Neal B Biggers Financial Disclosure Report for 2010

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  • 8/3/2019 Neal B Biggers Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

    Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

    1. Person Reporting (last name, first , middle initial)B igger s , Nea l B .

    4. Ti t le (Ar t icle I I l judges indicate act ive or senior s ta tus ;magistrate judges indicate full- or part-t ime)

    Senior U.S . Dis t r ic t Judge

    7. Chamb ers or Office Address911 Jackson Av e . , Sui te 388Oxford , MS 38655-3622

    2. Court or O rganizat ionU.S. Courts

    3. Date of Report06/06/20

    5a. Repor t Type (check appropr iate type)] Nomination, D a t e[] Initial [] Annual [] Final5h . [] Amended Report8. On the b as i s of the informat ion contained in th i s Repor t and anymodifications pertaining thereto, i t is, in my opinion, in compliancewith appl icable laws and regulat ions.

    Reviewing Off icer Date

    6. Reporting Period01/01/2010to12/31/2010

    I M P O R T A N T N O T E S : The instructions accompanying this form must be followetL Complete all parts,check ing the NONE box for each par t where you have no repor table information. S ign on las t page.

    I . P O S I T I O N S . m e , o n i n g individual only; seepp. 9-13 of f il ing instructions. )~ (No reportab leposit ions .)ONE

    P O S I T I O N NAME OF ORGANIZATION/ENTITY

    2.

    3.

    4.5.

    I I . A G R E E M E N T S . R e p o n i . g i n d iv i d u a l o n l y ; s e e p p . 1 4 - 1 6 of filing instructions.)~] N O N E (N o reportable agreements.)

    D A T E PARTIES AND TERMS

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    FINANCIAL DISCLOSURE REPORTPage 2 of 7

    N a m e o f P e r s o n R e p o r t in gBiggers, Neal B.

    Date of Report06/06/2011

    I I I . N O N - I N V E S T M E N T I N C O M E . C g e p o . in g i n d i v id u a l a n d s p o u s e ; s e e p p . 1 7 - 2 4 of f!ling instructions.)A. Filers Non-Investm ent Incom e~-~ (No reportable income.)ONE non-investment

    DATE SOURCE AND TYPE I N C O M E( y o u r s , n o t s p o u s e s )1 . 2 0 1 0 State of Mississippi Retirement Benefits $32,003.002.3.4.

    B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were m ar r ied du r in g any portion of the report in g year , com pl e te th is sect ion.(Dollar a m o u n t not required except for honorar ia. )

    NONE (No reportable non-investment income.)DATE SOURCE AND TYPE

    1 .2.3.4.

    I V . R E I M B U R S E M E N T S - transportation, lodging, food, enter tainment(Includes those to spouse and dependent children," see pp. 25-27 offi l ing instructions.)

    ~ NO N E ( N o reportable reimbursements.)SO U R C E D A T E S L O C A T IO N PURPOSE ITEMS PAID OR PROVIDED

    1 , FREE 08/09/10 - 08/12/10 Gallatin Gateway, MT E d u c a t io n a l S e m in a r Transpor tat ion , Mea ls , and R oom2.3.4.5.

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    FINANCIAL DISCLOSURE REPORTPage 3 of 7

    Name of Person Repor t ingBi gge r s , Ne a l B.

    Date of Report06/06/2011

    V . G I F T S . a . d u d e s t h o s e to s p o u s e a n d d e p e n d e n t children; see p p . 2 8 - 3 1 of filing instructions.)N O N E (No repo rtable gifts.)

    S O U R C E1 .2.3.4.5.

    DESCRIPTION VALUE

    V I . L I A B I L I T I E S . a n c ~ u d e s t h o ~ e o S s p o u s e a .d dependent children; see p p . 3 2 - 3 3 of filing instruction~)N O N E ( N o reportable l iabili ties.)

    C R E D I T O R DESCRIPT ION1 .2.3.

    4.5.

    VALUE CODE

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    FINANCIAL DISCLOSURE REPORTPage 4 of 7

    N a m e o f P e r s o n R e p o r t in gBiggers, Neal B.

    D a t e o f R e p o r t06/06/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i .c o m e , v a l u e , transactions (Includes th ose of spouse and d ependen t chi ldren; see pp. 34-60 of f i ling instruct ions. )~ NONE(No reportable income, assets, or transactions.)

    D e s c r i p t i o n o f A s s e t s Income during G r o s s v a l u e a t e n d( i n c l u d i n g t r u s t a s s e t s } r e p o r t in g p e r i o d o f r e p o r t i n g p e r i o d

    (1) (2) (1 ) (2 )Place "(X)" after each asset A m o u n t T y p e ( e . g . ,exempt from prior disclosure C o d e 1 d i v . , r e n t ,( A - H ) or i n t . )

    Transactions during reporting period(1 ) (2): (3) (4) (5 )

    V al u e Va l ue Type (e .g . , D a t e Nalue Gain Identity ofC ode 2 M ethod: .... 1 5 u y , s e l l , : mm/dd/yy C o d e 2 C o d e 1 buyer/seller

    (J-P) Code 3 redempt ion) (J-P) (A-H) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

    wTWTTTTTTTTTTT

    SoldTT

    1 . Alcom C ounty , MS fa rm B R e n t M2. Ft . Dea rborn Secur i t ie s (Com mon ) D Dividend L3. Bigge r s Ace Ha rdware , Cor in th , MS (Corp . B Dividend K

    Shareho lde r )4. MM A cco un t , M&F Ban k, Oxfo rd , MS D Interest M5. B r it i sh P e t ro l e u m ( A m o c o ) C o m m o n D Dividend N6. Applied Materials A Dividend N7. U ltra P etro leu m (C o m m o n ) Non e O8. Teco Ene rgy C Dividend L9. St ree t T racks G o ld Trus t None L1 0 . Chevro n Co rp . C Dividend M1 1 . Occiden ta l Pe t ro leum C Dividend M1 2 . MSFT None K1 3 . H A L C Dividend L1 4 . D VN B Dividend L1 5 . Altria Group C Dividend

    ! 6 . Bristol-Myer (BMY) A Dividend K1 7 . Maratho n Oi l (MRO) A Dividend K

    11/16110 J

    I. income Gain CodeS: A =$ l,O00 or less B =$1,001 - $2,500(See Columns B 1 and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000

    2. Value Codes J =$15,000 or less K =$15,001 - $50;000(S ee C o lumns C I and D 3 ) N =$250,001 - $500,000 O =$500,001 - $1,000,000

    P3 = $25,000 ,001 - $50 ,000 ,0003. Value Method Codes Q = Appra i sa l R =Cost (Real Estate Only)(S eo C o lumn C 2 ) U =Book Value V = O t h e r

    C =$2,50 - $5~000 D =$5,001 - $15,000HI --$ii000100i ~ $51000~000 H2 --M 6re than $5;000~000L = $ 5 0 , 0 0 - $ 00 000 M = $100~001 - $250i000PI =$1,000,001-$5,000,000 p2 = $5,000,001 -$25!600,000P4 =More than $50,000,000S :A ssessmen t T= C a s h M a r k e tw - - Es t ima ted

    E =$15,001 - $50,000

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    N a m e o f P e r s o n R e p o r t in gBiggers, Neal B.

    D a t e o f R e p o r t06/06/2011

    V I I . I N V E S T M E N T S a n d T R U S T S -income, v a lue , t ransact i ons (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)NONE (No reportable income, assets, or transactions.)

    Descr ip t ion o f Asse t s( inc lud ing t rus t a s se t s )

    Place "(X)" after each assetexempt from prior disclosure

    B, C. D.Incom e d~dng G ross v alue at end Transactions during reporting periodreposing period of reporting period

    ( 1 ) ( 2 ) (1) (2) .... (1 ) (2) (3) (4) (5 )A mo u n t Type (e:g.. Value Value Type (e.g., Date Value Gain Identity ofCode 1 div., rent, C o d e 2 Method buy, sel l , mm/dd/yy Code 2 Code 1 buyer/seller(A-H) o r i n t . ) ( J - P ) C ode 3 redemption) O : P ) (A-H) (if private

    ( Q - L q q ) t r a n s a c t i o n )

    1 8 . Weathe r ford (WFT) A Dividend K T

    1 9 . C h esapeake En erg y (C H K ) None K T Bu y l 0/12/10 K20 . A p p l ied Mater ia ls (A M A T)21 . M e d i c o ( M H S )22 . V o d a f o n e ( V O D )23 . Co s tco (COST)24 . BancorpSouth (BX S)25 . Toreador (TRG L)26 . Weathe r ford (WFT)

    None K T Bu yNone K T Bu y

    None J T Bu y

    None J T BuyNone K T Bu yNone K T Bu yNone J T Bu y

    08/24/t 0 K06/18/10 K05/28/10 J01/28/10 J09/14/10 K07/09/10 K02/05/10 J

    1 . Inc om e Ga i n C ode s : A =$t,000 or less B =$ 1 , 0 0 1 - $ 2 ; 5 0 0( S e e C o l u n m s B I a n d E M ) F :$501001- $100,000 G ....................................$ 10 0 , 0 0 1 - $ 1 , 0 0 0 , 0 0 0

    2 . Va l u e C ode s J = $1 5 ; 000 o r l e s s K=$15;001 - $50;000( S e e C o l u m n s C I a n d D 3 ) N =$ 2 5 0 ,0 0 1 - $ 5 0 0 ,0 0 0 O = $5 0 0 ,0 0 1 - $ 1 ,0 0 0 ,0 0 0

    P 3 =$ 2 5 , 0 0 0 ; 0 0 1 - $ 5 0 , 0 0 0 , 0 0 03 . V a l u e M e t h o d C o d e s Q = A p p r a i sa l R = C o s t ( R e a l E s t a te O n l y )

    ( S e e C o l u m n C 2 ) U = B o o k V a l u e V = O t h e r

    C =$2,501 - $5,000 D =$5,001 - $15,000H I = $i ,0 00 ,0 01 2 $5 00 0 0 00 H 2 = M rr e t ha n $5 ,0 00 ,0 00L =$50,001 - $100;000 M = $100,001 - $250,000P1 =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000P4 =More than $50,000,000S =Assessment T = C a s h M a r k etW = Es t ima ted

    E =$15.001- $50,000

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    N a m e o f P e r so n R e p o r t i n gBiggers, Neal B.

    D a t e o f R e p o r t06/06/2011

    V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (Indicate part of report.)

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    FINANCIAL DISCLOSURE REPORTPage 7 of 7

    IX. CERTIFICATION.

    Iame of Person Repor t ingB i g g e r s , N e a l B . Date of Repor t06/06/2011I c e r t if y t h a t a l l i n f o rm a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o rm a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

    a c c u r a t e , t r u e , a n d c o m p le t e t o t h e b e s t o f m y k n o w le d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t io n n o t r e p o r t e d w a s w i th h e ld b e c a u se i t m e t a p p l i c a b l e s ta tu to r yp r o v i s io n s p e r m i t t i n g n o n - d i s c lo su r e .I f u r t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i th t h e p r o v i s io n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d ic i a l C o n f e r e n c e r e g u l a t i o n s .

    Signature: S] Neal B. Biggers

    N O T E : A N Y IN D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B JE C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

    C o mm i t te e o n F i n a n c i a l D i s c lo s u r eAdm inis tra t ive Off ice of the Uni ted S ta tes Cour tsSui te 2-301O n e C o l umb us C i r c l e , N . E .W a s h i n g t o n , D . C . 2 0 5 44