9
Board of Governors of the Federal Reserve System FRY-6 0MB Number 7100-0297 Approval expires September 30, 2018 Page1 of2 Annual Report of Holding Companies-FR Y-6 Report at the close of business as of the end of fiscal year This Report is required by law: Section 5(c)(1 )(A) of the Bank Holding Company Act (12 U.S.C. § 1844(c)(1)(A)); sections 8(a) and 13(a) of the International Banking Act (12 U.S.C. §§ 3106(a) and 3108(a)); sections 11(a)(1), 25, and 25A of the Federal Reserve Act (12 U.S.C. §§ 248(a)(1), 602, and 611a); and sec- tions 113, 165, 312, 618, and 809 of the Dodd-Frank Act (12 U.S.C. §§ 5361 , 5365, 5412, 1850a(c)(1), and 5468(b)(1)). Return to the appropriate Federal Reserve Bank the original and the number of copies specified. NOTE: The Annual Report of Holding Companies must be signed by one director of the top-tier holding company. This individual shou ld also be a senior official of the top-tier holding company. In the event that the top-tier holding company does not have an individual who is a senior official and is also a director, the chairman of the board must sign the report. If the holding company is an ESOP/ESOT formed as a corporation or is an LLC , see the General Instructions for the authorized individual who must sign the report. 1, Mickey B. Thomas Name of the Holding Company Director and Official President and C.E.O. Trtle of the Holding Company Director and Official attest that the Annual Report of Holding Companies (including the supporting attachments) for this report date has been pre- pared in conformance with the instructions issued by the Federal Reserve System and are true and correct to the best of my knowledge and belief. With respect to information regarding individuals contained in this report, the Reporter certifies that it has the authority to provide this in formation to the Federal Reserve. The Reporter also certifies that it has the authoritY, on behalf of each individual, to consent or object to public release of information regarding that individual. The Federal Reserve may assume, in the absence of a request for confidential treatment submitted in accordance with the Board's "Rules Regarding Availability of Information," 12 C.F.R. Part 261 , that the Reporter MSJ. individual consent to public release of all deta· ·n the ~ co~ · g that individual. Date of Signature For holding companies J1Q1 registered with the SEC- Indicate status of Annual Report to Shareholders: is included with the FR Y-6 report D will be sent under separate cover D is not prepared For Federal Reserve Bank Use Only RSSDID Io ~ it> ac, 1 C.I. This report form is to be filed by all top-tier bank holding compa- nies, top-tier savings and loan holding companies, and U.S. inter- mediate holding companies organized under U.S. law, and by any foreign banking organization that does not meet the require- ments of and is not treated as a qualifying foreign banking orga- nization under Section 211 . 23 of Regulation K (12 C. F.R. § 211 .23). (See page one of the general instructions for more detail of who must file.) The Federal Reserve may not conduct or spon- sor, and an organization (or a person) is not required to respond to, an information collection unless it displays a currently valid 0MB control number. Date of Report (top-tier holding company's fiscal year-end): December 31, 2016 Month / Day / Year N/A Reporter's Legal Entity Identifier (LEI) (20-Character LEI Code) Reporter's Name, Street, and Mailing Address South Louisiana Financial Corporation Legal Title of Holding Company PO Box 1718 (Mailing Address of the Holding Company) Street/ P.O. Box Houma LA 70361-1718 City State Zip Code 1362 West Tunnel Boulevard Houma, LA 70360 Physical Location (If different from maili ng address) Person to whom questions about this report should be directed: Mickey Thomas President & CEO Name 985-851-3434 Area Code / Phone Number/ Extension 985-851-7896 Area Code/ FAX Number [email protected] E-mail Address www.ayeee.com Title Address (U RL) for the Holding Company's web page I f.d I r:::i-n=No s con I ent al treatment requested for any portion of this report submission? .............. . .............. . }=YesO In accordance with the General Instructions for this report (check only one), 1. a letter Justifying this request Is being provided along with the report . . . . .. .. .. . . . . . . .. . . . . . .. .. . . . . .. . . . . . . . . .. .. . . . . . . .. . D 2. a letter justifying this request has been provided separately... ......... .... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . D NOTE: Information for which confidential treatment is being requested must be provided separately and labeled as "confidential." Public reporting burden for this Information collection is estimated to vary from 1.3 to 101 hours per response, with an average of 5.50 hours per response, including time to gather and maintain data In the required form and to relllew instructions and complete the information collection . Send comments regarding this burden estimate or any other aspect of this collection of information. including suggestions for reducing this burden to: Secretary, Board of Govemors of the Federal Reserve System. 20th and C Streets, NW, Washington, DC 20551 , and to the Office of Management and Budget, Paperwork Reduction Project (7100-0297) . Washington, DC 20503. 12/2016

N/A...Public reporting burden for this Information collection is estimated to vary from 1.3 to 101 hours per response, with an average of 5.50 hours per response, including time to

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Page 1: N/A...Public reporting burden for this Information collection is estimated to vary from 1.3 to 101 hours per response, with an average of 5.50 hours per response, including time to

Board of Governors of the Federal Reserve System

FRY-6 0MB Number 7100-0297 Approval expires September 30, 2018

~ Page1 of2

~

Annual Report of Holding Companies-FR Y-6

Report at the close of business as of the end of fiscal year

This Report is required by law: Section 5(c)(1 )(A) of the Bank Holding Company Act (12 U.S.C. § 1844(c)(1)(A)); sections 8(a) and 13(a) of the International Banking Act (12 U.S.C. §§ 3106(a) and 3108(a)) ; sections 11(a)(1), 25, and 25A of the Federal Reserve Act (12 U.S.C. §§ 248(a)(1), 602, and 611a); and sec­tions 113, 165, 312, 618, and 809 of the Dodd-Frank Act (12 U.S.C. §§ 5361 , 5365, 5412, 1850a(c)(1), and 5468(b)(1)) . Return to the appropriate Federal Reserve Bank the original and the number of copies specified .

NOTE: The Annual Report of Holding Companies must be signed by one director of the top-tier holding company. This individual should also be a senior official of the top-tier holding company. In the event that the top-tier holding company does not have an individual who is a senior official and is also a director, the chairman of the board must sign the report. If the holding company is an ESOP/ESOT formed as a corporation or is an LLC, see the General Instructions for the authorized individual who must sign the report. 1, Mickey B. Thomas

Name of the Holding Company Director and Official

President and C.E.O. Trtle of the Holding Company Director and Official

attest that the Annual Report of Holding Companies (including the supporting attachments) for this report date has been pre­pared in conformance with the instructions issued by the Federal Reserve System and are true and correct to the best of my knowledge and belief.

With respect to information regarding individuals contained in this report, the Reporter certifies that it has the authority to provide this information to the Federal Reserve. The Reporter also certifies that it has the authoritY, on behalf of each individual, to consent or object to public release of information regarding that individual. The Federal Reserve may assume, in the absence of a request for confidential treatment submitted in accordance with the Board's "Rules Regarding Availability of Information," 12 C.F.R. Part 261, that the Reporter MSJ. individual consent to public release of all deta · ·n the~ co~ · g that individual.

Date of Signature

For holding companies J1Q1 registered with the SEC-Indicate status of Annual Report to Shareholders:

~ is included with the FR Y-6 report

D will be sent under separate cover D is not prepared

For Federal Reserve Bank Use Only

RSSDID Io~ it> ac, 1 C.I.

This report form is to be filed by all top-tier bank holding compa­nies, top-tier savings and loan holding companies, and U.S. inter­mediate holding companies organized under U.S. law, and by any foreign banking organization that does not meet the require­ments of and is not treated as a qualifying foreign banking orga­nization under Section 211 .23 of Regulation K (12 C.F.R. § 211 .23). (See page one of the general instructions for more detail of who must file.) The Federal Reserve may not conduct or spon­sor, and an organization (or a person) is not required to respond to, an information collection unless it displays a currently valid 0MB control number.

Date of Report (top-tier holding company's fiscal year-end):

December 31, 2016 Month / Day / Year

N/A Reporter's Legal Entity Identifier (LEI) (20-Character LEI Code)

Reporter's Name, Street, and Mailing Address

South Louisiana Financial Corporation Legal Title of Holding Company

PO Box 1718 (Mailing Address of the Holding Company) Street/ P.O. Box

Houma LA 70361-1718 City State Zip Code

1362 West Tunnel Boulevard Houma, LA 70360 Physical Location (If different from mailing address)

Person to whom questions about this report should be directed: Mickey Thomas President & CEO Name

985-851-3434 Area Code / Phone Number/ Extension

985-851-7896 Area Code/ FAX Number

[email protected] E-mail Address

www.ayeee.com

Title

Address (U RL) for the Holding Company's web page

I f.d I r:::i-n=No s con I ent al treatment requested for any portion of this report submission? .............. . .............. . }=YesO In accordance with the General Instructions for this report (check only one),

1. a letter Justifying this request Is being provided along with the report . . . . .. .. .. . . . . . . .. . . . . . .. .. . . . . .. . . . . . . . . .. .. . . . . . . .. . D

2. a letter justifying this request has been provided separately... ......... .... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . D

NOTE: Information for which confidential treatment is being requested must be provided separately and labeled as "confidential."

Public reporting burden for this Information collection is estimated to vary from 1.3 to 101 hours per response, with an average of 5.50 hours per response, including time to gather and maintain data In the required form and to relllew instructions and complete the information collection . Send comments regarding this burden estimate or any other aspect of this collection of information. including suggestions for reducing this burden to: Secretary, Board of Govemors of the Federal Reserve System. 20th and C Streets, NW, Washington , DC 20551 , and to the Office of Management and Budget, Paperwork Reduction Project (7100-0297) . Washington, DC 20503. 12/2016

Page 2: N/A...Public reporting burden for this Information collection is estimated to vary from 1.3 to 101 hours per response, with an average of 5.50 hours per response, including time to

South Louisiana Financial

Incorporated in Louisiana

Organizational ChartSOUTH LOUISIANA FINANCIAL CORPORATION

LEI: N/A

HOUMA, TERREBONNE PARISH, LOUISIANA

INCORPORATED IN LOUISIANA

LEI: N/A

SOUTH LOUISIANA BANK

HOUMA, TERREBONNE PARISH, LOUISIANA

INCORPORATED IN LOUISIANA

Houma‐Terrebonne 

Incorporated in Louisiana

Services, L. L. C.

LEI:N/A

Houma, Terrebonne

Parish, Louisiana

100% owned by 

South Louisiana Bank

Managing Member

Corporation

LEI:N/A

Houma, Terrebonne Parish, 

Louisiana

20% of stock owned by South 

Louisiana Bank

Community Development

*Not Reportable

Page 3: N/A...Public reporting burden for this Information collection is estimated to vary from 1.3 to 101 hours per response, with an average of 5.50 hours per response, including time to

Results: . . The d <\ list of branches for your holding company: SOUTH LOUISIANA FINANCIAL CORPORATION (1086298) of HOUMA, LA.

ata are as of 12/ 31/2016. Data reflects Information that was received and processed through Ol/10/2017.

~liaHnn--j"--'~--•'-- -·- __ 1,lnth~ 2. If r e Data Action column of each branch row, enter one or more of the actions specified below

equlred, enter the date in the Effective Date column

~ 01(, lf Ch ' the bra h · f 'OK' · h an. nc rn ormatlon is correct, enter rn t e Data Action column. 'd . th Effective oate column.

oe: If th b . . . . h h" · f f on first became valr rn e Close, e ranch information is incorrect or incomplete, revise the data, enter 'Change' in the Data Action column and the date w en t 1s rn orma 1

Defet~'.f a branch listed was sold or closed, enter 'Close' in the Data Action column and the sale or closure date In the Effective Date column.

Add: If If a branch listed was never owned by this depository institution, enter 'Delete' in the Data Action column. . I n a reportable branch is missing, insert a row, add the branch data, and enter 'Add' in the Data Action column and the opening or acquisition date in the Effective Date co um ·

If Printing thl . . . . . . s list, you may need to adiust your page setup rn MS Excel. Try usrng landscape orientation, page scalrng, and/or legal S1Zed paper.

~sion D----j. __ _ Whe--~

n You are r, . h . If You a rnis ed, send a saved copy to your FRB contact. See the detailed instructions on this site for more information.

re e-mailing this to your FRB contact, put your institution name, city and state in the subject line of the e-mail.

Note: To sar Th isty the FR y.10 . . . · f Ch Close Delete or Add.

e FR y.1 reporting requirements, you must also submit FR Y-10 Domestic Branch Schedules for each branch with a Data Action o ange, ' ' Oreportmaybesubm·tt d · h d f h f d I I e '"a ar copy ormat or via t e FR Y-10 Online application - https://ylOonline. e era reserve.gov.

* FD1cuN1 Head office 10 _RSSD* comments

NUM, Office Number, and ID RSSD columns are for reference only. Verification of these values is not required . office Number• Head Office 616036 -

Data Act· FDIC UNINUM* SOUTH LOUISIANA BANK

Zip Code County Country 0 616036

Ok IOI) Effective Date I Branch Service Type Branch ID RSSD* Popular Name Street Address City State TERREBONNE UNITED STATES 16215 SOUTH LOUISIANA BANK 616036

Ok HOUMA LA 70360 UNITED STATES 255961 3 SOUTH LOUISIANA BANK

Full Service ( Head Office) 616036 SOUTH LOUISIANA BANK 1362 W TUNNEL BLVD TERREBONNE 616036

Ok Full Service BOURG LA 70343 UNITED STATES 454551 5 SOUTH LOUISIANA BANK

2772637 SOUTH TERREBONNE BRANCH 4343 HIGHWAY 24 TERREBONNE 616036

Ok Full Service HOUMA LA 70364 UNITED STATES 255959 l SOUTH LOUISIANA BANK I

3470435 BAYOU BLUE BRANCH 2010 BAYOU BLUE ROAD TERREBONNE 616036

Ok Full Service 1308 GRAND CAILLOU ROAD HOUMA LA 70363 UNITED STATES 418953 4 SOUTH LOUISIANA BANK

2045984 EAST SIDE BRANCH TERREBONNE Ok Full Service 3916 HIGHWAY 311 HOUMA LA 70360

UNITED STATES 255960 2 3192625 UTILE BAYOU BLACK BRANCH TERREBONNE

Full Service HOUMA LA 70364 2608727 WEST SIDE BRANCH 6405 WEST PARK AVENUE

Page 4: N/A...Public reporting burden for this Information collection is estimated to vary from 1.3 to 101 hours per response, with an average of 5.50 hours per response, including time to

Report Item 3: Shareholders (1)(a) (1}(b) (1}(c) (2)(a) (2)(b) (2)(c)

FRY-6 December 31, 2016

Current Shareholders with ownership, control or holdings of 5% or more with power to vote as of 12-31-16

Shareholders not listed in (3)(1)(a) - (3)(1)(c) that has ownership, control or holdings of 5% or more with power to vote during the fiscal year ending 12-31-16.

(1)(a) ( 1 )(b) (1)(c) (2)(a) (2)(b) Name & Address Country of Citizenship # & % of Each Class Name & Address Country of Citizenship (City, State, Country) or Incorporation of Voting Securities (City, State, Country) or Incorporation

Raymond J. Authement USA 24,254Common Stock Not Applicable Dulac LA 70353, USA 6.82%

Debra B. Chauvin USA 22,230 Common Stoel Houma, LA 70364, USA 6.25%

Francis 0. Bourg, Ill USA 22,934 Common Stod Houma, LA 70360, USA 6.45%

J:\Accounting\TERRY\WP\MICKEY\REPORTS\FRY6 PAGE 1

(2)(c) # & % of Each Class of Voting Securities

Page 5: N/A...Public reporting burden for this Information collection is estimated to vary from 1.3 to 101 hours per response, with an average of 5.50 hours per response, including time to

Report Item 4: Insiders (1) (2) (3)(a)(b)(c) and (4) (a)(b)(c)

(1) Names

and Address

(City, State,

Country)

Michael P. Barker

Houma, LA

USA

Roy M. Beyer

Houma, LA

USA

(2) Principal

Occupation if other

than with Bank Holding

Company

Barker Motors

Barker Automotive

LaPorte, APAC

Certified Public Accountants

Accounting Firm

(3a)

Title & Position

with Bank Holding

Company

Director

Director

{3)(b)

Title & Position

with Subsidiaries

(Include names of

subsidiaries)

Director

South LA Bank

Secretary

South LA Bank

FRY6 December 31, 2016

(3)(c)

Title & Position

with other

Businesses

(Include names of

other businesses)

Barker Automotive (Mitsubishi)

Secretary/Treasurer

Barker Motors (Buick Pontiac GMC)

President

Barker Automotive (Honda)

President

Barker Holding Company

Member

Bumco, Inc.

President

MB &AB, L. L. C.

President

LaPorte, APAC Certified Public Accountants

Shareholder

BSR Properties, LLC

Member

Redwood Enterprises, LLC

Member

Deer Valley Ranch, LLC

Member

(4)(a)

Percentage of

Voting Shares in

Bank Holding

Company

1.43%

1.44%

(4){b)

Percentage of

Voting Shares in

Subsidiaries

(Include names

of subsidiaries

NA

NA

(4){c)

List names of

other companies

(includes Partnerships)

if 25% or more of

voting securities are

held (List names of

companies and

percentage of voting

securities held)

NA

Barker Motors (Buick Pontiac GMC)

70%

Barker Automotive (Honda)

60%

NA

NA

MB & AB, L.L.C.

100%

NA

BSR Properties, LLC

40%

Redwood Enterprises, LLC

100%

Deer Valley Ranch, LLC

25%

Page 6: N/A...Public reporting burden for this Information collection is estimated to vary from 1.3 to 101 hours per response, with an average of 5.50 hours per response, including time to

Report Item 4: Insiders (1) (2) (3)(a)(b)(c) and (4) (a)(b)(c)

Roy Beyer (cont'd)

Francis 0 . Bourg, Ill Retired

Houma, LA

Chapman H. Burguieres, Jr. Magnum Mud Equipment Co., Inc.

Houma, LA Owner, President, CEO

USA

Darryl K. Christen

Houma, LA

USA

Darryl Christen (cont'd)

Christen & Associates

Attorney/Pilot

Director

Chairman

Director

Director

South LA Bank

Chairman

South LA Bank

Director

South LA Bank

NA

FRY6 December 31, 2016

Magnum Mud Equipment Co. Inc.

President

Grand Coteau, L.L.C.

President

Magnum Mud Equipment Co., L.L.C.

President

Property Trusts, L.L.C.

President

Plane Venture, L.L.C.

President

Magnum Mud Equipment Co. Cameron, L.L.C.

President

Lands of LA, L.L.C.

President

Sky Pilot, L. L. C.

President

Christen & Rhymes, APLC

President

Terrebonne Land Partnership

Partner

DKC Holdings, LLC

President

Multi-Aero, Inc.

President

Dylan Aviation , LLC

6.45%

2.44%

3.15%

NA

NA

NA

NA

Magum Mud Equip Co, Inc.

50%

Grand Coteau, L.L.C.

50%

Magnum Mud Equip Co., L.L.C.

50%

Property Trusts, L.L.C.

50%

Plane Venture, L. LC.

50%

Magnum Mud Equipment Co. Cameron, L.L.C.

50%

Lands of LA, L.L.C.

50%

Sky Pilot, L. L. C.

50%

Christen & Assoc APLC

100%

NA

DKC Holdings, LLC

100%

Multi-Aero, Inc.

100%

Dylan Aviation, LLC

Page 7: N/A...Public reporting burden for this Information collection is estimated to vary from 1.3 to 101 hours per response, with an average of 5.50 hours per response, including time to

Report Item 4: Insiders (1) (2) (3)(a)(b)(c) and (4) (a)(b)(c)

Richard M. Haydel, MD

Houma, LA

Scott A Haydel, MD

Karla G. Spinella

Houma, LA

USA

Sidney C. Sundbery

Houma, LA

USA

Haydel Family Practice, APMC

Medical Doctor

Haydel Family Practice, APMC

Medical Doctor

Attorney at Law

Attorney at Law

Director Director

South LA Bank

Director Director

South LA Bank

Director Director

South LA Bank

Vice Chairman Vice Chairman

South LA Bank

FRY6 December 31, 2016

Manager

DKC Aviation, LLC

Manager

International Jets, Inc.

Director

Buffalo Well Ranch, LLC

Shareholder/Director

Haydel Family Practice, APMC

President

Haydel Family Practice, APMC

Partner

Hayquad, LLC

Member

Max Welders, Inc.

Stockholder

Lapella Properties, LLC

Member

Duval Funderburk Sundbery Richard

& Watkins

Shareholder/Director

Ad Hoc Corporation

Shareholder/Director

Sundbery Properties, LLC

Member/Manager

Rosedale, LLC

Member/Manager

Valley Properties, LLC

Member

4.50% NA

0.34% NA

2.95% NA

1.66% NA

100%

DKC Aviation, LLC

100%

International Jets, Inc.

25%

Buffalo Well Ranch, LLC

33%

Haydel Family Practice, APMC

33.33%

Haydel Family Practice, APMC

25%

Hayquad, LLC

25%

NA

Lapella Properties, LLC

33%

NA

NA

NA

NA

NA

Page 8: N/A...Public reporting burden for this Information collection is estimated to vary from 1.3 to 101 hours per response, with an average of 5.50 hours per response, including time to

Report Item 4: Insiders FRY6 (1) (2) (3)(a)(b)(c) and (4) (a)(b)(c) December 31, 2016

Mickey B. Thomas South Louisiana Bank Director & President & CEO Dularge Properties, L.LC. 0.94% NA Dularge Properties, LLC. Houma, La President & CEO President & CEO South LA Bank Member 33.33% USA

Registered Agent Ordoyne Family Funeral Home, LLC. NA SLFS, L.LC. Owner

Charles K. Weaver South Louisiana Bank Director South LA Bank None 1.98% NA NA Houma, LA Director Director USA

Registered Agent NA SLFS, L.LC.

James C. Sublett South Louisiana Bank South Louisiana Bank Bucket List, L.L.C. 0.39% NA Bucket List, L.LC. Houma, LA Sr. Vice President Sr. Vice President Member 33% USA

Registered Agent

SLFS, L.LC. James K. Walker South Louisiana Bank South Louisiana Bank None 0.04% NA NA Houma, LA Executive Vice President Executive Vice President USA

Randal J. Bernard South Louisiana Bank Secretary/Treasurer South Louisiana Bank NA 0.07% NA NA Houma, LA Executive Vice President - CFO Executive Vice President - CFO USA

George T. Robichaux South Louisiana Bank South Louisiana Bank Willswood Plantation, L. L. C. 0.07% NA NA Houma, LA Sr. Vice President Sr. Vice President Board Member USA

Assumption Land NA Board Member

EGR, L.L.C. NA Board Member

Assumption Energy, L LC. NA Board Member

Lafourche Land, L. LC. NA Board Member

Steven J. Crispino South Louisiana Bank South Louisiana Bank None 0 NA NA Houma, LA Executive Vice President Executive Vice President USA

Page 9: N/A...Public reporting burden for this Information collection is estimated to vary from 1.3 to 101 hours per response, with an average of 5.50 hours per response, including time to

Report Item 4: Insiders FRY6 (1) (2) (3)(a)(b)(c) and (4) (a)(b)(c) December 31, 2016

Victoria H. Rhea South Louisiana Bank South Louisiana Bank Keith Rhea Consulting 0.65% NA NA Houma, LA Vice- President Vice-President Community Property

USA

Management Information Solutions, LLC NA Community Property

Harris Ventures, LLC NA Member

David G. Roger South Louisiana Bank South Louisiana Bank None 0 NA NA Houma, LA Vice-President Vice-President

USA

Robert L. Ross South Louisiana Bank South Louisiana Bank None 0 NA NA Houma, LA Vice-President Vice-President

USA