Nancy F Atlas Financial Disclosure Report for 2010

8/3/2019 Nancy F Atlas Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethics

in Governmen t Act of 1978(5 U.S.C. app. §§ 101-111)

1. P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t , m i d d l e initial)

Atlas , Nancy F.

4. Title (Article 111 j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;

magistrate judges indicate full- or part-time)

U.S. Distr ict Judg e , Active

7. Chambers or O f f ic e A d d r e s s

United States District Co urt515 Rusk St ree t, Room 9015

Houston , TX 77002

2 . C o u r t o r O r g a n i z a t io n

U.S.D.C. - S.D. Tx.

5a. Report Type (check appropriate type)

] Nomination, D a t e

[] Initial [] Annual [] Final

5b. [] Amended Report

8. O n t h e b a s i s o f t h e i n f o r m a t i o n c o n t a in e d i n t h i s R e p o r t a n d a n ym o d i f i ca t i o n s p e r t a i n i n g t h e r e t o , it i s , in m y o p i n i o n , i n c o m p l i a n c e

w i t h a p p l i c a b l e l a w s a n d r e g u l a t io n s .

Reviewing Officer Date

3 . Date of Report

8/22/2011

6 . R e p o r t i n g P e r i o d

01/01/2010

to

12/31/2010

IMPORTANT NOTES: The instruct ions accompa nying this form m ust be followed. Com plete al l parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Report ing indiv idual on ly ; seepp. 9 -13 o f f i l ing ins truc t ions . )

~] N O N E (No reportable positions.)

POSITION

I. Associa te Membe r

2. Co-T rus t ee

3. Co-T rus t ee

NAME OF ORGANIZATION/ENTITY

VICTO RY (Hou s ton American Cancer Socie ty)

Trust 1

Trust 2

4. Co-Trustee Trust 3



7. Task Force Co-Chai r Am erican Bar Association Sect ion of L i t igation

II . A G R E E M E N T S . m e p o r t i n g individual only; seepp. 14-16 of f!ling instructions.)

N O N E (No reportable agreements.)

DATE

1.

2.

3.

PARTIES AND TERMS



FINANCIAI~ DISCLOSURE REPORT

Page 2 o f 10 Ia m e o f P e r s o n R e p o r t in g

Atlas , Nancy F.

D a t e o f R e p o r t

8/22/2011

I l L N O N = I N V E S T M E N T I N C O M E . ( R e p o n i n g individual andspouse; seepp. 17-24 of f!ling instructions.)

A. Filer’s Non-lnvestment Income

~ (No reporta ble incom e.)ONE non- inves tment

DATE SOURCE AND TYPE

2.

3.

4.

I NCOM E( y o u r s , n o t s p o u s e ’ s )

B . S p o u s e ’ s N o n - I n v e s t m e n t I n c o m e - if you were married during anyportion of the reportlng year, complete this section.

(Dollar am ount not required except for honoraria.)

~] NONE (No reportable non-investment income.)


2.

3.

4.

IV . R E I M B U R S E M E N T S - ,r a n s p or t. t i o n , lodging, lood, entertainm ent.

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

~] (No repor tab le re imbursements . )ONE

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

1. Ame rican Bar Association, 0 1 / 1 4 - 0 1 / 1 6 / 1 0 New O rleans, LA W inter Leadership Meeting transportation, lodging, and mealsSection of Litigation

2. State Bar of Texas 01/29/10 San Antonio , T X Alte rnative Dispu te transportation, lodg ingResolution Program

3. Ame rican Bar Association, 02/04-02/07/10 Orlando, FL Midyear Meeting transportation, lodging, and meals

S C F J I

4. New Y ork University 0 3 / 2 5 - 0 3 / 2 6 / 1 0 New Yo rk , NY Adm itted Students Program t ranspor tat ion, lodg ing, m eals

5. Ame rican Bar Association, 0 4 / 2 2 - 0 4 / 2 4 / 1 0 New York, NY Annual Conference transportation, lodg ing

SO L



FINANCIAI~ DISCLOSURE REPORT

P a g e 3 o f 1 0

N a m e o f P e r so n R e p o r t i n g

Atlas, Nancy F.

Date of R e p o r t

8/22/2011

6. A m e ri ca n B ar A ss oc ia ti o n, 0 5/ 07 - 05 /0 9/ 10 W ash ington , D.C Spring Leadersh ip Mee t ing transportation, lodgingSCFJI

7. Practicing Law Insti tute, 06/29-07/01/10 New York , NY S peak ing engagemen t transportation, meals

8. A me rican B ar Asso ciatio n, 08 /05-08 /10/10 San Francisco , C A Annual Meeting transportation, mealsSCFJI

9. A m erican B ar Asso ciatio n, 09 /3 0-10/02 /10 C hicag o, IL F all L e ad e rsh ip M e e ti ng tr an sp o r ta ti on , lo d g in g a nd m e al s

Sect ion of Li t igat ion

1 0 . University of Texas at Austin, 10/28-10/29/10 Austin, TX Patent Law Seminar transportation, meals

School of Law



FINANCIAI~DISC’LOSURE N a m e o f P e r s o n R e p o r t i n gREPORT

[ Atlas, Nancy F.Page 4 of 10

V . G I F T S . a n c i u d e s those to spouse and dependent children; seepp. 28-31 of filing instructions.)

~ NONE (No reportable gifts.)

SOURCE

1. (Section v Note 1) See Section VIII

2.

3.

4.

5.

DESCR I PT I ON

Date of Report

8/22/2011

VALUE

$0.0

V I . L I A B I L I T I E S . a n c l u d e s t h o s e o f s p o u s e a n d dependent children; see pp. 3 2 - 3 3 of filing instructions.)

NONE (No reportable liabilities.)

CREDITOR DESCRIPTION

1.

2.

3.

4.

VALUE CODE



FINANCIAI~ DISCLOSURE REPOR T

Page 5 o f 10 Ia m e o f P e r s o n R e p o r t in g

Atlas, Nancy F.

Date of Report

8/22/2011

V I I . I N V E S T M E N T S a n d T R U S T S - in,’o,,e, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

N O N E (No reportable income, assets, or transactions.)

A. B. C. D.

Descrip tion of Assets Incom e du ring Gro ss value at end Transactions during repo rting per od

(including trust assets) re po rting pe riod o f re po rting pe rio d

( 1 ) ( 2 ) (1) (2) (!) (2) (3} (4) (5 )

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date ....... Value Gain Identity of

exempt from prior disclosure C ode I div., rent, Code 2 Method buy, sell, m m / d d /y y C o d e 2 Code 1 buyer/seller

(A-H) o r i n t . ) O - P ) Code 3 redemption) (J:P) (A-H) ( i f p r i v a t e

( Q - W ) t r a n s a c t i o n )

I. AXA Equitable Universal Life Insurance N o n e L T

2. BBVA C om pass Bank, Hous ton , TX A Interest M T

3. Diamond Cast le Par tne r IV, L .P. (FN 1) A Int./Div. M U

4. Diamond C astle Par tne r IV, Of fshore Fund , B Int./Div. J U

L.P.

5. Dreyfus 100% U.S. Treasury Money Market A Dividend M T SoldFund (part)

6, Dreyfus Appreciat ion Fund A Int./Div. K T

06/17/10 M

7. IRA Rol love r : Vanguard Treasury MoneyMarket Fund

8. IRA: Vanguard 500 Index Fund

A

A

Int./Div. O

Int./Div. K

T

T

9. IRA: Vangua rd T reasu ry Money Marke t A Interest LFund

1 0 . IT T H artfo rd Annu ity No ne L

T

T

1 I . JP Mo rgan C h ase Bank No ne Closed 10/12/10 J

1 2 . MetLife Investo rs G rou p Inc. No ne M T

1 3 . Nexus BT, LLLP (7 ) D Int./Div. See No te 7

1 4 . Ne xus Re sou r c e s L L C -P r e f e rr e d E Int./Div. K U

1 5 . Real Property, Travis County, TX D Rent N W Bu y 07/28/10 N

1 6 . Roth IRA (was IRA) : Vanguard Treasury A Interest J T

Money Market Fund

1 7 . R o th IR A (w as IR A) : V ang uard Sm all C ap No ne L T

Index Fund

Sold 12/31/10

(part)

Bu y 12131/10

L

L

1~ incom e G ain C odes: A =$1,000 0r less B =$1,001 -$2,500 C =$2,501 - $5,000

(See Colum ns B 1 and D4) F =$50,00 i ~ $100,000 G =$100,001 o $1,000,000 H I =$ 1,000,001 - $5,000,000

2. Value C o de s J =$15,000 o r less K =$15,001 - $50,000 L =$50,001 - $100,000

(See Columns CI and D3) N = $250,001 - $ 500,000 O = $500,001 - $ 1,000,000 PI =$1,000 001 - $5,000,000

P3 =$ 25,000,001 - $ 50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =App raisal R =Co st (Real Estate Only) S =Asscssmcnt

( S e e C o l u m n C 2 ) U =Book Value V =Other W =Est imated

D = $ 5 , 0 0 1 - $ 1 5 , 0 0 0

H21=More ~a~ S51000;000

M=$100;001~$250,000

P2 =$5,000,001- $25;000,000

T=Ca~ Manet

E =$15,001 - $50,000



FINANCIAI~, DISCLOSURE REPO RT

Page 6 o f 10

N a m e o f P e r s o n R e p o r t in g

Atlas , Nancy F.


8/22/2011

V I I . I N V E S T M E N T S a n d T R U S T S -income, value~ transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructio,s.)


A.B. C.

D e s c r i p t io n o f A s s e t s Income during G r o s s v a l u e a t e n d Transactions during reporting pe r i od

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

( 1 j (2 ) (1) (2 ) (1 ) (2) (3) (4) (5 )

Place "(X)" after each asset A m o u n t T y p e ( e . g ., Value Value Type (e.g, D a t e Value G a i n I d e n t i t y o ~

exemptfrompriordisclosure C o d e 1 div..rent. Code2 Method b u y . s e l l . m m / d d / y y Code2 C o d e 1 buyer/seller

( A - H ) o r i n t . I ( J - P ) Cod e 3 : : : r e dem p t i on ) ( J - P ) ( A -H ) ( i f p r i v a t e

( Q - W ) t r a n s a c t i o n )

1 8 . Roth IRA: Vangua rd Money Marke t Non e Sold 12/31/10 K

1 9 . Roth IRA Ro l love r : Vanguard 500 Index None K T Buy 12/31/10 K

Fund

20 , St. Clair, Patricia & Kellee A Interest J T

21 , TD Am eri trade Money Market Acct. None L T Bu y 12/21/10 K

22 , TPG Partners V, L.P. (FN 2) B I n t . / I S ) i v . L U

23 , V&E 401(K) : G enera l Investmen ts Fund None P1 T Bu y 12/23/10 N(FN 3)

24 . V & E 4 01(K ): JPM Prim e Mo ney Marke t No ne PI T Sold 12/23/10 N

2 5 . V in s on & Elk in s Cap i t a l A ccoun t A Interest L T

26 . Vinson & Elk ins Pension Plan (FN 4 ) None N W

27 , Vanguard Emerging Markets S tock Index A Int./Div.Fund

28 . Vanguard Eu ropean Stock Index Fund A Int./Div. J

29 . Vanguard Extended M arke t Index Fund A IntJDiv. J

30. Vanguard Fede ra l Money Marke t Fund A Interest O T Sold(part)

31. Vanguard Paci f ic Stock Index Fund A Int.iDiv. J T

07/15/10 N

32. Vangua rd T reasu ry Money M arke t Fund A Int./Div. L

33 . W egorna Berksh i re VII , L .P. (FN 5 ) E Int./Div. K U

3 4, W G & M C a pital Acco un t D Interest N T

I . lncome Gain Codes: A =$1,000 o r less B =$1,001 - $2~500

(See Colunm s B 1 and D4) F =$50,001 - $100,000 G = $ 100,001 - $1,000,000

2. Value C o de s J -$ t 5 ,000 o r less K -$15,001 - $50,000

(See Columns C I and D3) N = $250.001 - $ 500,000 O = $500,001 - $ 1,000,000

P3 =$ 25,000,001 - $ 50,000.0003. Value Method Codes Q =App raisal R -Co st (Real Estate Only)

(See Column C2) U =Book Value V =Other

=$2,501 - $5,000 D =$5;001 - $ 15,000

I41 =$1,000,001 - $ 5,000,000 H2 =Mo re than $5,000,000

.L =$50;001 - $100,000 M =$I00,001 - $250,000

P 1 =$ 1, 00 0, 00 1 - $ 5i 00 0,0 00 P 2 =$ 5, 00 01 00 1 - $ 25 ,0 00 ,0 00

P4 =More than $50,000,000

S =Assessment T =Cash Market

W =Est imated

E =$15,001 - $50,000



FINANCIAI~ DISC’LOSURE REPOR T

Page 7 o f 10

N a m e o f P e r so n R e p o r t i n g

Atlas , Nancy F.


8/22/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i nc ome , value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)


35 .

36 .

37 .

38 .

39 .

40 .

41 ,

42 .

43 ,

44 ,

45 .

46 .

47 .

48 .

49 ,

50 ,

A. B.C.

Description of Assets Incom e du ring G ro ss value at en d

(including trust assets’~ reporting period of reporting period

(l) (2) (t) (2) (1 )

Place "(XY’ after each asset Amount Type (e.g., V a lu e V a l u e Typ~ (e,g.,

exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell,

(A-H) o r i n t . ) (J-p) C ode 3 redemption)

( Q- W )

T ra n s a c ti o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4) (5 )

Date Value G a i n I d e n t i t y o f

mm/dd /yy C0d~ :2 Code 1 buyer /se l le r

(J-P) (A-H ) . . . . .. : ( i f p r ivate

transaction)

WG &M Partners’ Targe t Pens i on Plan (8 )

TRUST 1

- Dreyfus Appreciat ion F u n d

TRUST 2

- BBVA Compass Bank , Hous ton, TX Acct .

#4

- Vanguard Emerg ing Mar kets Sto ck Index

Fund

- Vanguard Europea n Stock Index Fund

- Vanguard Ex tended Ma rket Index Fund

-Vanguard Federa l Money Mark e t Fund

- Vanguard M id-Cap Index Fund

- Vanguar d Small-Cap Index Fund

- Vanguard Index Trus t 500 Po r t fo l io

TRUST 3

- BBVA Compass Bank , Hous ton, TX Acct .

#5

D

None L W

Int./Div. N T

A Int./Div. M T

I n t e r e s t

Int,/Div,

Int./Div.

Int./Div.

I n t e r e s t

Int./Div.

Int./Div.

Int./Div.

A Int./Div. M

None

- V a ngu a rd Eu ro p ea n Sto ck Ind ex Fu nd Int ./Div .

-Vanguard Federa l Money Mark e t Fund I n t e r e s t

51, - Vangua rd Mid -Cap I ndex F u n d Int. /Div.

1, Income Gain Codes :

(See Co|um ns B I and 134)

2.Value Codes

(See Columns CI and D3)

3, V a lu e M e t h od Codes

(See Column C2)

=$ t ,000 Or l ess B =$i,001 - $2,500

=$ 50,001 - $ 100,000 G = $100,001 - $1,000,000

=$I 5,000 or less K =$ 15,001 - $50,000

= $250,001 - $500,000 O =$500,001 - $1,000,000

P3 =$ 25,000,001 - $ 50,000,000

=Appraisal R =Co st (Real Estate Only)

=Book Value V =Other

C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000

L =$50,001 - $100,000 M =$10~ 00l ~$250 000

PI =$1,000,001 - $5,000,000 P2 =$5;000i001 ~ $25,000~000

P4 =More than $50,000,000

w S = A = E s t i m a t e d . . . .. . ..

t T =C~sh M a r k b t



FINANCIAI~ DISC’LOSURE REPO RT

Page 8 o f 1 0


Atlas , Nancy F.


8/22/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i ,c o m e , v a l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)


A. B. C.D.

Description of Assets Income dur ing Gross value a t end Transact ions dur ing r e por t ing pe r i od

(includ ing trust assets) report ng period of reporting period

(1) (2) (1) (2) (1 ) (2) (3) [ (4)

Place "~X)" aRer each asset Amoun t T y p e ( e . g ., Value Value., Type(e.g., D a te . .. . V a lu e 1 . G a in Identi~ of

exempt from prior disclosure Code 1 div.. rent, Code 2 Metbod ’ buy; sel l , m m/dd!yy C ode 2 C ede 1 buyer/seller

(A-H) o r i n t ) ( J - P ) C o d e 3 redemption) ( J - P ) (A-H) ( i f p r i v a t e

( Q - W ) t r a n s a e t i o n l

52 . - V an gua r d S m a l l- C ap I n d e x F un d Int./Div.

53 . TRUST 4 (FN 6 ) None N T

54 .

55 .

56 .

57 .

58 .

59 .

- BBVA C om pass Bank, Houston, TX Acct.

#6- Pacific Life Ins. Co. (w as "Mercury EquityIndex Fund" )

TRUST 5 A

- American General Life Ins. Co. (UniversalLife Ins.)

- Lincoln National (formerly Jefferson PilotLife Ins. Co.)

- Vanguard Index Trus t 500 Port fo l io

None

None

lnt. /Div.

None

None

Int./Div.

M

L lneom e G ain C odes: A =$1,000 o r le ss

(See Colum ns BI and D4) F =$50~001 - $100,000

2. Value C o d es J =$15,000 o r less

(See Columns CI and D3) N =$250,001 - $500,000

P3 =$25,000,001 - $50,000,000

3. Value Method Codes Q =App raisal

( S e e C o l u m n C 2 ) U =Book Value

B =$1,001 - $2~500

G=$100,001 - $1,0001000

K=$15,001 - $50,000

O =$500,001 - $ 1,000,000

R -Co st (Real Eslate Only)

V =Olher

C =$2,501 - $5,000 D =$5,001 - $15,000

HI =$1,000,00i ~ $5,000~000 ~2 :More th an $5;000,000

L =$50i001 ÷ $100i000 .... M --$I00 001 ~ $250;000

P 1 = $ ; o o o o o ! $ 5 o o 0 ; 0 o o P 2 ~ $ ~ 0 o o o o i : $ 2 5 o o o o o oP4 =MOre than $50,000~000

S =Assessment T =Cash Market

W =Est imated

E =$15,001 - $50,000



FINANCIAL DISCLOSURE REPORT

Page 9 of 10


Atlas, Nancy F.

Date of Report

8/22/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate part of report.)

Section V Notes:

(1) A few t imes each year , f r i ends invi te m y spouse and m e to s i t wi th th em a t tab les th ey have p urchased a t char i ty even ts . W e occasionally invite f r i ends to do

the same , i . e . ,j o in us a t tab les we have p urchased fo r char i ty even ts . S ince m y con f i rmat ion , each t ime a f r i end h as invited us to s i t a t h i s /he r tab le , my hu sbandhas m ade a con t r ibu t ion to th e o rgan iza tion host ing the even t equal to o r g rea te r than the fa i r m arke t va lue o f two t i cke ts to th e even t . Each t ime , th e invi tat ion hascom e f rom a c lose f r iend wh ose f r i endsh ip long p reda ted m y nominat ion . A few o f those f r i ends a re lawyers and cou ld som eday rep resen t c li en ts in my cour t . To

my knowledge , none o f those f r i ends w as a pa r ty o r rep resen ted c l i en ts in my cour t a t th e t ime o f th e even t a t wh ich we sa t a t th e i r tab le .

Sect ion VII Notes :

(1) Diamo nd Castle Partner IV, L.P. is a private equity fund that make s period ic capital calls. In response to capital calls, we invested an amo unt within category Kon 114/10 and an amo unt within category J on 4128 , 6/10, 8/26 and 11/2/10.

(2) TP G Partners V, L.P. is a private equity fund that m akes period ic capital calls. In response to capital calls, we invested an amou nt within category J on 2/I 7 ,

4 /20 , 5 /20 , 7 /23 , and 7 /28 /10 .

( 3 ) A l t ho u g h~ l e f t t h e e m p l o y o fV inso n & E l k ins , L . L .P . i n 2006 ,~ c o n t inu e s t o p a r t i ci p a t e i n th e V inso n & E l k ins , L . L .P . Re t i r e me n t P l a ns A a ndB. The s e a r e i nd iv i d u a l a cc o u n t d e f ine d c o n t r i bu t io n p l a ns qu a l i f i e d u nd e r I . R . C . Se c ti o n 401 ( a ) . The c o n t r i bu t io ns by t he f i r m we r e f i x e d d u r ing ~ ~em ployme nt by the f i rm . Re t i remen t Plan A has a sa la ry reduc t ion I .R.C . Sect ion 401(k ) f ea tu re . The Trustee o f th e Plan i s JPMorgan C hase Bank , N.A.,

Houston , Texas. has no investment discretion with respect to the investments of th is defined contribution plan, except for the after-tax contributioncomponent a s has the l im in ted d i sc re t ion to choo se any o f a numb er o f fund s tha t a re ava i lab le . The G enera l Investmen t Fund i s m ost ly an equ i tyfund m anaged by seve ra l ou ts ide investm en t adviso rs . I cannot de te rmine ho w m uch o f th e change in to ta l marke t va lue s ince las t year was due to in te rest and /o r

d i v i d e n d s . JP M o r g a n C h a s e i n f o r m e d ~ t h a t t h e y c a nn o t p r o v i d e m e w i t h t h i s i nf o r m a t io n .

( 4 ) Annua l paym en t ( b eg inn ing 1 /15 /15 ) o f a f ixed amo un t t im es y ea r s o f s e rv ice s t a rt ing 1 /1 / 95 . P r e sen t va lue w as p r ov ided b y~ f o rm e r l aw f i rm.

(5 ) W egom a Berksh i re VII , L .P. i s a p r iva te equ i ty fund tha t makes pe r iod ic cap i ta l ca lls . In response to cap i ta l ca lls , we invested an am oun t wi th in ca tegory J on

4/20 , 7 /28 , and 12/8 /10 .

(6) For the i tem in line 55, Pacif ic Life Insurance Co. says that i t cannot provid e the incom e for any year. Com pany represe ntatives state that because I ho ldan in teres t in an index fu nd in w hich the cash value of an insurance pol icy has been inves ted, and not an indiv idual taxable inves tment , there are no indiv iduald ividends o r rea l i zed ga ins to repo r t ; a ll tha t i s repor ted a re ga ins o r losses to th e p o l icy cash value . In add i t i on , th e com pany s ta tes , unde r app l icab le governm entregulations, an insurance policy is considered an asset, not an investment.

(7 ) Nexus BT , LLLP was conso l ida ted in to Nexu s Resources LLC e f fec t ive 12/31/10 .

(8 ) The W G& M Par tne rs ’ Targe t Pension Plan was inadverten tly omi t ted f rom the F.D.R. fo r 2009 and 2010 .



FINANCIAL DISC’LOSURE REPORT

P a g e 1 0 o f 1 0

Name of Pe rson Reporting

Atlas , Nancy Fo

Date of R eport

8/22/2011

IX. C ERTIFICATION.

1 c e r t if y t h a t a l l in f o r m a t i on g i v e n ab o v e ( i n c lu d i n g i n f o r m a t i on p e r t a i n in g t o m y s pou s e an d m i n o r o r d e p e n de n t c h i l d r e n , i f an y ) i s

accu ra te , t ru e , and comple te to the bes t o f my knowledge and be l i e f , and tha t any in fo rma t ion no t repo r ted was wi thhe ld because i t me t app l icable s ta tu to ryp rov is ions pe rmi t t ing non-d i sc losu re .

I f u r t h e r c e r ti fy t ha t e a r ne d inc o me f r o m o u t s i d e e m p l o ym e nt a nd ho no r a r i a a nd the a c c e p t a nce o f g i f t s wh ic h ha ve be e n r e p o r t e d a r e i ncom pl iance with the p rovis ions o f 5 U.S.C. app . § 501 e t . seq ., 5 U.S.C. § 7353 , and Jud ic ia l Confe rence r egu la tions .

Signature : S/Nanc y F. Atlas

N O T E : A N Y I N D IV I D U A L W H O K N O W I N G L Y A N D W I L FU L L Y F A L SI FI E S O R F A I L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LAND CR IMINAL SANCTION S (5 U.S.C. app. § 104 )

Committee on F inancial DisclosureAdm inis tra t ive Off ice o f the U ni ted States Cou rtsSu i te 2-301

One C o lumb us C i rc le , N .E .W ash i ng ton , D.C . 20544



FINANCIAL DISCLOSURE REPOR T

FOR CALENDAR YEAR 2010

Report Required by the Ethics

in Government Act of 1978(5 U.S.C app. §§ 101-111)

1 . P e r s o n Repo rt ing (las t name, fi rs t , middle ini t ial)

Atlas , Nancy F .

4. Title (Article 111 judges indicate active or senior status;

magistrate judges indicate full- or part-time)

U.S. Dis t r ic t Judge , Act ive

7 . C h a m b e r s or Of f ice Address

United States Distr ict Court515 Rusk S t r ee t , Room 9015

Hous ton , TX 77002

Court or Organizat ion

U.S.D.C. - S .D. Tx .

3. Date of Report

5/12/201

5a. Repor t Type (check appropr ia te type)

] Nominat ion, Date

[] Initial [] Annual [] Final

] 5 b. [] A m e n d e d R e p o r t

8. On the bas i s of the informat ion conta ined in th i s Repo r t and anymodifications pertaining thereto, i t is, in my opinion, in compliance

with appl icable la~vs and regulat ions.

Reviewing Off icer Date

6. Repor t ing Per iod

01/01 /2 010

to

12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followetL Complete all parts,

check ing the NONE box for each par t where you have no repor table information. Sign on las t page.

I , P 0 S I T I 0 N S . ~ R e p o rting i n d i v id u a l only; see p p . 9 - 1 3 of filing instructions.)

~-] N O N E (No reportable positions.)

POSITION

1 . Assoc ia te M ember

2. Co-Tr us tee

3. Co-Tr us tee

4. Co-Tr us tee

5. Co-Tr us tee

6. Co-Tr us tee

7. Task Force Co-Cha ir

NAME OF ORGANIZATION/ENTITY

VICTORY (Houston Amer ican Cance r Socie ty )

Trust 1

Trust 2

Trust 3

Trust 4

Trust 5

Am er ican Bar Associa t ion Sect ion of Li t iga t ion

I I . A G R E E M E N T S . t g e p o . i n g individual only; see pv. 14-16 of filing instructions.)

NO NE (No reportable agreements.)

DATE

1.

2.

3.

P A R T I E S A N D T E R M S



FINANCIA~ DIS(~LOSURE R EPORT

Page 2 of" 10

N a m e o f P e r s o n R e p o r t i n g

Atlas, Nancy F.


5/12/2011

I l L N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp. 17-24 of filing instructions.)

A. Filer’s Non-lnvestment Income

~] N O N E (No reportable non-investment income.)


2.

3.

4.

INCOM E( y o u r s , n o t s p o u s e ’ s)

B . S p o u s e ’ s N o n - I n v e st m e n t I n c o m e - lf you were married during anyportion of the reporting year, complete this section.

(Dollar amount not req uired except for honoraria.)

~-~ N O N E ( N o reportable non-investment income.)

DATE

1. 1/1-8/31

2.

3.

4.

SOURCE AND TYPE

W e ft Go t sh a l & M a n g e s , L .L .P . (L a w F i rm ) , Pa r t n e r

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children," see pp. 2 5-27 of filing instructions.)

~] N O N E ( N o reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

1 . A m e ric an B ar A ss oc ia tio n, 01/14-01 /16 /10 N e w O r l e a n s , L A W i n t e r L e a d e r sh i p M e e t i n g t r a n sp o r t a t io n , l o d g i n g , a n d m e a l sSect ion of Li t iga t ion

2. Sta te Bar of Texas 01/2 9 /10 San A n to n io , T X A lte rn a tiv e D isp u te tra n sp o rta tio n , lo d g in g

Re so l u t i o n P ro g ra m

3. A me r ica n B a r A s s oc ia t ion , 02 /04-02 /07 /10 O rla n d o , F L M id y e a r M e e tin g t r a n sp o r t a t io n , l o d g i n g , a n d m e a l s

S C F J I

4. New York Universi ty 03/25-03/26/10 N ew Y ork, N Y Adm itted Students Program t ranspor tat ion, lodging, meals

5. Am e r i c a n Ba r Asso c i a t i o n , 04/2 2 -04 /2 4 /10 N e w Y o r k , N Y A n n u a l C o n f e r e n ce t ransporta t ion , lodging

S O L



FINANCIA~ DISCLOSURE R EPORT

Page 3 o f 10


Atlas, Nancy F.

Date of Report

5/12/2011

6. A m e ri ca n B ar A s so ci ati on , 0 5/0 7- 05 /0 9/1 0 Washing ton , D.C Spr ing Leade r sh ip Mee t ing t r anspor ta t ion , lodg ing

SCFJI

7. Pr ac t ic ing L aw Ins t i tu te , 06/29-07 /01/10 N e w Y o r k , N Y S p e a k i n g e n g a g e m e n t t r anspor ta tion , m eals

8. A merican Bar Asso cia tio n , 08 /05-08 /1 0/1 0 San Fran cisco , CA Annua l Mee t ing t r anspor ta tion , m eals

SCFJI

9. Am er ican Bar Associa t ion , 09/30-1 0/02 /1 0 C h ic ag o , IL F a ll Lead e rsh ip M ee tin g tran sp o rta tio n , lo d g in g an d m ea lsSect ion of Li t iga t ion

1 0 . U n iv e rs it y o f T e x as a t A u s t in , 1 0 /2 8 -1 0 /2 9 /1 0 Austin, TX P a t e n t L a w S e m i n a r t r anspor ta tion , m eals

School of Law




P age 4 o f 1 0


Atlas , Nancy F.

Date of Report

5/12/2011

V . G I F T S . a n c l u d e s those to spouse an d dependent chi ldren; see pp. 28-31 of f i l ing ins truct ions .)

D N O N E (No rep ortable gifts.)

SOURCE

1. (Se c t i o n V No t e 1 ) S e e S e c t ion V II I

2.

3.

4.

5.

DESCRIPTION VALUE

$0.o

V I . L I A B I L I T I E S . ( In c l u d e s t h o s e o f s p o u s e und dependen t children; see pp. 32-33 of f ! ling instructions. )

N O N E ( N o reportable liabilities.)

C R E D IT OR D E S C R IP T ION

1 .

2.

3.

4.

5.

VALUE CODE




Page 5 o f 10


Atlas, Nancy F.

Date of Report

5/12/2011

V l l . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of f il ing instructions.)


D e s c r i p t io n o f A s s e t s

( i nc luding t r us t a s s e t s )

Place "(X)" after each asset

exempt from prior disclosure

Income during G r o s s v a l u e a t e n d

r e p o rt i n g p e r i o d o f r e p o rt i n g p e r i o d : : :

II) (2) (1) (2) (1) .... (2 ) (3) " (4) ( 5 )

Amount T y p e ( e . g . , Value Value T y p e ( e . g . , D a t e V a l u e G a i n Identity of

Code I d i v . , r e n t ~ C o d e 2 M e t h o d b u y , s e l l , m m / d d / y y C od~ 2 ’ C ode 1 ¯ buyer/seller

( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) (J-P) (A-H) ( i f p r i v a t e

( Q - W ~ t r a n s a c t i o n )

1 . A X A Equ ita ble U n ive r sa l L if e In su r an ce N on e L T

2. B B V A C o m p a s s B a n k , H o u s t o n , T X A Interes t M T

3. Diamond Cas t le Par tner IV, L .P. ( FN 1 ) A Int . /Div. M U

Diamond C as t le Par tner IV, Of f shor e Fund ,L.P.

Dreyfus 100% U.S. Treas ury Money Marke t

Fund

Dreyfus A pprecia t ion Fun d

B

A

A

Int./Div. J U

Div idend M T

Int . /Div. K T

Sold( p a r t )

06/17/10 M

7. IRA Rol lover : Vanguar d T r easu r y M oneyMarke t Fund

8. I R A : V a n g u a r d 5 0 0 I n d e x F u n d

A

A

Int . /Div. O T

Int . /Div. K T

9. IRA: Vanguar d T r easu r y M oney M ar ketFund

1 0 . ITT H ar t ford A nnui ty

1 1 . JP M or gan Chase Bank

Interes t L T

N o n e L T

N o n e C l o s e d 10/12/101

1 2 . MetLi fe Inves tors Group Inc . N o n e M T

1 3 . N e x u s B T , L L L P ( 7 ) D Int./Div. See Note 7

1 4 . N e x u s R e s o u r c e s L L C - P r e f e r r e d

15 . R ea l P roper ty , Travi s C ounty , TX

E Int . /Div. K U

D Rent N W Bu y 07/28/101 N

1 6 .

1 7 .

Roth IRA ( was IRA ) : Vanguar d T r easu r yMoney Marke t Fund

R o t h l R A ( w a s I R A ) : V a n g u a r d S m a l l C a p

Index Fund

Interes t J T Sold 12/31/10

(part)

N o n e L T Bu y 12/31/10

L

L

I . I n co me Ga in Co d es : A = $ 1,000 or less B =$ 1;001 2 $ 2;200

(See C ol um ns BI and I )4 ) F =$50,001 - $i00,000 G =$100,001 = $I,000,000

2. V alue Co des J = $1 5,000 or less K =$15,001 - $50,000

(S ee Co lu mn s C I an d D 3) N =$ 250.001 - $ 500,000 O =$ 500,001 - $ 1 ,000,000

P3 =$25,000,001 - $50,000,0003. Value Method Codes Q =A ppr a i sa l R = Co s t (Rea l E s ta te o n ly )

(S ee Co lu n m C2) U = Bo o k V a lu e V = Oth e r

C =$2,501 -$5,000

H 1 =$1 ,000,001 - $5,000,000

L =$50,001 ~ $100,000

P I =$ 1,000,001 - $5,000,000

P4 =More than $50,000;000

S =Assessment

W =Estimated

D =$5,001 -$15,000 E =$]5,001- $50,000

H2= Mo te than $5;000,000

M = $ 1 0 0 0 0 . $ 2 5 0 0 0 0

P2 =$5;000,001 - $25,000,000

T = Cash Mark e t




P a g e 6 o f 1 0

Name of P e r s o n R e p o r t i n g

A t l a s , N a n c y F .


5/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i . c o m e , value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!l ing instructions.)

N O N E ( N o reportable income, assets, or transactions.)

B C.

D.A.


( i nc luding t r us t a s s e t s l

O) (2) (1) (2) (l) (2) (3)place "(X)" after each asset Amount T y p e ( e . g . , Value Value Type(e.g.; Date : Nalue

exempt from prior disclosure C o d e 1 d i v . , r e n t , C o d e 2 M e t h o d buy, sell;:: :. ¯ mm/dd/yy , Gode 2

( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P )

( Q - W )

( 4 ) ( 5 ~

G a i n Identity of

C o d e 1 buyer/seller

( A - H ) " ( i f p r i v a t e

t r a n s a c t i o n )

1 8 . R o th IR A : V a ng uar d M one y M arket N on e Sold 12/31/10

1 9 . R o th IR A R o llo v e r : V a n g u a r d 500 In d e x N o n e K T Buy 1 2/31 /1 0

Fund

20 . St . C la i r , Pa tdc ia & K e l lee A Interes t J T

K

K

2 1 . T D A m e ri tr ad e M o n e y M a r ke t A c c t. N o n e L T Bu y 12/21/10 K

22 . TPG Par tner s V, L .P. ( FN 2) B Int . /Div. L U

23 . V & E 4 01 ( K ): G e n er a l In v e stm en ts F u nd N one Pl T Bu y 12/23/10 N

f i N 3 )

24 . V&E 401( K) : JPM Pr ime M oney M ar ket N o n e PI T Sold 12/23/10 N

( p a r t )

25 . Vinson & E lk ins Cap i ta l Accoun t A Interes t L T

26 . V in son & E lk ins P en s io n P lan (F N 4 ) N on e N W

27 . V a n g u a r d E m e r g i n g M a r k e t s S t o c k In d e x A Int . /Div.

F u n d

28 . V a n g u a r d E u r o p e a n S t o c k I n d e x F u n d A Int . /Div. J T

29 . V a n g u a r d E x t e n d e d M a r k e t I n d e x F u n d A Int . /Div. J T

30 . Vanguar d Feder a l M oney M ar ket Fund A Interes t O T Sold

( p a r t )

31 . Vanguard Paci f ic S tock Index Fund A Int . /Div. J T

07/15/10 N

32 . Vanguar d T r easu r y M oney M ar ket Fund A Int . /Div. L T

33 . W e g o m a B e r k s h i re V I I , L . P . ( F N 5 ) E Int . /Div. K U

34 . WG&M Cap i ta l Accoun t D Interes t N T

1. l nc ome G ain C odes i A =$L000 or less B =$1 , 001 -$2, 500 C =$2i501 ~ $5,000 D =$5,001 -$15,000 E =$15,001 -$50,000

(S ee Co lu mn s BI an d D 4 ) F =$50,001 - $100,000 G =$100,001 - $1,000,0 00H i ~11000160i ; $510001000

H2 ~M~ithan’ $~,b~0,000 .....

2 . V a ,u e Co d es J =$151000 or less K =$15,001- $50,000 L =$50~00i : $ 00~000:

(~e C ol um ns C I and D3 ) N =*250,001 - *500,000 O =$500,001- $1,000,000 Pl =$ 000,001 : *5,000~000 ~ ~$5;060;00i 2 S25 000,000

P3 =$ 25 , ~0 , 001 - $50 . 000 , 0~ P4 =M or e than $ 50 ,000 ,000

3. Value Method Codes Q = A p p ~ i ~l R =Cost (Real Estate Only) S =As s es Sment T - -C ash Marke t

(S ee Co lu mn C2) U = Bo o k V a lu e V = Oth cr W = E s t im a t ~ "




Pa g e 7 o f 1 0


Atlas, Nancy F.

Date of R e p o r t

5/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)



( i n c l u d i n g t r u s t a s s e t s )

Place "(X)" after each asset

exempt from prior disclosure

B. C.D.

Incom e dunng Gross v alue at end Transactions during reporting period

reporting period of reporting period

(1 ) (2 ) (1) (2) (1) (2) (3) (4) ( 5 )

Amo unt : Type (e .g ., V al ue Vatue T y p e ( e ~ g . ; D a t e Value Gain Identity of

Code 1 div.,rent, C o d e 2 M e t h o d " bu3~,se!l~ ’ inm/dd/yy Code2 Code 1 buyer/seller

(A-H) o r i n t . ) (J-P) Code 3 ¯ r~dem ption) (J-P) (A -H ) ( i f p r i v a t e

(Q-W) transaction)

35 . W G& M P ar tne rs’ T arg et P en sio n P lan (8 ) N on e L W

36 . T R U S T I D Int . /Div. N T

37 . - Dreyfus A pprecia t ion Fund

38 . T R U S T 2 A IntJDiv. M T

39 . - BBVA Com pass Bank , Hous ton , TX Acc t . Interes t#4

4 0. - V a n g u a r d E m e r g i n g M a r k e t s S to c k I n d e x Int . /Div.

Fund

4 1. - V a n g u a r d E u r o p e a n S t o c k I n d e x F u n d Int . /Div.

4 2. - V a n g u a r d E x t e n d e d M a r k e t I n d e x F u n d Int . /Div.

43 . -Vanguar d Feder a l M oney M a r ket Fund Interes t

44 . - V a n g u a r d M i d - C a p I n d e x F u n d Int . /Div.

4 5. - V a n g u a r d S m a l l- C a p I n d e x F u n d Int . /Div.

46 . - Vanguar d Inde x T r us t 500 Por t f o l io Int . /Div.

4 7. T R UST 3 A lnt . /Div. M T

4 8. - B BV A C om pass Ba nk, H ouston , T X A cct. N one#5

4 9. - V a n g u a r d E u r o p e a n S t o c k I n d e x F u n d Int . /Div.

5 0 . - V a n g u a r d F e d e r a l M o n e y M a r k e t F u n d Interes t

51 . - V a n g u a r d M i d - C a p I n d e x F u n d Int . /Div.

1. l ne0m~ G ain C odes :

(See Columns BI and 134)

2. Value Codes

(S ee Co lu mn s C1 an d D 3)

3.Value Method Codes

(S ee Co lu mn C2)

A = $ 1 ; 0 0 0 O r l e s s

F =$50,001 - $100,000

J =$15,000 or less

N =$250,001 - $500,000

P3 =$25,000,001 - $50,000,000

Q =A ppr a i sa l

U = Bo o k V a lu e

C =$2,50! - $5,000

G =$100,001 - $1,000,000 HI =$I,000,00i - $5i000,000

K =$15,001 -$50,000 L --$50,001 - $100~000

O =$ 500 ,0 01 - $ 1,(1 00 ,0 00 P [ = $1 ,0 00 ,0 0 ! - $ 5,0 00 ,0 00

P4 =More than $50;000i000

R = Cost (R ea! E sta te O nly ) S = Assessm en t

V = O th er W = E s tim ated

D =$5,001- $15,000

H2 =Morethan $5,000,000

M = $ 1 0 0 1 0 0 ~ - $ 2 5 0 , 0 0 0P2=$5~000,001- $25,000,000

T = Cash Mark e t

E =$15,001 - $50,000



FINANCIAL DIS(~LOSURE REPORT

Page 8 o f 10


Atlas, Nancy F.

Date of Report

5/12/201 l

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , t ransact ions (Includes those of spouse and dependent chi ldren; see pp. 34-60 o:fi l ing instruct ions.)


A. B.C.

Description of Assets Income during Gross value at end

(including trust assets) reporting period of reporting period

(1) (2) ( 1 ) ( 2 ) (l ) (2) ( 3 ~

Place "(X)" after each asset A m o u n t T y p e ( e . g ~ , Value Value Type (e.g., D a t e Value

exempt from prior disclosure Code I d i v . , r e n t , Code 2 M ethod buy, sell , m rrd dd /y y C od e 2

( A - H ~ o r i n t . ) ( J ~ P ) Code 3 redemption) (J-P)

( Q - w )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( 4 ) ( 5 )

Gai n I d e n t i t y o f

C o d e 1 b uye r /s e l l e r

( A - H ) ( i f p r iva te

t r a ns a c t ion)

52 . - V a n g u a r d S m a l l- C a p I n d e x F u n d

53 . T R U S T 4 ( F N 6 )

54 . - BBVA Com pass Bank , Hous ton , TX Acc t .

#655 . - Pac i f ic L i f e Ins . Co . ( was "M er cur y Equ i ty

Index Fund" )

56 . T R U S T 5

57 . - Amer ican Gener a l L i f e Ins . Co . ( Un iver sa l

L i f e Ins . )

58 . - L inco ln Nat ional ( f o r mer ly Jef f er son Pi lo t

L i f e Ins . Co . )

59 . - Vanguar d Inde x T r us t 500 Por t f o l io

Int./Div.

None

None

None

A lnt./Div.

None

None

Int.{Div.

N

M

1. l nc ome G ain c 6dEs i ; ~ ~$11000 or:ies~ : .... B =$!,001 =$2,500

(See C ol unm s BI and I )4 ) F =$50,001 - $100,000 G :$100,001 - $1,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50;000

(S ee Co lu mn s CI an d D 3) N =$250,001 - $500,000 O =$500,001 - $ I ,000,000

P3 =$25,000,001 - $50,000,000

3. Value Method Codes Q =A ppr a i sa l R =Cost (Real Estate Only)

(S ee Co lu n m C2) U = Bo o k V a lu e V = Oth e r

C = $ 2 ,5 0 1 - $5 ,0 00

H 1 = $ 1,000,00 ! - $5,000,000

L =$50,001 - $100,000

P1 =$1 , 000 , 001-$5 , 000 , 000

p4 =M or e than $ 50 ,000 ,000

S = A sse ssmen t

W =Estimated

D =$5,001 - $15,000

H2 =M or e than $ 5 ,000 ,000

M = $ 100 ,001 - $ 2 50 ,000

P2 =$5,000,001 - $25,000,000

T = Cash Mark e t

E =$15,001-$50,000




P age 9 o f 1 0


Atlas , ~ancy F.


5/12/2011

VIII. ADDITIONAL INFORM ATION OR EX PLANAT IONS. (lndicate part of report.)

Sec t ion V Notes :

( 1 ) A f ew t imes each yea r , f r i ends inv i te my spouse and m e to s i t wi th them a t t ab les they have pu r chased a t char i ty even ts . We occas ional ly inv i te f r i ends to do

the same , i . e ., jo in us a t t ab les we have pu r cha sed f o r char i ty even ts . S ince my conf i r m at ion , each t ime a f r i end has inv i ted us to s i t a t h i s /her t ab le , my husbandhas ma de a con t r ibu t ion to the o r gan iza t ion hos t ing the even t equal to o r g r ea ter than the f a i r m ar ket va lue o f two t icket s to the even t . Each t ime, the inv i ta t ion hascome f r om a c lose f r i end whose f r i endsh ip long p r edated m y nom inat ion . A f ew o f those f r i ends ar e l awyer s and cou ld somed ay r ep r esen t c l i en t s in my cour t . To

my know ledge , none o f those f r i ends was a p ar ty o r r ep r esen ted c l i en t s in my cour t a t the t ime o f the even t a t wh ich w e sa t a t the i r t able .

Sec t ion VII No tes :

( 1 ) Diamo nd Cas t le Par tner IV, L .P. i s a p r iva te equ i ty f und tha t makes per iod ic cap i ta l ca ll s . In r esponse to cap i ta l ca l l s , we inves ted a n am oun t wi th in ca tegor y Kon 1 /4 /10 and an am oun t wi th in ca tegor y J on 4 /28 , 6 /10 , 8 /26 and 11 /2/10 .

( 2) TPG Par tner s V, L .P. i s a p r iva te equ i ty f und tha t makes per iod ic cap i ta l ca l l s . In r esponse to cap i ta l ca l ls , we inves ted an amoun t wi th in ca tegor y J on 2 /17 ,4 /20 , 5 /20 , 7 /23 , and 7/28 /10 .

( 3 ) A l t h o u g h ~ l e t ~ t h e e m p l o y o f V i n s o n & E l k i n s , L . L .P . i n 2 0 0 6 , ~ c o n t i n u e s t o p a r t ic i p a t e in t h e Vi n s o n & E l k i n s , L . L .P . R e t i r e m e n t P l a n s A a n dB . T h es e a r e i n d i v i d u a l ac c o u n t d e f i n ed c o n t r i bu t i o n p l an s q u a l i f i ed u n d e r I . R . C . S ec t i o n 4 0 1 (a ) . T h e c o n t r i bu t i o n s b y t h e f i rm w ere f i xed d u r i n g ~emp loymen t by the f i r m. Ret i r emen t Plan A ha s a sa lar y r educ t ion I .R .C. Sec t ion 401( k) f ea tu r e . The T r us tee o f the Plan i s JPM or ga n Chase Bank , N.A . ,

H o u s t o n , T e x a s . ~ h a s n o i n v e s t m e n t d i s c r e ti o n w i t h r e s p e c t t o t h e i n v e s t m e n t s o f t h i s d e f i n e d c o n t r i b u ti o n p l a n , e x c e p t f o r t h e a f t e r - t a x c o n t r ib u t io ncomp onen t as to wh ich he h as the l imin ted d i sc r e t ion to choose any o f a num ber o f f unds tha t a r e avai lab le . The Gene r a l Inves tmen t Fund i s m os t ly an equ i tyf und ma naged by sever a l ou t s ide inves tmen t adv iso r s . I canno t de ter mine ho w m uch o f the change in to ta l mar ket va lue s ince las t year was due to in ter es t and /o r

d i v i d e n d s . JP M o r g a n C h a s e i n f o r m e d ~ t h a t t h e y c a n n o t p r o v i d e m e w i t h t h i s in f o r m a t i o n .

(4 ) A n n u a l p aym e n t (beg i n n i n g 1 /1 5 /1 5 ) o f a f ixed am o u n t t i m es yea r s o f s e rv i c e s ta r t i n g 1 /1 /9 5 . P r e s en t v a l u e w a s p ro v i d ed b y~ fo rm er l aw f i n n .

( 5 ) Wegom a Ber ksh i r e Vl l , L .P. i s a p r iva te equ i ty f und tha t make s per iod ic cap i ta l ca l ls . In r esponse to cap i ta l ca l ls , we inves ted an am oun t wi th in ca tegor y J on

4 /20 , 7 /28 , and 12/8 /10 .

( 6 ) For the i t em in l ine 55 , Pac i f ic L i f e Insu r ance Co . says tha t i t canno t p r ov ide the incom e f o r any year . Com pany r ep r esen ta t ives s ta te tha t because I ho ldan in te re s t in an index fund in which the cash v a lue of an insurance pol icy has been inves ted , and not an indiv idu a l taxable inves tment , the re a re no indiv idua ld iv idends o r r ea l ized ga ins to r epor t ; a l l tha t is r epor ted ar e ga ins o r lo s ses to the po l icy cash va lue . In add i t ion , the company s ta tes , under app l icab le gover nm en tr egu la t ions , an in su r ance po l icy i s cons ider ed an as se t , no t an inves tmen t .

( 7) Nexus BT , L L L P w as conso l ida ted in to Nexus Resour ces L L C e f f ec t ive 12/3 1 /10 .

( 8 ) The WG&M Par tner s ’ Tar get Pens ion Plan was inadver ten t ly omi t ted f r om the F .D.R. f o r 2009 and 2010 .




Pa g e 1 0 o f 1 0

Name of Person Report ing

Atlas , Nancy F.

Date of Report

5/12/2011

IX. CERTIFICATION.

I c e r t i fy t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n fo r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l ie f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a bl e s t a t u t o ry

p r o v i s io n s p e r m i t t i n g n o n - d i s c lo s u r e .

1 f u r t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . § 5 0 1 e t . s e q ., 5 U . S . C . § 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature : S] Nancy F. Atlas

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I FI E S O R F A I L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . § 1 0 4 )

Committee on Financial Disclosure

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Nancy F Atlas Financial Disclosure Report for 2010