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1
Key Moments in NADCP HistoryEQUITY AND INCLUSION
IN TREATMENT COURTS
DOUGLAS B. MARLOWE, JD, PHD
NATIONAL ASSOCIATION OF DRUG
COURT PROFESSIONALS
Disclosure
• This project was supported by Grant No. 2016-DC-BX-K007 awarded by the Bureau of Justice Assistance. TheBureau of Justice Assistance is a component of theDepartment of Justice’s Office of Justice Programs, whichalso includes the Bureau of Justice Statistics, the NationalInstitute of Justice, the Office of Juvenile Justice andDelinquency Prevention, the Office for Victims of Crime,and the SMART Office.
• Points of views or opinions in this document are those ofthe author and do not necessarily represent the officialposition or policies of the U.S. Department of Justice.
2
Equity and Inclusion Toolkit
• https://www.ndci.org/wp-content/uploads/2019/02/Equity-and-Inclusion-Toolkit.pdf
Key Moments in NADCP HistoryAccess & Representation
0%
20%
40%
60%
Caucasian African American Hispanic or Latino Native American
Marlowe et al. (2016)
3
Key Moments in NADCP HistoryAccess & Representation
62%
0%
20%
40%
60%
Caucasian African American Hispanic or Latino Native American
Marlowe et al. (2016)
Key Moments in NADCP HistoryAccess & Representation
62%
17%
0%
20%
40%
60%
Caucasian African American Hispanic or Latino Native American
Marlowe et al. (2016)
4
Key Moments in NADCP HistoryAccess & Representation
62%
17%
10%
0%
20%
40%
60%
Caucasian African American Hispanic or Latino Native American
Marlowe et al. (2016)
Key Moments in NADCP HistoryAccess & Representation
62%
17%
10%
5%
0%
20%
40%
60%
Caucasian African American Hispanic or Latino Native American
Marlowe et al. (2016)
~ 30% arrestees and
probationers
~ 15% arrestees and
probationers
5
Key Moments in NADCP HistoryGraduation Rates
59%
39%
32%
39%
0%
20%
40%
60%
ALL African American Hispanic or Latino Women
Marlowe et al. (2016)
➢ Duty to avoid disparate access, services, andimpacts regardless of intent
➢ Affirmative obligation to know whetherdisparities exist (annual monitoring)
➢ Take corrective actions unless doing sowould demonstrably threaten public safetyor program effectiveness
➢ Evaluate success of the corrective actionsand adjust, as necessary, until disparities areeliminated (annual monitoring)
Key Moments in NADCP HistoryBEST PRACTICE STANDARDS
www.AllRise.org
6
Poorer CJ Outcomes
Effects are cumulative and subtractive:
• Pre-trial release vs. detention
• Public defender philosophy and private counsel
knowledge (6th Amendment applies)
• Plea offer from prosecution
• Plea acceptance by defendant
• Screening tools (?)
• Eligibility criteria
• Suitability determinations
Pre-Entry Attrition
} Directly within
control of the
drug court
Can be influenced
but not controlled
by the drug court
Key Moments in NADCP HistoryImpact of Pretrial Detention
• Approximately two thirds of jail inmates are
(presumed innocent) pretrial detainees
• Approximately 70% are charged with nonviolent,
non-weapon-related crimes
• Approximately 80% cannot pay $2,500 bail/bond
• Compared to matched released defendants:
– More likely to plead guilty or be convicted
– More likely to receive a jail or prison sentence
– Receive longer incarceration or probation sentences
– Have lower employment and educational attainments
– Earn lower salaries
– Are less likely to own a home
– Experience greater family conflict and dysfunction
7
Key Moments in NADCP History
0%
20%
40%
60%
80%
Caucasion (non-Hispanic) African American (non-
Hispanic)
Hispanic (any race)
State (1990-2004) Federal (2008-2010)
BJS (2007; 2012)
Pre
-tri
al R
ele
ase
Disparities
68%65%
55%
20%
62%
43%
0%
10%
20%
30%
40%
50%
60%
70%
80%
90%
National (1990-2004)
Pretrial services > bond (KY, 2010)
Complaint-summons (NJ, 2017)
BJS (2012); COSCA (2013); NJ-AOC (2018); VanNostrand & Lowenkamp, 2013)
Released pretrial Failure to appear New arrest
Pretrial Release Outcomes
8
0%
10%
20%
30%
40%
50%
60%
70%
80%
90%
National (1990-2004)
Pretrial services > bond (KY, 2010)
Complaint-summons (NJ, 2017)
BJS (2012); COSCA (2013); NJ-AOC (2018); VanNostrand & Lowenkamp, 2013)
Released pretrial Failure to appear New arrest
Pretrial Release Outcomes
62%
23%
17%
0%
10%
20%
30%
40%
50%
60%
70%
80%
90%
National (1990-2004)
Pretrial services > bond (KY, 2010)
Complaint-summons (NJ, 2017)
BJS (2012); COSCA (2013); NJ-AOC (2018); VanNostrand & Lowenkamp, 2013)
Released pretrial Failure to appear New arrest
Pretrial Release Outcomes
62%
23%
17%
73%
10% 11%
DC = 80%
9
0%
10%
20%
30%
40%
50%
60%
70%
80%
90%
National (1990-2004)
Pretrial services > bond (KY, 2010)
Complaint-summons (NJ, 2017)
BJS (2012); COSCA (2013); NJ-AOC (2018); VanNostrand & Lowenkamp, 2013)
Released pretrial Failure to appear New arrest
Pretrial Release Outcomes
62%
23%
17%
73%
10% 11%
71%
11%14%
DC = 80%
0%
10%
20%
30%
40%
50%
60%
70%
80%
90%
National (1990-2004)
Pretrial services > bond (KY, 2010)
Complaint-summons (NJ, 2017)
BJS (2012); COSCA (2013); NJ-AOC (2018); VanNostrand & Lowenkamp, 2013)
Released pretrial Failure to appear New arrest
Pretrial Release Outcomes
62%
23%
17%
73%
10% 11%
71%
11%14%
DC = 80%
Racial Disparities Reduced but not Eliminated
10
Triggering Event
Paper Eligibility
Refer for Screening
Clinical Assessment
Admission Decision
Case not examined
Case deemed ineligible
Individual screened out
Clinical needs don’t match with program
Decision made for non-admission.
Someone
believes
Individual is
unsuitable
The Access Process
Triggering Event
Paper Eligibility
Refer for Screening
Clinical Assessment
Admission Decision
Case not examined
Case deemed ineligible
Individual screened out
Clinical needs don’t match with program
Decision made for non-admission.
Someone
believes
Individual is
unsuitable
The Access Process
11
Key Moments in NADCP History
0%
20%
40%
60%
80%
100%
Prosecutor
Decision
Defendant
Refusal
Ineligible Judge
Override
Case
Dismissed
Medical or
Mental Health
African American males (n=385)
Caucasian males (n=492)
Janku (2016)
68%
Reasons for Non-Admission
10%8%
28%
“Paper-Eligible Candidates”
29%
20%
1%
27%
3%1%
5%
1%
Key Moments in NADCP History
0%
20%
40%
60%
80%
U.S. Census All Arrests Violent
Arrests
Property
Arrests
Drug
Arrests
Non-Hispanic Caucasian
African American
Uniform Crime Reports (FBI, 2017)
60%
Exclusionary Charges
13%
12
Key Moments in NADCP History
0%
20%
40%
60%
80%
U.S. Census All Arrests Violent
Arrests
Property
Arrests
Drug
Arrests
Non-Hispanic Caucasian
African American
Uniform Crime Reports (FBI, 2017)
60%
13%
69%
27%
Exclusionary Charges
Key Moments in NADCP History
0%
20%
40%
60%
80%
U.S. Census All Arrests Violent
Arrests
Property
Arrests
Drug
Arrests
Non-Hispanic Caucasian
African American
Uniform Crime Reports (FBI, 2017)
60% 59%
13%
38%
69%
27%
Exclusionary Charges
13
Key Moments in NADCP History
0%
20%
40%
60%
80%
U.S. Census All Arrests Violent
Arrests
Property
Arrests
Drug
Arrests
Non-Hispanic Caucasian
African American
Uniform Crime Reports (FBI, 2017)
60% 59%
68%
13%
38%
29%
69%
27%
Exclusionary Charges
Key Moments in NADCP History
0%
20%
40%
60%
80%
U.S. Census All Arrests Violent
Arrests
Property
Arrests
Drug
Arrests
Non-Hispanic Caucasian
African American
Uniform Crime Reports (FBI, 2017)
60% 59%
70%68%
13%
38%
29%
69%
27% 27%
Exclusionary Charges
14
Key Moments in NADCP History
0%
20%
40%
60%
80%
100%
ALL PRISONERS Violent Index
Offense
Property Index
Offense
Drug Index
Offense
Any Offense
Violent Offense
BJS: Alper & Durose (2018)
Re-A
rrest
Rate
Recidivism RatesRe-Arrest Rate: 2005 - 2014 (9-year follow-up)
Excludes sex offenders
Key Moments in NADCP History
0%
20%
40%
60%
80%
100%
ALL PRISONERS Violent Index
Offense
Property Index
Offense
Drug Index
Offense
Any Offense
Violent Offense
BJS: Alper & Durose (2018)
Re-A
rrest
Rate
83%
Recidivism RatesRe-Arrest Rate: 2005 - 2014 (9-year follow-up)
39%
Excludes sex offenders
15
Key Moments in NADCP History
0%
20%
40%
60%
80%
100%
ALL PRISONERS Violent Index
Offense
Property Index
Offense
Drug Index
Offense
Any Offense
Violent Offense
BJS: Alper & Durose (2018)
Re-A
rrest
Rate
83%
Recidivism Rates
79%
Re-Arrest Rate: 2005 - 2014 (9-year follow-up)
39%43%
Excludes sex offenders
Key Moments in NADCP History
0%
20%
40%
60%
80%
100%
ALL PRISONERS Violent Index
Offense
Property Index
Offense
Drug Index
Offense
Any Offense
Violent Offense
BJS: Alper & Durose (2018)
Re-A
rrest
Rate
83%
Recidivism Rates
79%
88%
Re-Arrest Rate: 2005 - 2014 (9-year follow-up)
39%43% 40%
Excludes sex offenders
16
Key Moments in NADCP History
0%
20%
40%
60%
80%
100%
ALL PRISONERS Violent Index
Offense
Property Index
Offense
Drug Index
Offense
Any Offense
Violent Offense
BJS: Alper & Durose (2018)
Re-A
rrest
Rate
83%
Recidivism Rates
*
79%
Re-Arrest Rate: 2005 - 2014 (9-year follow-up)
39%43% 40%
*
Excludes sex offenders
84%
34%
* p < .05
88%
Key Moments in NADCP History
0%
20%
40%
60%
80%
100%
ALL PRISONERS Violent Index
Offense
Property Index
Offense
Drug Index
Offense
BJS: Alper & Durose (2018)
Re-A
rrest
Rate
fo
r D
iffe
ren
t O
ffen
se
77%
Arrested for Different Offense
75% 77%83%
Re-Arrest Rate: 2005 - 2014 (9-year follow-up)
17
Developed by Anne Janku, Ph.D., 2016
Marketing & Outreach
Social Marketing Surveys
• What is the word on the street about drug court?
• Why did you decide to (not to) participate?
• Why did other people you know decide to (not to)
participate?
• When did you first hear about drug court?
• Who first told you about drug court?
• What was their attitude about it?
• What might make it more appealing?
Poorer CJ Outcomes
• Already served a portion of their sentence
or held pretrial for more than a month
• Heard drug court was a trap for the unsuspecting
• Heard about drug court from someone they didn’t trust
(e.g., prosecutor)
• Heard about it from defense counsel late in the case
• Orientation focused on rules and lists of obligations
• Alienating or disrespectful style during orientation
• Emphasis on intrinsic vs. concrete benefits
• Labeling or stigma
Turn-offs
18
WHICH AD REFLECTS SOCIAL
MARKETING?
▪ Favorable views of frequent drug testing and contactswith the judge (100%)
▪ Negative views of treatment providers (70%)▪ Pressure to accept label of addiction
▪ Ultimatums to comply with treatment
▪ Judgmental responses
▪ Negative views of treatment quality (66%)▪ Exclusively group-based interventions
▪ Unaddressed mental health needs (trauma, depression)
▪ Prefer natural recovery supports (e.g., church) over 12-Step groups
▪ Unaddressed employment & educational needs (64%)
Key Moments in NADCP HistoryParticipant Views (N=70)
Gallagher, 2013; Gallagher & Nordberg, 2016; Gallagher et al., 2016; Gallagher &
Wahler, in press; Dannerbeck-Janku et al., in press
19
Key Moments in NADCP HistoryOutcome Variation
Most had 10% to 30%
better outcomes for
Caucasians
Some had better outcomes
for African Americans
N = 21,008 participants in 142 Treatment Courts
Ho et al., in press
18
12
2
10
22
8
1
87 courts (61%) had
equivalent outcomes by race
> 30% 20% -
30%
10% -
20%
< 10%< 10% > 30%20% -
30%
10% -
20%
➢ Community members on Steering Committee
➢ Arrest for drug possession does not lead totermination from the program (police presence)
➢ Program routinely offers family counseling
➢ All team members, including treatment anddefense counsel, attend staffings and hearings
➢ Program regularly reviews data on services andoutcomes and makes modifications as needed
➢ Program census is less than 125 participants
➢ 90 days of sobriety is required for graduation
Key Moments in NADCP HistoryBest Practices
Ho et al., in press
20
➢ Staff and organizational readiness for change;managerial & supervisor supportiveness
➢ Treatment programs located in community
➢ Emphasize vocational & educational services
➢ Provide cognitive behavioral therapy (CBT)
➢ Focus on drugs of choice in affected community
➢ Prepare participants for peer support groups
➢ Administer gender-specific groups
➢ Staff personally involved in community
➢ Linkages and resources in community
➢ Professionally trained mentors
Key Moments in NADCP HistoryOther Best Practices
0%
10%
20%
30%
40%
50%
60%
African
American
Caucasian w/
GED
Caucasian
w/o GEDn = 65 n =114 n = 56
*
Successful Graduation Rates
41.5%
21.9%
7.1%
African American Males 18 to 25
*
*
Culturally Proficient Treatment
Vito & Tewksbury (1998)
Replicated: Beckerman & Fontana 2001; Marlowe et al., 2018
21
• Culturally tailored, strength-based, trauma informed
• African American males 18 to 29 years of age
• Not presumed to be drug or alcohol dependent
• 80 sessions over 9 months:
1. Self – prevalent myths, stereotypes andmisconceptions of African American manhood
2. Family – unrecognized and unacknowledged trauma
3. Community – neighborhood challenges and threats
4. Spirituality – natural and preferred recovery communities
5. Mentoring and employment
Key Moments in NADCP HistoryH.E.A.T.
• Avg. 10 previous convictions
• Avg. 22 months of incarceration
• 90% of charges included drug trafficking
• Wide range of substances used
• 81% avg. session attendance rate
• Avg. of 65 sessions attended (SD=10 sessions)
• Avg. length of stay = 264 days
• 90% completed HEAT
• 71% on track to complete drug court
• Ratings of treatment satisfaction, counselingrapport, and peer support > 75th percentile
Key Moments in NADCP HistoryStudy 1: Feasibility
22
• Reentry drug court
• Condition of parole
• Administrative discharge from parole
• Contemporary comparison group
• Matched comparison group
Key Moments in NADCP HistoryStudy 2: Effect Size
0%
10%
20%
30%
40%
50%
60%
70%
HEAT (n=19) Contemporary TAU (n=38) Matched TAU (n=38)
Graduated MCRC & completed parole Completed parole only Terminated from MCRC & parole revoked
42%
29%24%
• Reentry drug court
• Condition of parole
• Administrative discharge from parole
• Contemporary comparison group
• Matched comparison group
Key Moments in NADCP HistoryStudy 2: Effect Size
0%
10%
20%
30%
40%
50%
60%
70%
HEAT (n=19) Contemporary TAU (n=38) Matched TAU (n=38)
Graduated MCRC & completed parole Completed parole only Terminated from MCRC & parole revoked
26%
45%
66%
Effect Size:
Cramer’s V > 0.30 (moderate)
p < .05
23
Key Moments in NADCP HistoryConclusions
• Racial, ethnic and gender disparities permeatetreatment courts
• Pretrial detention and bond contribute todisparities without protecting public safety
• Exclusionary charges (especially violence)contribute to disparities without protecting publicsafety
• Suitability determinations (especially by theprosecution) contribute to disparities
• Drug courts make poor efforts to sell their product
• Reflecting participants’ community-of-originimproves outcomes and reduces disparities
Key Moments in NADCP HistoryConclusions (cont.)
• Following best practices improves outcomes andreduces disparities
• Culturally proficient interventions improveoutcomes and reduce disparities
• There is no evidence that standardized andvalidated risk and need assessment toolsexacerbate disparities, and substantial evidencethey likely reduce disparities
• Ignoring these findings is a violation of theAdult Drug Court Best Practice Standards