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"Nationalism within the European Community: Lessons from Scottish and
Catalan Independence Movements"
James Thomas University of San Diego
POLS 596 Capstone M.A. International Relations
May 15, 2015
2
TABLE OF CONTENTS
INTRODUCTION .......................................................................................................................... 3 SCOTLAND ................................................................................................................................... 6
SLIGHTLY BETTER TOGETHER: SCOTLAND’S CONTEMPLATION OF INDEPENDENCE ................. 6 THE POLITICAL DIFFERENCES BETWEEN WESTMINSTER AND HOLYROOD ................................. 8 AN INDEPENDENT SCOTTISH ECONOMY: IS OIL ENOUGH? ....................................................... 12 ECONOMIC RISK LEADS TO CONTINUED INTEGRATION WITHIN THE UNITED KINGDOM ......... 17
CATALONIA ............................................................................................................................... 20 CATALUNYA, NOU ESTAT D'EUROPA: CATALONIA’S INDEPENDENCE MOVEMENT .................. 20 MADRID NOS ROBA: KEEPING TAX REVENUES IN CATALONIA ................................................ 23 SUPPORT FOR CATALAN INDEPENDENCE BROADENS ACROSS THE POLITICAL SPECTRUM ...... 26
CATALONIA AND SCOTLAND: A TALE OF TWO NATIONS ......................................... 28 CATALONIA’S UNCERTAIN FUTURE ................................................................................. 31 THE FUTURE OF EUROPE: SECESSION OR DEVOLUTION THROUGHOUT THE EUROPEAN COMMUNITY OR CONTINUED STRENGTH OF TRADITIONAL STATES? ...................................................................................................................................... 36 WORKS CITED ........................................................................................................................... 38
FIGURES FIGURE 1: POTENTIAL INDEPENDENT STATES IN EUROPE ................................................................................. 5 FIGURE 2: SCOTLAND INDEPENDENCE REFERENDUM RESULTS FROM SEPTERMBER 18, 2014 ......................... 7 FIGURE 3: SCOTLAND INDEPENDENCE RESULTS BY COUNCIL ........................................................................ 18 FIGURE 4: WHAT KIND OF POLITICAL ENTITY SHOULD CATALONIA BE WITH RESPECT TO SPAIN? .................. 23 FIGURE 5: RESULTS OF NOVEMBER 9, 2014 CATALONIA INDEPENDENCE VOTE ............................................ 28 FIGURE 6: SUPPORT FOR CATALAN INDEPENDENCE WITH AND WITHOUT EU MEMBERSHIP SUB-DIVIDED BY
SELF-DESCRIBED CATALAN OR SPANISH IDENTITY .............................................................................. 34 FIGURE 7: COMBINED SUPPORT FOR CATALAN INDEPENDENCE WITH AND WITHOUT EU MEMBERSHIP ...... 34
3
Introduction
It is an understatement to say that Europe has fundamentally transformed itself
several times since the outset of the twentieth century. Born of innumerable nations with
individually distinct languages, cultures, and traditions separated by geography,
government, and history, conflict has long found a home on the continent. The Great
War of World War I and subsequent Paris Peace Conference of 1919 first divided the
Kingdoms of Old Europe and then cobbled the pieces back together only to be plunged
back into conflict two decades later. After the end of World War II, Europe was
resurrected only to find the Cold War and the Soviet Iron Curtain bisecting the continent
from North to South. Forty years later, after the fall of the Berlin Wall, the end of the
Cold War, and subsequent resolution of smaller conflicts in the Balkans and elsewhere,
the continent at the turn of the twenty first century seemed more stable than ever before.
At present, the European Union (EU) has expanded to include twenty-eight sovereign
states across the continent with an additional three states included in the European
Economic Area. These governments share a commitment to peace, democracy, and
common principles of human rights and are committed to pursuing economic
interdependence and free trade. Europe has chosen to pursue a collective future to a
degree never before seen among such disparate peoples.
However, the states of modern Europe in many cases remain the same entities that
emerged from the World Wars, with dozens of culturally, linguistically, economically, or
otherwise distinct nations remaining integrated into broader states. The centers of gravity
for many modern European states are generally in the same capitals and with similar
borders to the colonial powers that preceded them and in most cases are not keen on
4
granting independence to regional nations of people who would prefer complete
independence. These “stateless nations” may simultaneously crave both the security
provided by participating in broader modern Europe and the independence to be gained
by removing themselves from the larger state that has come to govern each of them.
Indeed, “the members of some of Europe’s stateless nations belong to the more
enthusiastic supporters of European integration in their respective states.”1 In this way,
European integration may aid separatist or independence movements as “the prospect that
a new state could continue to be part of the EU’s common market and seek protection
under its latent security umbrella appeared to reduce the costs and risks of separation.”2
This paper will examine Scotland as a part of the United Kingdom and Catalonia
in Spain particularly. Scotland was chosen largely because Scotland’s recent
independence referendum marks the most successful democratic secession attempt from a
major European nation in the modern era. Although the effort was narrowly defeated, the
lessons from 2014 are applicable to such stateless nations across the continent.
Catalonia, on the other hand, has had support for independence climb markedly in the
past decade and its’ independence movement seems poised to grow beyond the
demonstrations and rhetoric that have become commonplace in Barcelona. Although
separatists there have thus far been unsuccessful in negotiations with the Spanish
government in securing their own independence vote, such democratic self-determination
is the almost identical goal for those constituents in the Spanish region. Many other
European “stateless nations” do exist, including the Basque country and Andalusia in
Spain, Flanders in Belgium, North Cyprus, Sardinia, and Corsica in the Mediterranean
1 Nagel p. 57 2 Bourne p.95
5
among others3. However, no other independence movements have achieved the level of
support enjoyed by citizens of Scotland and Catalonia in recent years, nor have they
demonstrated the political maturity indicating that they are likely to democratically form
their own independent states in the near term.
Figure 1: Potential Independent States in Europe4
Although decentralization from central state governments to regionalization has
accelerated, especially in the last part of the twentieth century, these regions raise
interesting questions about the validity of self-determination and secessionism in a
society where violence is no longer a preferable or viable option. In 1970, among
European states only West German and Austria incorporated regional decentralization
into their governments, while three decades later in 2002 Spain, Italy, France, Belgium,
and the United Kingdom had all granted some measure of autonomy to heterogeneous
3 Walt p. 1 4 University of Andalusia
6
regions5. “Secessions never seem plausible, and yet they occur,” reminding us that
countries and borders are not immutable but flexible6. The recent plebiscite debating
independence in Scotland and ongoing independence movement in Catalonia are chosen
specifically to provide insight into the makeup of European peoples and nations, the
political and economic interests and goals of the states that govern them, and the
principles that bind the European Community together. In order to understand the recent
defeat for the independence movement in Scotland and predict future independence
outcomes in Catalonia and elsewhere in Europe, this research will attempt to identify and
explain the economic and political arguments that are and will be the determining factors
in future independence movements. These arguments, both in support of and against
independence, must be understood so that they can be used as variables in order to better
predict the viability of future stateless nations attaining independence or statehood in the
future.
Scotland
Slightly Better Together: Scotland’s Contemplation of Independence
After years of planning, months of spirited campaigning, and days of global
anticipation, the Scottish people voted on September 18, 2014 to remain a part of the
United Kingdom rather than declaring their complete independence as a fully sovereign
nation. In so doing, a majority of over 55 percent of Scots stated their preference for
unity over self-government. On both sides of the issue, Scots were passionate in voicing
5 Greer p. 4 6 Ozkan p. 52
7
their opinions and 84.6 percent of eligible voters participated in the single-issue
referendum. As shown in Figure 2, more than 3.6 million votes were cast, with over two
million votes in favor of continued unification and over 1.6 million in favor of splitting
away from the United Kingdom7. Although the referendum is over and even staunch
secessionists admit that no further vote will be scheduled for at least a number of years,
the issues that divided the electorate remain central to Scottish politics and relevant to
other areas of Europe8. Although political divisions certainly exist between the Scottish
and the remainder of the United Kingdom, an uncertain economic future for an
independent Scotland was to a large degree responsible for preventing the passage of the
momentous referendum. An analysis of the underlying factors for support on both sides
of the campaign provides insight into not only the psyche of the Scottish electorate, but
also potential lessons for other stateless nations eyeing independence and the central
governments seeking to maintain cohesion for their countries.
Figure 2: Scotland Independence Referendum Results from September 18, 20149
7 "Scottish Independence Referendum: Final Results in Full" 8 Carrell 9 The Guardian
8
The Political Differences between Westminster and Holyrood
Conflict between Scotland and England is nothing new, as both nations have
shared their island home for centuries. After more than three centuries of nearly
continuous war, the current iteration of British and Scottish union began in 1707 but has
also been marred by periods of bitter debate10. It is impossible to understand the current
secessionist movement without a healthy respect for the long-standing and at times bitter
disputes between the two nations11. In the modern era, the wild unpopularity of Prime
Minister Margaret Thatcher in Scotland prompted many Scots to dream of an
independent Scotland that would not “forever be denied a government of its choosing in
the U.K.”12 The move towards a referendum on full independence has been slow. Its
infancy was in 1974, when a referendum for “devolution” of certain limited self-
government passed with nearly three quarters of the vote. This was followed in 1999 by
the creation of a Scottish Parliament that has since been responsible for “so-called
devolved matters, such as housing, agriculture, and health” leaving national issues to
Parliament in London13.
Scotland leans generally to the left, as only one of the fifty-nine Scottish
representatives to Parliament in Westminster is Conservative14. In the current era, the
people of Scotland are subject to national legislation produced by a majority conservative
government in London, creating a divide between London and Holyrood that can
certainly be understandable from a political perspective. The Scottish National Party (or
10 Englehart 11 Freire 12 Englehart 13 ibid. 14 ibid.
9
SNP) created an argument for independence largely from these differences in political
beliefs and formed a government that has held the majority in Scottish Parliament since
201115. SNP had previously presided as a minority government since 200716. It is joined
in support for independence by the Scottish Green Party and the Scottish Socialist Party,
all three of which support the “Yes” (or “Yes Scotland”) movement. Therefore, the
proponents of independence are largely centered in political parties that have
constituencies well to the left of center17.
The Yes campaign and SNP are both led by Alex Salmond, a fierce proponent of
independence and politician who has long held office as a Member of Parliament in
London, as a Member of Scottish Parliament in Edinburgh, and as current First Minister
of Scotland. As the public face of the Yes movement, he was instrumental in securing
the agreement with the UK government granting permission for the “Referendum on
Independence for Scotland.” This agreement, signed in October 2012 by Prime Minister
David Cameron, set the wheels in motion for the September 2014 referendum and laid
out stipulations designed to ensure a free and fair measure of the will of Scottish voters18.
The vote was subsequently described by Salmond himself as a “once in a generation”
opportunity for the Scots to secure independence. His preamble to the “Yes” campaign’s
lengthy platform stresses the inherent value of self-determination, in part explaining “I
believe in independence because I believe it will be better for all of us if decisions about
Scotland are taken by the people who care most about Scotland – the people who live and
15 Freire 16 Gallagher 17 Engelhart 18 “Agreement between the United Kingdom Government and the Scottish Government”
10
work here”19. The central argument here is that Scotland and her citizens will be better
off living in an independent nation that can form a government that more accurately
reflects the political beliefs of the populace and can react directly to the problems and
concerns that directly affect them.
Salmond and the Yes campaign hold up Scandinavian countries including
Norway, Sweden, Finland, and Denmark as successful examples of small but prosperous
nations that share many political beliefs with those Scots that favor independence.
Conversely, they oppose privatization of government services, cuts to government
investment in infrastructure, and high levels of defense spending. Importantly, high
inequality of wealth and large wage disparities are noted as being indicators that the
United Kingdom at large does not value all citizens equally, a trend that an independent
Scottish government led by SNP promises to reverse20. This message is particularly
popular with the working class, which has traditionally been a bastion of support for the
SNP. The aforementioned Thatcher administration was responsible for privatizing
industry and opposing unions, policies that led to the shrinking of the Scottish workforce
by approximately twenty percent. Bringing up this narrative of her administration plays
to the base of the “Yes” camp, whose supporters are much more likely to view Thatcher’s
removal of government subsidies to industry and anti-union policies that ultimately
predated the decline of Scottish industry21. This constituency chafes at what they
consider the “uneven development” of Scotland when compared with the remainder of
the United Kingdom22.
19 Scottish Government 20 Scottish Government 21 Freire 22 Cowley
11
Alex Salmond himself is a shrewd politician who cast his “Yes” campaign as one
of optimism and the promise of a bright future for a Scotland standing alone in Europe.
SNP party members “revere him” for standing up for these liberal principles while at the
same time attempting to broaden the base of support for independence by softening
stances on future NATO membership, the future of the pound sterling, and on “the
monarchical union,” or relationship of an independent Scotland with British Royalty23.
This last point is important to note as an indicator that while a Scottish identity certainly
exists and to some extent is a factor in the desire for independence, the Yes campaign has
made strides to distance themselves from references to William Wallace of “Braveheart”
fame and any similar notion suggesting that a newly independent Scotland will harbor
lasting animosity towards their newly separated neighbors to the south24. This middle
course, designed to ensure that the virtues of self-determination are highlighted while
simultaneously ensuring Scots that certain portion of their ties to Britain would remain
following either referendum outcome. No matter what, popular BBC television programs
and other like symbols of Scottish identity that have been intertwined with that of the
United Kingdom are sure to remain.
As the name implies, the “Better Together” campaign, led by prominent Scottish
Labour politician Alastair Darling, stands by the premise that an independent Scotland
will suffer as a result of any proposed separation from the United Kingdom. The
uncertainty surrounding a leap towards independence is daunting and to a large degree
this is the central premise around which the “No” campaign was built. Indeed, on the eve
of the referendum, Darling penned a forcefully worded editorial that argued “The only
23 ibid. 24 Freire
12
question to ask yourself before you go to the polling booth is: Do you know what will
happen if Scotland decides to break away from the United Kingdom? I certainly
don’t.”25 Others sought to pursue a middle ground path between full independence and
continuation of the status quo relationship between London and Edinburgh. United
Kingdom Prime Minister David Cameron offered to grant further autonomy to Edinburgh
in a plan termed “Devolution Max,” or what came to be known colloquially as “Devo-
Max” as an offering of compromise designed to keep bolster the “No” campaign and
preserve the union that joins Britain, Scotland, and the other members of the United
Kingdom.26 During the September referendum, the middle class largely shared the
uncertainty around the way forward and both the Labour and Conservative parties argued
that the SNP platform did not provide nearly the specificity of planning or preparations
required to ensure that an eventual transition to an independent Scotland would be
successful for the fledgling state.
An Independent Scottish Economy: Is Oil Enough?
The largest single uncertainty about the economy of an independent Scotland is to
what extent the oil beneath the North Sea will be able to keep the Scottish economy
afloat. It is certainly not the only question, as concerns about future currency, affiliation
with the European Union, and the health of the Scottish shipbuilding and defense industry
continued to be debated until the date of the referendum. But it is oil that has consistently
been a rallying cry for the SNP and their supporters, who have declared, “It’s Scotland’s
25 Darling 26 Perales-García p.333
13
Oil” since the 1970s27. The degree to which the economic prospects of an independent
Scotland were buoyed by the oil industry and whether or not the new country would
enjoy the same relationships with the United Kingdom and the rest of Europe were vital
to the arguments made on both sides of the campaign.
Alex Salmond, has claimed that Scottish “oil revenues could reach $12.7 billion
by 2018” although “these figures are broadly disputed”28. There are many reasons for the
dispute, but certainly the differentiation between areas that would belong in the economic
exclusion zone of an independent Scotland or the United Kingdom is certainly at the
forefront. In accordance with maritime law, the best solution would be a mutual
agreement between the new Scotland and the remaining United Kingdom over a clear
maritime boundary 29 . However, in lieu of that solution a line would be drawn
perpendicular from the nearest points of land to each country in the North Sea or an
international judicial settlement would be required30. Some models reflect the likelihood
that the Scottish share of oil and gas tax revenues from the North Sea could be as high as
ninety percent or as low as eighty percent, with the likelihood of this value climbing
higher if geographic trends between 2007 and 2013 continue31. Around 40 billion barrels
of oil have been extracted from beneath the seabed thus far, and the other widely disputed
variable is the quantity of barrels remaining unrecovered32. One prominent oil industry
expert warned in August 2014 that the Scottish government might have overestimated the
unrecovered oil by approximately sixty percent. Those stressing caution also note that
27 Brocklehurst 28 Engelhart 29 Zahraa p. 98 30 “Scotland Analysis: Borders and Citizenship” 31 Kemp 32 Evans
14
the price of oil is notoriously volatile and reliance on it as a major source of tax revenue
as inherently risky33. One proposed method that Salmond and the Yes campaign have
proposed to mitigate the risk of reliance on oil for tax revenue is investing funds raised
from the taxation of oil and gas into a sovereign wealth fund similar to that of Norway.
Norway began investing in 1990 and now holds approximately £470 billion in its fund,
which is intended as a buffer against the loss of oil as a resource at an indeterminate point
in the future34. From a political perspective, this is viewed by some on the left as a
missed opportunity, as the United Kingdom did not set up such a fund when it began
drilling for oil in the North Sea and would have hundred of millions of pounds saved if
such a fund had been established. Instead, the Thatcher administration used some of the
proceeds to enact tax cuts35. If Scottish reserves are, as government estimates predict,
more than sixty percent of the total reserves of the European Union, this strategy seems
much more viable than the less optimistic predictions of North Sea oil revenue36. If not,
the potential exists for a calamitous cessation of the oil revenues upon which an
independent Scotland would have relied.
Despite pledges to mandate the removal of the United Kingdom’s fleet of
Vanguard class nuclear powered ballistic missile submarines from their base at Her
Majesty’s Naval Base Clyde in Faslane, the Yes campaign pledged to maintain an equal
number of personnel employed there following removal of the UK’s nuclear weapons37.
Indeed, the Scottish Government’s policy document is even optimistic about the eventual
33 Green 34 Scottish Government p. 300 35 Breiner 36 Scottish Government p. 301 37 ibid. p. 246
15
commissioning of ships for the Royal Navy by Scottish shipbuilders38. Another potential
policy put forth is the potential to create jobs centered on the renewable energy industry
rather than defense, citing the commonality of skills between the two industries39.
Critics argue that this plan lacks sufficient specificity to make it a credible argument.
The United Kingdom government also cites the strengths of the Scottish defense industry,
which at present employs approximately 40,000 people and provides support to the whole
of the United Kingdom. Most defense contractors have operations in Scotland and a joint
commission between the UK and Scotland in 2010 concluded that “the defence industry
in Scotland is of considerable breadth and depth” and that “aerospace, defence, and
marine is one of Scotland’s highest value industry sectors”40. The prime customer for
this industry is the UK Ministry of Defence, which purchases both Type 45 destroyers
and Queen Elizabeth Class aircraft carriers along with other equipment from Scottish
shipbuilders. However, the report points out that the United Kingdom has not had
warships built outside of the country since the beginning of the twentieth century, over
one hundred years.41 This assertion casts doubt that such vital national defense work
could be exported even to a newly independent Scotland. The report simply states
“companies based in an independent Scottish state would therefore no longer be eligible
for contracts the continuing UK chose to place or compete domestically for national
security reasons”42. With many competitors in the international market for warships and
demand for merchant vessels dominated by a few key nations, the UK report concludes
38 ibid. p. 249 39 ibid. p. 246 40 Scotland Analysis: Defence p. 71 41 ibid. p. 73 42 Scotland Analysis: Defence p. 74
16
simply “the sustainability of the defence industry in Scotland would therefore be a
considerable concern in the event of a vote in favour of leaving the UK”43.
Importantly, uncertainty surrounding future prospects for Scottish EU accession
and a future currency for an independent Scotland were items of discussion prior to the
referendum. Although the Scottish government planned to continue the use of the pound
sterling following independence, in order to provide “continuity and certainty for
individuals and businesses in Scotland and the rest of the UK,” this was debated south of
the proposed border44. Although the Governor of the Bank of England claimed in the
weeks prior to the referendum that keeping the Pound Sterling as the currency of
Scotland would be “incompatible with sovereignty,” Alex Salmond claimed that he had
as many as three “Plan Bs,” including fixing a Scottish currency to the pound, using the
pound “unilaterally,” and creating a new and distinct currency45. The issue of EU
membership remained unresolved at the time of the vote. Again, the Yes campaign
advertised a policy “that an independent Scotland will continue as a member of the
EU”46. And again, those in opposition to independence sought to cast doubt onto the
ability of a Scottish government to take such action unilaterally without prior negotiation
with EU leadership or member countries. Additionally, there was concern that other
European governments facing secessionist enclaves, including Catalonia, would not lend
support to an independent Scotland for fear of bolstering the case for independence
within their own borders47. Lastly, in the final days of the campaign, large business
interests within Scotland were increasingly vocal about their unease with the prospect of
43 ibid. p. 77 44 Scottish Government p. 85 45 Green 46 Scottish Government p. 13 47 Green
17
a change in government, with even the Royal Bank of Scotland expressing concern about
possible financial consequences48.
Economic Risk Leads to Continued Integration Within the United Kingdom
As noted at the outset, the results of the referendum revealed that over fifty five
percent of the electorate sided with the “Better Together” campaign in favoring continued
unification and limited self-rule within the existing United Kingdom. Only in left leaning
Glasgow and the immediately surrounding urban areas were a majority of “Yes” votes
observed49. An analysis of exit polls on the heels of the referendum revealed that for
“No” voters “the biggest overarching reason for their decision was that ‘the risks of
becoming independent looked too great when it came to things like the currency, EU
membership, the economy, jobs, and prices”50. Voters were not ready to lose access to
the Pound Sterling with a replacement currency uncertain nor were they in favor of
risking membership in the European Union and corresponding access to the economy and
community of Europe. Conversely, as expected, a majority of “Yes” voters cited
“disaffection with Westminster politics” as the largest determinant in a vote for self-
determination51. It is also interesting to note that upon initial analysis, voting regions that
had strong numbers of SNP voters in elections did not support the referendum to the
same extent, meaning that approximately one in five SNP voters voted against
independence52. It is worth noting that younger voters tended to vote in the “Yes” camp,
48 Shapiro 49 "Scottish Independence Referendum: Final Results in Full" 50 Ashcroft 51 ibid. 52 Kirkup
18
with the biggest margin for independence appearing in the 25 to 34 year old
demographic53. However, voting tended to follow socioeconomic lines more than any
other single factor, with predominantly low-income and urban voters sided with the
“Yes” campaign while rural, middle-class, and affluent citizens tended to vote “No”54.
Areas with unemployment over five percent were the only ones that had majorities in the
“Yes” column55. Lastly, older voters concerned with continued access to health care and
government pensions formed a solidly partisan block of “No” voters, cementing the
plebiscites’ defeat56. Socioeconomic considerations were by far the most dominant of the
factors cited by voters in the aftermath of Scotland’s decision to remain a part of the
United Kingdom.
Figure 3: Scotland Independence Results by Council57
53 Ashcroft 54 Kirkup 55 Fisher 56 Ashcroft 57 BBC
19
The concern that voters demonstrated for the general economic well being of an
independent Scotland reflects on both the SNP or “Yes” and “Better Together or “No”
campaigns. Alex Salmond and his supporters simply did not convince the majority of
Scots that issues such as a plan for a viable independent currency, future European Union
integration and membership, a healthy oil industry, and continued defense industry would
be sufficient to buoy a prosperous and self-sufficient Scotland in future years.
Conversely, the “Better Together” side cast sufficient doubt on the notion that an
independent Scotland could simultaneously leverage existing relationships with the
remainder of the United Kingdom and the rest of Europe to propel their industry forward
under a newly independent government. Nationalist rhetoric and sentiment, although
certainly present, was not central to the reasoned and rational debate over whether or not
the Scottish people would be better off as an independent country. Similarly, political
divisions and historical differences provided ancillary reasoning rather than direct causal
influence on the results of the referendum. Although no future referendum is on the
horizon in Scotland, the Generalitat, or government of Catalonia, would be wise to
ensure that their detailed plans for economic success as well as relations with the
surviving Spanish Government and the larger European Community are clearly
communicated, and thorough. This reassurance will likely be vital to ensuring that the
electorate believes that any future newly distinct Catalan economy is ready to stand and
prosper on its own in Europe.
20
Catalonia
Catalunya, nou estat d'Europa: Catalonia’s Independence Movement
Nominally, Catalonia is a territory in the northeastern corner of Spain with a
population of approximately seven and a half million people. Nestled adjacent to both
the Mediterranean Sea and the French border, it is a region with limited regional
autonomy from the Spanish government and a long and complex historical relationship
with Madrid58. The region has its own identity distinct from the rest of Spain through
language, culture, and history. The Catalan language specifically is distinct from
Spanish, sharing Latin and Romantic origins with many of the other Mediterranean
languages including French, Italian, and Spanish. It is also spoken in Valencia, the
province just to the south of Catalonia, where the language is known as Valencian. “The
Catalan language is undoubtedly a fundamental unifying force behind Catalan national
identity.”59 Beyond the language, the Catalan identity has long been tied not only to
Spain but to the rest of Europe as well. With Catalonia occupying a space both
geographically and culturally linking Spain and the Iberian Peninsula with the
Mediterranean and the rest of Europe, “most Catalans still pride themselves on
possessing a high grade of Europeanness.”60 This trait “has always been one of the
distinctive marks of Catalanism,” and this identity is vital to understanding the current
independence movement.61
58 “Catalonia Profile” BBC 59 Nogué p.122 60 Nagel p.61 61 ibid. p.61
21
The history of Catalan and Spanish political integration can be traced back all the
way to the mid-1400s, when Queen Isabel of Castille married Ferdinand of Aragon in
1469. Castille had its capital at Toledo near modern day Madrid, while the kingdom of
Aragon was located in present-day Catalonia including Barcelona62. Catalonia then
briefly enjoyed independence from the mid-1600s through 1714, when the War of
Spanish Succession established Spain as “a unitary State”63. Catalonia again briefly
broke away from Spain before the Spanish Civil War and Franco regime once again
brought the Catalans under the rule of Madrid. The Franco regime’s stance towards
Catalonia after the Spanish Civil War was characterized by “an absolute repression of
Catalan culture”64. Following the democratization of Spain beginning after Franco’s
death, Catalonia and the Basque region in northwestern Spain were granted limited
autonomy in the 1978 Spanish Constitution65.
Catalan culture has been resurgent in this timeframe, with long repressed
linguistic, cultural, and athletic facets of collective consciousness able to once again
flourish freely. The Catalan language serves as one of two official languages of the
region along with Spanish and is spoken nearly universally by native Catalans, although
immigrants from elsewhere in Spain do not speak it to the same degree. The Modernisme
architectural style of the famed and ingenious Catalan architect Antoní Gaudi graces the
streets of Barcelona, where more than seventy percent of Catalan citizens live66. The
Modernisme movement initially served as a nucleus around which elite and influential
Catalans could coalesce, having a “great influence on all scientific, artistic, intellectual
62 Catalonia Votes 63 ibid. 64 Nogué p. 121 65 ibid. p. 120 66 ibid. p. 121
22
and also political fields”67. Lastly, no discussion of Catalan identity would be complete
without a mention of Futbol Club Barcelona or “Barça,” which during the repression of
the Franco regime served as one of the only surviving symbols of Catalan culture.
Indeed, the club’s motto “Mes que un club” or “More than a club” implies that the team’s
role in Catalan culture is much more than purely peripheral entertainment. The team’s
colors, crest, and jersey, are reminiscent of the Senyera Estelada, or flag of the
independence movement that has become ubiquitous in the region. Indeed, this is an
example that “one of the most potent aspects of sport is the high degree of identification
it may generate”68. The Senyera Estalada, Barça jerseys, and other images or themes
that bring supporters together do not define the Catalan national identity, but they do
provide common “uniting symbols” for those supporting independence69.
Although the Catalan independence movement has long been in the public
consciousness, the past decade has seen a marked expansion of support for Catalan
independence (See Figure 4). As recently as 2005, less than fifteen percent of the
population was in favor of independence but support has risen sharply in recent years70.
There are a number of reasons for this uptick in support, but several of them are
economic in nature and either found their origins during the economic downturn that
began in 2007 or were exacerbated by that event. Others are political, as support for
independence has broadened across political parties to include a much more diverse
swath of the Catalan electorate. This combination of factors has lent support to the
independence movement and pushed it to the forefront of Catalan consciousness in 2015.
67 Nogué p. 124 68 Juncà Pujol p. 243 69 ibid. p. 243 70 Griffiths p. 48
23
Figure 4: What kind of political entity should Catalonia be with respect to Spain?71
Madrid Nos Roba: Keeping Tax Revenues in Catalonia
Economically, the worldwide economic slowdown after 2007 had the indirect
effect of increasing support for Catalan independence. First, as was common to many
areas of the world, spending in construction declined, which had a disproportionate effect
on metropolitan Barcelona. Second, declining employment in the service sector hurt the
Catalan middle class and over 14,000 small and medium-sized businesses closed in 2009
alone72. “Between 2006 and 2011 unemployment in Catalonia soared from 7.5 percent to
23.6 percent. Severe cuts have occurred in the public sector while income inequality has
accentuated during the economic crisis”73. “Blame for the cuts that have ravaged the
71 Griffiths p. 48 72 Dowling p. 224 73 ibid. p. 229
24
Catalan public-health service, hitherto one of the best in Europe, is placed squarely on”
the majority party in Madrid74. Catalan “rauxa,” or rage, “crosses class borders from the
workers in small manufacturing plants on the outskirts of town to the shopkeeping
botiguers in the center.”75 Unemployment disproportionately affected young people, who
quickly rallied to the cause of independence, becoming one of the most ardent and vocal
demographics in favor of a Catalan state76. Additionally, there has even been an increase
in support for Catalonia amongst native Spanish speaking immigrants to Catalonia who
are more likely to have low incomes and be most at risk economically given the recent
slowdown although independence is still well below fifty percent support in this
demographic77. These factors combined to lead to a mounting distrust of political elites
in Madrid, with an independence narrative gaining credence as a solution to this
economic downturn78.
More importantly, the disparities between Catalonia and the rest of Spain became
increasingly apparent during lean economic times. Between 2000 and 2007, Spain grew
economically but Catalan gross domestic product fell 4.5 percent during the same time
period79. As Catalonia’s rate of growth slowed below that of Spain’s, “deficits became
apparent in Catalan transportation infrastructure in spite of its continued industrial
importance in Spain”80. Lastly, since the 1980s Catalans have perceived that Spanish
funding for their region has paled in comparison to others, particularly in the areas of
health and education. The rhetoric used by opposition groups includes slogans such as 74 Robinson p. 23 75 ibid. p. 24 76 Davies 77 Davies 78 Dowling p. 225 79 ibid. p. 228 80 ibid. p. 228
25
“Madrid nos roba” or “Madrid robs us,” and those in favor of independence maintain that
the flow of tax revenue out of Catalonia to other regions within Spain disproportionately
harms the Catalan region81. According to one 2012 study, due to their wealth compared
with other regions Catalans contributed 118.6 percent of the national average in tax
revenue 82 . However, they kept only 99.5 percent of the national average after
redistribution of federal spending by Madrid. Alternatively, Extremadura is a region
bordering Portugal in the southwest of Spain that collected only 77.6 percent of the
national average in taxes but received 111.8 percent of funds after redistribution83. The
simple amount of tax deficit between what Catalonia contributes to the Spanish
government and receives in return is a figure that is heavily debated but is likely
somewhere between 8.5 billion Euros as calculated by the Spanish government, and 16
billion Euros as estimated by some outside groups84. Princeton economist and native
Catalan Germa Bel estimates the excess in revenue above a system that adhered to “basic
ethical principles” to be more than 5 billion Euros or approximately 3.6 percent of
Catalan GDP annually85. This equates to between five and eight percent of annual
Catalan gross domestic product86. Put another way, this argument has been articulated,
“Spain imposes taxes at a European level an, in exchange, it obliges us to live with
infrastructures at a Latin-American level”87 . While it is unclear whether or not
independence would provide enhanced economic health for the region, the notion that an
81 Mount p. 3 82 ibid. p. 4 83 ibid. p. 4 84 Ozkan p. 54 85 Robinson p.24 86 Griffiths, et. al. p. 51 87 Ozkan p. 54
26
independent Catalonia would be economically stronger has become a dominant theme in
the rhetoric for that position.
Support for Catalan Independence Broadens Across the Political Spectrum
Apart from economic concerns, shifts in political opinion are also partially
responsible for the marked increase in support for independence. The Esquerra
Republicana de Catalunya (translated Republican Left of Catalonia), or ERC, is a left-
wing socialist party that has historically been the standard bearer for Catalan
independence. However, in the last eight years, support for independence has broadened
across the political spectrum to include other more moderate parties including the
Convergència i Unió (translated Convergence and Union), or CiU and Convergència
Democràtica de Catalunya (translated Democratic Convergence of Catalonia), or CDC.
At present, CDC is the largest political party in the region and its’ leader, Artur Mas,
serves as Catalan Prime Minister88. In 2010 elections specifically, CiU was pressured by
ERC and others to its political left and “obliged to vary its political discourse and adopt,
although ambiguously at first, the sovereigntist arguments as their own.”89 Outside of
political parties, the Assemblea Nacional Catalana, or ANC has taken up independence as
its cause and organized a series of larger and larger pro-independence demonstrations
consisting of hundreds of thousands of Catalans marching through the streets of
Barcelona. This organization also sponsors meetings and conferences around the world
dedicated to building awareness and support for the Catalan cause outside of Spain90.
This broadening of support, particularly the rise of ANC outside the traditional
88 Dowling p. 224 89 Perales-García p.332 90 ibid. p. 227
27
boundaries of existing political parties, is a major factor allowing the independence
movement to flourish in recent years.
In Catalan elections held in November of 2012, political parties favoring
independence garnered almost eighty percent of votes cast and won 107 out of 135
parliamentary seats. The following year, in December of 2013, the Government of
Catalonia and constituent political parties agreed to hold an independence referendum
without the support of the Spanish government91. On November 9, 2014, the nonbinding
referendum was held in Catalonia with just two questions asked. The first was “Do you
want Catalonia to become a state?” and the second was “In case of affirmative answer, do
you want this state to become independent?”92. Although denounced and boycotted by
groups opposed to independence, 2.3 million of an estimated 5.4 million voters took part
in the ballot, which was not recognized by the Spanish government and derided as “a
sterile and useless sham.” The Spanish Justice minister continued, “the government
considers this to be a day of political propaganda organized by pro-independence forces
and devoid of any kind of democratic validity”93. Over eighty percent of respondents
replied “Yes” to both questions, indicating that an absolute majority of eligible Catalan
voters had endorsed the desire to become a nation independent from Spain94 (See Figure
5). A further eleven percent of voters responded that they favored a Catalan state, but
within the existing framework of Spain and not necessarily completely independent from
the government in Madrid95. The future of the movement remains uncertain with the
Spanish government steadfastly refusing to entertain the concept of a binding
91 Generalitat de Catalunya 92 Public Diplomacy Council of Catalonia 93 BBC 94 Generalitat de Catalunya 95 ibid.
28
independence referendum and pro-independence groups continuing to rally support in
Spain, Europe, and around the world.
Figure 5: Results of November 9, 2014 Catalonia Independence Vote96
Catalonia and Scotland: A Tale of Two Nations Although there are substantial commonalities between the nationalist movements
within Scotland and Catalonia and the two nations are “often presented as easily
comparable middle-sized stateless nations,” there are also significant differences between
the two regions that warrant analysis as Catalans continue to move forward in pursuit of a
binding plebiscite similar to that of Scotland.97 Each movement had facets of regional
economic opportunity as well as nationalistic and political themes providing narratives
explaining voting trends and giving insight into future prospects for statehood. Both of
the electorates listed economic independence from the respective central government as a
leading justification for secession. In Scotland’s case, that was the ability to pursue the
bounty of North Sea oil without sharing the profits with London while in Catalonia it is
the desire for Catalans to set aside the burden of a perceived unjust tax deficit that directs
96 Generalitat de Catalunya 97 Greer p. 15
29
revenue away from the wealthy state towards other regions of Spain. Historical, political,
and cultural factors provided amplifying rationales for support, including the presence of
a culture and history distinct from that of Spain or Britain and correspondingly separate
regional identity, especially with respect to language in Catalonia. However, apart from
economic concerns the common trend between the Scottish and Catalan movements is the
belief that the central government did not have the best interests of those citizens at heart
while governing. Culturally, this regionalization is driven from grassroots “social and
political forces rather than imposed by the state” and reflects a frustration with the status
quo of governance in the region.98 This disillusionment is particularly apparent in young
people suffering the effects of the economic downturn, raising the question of whether
future attempts at Scottish independence will have better chances for success as changing
demographics provide more favorable conditions should another referendum occur.
The biggest difference between the referendums and ongoing independence
movements in Scotland and Catalonia is the endorsement of the Scottish vote for self-
determination by the government of the United Kingdom, which is opposite to the fervent
opposition of any comparable officially recognized or binding Catalan referendum. The
U.K. government recognized the Scottish National Party’s 2011 victory in Scottish
Parliament after just such an independence vote was their main campaign promise and
the 2012 Edinburgh agreement granted the legal framework for the referendum. It is
worth noting that the Conservative party in the U.K. was in power at the time of the
agreement and that at the time their adversaries in the Labour party had enjoyed nearly
universal support from Scotland for a generation. An independent Scotland would have
reduced the influence of the Labour party in Westminster permanently, potentially 98 Greer p. 15
30
allowing a Conservative majority to govern from a greatly strengthened position. The
campaign for Scottish independence also was successful in making the referendum much
closer than most analysts initially believed. Although the loss of any North Sea oil
revenues from the Scottish would reduce the gross domestic product of the U.K., this
reduction would pale in comparison to the loss of Catalan tax revenues as well as
economic contribution to the Spanish economy. Correspondingly, the Spanish
government, already governing a state weakened economically, has stanchly opposed any
independence vote in that region and refused to recognize the results.
Politically, the supporters for Scottish independence were focused around
Glasgow and were largely working class or poorer portions of the population. By
contrast, Catalan independence enjoys support across a larger socioeconomic swath of the
population including the middle class99. Other differences include the presence of a more
clearly defined Catalan identity centered on language around which citizens can rally that
is much pervasive in society than the Scottish equivalent. While those speaking Scots,
Gaelic, or other traditionally Scottish dialects totals only approximately thirty percent of
the population, a majority of at least seventy five percent of Catalans speak the language
and as one of two official languages it is ubiquitous in Catalan society, providing a much
more accessible symbol or reminder of nationalism around which to rally support for
independence100. As a result of this cultural identity and the aforementioned economic
arguments, Catalan independence holds a strong position at present and statistics from
November of 2014 indicate that a binding referendum would garner support from a large
number of Catalan citizens, making its passage certainly possible. As the Catalan
99 Maxwell p. 15 100 Nogué p. 121
31
campaign for an independent state continues, the central factor that differentiates it from
the failed attempt in Scotland is unequivocal opposition from Madrid. Since it is clear
that Catalans do not want to be excluded from the European Union, lose access to the
Euro as their currency, or harm trade with either Spain or other neighbors, in order to
achieve independence they must find a different path allowing for peaceful secession
from Spain and seamless transition to an independent state that maintains integration with
modern Europe.
Catalonia’s Uncertain Future
At present, the Generalitat of Catalonia remains locked in a stalemate with the
government of Spain with each adopting “intransigent positions” regarding future Catalan
independence101. Spain has steadfastly maintained that the referendum was “illegal” and
that Catalonia will remain a part of Spain102. As a violent conflict between the two
democratic sides remains extremely unlikely, Catalonia’s options are limited. As in the
case of Scotland, if Catalans were to unilaterally secede following an independence
referendum that is not sanctioned or recognized by the Spanish government, the European
Union would have to make a determination about whether or not Catalonia would be
granted membership. This scenario has been the subject of much debate in recent years,
but there is just one argument at the crux of the discussion, whether a “seceded territory
ceases to be an EU member and therefore has to apply for accession according to Article
49 of the EU treaty”103. If so, this would require the unanimous agreement of all current
101 Nogué p. 121 102 BBC 103 Ozkan p. 55
32
EU members including Spain as well as a lengthy application process before eventual
admission to the EU. This is the currently endorsed stance of the European
Commission104. This legal interpretation is controversial because of the belief that it also
includes political considerations as governments that make up the backbone of the EU
have little or no interest in policies that could promote secession. An alternative
interpretation of unilateral declaration of Catalan independence holds that EU’s Article 48
would apply, meaning that a newly independent state would be treated as a portion of an
older state with redrawn borders, thus granting full and immediate EU membership rather
than requiring a full application process. Problematically for Catalonia, either scenario
would require a unanimous vote from all EU members, meaning that Spain would retain de
facto control over whether or not Catalonia would be able to continue as a member of the
EU105. Both CiU and ERC “appeared to pursue internationalization with the goal of co-
opting European actors, principally through appeals to European legal principles, as
intermediaries between Spanish and Catalan authorities.”106 This strategy was met with
limited success and, although Catalan participation in Brussels and in concert with other
nationalist enclaves including Scotland continues, it has become “clear that EU authorities
and heads of state and government in Europe and beyond were unwilling to play such a
role.”107 Further, the Spanish government has sternly admonished those few nations,
including Latvia and Lithuania, who have publicly supported Catalan independence.108 As
a result, third party states have become “a considerable constraint for secession movements
because European leaders refused to reassure voters that membership of the EU, an
104 ibid. p. 55 105 ibid. p. 56 106 Bourne p. 103 107 ibid. p. 103 108 ibid. p. 104
33
organization posited by pro-independence campaigners as central to future prosperity,
would be timely and favourable.”109
As noted in the Scotland study, certainty about currency, trade, and general economic
security are likely prerequisites for any successful independence referendum and unsettled
questions about how Catalonia would function without access to the Euro or neighboring
EU member trading partners is likely to dissuade voters from voting for independence to
some extent. As noted in Figure 6, support for independence in Catalonia varies
significantly depending on whether or not EU membership for the newly formed state is
guaranteed. Those who identify themselves as only Catalan or only Spanish have roughly
equal support for an independent Catalan state regardless of whether or not that newly
formed entity would be a member of the European Union. The bulk of Catalan society
(over 59 percent) considers they to be “More Catalan than Spanish” (23.5 percent) or “As
Catalan as Spanish” (35.9 percent). A further minority (8.9 percent) considers themselves
to be “More Spanish than Catalan.” Among all of these groups, the support for an
independent Catalan state jumps between ten and fifteen percent when the hypothetical
future state is granted EU membership. Combining the two data sets (as shown in Figure
7) results in an estimate that ensuring that a future Catalan state is granted EU membership
translates into a boost in support for independence of over 8 percent of the entire Catalan
population. As the recent Scotland referendum indicates, this margin is likely to be at least
significant if not decisive in any future Catalan independence vote and as such EU
membership is likely to be at the very least a determining factor in the independence
campaign and most likely the single most important.
109 ibid. p. 114
34
Figure 6: Support for Catalan Independence with and without EU Membership Sub-Divided by Self-Described Catalan or Spanish Identity110
Figure 7: Combined Support for Catalan Independence With and Without EU Membership111
110 Sallés; Muro 111 Sallés; Muro
35
The Catalan government does have other options rather than unilateral secession, which
would leave the Spanish government in dire financial straits and potentially plunge the
Eurozone into continuing fiscal uncertainty. The prospect for nineteen percent of the
Spanish GDP departing abruptly would be potentially catastrophic for the Madrid
government and could “rekindle the flames” surrounding the future of the Euro. This gives
Catalonia a bargaining position with the Spanish government and potentially a negotiated
solution for the binding independence referendum publicly supported by Arturo Mas112.
Indeed, one research study analyzing the Catalan independence debate through the lens of
game theory suggests that the most mutually beneficial solution would be the Spanish
government accommodating Catalan independence and withdrawing their veto for
European Union accession in return for Catalonia assuming a percentage of the Spanish
national debt in order to ensure that the former state remains financially stable throughout
the peaceful breakup of the two countries. Alternatively, Catalonia could lobby for and
eventual accept a greater degree of autonomy and fiscal independence within the existing
Spanish state, an offer akin to “Devolution Max” that has thus far not come to fruition.113
Either of these two outcomes is preferable to both sides, preserving trade between the two
states as well as the rest of the European Community, ensuring that both the Spanish
government and the Euro remain financially solvent and integral to Europe, and granting
Catalans both the greater degree of financial independence and democratic self-
determinism that they have increasingly craved in recent years. However, the potential
exists for both sides to drive for a harder bargain rather than accept the game theory model
of mutually beneficial equilibrium, in which case the worst case would be threatened
112 Robinson p. 23 113 Griffiths, et. al. p. 57
36
solvency of the Euro due to doubts surrounding the financial stability of the Spanish state
following a unilateral, if peaceful, secession by Catalonia. Thankfully, the likelihood of
this outcome is low due to the fact that it would also jeopardize Catalan membership in the
European Community, relations with its largest trading partner in Spain, and subsequent
business and financial interests in Barcelona and Catalonia dependent upon those
relationships.
The Future of Europe: Secession or devolution throughout the European Community or Continued Strength of Traditional States? An analysis of the lessons learned during the Scottish independence referendum
as well as the current situation faced by Catalonia indicate that the cohesiveness of the
European community at present is stronger in some cases than the state boundaries that
bind individual regions or cultures together. The juxtaposition that regional and
European identity may be valued more highly than state boundaries is demonstrated by
the Catalan position that the prospect of installing border checkpoints in an independent
Catalonia that falls outside the borders of the Schengen Zone is abhorrent despite the
widespread popularity of the independence movement from Spain.114 It is clear that
although Catalans crave a greater degree of financial independence and democratic self-
determinism than they possess at present, they also are unwilling to accept the economic
and social penalties of wholly withdrawing from greater Europe. As demonstrated in the
recent case of Scotland’s failed referendum on independence, “the admission of the new
114 Bourne p. 107
37
state as a member to the European Union will be decisive.”115 Because of the high risks
associated with unilateral secession, the Spanish government’s unwavering opposition to
any independence or legal referendum, and the uncertainty surrounding EU membership
under either Article 48 or Article 49 for a newly independent Catalonia, a guarantee or
offer of EU membership is exceedingly unlikely for Catalonia prior to independence.
Therefore, the most likely outcome for the Catalonia independence movement in the
near-term will revolve around continued lobbying efforts for the Generalitat both in
Brussels and throughout Europe to increase long-term acceptance and support for an
eventual Catalonian state, negotiations aimed at increased financial independence for the
regional government or an alternative similar to Scottish “Devo-Max,” and a persistent
resurgence of Catalan culture highlighting the differences between Spanish and Catalan
that is pervasive throughout the region.
115 Oskam p. 59
38
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