Z ?kVuk** bl fofu;ekoyh ds mn~ns”;ksa ls dksbZ ?kVuk vFkok ifjfLFkfr;ksa vFkok fuEu dfFkr ?kVukvksa vFkok ifjfLFkfr;ksa ds feJ.k dks lfEefyr djrs gq, tks vkaf”kd vFkok iw.kZ :Ik ls ,l,yMhlh dks ifj;kstukvksa ds fofu;ksx vuqeksnu esa iznf”kZr vof/k esa iwjk djus ls jksdrk gks rFkk ,slh] ?kVuk;sa vFkok ifjfLFkfr;kWa] tks ,l,yMhLkh }kjk ;qfDrlaxr lko/kkuh vFkok foosdiw.kZ fuxeh; vH;kl dk ikyu djus ds Ik”pkr~ Hkh muds fu;a=.k esa u gksa vFkok mudh vuns[kh ugh dh tk ldrh Fkh%

¼d½ bZ”ojh; d`R; dks lfEefyr djrs gq, lw[kk] vfXu dkaM rFkk foLQksV] Hkwpky] Tokykeq[kh foLQksV] Hkwfe L[kyu] ck<+] pØokr] coaMj] mxz vka/kh] HkkSxksfyd vk”p;Z vFkok vizR;kf”kr foijhr _+rq ifjfLFkfr;kWa tks xr lkS o’kksZ dh lkaf[;dh lko/kkfu;ksa ls vf/kd gSaa; ;k

¼[k½ ;q)] vkØe.k] lSfud fookn vFkok fons'kh 'k=q dk d`R;] ?ksjko] ty ;k=k cUnh] ØkfUr] minzo] jktnzksg] mxzoknh vFkok lSfud dk;Zokgh lEcU/kh d`R;] vFkok

¼x½ Hkkjr esa jk"VªO;kih izHkkoh ogu vkS|ksfxd gM+rky rFkk Jfed v”kkfUrA

¼17½ ^^fxzMdksM** dk rkRi;Z mRrj izns'k fxzMdksM ls gS;

¼18½ ^^nh?kZdkyhu vksisu ,Dlsl** dk RkkRi;Z ;wihbZvkjlh ¼vksisu ,Dlsl ds fy, fu;e ,oa 'krsZa½ fofu;ekoyh] 2019 rFkk blds mRrjxkeh la'kks/kuksa rFkk vkf/kD; esa ifjHkkf"kr nh?kZ dkyhu vksisu ,Dlsl ls gS]

¼19½ ^ê/; dkyhu vksisu ,Dlsl** dk rkRi;Z ;wihbZvkjlh ¼vksisu ,Dlsl ds fy, fu;e ,oa 'krssZa½ fofu;ekoyh] 2019 rFkk blds mRrjxkeh la'kks/kuksa rFkk vkf/kD; esa ifjHkkf"kr e/; dkyhu vksisu ,Dlsl ls gS;

¼20½ ^^y?kq dkyhu vksisu ,Dlsl** dk rkRi;Z ;wihbZvkjlh ¼vksisu ,Dlsl ds fu;e ,oa 'krssZa½ fofu;ekoyh] 2019 rFkk blds mRrjxkeh la'kks/kuks rFkk vkf/kD; esa ifjHkkf"kr y?kq dkyhu vksisu ,Dlsl ls gS;

¼21½ ^îz;ksxdrkZ** dk rkRi;Z fo|qr mRiknu dEifu;ksa] forj.k vuqKfIr/kkjh] Fkksd miHkksDrk ¼,lbZtsM½] foØsrk rFkk vUr jkT; ikjss"k.k vuqKfIr/kkjh] ekax izfr opu miHkksDrk] ;ksX; leuO;rk izfrfuf/k ¼D;wlh,½ vFkok vU; ,slk miØe] tks vUrjkZT; ikjs"k.k usVodZ ;k la;qDr lqfo/kk;sa vFkok jkT; Hkkj izs"k.k dsUnz dh lsokvksa gsrq forj.k vuqKfIr/kkjh dh forj.k iz.kkyh dk miHkksx djrk gks] ls gS;

¼22½ ^ô"kZ** dk rkRi;Z foRrh; o"kZ ls gS]


2-2 bl fofu;ekoyh esa iz;qDr 'kCn ,oa dFku] rFkk blesa ifjHkkf"kr ugha] dk ogh vFkZ gksxk tSlk fof/kd <kaps esa ykxw gSA

2-3 tc rd izdj.k esa vU;Fkk okafNr u gks bl fofu;ekoyh esa %&

¼d½ ,d opu vFkok cgqopu :i esa 'kCn] tSlk Hkh izdj.k gks] ijLij cgqopu vkSj ,d opu dks lekfgr djrs gq, ekus tk;saxs;

¼[k½ blesa fofu;e dk lanHkZ bl fofu;ekoyh ds vk;ksx }kjk ykxw dkuwu dh vuq:irk esa le;-le; ij la'kksf/kr ;k :ikUrfjr fofu;ekoyh ds lUnHkZ esa O;k[;kfir fd;k tk;sxkA

¼x½ 'kh"kZd lqfo/kk ds fy;s fn;s x;s gSa rFkk budks bl fofu;ekoyh dh O;k[;k gsrq laKku esa u fy;k tk;sA

¼?k½ fof/k] fofu;e vFkok fn'kk funsZ'k leLr laoS/kkfud izkfo/kkuksa dk ,dhdj.k] la'kks/ku vFkok ,slh fof/k] fofu;e vFkok fn'kk funsZ'kksa dks cnys tkus] lfgr tSlk Hkh izdj.k gks] lfgr ekuk tk;sxkA

¼³½ bl fofu;ekoyh ds vaxzsth rFkk fgUnh laLdj.k ds chp O;k[;k ds vUrj dh fLFkfr esa vaxzsth O;k[;k izo`Rr gksxhA

v/;k;&2 lkekU;

3&jkT; Hkkj izs"k.k dsUnz&

jkT; Hkkj izs"k.k dsUnz jkT; ljdkj }kjk LFkkfir dsUnz gksxk] ftls fdlh ljdkjh dEiuh ;k fdlh izkf/kdj.k ;k fuxe }kjk jkT; vf/kfu;e ds v/khu LFkkfir ;k xfBr fd;k tk;sxk] izfrcU/k ;g gS fd jkT; ljdkj tc rd vf/klwfpr ugha djrh gS rc rd jkT; Hkkj izs"k.k dsUnz dks jkT; ikjs"k.k laLFkk lapkfyr djsxh rFkk ;g jkT; dh fo|qr iz.kkyh ds ,dhd`r lapkyu dks lqfuf'pr djus ds fy, 'kh"kZ fudk; gksxhA

4&jkT; Hkkj izs"k.k dsUnz ds dk;Z&

4-1 jkT; Hkkj izs"k.k dsUnz&

¼d½ vuqKfIr/kkfj;ksa vFkok jkT; dh mRiknu dEifu;ksa ds vuqcU/kksa ds vuqlkj jkT; ds vUnj Js"Bre 'ksM~;qfyax rFkk fo|qr ds izs"k.k ds fy, mRrjnk;h gksxk]

¼[k½ fxzM lapkyu dh fuxjkuh djsxk]

¼x½ jkT; fxzM }kjk izsf"kr fo|qr dh ek=k dk ys[kk j[ksxk]

¼?k½ vUr% jkT; lapkj iz.kkyh dk i;Zos{k.k vkSj bl ij fu;a=.k j[ksxk]

¼³½ fxzM&ekudksa vkSj jkT; fxzM dksM ds vuqlkj jkT; fxzM ds lqjf{kr ,oa vkfFkZd lapkyu ds ek/;e ls jkT; ds vUnj fo|qr ds fxzM dUVªksYM izs"k.k ds fy, okLrfod le; lapkyu ds fy, mRrjnk;h gksxkA

v/;k;&3 ,-vkj-vkj-@Vªq-vi rFkk 'kqYd ,oa izHkkj

5&okf"kZd jktLo vo';drk ¼,-vkj-vkj½ rFkk Vªq-viizLrqr djus ds fy, izfØ;k&

5-1 jkT; Hkkj izs"k.k dsUnz ¼,l,yMhlh½ okf"kZd jktLo vko';drk ¼,-vkj-vkj-½] okf"kZd izn'kZu dh leh{kk ¼,ihvkj½ rFkk Vªq-vi vkSj jktLo ¼'kqYd vkSj jkT; fMliSp lsUVj ds fy, ns; 'kqYd½ ds fy, ;w-ih-bZ-vkj-lh- ¼dk;Z lapkyu½ fofu;ekoyh] 2019 vkSj mlds i'pkr~orhZ vf/kfu;e ,oa ala'kks/kuksa esa fu/kkZfjr izfØ;k ds vuqlkj ,d ;kfpdk izLrqr djsxk %

ijUrqd ;g fd ,d foRrh; o"kZ ds fy, bl izdkj dk vkosnu bl fofu;ekoyh ds fofu;e 6-1 ds vuqlkj vko';d 'kqYd ds lkFk izLrqr fd;k tk;ssxkA

ijUrqd ;g fd tc rd vk;ksx }kjk bl fofu;ekoyh ds v/khu VSfjQ vkns'k fuxZr ugh afd;s tkrs rc rd ifjf'k"V&1 esa nh x;h njsa izHkkoh jgsaxhA


5-2 izfrcU/k ;g gS fd tc rd ikjs"k.k vuqKfIr/kkjh }kjk ikjs"k.k O;olk; rFkk jkT; Hkkj izs"k.k dsUnz dh xfrfof/k;ksa dk i`Fkdhdj.k ugha fd;k tkrk gS ,l,yMhlh ds O;; ,oa jktLo dks ;w-ih-bZ-vkj-lh- ¼cgqo"khZ; forj.k ,oa ikjs"k.k VSfjQ½ fofu;ekoyh] 2019 ds vUrxZr vuqeksfnr ikjs"k.k ,-vkj-vkj-@VSfjQ ;kfpdk esa laKku esa fy;k tk;sxkA

5-3 okf"kZd Hkkj izs"k.k dsUnz ds izHkkj ¼,-,y-lh-½ dh olwyh] tSlk vk;ksx }kjk vuqeksfnr fd;k tk;s] ekfld vk/kkj ij dh tk;sxhA

5-4 ;kfpdk Lohdkj djus ls iwoZ vk;ksx }kjk ,d rduhdh lR;kiu l= vk;ksftr fd;k tk;sxkA vk;ksx dh larqf"V ds fy, vko';d dk;Zokgh iwjh gksus ij vk;ksx ,d Lohdk;Zrk vkns'k fuxZr djsxkA

5-5 ,l-,y-Mh-lh- Lohdk;Zrk vkns'k fuxZr djus ds rhu fnolksa ds vUnj O;kid lapkyu okys de ls de nks vaxzsth vkSj nks fgUnh nSfud lekpkj-i=ksa esa ,-vkj-vkj- izLrkfor VSfjQ] Vªq-vi vkSj bl izdkj ds vU; izdj.kksa dks tSlk vk;ksx }kjk funsZf'kr fd;k tk;s] lkoZtfud lwpuk izdkf'kr djsxk vkSj cM+s iSekus ij fgr /kkjdksa vkSj turk ls lq>ko vkSj vkifRr;k¡ vkeaf=r djsxk%

ijUrqd ;g fd ,l-,y-Mh-lh- viuh osclkbV ij vk;ksx ds le{k izLrqr ;kfpdk ds lkFk leLr jsxqysVjh Qkbfyax] lwpuk] fooj.k vkSj vfHkys[kksa ds lkFk vk;ksx }kjk fu/kkZfjr fof/k ls viyksM Hkh djsxkA ,l,yMhlh ;g lqfuf'pr djsxk fd lwpuk Mkmu yksM djus ds fy;s O;fDrxr tkudkjh iznku djus dh dksbZ vko';drk ugha gSA

5-6 njksa dks fu/kkZfjr djus gsrq vk;ksx turk ,oa fgr /kkjdksa ls izkIr vkifRr;ksa dks] ;fn dksbZ gksa] fopkfjr djsxkA

5-7 turk rFkk fgr/kkjdksa ls izkIr lHkh lq>koksa ,oa vkifRr;ksa ij fopkj djus ds mijkUr vk;ksx Lohdk;Zrk vkns”k ls ,d lkS chl fnolksa ds vUnj %&

¼d½ ,sls lq/kkj ,oa 'krksaZ ds lkFk] tks ml vkns'k es afufnZ"V fd;s tk;saxs] ;kfpdk dks vuqeksfnr djus okyk vkns'k fuxZr djsxk]

¼[k½ ;fn ;kfpdk vf/kfu;e ds fu;eksa vkSj fofu;eksa vFkok fof/k ds fdlh vU; izko/kku ds v/khu cuk;s x;s fu;eksa vkSj fofu;eksa ds vuq:i ugha gS rkss ;kfpdkdrkZ dks mfpr volj iznku djus ds mijkUr dkj.kksa dks fyf[kr :i esa vafdr djrs gq, ;kfpdk dks vLohdkj djsxkA

5-8 ;kfpdkdrkZ O;kid izlkj okys lekpkj-i=ksa esa vk;ksx }kjk vuqeksfnr njsa izdkf'kr djsxk vkSj vuqeksfnr njsa vius bUVjusV osclkbV ij viyksM djsxkA

5-9 ,slh izdkf'kr dh x;h njsa vkns'k esa fu/kkZfjr frfFk ls ykxw gaksaxh vkSj tc rd iqujhf{kr ;k la'kksf/kr ugha dh tkrh gSa rc rd ,slh vof/k ds fy, ykxw jguk tkjh jgsaxhA

5-10 okf"kZd ,yMhlh njksa esa fuEufyf[kr ?kVd lfEefyr gksaxs%&

¼d½ ifjpkyu ,oa j[k-j[kko]

¼[k½ gzkl]

¼x½ _.kksa ij C;kt]

¼?k½ dk;Z'khy iwath ij C;kt]

¼³½ bfDoVh iwath ij ykHk]

¼p½ vk;djA

?kVk;k

¼N½ vksisu ,Dlsl izHkkjksa ls vk;

¼>½ VSfjQ ls brj vk;


6&;kfpdk,a fu;a=.k vof/k esa izLrqr dh tk;asxh&

6-1 bl fofu;ekoyh ds v/khu fu;a=.k vof/k ds fy, izLrqr dh tkus okyh ;kfpdkvksa esa fuEufyf[kr lEefyr gksaxs %&

izLrqfr dh frfFk Vªq-vi ,ihvkj ,vkjvkj@VSfjQ 15-10-2020 foRrh; o"kZ 2021&22 ls 2024&25 ds fy;s fctusl

Iyku

30-11-2020 & & foRrh; o"kZ 2021&22 30-11-2021 & foRrh; o"kZ 2021&22 foRrh; o"kZ 2022&23 30-11-2022 foRrh; o"kZ 2021&22 foRrh; o"kZ 2022&23 foRrh; o"kZ 2023&24 30-11-2023 foRrh; o"kZ 2022&23 foRrh; o"kZ 2023&24 foRrh; o"kZ 2024&25

6-2 ,l,yMhlh mi;qZDr funsZ'kksa ls lEcfU/kr vk;ksx }kjk le;-le; ij vkf/kD;@la'kksf/kr fd;s x;s fn'kk funsZ'kksa ,oe~ fu/kkZfjr izk:i ds vuqlkj fooj.k izLrqr djsxkA

7&fctusl Iyku vkSj ,vkjvkj ;kfpdk&

7-1 ,l,yMhlh] tSlk bl fofu;ekoyh ds fofu;e 6-1 ds izko/kku gS] fof/kor :i ls funs'kd e.My }kjk ;k bl lEcU/k esa vf/kd`r fdlh lfefr@O;fDr }kjk pkj foRrh; o"kksaZ dh fu;a=.k vof/k ds fy,] vFkkZr 01 vizSy] 2021 ls 31 ekpZ] 2025 rd ds O;;ksa ,oa foRr iks"k.k ds vkdkj dh Qsftax lfgr iwath fofu;ksx ;kstuk] ijUrqd bl rd lhfer ugha] fu;a=.k vof/k ds fy, vuqekfur ctV] vk;ksx }kjk fu/kkZfjr fn'kk funsZ'kksa ,oa izk:i dh vuq:irk esa fu;a=.k vof/k ds fy, tu'kfDr dh fctus lIyku fu/kkZfjr 'kqYd lfgr vk;ksx ds vuqeksnu gsrq izLrqr djsxkA vk;ksx dh mijksDr vko';drk bl lEcU/k esa fdlh vU; lwpuk] tSlh fd vko';d le>h tk;s] vk;ksx ds izkIr djus ds vf/kdkj dks ckf/kr ugha djrh gSA

8&okf"kZd izn'kZu dh leh{kk&

8-1 tSlk fd bl fofu;ekoyh ds fofu;e 6-1 eas izko/kku gS ,l,yMhlh okf"kZd izn'kZu leh{kk ¼,ihvkj½ ds fy, ;kfpdk izLrqr djsxk%

ijUrqd ;g fd lEizsf{kr@vufUre ys[kk fooj.k] ys[kk iqfLrdkvksa ds lkj rFkk vU; ,sls fooj.k lfgr ;kfpdk esa lwpuk ,sls :i esa gksxh tSlk vk;ksx }kjk fu/kkZfjr fd;k tk;s rFkk ;g vk;ksx }kjk fuxZr fn'kk funsZ'kksa vkSj fu/kkZfjr izk:i vFkok vk;ksx }kjk fuxZr funsZ'kksa ds vuqlkj gksxhA

9&Vªq-vi&

9-1 jkT; Hkkj izs"k.k dsUnz Vªqvi ds fy, ;kfpdk lle; izLrqr djsxk %

ijUrqd ;g fd ;kfpdk esa vk;ksx }kjk fn;s x;s fn'kk funsZ'kksa rFkk fu/kkZfjr izk:i ;k funsZ'kksa ds vuqlkj ys[kk fooj.kh] ys[kk iqLrdkvksa dk lkj rFkk vU; fooj.k lfgr ,sls :i esa lfEefyr gksxh] tSlh fd vk;ksx }kjk fu/kkZfjr dh tk;sA

9-2 vk;ksx foosd iw.kZ tkap ds v/khu lEcfU/kr o"kZ ds lEizsf{kr okf"kZd ys[kksa ds vk/kkj ij O;;ksa vkSj jktLo Vªqf;ax-vi ,DljlkbZt djsxkA

10&iwathxr ykxr&

10-1 vk;ksx }kjk foosd iw.kZ tkap ds v/khu vkfLr;ksa dks okf.kfT;d mi;ksx esa yk;s tkus dh frfFk dks okLro esa O;; fd;s x;s iwathxr O;; ds vk/kkj ij vkfLr;ksa dh ykxr fu/kkZfjr dh tk;sxhA fo|eku vkfLr;ksa ds ekeysa esa izHkkjksa ds fu/kkZj.k gsrq lEcfU/kr foRrh; o"kZ dh 01 vizSy dks lEizsf{kr okf"kZd ys[kksa ds vk/kkj ij 'kq) LFkk;h vkfLRr;kayh tk;saxhA

10-2 izHkkjksa ds fu/kkZj.k gsrq _.k vkSj iwath vuqikr 70%30 gksxkA tgka fuosf'kr iwath 30 izfr'kr ls vf/kd gS] izHkkjksa ds fu/kkZj.k ds fy, iwath dh jkf'k 30 izfr'kr rd lhfer jgsxh rFkk 'ks"k dks ukeZsfVo _.k fopkfjr fd;k tk;sxkA tgka okLrfod iwath fuos'k 30 izfr'kr ls de gS okLrfod _.k vkSj iwath dks izHkkjksa ds fu/kkZj.k gsrq fopkfjr fd;k tkosxkA


ijUrqd ;g%

¼1½ iawthxr O;; fd;s tkus vFkok izLrkfor fd;s tkus ds leFkZu esa vkarfjd lalk/kuksa ds fuf/k ds iz;ksx ls lEcfU/kr ,l,yMhlh ls funs'kd e.My dk Lohd̀r izLrko izLrqr djsxk;

¼2½ fons'kh eqnzk esa fuosf'kr iwath izR;sd fuos'k dh frfFk dks Hkkjrh; eqnzk esa n'kkZ;h tk;sxh; ¼3½ ifj;kstuk ds fuekZ.k gsrq izkIr iwathxr lgkf;dh vFkok vuqnku _.k-iwath vuqikr ds mn~ns'; gsrq iwathxr lajpuk dk Hkkx ugha ekuk tk;sxk; ¼4½ fofu;e 10-2 dh vuq:irk esa vxf.kr _.k vkSj iwath dh jkf'k _.k ij C;kt rFkk iwath ij ykHk dh x.kuk ds fy;s iz;ksx dh tk;sxhA

11&ifjpkyu ,oe~ vuqj{k.k O;;&

11-1 ifjpkyu ,oe~ vuqj{k.k O;; ¼vks ,.M ,e½ ojh;rk nsrs gq, lEizsf{kr cSysal 'khV ls fy;k tk;sxk ¼vkadM+ksa dh vuqiyC/krk ds izdj.k esa ;g mRrj izns'k ikoj Vªkalfe'ku dkjiksjs'ku fy0 }kjk lEcfU/kr o"kZ ds fy, vkoaVu ij vk/kkfjr gksxk½ blds vfrfjDr vk;ksx vU; jkT;ksa ds ,l,yMhlh vkadMksa ds vk/kkj ij bu ewY;ksa dks vk/kkj cukrs gsrq fopkj dj ldrk gSA vk;ksx }kjk vks ,.M ,e ds ukeZ vlkekU; ifjpkyu ,oa vuqj{k.k O;;ksa] ;fn dksbZ gks] dks NksM+dj foosd iw.kZ tkap ds izfrcU/kk/khu fu/kkZfjr fd;s tk;saxsA

11-2 ukeZykbZTM vks ,.M ,e O;; vk;ksx }kjk foosd iw.kZ tkap ds v/khu 31 ekpZ] 2020 dks lekIr gq, xr ikap o"kksaZ ¼{kerk ykHk@gkfu ds fcuk½ ds vkSlr dks fopkfjr djrs gq, fu/kkZfjr fd;s tk;asxsA

11-3 ,sls ifjpkyu ,oa vuqj{k.k O;; dk vkSlr chp ds o"kZ dk ifjpkyu ,oa vuqj{k.k O;; fopkfjr fd;k tk;sxk rFkk o"kZ okj izfrxkeh o"kksaZ ds fy, foRrh; o"kZ 2020-21 rd o`f) lw= lhihvkbZ rFkk MCyqihvkbZ 60%40 ds vuqikr eas fopkfjr dj c<+k;k tk;sxkA

11-4 ,dy le; O;;] tSls ys[kk uhfr esa cnyko ds dkj.k O;;] osru vk;ksx ds dkj.k Hkqxrku fd;k x;k vo'ks"k] ,l,yMhlh ds fu;a=.k ls ckgj dkfeZd ykxr O;; tSls egaxkbZ HkRrk] lsok uSo`Rrd ykHk vk;ksx }kjk ukeZsfVo ifjpkyu ,oa vuqj{k.k O;; ls Åij ,oa vf/kd] foosdiw.kZ tkap ds v/khu vuqeU; fd;s tk ldrs gSaA

11-5 vks ,.M ,e O;;ksa ds Vªq-vi ds le; lEcfU/kr o"kZ dss vkfFkZd lykgkdkj dk;kZy; Hkkjr ljdkj ds vuqlkj Fkksd ewY; lwpdkad rFkk Jfed C;wjks] Hkkjr ljdkj ds vkS|ksfxd Jfedksa ¼leLr Hkkjr½ ds okLrfod miHkksDrk ewY; lwpdkad izR;sd fcUnq ij eqnzkLQhfr dks laKku esa fy;k tk;sxk %

ijUrqd ;g fd ,l,yMhlh ds {ks=@xfrfof/k;ksa esa foLrkj ds dkj.k vfrfjDr vks ,.M ,e O;;] ;fn dksbZ gks] ij ,l,yMhlh }kjk vk;ksx dh larqf"V gsrq vyx izLrqfrdj.k ds vk/kkj ij fopkj fd;k tk ldrk gSA

11-6 ,l,yMhlh i)fr Lopyu] ubZ rduhd rFkk vkbZVh dk;kZUo;u gsr vksisDl ;kstuk 'kq: dj ldrk gS rFkk ,sls O;;ksa dh vk;ksx }kjk foosdiw.kZ ijh{k.k ds izfrcU/kk/khu ekudvks ,.M ,e O;;ksa ls vf/kd vuqefr iznku dh tk ldrh gSA

ijUrqd ;g fd ,l,yMhlh foLr`r vkSfpR;] dSisDl ;kstukvksa ds fo:) ,slh ;kstukvksa dk ykxr ykHk fo'ys"k.k rFkk vks ,.M ,e O;;ksa eas cpr] ;fn dksbZ gks] izLrqr djsxkA

11-7 deZpkjh ykxr&

deZpkjh ykxr ,l,yMhlh fu;a=.k ls ckgj O;;ksa rFkk ,d eq'r visf{kr O;; tSls uSo`Ùkd ykHkksa dh izR;kfIr@lek;kstu] osru vk;ksx ds izHkko] vo'ks"k rFkk vUrfje jkgr vkfn ds izko/kku] dks lek;ksftr djrs gq, miHkksDrk ykxr lwpdkad ¼lhihvkbZ½ }kjk c<+k;s x;s fuEu lw= }kjk vkxf.kr dh tk;sxhA

EMPn = EMPn-1 (1+CPI inflation) tgk¡ &

EMPn% nth o"kZ ds fy, deZpkjh O;;]


EMPn&1 % ¼n&1½ o"kZ ds fy, deZpkjh O;;A

CPI inflation foxr rhu foRrh; o"kksaZ ds fy, vkSlr miHkksDrk ewY; lwpdkad

11-8 ejEer ,oa vuqj{k.k O;;

ejEer ,oa vuqj{k.k O;; dh x.kuk fuEu lw= }kjk dh tk;sxh

R & Mn= R&Mn-1 (1+WPI inflation)

tgk¡ &

R & Mn% nth o"kZ dk ejEer ,oa vuqj{k.k O;;]

R&Mn-1 % ¼n-1)th o"kZ dk ejEer ,oa vuqj{k.k O;;]

WPI inflation foxr rhu foRrh; o"kksaZ ds vkSlr Fkksd ewY; lwpdkad

11-9 iz'kklfud ,oalkekU; O;;&

A & G O;; Fkksd ewY; lwpdkad ¼WPI½ fuEu lw= }kjk c<+k;s tk;saxs rFkk iqf"Vd̀r vkjfEHkdrkvksa ¼vkbZVh] vkfn] ,l,yMhlh }kjk izLrkfor rFkk vk;ksx }kjk izekf.kr izkjfEHkdrk;sa½ vFkok lEHkkfor ,deq'r O;;ksa ds izko/kkuksa }kjk lqfu;ksftr fd;s tk;saxs%

A &Gn=A &Gn-1 ¼1+WPI inflation)

tgk¡ &

A &Gn% nth o"kZ ds iz”kklfud ,oa lkekU; O;;

A &Gn-1 % ¼n-1½ th o"kZ dk A &G O;;]

WPI inflation foxr rhu foRrh; o"kksaZ ds Fkksd ewY; lwpdkad ¼MCY;wihvkbZ½ dk vkSlr gS%

ijUrqd ;g fd oS/kkfud ,oa fof/kd O;; rFkk C;kt vkSj foRr izHkkj] tSls ØsfMVjsfVax izHkkj] laxzg lqfo/kk izHkkj rFkk vU; foRr izHkkj Hkh , ,.M th O;; dk Hkkx gksaxsA

O;k[;k % foRrh; o’kZ 2021-22 ds fy,] ¼n-1½th o"kZ foRrh; o"kZ 2020-21 gksxk] tks vk/kkj o"kZ Hkh gSA

12&gzkl&

12-1 gzkl ds mn~ns'; ds fy, ewY;kadu vk;ksx }kjk Lohdkj dh x;h vkfLr dh iwath ykxr gksxhA

12-2 Lohd̀r iwathd`r ykxr dk 10 izfr'kr vkfLr dk vo”ks’k ewY; ekuk tk;sxk rFkk gzkl vkfLr ds Lohd`r iwathxr ykxr ds vf/kdre 90 izfr'kr rd iznku fd;k tk;sxkA

12-3 Hkwfe gzkl ;ksX; vkfLr ugha gksxh rFkk vkfLr dh iwathxr ykxr dh jkf'k gzkl ;ksX; jkf'k dh x.kuk djrs le; bldh ykxr iwathxr ykxr ls ?kVk nh tk;sxhA

12-4 iwathxr lgkf;dh rFkk vuqnku vkfn ls foRriksf"kr vkfLr ij gzkl iznku ugha fd; tk;sxkA

12-5 ,l,yMhlh dh vkfLr;ksa ds fy, gzkl dh x.kuk okf"kZd ,oa fofu;ekoyh ds ifjf'k"V-2 esa fufnZ"V njksa ij lh/kh js[kk i)fr ds vk/kkj ij dh tk;sxh %

ijUrqd ;g fd ,l,yMhlh ;g lqfuf'pr djsxk fd tc vkfLr ds 70 izfr'kr rd gzkflr gks tkus ij ml o"kZ ds vUr esa 31 ekpZ dh vo'ks"k gzkflr jkf'k vkfLr dh vo'ks"k mi;ksxh vof/k rFkk c<+k;h gqbZ vof/k dks lfEefyr djrs gq, ml vof/k esa ,l,yMhlh ds izLrqfrdj.k rFkk vk;ksx ds vuqeksnu ds vuqlkj ckaVh tk;sxhA

12-6 iw.kZ :i ls gzkflr vkfLr;ksa dks vyx ls n'kkZ;k tk;sxkA

12-7 gkzl dh lax.kuk ds fy, mi;ksx esa u vkus okyh vFkok viz;ksT; ?kksf"kr ifjlEifRr;ksa dks iwathxr ykxr ls ckgj dj fn;k tk;sxkA


12-8 tc ,vkjvkj dk fu/kkZj.k fd;k tkrk gS foRrh; o"kZ dh igyh vizSy dks gz~kl ;ksX; jkf'k dh x.kuk ys[kk iqLrdkvksa esa iznf'kZr ldy gzkl ;ksX; jkf'k ls gzkl dh lap;h jkf'k ?kVkdj dh tk;sxhA

12-9 fo|eku vkfLr;ksa ds izdj.k esa vo'ks"k jkf'k dh x.kuk vkfLr ds thou dky dks laKku esa ysrs gq, rFkk vkfLr ds ldy gzkl ;ksX; jkf'k ls vk;ksx }kjk Lohd`r lap;h jkf'k dks ?kVkdj dh tk;sxhA

12-10 vk;ksx dh foosd iw.kZ tkap ds v/khu] ;kfpdkdrkZ }kjk lEizsf{kr ys[ks rFkk vfHkys[kh; lk{;ksa ds vk/kkj ij iwathxr vkfLr;ks ij Vªqfiax-vi ds le; gzkl dh iqulZa x.kuk dh tk;sxhA

13&_.k ij C;kt&

13-1 _.k ij C;kt dh x.kuk gsrq bl fofu;ekoyh esa iznf'kZr jhfr ds vuqlkj mi;ksx esa yk;h x;h vkfLr;ksa gsrq nh?kZ vof/k ds _.k ekus tk;saxs%

ijUrqd ;g fd viz;ksT; vFkok izfrLFkkiuk ;k vkfLr;ksa dh Mh&dSfiVhykbZts'ku ds izdj.k esa mijksDrkuqlkj vuqeksfnr _.k vfHkys[kh; lk{;ksa ds vk/kkj ij ,slh vkfLr dh ewy jkf'k dh vo'ks"k _.k lhek rd de gks tk;sxkA

13-2 foRrh; o"kZ 2021-22 ls foRrh; o"kZ 2024-25 rd dh fu;a=.k vof/k esa izR;sd o"kZ iquHkqZxrku o"kZ ds fy, vuqeU; gzkl ds lerqY; ekuk tk;sxkA fdlh Hkh vf/kLFkxu vof/k ds gksrs gq, _.k dk Hkqxrku vkfLr ds okf.kfT;d izpyu ds izFke o"kZ ls fopkfjr fd;k tk;sxk rFkk ;g iznku fd;s x;s gzkl ds lerqY; gksxkA

13-3 C;kt dh nj jkT; Hkkj izs"k.k dsUnz ij ykxw izR;sd o"kZ ds izkjEHk esa okLrfod nh?kZdkfyd _.k iksVZ Qksfy;ks ds vk/kkj ij laxf.kr Hkkfjr vkSlr C;kt nj gksxh%

ijUrqd ;g fdVqª-f;ax vi ds le; okLrfod nh/kZdkfyd _.k iksVZ Qksfy;ks dh Hkkfjr vkSlr nj lEcfU/kr o"kZ esa C;kt dh nj fopkfjr dh tk;sxh]

ijUrqd ;g Hkh fd ;fn ,l,yMhlh dk dksbZ okLrfod _.k iksVZ Qksfy;ks ugha gS] ftl dkj.k C;kt dh okLrfod Hkkfjr vkSlr nj miyC/k ugha gS] og ekud nh/kZdkfyd _.k ij C;kt dk Hkqxrku fd;s tkus gsrq ;kfpdk izLrqfrdj.k ds laxr foRrh; o"kZ dh 1 vizSy dks ,lchvkbZ ,elh,yvkj] rFkkfi ,sls izdj.k esa Vªq-vi dks C;kt dh nj lEcfU/kr nj dh 1 vizSy dks ,lchvkbZ ,elh,yvkj ds vuqlkj yh tk;sxhA

13-4 _.k ij C;kt dh lax.kuk o"kZ ds ekud vkSlr nh/kZdkfyd _.k ij C;kt dh Hkkfjr vkSlr nj ykxw dj dh tk;sxh%

ijUrqd ;g fd Vªq-f;ax vi ds le; lEcfU/kr o"kZ dk ekud vkSlr _.k vk;ksx }kjk o"kZ ds fy, vuqeksfnr okLrfod vkfLr iwathdj.k ds vk/kkj ij fopkfjr fd;k tk;sxkA

14&dk;Z'khy iwath ij C;kt&

14-1 dk;Z'khy iwath vkPNkfnr djsxh %

¼d½ ,d ekg dk ifjpkydh; ,oa vuqj{k.k O;;]

¼[k½ vk;skx }kjk vuqeksfnr okf"kZd ,l,yMhlh ds izHkkjksa ds 45 fnuksa ds lerqY; izkfIr;ka]

ijUrqd vkxs ;g Hkh fd fdlh o"kZ ds Vqª-f;ax-vi ds iz;kstukFkZ Vqª-f;ax-vi esa vk;ksx }kjk dk;Z'khy iawth ds ?kVdksa ds ewY;ksa ds vk/kkj iqulZax.kuk dh tk;sxhA

14-2 dk;Z'khy iwath ij C;kt dh nj lk/kkj.k C;kt nj gksxh rFkk ;g] tSlk fofu;ekoyh esa mYys[k gS tc nj fu/kkZj.k ,vkjvkj iksf"kr dh tkrh gS ds foRrh; o"kZ ds 1 vDVwcj dks ykxw ,lchvkbZ ,elh,yvkj ¼1 o"kZ½ ds lerqY; tek 250 IokbUV~l gksxh %

ijUrqd ;g fd fdlh o"kZ ds Vqª-f;ax vi ds iz;kstukFkZ dk;Z'khy iwath ij lk/kkj.k C;kt lEcfU/kr o"kZ esa izpfyr Hkkfjr vkSlr ,lchvkbZ ,elh,yvkj ¼1 o"kZ½ dh nj ds cjkcj tek 250 IokbUV~l ij iznku fd;k tk;sxkA


15&lkE;k ij ykHk&

15-1 ,l,yMhlh ds fy, lkE;k ij ykHk dh x.kuk fofu;e 10 dh vuq:irk esa fu/kkZfjr djus ds mijkUr 12-50 izfr'kr iksLV VSDl izfro"kZ dh nj ls #0 esa vkxf.kr dh tk;sxhA

16&vk;dj&

16-1 ,l,yMhlh ij vk;dj] ;fn dksbZ gks] O;; ekuk tk;sxkA rFkkfi blds ifjpkyu ds vfrfjDr fdlh vU; vk; ij bldh izfr iwfrZ ugha gksxh rFkk ;g ,l,yMhlh }kjk gh ns; gksxkA

16-2 mijksDr fofu;e es dqN Hkh gksrs gq, fdlh o"kZ esa ,l,yMhlh }kjk HkqxrkukFkZ vk;dj fuEu eas fuEurj gksxk%

¼d½ okLrfod fd;k x;k Hkqxrku] vFkok

¼[k½ o"kZ esa Lohd̀r iwath ij ykHk x ,e,Vh ¼%½ vFkok o"kZ esa Lohd̀r iwath ij ykHk x dkjiksjsV VSDl ¼%½ tks Hkh ykxw gksA

16-3 tSlk fd oS/kkfud lEizs{kd }kjk izekf.kr fd;k x;k gks mi;qZDr fofu;e ds izfrcU/kk/khu vk; ij de vFkok vf/kd olwfy;ka vk;dj vf/kfu;e] 1961 ds v/khu vk;dj fu/kkZj.k ds vk/kkj ij izR;sd o"kZ lek;ksftr dh tk;asxhA

17&VSfjQ ls brj vk;&

17-1 ,l,yMhlh 'kqYd rFkk izHkkjksa ds fu/kkZj.k esa ,l,yMhlh ds O;olk; ls lEcfU/kr VSfjQ brj vk; tSlh vk;ksx }kjk vuqeksfnr dh tk;s ,vkjvkj ls ?kVk nh tk;sxh %

ijUrqd ;g fd ,l,yMhlh VSfjQ ls brj vk; ds vuqeku dk iw.kZ fooj.k ,sls izk:i esa] tSlk vk;ksx }kjk fufnZ"V fd;k tk;s] vk;ksx dks izLrqr djsxkA

VSfjQ ls brj vk; esa 'kkfey gksxk %

¼d½ Hkwfe ;k Hkouksa ds fdjk, ls vk;]

¼[k½ LØSi dh fcØh ls vk;]

¼x½ fuos'k ls vk;]

¼?k½ vkiwfrZdrkZvksa@Bsdsnkjksa dks vfxzeksa ij C;kt ls vk;]

¼³½ deZpkfj;ksa dks _.k@vfxze ij C;kt ls vk;]

¼p½ LVkQ DokVlZ ds fdjk;s ls vk;]

¼N½ Bsdsnkjksa ls fdjk;s ls vk;]

¼t½ Bsdsnkjksa rFkk vU; ls HkkM+k izHkkjksa ls vk;]

¼;½ iwathxr] dk;ksaZ ds fy, i;Zos{k.k izHkkj]

¼j½ foKkiuksa ls vk;]

¼y½ fufonk vfHkys[kksa dh fcØh ls vk;]

¼o½ iwoZ vof/k dh vk;]

¼l½ fofo/k izkfIr;ka] rFkk

¼'k½ dksbZ vU; VSfjQ ls brj vk;%

ijUrqd ;g fd ,l,yMhlh O;olk; ls lEcfU/kr iwath ij YkkHk esa ls fd;s x;s fuos'k ls vftZr C;kt VSfjQ ls brj vk; esa lfEefyr ugha fd;k tk;sxkA

ijUrqd ;g fd ,l,yMhlh }kjk vYi dkyhu vksiu ,Dlsl pktsZt dk ykHk mBkus okys mi;ksxdrkZvksa ls vftZr vk; dks okf"kZd ,l,yMhlh izHkkjksa dks fu/kkZfjr djus esa ,vkjvkj ls ?kVk;k tk;sxkA


18&jkT; Hkkj izs"k.k dsUnz dks ns; 'kqYd vkSj izHkkj& 18-1 jkT; dh var jkT; ikjs"k.k ÅtkZ iz.kkyh ls lEc) mRiknu dEifu;ka] forj.k vuqKfIr/kkjh]

vUr% jkT; ikjs"k.k vuqKfIr/kkjh] varj@var% jkT; mRiknu dEifu;ka] jkT; Hkkj izs"k.k dsUnz dks f'kM~;qfyax] f'kM~;wy ds la'kks/ku] ÅtkZ ys[ks dh lajpuk] fcfyax vkSj vkadM+ksa ds laxzg tSls dk;ksaZ ds fy;s] tks blds }kjk fd;s tk;asxs jkT; Hkkj izs"k.k dsUnz dks 'kqYd dk Hkqxrku djsaxs %

ijUrqd ;g fd fo|eku iz;ksxdrkZ ¼iathd`r ekurs gq,½ tks igys ls 'kSM~;qfyax rFkk fo|qr dh fMLiSp] ÅtkZ ys[kk vkfn ,l,yMhlh lsokvksa dk miHkksx dj jgs gSa ,d le; ds fy;s iathdj.k 'kqYd dk Hkqxrku djsaxs rFkk iathdj.k gsrq okfNar leLr izklafxd vfHkys[k miyC/k djk;asxsA

18-2 iathdj.k 'kqYd tSlk fuEu rkfydk esa n'kkZ;k gS Hkqxrku fd;k tk;sxk % rkfydk 1 % fofHkUu mi;ksxdrkZvksa ds fy;s iathdj.k 'kqYd

“kqYd dh izd`fr /kujkf”k ¼#0 yk[k esa½

iathdj.k “kqYd ¼d½ forj.k dEifu;ka 10-00 ¼[k½ vUr% jkT; ikjs"k.k vuqKfIr/kkjh 10-00 ¼Xk½ mRiknu dEifu;ksa ds fy, (i½ 10 esxkokV rd dh {kerk ds fy, 0-50

(ii½ 10 esxkokV ls vf/kd rFkk 100 esxkokV rd dh {kerk ds fy, 1-00

(iii½ LFkkfir {kerk 100 esxkokV ls vf/kd 10-00 ¼?k½ vUrjkZT; y?kq dkfyd O;ogkj lfgr leLr vU; mi;ksxdrkZ]

DokfyQkbZM dks vkfMZusfVax ,tsalh ¼D;qlh,½ bR;kfn 0-10

18-3 vkosnu 'kqYd y?kq dkfyd vksiu ,Dlsl dk ykHk mBkus okys mi;ksxdrkZvksa ds fy;s vkosnu 'kqYd fuEu

rkfydk esa n'kkZ;s x;s ds vuqlkj gksxk % rkfydk 2 &y?kq dkfyd vksiu ,Dlsl dk ykHk mBkus okys miHkksxdrkZvksa ds fy;s vkosnu 'kqYd

Øekad 'kqYd dh izd`fr /kujkf'k ¼#-½ vkosnu “kqYd 1 y?kq dkfyd vksisu ,Dlsl 'kqYd ¼var% jkT; vkosnu-i=@varjZkT; ds

fy;s lgefr 'kqYd½ 0-50 yk[k

2 y?kq dkfyd vksisu ,Dlsl ds fy, ifjpkyu izHkkj #0 1000@fnu

jkT; Hkkj izs"k.k dsUnz ds fy;s izR;sd vYidkfyd f}i{kh;@lkeqfgd O;ogkj dk ifjpkydh; izHkkj #0 1]000-00 izfrfnu vFkok mlds va'k dh nj ls vkosnd }kjk ns; gksxk% ijUrqd ;g fd f}i{kh; O;ogkj 'kqYd vkosnu-i= ds izLrqfrdj.k ds rhu dk;Z fnolks aesa tek djuk gksxkA

19&ekfld ,yMhlh izHkkj& mi;ksxdrkZvksa ls tks e/; dkfyd vksisu ,Dlsl dk ykHk mBk jgs gSa vFkok 'kSM~;qfyax djuk

pkgrs gSa muls ekfld ,yMhlh izHkkj fcfyax ekg ds vafre fnu dks mudh {kerk ds ;ksx ds vuqikr esa esxkokV@ekg esa nks n'keyo LFkku rd fy;k tk;sxkA

v/;k; &4

fcfyax rFkk vU; fofo/k izko/kku

20&fcfyax rFkk Hkqxrku&

20-1 jkT; Hkkj izs"k.k dsUnz] tSlk fofu;e 10 esa izko/kku gS] blds }kjk ekg ds ÅtkZ ys[kk ds vafrehdj.k ds vk/kkj ij okf"kZd ,yMhlh izHkkj dk fcy cuk;k tk;sxk tks vxys ekg ds lkrosa fnu izLrqr fd;k tk;sxkA fcy izLrqfrdj.k ls 7 fnolksa ds vUnj Hkqxrku fd;k tk;sxkA


20-2 ,l,yMhlh }kjk fcy ds izLrqfrdj.k ds 7 fnolksa ds vUnj ,yMhlh izHkkjksa dk Hkqxrku yssVj vkWQ ØsfMV vFkok us¶V@vkjVhth,l vFkok vU; ds ek/;e ls midj 'kqYd vkfn dks NksM+dj fd;s tkus ij fcfyax dh x;h jkf'k ij 1 izfr'kr NwV iznku dh tk;sxhA

20-3 bl fofu;ekoyh esa ns; ,yMhlh izHkkjksa dk Hkqxrku fcyksa dh izLrqfrdj.k ds 30 fnu ls vf/kd dh nsjh gksrh gS] rks ,l,yMhlh }kjk 1-25 izfr'kr izfr ekg dh nj ls vf/kHkkj yxk;k tk;sxkA

20-4 ,l,yMhlh }kjk Hkqxrku fd;k x;k vFkZ n.M vFkok “kkfLr] ;fn dksbZ gks] ,vkjvkj dk vax ugha ekuk tk;sxkA

21&jkT; Hkkj izs"k.k dsUnz ds ys[ks&

jkT; Hkkj izs"k.k dsUnz ,sls ys[kk vfHkys[k j[ksxk vkSj lEizs{kdksa }kjk izekf.kr ys[kk fooj.kh rS;kj djsxk tks ,sls O;olk; ds lEcU/k esa j[ks tkus okafNr gSa rkfd jktLo] ykxr] vkfLr;ka] nsunkfj;ka] O;; dks"k rFkk izkfo/kkuksa dks ;Fkksfpr :i ls Hkkj izs"k.k xfrfof/k;ksa dks vkjksi.k ;ksX; gksuk lR;kfir fd;k tkldsA

22&fookn dk lek/kku&

fo|qr dh xq.koRrk vFkok jkT; fxzM ds lajf{kr rFkk ,dhd`r ifjpkyu ds lUnHkZ esa vFkok fdlh funsZ'k] Hkqxrku vFkok fcfyax ds lEcU/k esa] ;fn dksbZ fookn gksrk gS] rks fu.kZ; gsrq vk;ksx dks Hkstk tk;sxkA

23&dfBukb;ksa dks nwj djus dh 'kfDr&

;fn bl fofu;ekoyh ds fdlh Hkh izko/kku dks ykxw djus esa dksbZ dfBukbZ mRiUu gksrh gS rks vk;ksx lkekU; ;k fo'ks"k vkns'k ;fn vf/kfu;e ds izko/kkuksa ds vlaxr ugha] tSlk dfBukb;ksa dks nwj djus ds fy;s vko';d vFkok mfpr izrhr gksrk gks] funsZ'k ns ldrk gSA

24&la'kks/ku djus dh 'kfDr& vk;ksx fdlh Hkh le; bl fofu;ekoyh ds fdlh izko/kku esa vkf/kD;] ifjorZu] lq/kkj ;k

la'kks/ku dj ldrk gSA 25&fujlu vkSj cpr&

25-1 bl fofu;ekoyh esa vU;Fkk miyC/k djk;s x;s dks lqjf{kr djrs gq, ;wihbZvkjlh ¼jkT; Hkkj izs"k.k dsUnz dks Qhl vkSj izHkkjksa ds Hkqxrku ds fy;s izfØ;k fuca/ku vkSj 'krsZa vkSj vU; lEcfU/kr mica/k½ fofu;ekoyh] 2004 dks fujLr fd;k tkrk gSA

25-2 ,sls fujLrhdj.k ds gksrs gq, Hkh fdlh lafgrk] vf/klwpuk] fujh{k.k ;k vkns'k vFkok lwpuk cuk;h x;h ;k fuxZr vFkok dksbZ Hkh fu;qfDr] LFkk;hdj.k ;k dh x;h ?kks"k.kk ;k ykblsal vuqefr] izkf/kdkj ;k dksbZ vfHkys[k vFkok gLrk{kfjr ys[ki= vFkok fujLr fofu;ekoyh ds v/khu fn;s x;s funsZ'k tc rd fd ;s fofu;ekoyh ds izkfo/kkuksa ds foijhr ugha gksa] ;g ekuk tk;sxk fd ;s bl fofu;ekoyh ds laxr izkfo/kkuksa ds varxZr fd;s x;s gS vFkok fy;s x;s gSaA

ifjf'k"V-1 % ifjpkyu izHkkj Øekad 'kqYd dh izd`fr jkf”k ¼yk[k #0

esa½ 1 ¼d½ ikap o"kZ vFkok vf/kd vof/k ds vuqca/k ds fy;s 1-00 izfro"kZ ¼[k½ rhu ekg ls vf/kd ijUrq 5 o"kZ ls de vof/k ds vuqca/kksa ds fy, 0-75 izfro"kZ ¼x½ rhu ekg ls de vFkok rhu ekg rd ds vuqcU/k ds fy, 0-50 izfrekg ¼?k½ vius O;olk; ds mi;ksx gsrq xUrO; rd fo|qr ys tkus ds fy;s

dSfIVo ikoj IykUV 1-00 izfro"kZ

2 ifjpkydh; izHkkj ¼vUrjkZT; vkosnu½ mi;ksxdrkZvksa }kjk izR;sd f}i{kh; O;ogkj@cgqi{kh; O;ogkj ds fy;s izfrfnu ds fy;s vFkok fnu ds va'k ds fy;s tSlk fofu;e 18-3 esa izko/kku gS ds leku gksxkA


ifjf'k"V-2 % gzkl vuqlwph Øekad vkfLr dk fooj.k gzklnj

¼#0 ½ ¼d½ iw.kZ LokfeRo ds vUrxZr Hkwfe 0-00% ¼[k½ yht ij Hkwfe % ¼d½ Hkwfe esa fofu;ksx ds fy;s 3-34% ¼[k½ fuekZ.k LFkku dh fDy;fjax ykxr ds fy, 3-34% ¼x½ vU; vkfLr;ka ¼d½ Hkou ,oa flfoy bathfu;fjax dk;Z

(i½ dk;kZy; ,oa fuoklh; 3-34%

(ii½ IykaV rFkk bD;qiessaUV 3-34%

(iii½ vLFkk;h fuekZ.k] tSls dk"V <kapk 100-00%

(iv½ dPps ekxZ ls brj lM+dsa 3-34%

(v½ vU; 3-34% ¼[k½ ifjorZd] fd;ksLd] miLFkku bD;qiesUV rFkk vU; LFkk;h ;a=

¼IykUV dh uhao lfgr½

(i½ VªkalQkeZj 100 dsoh, rFkk vf/kd {kerk 5-28%

(ii½ vU; 5-28% ¼x½ lkSj Å[email protected] fey 5-28% ¼?k½ rfMr pkyd

(i½ LVs'ku Vkbi 5-28%

(ii½ iksy Vkbi 5-28%

(iii½ flUØksul dUMsUlj 5-28% ¼³½ cSVªht 15-00%

(i½ Hkwfexr dsfcy TokbUV cksDlst rFkk foPNsnu cksDlst 5-28%

(ii½ dsfcy MDV flLVe 3-34% ¼p½ dsfcy liksVZ flLVe lfgr vksoj gSaM ykbusa

(i½ 66 dsoh, ls mPp VfeZuy oksYVst ij vkijsfVax ÝschdsVsM LVhy ij ykbu

3-34%

(ii½ 13-2 dsoh, ls vf/kd ijUrq 66 dsoh, ls vf/kd ugha VfeZuy oksYVst ij vkijsfVax LVhy liksVZ ij ykbusa

5-28%

(iii½ LVhy vFkok jhbUQkslMZ dUØhV liksVZ ij ykbusa 5-28%

(iv½ VªhVsM oqM liksVZ ij ykbZusa 5-28% ¼N½ ehVlZ 5-28% ¼t½ lSYQ izksisYM okgu 9-50% ¼>½ ,;j d.Mh'kfuax IykUV (i½ LVsfVd 5-28%

(ii½ iksVsZfcy 9-50%

¼;½¼ i½ vkWfQl QuhZpj rFkk QfuZf'kax 6-33%

(ii½ vkWfQl bD;qiesUV 6-33%

(iii½ fQfVax rFkk vijsV~l lfgr bUVjuy ok;fjax 6-33%

(iv½ LVªhV ykbV fQfVaXl 5-28%


1 2 3 ¼j½ fdjk;s ij fn;s x;s ,ijsV~l

(i½ eksVj ds vfrfjDr 9-50%

(ii½ eksVj 6-33% ¼y½ dEI;qfuds'ku bD;qiesaV

(i½ jsfM;ks rFkk gkbZ fÝDosalh dSfj;j flLVe 6-33%

(ii½ VsyhQksu ykbusa rFkk VsyhQksu 6-33% ¼o½ vkbZ-Vh- bD;qiesaV 15-00% ¼'k½ lk¶Vos;j 15-00% ¼l½ vU; vkfLr;ka tks mi;qZDr ls vkPNkfnr ugha 5-28%

fVIi.kh % vkfLr;ka ftudh gzkl njsa tks mi;qZDr rkfydk esa lfEefyr ugha gSa] vk;ksx }kjk VSfjQ

vkns'k es fu/kkZfjr dh tk;asxhA vk;ksx ds vkns'k ls]

g0 ¼vLi"V½] lfpo]

m0iz0 fo|qr fu;ked vk;skxA

UTTAR PRADESH ELECTRICITY REGULATORY COMMISSION, LUCKNOW

Notification No. UPERC/Secy/SLDC Regulation/2020-043 Lucknow Dated May 14, 2020

UPERC (Fees & Charges of State Load Despatch Centre and other related matters)

Regulation, 2020. In exercise of powers conferred under section 32& 33 read with Section 181 of the Electricity Act,

2003 and of all other powers enabling in this behalf, and after previous publications, the Uttar Pradesh Electricity Regulatory Commission hereby makes the following Regulations, namely: -

Chapter -1

PRELIMINARY

1–Short Title, Extent, Applicability and Commencement–

(a) These Regulations shall be called the Uttar Pradesh Electricity Regulatory Commission (Fees & Charges of State Load Despatch Centre and other related matters) Regulations, 2020 and will supersede the Uttar Pradesh Electricity Regulatory Commission (Procedure, Terms & Conditions for payment of Fee and Charges to State Load Despatch Centre and other related provisions) Regulations, 2004.

(b) These Regulations shall extend to the whole State of Uttar Pradesh.

(c) These Regulations shall be applicable for determination of fees and charges to be collected by State Load Despatch Centre from its Users.

(d) These Regulations will be applicable for the period from April 1, 2021 to March 31, 2025, unless reviewed earlier or extended by the Commission.

(e) These Regulations shall come into force from the date of their publications in the Official Gazette.


2. Definitions and Interpretation–

2.1. In these Regulations unless the context or subject-matter otherwise requires:

(1) “Act” means the Electricity Act, 2003 (36 of 2003); as amended from time to time;

(2) “Accounting Statement” means for each financial year the following statements, namely:

(i) Audited Balance Sheet, prepared in accordance with the form contained in Part I of Schedule 3

to the Companies Act, 2013, as amended from time to time;

(ii) Audited Profit and Loss Accounts, complying with the requirements contained in Part II of

Schedule 3 to the Companies Act, 2013, as amended from time to time;

(iii) Audited Cash Flow Statement, prepared in accordance with the Accounting Standard on Cash

Flow Statement (IND AS-3) of the Institute of Chartered Accountants of India, as amended

from time to time;

(iv) Report of statutory auditors of the SLDC;

(v) Cost records if any, prescribed by the Central Government under Section 148 of the Companies

Act, 2013, as amended from time to time;

(vi) Together with notes thereto, and such other supporting statements and information as the

Commission may direct from time to time.

(3) “Annual LDC Charges (ALC)” means the Annual LDC Charges (ALC) shall comprise the

Aggregate Revenue Requirement (ARR) for meeting the annual expenditure to be incurred by the

SLDC as approved by the Commission;

(4) “Authority” means Central Electricity Authority;

(5) “Buyer” means a person buying power through Long/Medium/Short-Term Open Access and

whose scheduling, metering and energy accounting is co-ordinated by the State Load Despatch

Centre;

(6) “Capital Expenditure” or “Capex” means the expenditure of capital nature planned to be

incurred during the Control Period for creation of assets of the State Load Despatch Centre, as the

case may be;

(7) “Charges” means recurring payments on monthly basis to be collected by the State Load

Despatch Centre or any other charges specified in the Regulations;

(8) “Commission” means the Uttar Pradesh Electricity Regulatory Commission (UPERC);

(9) “Contracted Capacity” means the capacity arranged through Long-Term Access or Medium-

Term Open Access;

(10) “Central Commission” means Central Electricity Regulatory Commission referred to in sub-

section (1) of section 76 of the Act;

(11) ‘Change in law’ means occurrence of any of the following events:

(a) Bringing into effect or promulgation of any new Indian Law or Indian Enactment;

(b) Adoption, amendment, modification, repeal or re-enactment of any existing Indian law; or


(c) change in interpretation or application of any Indian law by a Competent Court, Tribunal or Indian Governmental Instrumentality which is the final authority under law for such interpretation or application;

(d) change by any Competent Statutory Authority in any condition or covenant of any consent or clearances or approval or license available or obtained for the project; or

(e) coming into force or change in any bilateral or multilateral agreement/treaty between the Government of India and any other Sovereign Government having implication for the SLDC.

(12) “Control Period” means the period comprising four years from April 1, 2021 to March 31, 2025, unless reviewed earlier or extended by the Commission;

(13) “Deviation Settlement Mechanism” shall mean and include the framework for energy accounting, Deviation Accounting, Rules for pricing of Deviation(s) payable and receivable by State Entities and other design parameters;

(14) “Fees” means the non-refundable one-time or fixed payments collected by the State Load Despatch Centre for the services rendered for commencement of grid access and scheduling and on account of registration, membership or any other purpose as specified by the Commission from time to time;

(15) “Financial Year” means a period commencing on April 1st of a calendar year and ending on March 31st of the subsequent calendar year;

(16) “Force Majeure” for the purpose of these Regulations means the event or circumstance or combination of events or circumstances including those stated below, which partly or fully prevents the SLDC from to complete the project within the time specified in the Investment Approval, and only if such events or circumstances are not within the control the SLDC and could not have been avoided, had the SLDC taken reasonable care or complied with prudent utility practices:

(a) Act of God including lightning, drought, fire and explosion, earthquake, volcanic eruption, landslide, flood, cyclone, typhoon, tornado, geological surprises, or exceptionally adverse weather conditions which are in excess of the statistical measures for the last hundred years; or

(b) Any act of war, invasion, armed conflict or act of foreign enemy, blockade, embargo, revolution, riot, insurrection, terrorist or military action; or

(c) Industry wide strikes and labour disturbances having a nationwide impact in India;

(17) “Grid Code” means U.P. Electricity Grid Code;

(18) “Long-term Open Access” means ‘Long-term Open Access’as defined in UPERC (Terms and Conditions for Open Access) Regulation, 2019 and its subsequent amendments & addendums etc;

(19) “Medium-term Open Access” means‘Medium-term Open Access’as defined in UPERC (Terms and Conditions for Open Access) Regulation, 2019 and its subsequent amendments & addendums etc;

(20) “Short term Open Access” means ‘Short-term Open Access’as defined in UPERC (Terms and Conditions for Open Access) Regulation, 2019 and its subsequent amendments & addendums etc;

(21) “User” means the Generating Companies, Distribution Licensees, Bulk Consumers (SEZ), Sellers and Intra-State Transmission Licensees, Demand Response Consumers, Qualified Co-ordinating Agency (QCA), or any other such entity who use, the Intra-State Transmission Network or the associated facilities or distribution system of distribution licensee through services of State Load Despatch Centre;

(22) “Year” means a financial year;


2.2 The words and expressions used in these Regulations and not defined herein shall bear the same meaning as in the applicable legal framework.

2.3 In the interpretation of these Regulations, unless the context otherwise requires:

(a) words in the singular or plural term, as the case may be, shall also be deemed to include the plural or the singular term, respectively;

(b) references herein to the “Regulations” shall be construed as a reference to these Regulations as amended or modified by the Commission from time to time in accordance with the applicable laws in force;

(c) the headings are inserted for convenience and may not be taken into account for the purpose of interpretation of these Regulations;

(d) references to the Statutes, Regulations or Guidelines shall be construed as including all statutory provisions consolidating, amending or replacing such Statutes, Regulations or Guidelines, as the case may be;

(e) in case of difference in interpretation between English and Hindi version of these Regulations, the English version shall prevail.

CHAPTER-2

GENERAL 3. State Load Despatch Centre–

The State Load Despatch Centre shall be the Centre established by the State Government to be operated by a Government Company or any Authority or Corporation established or constituted by or under the State Act provided that until the State Government notifies so, the State Transmission Utility shall operate State Load Despatch Centre and shall be the apex body to ensure integrated operation of the power system in the State.

4. Functions of SLDC–

4.1 The State Load Despatch Centre shall: -

(a) be responsible for optimum scheduling and despatch of electricity within a State, in accordance

with the contracts entered into with the licensees or the Generating Companies Operating in

that State;

(b) monitor grid operations;

(c) keep accounts of the quantity of electricity transmitted through the State grid;

(d) exercise supervision and control over the Intra-State Transmission system; and

(e) be responsible for carrying out real time operations for grid control and despatch of electricity

within the State through secure and economic operation of the State grid in accordance with

the Grid Standards and the State Grid Code.

CHAPTER-3 ARR/TRUE-UP AND FEES AND CHARGES

5. Procedure for filing Annual Revenue Requirement (ARR) & True Up:

5.1 The State Load Despatch Centre (SLDC) shall file a Petition for determination of Annual Revenue Requirement (ARR), Annual Performance Review (APR) and True-Up & Fees & Charges payable to State Load Despatch Centre in accordance with the procedure laid down in UPERC (Conduct of Business) Regulation, 2019 & its subsequent Addendum & Amendments:


Provided that such an application for a financial year shall be filed as provided in Regulation 6.1 of these Regulations along with the required fees:

Provided that until the first Tariff Order is issued by the Commission under these Regulations, the rates provided in Annexure-I shall prevail.

5.2 Provided that till the segregation of business by the Transmission Licensee into Transmission Business and SLDC activity, the SLDC expense & revenue will be considered under the Transmission ARR/Tariff filings approved under the UPERC (Multi Year Tariff Distribution and Transmission) Regulations, 2019:

Provided that after complete segregation of accounts between Transmission Business and SLDC activity, SLDC will be governed by these Regulations.

5.3 The annual LDC charges (ALC) as approved by the Commission shall be recovered on monthly basis.

5.4 The Commission will conduct a Technical Validation Session prior to admission of the Petition. On completion of the required proceedings and submissions made to the satisfaction of the Commission, the Commission will issue an Admittance Order.

5.5 The SLDC shall within three working days of issue of the Admittance Order, publish a Public Notice in at least two English and two Hindi daily newspapers having wide circulation, outlining the ARR, proposed Tariff, True-Up and such other matters as may be directed by the Commission, and invite suggestions and objections from the stake holders and public at large:

Provided that the SLDC shall also upload on its website the Petition filed before the Commission along with all regulatory filings, information, particulars and documents in the manner stipulated by the Commission. The SLDC should ensure that there is no requirement of providing personal information for downloading the same.

5.6 The Commission in determining the charges shall take into consideration the objections, if any, received from public at large & stakeholders.

5.7 The Commission shall, within one hundred and twenty days from admittance, after considering all suggestions and objections received from the stakeholders and public at large:

(a) Issue an Order accepting the Petition with such modifications or such conditions as may be specified in that Order; or

(b) Reject the Petition for reasons to be recorded in writing if such Petition is not in accordance with the provisions of the Act and the Rules and Regulations made there under or any other provisions of law, after giving the Petitioner a reasonable opportunity of being heard.

5.8 The Petitioner shall publish the Charges approved by the Commission in newspapers having wide circulation and shall upload the approved Charges on its Internet website.

5.9 The charges, so published, shall be in force from the date stipulated in the Order and shall, unless amended or revised, continue to be in force for such period as may be stipulated therein.

5.10 The Annual LDC charges shall consist of the following Components:

(a) Operation & Maintenance Expenses;

(b) Depreciation;

(c) Interest on Loan Capital;

(d) Interest on Working Capital;

(e) Return on Equity Capital;

(f) Income Tax;

Minus;

(g) Income from Open Access charges;

(h) Non-Tariff Income.


6. Petitions to be filed in the Control Period–

6.1 The Petitions to be filed in the Control Period under these Regulations will comprise of the

following:

Filing date True- Up APR ARR / Tariff

15.10.2020 Business Plan for FY, 2021-22 to FY, 2024-25

30.11.2020 FY, 2021-22

30.11.2021 FY, 2021-22 FY, 2022-23

30.11.2022 FY, 2021-22 FY, 2022-23 FY, 2023-24

30.11.2023 FY, 2022-23 FY, 2023-24 FY, 2024-25

6.2 The SLDC shall submit the data regarding the above as per Guidelines and Formats prescribed and added/ amended from time to time by the Commission.

7. Business Plan and ARR Petition–

7.1 The SLDC shall file a Business Plan as provided in Regulation 6.1 of these Regulations, duly authorized by the Board of Directors or by any Committee / person authorized by the Board in this regard, for the Control Period of four Financial Years, i.e., from April 01, 2021 to March 31, 2025, consisting of but not limited to Capital Investment Plan including phasing of expenditure and funding of pattern, Estimated budget for the control period, manpower planning for the Control Period in accordance with Guidelines and Formats as may be prescribed by the Commission accompanied with applicable fees for the approval of the Commission. Above requirement of the Commission does not exclude its right to seek any other information in this regard, as deemed necessary.

8. Annual Performance Review–

8.1 The SLDC shall file Petition for Annual Performance Review (APR) as provided in Regulation 6.1 of these Regulations:

Provided that the Petition shall include information in such form as may be prescribed by the Commission, together with the audited/ provisional Accounting Statements, extracts of books of account and such other details, as per the Guidelines and Formats prescribed or directions given by the Commission.

9. True-Up–

9.1 The SLDC shall file timely Petition for True-Up:

Provided that the Petition shall include information in such form as may be stipulated by the Commission, together with the Accounting Statements, extracts of books of account and such other details,as per the Guidelines and Formats prescribed or directions given by the Commission.

9.2 The Commission shall carry out Truing-Up exercise of expenses and revenue based on audited annual accounts of the corresponding year subject to prudence check of the Commission.

10. Capital Cost–

10.1 Cost of assets shall be determined based on capital expenditure actually incurred as on the date of putting the asset in commercial use subject to prudence check by the Commission. In case of existing assets, net fixed assets as per audited annual accounts as on April 1stof the corresponding financial year shall be taken for the purpose of determination of charges.


10.2 The debt-equity ratio shall be 70:30 for determination of charges. Where equity employed is more than 30%, the amount of equity for determination of charges shall be limited to 30% and the balance shall be considered as the normative loan. In case where actual equity employed is less than 30%, the actual debt and equity shall be considered for determination of charges.

Provided that:

(i) SLDC shall submit the resolution of the board regarding infusion of fund from internal resources in support of the utilization made or proposed to be made to meet the capital expenditure;

(ii) the equity invested in foreign currency shall be designated in Indian rupees on the date of each investment; and

(iii) any Capital Subsidy or grant obtained for the execution of the project shall not be considered as a part of capital structure for the purpose of debt-equity ratio;

(iv) The debt and equity amount arrived at in accordance with Regulation 10.2 shall be used for calculating interest on loan and return on equity.

11. Operation and Maintenance Expenses–

11.1 Operation and Maintenance (O&M) expenses shall be derived preferably from the audited Balance Sheet (In case the data is not available, the same will based on allocation done by UPPTCL for the respective years). Further the Commission may consider normalising these values based on data of other States SLDCs. The O&M expenses shall be normalized by excluding abnormal operation and maintenance expenses, if any, after prudence check by the Commission.

11.2 The normalised O&M expenses shall be derived by considering the average of last five (5) financial years (without efficiency gain/loss) ending March 31, 2020 subject to prudence check by the Commission.

11.3 The average of such Operation & Maintenance expenses shall be considered as Operation & Maintenance Expenses for the Middle year and shall be escalated year on year with the escalation factor considering CPI and WPI of respective years in the ratio of 60:40, for subsequent years up to FY, 2020-21.

11.4 The One-time expenses such as expense due to change in accounting policy, wage arrears paid due to Pay Commissions, the expenses beyond the control of the SLDC such as dearness allowance, terminal benefits etc. in Employee cost may be allowed by the Commission over and above normative Operation & Maintenance Expenses after prudence check.

11.5 At the time of Truing-up of the O&M expenses, the actual point to point inflation over Wholesale Price Index numbers as per Office of Economic Advisor of Government of India and the actual Consumer Price Index for Industrial Workers (all India) as per Labour Bureau, Government of India in the concerned year shall be considered:

Provided that Additional O&M expenses, if any, due to enlargement of scope/activities of SLDC may be considered by the Commission based on separate submissions made by SLDC to the satisfaction of the Commission.

11.6 The SLDC may undertake Opex scheme for system automation, new technology and IT implementation etc. and such expenses may be allowed over and above normative O&M Expenses, subject to prudence check by the Commission:

Provided that the SLDC shall submit the detailed justification, cost benefit analysis of such schemes as against capex schemes and savings in O&M expenses, if any.


11.7 Employee Cost:

Employee cost shall be computed as per the following formula escalated by Consumer Price Index (CPI), adjusted by provisions for expenses beyond the control of the SLDC and one-time expected expenses, such as recovery / adjustment of terminal benefits, implications of Pay Commission, Arrears, Interim Relief, etc.

EMPn= EMPn-1 (1+ CPI inflation)

Where:

EMPn:Employee expense for the nth year;

EMPn-1: Employee expense for the (n-1)th year;

CPI inflation is the average of Consumer Price Index (CPI) for immediately preceding three Financial Years.

11.8 Repairs and Maintenance Expense:

Repair and Maintenance expense shall be calculated as per the following formula:

R&Mn= R&M n-1 (1+ WPI inflation)

Where:

R&Mn: Repairs & Maintenance expense for nth year;

R&Mn-1: Repairs & Maintenance expense for the (n-1)th year;

WPI inflation is the average of Wholesale Price Index (WPI) for immediately preceding three Financial Years.

11.9 Administrative and General Expenses:

A&G expense shall be computed as per the following formula escalated by the Wholesale Price Index (WPI) and adjusted by provisions for confirmed initiatives (ITetc., initiatives as proposed by the SLDC and validated by the Commission) or other expected one-time expenses:

A&Gn= A&Gn-1(1+ WPI inflation)

Where:

A&Gn: A&G expense for the nthyear;

A&Gn-1: A&G expense for the (n-1)thyear;

WPI inflation is the average of Wholesale Price Index (WPI) for immediately preceding three Financial Years:

Provided that the Statutory & Legal expenses and Interest and Finance charges such as Credit rating charges, collection facilitation charges and other finance charges shall also be a part of A&G Expenses.

Illustration:For FY, 2021-22, (n-1)th year will be FY, 2020-21 which is also the base year.

12. Depreciation:

12.1 The value for the purpose of depreciation shall be the capital cost of the assets admitted by the Commission.

12.2 The salvage value of the asset shall be considered as 10% of the allowable capital cost and depreciation shall be allowed up to maximum of 90% of the allowable capital cost of the asset.

12.3 Land shall not be a depreciable asset and its cost shall be excluded from the capital cost while computing depreciable value of the capital cost of the asset.

12.4 Depreciation shall not be allowed on assets funded by Capital Subsidy &Grants etc.

12.5 Depreciation shall be calculated annually based on Straight Line Method and at rates specified in Appendix-II to these Regulations for the assets of the SLDC:


Provided that the SLDC shall ensure that once the individual asset is depreciated to the extent of seventy percent, remaining depreciable value as on 31st March of the year closing shall be spread over the balance Useful Life of the asset including the Extended Life, as per submission of the SLDC and approved by the Commission.

12.6 Assets fully depreciated shall be shown separately.

12.7 Value of the assets not in use or declared obsolete shall be taken out from the capital cost for the purpose of calculation of depreciation.

12.8 The balance depreciable value as on 1st April of the financial year when determination of ARR is done shall be worked out by deducting the cumulative depreciation from the gross depreciable value of the assets appearing in the books of accounts.

12.9 In case of existing assets, the balance depreciable value shall be worked out taking into consideration the life of the asset and by deducting the cumulative Depreciation as admitted by the Commission from the gross depreciable value of the assets.

12.10 Depreciation shall be re-computed for assets capitalised at the time of Truing-Up, based on Audited Accounts and documentary evidence of assets capitalised by the Petitioner, subject to the prudence check of the Commission.

13. Interest on Loan Capital:

13.1 The long- term loans arrived at in the manner indicated in these Regulations on the assets put to use shall be considered as normative loan for calculation of interest on loan:

Provided that in case of retirement or replacement or de-capitalisation of assets, the loan capital approved as mentioned above, shall be reduced to the extent of outstanding loan component of the original cost of such assets based on documentary evidence.

13.2 The repayment during each year of the Control Period from FY, 2021-22 to FY, 2024-25 shall be deemed to be equal to the Depreciation allowed for that year. Notwithstanding any moratorium period availed, the repayment of loan shall be considered from the first year of commercial operation of the asset and shall be equal to the annual Depreciation allowed.

13.3 The rate of interest shall be the weighted average rate of interest calculated on the basis of the actual long-term loan portfolio at the beginning of each year applicable to the State Load Despatch Centre:

Provided that at the time of Truing- Up, the weighted average rate of interest of the actual long- term loan portfolio during the concerned year shall be considered as the rate of interest:

Provided also that if SLDC does not have actual long-term loan portfolio because of which actual weighted average rate of interest is not available, then the rate of interest for the purpose of allowing the interest on the normative long-term loan will be the SBI MCLR prevailing on 1st April of the corresponding financial year of filing of Petition, however in such a case, in True-Up the interest on normative long-term loan will be taken as the SBI MCLR on 1st April of the respective year.

13.4 The interest on loan shall be calculated on the Normative Average long-term loan of the year by applying the Weighted Average rate of interest:

Provided that at the time of Truing-Up, the normative average loan of the concerned year shall be considered on the basis of the actual asset capitalisation approved by the Commission for the year. 14. Interest on Working Capital:

1.1 The working capital shall cover:

(i) Operation and maintenance expenses for one month;

(ii) Receivables equivalent to 45 days of annual LDC charges as approved by the

Commission.


Provided further that for the purpose of Truing-Up for any year, the working capital requirement shall be re-computed on the basis of the values of components of working capital approved by the Commission in the Truing-Up.

14.2 Rate of interest on working capital shall be simple interest and shall be equal to the SBI MCLR (1 Year) on October 01, of the financial year when determination of ARR is filed as stipulated in the Regulations plus 250 basis points:

Provided that for the purpose of Truing- Up for any year, simple interest on working capital shall be allowed at a rate equal to the weighted average SBI MCLR (1 Year) prevailing during the respective year plus 250 basis points.

15. Return on Equity :

15.1 Return on equity shall be computed in Rs. terms on equity base at the rate of 12.50% post-tax per annum for the SLDC as determined in accordance with Regulation 10.

16. Income Tax:

16.1 Income Tax, if any, of SLDC shall be treated as expense. However, tax on any income other than that through its operations shall not be a pass through, and it shall be payable by the SLDC itself.

16.2 Notwithstanding anything contained in above Regulation, total Income Tax payable by the SLDC, in any year, shall be lowest of the following:

(a) Actual payment made; or

(b) ROE allowed in that year x MAT (%) or ROE allowed in that year x corporate tax (%), whichever is applicable.

16.3 Any under recoveries or over recoveries of Tax on income shall be adjusted every year on the basis of Income Tax Assessment under the Income Tax Act, 1961, subject to above Regulation, as certified by the Statutory Auditors.

17. Non-Tariff Income:

17.1 The amount of Non-Tariff Income relating to the SLDC Business as approved by the Commission shall be deducted from the ARR in determining the Fees and Charges of SLDC:

Provided that the SLDC shall submit full details of its forecast of Non-Tariff Income to the Commission in such form as may be stipulated by the Commission.

The Non-Tariff Income shall include:

(a) Income from rent of land or buildings;

(b) Income from sale of scrap;

(c) Income from investments;

(d) Interest income on advances to suppliers/contractors;

(e) Interest income on loans / advances to employees;

(f) Income from rental from staff quarters;

(g) Income from rental from contractors;

(h) Income from hire charges from contactors and others;

(i) Supervision charges for capital works;

(j) Income from advertisements;

(k) Income from sale of tender documents;

(l) Prior Period Income;

(m) Miscellaneous receipts; and

(n) Any other Non-Tariff Income:


Provided that the interest earned from investments made out of Return on Equity corresponding to the SLDC Business shall not be included in Non-Tariff Income:

Provided that the Income earned by the SLDC from Users availing Short Term Open Access shall be deducted from the ARR in determining Annual LDC Charges.

18. Fee and Charges payable to State Load Despatch Centre:

18.1 The Generating Companies, Distribution Licensees, Intra-State Transmission Licensees, Inter/Intra State Generating Companies connected with Intra-State Transmission Power System of the State shall pay a fee to State Load Despatch Centre for the duties, like scheduling and revision of schedules, preparation of energy account, billing and data collection, to be rendered by it:

Provided that the existing “Users” (deemed registered) who are already availing the services of SLDC like Scheduling and Despatch of electricity, Energy Accounting etc. shall also have to provide registration fees for one time and all relevant documents required for registration.

18.2 The Registration Fee shall be paid as shown in the table below: -

Table 1: Registration Fees for different Users

Nature of Fee Amount

(Rs. Lakhs)

Registration Fees–

A Distribution Companies 10.00

B Intra State Transmission Licensees 10.00

C For Generating Companies:

(i) Having Capacity upto 10 MW 0.50

(ii) Having Capacity more than 10 MW and upto 100 MW 1.00

(iii) Having installed capacity of more than 100 MW and above 10.00

D All Others Users including Inter-State Short-Term transactions, Qualified Co-ordinating Agency (QCA) etc.

0.10

18.3 Application Fee:

The Application Fee for the Users availing Short Term Open Access as provided in the table below:

Table 2: Application Fees applicable for Users availing Short-Term Open Access

Sl.

no. Nature of Fee

Amount (Rs. )

Application Fees–

1

Short Term Open Access Fee

(Intra- State Application/Concurrence fee for Inter-State) 0.05 Lakh

2 Operating Charges for Short-Term Open Access 1000/-day

The Operating Charges at the rate of Rs. 1000/-per day or part of the day for each Short-term bilateral transaction/collective transaction for the State Load Despatch Centre shall be payable by the applicant:

Provided that the fee of bilateral transactions may be deposited within three working days of submission of the application.


19. Monthly LDC Charges–

The Monthly LDC Charges in MW/Month upto two decimal places to be taken from the Users who are availing Medium/Long Term Open Access or who want to get the scheduling done, in proportion to the sum of their capacities as on the last day of the billing month.

CHAPTER-4

BILLING AND OTHER MISCELLENEOUS PROVISIONS

20. Billing and Payment–

20.1 The State Load Despatch Centre shall raise bill, based on annual LDC Charges as provided in Regulation 19 on the basis of energy account finalized by it for a month, to be presented by seventh day of next month. Bill shall be paid within seven days from the days of presentation of bill.

20.2 For payment of bills of LDC charges through Letter of Credit or through NEFT / RTGS or otherwise, within 7 days of presentation of bills by the SLDC, a rebate of 1% on billed amount, excluding the taxes, cess, duties, etc., shall be allowed.

20.3 In case the payment of any bills for LDC charges payable under these Regulations is delayed by the user beyond a period of 30 days from the date of presentation of bills a late payment surcharge at the rate of 1.25% per month shall be levied by the SLDC.

20.4 Fine or Penalties paid, if any, by the SLDC shall not be allowed as a part of ARR.

21. Accounts of the State Load Despatch Centre:

The State Load Despatch Centre shall keep such accounting records and prepare accounting statement certified by Auditors as would be required to be kept in respect of each such business so that the revenues, costs, assets, liabilities, expenditure, reserves and provisions of or reasonably attributable to Load despatch activities could be verified.

22. Resolution of Dispute:

If any dispute arises with reference to the quality of electricity or safe, secure and integrated operation of the State grid or in relation to any direction, payment or billing shall be referred to the Commission for adjudication:

Provided that pending the decision of the Commission, the Licensee or Generating Company shall comply with the direction of State Load Despatch Centre.

23. Power to remove difficulties:

If any difficulty arises in giving effect to any of the provisions of these Regulations, the Commission may, by General or Special Order, give directions, not inconsistent with the provisions of the Act, as may appears to be necessary or expedient for the purpose of removing the difficulties.

24. Power to Amend:

The Commission may, at any time add, vary, alter, modify or amend any provisions of these Regulations.

25. Repeal and Savings:

25.1 Save as otherwise provided in these Regulations, the UPERC (Procedure, Terms & Conditions for payment of Fee and Charges to State Load Despatch Centre and other related provisions) Regulation, 2004 is hereby repealed.

25.2 Notwithstanding such repeal, anything done or any action taken including any Code, Notification, Inspection or Order or Notice made or issued or any appointment, confirmation or declaration made or any license, permission, authorisation or exemption granted or any document or instrument executed or any direction given under the repealed Regulations shall, in so far as it is not inconsistent with the provisions of the Regulations, be deemed to have been done or taken under corresponding provisions of the Regulations.


Annexure-1: Operating Charges: Sl. no.

Nature of Fee Amount

(Rs. Lakhs)

1

A For agreements of term five years or more 1.00 per annum

B For agreements having term more than three months but less than five year.

0.75 per annum

C For agreements having term less than or equal to three month 0.50 per month

D Captive Power Plant carrying electricity to the destination of its own use.

1.00 per annum

2 Operating Charges (Inter-State Application) -For Users for per day or part of the day for each bilateral transaction/collective transaction will be same as provided in Regulation 18.3.

Annexure II: Depreciation Schedul:

Sl. no.

Asset Particular Depreciation

Rate 1 2 3 A Land under full ownership 0.00% B Land under lease:

(a) for investment in land 3.34% (b) For cost of clearing the site 3.34%

C Other Assets: A Building & Civil Engineering works–

(i) Offices and residential 3.34% (ii) Containing plant and equipment 3.34% (iii) Temporary erections such as wooden structures 100.00% (iv) Roads other than Kutcha Roads 3.34% (v) Others 3.34%

B Transformers, Kiosk, Sub-station equipment & other fixed apparatus (including plant foundation):

(i) Transformers including foundation shaving rating of 100 KVA and Over 5.28% 5.28%

(ii) Others C Solar Panel/Wind Mill 5.28%

D Lightning arrestor:

(i) Station type 5.28% (ii) Pole type 5.28% (iii) Synchronous condenser 5.28%

E Batteries: 15.00%

(i) Underground cable including joint boxes and disconnected boxes 5.28%

(ii) Cable duct system 3.34%


1 2 3

F Overhead lines including cable support systems–

(i) Lines on fabricated steel operating at terminal voltages higher than 66 kV 3.34%

(ii) Lines on steel supports operating at terminal voltages higher than 13.2 kV

but not exceeding 66 kV. 5.28%

(iii) Lines on steel on reinforced concrete support 5.28%

(iv) Lines on treated wood support 5.28%

G Meters 5.28%

H Self- propelled Vehicles 9.50%

I Air Conditioning Plants–

(i) Static 5.28%

(ii) Portable 9.50%

J(i) Office furniture and furnishing 6.33%

(ii) Office equipment 6.33%

(iii) Internal wiring including fittings and apparatus 6.33%

(iv) Street Light fittings 5.28%

K Apparatus let on hire–

(i) Other than motors 9.50%

(ii) Motors 6.33%

L Communication equipment–

(i) Radio and high frequency carrier system 6.33%

(ii) Telephone lines and telephones 6.33%

M I.T Equipment 15.00%

N Software 15.00%

O Any other assets not covered above 5.28%

NOTE: The depreciation rates of assets not been covered in the above table, will be determined by the Commission in its Order.

By the order of The Commission,

(Sd.) ILLEGIBLE, electricity regulatary,

Commission, Secretary.

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